infdim
infdim
Our text will be Kac, Infinite-Dimensional Lie Algebras (third edition) though I will
also rely on Kac and Raina, Bombay Lectures on Highest Weight Representations of Infinite-
Dimensional Lie Algebras. I will assume you have access to the first text but not the second.
Unfortunately Kac’ book is long and dense. These notes are an attempt to make a speedy
entry. Most relevant for the first part of these notes are Chapters’s 7 and 14 of Kac’s book.
C ∞(M )
If X is a vector field on a manifold M , then X may be be identified with the map
C ∞(M ) which is differentiation in the direction X. By the Leibnitz rule, X(fg) =
X(f ) g + f X(g). So X is a derivation of C ∞(M ) and in fact every derivation of A =
C ∞(M ) arises from a vector field. Thus the space vector fields on M may be identified
with Der(A). It is an infinite-dimensional Lie algebra.
If G is a Lie group, then the vector space g of left invariant vector fields is isomorphic
to the tangent space T1(G) of G at the identity. This is obviously closed under the bracket
operation. This is the Lie algebra of G.
d
Xf (m) = f (φ(m, t))|t=0
dt
and more generally
d
Xf (φ(u, m)) = f (φ(t + u, m))|t=0.
dt
If G is a Lie group, and X ∈ g, the Lie algebra, then X is a left-invariant vector field, and
it may be deduced that the integral curve has the form
φ(g, t) = g · exp (tX)
where exp: g G is a map, the exponential map. We also denote exp (X) = eX . So
d
Xf (g) = f (g · etX )|t=0.
dt
If π: G GL(V ) is a representation, then we obtain a representation of g by
d
dπ(X)v = π(etX )v|t=0.
dt
1
2 Section 3
We have
dπ([X , Y ]) = dπ(X) ◦ dπ(Y ) − dπ(Y ) ◦ dπ(X).
2 Attitude
For Lie groups, statements about group theory may be translated into statements about
Lie algebras. For example, the classification of irreducible representations of a semisimple
complex or compact Lie group is (at least in the simply-connected case) the same as the clas-
sification of the irreducible representations of its Lie algebra. (Representations of a complex
Lie group are assumed analytic, and representations of a compact Lie group are assumed
continuous. Representations of a complex Lie algebra are assumed C-linear, and represen-
tationsions of a real Lie algebra are assumed R-linear.
Thus to a first approximation, the finite-dimensional theories of Lie groups and Lie
algebras are nearly equivalent. The theory of Lie groups is superior for supplying intuition,
but the theory of Lie algebras is simpler since the operation is linear.
In the infinite-dimensional case, the fact that the theory of Lie algebras is simpler is
decisive. Still, we may use the theory of groups to supply intuition, so we may preface a
discussion with some optional group theory.
For example, let us motivate the definition of an invariant bilinear form with the group-
End(V ) such that π([X , Y ]) = π(X) ◦ π(Y ) − π(Y ) ◦ π(X). Then
by an invariant bilinear form we mean a bilinear map B: V × V C such that
B(X · v, w) + B(v, X · w) = 0. (1)
Here X · v means π(X)v. Why is this the right definition? Begin with the well-motivated
and obviously correct notion for a Lie group:
B(g · v, g · w) = B(v, w).
Take g = etX and differentiate with respect to t:
d
0= B(etX · v, etX · w).
dt
By the chain rule, if F (t, u) is a smooth function of two variables then
d ∂ ∂
F (t, t) = F (t, u)|u=t+ F (t, u)|u=t
dt ∂t ∂u
and applying this to F (t, u) = B(etX · v, euX · w) we obtain (1).
Given an extension, there are two cases where there is associated an action of q on k. This
means a homomorphism from q to the Lie algebra Der(k) of derivations of k. The first is the
case where k is abelian. The second is where the extension is split. In both these cases, the
Lie algebra g may be recovered from k, q and some additional data.
• If k is abelian, then k is a q-module, and the extra data needed to describe g is a 2-
cocycle. The special case where the q-module structure is a 2-cocycle. For simplicity
we will only discuss (below) the case where the q-module structure on k is trivial, or
equivalently that the image of k in g is central.
•
If the extension is split, then the only data needed to describe g is the homomorphism
q Der(k).
As an important special case, we are interested in increasing the dimension of a Lie algebra
by one. That is, we want to consider extensions:
0 C·c g̃ g 0
and
0 g′ g C·d 0
where C · c and C · d are one-dimensional abelian Lie algebras. In the first case we may
assume that c is central, that is, [c, X] = 0 for all X ∈ g. In the second case, we assume only
that g ′ is an ideal, that is, [g, g ′] ⊂ g ′.
1
sional. We wish to classify central extensions
p
0 a g̃ g 0.
We choose a section s: g g̃, which is a linear map (not a homomorphism) such that
p ◦ s = 1g. Then if X , Y ∈ g consider
φ(X , Y ) = s([X , Y ]) − [s(X), s(Y )].
Clearly φ(X , Y ) is in the kernel of p, which we may identify with a. We observe that φ is
skew-symmetric and satisfies the cocycle identity
φ([X , Y ], Z) + φ([Y , Z], X) + φ([Z , X], Y ) = 0.
Proof. We have
φ([X , Y ], Z) = s([X , Y ], Z) − [s([X , Y ]), s(Z)].
Since s([X , Y ]) − [s(X), s(Y )] = φ(X , Y ) ∈ a, we may rewrite this
φ([X , Y ], Z) = s([X , Y ], Z) − [[s(X), s(Y )], s(Z)].
The cocycle identity now follows from the Jacobi identities in g and g̃.
A skew-symmetric map that satisfies the cocycle identity is called a 2-cycle. Let Z2(g, a)
be the space of 2-cocycles.
4 Section 4
We see that every extension produces a 2-cocycle, and conversely given a 2-cocycle we
may reconstruct g̃ as follows. Let g̃ = g ⊕ a with the bracket operation
JX + δ, Y + εK = [X , Y ] + δ + ε + φ(X , Y )
Then the 2-cocycle condition implies the Jacobi identity.
map f : g
We have some freedom of choice in the section s. We could vary it by an arbitrary linear
a. This changes the cocycle by the map
ψ(X , Y ) = f ([X , Y ]).
A cocycle of this form is called a coboundary. If B2(g, a) is the space of coboundaries then
we see that central extensions are classified by H2(g, a) = Z2(g, a)/B2(g, a).
1
eD = 1 + D + D 2 +
2
D D D
then satisfies e (xy) = e (x)e (y).
1
(x + D(x) + D 2(x) + .)
2
4 Virasoro Algebra
Let us consider the Lie algebra w of (Laurent) polynomial vector fields on the circle T =
{t ∈ C×kt| = 1}, or equivalently, polynomial vector fields on C×. This is the Lie algebra of
the (infinite-dimensional) group of diffeomorphisms of the circle. It has a basis
d
di = t1−i .
dt
Loop algebras 5
Proposition 1. Let
iN if i = −j
φN (di , d j ) =
0 otherwise ,
extended by linearity to a map w × w C. If N = 1 or 3 then φN is a 2-cocycle. (We are
regarding C as a one-dimensional abelian Lie algebra.
It may be seen that φ1 and φ3 span Z2(w, C), but φ1 is a coboundary. The space H 2(w,
C) is one-dimensional. There is a unique isomorphism class of Lie algebras that are nontrivial
central extensions of w by C. (Each element of H 2(w, C) determines a unique equivalence
class of extensions, but two inequivalent extensions may be isomorphic as Lie algebras.)
1
The choice of extension is traditionally to take the cocycle 12 (φ3 − φ1). Thus we obtain
the Virosoro algebra with basis di , c, where c is central, and
(
1
(i − j)di+ j + 12 (i3 − i) if i = −j,
[di , d j ] =
(i − j)di+ j otherwise.
5 Loop algebras
In this section we will describe affine Kac-Moody Lie algebras following Chapter 7 of Kac,
Infinite-dimensional Lie algebras. This illustrates both methods of enlarging a Lie algebra:
first by making a central extension, then adjoining a derivation.
If g is a Lie algebra and A is a commutative associative algebra, then A ⊗ g is a Lie
algebra with the bracket
[a ⊗ X , b ⊗ Y ] = ab ⊗ [X , Y ].
For example, let G0 be a compact Lie group. Then G0 acts on itself by conjugation,
is an infinite-dimensional Lie algebra. We will show how to obtain a central extension g ′ of
it. The residue map Res: L C is defined by
X
Res cntn = c−1.
n
We will also define
dP
φ(P , Q) = Res(P ′ Q), P′= .
dt
We have
Res(P ′) = 0
for any Laurent polynomial. Thus (using ′ to denote the derivative) since (PQ) ′ = P ′ Q + PQ ′
and (PQR) ′ = P ′ QR + PQ ′R + PQR ′ we obtain
φ(P , Q) = −φ(Q, P )
and
φ(PQ, R) + φ(QR, P ) + φ(RP , Q) = 0. (3)
Let g ′ be the central extension of L(g) determined by this 2-cocycle. We may further
enlarge g ′ by adjoining a derivation: use the derivation td t of L (acting by zero on the
adjoined one-dimensional central element. Let ĝ be the resulting Lie algebra.
Projective Representations and Central Extensions 7
which means that we may construct a central extension of G. Let G̃ be the group which as
a set is G × C× with the multiplication
(g, ǫ)(h, δ) = (g h, ǫ δ φ(g, h)).
The cocycle condition implies that this group law is associative. we may define a represen-
tation π̃: G̃ → G L(V ) by
π̃(g, ǫ) v = ǫ π(g) v,
and this is a true representation. Therefore every projective representation of G may be
lifted to a true representation of a covering group, that is, a central extension determined
by a cocycle describing the projective representation.
Now let us consider the corresponding construction for a Lie algebra representation. A
representation of a Lie algebra g is a linear map π: g → End(V ) such that
π([X , Y ]) v = π(X) π(Y ) v − π(Y ) π(X) v, X , Y ∈ g.
The corresponding notion of a projective representation requires a map φ: g × g → C such that
π([X , Y ]) v = π(X) π(Y ) v − π(Y ) π(X) v + φ(X , Y ) v, X , Y ∈ g. (4)
π([[X , Y ], Z]) = π(X) π(Y ) π(Z) − π(Y ) π(X) π(Z) − π(Z) π(X) π(Y )
+ π(Z) π(Y ) π(X) + φ([X , Y ], Z) IV .
7 Fermions
1
The Dirac equation describes the electron or other particles of spin 2 . Such a particle is a
fermion, meaning that the wave equation is skew-symmetric, changing sign when particles
are interchanged. Therefore no two particles can occupy the same state. (This is the Pauli
exclusion principle.) In the simplest case, electrons are solutions to the Dirac equation
characterized by energy (which is quantized) but no other quantum number. There is thus
one solution with energy k for each integer k. Thus if vk is a vector in a suitable Hilbert
space V representing such a solution, a solution representing the superposition of several
electrons might be represented by an element vk1 ∧ vk2 ∧ of the exterior algebra on V .
A difficulty with the Dirac equation is the existence of solutions with negative energy.
Particles with negative energy are unphysical and yet they are predicted by the theory. Dirac
postulated that the negative energy solutions are fully populated. Thus the ground state is
the “vacuum vector”
|0i = v0 ∧ v−1 ∧ v−2 ∧
If one electron is promoted to a state with higher energy, we might obtain a state (for
example)
v3 ∧ v0 ∧ v−1 ∧ v−3 ∧ v−4
The v3 then appears as an electron with energy 3. The missing particle v−2 represents the
absence of a usually present negative energy particle, that is, a positive energy particle
whose charge is the opposite of the charge of the electron. This energetic state represents
an electron-positron pair. This scheme avoids the physical appearance of negative energy
solutions.
We are led to consider the space of semi-infinite wedges, spanned by elements of the form
vim ∧ vim−1 ∧
where (due to the skew-symmetry of the exterior power) we may assume that
im > im−1 > im−2 > .
We will call such a vector a semi-infinite monomial. The integer m is chosen so that i−k + k =
0 for sufficiently large k. The integer m is the excess of electrons over positrons, so m is
called the charge of the monomial. Let F(m) be the span of all monomials of charge m, and
let F be the direct sum of the F(m). The space F is called the Fermionic Fock space.
We will denote
|mi = vm ∧ vm−1 ∧ ∈ F(m). (5)
Let gl∞ be the Lie algebra spanned by elements Eij with i, j ∈ Z. This is an associative
ring (without unit) having multiplication
Eij Ekl = δjk Eil , δ = Kronecker delta,
and as usual the associative ring becomes a Lie algebra with bracket [X , Y ] = X Y − Y X.
Elements
P may be thought of as infinite matrices as follows: we will represent an element
aijEij ∈ gl∞, where all but finitely many aij as a matrix (aij ) indexed by i, j ∈ Z.
The Lie algebra gl∞ acts on the vk by Eij vk = δ jk vi. Then there is an action on the
seminfinite monomials by
X
X (vim ∧ vim−1 ∧ ) = vim ∧ ∧vik+1 ∧ X(vik) ∧ vik −1 ∧ . (6)
k
In accordance with the Leibnitz rule, we have applied the matrix X to a single vk, then
summed over all k.
The Lie algebra gl∞ has an enlargement which we will denote ā. This is again obtained
from an associative algebra, namely we now consider (aij ) where now we allow an infinite
number of nonzero entries, but we require that there exists a bound N such that aij = 0
when |i − j |>N . This is sufficientP to imply that in the definition of matrix multiplication,
(aij ) · (bij ) = (cij ) where cij = k aikbkj , the summation over k is finite.
The action of gl∞ on semi-infinite monomials does not extend to ā. However it almost
does so extend. Applying (6) formally gives
X X
aij vim ∧ ∧ vik −1 ∧ vi ∧ vik+1 ∧ . (7)
n i,j ,k
|n|6N i− j=n
ik = j
The inner sum is finite for all n except n = 0. The reason is that if n 0 then there will only
be finitely many ik such that replacing vik by vik +n will not cause a repeated index, and
vim ∧ ∧ vik −1 ∧ vik +n ∧ vik+1 ∧ is treated as zero unless the indices are all distinct.
However the n = 0 the inner sum is
X
aik ,ikvim ∧ ∧vik+1 ∧ vik ∧ vik −1 ∧
ik
which is problematic.
sentation π: gl∞
We may address this problem by making use of Remark 3. We will perturb the repre-
End(F) defined by the above action (so Xv = π(X)v) by introducing a
linear functional λ on g = g, then let
π ′(X)v = π(X) − λ(X)IF.
Thus π ′ is only a projective representation, but if λ is chosen correctly it has the advantage
that it extends to ā.
We consider the linear functional λ: gl∞
C defined on basis vectors by
1 if i = j < 0,
λ(Eij ) =
0 otherwise.
10 Section 8
while φ(Eij , Ekl) = 0 unless j = k and i = l. Let a be the corresponding central extension of
ā. Then we obtain a representation of a on F.
Let H be the Heisenberg Lie group, which is a central extension of R2n, based on a
symplectic form, which may be regarded as a 2-cocycle. Concretely, H is R2n × T (where T
is the group of complex numbers of absolute value 1) with multiplication
(x1, , xn , y1, , yn , t)(x1′ , , xn′ , y1′ , , yn′ , t ′) =
X
x1 + x1′ , , y1 + y1′ , , tt ′exp xiyi′ − yixi′ .
The Lie algebra of H is H∞. The classical Stone-von Neumann theorem says that H admits
a unique irreducible unitary representation with any given nontrivial central character. The
following result is an algebraic analog.
Proof. See Kac, Corollary 9.13 on page 162. In order to see why this is true, consider the
abelian “Lagrangian” subalgebra H+ generated by the qi. Since H+ is abelian, its universal
enveloping algebra U(H+) is the polynomial ring A = C[q1, q2, ]. We will see that if v0 is
the vacuum vector, then V = A · v0. Indeed, given any polynomial P (q1, q2, ) we have
∂P
[pi , P (q1, q2, )] = (q1, q2, )c.
∂qi
Since pi annihilates v0 we see that
∂P
piP (q1, q2, )v0 = [pi , P (q1, q2, )]v0 = λ (q1, q2, )v0.
∂qi
This shows that A · v0 is closed under the action of the pi as well as the qi, and moreover
gives an algorithm for computing the action of the pi.
Proof. By a simple change of basis, we may reduce to the case λ = i. Thus if we normalize
so that ~ = 1 this means that
[Q, P ] = i.
Let us intoduce two operators
1 1
a = √ (Q + iP ), a∗ = √ (Q − iP ). (10)
2 2
These operators satisfy
[a, a∗] = −i[Q, P ] = 1. (11)
The vacuum vector |0i, we have already noted is a notation for the constant function 1.
Define recursively
1
v0 = |0i, vk+1 = √ a∗vk. (12)
k+1
√
(The constant 1/ k + 1 is included to make the vk+1 orthonormal, though we will not check
that they have norm 1.) Let N = a∗a. It is clearly a Hermitian operator. We claim that
Nvk = kvk. (13)
Indeed, if v = v0 then since av0 = 0 we have (13) when k = 0. Assume it is true for some k.
Then using (11) we have
Na∗vk = a∗aa∗ = a∗(a∗a + 1)vk = a∗(N + 1)vk = (k + 1)a∗vk.
√
Dividing by k + 1 we obtain (13) with k increased to k + 1, so (13) follows by induction.
The vk are eigenvalues of the self-adjoint operator N with distinct eigenvalues, so they
are linearly independent. Now consider the space
M∞
Cvk. (14)
k=0
This space is clearly closed under the action of a∗, and the effect of a∗ on the vk is given in
(12). Let us show that the effect of a on vk may also be computed. We will show recursively
that
√
avk = k vk−1.
Indeed, we have
1 1 1
avk = √ aa∗vk−1 = √ (N + 1)vk −1 = √ kvk−1.
k k k
We see that (14) is closed under both a and a∗, hence under both P and Q. By irreducibility,
we see that the vk are a basis, and moreover, the effect of P and Q are determined, so the
module is unique up to isomorphism.
Heisenberg representation on the Fermionic Fock space 13
The operators (10) are called (respectively) annihilation and creation. As we will now
explain, they act on the stationary states of the quantum mechanical harmonic oscillator,
changing the energy level. The operator a∗ creates a quantum of energy, and the operator
1
a destroys a quantum of energy. The operator H = 2 (aa∗ + a∗a) is the Hamiltonian of the
harmonic oscillator. Concretely, this is the differential operator
d2
P 2 + Q2 = − + x2
dx2
corresponding to a quadratic potential U (x) = x2. The eigenfunctions are the vk, which turn
2 1 1
out to be v0 = e−x /2 times Hermite polynomials. Since H = N + 2 , the energy levels are 2 ,
3 5
, , . The creation and annihilation operators shift up and down between the levels.
2 2
The k-th term is interpreted to be 0 if ik − n = il for some l k (since then vil appears twice).
Under our assumption that j 0 it follows that this is zero for all but finitely many k.
If j = 0 this definition doesn’t make sense because the sum (15) is infinite, but we define
Λ0 to act by the scalar m on F(m).
We also make use of raising and lowering operators which we now define. Define
ψ j (ξ) = vj ∧ ξ.
Thus if ξ = vim ∧ vim−1 ∧ then
(
0 if j = ik for any k,
ψ j (ξ) =
(−1)m−k vim ∧ ∧ vik ∧ v j ∧ vik −1 ∧ if ik > j > ik −1 for some k.
Let ψ∗j be the adjoint of ψ j with respect to the inner product such that the semiinfinite
monomials are an orthonormal basis. Thus ψ ∗j removes v j from the monomial if it can be
found; otherwise it gives zero. Concretely with ξ = vim ∧ vim−1 ∧
(
(−1)m−k+1vim ∧ ∧ vik −1 ∧ vˆj ∧ vik+1 if ik = j,
ψ ∗j (ξ) =
0 if j {im , im−1, }.
Proof. To see that Λ j and Λ−j are adjoints, observe that each preserves the orthogonal
subspaces F(m). Moreover if ξ = vim ∧ vim−1 ∧ and ξ ′ = vjm ∧ v jm−1 ∧ then hΛ jξ, ξ ′i is zero
unless ik = jk for all but one value k = k0 and ik0 − j = jk0, in which case it is 1; and hξ, Λ−jξ ′i
is the same.
For the first equation in (16), using the Leibnitz rule
[Λ j , ψn]ξ = Λ j (vn ∧ ξ) − vn ∧ Λ j (x) = Λ j (vn) ∧ ξ = vn−j ∧ ξ = ψn− j (ξ).
Taking adjoints gives the second equation in (16).
Now to prove [Λn , Λm] = nδn,−mIF, let us first show that applying ΛnΛm to a vacuum
vector. For definiteness, let us use |0i as in (5), though there would be no difference for any
other vacuum. Let us consider first the case where n = −m. We will show that
ΛnΛ−n |0i − Λ−nΛn |0i = n|0i.
We may assume that n > 0, since if n = 0 this is trivial, and the cases n and −n are equivalent.
In this case, it is easy to see that Λn |0i = 0 since every term in (15) will have a repeated vi.
On the other hand,
n−1
X
Λ−n |0i = (−1)k−1vk ∧ v0 ∧ v−1 ∧ ∧ vk −n ∧
k=0
where the hat means the vector vk−n has been omitted. Applying Λn to each term produces
just |0i, for n terms altogether.
We now know that
[Λn , Λ−n]ξ = nξ (18)
when ξ = |0i is the vacuum. Next let us show that if (18) is true for a vector ξ then it is true
for ψ jξ for any j. Indeed
[Λn , Λ−n]ψ jξ − nψ jξ = [Λn , Λ−n]ψ jξ − ψ j [Λn , Λ−n]ξ.
But by the Jacobi identity
[[Λn , Λ−n], ψ j ] = [Λn , [Λ−n , ψ j ]] − [Λ−n , [Λn , ψj ]]
and by (16) this is zero. Now (17) follows since every semiinfinite monomial can be built up
from a vacuum by applications of ψ j for various j.
11 Boson-Fermion Correspondence
Let H be the Lie algebra spanned by elements Li (i ∈ Z) and a central element ~ subject to
the relations
[Lm , Ln] = mδm,−n~.
Boson-Fermion Correspondence 15
1
In addition to ~ there is a second central element L0. The basis elements Ln, n Ln, ~ obviously
H Let B be the ring of polynomials C[x1, x2, ]. For every m we have an action of rm:
End(B) on B in which L0 = mIB and if k > 0
∂
Lk = , L−k = kxk ,
∂xk
with ~ acting by the scalar 1.
On the other hand, we have the action on F(m) in which Lk Λk which by Proposition 6
Note that applied to a semi-infinite monomial, all but finitely many ψ j with j < 0 produce
Proposition 7. On q mB we have
∞
! ∞
!
X X u−j ∂
Ψ(u) = um+1 q · exp u jx j exp − , (22)
j=1 j=1
j ∂x j
∞
! ∞
!
X X u−j ∂
Ψ∗(u) = u−mq −1 · exp − u jx j exp . (23)
j=1 j =1
j ∂xj
1 1 1 1
# # # # #
Tu Ψ(u) α q −1
q mB q mB q m+1B q m+1B q mB
1 1 1 1
σ σ σ σ σ (26)
Tu′ ψ (u) β κ
F(m) F(m) F(m+1) F(m+1) F(m)
The maps Tu′ and κ are defined by the commutativity of the squares the appear in. The map
q −1 is multiplication by q −1, and α is multiplication by
∞
!
X
exp − u jx j ;
j =1
hk(α) = h(n)
X
k (α) = hk (α1, , αn) = αi1 αik .
i1 6 6ik
18 Section 12
Λ = lim Λ(n).
The ring Λ may be thought of as the ring of symmetric polynomials in infinitely many
variables.
Proposition 8. The ring Λ(n) is a polynomial ring C[e1, , en] = C[h1, , hn]. Thus the ring
Λ is a polynomial ring C[e1, e2, ] = C[h1, h2, ]. It admits an involution that sends ei
and hi ei.
hi
Proof. We first recall why any symmetric polynomial f is a polynomial in e1, , en. By
induction, we assume this is true in Λ(n) and check that it is true in Λ(n+1). Let f ∈ Λ(n) and
let f ′ be the image of f in Λ(n) obtained by putting αn+1 = 0. By induction on n, f ′ may
be expressed as a polynomial F ′ in e(n) , e(n)
′ (n)
, e(n)
′
1 , k . Writing f = F e1 , n , we observe
′ (n+1) (n+1) (n+1)
that f − F e1 , , en is in the kernel of the homomorphism Λ Λ(n), and this
implies that it is a multiple of αn+1. Since it is symmetric, it is a multiple of e(n+1)
n+1 = α1 αn+1
′ (n+1) (n+1) (n+1)
and we may write f = F e1 , , en + gen+1 for some symmetric polynomial g. The
degree of g is strictly less than that of f , and by induction on degree, g is a polynomial in
e(n+1)
1 , , e(n+1)
n+1 , so the same is true of f .
Therefore Λ(n) = C[e1, , en]. We note that e1, , en are algebraically independent. See
Lang’s Algebra, third edition, page 192 for an algebraic proof valid over any field, or working
over the complex numbers observe that if φ(e1, , en) = 0 where φ is a nonzero polynomial,
then there are values a1, , an ∈ C such that φ(a1, , an) 0. Now by the fundamental
theorem of algebra we may find r1, , rn ∈ C such that
(X − r1) (X − rn) = X n − a1X n−1 + ± an
so ak = ek(r1, , rn). Therefore φ(a1, , an) = φ(e1(r1, , rn), , en(r1, , rn)) = 0, a
contradiction, proving that the ei are algebraically independent.
Thus Λ(n) = C[e1, , en] is a polynomial ring. There exists a homomorphism ι: Λ(n) Λ(n)
such that ι(ek) = hk for k = 1, , n. We will show that ι(hk) = ek when k 6 n also. To prove
this, define
∞
X X∞
k
E(t) = ekt , H(t) = hktk.
k=0 k=0
where for the second identity we assume |tαi |<1 so that we may expand the geometric series.
Therefore
E(t)H(−t) = 1.
The Murnaghan-Nakayama Rule 19
Here µ ⊃ λ means that the Young diagram of µ contains that of λ, or alternatively that
µi > λi for all i. Then we may consider the skew shape µ\λ. Its Young diagram is the set
theoretic difference between the Young diagrams of µ and λ. To say that µ\λ is a horizontal
strip means that it has no two boxes in the same column. To say that it is a vertical strip
means that it has no two boxes in the same row. To say that it is a ribbon means that it is
connected and contains no 2 × 2 block.
We will prove (iii), the Murhaghan-Nakayama rule. Pieri’s formula (ii) may be proved
easily by the same method.
Before giving the proof let us consider an example. Let λ = (8, 4, 4, 3, 2, 1, 1, 1) and let n = 10.
With ρ = (7, 6, 5, 4, 3, 2, 1, 0) we have λ + ρ = (15, 10, 9, 7, 5, 3, 2, 1). One of the elements of
the set (29) is
S(λ + 10e6) = F (15, 10, 9, 7, 5, 13, 2, 1) = (−1)4F (15, 13, 10, 9, 7, 5, 2, 1) = S(µ)
where
µ = (8, 7, 5, 5, 4, 3, 1, 1).
We confirm that µ − λ is a ribbon with the following diagram:
Proof. We may now explain the reason that the Lemma is true. If F (λ + ρ + kei) 0, then
the components of the vector λ + ρ + kei are distinct, and in particular λi + n − i + k does
not equal λ j + n − j for any j i. Thus there is a j < i such that
λ j −1 + n − j + 1 > λi + n − i + k > λ j + n − j , (30)
unless λi + n − i − k > λ1 + n − 1; in the latter case, the following explanation will remain true
with j = 1. Let µ + ρ be λ + ρ + kei with the entries rearranged in descending order. This
means that the i-th entry of λ + ρ + kei is moved forward into the j-th position. Taking into
account that ρ j = ρi + j − i this means that µ j = λi + k − i + j.
Now (30) may be rewritten
λ j −1 > µ j > λ j , (31)
and furthermore if j < l 6 i, we have moved the (l − 1)-th entry into the l-th position, which
means that
µl+1 = λl + 1. (32)
For l not in the range j 6 l 6 i we have µl = λl. It is easy to see that the conditions (31) and
(32) mean that µ\λ is a ribbon.
The Boson-Fermion correspondence (continued) 21
We may now give two examples for Lemma 10. One example will prove the Murnaghan-
Nakayama rule. The other is relevant to the Fermion-Boson correspondence.
ξ(k) = (α1k , αkn).
Let f : V n C be the map sending v1, , vn to ∆−1det(v), where v is the matrix with rows
vi and
Y
∆ = det (αin−j )i,j = (αi − α j ).
i<j
where in the notation of Mi′ = S(λ + kei). Indeed, Mi may be described as follows. Begin
with the matrix:
λ1 +n−1 λ1 +n−1 λ1 +n−1
α α αn
1λ2 +n−2 2λ2 +n−2
α1 α2 αnλ2 +n−2
.
λn λn λn
α1 α2 αn
Increase each exponent in the i-th column by k, then take the determinant. On the other
hand, Mi′ may be described as follows: increase each exponent in the i-th row by k, then
take the determinant. In either case, we obtain the following n! · n terms:
X X X λi+n−i+kδi,k
αw(j) ,
k w∈Sn i,j
proving (33). Now using the Lemma, we see that pksl equals
X
(−1)ht(µ\λ)s µ ,
µ⊃λ
µ\λ is a ribbon of size k
Let Sλ(x) be the polynomials in the xi such that Sλ(x) = sλ(α) is the Schur polynomial. For
example,
1 1 1
S(1) = x1, S(2) = x21 + x2, S(1,1) = x21 − x2, S(2,1) = x31 − x3.
2 2 3
Let us just consider the charge 0 part F(0) of the Fermionic Fock space. We index the
monomials in F(0) by partitions: given
ξ = vi0 ∧ vi−1 ∧ vi−2 ∧ ,
where i0 > i−1 > and i−k = −k for k sufficiently large, writing λk = i−k + k, we have
λ0 > λ1 > λ2 > and λk = 0 eventually, so λ = (λ0, λ1, ) is a partition. We write ξ = ξ(λ),
and then ξ is a bijection of the set of all partitions onto a basis of F(0).
By the Leibnitz rule (15) the left-hand side is Λ−k applied to F (λ), and remembering that
in the bosonic picture this is multiplication by kxk = pk. Thus we have proved
X
kxkF (λ) = (−1)ht(µ\λ)F (µ). (34)
µ⊃λ
µ\λ is a ribbon of size k
1
Since we are identifying Λ with C[x1, x2, x3, ] by identifying pk with k xk, we have, by (34)
and (35), θ(pksλ) = pkj(sλ), and therefore θ is a Λ-module homomorphism Λ Λ. Since
θ(1) = 1, it follows that θ is the identity map, which in view of our identifications means
σ(ξ(λ)) = Sλ.
The Boson-Fermion correspondence (continued) 23