Class Note 2 PG
Class Note 2 PG
CRYSTAL STRUCTURE
A crystal may be defined as a solid composed of atoms arranged in a pattern periodic in three dimensions.
As such, crystals differ in a fundamental way from gases and liquids because the atomic arrangements in
the latter do not possess the essential requirement of periodicity. Not all solids are crystalline, however;
some are amorphous, like glass, and do not have any regular interior arrangement of atoms.
There is, in fact, no essential difference between an amorphous solid and a liquid, and the former is often
referred to as an "undercooled liquid." In thinking about crystals, it is often convenient to ignore the actual
atoms composing the crystal and their periodic arrangement in space, and to think instead of a set of
imaginary points which has a fixed relation in space to the atoms of the crystal and which may be regarded
as a sort of framework or skeleton on which the actual crystal is built.
LATTICE
This set of points can be formed as follows. Imagine space to be divided by three sets of planes, the planes
in each set being parallel and equally spaced. This division of space will produce a set of cells each identical
in size, shape, and orientation to its neighbors. Each cell is a parallelepiped, since its opposite faces are
parallel and each face is a parallelogram. The space-dividing planes will intersect each other in a set of
lines (Fig. 1), and these lines in turn intersect in the set of points referred to above.
A set of points so formed has an important property: it constitutes a point lattice, which is defined as an
array of points in space so arranged that each point has identical surroundings. By "identical surroundings"
we mean that the lattice of points, when viewed in a particular direction from one lattice point, would
have exactly the same appearance when viewed in the same direction from any other lattice point.
Since all the cells of the lattice shown (Fig. 2) are identical, we may choose any one as a unit cell. The size
and shape of the unit cell can in turn be described by the three vectors a, b, and c drawn from one corner
of the cell taken as origin (Fig. 2). These vectors define the cell and are called the crystallographic axes of
the cell. They may also be described in terms of their lengths (a, b, c) and the angles between them (α, β,
γ). These lengths and angles are the lattice constants or lattice parameters of the unit cell.
Figure 2: (Left) Representation of space lattice and (right) unit cell with lattice parameters.
CRYSTAL SYSTEM
In dividing space by three sets of planes, we can of course produce unit cells of various shapes, depending
on how we arrange the planes. For example, if the planes in the three sets are all equally spaced and
mutually perpendicular, then the unit cell is cubic. In this case the vectors a, b, c are all equal and at right
angles to one another, or a = b = c and α = β = λ = 90O. By thus giving special values to the axial lengths
and angles, we can produce unit cells of various shapes and therefore various kinds of point lattices, since
the points of the lattice are located at the cell corners. It turns out that only seven different kinds of cells
are necessary to include all the possible point lattices. These correspond to the seven crystal systems into
which all crystals can be classified. These systems are listed in (Fig. 3) (Some writers consider the
rhombohedral system as a subdivision of the hexagonal, thus reducing the number of crystal systems to
six.)
Seven different point lattices can be obtained simply by putting points at the corners of the unit cells of
the seven crystal systems. However, there are other arrangements of points which fulfill the requirements
of a point lattice, namely, that each point have identical surroundings. The French crystallographer Bravais
worked on this problem and in 1848 demonstrated that there are fourteen possible point lattices and no
more; this important result is commemorated by our use of the terms Bravais lattice and point lattice as
synonymous. For example, if a point is placed at the center of each cell of a cubic point lattice, the new
array of points also forms a point lattice. Similarly, another point lattice can be based on a cubic unit cell
having lattice points at each corner and in the center of each face.
The fourteen Bravais lattices are described and illustrated in (Fig. 3), where the symbols P, F, I, etc., have
the following meanings. We must first distinguish between simple, or primitive, cells (symbol P or R) and
Figure 3: (Left) Seven crystal systems and (right) fourteen Bravais lattices.
Number of atoms per unit cell is shown in Table 1 for different types of lattices. Any cell containing lattice
points on the corners only is therefore primitive, while one containing additional points in the interior or
on faces is non-primitive. The symbols F and I refer to face-centered and body-centered cells, respectively,
while A, B, and C refer to base-centered cells, centered on one pair of opposite faces A, B, or C. (The A
face is the face defined by the b and c axes, etc.) The symbol R is used especially for the rhombohedral
system. At first glance, the list of Bravais lattices appears incomplete. Why not, for example, a base-
centered tetragonal lattice? However, these will be discussed in advanced crystallography.
1
Number of atoms per unit cell of simple cubic structure = 8 corner atoms ( ) = 1 atom.
8
The result for the atomic packing factor shows that in the case of the simple cubic structure about half of
the crystal volume is filled with atoms and the other corresponds to the interstices. Of course this is
reflected also by the coordination number; the number of the NNs of an atom in the case of the structure
is only 6. The next nearest neighbors (NNN) are already 12, but at the distance about 40% higher than the
NNs. In conclusion, the interstitial crystal structure is quite large. Under normal conditions, only one
element, polonium in the α-phase, crystallizes in simple cubic structure. However, there are three
elements, As, Sb and Bi crystallize in the trigonal structure, which is a slightly distorted simple cubic
structure.
1
Number of atoms per unit cell of body centered cubic structure = 8 corner atoms ( ) + 1 body center
8
atoms = 2 atoms.
APF for the body centered cubic structure is higher than that one for the simple cubic structure. This is
consistent with the fact that the number of NNs in body centered cubic is also higher than in simple cubic
(8 and 6, respectively). Moreover, the distance of the 6 NNNs of an atom in the body centered cubic
structure differs from the distance of its NNs by less than 15%. Therefore, an atom in this structure has
effectively 14 atoms close to it.
Figure 6: (a) Unit cell of the face centered cubic structure. (b) Plane of the front face of the cube from (a)
with the cross sections of 5 atoms considered hard spheres. The points of contact between the NNs are
found in this plane.
In the case of the face centered cubic structure, there are four atoms in the cubic cell, therefore the atomic
packing factor is given by,
𝑉𝑆
𝐴𝑃𝐹 =
𝑉𝐶
4
4 ( ) π 𝑟3
3
=
𝑎3
4 𝑎√2 3
4 ( )π( )
3 4
=
𝑎3
= 0.74
1
Number of atoms per unit cell of face centered cubic structure = 8 corner atoms ( ) + 6 face center atoms
8
1
( ) = 4 atoms.
2
Figure 7: (Left) Sketch of one third of an hcp unit cell and (right) the reconstructed tetrahedron labeled
as 𝐽𝐾𝐿𝑀.
𝑐
The atom at point 𝑀 is midway between the top and bottom faces of the unit cell that is 𝑀𝐻 = . And,
2
since atoms at points 𝐽, 𝐾 and 𝑀 touch one another, so,
𝐽𝑀 = 𝐽𝐾 = 2𝑟 = 𝑎.
Here, 𝑟 is the atomic radius. Furthermore, from triangle 𝐽𝐻𝑀,
𝐽𝑀2 = 𝐽𝐻 2 + 𝑀𝐻 2
Or
𝑐
𝑎2 = 𝐽𝐻 2 + ( ) 2
2
Now, we can determine the 𝐽𝐻 length by consideration of triangle 𝐽𝐾𝐿, which is an equilateral triangle
(Fig. 8).
Again,
Now, let’s demonstrate that the APF for hcp is 0.74. Again, the APF is the ratio of the total sphere
volume 𝑉𝑆 to the unit cell volume 𝑉𝐶 . For hcp, there are the equivalent of six spheres per unit cell, and
thus,
4
𝑉𝑆 = 6 ( π 𝑟 3 ) = 8 π 𝑟 3
3
1
From Fig. 9, number of atoms per unit cell of hcp structure = 12 corner atoms ( ) + 2 base center atoms
6
1
( ) + 3 body center atoms = 6 atoms.
2
Now, the unit cell volume is the product of the base area times the cell height, c. The base area can be
calculated as follows. The following figure shows an hcp unit cell and the basal plane. The base area is
equal to six times the area of the equilateral triangle 𝑂𝐴𝐵 .
Points
Labeling points in a unit cell follows the same procedure for listing points in any Cartesian coordinate
system. The indices used to refer to points are q, r, and s. They are listed without commas, parentheses,
or brackets. Consider point P, in Figure 10a. If you were standing at the origin of the unit cell, you could
travel q · a in the x-direction, r · v in the y-direction, and s · c in the z-direction to get to point P. Thus we
would say that point P corresponds to the q r s point coordinates. To find q, r, and s when you are shown
a drawing with a point:
1 1 1
Do not convert the coordinates to reduced integers. The point in the BCC structure is not the same
2 2 2
as the 1 1 1 point. To draw a point given qrs:
1. Start with your pencil at the origin.
2. Count q · a in the x-direction, r · v in the y-direction, and s · c in the z-direction.
3. Draw and label the point.
In the bcc system shown in Figure 10b, the path to point 9 would be 0 · a in the x-direction, 1 · a in the y-
direction, and 1 · a in the z-direction. Thus the coordinates of point 9 are 0 1 1. The coordinates for point
1 1 1
5 are .
2 2 2
Directions
To draw a direction given the [u v w] indices:
1. Choose a point for the origin of your vector. Simple directions, such as those shown in Figure 11a, are
easy to draw using the 0 0 0 crystallographic point as the origin. For more complicated directions (see
Figure 11b), it is more convenient to translate (add or subtract) or scale (multiply or divide) the indices of
the direction. If you translate your origin to the point 0 0 1 for example, the tail of your direction vector
will be at this point.
2. Start with your pencil on your chosen origin. Move your pencil u · a in the x-direction, v · b in the y-
direction, and w · c in the z-direction. If u, v, or w, are negative, move in the negative direction on that
axis.
3. Draw and label a point.
4. Draw a line from your chosen origin to the point you just drew. Add an arrow head at the point.
It is extremely important when drawing directions that you label the point that lies at the end of your
direction vector. Is it also highly preferred that you shift the origin and scale of the direction vector so that
it is contained inside the unit cell. If you shifted the origin, a way to check that you drew your direction
properly is to subtract the point coordinates of the arrow head from those of its tail. The resulting indices
should be [u v w].
Family of Directions
Table 2 lists some family of directions. Directions having similar indices are equivalent, e.g. faces of the
cube [1 0 0], [0 1 0] and [0 0 1]. This is termed as a family of planes and denoted as <1 0 0> which includes
all the [1 0 0] combinations including negative indices.
Planes
To draw a plane given the (h k l) indices:
Figure 13: The method used to determine the indices of a plane that passes through the origin.
Examples
For the following structures state (Fig. 14): a. the crystal system and b. the Miller indices of the directions
(remember to use right handed axes).
Draw (as in Fig. 15) cells showing the [1 2 1] direction in each of the following lattices: i) cubic ii) tetragonal
where a = l, c = Z iii) orthorhombic where a = 1, b = 2, c = 3 (remember to use right handed axes).
Miller Indices are the reciprocals of the parameters of each crystal face. Thus in Fig. 16,
1 1 1
For pink face intercepts: = 1/1, = 1/∞, = 1/∞
𝑥 𝑦 𝑧
So, 𝑥 = 1, 𝑦 = 0, 𝑧 = 0
Thus the plane is (1 0 0).
1 1 1
For green face intercepts: ( = 1/∞, = 1/∞, = 1/1)
𝑥 𝑦 𝑧
So, 𝑥 = 0, 𝑦 = 0, 𝑧 = 1
Thus the plane is (0 0 1).
1 1 1
For yellow face intercepts: ( = 1/∞, = 1/1, = 1/∞)
𝑥 𝑦 𝑧
So, 𝑥 = 0, 𝑦 = 1, 𝑧 = 0
Thus the plane is (0 1 0).
In Fig 19, the plane cuts two of the reference axes, but not equidimensional.
1 1 1
Intercepts: ( = 1/2, = 1/1, = 1/∞)
𝑥 𝑦 𝑧
So, 𝑥 = 2, 𝑦 = 1, 𝑧 = 0, Thus the plane is (2 1 0).
For the followings (Fig. 22), state a. the Bravais lattice b. the Miller Indices of the shaded plane
(remember to use right handed axes).
Answers:
a) Cubic , (1 1 1) d) Triclinic , (1 0 0)
b) Cubic , (1 0 2) e) Orthorhombic , (0 0 1)
c) Tetragonal , (1 1 0) f) Orthorhombic , (0 1 2)
[𝑈 𝑉 𝑊] - [𝑢 𝑣 𝑠 𝑤] Conversion system:
1
𝑢= (2𝑈 − 𝑉)
3
1
𝑣 = (2𝑉 − 𝑈)
3
𝑠 = −(𝑢 + 𝑣)
𝑤=𝑊
And
𝑈 = 𝑢 −𝑠
𝑉 =𝑣−𝑠
𝑊=𝑤
PLANAR DENSITY
SC (100) Plane
A SC unit cell within which is drawn a (100) plane is shown below (Fig. 25).
a
a
a
a
For this (100) plane there is one atom at each of the four cube corners, each of which is shared with four
adjacent unit cells. Thus, there is the equivalence of 1 atom associated with this SC (100) plane. The
planar section represented in the above figure is a square, wherein the side lengths are equal to the unit
cell edge length 𝑎. R is the radius of the atom and 𝑎 = 2R. Hence, the planar density for this (100) plane
is just
SC (110) Plane
A SC unit cell within which is drawn a (110) plane is shown below (Fig. 26).
a
a
x
x
a
Figure 27: (111) plane of SC crystal structure.
1
For this (111) plane there is one atom at each of the three cube corners, th of each atom is shared in the
6
1
plane. Thus, there is the equivalence of atom associated with this SC (111) plane. The planar section
2
represented in the above figure is a triangle, wherein the side lengths are equal to 𝑥 = 𝑎 √2 . R is the
radius of the atom and 𝑎 = 2R. Hence, the planar density for this (111) plane is just
√3
= (1/2)/(( ) (𝑎 √2) 2 )
4
1
=
𝑎2 √3
a
a a
a
For this (100) plane there is one atom at each of the four cube corners, each of which is shared with four
adjacent unit cells. Thus, there is the equivalence of 1 atom associated with this BCC (100) plane. The
planar section represented in the above figure is a square, wherein the side lengths are equal to the unit
cell edge length 𝑎. R is the radius of the atom and a 𝑎 √3 = 4R. Hence, the planar density for this (100)
plane is just
a
a
For this (110) plane there is one atom at each of the four cube corners, each of which is shared with four
adjacent unit cells and one atom at the center, which is not shared with any adjacent unit cell. Thus, there
is the equivalence of 2 atom associated with this BCC (110) plane. The planar section represented in the
above figure is a rectangle, wherein the side lengths are equal to the unit cell edge length 𝑎 and 𝑥 = 𝑎 √2.
R is the radius of the atom and 𝑎√3 = 4R. Hence, the planar density for this (110) plane is just
√3
= (1/2)/(( ) (𝑎 √2) 2 )
4
1
=
𝑎2 √3
a
a
a
a
For this (100) plane there is one atom at each of the four cube corners, each of which is shared with four
adjacent unit cells and one atom at the center, which is not shared with any adjacent unit cell. Thus, there
is the equivalence of 2 atom associated with this BCC (100) plane. The planar section represented in the
above figure is a square, wherein the side lengths are equal to the unit cell edge length 𝑎. R is the radius
of the atom and a 𝑎 √2 = 4R. Hence, the planar density for this (100) plane is just
For this (110) plane there is one atom at each of the four cube corners, each of which is shared with four
adjacent unit cells and one atom at each alternate edge center, each of which is shared with two adjacent
unit cells. Thus, there is the equivalence of 2 atom associated with this FCC (110) plane.
a
a
x
The planar section represented in the above figure is a rectangle, wherein the side lengths are equal to
the unit cell edge length 𝑎 and 𝑥 = 𝑎√2. R is the radius of the atom and 𝑎√2 = 4R. Hence, the planar
density for this (110) plane is just
x
a
√3
= 2/(( ) (𝑎 √2)2 )
4
4
=
𝑎2 √3
LINEAR DENSITY
SC [100] Direction
In simple cube [100] direction is along the edges of (100) plane (Fig. 25). So, Linear density,
𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑎𝑡𝑜𝑚𝑠 𝑎𝑙𝑜𝑛𝑔 [ 100 ] 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 𝑜𝑣𝑒𝑟 𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑒𝑑𝑔𝑒 𝑙𝑒𝑛𝑔𝑡ℎ
𝐿𝐷100 =
𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑒𝑑𝑔𝑒 𝑙𝑒𝑛𝑔𝑡ℎ
= 1/𝑎
SC [110] Direction
In simple cube [110] direction is along the diagonal of (100) plane (Fig. 25). So, Linear density,
𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑎𝑡𝑜𝑚𝑠 𝑎𝑙𝑜𝑛𝑔 [ 110] 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 𝑜𝑣𝑒𝑟 𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑓𝑎𝑐𝑒 𝑑𝑖𝑎𝑔𝑜𝑛𝑎𝑙 𝑙𝑒𝑛𝑔𝑡ℎ
𝐿𝐷110 =
𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑓𝑎𝑐𝑒 𝑑𝑖𝑎𝑔𝑜𝑛𝑎𝑙 𝑙𝑒𝑛𝑔𝑡ℎ
= 1/𝑎√2
SC [111] Direction
In simple cube [111] direction is along the diagonal of (110) plane (Fig. 26). So, Linear density,
𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑎𝑡𝑜𝑚𝑠 𝑎𝑙𝑜𝑛𝑔 [ 110] 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 𝑜𝑣𝑒𝑟 𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑏𝑜𝑑𝑦 𝑑𝑖𝑎𝑔𝑜𝑛𝑎𝑙 𝑙𝑒𝑛𝑔𝑡ℎ
𝐿𝐷111 =
𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑏𝑜𝑑𝑦 𝑑𝑖𝑎𝑔𝑜𝑛𝑎𝑙 𝑙𝑒𝑛𝑔𝑡ℎ
= 1/𝑎√3
BCC [100] Direction
In BCC [100] direction is along the edges of (100) plane (Fig. 28). So, Linear density,
𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑎𝑡𝑜𝑚𝑠 𝑎𝑙𝑜𝑛𝑔 [ 100 ] 𝑑𝑖𝑟𝑒𝑐𝑡𝑖𝑜𝑛 𝑜𝑣𝑒𝑟 𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑒𝑑𝑔𝑒 𝑙𝑒𝑛𝑔𝑡ℎ
𝐿𝐷100 =
𝑢𝑛𝑖𝑡 𝑐𝑒𝑙𝑙 𝑒𝑑𝑔𝑒 𝑙𝑒𝑛𝑔𝑡ℎ
= 1/𝑎
= 2/𝑎√2
COORDINATION NUMBER
Coordination number (CN) is the number of nearest toms. Let, unit cell parameter is 𝑎. For SC, CN for an
atom in corner is 6 (Fig. 34). All 6 atoms are at a distance of 𝑎 along the three axis.
For BCC, CN for an atom in corner is 8. All 8 nearest neighbor atoms are body center atoms of eight unit
cells sharing that corner and the distance is 𝑎 √3⁄2 = 0.866𝑎. Other 6 corner atoms are next-nearest
neighbor atoms at a distance of 𝑎.
For FCC, CN for an atom in corner is 12. All 12 nearest neighbor atoms are face center atoms of eight unit
cells sharing that corner and the distance is 𝑎 √2⁄2 = 𝑎 ⁄√2 = 0.707𝑎 Other 6 corner atoms are next-
nearest neighbor atoms at a distance of 𝑎.
For HCP, CN for an atom in corner is 12. 6 surrounding atoms are there, 3 atoms in top layer and 3 atoms
in bottom layer. Here, the distance is 𝑎.
Figure 38: How close-packed structures of spheres can be constructed: In a first layer the spheres are
arranged in a hexagonal pattern, each sphere being surrounded by six others (A). Then a second layer with
the same structure is added. But this layer is slightly shifted and hence just filling the gaps of the first layer
(B). In a third step another equivalent layer is added filling the gaps just as before but now there are two
opportunities: Either this layer lies exactly above the first one (A) or it is shifted with respect to both A
and B and thus has its own position C.
The HCP is characterized by two nested hexagonal lattice that are shifted by three vectors (2/3, 1/3, ½)
(in the conventional unit cell basis) against each other (Fig. 39). The underlying lattice is not a Bravais
lattice since the individual lattice points are not equivalent with respect to their environments. But it can
be looked at as a hexagonal Bravais lattice with a two-atomic basis with the atoms sitting at the
positions (0, 0, 0,). Even though the term HCP is used for all those lattices, a close-packing of equal atoms
is only obtained for a certain ratio of the lattice constants,
𝑐
= √8/3 = 1.633
𝑎
INTERSTITIAL SITES
Voids in Close Packed Lattices
The arrangement is close packed only when the centers of three spheres are at the vertices of an
equilateral triangle. Since the spheres touch each other only at one point, there must be some empty
space between them. This empty space (hole or void) is called a triangular site.
Similarly, it is observed that when a sphere in the second layer is placed upon three other touching spheres
a tetrahedral arrangement of spheres is produced (Fig. 40).
The centers of these four spheres lie at the apexes of regular tetrahedron. Consequently, the space at the
center of this tetrahedron is called a tetrahedral site. It may be mentioned here that it is not the shape of
the void which is tetrahedral, but that the arrangement of the spheres which is tetrahedral. In a close
packed arrangement each sphere is in contact with three spheres in the layer above it and three other
spheres below it. As result there are two tetrahedral sites associated with each spheres. We may also
observe that the size of the empty space is much smaller than the size of the spheres. But as the size of
the spheres increases, the size of the empty space shall also increase.
Another type of empty space in close packed arrangement is created by joining six spheres whose centers
lie at the apexes of a regular octahedron. The creation of such an empty space in close packed
arrangement may be visualized as shown in the figure (Fig. 41). From this diagram, it is obvious that each
octahedral site is generated by two set of equilateral triangles whose apexes point in opposite directions.
We may also note that there is only one octahedral site for every sphere. This means that the number of
octahedral site are half as many as there are tetrahedral sites. The size of an octahedral hole is larger than
a tetrahedral hole. But once again the size of an octahedral site will vary with the size of the spheres. The
size of each empty space is fixed relative to the size of the spheres. Now, Assuming that atoms are hard
spheres in contact and letting r' be the radius of the interstitial site and r the radius of the solvent atom,
using diagrams we can show that for the two FCC interstitial sites (r'/r) equals 0.4142 (Fig. 42) and 0.2247
(Fig. 43).
Voids in BCC