Norouzi, M., Chàfer, M., Cabeza, L. F., Jiménez. L., & Boer, D. (2021) - English
Norouzi, M., Chàfer, M., Cabeza, L. F., Jiménez. L., & Boer, D. (2021) - English
Circular economy in the building and construction sector: A scientific evolution analysis
Masoud Norouzi a , Marta Chàfer b c , Luisa F. Cabeza b , Laureano Jiménez a , Dieter Boer d
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Highlights
Abstract
The building industry is responsible for considerable environmental impacts due to its consumption of resources and energy, and the production of wastes. Circular Economy (CE), a new
paradigm can significantly improve the sustainability of this sector. This paper performs a quantitative scientific evolution analysis of the application of CE in the building sector to detect
new trends and highlight the evolvement of this research topic. Around 7000 documents published 2005 to 2020 at Web of Science and Scopus were collected and analyzed. The
bibliometric indicators, network citation, and multivariate statistical analysis were obtained using Bibliometrix R-package and VOSviewer. The co-occurrence analysis showed five keyword-
clusters, in which the three main ones are: (i) energy and energy efficiency in buildings; (ii) recycling, waste management and alternative construction materials; (iii) sustainable
development. The analysis showed that researchers pay close attention to “sustainability”, “energy efficiency”, “life cycle assessment”, “renewable energy”, and “recycling” in the past five
years. This paper highlights that (i) the development and use of alternative construction materials; (ii) the development of circular business models; (iii) smart cities, Industry 4.0 and their
relations with CE, are the current research hotspots that may be considered as potential future research topics.
Graphical abstract
Keywords
Circular economyBuildingConstruction sectorScience mappingBibliometric analysisSustainable development
1. Introduction
The building and construction sector is a key area that has significant impacts on the economy and environment [1]. This sector contributes to the economy (about 9% of the EU's Gross
Domestic Product (GDP)), provides direct and indirect job opportunities (18 million direct jobs at the EU) and satisfies the people's needs for buildings and facilities [2,3]. Moreover, this
sector is one of the main consumers of resources: about 50% of the total use of raw materials, and 36% of the global final energy use [4,5]. As this sector accounts for 39% of the energy and
process-related emissions and the agents of acid rain, the continuation of these greenhouse gas emissions at the same rate will certainly lead to a problematic situation [4,6]. Therefore, any
effort concerning global climate change and cleaner production should include this industry as a major player [7,8].
In addition to these environmental impacts, the construction and demolition projects are also responsible for about a third of the total waste generated in the EU, with a significant share
being landfilled which creates serious environmental problems during the entire lifecycle of buildings, especially during the operation and end-of-life stages [9]. Moreover, it is predicted
that with the current population growth rate, the middle class will increase from 2 billion to over 4 billion people by 2030 [10]. Therefore, there is a need to build more urban capacity than
has been built in the past 4000 years to secure progress, contemporary and future well-being [11]. Another important issue is the price-increase of raw materials which pushes the building
industry for using efficient resource alternative materials, for example by reusing and recycling [11,12]. In this context, it can be concluded that there are an urgent need and pressure in the
construction industry to shift from the current paradigm into a more sustainable one with a focus on adopting the circular economy approach to ensure a more sustainable building sector
[[13], [14], [15]].
The concept of the Circular Economy (CE), evolved from industrial ecology [16], tries to bring under one name a collection of pre-existing ideas from various scientific fields with shared
qualities and characteristics, e.g., industrial ecosystems and industrial symbioses, the 3Rs principle (reduce, reuse and recycle), cleaner production including manufacturing systems'
circular materials flows, product-service systems, eco-efficiency, cradle-to-cradle design, green growth, biomimicry, natural capitalism, the resilience of social-ecological systems, the
concept of zero emissions and others [[17], [18], [19], [20]]. The CE paradigm is proposed to change the current production and consumption pattern of “take-make-dispose” that is
threatening the sustainability of human life on earth and is approaching the planetary boundaries [21]. Steps in this direction require closing the loops by reusing wastes and resources as
well as slowing material loops by developing long-lasting, reusable products [[22], [23], [24]]. The development and implications of CE are still progressing [25], and there is no single
definition of CE because of its interdisciplinary nature [26,27]. According to the literature review on CE in the building industry by Benachio et al. [28], the most cited sources of CE
definition are established by the Ellen MacArthur Foundation (EMF), as “restorative by design and aims to keep products, components, and materials at their highest utility and value at
all times, distinguishing between technical and biological cycles” [29], and in the next places are the definitions proposed by Lacy and Rutqvist [30], Pomponi and Moncaster [31],
Geissdoerfer et al. [32], and Leising et al. [23], respectively. Despite this lack of a generally accepted definition of CE, there is wide agreement among scholars and practitioners that CE
enhances life cycle of components, materials and products through reuse, repair, recycling, remanufacture and refurbishing [33]. In this paper, we embrace the definition of CE proposed by
Kirchherr et al. [34]: “an economic system that replaces the ‘end-of-life’ concept with reducing, alternatively reusing, recycling and recovering materials in production/distribution and
consumption processes. It operates at the micro level (products, companies, consumers), meso level (eco-industrial parks) and macro level (city, region, nation and beyond), with the aim
to accomplish sustainable development, thus simultaneously creating environmental quality, economic prosperity and social equity, to the benefit of current and future generations. It is
enabled by novel business models and responsible consumers”.
The basic CE concepts of reduction, reuse, and recyclability of materials and components have been already widely implemented successfully from electrical equipment and furniture to
textiles, but its application in the building sector has a shorter history and to a lesser extent [19,31,35], basically limited to waste prevention and material management (mainly focused on
recycling) [36]. The construction sector has been known as one of the three sectors with high potential to implement CE strategies [37], particularly through the adoption of eco-friendly
products and technologies [38]. The adopting of CE principle in the construction industry promotes the use of sustainable materials, maximizing material recovery, and avoiding
unnecessary waste generation and waste disposed to landfill [[39], [40], [41]]. It is expected that by applying CE principles in the European built environment, it is possible to save €350
billion through resource and energy savings by 2030 [42]. However, this sector is characterized by strong project-based institutionalized practices and market mechanisms, which in many
aspects do not facilitate the inclusion of CE principles [11]. For building projects, the accomplishment of the project needs inputs from a high number of stakeholders within a
complex supply chain, where each chain-echelon contributes to environmental impacts and cost of the building production [11,43,44]. In this context, it is clear that the governments must
play their key roles by dictating relevant guidelines and policy interventions to support CE transition in the construction industry [25].
In the literature, there are review papers and bibliometric research dealing exclusively with CE such as [28,[45], [46], [47], [48], [49], [50], [51]], and the relation of CE with various other
concepts such as built environment [14,26,52,53], industrial symbiosis [54], industrial ecology [55], green and bio-economy [56], demolition waste sector [57], and sustainability [32].
However, to date, to the best of our knowledge, there is no work published assessing systematically and quantitatively the scientific evolution of literature referring to the theory and practice
of CE in the building and construction industry from a bibliometric perspective. To contribute to fulfilling this limitation, this paper aims to detect the characteristics of worldwide literature
of the CE in the field of interest through statistical analyzing the scientific works published in Web of Science (WoS) and Scopus databases from 2005 to 2020. Moreover, in the present
work, the records are collected from both Web of Science (WoS) and Scopus databases that results in having a more extensive global perspective of bibliometric data [58], as well as
eliminating any dependency of the results on the database [59]. Hence, another novelty of this work is to detect the characteristics of a large volume of literature published in the field of
interest at the two of most influential databases.
This study provides a summary of the status quo of the global research on CE implementation in the building industry, including the scientific publication growth, the most influential
authors, institutions, countries, journals as well as the degree of existing academic collaboration between researchers, institutions and countries. Moreover, science mapping, including the
word-clustering analysis, frequency, and co-occurrence analysis of keywords were conducted to explore the intellectual structure of a field, and to seek the emerging and hot research lines
and the historical developments of the topic. The findings of this article could prove useful for the academic community in identifying the gaps and potential opportunities in the current
knowledge and suggesting the pathway for future research. The knowledge generated by the present study, for example the data regarding collaborations, may also provide a handy tool for
investigations or policies that aim to approach the topic with the support of specialized groups [58].
2. Methodology
There are several review methods for analyzing the existing literature, such as critical review, literature review, meta-analysis, systematic search and review [60]. Bibliometrics, as a
systematic quantitative literature review, follows a transparent detailed systematic method and more importantly reproducible process of review to collect and systematize information [61],
while as of its quantitative nature, it is objective-oriented and includes statistical analysis of bibliometric data [60]. This method can be used particularly for transdisciplinary research to
identify the geographic, scalar, theoretical, and methodological gaps in the literature [62].
Scholars assess the impact of units (e.g., researchers, institutions, countries, publications, and sources) in three main metrics of productivity (assess how productive the units are), impact
(measure the impact of units on other units), and integration of productivity and impact using several bibliometric indicators, such as publication count, citation count, the cites per paper
and citation thresholds [63], the h-index [64,65], the g-index [66], the m-quotient [67]. These methods complement each other rather than being alternatives to one another [68]. Still, so
far, the most popular indicators are the number of publications, citation count, and h-index (defined as the number of publications of an author/journal (say h) that has received at
least h times citation) [69]. In this study, in addition to these three indicators, the average number of citations per document, the m-quotient, and g-index parameters are reported. The m-
quotient, the result of dividing the h-index number by the scientific age of a scientist, eliminates the dependency of the h-index on the duration of each scientist's career [67,70]. The g-
index, which can be seen as averaged h-index, overcomes the shortcoming of the h-index in accounting for the performance of the author's top articles [70].
In this study, co-word, co-citation, and co-authorship analyses were adopted. A brief description of each is presented below:
- Citation analysis: in a scientific article, the authors cite the related literature to support their arguments [71]. This citation indicates the relevancy of the citing
and the cited document, and thus, citation analysis can help in identifying the main authors, literature, journals, source countries, or institutions [72].
- Co-citation analysis: it shows the frequency in which two documents are cited together simultaneously by another document [73]. This method, therefore, works
as an indicator of how much two works share related subjects. Co-citation analysis can map the intellectual structure of a research field [71]. It is possible to
identify the core themes of a research field by analyzing the links in a cluster of articles, mapping the links, and establishing the importance and proximity of
topics [74,75].
- Co-authorship analysis: it examines the authors and their affiliations, to discover academic collaborations, collaborative behavior, and the schools of thought
[76]. Data about collaborations could be useful for investigations and policies aiming to approach the topic with the support of specialized groups [77].
Moreover, this method has been used to investigate the development of a field [78], to identify the subdisciplines of the interdisciplinary field of a field, and to
investigate trends in collaboration and productivity between subdisciplines [79,80].
In the present study, we adopted a similar approach as the method proposed in Aria and Cuccurullo [81], and Zupic and Čater [68], where five stages of (i) conceptualization of research, (ii)
collection of bibliometric data, (iii) analysis of collected data, (iv) visualization, and (v) interpretation have been followed. In the first step, the research questions and the proper
bibliometric methods are defined [81]. As partially shown in Fig. 1, in data collection, the search query, the database that contains the bibliometric data, the document filtering criteria, and
exporting data from the selected database are carried out. Then the required preprocessing measures, including data cleaning and screening, are followed. One or more bibliometric or
statistical tools can be utilized to conduct the data analysis. Later, in the data visualization step, the scholar should choose the visualization method and the appropriate mapping software.
Finally, the scholars analyze and describe the findings [81].
A preliminary publications retrieval was performed using the search query TS = “circular econom*” AND (“building*” OR “construction*”), in the “Topic” field of WoS Core Collection for
journal articles (the Boolean operators “AND” is used to link the two fields, and “OR” is employed to combine the two fields). In accordance with Nobre and Tavares [51], we found that
many articles containing the terms semantically different, but with the same meaning, were missed since the search query did not include the corresponding required terms to record them
(e.g., the term “circulatory economy” or “circular supply chain”). Moreover, the publication related to the CE does not necessarily use this expression to describe the underlying
phenomenon in their body [26,84]. Thus, an extensive literature review was conducted to find different definitions and classifications to complete the collection of keywords.
Based on (i) the literature review conducted, specifically those reporting various definitions of CE [34], and CE in the construction industry [23,[29], [30], [31], [32]], (ii) the list of keywords
proposed by Nobre and Tavares [51], (iii) the keywords collection obtained from our preliminary exercise on the publications retrieval (as detailed in the previous paragraph), the authors
proposed to use a formulated search query containing three main parts (see Fig. 2). The first part (TSA), includes the terms and concepts semantically related to the circular economy; the
second part (TSB), encompasses a semantic set of keywords related to the building and construction; and the third part (TSC), consists of commonly used terms for the CE implemented
buildings. The list of terms (TS) can be consulted in Appendix A.1.
To define the logic query of the first part (TSA), the combination of keywords proposed by Nobre and Tavares [51], and Hossain et al. [25] was used with modifications according to the
conducted literature review. The together use of basic principles of the CE so-called 3R's (reduce, reuse, recycle) in the logic query should be highlighted because when these terms are used
separately, some out of the scope results are retrieved. The terms “sustainable”, and “sustainability” were added according to our embraced definition of CE [34,51].
Regarding the second part (TSB), the wildcards of the semantic set of keywords related to the building sector, “building*” and “construction*”, were used. Using these terms, leads to the
inclusion of the most relevant studies, especially as the query would atomically include works with any noun phrasal combination of the aforementioned terms, e.g., residential building,
building materials, building information modeling (BIM), etc.
The third part (TSC), contains the three common expressions referring to the buildings that circular economy principles have been implemented on them, the so-called circular building: “A
building that is designed, planned, built, operated, maintained, and deconstructed in a manner consistent with CE principles” [31].
There could still be some relevant articles missing from this study due to employing the search query proposed. However, after a number of trials to use various combinations of the
keywords and by checking descriptive and co-word analysis of the datasets, we observed that the proposed search string provides a proper sample to capture the general research directions
and different considerations of the field.
In the present study, the document type was restricted to scientific articles, proceeding papers, and reviews for the case of WoS Core Collection; and articles, reviews, conference papers, and
conference reviews for the case of Scopus. The search query was employed in the “Topic” field of WoS Core Collection, and “title, abstract, keywords” field of the Scopus database. The
timespan was set to 2005–2020.
Using an in-house code written in R-programming language [94], the duplicate records were removed during preprocessing. The algorithm of duplication removal is based on the DOI, and
the document's normalized term based on the title, first author's last name, the first letter of the first author's first name, and the publication year [95,96]. As a result of the retrieval and
refining procedure, 7005 documents were collected from the databases.
3. Results
Table 1. General information about the dataset collection of circular economy in buildings (2005–2020).
Description Results
Type of documents
Journal Articles 3913
Conference papers 1639
Proceedings papers 1025
Review papers 428
Sources (Journals, etc.) 2355
Keywords plus 17008
Author's keywords 12643
Average citations per documents 11.17
Collaboration index 3.06
Annual growth rate 21%
Fig. 3 indicates that there has been moderate growth in the production of literature from 2005 (64 documents) to 2008 (142 documents). However, the number of articles had been
increasing significantly since 2008, reaching 1112 records in 2020 with an average annual growth rate of 18.5%. Since the creation of EMF in 2010, the initiatives and researches on the
circular economy have become more intense, which contributes and confirms the high interest in the subject in the last five years.
Fig. 3. Evolution of the number of publications and the total number of citations of circular economy in buildings (2005–2020).
Concerning the evolution of the number of citations, it is similar to the growth in the number of publications (Fig. 3). This evolution is generally increasing, with a growth rate of 11% (the
highest growth rate in the number of citations was recorded in 2007) although several ups and downs can be seen. As illustrated in Fig. 3, the total citation number reached a peak of 8036
in 2017, then decreased gradually arguably due to the time required to get influence from the accumulation of new publications. It can be inferred that the topic has not arrived at its
maturity stage yet and, likely, will continue to attract considerably more research. As a result of the number of publications and their citations over the period under analysis have been
considered as a measure of scientific productivity, influence, and interest in the subject.
TP = Total number of publications, TC = Total number of citations, SCP = Single country publications, MCP = Multiple country publications, Local h-index = h-index calculated from the dataset.
Of the top 15 countries, eight were from Europe, three from Asia, two from North America, one from Oceania (Australia), and one from South America (Brazil), with any country from
Africa. China contributes with 17.6% of the total of the publications, followed by the USA (10.6%). These top 15 countries are the leading players of this emerging topic, accounting for more
than 70% of the number of the publication. Worthy to note that the proportion of the articles that involve international collaboration is relatively high (>27%), indicating that the topic is
favorable for international cooperation.
As shown in Table 2, China has contributed most to the body of research. This country, as the first country in the world to adopt a legislation for the development of the CE [97], has been
making progress in implementing and developing CE concepts for decades, both in academia and in politics [98]. This prominence is linked to the related top-down laws, policies and
regulations [99], such as China's Circular Economy policies, Sustainable Development Goals (SDGs), Chinese indicator sets for the 13th Five Year Plan (2015–2020), the Green Development
Indicator System, and the Ecological Civilization Construction Assessment Target System [100]. Furthermore, the high number of publications from European countries reflects the growing
sustainability awareness building up in the continent, which is mainly due to the adopting the CE policy by the European Union (EU), e.g., the circular economy package “Towards a circular
economy: a zero waste programme for Europe” [101] and “Closing the Loop – An EU Action Plan for the Circular Economy”, and its inclination towards sustainability [102]. It seems that
the CE-related policies and regulations have been influential in the contribution of other top countries into the CE body of knowledge. In the USA, the dominant bottom-up political
approaches have been adopted aiming to enhance circularity, mainly through eco-industrial parks initiatives at a regional scale (e.g., in Baltimore, Maryland; in Brownsville, Texas; and in
the Cape Charles Sustainable Technologies Industrial Park in the town of Cape Charles) [103,104].
According to the average citations per paper, Canada, United Kingdom, Netherlands, the USA, and Sweden are the top five countries with prominent academic influence. These countries
are also among the top nine countries concerning the local h-index, reinforcing their leading role in the research field. Although China held a leading position in the publication quantity, it
is not well-ranked in the indicators related to the influence, which indicates that the quality of their publications varies considerably.
Fig. 4 presents the evolution of the number of documents published for the top 10 productive countries, showing in all cases an increasing trend. China has been the most productive
country for all the periods, with two intense growth periods, starting in 2008 and 2015, respectively. Another important finding is the take-up trend for the CE-related publications with
contributions by EU countries in 2015. That could be partially explained by the European Commission (EC) strategy on CE, outlined in 2014 and a revised CE package in 2015 [101].
Fig. 4. Trends of publications of the main 10 productive countries in the circular economy in buildings (2005–2020).
Fig. 5 shows the academic interaction between countries through the joint publications based on the authors' affiliation, regardless of the author's order in the publication. In this figure, the
node size and the thickness of the links are proportional to the number of published documents and the volume of publications the authors have published together, respectively. To
facilitate the analysis, the map only considers countries that have collaborated in at least 25 documents. China, United Kingdom, United States, Australia, Netherlands, Germany, Italy, and
Spain perform better than the average in international collaboration. The main interactions are between the European Union (EU) and the USA, followed by collaborations of the USA and
China, the EU and China, and Australia and China. From this collaboration network, it can be concluded that the scientific research field of CE in buildings is highly international although
the real cases and applications are local. While there are some exceptions, close collaborations between geographically proximate countries can be seen. In addition, except China, the
developing and undeveloped countries have few cooperation with developed countries, implying that more cooperation between those countries with the developed countries should be
encouraged to address environmental and resource issues at the global level.
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Fig. 5. Co-authorship interaction between countries in the circular economy in buildings (2005–2020).
Fig. 6 shows the interaction between EU countries. As expected, the five main publishing countries highly interact between themselves, share authorship with all the other countries, and
form four clusters: (1) the biggest (in blue) led by Italy, comprises Spain, Portugal, and Greece; (2) led by the UK, includes France, Belgium, Ireland and Luxembourg (in green); (3) led by
Germany, includes the Netherlands, Austria, and Czech Republic (in red); and (4) led by Sweden, includes Denmark, Finland and Lithuania (in yellow).
Fig. 7 shows that the collaboration network between the leading research institutions, with a minimum threshold to appear in the graph of 25 documents published to facilitate the analysis.
39 institutions were identified, forming seven clusters, where each cluster mainly includes institutions from the same country or region. Two reasons could explain this observation: first, it
is easier and common that researchers tend to work on topics particularly popular in that region; and second, the co-authorship, implying that two authors present a similar citation profile.
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Table 3. Top 15 source journals of the study in the circular economy in buildings (2005–2020).
TP = Total number of publications, TC = Total number of citations, TC/TP = Total citations per document, Local h-index = h-index calculated from dataset, IF (2019) = Impact Factor (2019 Journal Citation
Reports®), Best quartile = Journals in the 25% top journals of a category are Q1.
The ranking of the source according to the h-index and number of citations are almost equal. In contrast, the conferences have a low h-index and total citations per article (TC/TP),
indicating their low impact on the community. The top three publishers according to TC/TP (Journal of Industrial Ecology, Renewable and Sustainable Energy Reviews, and Energy and
Buildings), are ranked 15th, 6th, and 4th considering the number of articles, indicating a high quality of the publications of these journals.
The most productive author is Yong Geng from Shanghai Jiao Tong University (China), who authored 19 articles. He is also the second most influential author, cited 976 times (i.e., 51 times
each), and he has the highest local h-index (16). With respect to the number of publications, Chi Sun Poon with 17 records (13 local h-index) from the Hong Kong Polytechnic University,
China, and Vivian WY Tam with 16 records (7 local h-index), from the Western Sydney University, Australia, respectively. As shown in Table A.2, Morten Birkved from the University of
Southern Denmark, and Md Uzzal Hossain from the Hong Kong Polytechnic University, are the top-ranked authors with regard to the m-quotient parameter, meaning that they are
emerging authors and their publishing productivity was continuing to increase over time and was developed to correct for the duration of author's career. Furthermore, Yong Geng and Chi
Sun Poon have the highest g-index, highlighting a high citation count received by their top publications. A remarkable case is that of Nancy Bocken, who with 12 articles co-authored, with
an average of 160 per paper. This is mainly due to three highly cited papers, one of them is one of the first review papers published in the domain, while the rests are original research.
The researchers should be aware of the existing collaborations in a research field to prevent from isolation and improve productivity [105]. Fig. 8 illustrates the collaboration network of the
key authors. The minimum number of authors’ documents has been established on four, and authors without connections are not presented to facilitate the interpretation of the network
map. The most influential authors from each cluster can be identified in most of the groups: cluster 1, in red, is led by Yong Geng; cluster 2, in green, is led by Bijia Huang; cluster 3, in dark
blue, is led by Md. Uzzal Hossain; cluster 4, in yellow, is led by Chi Sun Poon; cluster 5 in light blue, is led by Jack CP Cheng; cluster 6, in orange, is led by Qinghua Zhu; and cluster 7, in
purple, is led by Mingming Hu.
According to the affiliation of main authors in Fig. 8, it evident that the geographical centralization is in EU, Asia, and Australia, and therefore, it is required to conduct more research
activities in other continents such as Africa, South America, and North America. Moreover, any research carried out across continents can additionally support cross-cultural awareness
[106].
Meaningless words such as “research”, “problem”, “survey”, and so on, were removed. The keywords co-occurrence network was produced using VOSviewer software as shown in Fig. 9. The
node size represents the frequency, and the relative position of terms in the map reflects their relative association. This bibliometric map is created for the minimum number of keyword
occurrences of 37 and contains 69 nodes and 5681 links, grouped into five clusters: (i) energy and energy efficiency in buildings; (ii) recycling, waste management and alternative
construction materials; (iii) sustainable development; (iv) circular economy in urban regions; and (v) green buildings and green supply chain within the construction industry. The list of all
terms above the threshold is shown in the appendix (Table A.3). As can be seen, the map also identifies subtopics of the circular economy, such as recycling, reuse, waste management,
energy, and energy efficiency. It also incorporates other concepts that are cross-fertilized with CE, such as industrial symbiosis, industrial ecology, sustainability, and sustainable
development.
Fig. 9. Map based on co-occurrence on the authors keywords in the circular economy in buildings (2005–2020).
Cluster #1, in red in Fig. 9, is the most significant cluster with 21 keywords (see Table A.3). The main concerns of this cluster are energy and energy efficiency in the buildings and their
corresponding environmental questions, as can be concluded from the terms “energy”, “energy efficiency”, “renewable energy”, “energy consumption”, “energy management”, “buildings”,
“building energy”, “energy saving”, “energy performance”, “energy conservation”, “renewable energy”, “embodied energy”, and regarding environmental impacts from “greenhouse gases”,
“CO2 emission”, and “life cycle assessment”.
Focusing on the use of energy in the building is of high importance since the buildings (residential, commercial, and public) are responsible for consuming approximately 60% of global
energy [108]. Energy is the main input during the whole life of buildings as it plays a key role in their functioning during their use. The environmental impacts associated with energy use
correspond to 10% of global GHG emissions [108]. Improving the energy efficiency is probably the most relevant strategy to increase the life cycle of buildings, resulting in improved living
conditions (e.g., occupants’ wellness by dealing thermal comfort), lower energy costs for occupants [109,110], and reduction of environmental impacts caused by building construction and
operation (e.g., CO2 emissions) [111]. Holding a building LCA provides a suitable tool to evaluate options for CE solutions, helping decision-makers to minimize the environmental impact,
carbon emission, energy and cost during the whole life cycle of the building [[112], [113], [114]].
The appearance of the terms “refurbishment”, and “retrofitting” may suggest that performing energy retrofitting of the existing buildings, as well as building refurbishment and renovation
can help to meet the concerns of the cluster.
Cluster #2, in blue in Fig. 9, has 13 nodes. The key terms of this cluster and their frequency of occurrence are presented in Table A.3. This cluster concerns mainly on recycling, waste
management, and alternative construction materials in the building industry, as can be inferred from “recycling”, “waste management”, and other terms “recycled aggregates”, “recycling
materials”, “recycling and reuse”, “wastes”, “construction waste”, “construction and demolition waste”, and “building materials”.
Many academic studies, stakeholders organizations, as well as government legislation in recycling and waste reduction argue the possibility of a substantial reduction in environmental
impacts of building and construction materials through producing durable products and the greater use of reused/recycled materials/systems instead of natural resources during the
production phase [115,116]. This is more and more relevant given the increment in the off-site fabrication of building systems, and the application of advanced technologies in production
plants. For instance, it is estimated that the production of cement accounts for 5–7% of the CO2 generated by human activities and, therefore, the substitution of cement with fly ash or
other pozzolanic materials in concrete production reduces its carbon footprint [117]. According to Núñez et al. [118], waste management is one essential of the scales for measuring the CE in
the construction sector that can be quantified by assessing the extent to which reducing waste generation, improving the recycling rate of solid waste, reducing the production of hazardous
waste, efficient waste management, taking measures to prevent, recycle and eliminate waste, using a bill of solid waste for the manufacturing process.
Cluster #3, in green in Fig. 9, has 15 key terms (Table A.3). The main objective of the articles within this cluster is sustainability while giving the solution to mitigate the environmental
impacts. The CE model has been considered as a means for achieving sustainability, and it is perceived as sustainable, which can be inferred from “environment”, “climate change”, “green
economy”, “low-carbon economy”, and “low carbon” [119,120]. A sustainable building, in principle, should adopt a triple bottom line approach that addresses the economic, social, and
environmental aspects of the entire building life cycle [120]. Achieving high-performance, low-environmental impact sustainable buildings can be followed from many aspects, including
sustainable materials, sustainable operations, sustainable services, and sustainable consumption to integrate concepts of sustainability in any part of the lifecycle of a building. Here, the
importance of two contested topics of technology and innovation for approaching sustainable development should be emphasized. To link economic growth with the state of the art of
technology, innovation plays a central role as it can propose solutions to expand the limits of economic growth while considering that the availability of resources is finite [121,122].
Cluster #4, in yellow in Fig. 9, is formed by 15 key terms (Table A.3). Papers within this cluster focus in CE applied to city areas and urban regions, as can be inferred from “circular
economy”, “industrial symbiosis”, “material flow analysis”, “sustainable cities”, “smart cities”, “urban planning”, “urbanization”, and “transportation”. The high frequency of “China” implies
that this country is intensely concerned about the application of circular economy concepts in building and urban development.
“Industrial symbiosis (IS)” is a subset of the academic term “industrial ecology (IE)” which again is a subset of the “circular economy” umbrella [123]. IS is a key concept in moving towards
sustainable development as it is linked to resource depletion, waste management, and pollution [124]. IE studies industrial systems and aims to identify and implement strategies that
reduce their environmental impacts. One of the main focuses of the industrial ecology perspective is on quantitative evaluation of positive environmental impacts of IS using Life Cycle
Assessment (LCA) and Material Flow Analysis (MFA) [125].
Regarding city and urban development, to promote a CE of the construction sector, building design and technologies should be focused to reach the maximum amount of reduction, reuse,
and recycling of material, practical strategies for energy cascading and symbiotic exchange of resources among different firms, industrial sectors, cities and regions [126].
Cluster #5, in purple in Fig. 9, is the smallest, contains seven nodes (Table A.3). The main objective of this cluster is the green buildings and green supply chain applied to the building
industry, as can be concluded from the “green buildings”, “green supply chain”, “construction industry”, “lean construction”, “sustainable design”, and “environmental sustainability”.
Green buildings are designed and constructed following ecological principles [127] and have minimal influence on the natural environment and human health [128], usually consume
considerably fewer resources than regular buildings, and promote occupants’ productivity, comfort, and satisfaction by providing quality thermal comfort [129,130]. The concept of lean
construction shares the same goal as green buildings, and it emphasizes on the importance of reducing wastes, optimization of flows, and eliminating unproductive and unfruitful processes
to approach sustainability objectives [131,132].
As suggested by Sarkis et al. [133], basically green supply chain is about the integration of environmental considerations into the supply chain, including the material flows reduction and
the minimization of inadvertent negative consequences of the production and consumption processes [134]. According to Balasubramanian [135], green supply chain management in
construction is based on three dimensions: environmental, economic, and operational performance. Addressing the processes involved in construction from an operational perspective, the
green supply chain management includes “green purchasing, green manufacturing, green distribution (marketing) and reverse logistics” [134,136].
Fig. 10 shows the research trends based on the keywords analyzed, including the top five most-used author's keyword per year. A minimum threshold frequency of five has been applied. As
a general finding, and in agreement with Fig. 3, Fig. 4, the perspectives of the topic are huge and have a high potential for more and deeper research works.
Fig. 10. Map based on authors keywords for trending topics in the circular economy in buildings (2005–2020).
In the beginning, from 2006 to 2013, the key areas of research were mainly related to CE adoption measures, policies, and frameworks at different levels of countries, regions, etc., as well as
the importance of the circular economy from the purely environmental aspects [25]. During 2013–2018, the researchers have focused on the challenges of CE-enabled design as an early-
stage measure to promote circulatory, e.g., through design for disassembly and deconstruction using design tools (e.g., BIM) [112]. In the same period, i.e., 2013–2018, addressing the
concerns of sustainability and sustainable development as well as energy and energy efficiency within the context of the building industry have been other research areas that have attracted
a lot of researchers. Since 2016, there has been some research on introducing potential methodologies for CE evaluation, such as using the LCA framework for evaluating the quantifiable
benefits in terms of environmental impacts and associated costs, and materials flow analysis (MFA) for assessing the flow of materials during the entire life cycle [25]. However, there is still
a lack of clear mythology and a comprehensive set of indicators to evaluate the CE adoption in sustainable building construction. Recently, 2017–2020, the researchers have focused mainly
on (i) material selection, aiming to choose or substitute the construction materials with more circular materials, (ii) development of circular business models, (iii) the relation of CE with
new technologies. These three research areas are detailed below as the potential research hotspots.
As shown in Fig. 10 and Cluster #2 (in blue) of Fig. 9, the current leading edge of the literature is the development and the use of alternative construction materials in the building and
construction industry [137,138]. The increasing use of green building materials, bio-materials, various types of aggregates in cement, concrete and asphalt, geopolymers, fly ash, solid
wastes, plastic and foam, and concrete recycled from demolished buildings can be interpreted in this direction [28,57,139,140]. The production and processing of these materials should lead
to lower environmental impacts and decreasing the use of harmful chemicals [140]. Thus, their use can make a significant contribution to the transition to a circular economy.
Another hot topic is the development of circular business models within the building and construction industry [28,141], as emphasized with the recent use of the related terms to “business
models” in Fig. 10. The current business models in the field are still based on the linear use of resources [142], and therefore, there is a big need for researching on CE from a systems
perspective within the field, including the investigation of using new business models in enabling materials to retain high residual values [28,143].
The other research hotspot is about the link between CE and the Fourth Industrial Revolution (Industry 4.0) in the context of the construction industry. Industry 4.0 is a combination of
Cyber-physical systems, the Internet of Things, Big data, and Cloud Computing, which has made possible the human-machine interconnection utilizing the information generated from
different smart devices [144]. Industry 4.0 is nowadays considered as a key innovative technology in the transformation from linear to the circular economy in the manufacturing
industry [144]. Industry 4.0 can reduce the emission and resource from the industrial systems by optimizing the sustainable solutions [145], and its integration with CE can contribute
towards achieving the sustainable development goals [146].
Another featured topic addressed recently is smart cities and its relation to CE and industrial symbiosis. The smart city modeled around the CE principles brings together technology,
government, and society within an urban context, promoting sustainable development with a little impact on the environment nature [[147], [148], [149]]. As can be concluded from Fig.
10 and the Custer 4 (in yellow) in Fig. 9, and also highlighted by Borghi et al. [149], future research in smart cities should be directed towards industrial symbiosis through the development
and implementation of tools for regenerative systems and symbiotic business links.
Fig. 10 also shows that the concepts of “waste management”, “life cycle cost”, “recycling”, “reuse”, “recycled aggregates”, ”building information modeling”, the use of “renewable energies”,
and improving “energy efficiency” and “resource efficiency” have been among the top authors' keywords in the last five years (2016–2020). These findings in along with the keyword co-
occurrence network of Fig. 9 emphasize the fact that waste management is well intertwined with CE [150]. This is because of the closed-loop nature of CE which implicates recycling and
reuse as well as the shift from raw materials and fossil fuels to renewable energies, resulting to the improvement of resource and energy efficiency, wherein recycling serves as a generalized
strategy to reach the goals of CE [151].
4. Conclusion
In the present study, different bibliometric methods were used to analyze 7005 publications of the circular economy within the building and construction sector for 2005–2020. In this
regard, the records extracted from WoS and Scopus were merge and were analyzed consequently using Bibliometrix R-package and VOSviewer.
The number of publications has continuously increased with an average annual growth rate of 21%. During the first years, the publication growth was lower, however, since 2014 it has
encountered a significant increase. This recent acceleration indicates that CE in the construction sector is a hot area that is receiving more and more attention. Results showed that China is
the country with more publications (18% of total), but it has a low number of citations per document, indicating that the impact varies considerably. In terms of the number of publications,
the USA (741) and United Kingdom (615) are ranked second and third, respectively. The Delft University of Technology is found to be the most productive institution, followed by Hong
Kong Polytechnic University. The majority of the top 15 institutions showed a cooperative relationship with other institutions. Among the authors, Yong Geng (19 publications, local h-
index = 16), Chi Sun Poon (17 publications, local h-index = 17), and Vivian WY Tam (16 publications, local h-index = 7) are the most prolific authors. Besides, from the collaboration
networks, it concluded that the scientific research field of CE in buildings is highly international although the real cases and applications are local. Therefore, international co-authorships,
co-funding, and policy co-programming are relevant for policy options and agendas. In terms of the major sources of publications, the Journal of Cleaner Production (5.8%), Journal of
Sustainability (5%), and Journal of Energy and Buildings (1.6%) were the three most influential.
Co-occurrence map and chronological co-occurrence analysis showed that “sustainability”, “sustainable development”, “life cycle assessment”, “green buildings”, “energy efficiency”, and
“recycling” had the most frequency, while “waste management”, “life cycle cost”, “resource efficiency”, “reuse”, “recycled aggregates”, “renewable energy”, and ”building information
modeling” burst recently (after 2017). In addition, the analysis showed five keyword-clusters, which in order of size and significance, are: (i) energy and energy efficiency in buildings; (ii)
recycling, waste management and alternative construction materials; (iii) sustainable development; (iv) circular economy in urban regions; (v) green buildings and green supply
chain within the construction industry. Moreover, this paper identified that (i) the development and use of alternative construction materials; (ii) the development of circular business
models; (iii) smart cities, Industry 4.0 and their relations with CE, are the current research hotspots that can be considered as future research directions. We believe that further
investigation of these interdisciplinary research topics would increase our understanding of the more effective implementation of the CE concepts in the sector, which proves helpful in
promoting sustainable construction and addressing the sector's environmental concerns.
As with every research, this study possesses some limitations, mainly related to the intrinsic nature of the bibliometric approach. First of all, keywords were chosen based on previous
literature and several trials to ensure scientific significance and avoided pollution in the dataset. However, there may be related works that are not covered by the proposed search, yet more
keywords may increase the noise in the sample and the risk of including unrelated articles. Second, this study used both WoS and Scopus. The global perspective may be improved with the
inclusion of other databases. Additionally, much effort in driving CE has been made by not-for-profit organizations, supra-national and world organizations and institutions (e.g., the Ellen
MacArthur Foundation, European Commission, and United Nations Environment Programme), and has been published as grey literature studies. Even though the applied methodology in
this paper is not capable of those reports, it is recommended to include them if a deeper content-related state of the art is of interest. The finding of this study showed an unfair geographical
balance of the studies carried out among CE-actors (governments, institutions). Hence, it is encouraged to replicate this study for each continent, or two or more specific countries
(especially from developed and in developing countries).
Acknowledgements
The authors would like to acknowledge financial support from the Spanish Ministry of Economy and Competitiveness RTI2018-093849-B-C33 (MCIU/AEI/FEDER, UE), RTI2018-093849-
B-C31 (MCIU/AEI/FEDER, UE) and CTQ2016-77968-C3-1-P (MINECO/FEDER) and thank the Catalan Government (2017-SGR-1409, 2017-SGR-1537, and 2019 FI-B-00762). This work
was partially funded by the Ministerio de Ciencia, Innovación y Universidades - Agencia Estatal de Investigación (AEI) (RED2018-102431-T). GREiA is a certified agent TECNIO in the
category of technology developers from the Government of Catalonia. This work is partially supported by ICREA under the ICREA Academia programme.
Appendices.
Appendix A.1
Search query used in WoS and Scopus database:
Table A.1. The top 15 most productive institutions in the circular economy in buildings (2005–2020)
Appendix A.3
Table A.2. Top 15 most productive authors in the circular economy in buildings (2005–2020)
TP = Total number of publications, TC = Total number of citations, TC/TP = Total citations per document, Local h-index = h-index calculated from dataset, Local g-index = g-index calculated from dataset, Local
m-quotient = m-quotient calculated from dataset.
Appendix A.4
Table A.3. List of author's keyword occurrence and their frequency in the circular economy in buildings (2005–2020)
Cluster building energy (70); buildings (145); CO2 emission (177); decision-making (105); embodied
1 energy (47); energy (132); energy conservation (65); energy consumption (107); energy
efficiency (330); energy management (73); energy performance (43); energy saving (98);
greenhouse gases (79); life cycle assessment (391); life cycle cost (74); optimization (41);
refurbishment (180); renewable energy (140); residential buildings (43); retrofitting (56);
thermal comfort (40)
Cluster building materials (53); compressive strength (39); concretes (102); construction and
2 demolition waste (78); construction waste (33); durability (49); recycled aggregates (84);
recycling (224); recycling and reuse (37); recycling materials (49); reuse (88); waste
management (132); wastes (70)
Cluster architectural design (48); built environment (65); climate change (151); construction (83);
3 design (40); environment (88); green economy (46); infrastructure (38); innovation (43); low
carbon (40); low-carbon economy (75); policy (41); sustainability (837); sustainable (67);
sustainable development (388)
Cluster business model (39); China (75); circular economy (569); environmental impact (107);
4 industrial ecology (71); industrial symbiosis (44); material flow analysis (44); resource
efficiency (49); smart cities (61); sustainable cities (170); sustainable consumption (59); urban
planning (48); urbanization (38)
Cluster building information modeling (89); construction industry (95); environmental sustainability
5 (57); green buildings (367); green supply chain (83); lean construction (92); sustainable
design (90)
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