ADR at a glance
ADR at a glance
- Opening statement
- Telling of stories
- IdenCfying/wriCng down issues / points of controversy and arriving at easy
agreements (points of common agreement)
- Development of opCons
- Caucusing
- Making of a choice by parCes
- Agreement reaching
- Draiing and signing of the agreement.
Explain the mediaCon opening statement
Introductory statement delivered by the mediator to commence the mediaCon
process.
Stages and their importance
- IntroducCon of mediator and parCes --- familiarizaCon and diffuse tension. -
CommendaCon of parCes – insClling assurance and posiCvity in parCes.
- Define the role of mediator—educaCon purposes and it helps parCes to
affirm their decision.
- Independent and neutrality —insCll trust
- Describe the process –semng down rules and procedures
- Explain the concept of caucusing – insCll confidence and trust in the
mediator.
- Concept of confidenCality--- emphasizing the collecCve duty of
confidenCality.
- LogisCcs—educate the parCes of provisions made to facilitate the process
- Solicit and answer quesCons—clear all doubts
- Joint commitment to begin --- affirmaCon of their agreement.
The role of the opening statement.
- Diffuse tension.
- Effect educaCon of the process/procedure - AffirmaCon for an agreement.
- InsCll trust and confidenCality
- Ensure familiarizaCon
- Set down ground rules
- Effect educaCon of the effect of mediaCon
a. Mends relaConship
b. Focuses on the psychology of vicCms.
c. ConfidenCality
d. Usage of technocrats for sePlement of disputes
e. Faster as compared to the liCgaCon process
Demerits
Point where the decision contravenes the act and the purpose aas stated in
the memorandum;
i. Contravened the principles of pacta sund servanda—Party autonomy.
ii. Kompetenz – arbitrator has the power to determine his jurisdicCon
or not. iii. Seperability of agreements
governed by a
convenCon.
b. The copy of the
award aPached
was not the
original and it was
also not
authenCcated.
4. Dutch African trading co 57, 58 and Whether or not a foreign 1. The court cannot
ltd v west African mills ltd 59 award can be enforced enforce such award
using the inherent with its inherent
jurisdicCon of the court? jurisdicCon because
there is a statutory
Whether or not sec 59 provision.
was mandatory? 2. Failure to aPach a
copy of the
arbitraCon
agreement was fatal.
6. Carbon commodiCes dmcc v Sec 6 Whether or not parCes --the acCons consCtuted a
trust link ventures can waived their right waiver of right….
derived from an RESPECTED THE CHOICES
arbitraCon agreement— OF PARTIES
--enter appearance
--moCon for discovery --
moCon for security for
cost
-statement of defence
7. Mining and building Sec 6 and sec --writ to declare an -- with respect to
contractors limited v 24 arbitraCon clause invalid. - construcCon in order to
anglogold ashanC -opponent raised the determine jurisdicCon or
requisite. validity, sec 24 shall govern
that.
8. Adamus Resources Ltd v Sec 18 Whether or not a party -secCon 18 must be strictly
Prof Albert Fiadjoe can apply for the removal proved. An allegaCon of bias
of an arbitrator based on or prejudice will not suffice
an unfavorable decision? without sufficient proof.
THE MERE FACT THE
ARBITRATOR GRANTED
UNFAVORABLE INTERIM
MEASURES DID NOT MEAN
THAT HE WAS ACTING IN A
BIASED MANNER.
INTERESTING DECISIONS
9. Ivy Whalley v Bolton 58 and 52 -whether or not a third -due to issues of natural
Portolio Limited party can apply to set jusCce and the connecCon of
aside an arbitral award? the parCes to the arbitraCon,
the award can be set aside
by those two non parCes.
SimilariCes
Differences
Differences ADR Act UNCITRAL
Form of the law/composiCon ArbitraCon //customary ONLY ARBITRATION
arb//mediaCon-part 2 and 3
ArbitraCon/ applicaCon Broader in scope but limited InternaConal
by sec 1 commercial
transacCons
Power to subpoena a witness by arbitrator Sec 31 sub 9 No such power
Arb management conference Express codificaCon in sec 29 DiscreCon retained
in parCes
DeterminaCon of procedure Arbitrator is involved—sec 5 Party autonomy –
sub 2 arCcle 19
Capacity of parCes //issues governing NaConal/domesCc and Proof that the
jurisdicCon internaConal maPers maPer falls under
internaConal
arbitraCon- ArCcle 3
SePlement before award Such discreCon subject to SCck to the
the consent of parCes-sec 47 procedure set down
by the parCes
Influence of the court The court has extensive Minimal intrusion
powers to intervene in by court except
disputes—sec 40/39—ex where very
parte ghacem--- necessary like
Appeal with leave provided determinaCon of
to the court of appeal the competency or
qualificaCon of an
arbitrator. ArCcle
13 (3)—no right of
appeal
New York ConvenCon
Incorporated in the ADR Act –secCon 59 1c. and the first schedule—Broader than
the convenCon-enforcement of foreign arbitral awards
i. The procedure
In the Act, SecCon 59 provides for enforcement of foreign arbitral
awards. The enforcement aPempt is commenced through a moCon
for leave to enforce the foreign arbitral award.
ii. The grounds
In order to be successful, there must be 4 prevailing elements as
stated under secCon 59;
- The award was granted by a competent authority in the seat of arbitraCon –
shakiri limited v broadband home co.
- There is either a reciprocal arrangement between Ghana and the seat of
arbitraCon or the award was granted pursuant to a raCfied internaConal
convenCon- Ara Liberthad case.--- raCfied internaConal convenCon =new
York convenCon.
- The award or a cerCfied copy and the contract which was the subject of the
liCgaCon or a cerCfied copy is aPached to the applicaCon. -Dutch African
Trading Co v West African Mills Co Ltd.
- There is no pending appeal against the award.
iii. The role of the court
It is not the duty of the court to reliCgate the maPer. Unless there is a
viable ground under the Act to oppose the appl, the court may grant
leave.- Shakari ltd v broadband company
iv. Effect of success.
The award has the same as same as a judgment of a court therefore it
can be enforced like a high court judgment.
Common law
i. The procedure
It entails the issuance of a writ of summons seeking for the
declaraCon that there is a pending debt between the creditor and
debtor. The subject for the debt is the arbitral award.
ii. The grounds
There must be proof of a voluntary submission, the presence of an
arbitraCon who possessed the necessary jurisdicCon, fair procedure
which respected defined arbitraCon rules and natural jusCce and an
award which was based on the issues and fact in contenCon. - UNION
NATIONALE DES COOPERATIVE AGRICOLES V CATTERILL.
With this approach, the arbitraCon contract, the contract which is the
subject of the liCgaCon and the arbitraCon award are tendered into
court as evidence to establish the grounds.
iii. The role of the court
Where the court determines that the award is not viCated by factors
like fraud, illegality, public policy, pending appeal, the court must
order the payment of the award as a debt accrued to the creditor. –
stratclyde v checkpoint
iv. Effect of success.
The judgment can be enforced like any judgment of the court.
Whether or not the court has the jurisdicCon to refer the maPer to arbitraCon?
Sec 54 and sec 6
Sec 54- issuance of a writ will not consCtute a waiver of arbitraCon rights,.
Sec 6 – objecCon is raised, the court should analyze the supposed arbitraCon
clause in the light of the dispute to determine whether the dispute falls within the
clause. If the court makes a posiCve decision, the court must refer the parCes to
arbitraCon.- di simone v olam gh ltd
Sec 7 – reference to arbitraCon by court subject to the consent of parCes.
12. 2016—QUESTION 3 1.
Enforceability of the agreement
a.
SecCon 135 and sec 2 and sec 3 (2)
Sec 2—agreement should be in wriCng.
Sec 135 – arbitraCon and arbitraCon agreement
ArbitraCon – VOLUNTARY SUBMISSION
ArbitraCon – sePlement of future disputes through arbitraCon.
ArbitraCon agreement is also a contract meaning it is subject to viCaCng factors---
Mining and Building Contractors ltd v anglogold ashanC.
b.SecCon 6 – condiConal appearance and move the court to stay proceedings and
make an order for the maPer to be referred to arbitraCon// objecCon at the stage
of entering appearance under secCon 6 for the maPer to be referred to
arbitraCon- di simone v olam gh /bcm v ashanC goldfields ltd
c. secCon 6 /sec 12/ sec 15/sec 16 and sec 18
sec6- duty of the court--- determine whether the maPer relates to the arbitraCon
clause.
Sec12- by agreement of parCes—over-reaching
Sec 15 – imparCality of arbitrator---declaraCon of interest
Sec 16- challenge of arbitrator
Sec 18 – revocaCon of authority—applicaCon to high court to remove an
arbitrator.
3. Speak to the breach and draw a link between the breach and the
agreement.
That on the 7th June, It is alleged by the respondent that I failed to deliver
the cars which is in breach of the agreement being governed by the
arbitraCon clause.
4. Speak to the writ filed in defiance to the agreement.
That on 7th May , The respondent has caused a writ of summons and SOC to
be served on me which is in clear breach of the arbitraCon agreement.
5. Speak to the courts power to refer the case and stay proceedings.
That I am advised by my lawyers and verily believe same to be true that this
honorable court has the power to stay proceedings and refer the present
maPer to arbitraCon as per the terms of the arbitraCon agreement.
6. PRAYER.
WHERE I PRAY THIS HONORABLE COURT TO STAY PROCEEDINGS AND
ORDER THE PARTIES TO PROCEED TO ARBITRATION.
…………………….
Deponent
Sworn this day
1. IntroducCon
THIS REQUEST FOR ARBITRATION is submiPed on behalf of (name of
claimant) (hereinaier referred to as “claimant”) pursuant to secCon 5 of
the adr act 2010 against (name of respondent)
2. DescripCon of ParCes
a. Status of party
The claimant is a company registered under the laws of Ghana who is
involved in construcCon of roads.
b. Address
The claimant has as its business address at (business address of
claimant)
4. Describe the arbitraCon clause (aPach a copy of the clause) Be specific and
extensive.
Talk about the seat of arbitraCon and the governing law if provided.
Respectully SubmiPed,
……………………………………..
Lawyers Name
Solicitor Number
Lawyers Details.
AND
AURORAS LIMITED ………………………………..RESPONDENT
(BUSINESS ADDRESS)
AND
IN THE MATTER OF AN ARBITRATION MANAGEMENT CONFERENCE
REQUEST FOR ATTENDANCE TO AN ARBITRATION MANAGEMENT CONFERENCE
ParCes or/and their legal representaCves are hereby invited to an arbitraCon
management conference which shall be held at (Place of conference) on (date and
Cme of the conference) and before (name of the arbitraCon) as per the terms
stated in the Agenda aPached to this lePer.
The arbitraCon management conference shall be conducted within the terms
stated in the aPached agenda.
DATED AT ………………………………………
………………………………….
Signed by a rep of the arbitraCon insCtuCon or arbitrator
1. Commencement of conference.
2. IntroducCon/announcement of parCes.
3. Issues to be resolved.
4. Date , Cme and place of arbitraCon
5. Discoveries , producCon of documents and interrogatories.
….
1. Cost and arbitrators fees.
2. Any other business.
DATED AT …………………………………………….
……………………………………
Signed by arbitrator
15. JUNE 2021 QuesCon 1
ARBITRATION AGREEMENT
Core content
The following maPers are excluded from the scope of this agreement;
1.
2.
2. Place of dispute
The place of the arbitraCon shall be London, UK.
3. Applicable law the applicable law shall be ……(Country)
4. Applicable Language
The applicable language of the arbitraCon shall be English.
5. Form of request
The arbitraCon shall be commenced by a wriPen request from the claimant
which shall contain the grounds and reliefs being sought and which shall be
served on the respondent.
Ancillary
10.ConfidenCal clause
11.Clause on noCce NoCce = by wriCng.
12.Data protecCon
THE PARTIES BY THEIR SIGNATURE AGREE ON ……………. (date)
………(signature……………………
Name of party 1
In the presence of
………signature…………………..
Name of witness
………signature……………………
Name of party 2
In the presence of
………signature…………………..
Name of witness
Customary arbitraCon
1. Arbitrability
SecCon 89 (2)—specific bar/limitaCon against the conduct of customary
arbitraCon for crimes-- Gym v Insaidoo
SecCon 1 d---
2excepCons
a. Court order b. an enactment
2. Party autonomy/voluntariness
SecCon 89 and secCon 90 (6)
Sec 90 subsecCon 6-forced or coerced to subject a maPer for
determinaCon by customary arbitraCon.
89—A PARTY MAY SUBMIT A DISPUTE FOR DETERMINATION.