(Languages of The Caucasus 2) Forker, Diana - A Grammar of Sanzhi Dargwa-Language Science Press (2020)
(Languages of The Caucasus 2) Forker, Diana - A Grammar of Sanzhi Dargwa-Language Science Press (2020)
Sanzhi Dargwa
Diana Forker
language
Languages of the Caucasus 2 science
press
Languages of the Caucasus
Editors: Diana Forker (Universität Jena), Nina Dobrushina (National Research University Higher
School of Economics, Moscow), Timur Maisak (Institute of Linguistics at the Russian Academy of
Sciences, Moscow), Oleg Belyaev (Lomonosov Moscow State University).
In this series:
1. Daniel, Michael, Nina Dobrushina & Dmitry Ganenkov (eds.). The Mehweb language:
Essays on phonology, morphology and syntax.
language
science
press
Forker, Diana. 2020. A grammar of Sanzhi Dargwa (Languages of the Caucasus 2).
Berlin: Language Science Press.
DOI:10.5281/zenodo.3339225
Source code available from www.github.com/langsci/250
Collaborative reading: paperhive.org/documents/remote?type=langsci&id=250
1 Introduction 1
1.1 The Sanzhi community and the Sanzhi language . . . . . . . . . . . . . . 1
1.2 The sociolinguistic situation of Sanzhi . . . . . . . . . . . . . . . . . . . . 4
1.3 Genealogical affiliation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
1.4 Dargwa languages and the problem of the “Dargwa ethnicity” . . . . . . 7
1.5 Typological overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.6 Literature on Dargwa languages, Dargwa people, and previous works on
Sanzhi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
1.7 Documenting and describing Sanzhi Dargwa . . . . . . . . . . . . . . . . 12
I Phonology 17
2 Phonology 19
2.1 Consonant inventory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
2.2 Vowel inventory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
2.3 Syllable and word structure . . . . . . . . . . . . . . . . . . . . . . . . . . 24
2.4 Pharyngealization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
2.5 Word stress . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
2.6 Phonological and morphophonological alternations . . . . . . . . . . . . 30
2.6.1 Vowel deletion (vowel syncope) . . . . . . . . . . . . . . . . . . . 30
2.6.2 Alternations in the form of enclitics/suffixes . . . . . . . . . . . . 31
2.6.3 Glide insertion . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
2.6.4 Glottal stop insertion . . . . . . . . . . . . . . . . . . . . . . . . . 32
2.6.5 Sequences of identical vowels . . . . . . . . . . . . . . . . . . . . 33
2.6.6 Other general processes affecting vowels: Pharyngealization and
formation of diphthongs . . . . . . . . . . . . . . . . . . . . . . . 34
2.6.7 Vowel mutation (apophony) . . . . . . . . . . . . . . . . . . . . . 35
2.6.8 Assimilation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.6.9 Palatalization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.6.10 Labialization and delabialization . . . . . . . . . . . . . . . . . . 38
2.6.11 Gemination and degemination . . . . . . . . . . . . . . . . . . . . 39
Contents
II Nominal categegories 41
3 Nouns 43
3.1 Gender . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
3.2 Number . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
3.2.1 Frequent and productive plural suffixes . . . . . . . . . . . . . . . 45
3.2.2 Modestly frequent plural suffixes . . . . . . . . . . . . . . . . . . 48
3.2.3 Morphophonological rules and other restrictions . . . . . . . . . 50
3.2.4 The associative plural . . . . . . . . . . . . . . . . . . . . . . . . 51
3.3 Gender–number mismatches and exceptions . . . . . . . . . . . . . . . . 51
3.4 Case . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
3.4.1 Functions of grammatical cases . . . . . . . . . . . . . . . . . . . 56
3.4.2 Functions of semantic cases . . . . . . . . . . . . . . . . . . . . . 63
3.5 Derivation of nouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77
3.5.1 Agent nouns with -či . . . . . . . . . . . . . . . . . . . . . . . . . 77
3.5.2 Agent nouns with and -kar, -q’aˁ, and -uˁq’ . . . . . . . . . . . . 78
3.5.3 Abstract nouns with -dex . . . . . . . . . . . . . . . . . . . . . . 78
3.5.4 Action nouns/event nouns and tools with -ala . . . . . . . . . . . 80
3.5.5 Action and event nouns with -utːi and -a . . . . . . . . . . . . . . 81
3.5.6 Other derived nouns . . . . . . . . . . . . . . . . . . . . . . . . . 82
3.6 Reduplication and compounding . . . . . . . . . . . . . . . . . . . . . . . 83
3.6.1 Reduplication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
3.6.2 N + N compounds . . . . . . . . . . . . . . . . . . . . . . . . . . 84
3.6.3 Other compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
3.7 Phrasal compounds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86
4 Pronouns 89
4.1 Personal pronouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
4.2 Demonstrative pronouns and adverbials derived from them . . . . . . . . 90
4.2.1 The demonstrative series in the columns: iC vs. heC vs. hiC and
i(C)tːi vs. he(C)tːi vs. hi(C)tːi . . . . . . . . . . . . . . . . . . . . . 92
4.2.2 Proximity, distance, and elevation . . . . . . . . . . . . . . . . . . 97
4.2.3 Pronouns and adverbs derived from demonstrative pronouns . . 102
4.3 Reflexive pronouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
4.4 Reciprocal pronouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
4.5 Interrogative pronouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
4.5.1 ča ‘who’ and ce ‘what’ . . . . . . . . . . . . . . . . . . . . . . . . 107
4.5.2 Other interrogative words . . . . . . . . . . . . . . . . . . . . . . 108
4.5.3 Interrogative pronouns used as indefinites . . . . . . . . . . . . . 112
4.6 Indefinite pronouns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112
4.6.1 Specific indefinite pronouns . . . . . . . . . . . . . . . . . . . . . 113
4.6.2 Non-specific indefinite pronouns . . . . . . . . . . . . . . . . . . 114
4.6.3 Free-choice indefinite pronouns . . . . . . . . . . . . . . . . . . . 115
4.6.4 Negative indefinite pronouns . . . . . . . . . . . . . . . . . . . . 116
4.7 Universal indefinites and other quantifiers . . . . . . . . . . . . . . . . . 119
ii
Contents
5 Adjectives 121
5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121
5.2 Adjectives and the cross-categorical suffixes -ce and -il . . . . . . . . . . 123
5.3 Formation of adjectival attributes . . . . . . . . . . . . . . . . . . . . . . 124
5.4 Comparative constructions with adjectives . . . . . . . . . . . . . . . . . 127
6 Numerals 129
6.1 Cardinal numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
6.2 Ordinal numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
6.3 Distributive numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
6.4 Group numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
6.5 Multiplicative numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134
6.6 Collective numerals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135
6.7 Other numeral expressions and compounds involving numerals . . . . . 136
7 Adverbs 139
7.1 Spatial adverbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
7.1.1 Spatial adverbs derived from demonstrative pronouns . . . . . . 139
7.1.2 Spatial adverbs related to postpositions . . . . . . . . . . . . . . . 143
7.1.3 Other spatial adverbs . . . . . . . . . . . . . . . . . . . . . . . . . 143
7.2 Temporal adverbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
7.3 Manner adverbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145
7.4 Degree adverbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
7.5 Formation of adverbials with the suffix -le . . . . . . . . . . . . . . . . . 147
8 Postpositions 149
8.1 Spatial postpositions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149
8.1.1 sala ‘in front of’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150
8.1.2 sa ‘in front, ago’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150
8.1.3 hila ‘behind, after’ . . . . . . . . . . . . . . . . . . . . . . . . . . 151
8.1.4 hitːi ‘after, behind’ . . . . . . . . . . . . . . . . . . . . . . . . . . 151
8.1.5 xːar(i) ‘down, at the bottom, under’ . . . . . . . . . . . . . . . . . 152
8.1.6 qari ‘at the top, above, on, about’ . . . . . . . . . . . . . . . . . . 152
8.1.7 či ‘on, above’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153
8.1.8 urkːa ‘between, among, within, in the middle’ . . . . . . . . . . . 154
8.1.9 b-i ‘in, inside’ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155
8.1.10 šːule ‘at side, next to, near’ . . . . . . . . . . . . . . . . . . . . . . 155
8.1.11 tːura ‘out, outside’ . . . . . . . . . . . . . . . . . . . . . . . . . . 156
8.2 Non-spatial postpositions . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
8.2.1 b-alli ‘together, with’ . . . . . . . . . . . . . . . . . . . . . . . . . 157
8.2.2 canille ‘together, with’ . . . . . . . . . . . . . . . . . . . . . . . . 158
8.2.3 bahanne/bahandan ‘because of’ . . . . . . . . . . . . . . . . . . . 158
8.2.4 akːʷar ‘without, except, apart’ . . . . . . . . . . . . . . . . . . . . 158
8.2.5 q’atːin(na) ‘for the sake of, because of’ . . . . . . . . . . . . . . . 159
8.2.6 ħaˁsible ‘according to’ . . . . . . . . . . . . . . . . . . . . . . . . 159
iii
Contents
iv
Contents
v
Contents
IV Syntax 339
19 Valency classes and modification of valency patterns 341
19.1 Valency classes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
19.1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
19.1.2 Intransitive verbs . . . . . . . . . . . . . . . . . . . . . . . . . . . 344
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Contents
19.1.3
Monovalent affective verbs and exceptional monovalent construc-
tions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 345
19.1.4 Extended intransitive verbs and other constructions with biva-
lent predicates and absolutive S arguments . . . . . . . . . . . . . 346
19.1.5 Transitive verbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 349
19.1.6 Extended transitive verbs (i.e. ditransitive verbs) . . . . . . . . . 350
19.1.7 Bivalent verbs with lexicalized objects and other rare construc-
tions with bivalent verbs . . . . . . . . . . . . . . . . . . . . . . . 352
19.1.8 Bivalent affective verbs . . . . . . . . . . . . . . . . . . . . . . . . 353
19.1.9 Labile verbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
19.2 Modification of valency patterns . . . . . . . . . . . . . . . . . . . . . . . 360
19.2.1 Antipassive . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 361
19.2.2 Causativization . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
20 Agreement 373
20.1 Pure number agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . 373
20.2 Combined Gender/number agreement . . . . . . . . . . . . . . . . . . . . 374
20.2.1 General remarks on gender/number agreement . . . . . . . . . . 374
20.2.2 Semantic agreement and other peculiarities . . . . . . . . . . . . 381
20.2.3 Gender/number agreement with conjoined noun phrases . . . . . 382
20.2.4 Gender agreement with arguments in other than the absolutive
case (“Deviant agreement”) . . . . . . . . . . . . . . . . . . . . . 384
20.3 Person agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
20.3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
20.3.2 Person agreement rules . . . . . . . . . . . . . . . . . . . . . . . 394
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Contents
24 Complementation 449
24.1 Complement-taking predicates . . . . . . . . . . . . . . . . . . . . . . . . 449
24.1.1 Utterance verbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 449
24.1.2 Liking and fearing verbs and other verbs denoting emotions and
volition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 450
24.1.3 Cognition predicates . . . . . . . . . . . . . . . . . . . . . . . . . 451
24.1.4 Manipulative verbs . . . . . . . . . . . . . . . . . . . . . . . . . . 452
24.1.5 Phasal verbs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 452
24.1.6 Modal predicates . . . . . . . . . . . . . . . . . . . . . . . . . . . 453
24.1.7 Evaluation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 453
24.2 Complementation strategies and their semantics . . . . . . . . . . . . . . 453
24.2.1 The zero strategy . . . . . . . . . . . . . . . . . . . . . . . . . . . 454
24.2.2 The quotative particles . . . . . . . . . . . . . . . . . . . . . . . . 455
24.2.3 The cross-categorical suffix -ce . . . . . . . . . . . . . . . . . . . 457
24.2.4 The masdar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 458
24.2.5 The perfective converb . . . . . . . . . . . . . . . . . . . . . . . . 458
24.2.6 Infinitive and subjunctive . . . . . . . . . . . . . . . . . . . . . . 460
24.2.7 The embedded question marker . . . . . . . . . . . . . . . . . . . 462
24.2.8 The imperfective converb . . . . . . . . . . . . . . . . . . . . . . 465
24.2.9 The pretend-construction . . . . . . . . . . . . . . . . . . . . . . 465
24.3 Reported speech constructions . . . . . . . . . . . . . . . . . . . . . . . . 466
24.3.1 General characteristics of reported speech . . . . . . . . . . . . . 466
24.3.2 Formal marking in reported speech constructions . . . . . . . . . 469
24.4 The syntactic properties of complement clauses . . . . . . . . . . . . . . 473
24.5 Argument control in complement constructions . . . . . . . . . . . . . . 477
24.6 Constructions that semantically resemble complement clauses . . . . . . 481
24.6.1 Parentheticals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 481
24.6.2 Nominalized relative clauses resembling complement construc-
tions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483
24.6.3 Adverbial clauses used with emotion and cognition predicates . . 486
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Contents
26 Coordination 505
26.1 Coordination of noun phrases and other phrases . . . . . . . . . . . . . . 505
26.2 Coordination of clauses . . . . . . . . . . . . . . . . . . . . . . . . . . . . 506
26.2.1 General remarks on the conjunctive coordination of clauses . . . 506
26.2.2 Conjunctive coordination of clauses . . . . . . . . . . . . . . . . 508
26.2.3 Adversative coordination of clauses . . . . . . . . . . . . . . . . . 509
26.2.4 Disjunctive coordination of clauses . . . . . . . . . . . . . . . . . 510
ix
Contents
References 583
Index 595
Name index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 595
Subject index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 597
x
Acknowledgments
This grammar could not have been written without the support of many people and
institutions.
First of all I am indebted to the Sanzhi community, in particular to my main assistant
and consultant Gadzhimurad Gadzhimuradov, his wife Fatimat (‘Batichaj’) and his entire
family. His passion for Sanzhi culture, history and language, his extraordinary patience
in dealing with my endless questions and his linguistic intuitions made the work on
this grammar possible and in fact a wonderful experience. He and his family hosted me
during the entire project and allowed me to fully concentrate on my work while being
their guest in Druzhba.
The grammar is one of the results of the language documentation project Documenting
Dargi languages in Dagestan – Shiri and Sanzhi (2012–2019). The project was supported
by many other members of the Sanzhi community in addition to Gadzhimurad, in par-
ticular by Isakadi Bakhmudov and Asabali Gadzhimuradov. A big barkalla goes to all of
you!
The project has received financial support through a grant from the Volkswagen Foun-
dation (DobeS program) to Diana Forker (Grant Number 86 357). This generous support
is gratefully acknowledged. I am particularly thankful for the help of Vera Szöllösi (Volks-
wagen Foundation) and for the administrative support of Geoffrey Haig (University of
Bamberg).
The project has been conducted by an international team of researchers, first of all Ra-
sul Mutalov, whose idea it was to document endangered Dargwa languages and to apply
for a grant from the Volkswagen Foundation. I also wish to thank my other two fellow
project members, Oleg Belyaev and Iwona Kaliszewska, as well as the student assistants
André Müller, Teresa Klemm, Felix Anker, and Nils Schiborr for scientific, technical and
practical support at all stages of the project.
The grammar has profited from many discussions with researchers, colleagues and
friends, especially the very active “Caucasian community” scattered around the globe,
but united by the interest and the fascination for the languages of the Caucasus. In partic-
ular I want to thank the reviewers who kindly provided many comments, corrections and
useful suggestions: Gilles Authier, Natasha Bogomolova, Ilya Chechuro, Denis Creissels,
Misha Daniel, Nina Dobrushina, Dima Ganenkov, Linda Konnerth, Yura Lander, Timur
Maisak, Zarina Molochieva, George Moroz, Jérémy Pasquereau, Stefan Schnell, Nina
Sumbatova, and Jussi Ylikoski. I am also grateful to Sebastian Nordhoff, Felix Kopecky
and the proof readers from Language Science Press for making it possible to publish high
quality books that are accessible to everybody. Finally I am lucky to have the best family
support I can think of.
Other abbreviations
A agent P patient
C consonant pro. pronoun
cond. conditional R recipient
dem. demonstrative refl.reflexive
ditr. ditransitive S single argument of an
E elicited example intransitive clause
EXP experiencer S subject
G goal s.o. someone
intr. intransitive T theme
IPA International Phonetic TAM tense-aspect-mood
Alphabet tr. transitive
lit. literally V verb
N noun V vowel
n no y yes
NP noun phrase
O object
xvi
1 Introduction
1.1 The Sanzhi community and the Sanzhi language
Sanzhi Dargwa is an East Caucasian (i.e. Nakh-Dagestanian) language from the Dargwa
(or Dargi) subbranch and belongs to the South Dargwa varieties (Glottocode: sanz1248).
In the literature, there is no unique terminology referring to Dargwa languages, dialects
or peoples, but several terms exist: Dargwa, Dargva, Dargi, or Darginskiy. For reasons of
uniformity and unambiguousness I restrict myself to the label and the graphic representa-
tion Dargwa and will not use the other terms. Sanzhi Dargwa is spoken by approximately
250 speakers and is critically endangered. The self-designation of the Sanzhi people is
sunglan-te (Sanzhi.person-pl) and the language is called sunglan ʁaj (lit. Sanzhi.person
language).
More than 40 years ago, all Sanzhi speakers left the village of Sanzhi, their village of
origin, in the Caucasian Mountains. Sanzhi is located in the Dakhadayevskiy rayon in
central Dagestan (today part of the Russian Federation), which is predominantly inhab-
ited by speakers of Dargwa languages.
The village of Sanzhi is located on the sunny side of the Ulluchay river valley, at an al-
titude of about 1,500 meters (Figure 1.5). The closest neighboring villages are Itsari, Shari,
Khuduts, Ashty, and Amukh. The distance from Makhachkala is around 200 kilometers,
from the regional center of the Dakhadayevskiy rayon, Urkarakh, it is 66 kilometers, and
from Derbent around 150 kilometers. There is no direct road to Sanzhi. In order to reach
the village, people go to Itsari by car or minibus and then walk around six kilometers
until they reach Sanzhi. Currently, the Sanzhi territory is part of the nature park Itsari.
The village consists of approximately 30 houses, which are in very poor condition and
not inhabited anymore (Figures 1.1–1.3). The only house with a roof that is relatively well
kept is the former school building. Sanzhi people regularly go to Sanzhi in the summer
to spend a few days fishing, berry picking, and doing other activities in their former
village. The village is surrounded by terrace fields that have been used for centuries to
grow crops such as rye, wheat, barley, oats, and in the recent past also carrots, radishes,
potatoes, and others. The traditional occupations of the Sanzhi people were farming and
breeding, in particular sheep breeding. Not far from the village, ancient rock paintings
can be found that, according to the Sanzhi people, have been the subject of investigation
by several researchers from Russia. Unfortunately, I was not able to find literature on
the paintings or the research expeditions.
From 1968 onwards, within a relatively short time span, all Sanzhi people moved to
the lowlands to ethnically and linguistically mixed settlements. The major reason for the
resettlement was the difficult life in the mountains. There was and still is no road leading
1 Introduction
2
1.1 The Sanzhi community and the Sanzhi language
Figure 1.3: An old picture of Sanzhi, around 1957 (courtesy of the Sanzhi com-
munity)
Figure 1.4: The village of Druzhba in the winter of 2014 (picture by Diana
Forker)
3
1 Introduction
to Sanzhi, and also no electricity. From grade five on, children had to walk by foot to the
school in Itsari every day and in all weathers.
Today, the majority of Sanzhi speakers live in the village of Druzhba in the Dagesta-
nian lowlands (Kayakentskiy Rayon) (Figure 1.4) and to a lesser extent in other settle-
ments in Dagestan and other parts of Russia. Druzhba is an ethnically and linguistically
heterogeneous settlement with speakers of other South Dargwa varieties, other East Cau-
casian languages such as Tabasaran, Agul, Lezgian, and Lak, and also a very few Kumyk
(Turkic) and Russian speakers. In Druzhba, people make a living by working in the local
vineyards that used to be part of a sovkhoz (Soviet state farm). Many inhabitants, espe-
cially men, commute to other parts of Russia to work there and support their families
back home. A map of Dagestan with Sanzhi and Druzhba is given in Figure 1.5.
1
The exception is the village of Shara that was originally inhabitated by speakers of Agul, but today it is
also a Dargwa village according to my Sanzhi assistant.
4
1.2 The sociolinguistic situation of Sanzhi
5
1 Introduction
Figure 1.6: Sanzhi men at the Uraza Bayram, the holiday at the end of Ramadan
in 2013 (Gadzhimurad Gadzhimuradov, who is dressed in dark clothes, is stand-
ing on the left side) (picture by Diana Forker)
Thus, the contact situation is largely language maintenance for the oldest and middle
generation. Among the youngest generation language shift is observable, and it is rea-
sonable to assume that members of the youngest generation in particular who are still
children today will not pass on Sanzhi to their children. Some children and young people
in Druzhba still learn Sanzhi as their first language (this depends on the family situation),
but they come in contact with Russian right from the first day of their life. Russian be-
comes the dominant language at the latest when children start attending kindergarten.
Therefore, they generally have a limited and mostly passive command of Sanzhi and
prefer to speak only Russian. Sanzhi people of the young generation, including small
children, speak predominantly Russian with each other. More and more Sanzhi people
speak Russian not only to their neighbors in Druzhba, many of which are from other
ethnic groups, but even at home. Although the people have a positive language attitude
and are proud of speaking their own language, Russian is considered to be not only more
prestigious, but extremely necessary for the future of their children (see Forker 2018c for
more information).
Another factor influencing the linguistic situation is marriage between women and
men from different ethnic groups, which usually does not lead to bilingual children ac-
quiring both the language of the mother and of the father, but to children speaking only
Russian at home, as the parents use Russian to communicate with each other. I estimate
6
1.3 Genealogical affiliation
that there are only a few families left in which both husband and wife are competent
Sanzhi speakers that have grown up in the village of Sanzhi. We can assume that in the
past the situation must have been different and the vast majority of wives were either
from Sanzhi or from the surrounding villages (Itsari, Chakhri, Kunki, Duakar, Dzilebki
are the main villages of origins of mothers and wives of the Sanzhi speakers with whom
I worked).
Since Sanzhi Dargwa is not employed in the public domain (e.g. administration, edu-
cation, media, court) the language is unwritten and used only for oral communication
within the Sanzhi community. The only printed material so far is Forker & Gadzhimu-
radov (2017), a collection of traditional stories and other texts. In school, Sanzhi children
have around two hours of mother tongue education per week, during which they learn
Standard Dargwa. Sanzhi speakers do not understand literary Standard Dargwa, because
Akusha Dargwa, the base for the standard language, is a Northern Dargwa variety and
quite different from Sanzhi. Therefore, in spite of the school classes, Sanzhi children
usually do not learn Standard Dargwa well and are not able to speak, write, or read in
Standard Dargwa, or make use of the few newspapers and TV programs that exist.
7
1 Introduction
Nakh branch
Chechen, Ingush, Tsova-Tush (Batsbi)
Avar-Andic-Tsezic subbranch
Avar-Andic
Avar
Andic
Andi, Botlikh, Godoberi, Karata, Akhvakh, Bagvalal,
Tindi, Chamalal
Tsezic subbranch
Tsez, Hinuq, Khwarshi, Bezhta, Hunzib
Dargwa subbranch
Akusha/Standard Dargwa, Urakhi, Mugi, Tsudakhar, Gapshima-Butri,
Mjurego-Gubden, Kadar, Muiri, Mehweb, Sirkhi, Amukh-Xuduc, Shiri,
Qunqi, Icari, Sanzhi, Chirag, Kajtag, Kubachi-Ashti
Lak
Khinalug
Lezgic subbranch
Udi, Archi, Lezgian, Agul, Tabasaran, Tsakhur, Rutul, Kryz, Budugh
to some extent in the media (e.g. newspapers, journals). Until 1928, speakers of Dargwa
varieties used the Arabic script, but there was no standard orthography. From 1925 on-
wards, the first newspaper in a Dargwa language was published (Abdullaev 1954: 15). This
newspaper, as well as most books and other materials, was published in Akusha Dargwa,
the language which was later chosen as the basis for the literary standard Dargwa lan-
guage. There are several reasons for this choice: Akusha was and still is the Dargwa
variety with the most speakers, and the village of Akusha together with the surround-
ing villages formed an autonomous center (vol’noe obščestvo) for a long time. In 1930 at
the first Dagestanian conference on orthography, Akusha was appointed to be the basis
for the literary standard Dargwa language. In 1928, a Latin alphabet was developed for a
number of Dagestanian languages including Dargwa, Avar, Lak, Lezgian, and Tabasaran.
In 1938 the policy changed completely, and for all Dagestanian literary languages Cyril-
lic alphabets were introduced (Grenoble 2003: 48–51). In the following years the Dargwa
alphabet underwent several changes.
Dargwa people are officially considered to be one group that shares a common ethnic-
ity, and to speak various dialects of one and the same Dargwa language (see below for
the viewpoint of linguistics on this). According to the data of the Russian census from
2010, for instance, about 510 000 people consider themselves to be ethnic Dargwa, and
8
1.4 Dargwa languages and the problem of the “Dargwa ethnicity”
thus represent the second biggest ethnic group in Dagestan (after the Avars). The vast
majority of them claim to speak Dargwa.
Dargwa languages are spoken in the central part of Dagestan (traditionally in the dis-
tricts Akushinskiy, Levashinskiy, Dakhadayevskiy, Sergokalinskiy, Kaytagskiy, and also
partially in the districts of Gunibskiy, Buynakskiy, Karabudakhkentskiy, and Agulskiy),
in a territory with a length of about 100 km and a breadth of about 70 km (Figure 1.8). In
the west, this area borders on Lak and Avar territory. In the north and east, the Dargwa
area borders on Kumyk lands, and in the south on Tabasaran lands.
The term Dargwa with its current reference was only introduced during Soviet times.
There was a policy at the time to create names for peoples and languages that often
lacked significance for the people themselves, and to introduce ethnic boundaries all
over the Northern Caucasus (Grenoble 2003: 114). The use of these names is nowadays
fully established and is largely maintained for political reasons (Šaxbanov 2009).
Historically, the term Dargwa (or Dargi) does not refer to an ethnic group (Abdullaev
1954: 13). There were seven unions of settlements in central Dagestan that referred to
themselves with a proper name and the term Dargwa: Akusha Dargwa, Bukun Dargwa,
Gutsi Dargwa, Kaba Dargwa, Utsmi (or Kaytag) Dargwa, Khamur Dargwa, and Sirkha
Dargwa (Magomedov 1999: 13). That is, Dargwa referred to settlement centers that con-
sisted of a number of small villages forming a unit, which were able to defend themselves
and their own interests against enemies (vol’noe obščestvo). Other urban centers in the
north, like Kadar and Gubden, whose inhabitants are also considered to be Dargwa peo-
ple today (and to speak Dargwa varieties), did not belong to those units to which the
term Dargwa was applied. They formed one administrative unit with Kumyk villages
(Abdullaev 1954: 12), and used Kumyk as their lingua franca (Dobrushina et al. 2020;
Wixman 1980: 58–59).
Similarly, there was not one single language with the name Dargwa, but a group of
related languages, in reference to which the names of the urban centers were used (Uslar
1892: 1). But since Soviet times, the classification of the Dargwa varieties as dialects of
one and the same Dargwa language has persisted in many publications and in all official
documents (e.g. Abdullaev 1954; Gasanova 1971; Musaev 2002; WALS2 ; Ethnologue3 ).
Following the most recent publications on the internal classification of the East Cauca-
sian language family (Koryakov 2006; Koryakov & Sumbatova 2007), the Dargwa branch
consists of 19 languages and about 40 dialects (see Figure 1.7 above). The biggest are
Akusha Dargwa (about 42 000 speakers), Mjurego-Gubden Dargwa (ca. 39 000), Urakhi
Dargwa (ca. 35 000), followed by Kajtag Dargwa (ca. 21 000), and Tsudakhar Dargwa
(ca. 19 000). Speakers of many Dargwa languages do not understand speakers of other
Dargwa varieties, and the variation between them is much bigger than between the
Andic languages, another subbranch of the East Caucasian family. The break-up of the
Proto-Dargwa language can be estimated to have occurred about two millennia ago
(Sumbatova, p.c.). However, the exact number of Dargwa languages is still subject to
debate, because descriptions are lacking for many of the individual languages and di-
alects. Thus, Figure 1.7 will likely need to be corrected in the future.
2
http://wals.info/
3
http://www.ethnologue.com/
9
1 Introduction
Figure 1.8: The East Caucasian (i.e. Nakh-Dagestanian) language family (map
courtesy of Yura Koryakov)
10
1.5 Typological overview
The place of the Dargwa languages inside the East Caucasian family is also debated.
Some authors consider them to form a separate branch of the East Caucasian language
family (Gigineishvili 1977; Kibrik 1996: 142), others group them together with Lak (Has-
pelmath 1993; Koryakov 2006; van den Berg 2005).
11
1 Introduction
The first scientific treatment of a Dargwa language (Urakhi) comes from Uslar (1892),
who visited the Caucasus in the second half of the 19th century. The next key scholar is
Said Abdullaev, who published a Russian-Dargwa (i.e. Akusha) dictionary and a gram-
mar of Akusha (Abdullaev 1950; 1954). Since the 1950s, Saida Gasanova has written many
articles and books about various Dargwa languages and dialects, concentrating mainly
on Muiri, Mjuregi, Urakhi, and Tsudakhar (e.g. Gasanova 1961; 1971). Other important
scholars are Zapir Abdullaev, who worked on Standard Dargwa and occasionally on
Urakhi and Kajtag (e.g. Abdullaev 1961; 1969; 1971; 1986; 1993; Abdullaev et al. 2014), and
Magomed-Said Musaev, who investigated various Dargwa varieties, including Chirag
and Akusha (e.g. Musaev 1975; 1978; 1983; 1980; 1984). There are also works on Sikhi
(Kadibagomedov 1998), on Kajtag (Temirbulatova 2005) and most notably on Kubachi
(Magometov 1963). Recently, two new dictionaries have been published (Jusupov 2005;
2009). Rasul Mutalov, one of the key participants in the language documentation project
resulting in this grammar, has written a number of papers and books on Icari Dargwa
and Standard Dargwa (Mutalov 1992; 2002; 2018).
In 1999, the first book in English on a Dargwa language (Akusha), written by van
den Berg was published, followed by a descriptive grammar of Icari Dargwa, which was
co-authored by Nina Sumbatova and Rasul Mutalov (Sumbatova & Mutalov 2003). Icari
Dargwa is closely related to Sanzhi Dargwa; the two varieties are mutually intelligible
and the Icari grammar was a fruitful source of inspiration for this grammar of Sanzhi.
In Moscow, a group of linguists works on a number of Dargwa languages, of which
the major results are comprehensive studies of Tanti (Sumbatova & Lander 2014), Shiri
(Belyaev In Preparation), Mehweb (Daniel et al. 2019), Ashti (Belyaev 2012) and Chi-
rag (Ganenkov Submitted). Other important works from the same group are Kalinina
& Sumbatova (2007), Sumbatova (2009; 2010; 2011; 2013), Lander (2008; 2010), and Ser-
dobolskaya (2009; 2010). Sumbatova (Submitted) provides a recent overview on Dargwa
varieties. Sketch grammars in preparation include Ganenkov (Submitted) and Forker
(Submitted).
Topics in the morphosyntax of Sanzhi and other aspects of Sanzhi have been treated
in Forker (2016b; 2014; 2019b; 2018c; 2019c; Accepted). A collection of texts with Russian
translations and a Sanzhi-Russian and Russian-Sanzhi dictionary is Forker & Gadzhimu-
radov (2017).
There is not much to say with respect to the ethnographic literature on Dargwa people.
There are only two older monographs (Schilling 1949; Gadžieva et al. 1967).
12
1.7 Documenting and describing Sanzhi Dargwa
Detailed information about the project, the languages and many texts, recordings and
pictures can be found on the project website.4 All materials gathered in the project are
accessible upon request via the Language Archive hosted by the MPI Nijmegen.5 The ma-
jor results of the project are, in addition to the grammar of Sanzhi, a book with narratives,
legends and other texts for the Sanzhi community (Forker & Gadzhimuradov 2017), the
electronic corpus of Sanzhi texts with audio recordings for every text and many video
recordings (around 24 hours of natural speech), and an electronic dictionary. Around
15 hours of speech have been transcribed in ELAN, translated into Russian, and are de-
posited in the Language Archive.6 A subcorpus of around 10 hours, which amounts to
more than 46 000 word tokens, has been fully glossed with FLEx7 and translated into
Russian and English. The texts have almost exclusively been recorded by myself in the
village of Druzhba. During the recordings I was accompanied by Rasul Mutalov, my fel-
low project member, linguist and native speaker of the neighboring Icari dialect, or by
Gadzhimuard Gadzhimuradov, my main language assistant, who led the conversation
and explained the aims of the project to the Sanzhi speakers. After recording the text
were transcribed in ELAN by using a Cyrillic orthography (page xvii) and by making use
of the help of native speakers. They also provided a Russian translation. In the ELAN
file I added a Latin transliteration following the orthography, which is also employed in
this grammar (page xvii). From the transcribed texts I chose a subcorpus, transferred the
Latin transcription into FLEx, glossed it and partially added English translations to the
Russian translations.
The glossed corpus has been put on the internet and is freely is accessible.8 This corpus
consists of 75 texts from 24 speakers of Sanzhi who were between 21 and 80 years old
when the texts were recorded (mostly between 2012 and 2015). Only three of the speakers
were 35 years or younger, whereas most were older than 50. Slightly more than half of
the speakers were female, but the majority of texts originate from male speakers.
The corpus contains the following types of texts:
4
http://www.kaukaz.net/dargwa/sanzhi/lexicon/index.htm
5
http://dobes.mpi.nl/projects/shiri_sanzhi/
6
https://archive.mpi.nl/
7
https://software.sil.org/fieldworks/
8
http://web-corpora.net/SanzhiDargwaCorpus/search/index.php?interface_language=en
13
1 Introduction
• 11 descriptions, conversations and narratives from the Family Problems Picture Task
(San Roque et al. 2012) (additionally archived with PARADISEC, in the collection
SocCog9 )
• 4 narrations produced by means of stimuli (two “Pear Stories”, two stories “Frog,
where are you?”)
The natural data has been complemented by many hours of elicitation. All natural
examples originating from the corpus are not further marked in this grammar. All exam-
ples which have been elicited are marked by (E).
The electronic dictionary of Sanzhi was built up with Lexique Pro10 and has been pub-
lished with Dictionaria.11 The dictionary contains around than 5 500 entries written with
Cyrillic and Latin script, Russian and English translations, grammatical information, and
example sentences as well as audio recordings for (almost) every entry. The dictionary
is also accessible via the project homepage.12
In August 2017, my main assistant Gadzhimurad Gadzhimuradov and I were able
to print a book with community materials and present it to the Sanzhi community in
Druzhba (Figure 1.9). The book contains 42 texts of various genres taken from the cor-
pus (fairy tales, legends, anecdotes, descriptions of games and recipes, oral history, and
a poem) written in the Cyrillic Sanzhi script with a sentence-by-sentence translation in
Russian, as well as a Sanzhi-Russian and a simplified Russian-Sanzhi dictionary, which
is also available on the project website.
Within the project I have undertaken more than ten field trips to Druzhba (including
two short trips to Sanzhi in 2013 and 2016) in order to gather materials on the language.
My major language assistant and consultant during all these years was and is Gadzhimu-
rad Gadzhimuradov (Figure 1.6), a videographer and cameraman from Druzhba, who was
born in Sanzhi. After spending his first five years there, his family moved to Druzhba,
but he has ever since kept close relationships with the village and is a strong patriot in
the best sense. Without the support and friendship of him and his family, in particular
his wife Batichay, neither the grammar nor the entire project could have been realized.
Gadzhimurad Gadzhimuradov not only helped me to gather, transcribe, and translate
materials, he also made many recordings by himself, translated texts into Sanzhi and
raised the interest of the Sanzhi community in the project. Patiently he sat down end-
less hours with me to go through morphological and syntactic paradigms. This grammar
could not have been written without his assistance.
9
http://catalog.paradisec.org.au/collections/SocCog
10
http://www.lexiquepro.com/
11
https://dictionaria.clld.org/contributions/sanzhi
12
http://www.kaukaz.net/dargwa/sanzhi/lexicon/index.htm
14
1.7 Documenting and describing Sanzhi Dargwa
15
Part I
Phonology
2 Phonology
Sanzhi phonology is typical for East Caucasian languages with its relative large con-
sonant inventory (§2.1) and medium vowel inventory (§2.2). Other topics covered in
this chapter are the syllable structure (§2.3), pharyngealization (§2.4), stress (§2.5), and
phonological and morphophonological alternations (§2.6).
pharyngeal/
epiglottal
alveolar
bilabial
postalv
palatal
uvular
glottal
velar
stop /p/ /b/ /pʼ/ /t/ /d/ /tʼ/ /k/ /ɡ/ /kʼ/ /q/ /qʼ/ /ʡ/ /ʔ/
p b pʼ t d tʼ k g kʼ q qʼ ʡ ʔ
/kʷ/ /ɡʷ/ /kʼʷ/ /qʷ/ /qʼʷ/
kʷ gʷ kʼʷ qʷ qʼʷ
/pː/ /tː/ /kː/ /qː/
pː tː kː qː
/kːʷ/ /qːʷ/
kːʷ qːʷ
fricative /s/ /z/ /ʃ/ /ʒ/ /x/ /χ/ /ʁ/ /ħ/ /h/
s z š ž x χ ʁ ħ h
/xʷ/ /χʷ/ /ʁʷ/
xʷ χʷ ʁʷ
/sː/ /ʃː/ /ʃː/ /xː/ /χː/
sː šː šː xː χː
/χːʷ/
χːʷ
affricate /t͡s/ /t͡sʼ/ /t͡ʃ/ /t͡ʃʼ/
c cʼ č čʼ
/t͡sː/ /t͡ʃː/
cː čː
nasal /m/ /n/
m n
liquid /r/ /l/
r l
semivowel /w/ /j/
w j
20
2.1 Consonant inventory
21
2 Phonology
All velar and uvular consonants occur in plain and labialized forms. The labialized ve-
lars and uvulars can be followed by all vowels except /u/. Labialization is mostly found
with syllable-initial consonants, but as Table 2.2 shows, there are also words with labi-
alized consonants in final position. In most words, labialization is restricted to one con-
sonant per root, but there are a number of words with two labialized consonants, e.g.
gʷagʷa ‘flower’, gʷargʷal ‘onion’, and xʷixʷit’ ‘pipe’. In addition to labialization in roots,
deletion of the vowel /u/ triggers labialization of the preceding consonant or following
consonant (§2.6.10). Labialized consonants are mostly found in nouns, numerals, adjec-
tives, adverbs, and verbs and also attested in a few particles, but not in pronouns or
suffixes. Labialization is absent from Standard Dargwa and therefore speakers who have
been trained in the Standard Dargwa orthography do not write them in Sanzhi, although
they pronounce them. Younger speakers often replace labialized consonants by plain
consonants and change a preceding or following a to o (in speech and writing). Minimal
pairs for some labialized consonants are given in (2).
Geminates are always voiceless, non-ejective, and unaspirated. All voiceless non-eject-
ive obstruents, except for pharyngeal/epiglottal and glottal segments, occur as gemi-
nates, and even a number of labialized consonants are geminates. The phonemic status
of geminates is proven by the minimal pairs and minimal oppositions in (3).
(3) a. iχ-i-j ‘for this / that down’ iχː-ij ‘guard, protect, care’
(dem.down-obl-dat)
b. b-uq-ij (pfv) ‘run, go’ b-uqː-ij ‘carry, bring’
22
2.2 Vowel inventory
Geminate fricatives are not always easy to identify because fricatives can be tense in
emphatic pronunciation. But geminate stops and affricates are clearly audible as such,
because there is a significant difference in the closure duration between singletons and
geminates. Gemination can probably be analyzed as a difference between lax and tense
consonants, but the exact phonetic properties of geminates still need to be clarified by
future research.
In addition to their occurrence in stems, geminates occur at morpheme boundaries
(see §2.6.11 below). A few sonorants can also occur as tense consonants within roots (/n/,
/m/, /l/, /r/, and /w/) and/or at morpheme boundaries, but their phonemic status needs
further clarification. Only geminates of /n/, /r/, and /l/ are found in native items (4); the
other sonorants are only found in loan words (5).
The long high front vowel [iː] is rarely found when spatial preverbs are prefixed to
some verbs having [i] as stem vowel (see §2.6.5 below for examples).
23
2 Phonology
Sanzhi also has four diphthongs [ʊɪ ̯], [aɪ ̯], [εɪ ̯], and [aʊ̯] that can be analyzed as con-
sisting of two phonemes, a vowel, and a semivowel. Examples are given in (7).
(8) (C)V(C)(C)
In the onset, every consonantal phoneme can occur (see Table 2.2 above for exam-
ples), whereas in the coda not all consonants are allowed. Note, however, that simple
underived verbs have stronger restrictions because they can basically only have /l/ and
/r/ in the onset as well as the pharyngeal stop /ʡ/ (in addition to gender exponents and
consonants used in the deixis/elevation preverbs, see §11.2 for more details on the struc-
ture of verbs). Labialized consonants in syllable-final position are rarer than in syllable-
initial position, but they are attested. Ejective consonants are also found (Table 2.2). By
contrast, geminate (i.e. tense) consonants are prohibited in the coda of syllables. Thus,
geminate consonants in roots that happen to occur at the end of syllables in morpholog-
ically complex words, for instance after suffixation, are regularly shortened (see §2.6.11
for examples). The nucleus consists of one vowel, which under certain circumstances can
be long (§2.2). The minimal syllable (and word) consists of the nucleus only (9). Some
24
2.3 Syllable and word structure
words can be seen as containing diphthongs, but diphthongs are analyzed as a sequence
of a vowel and a semivowel. The most frequent syllable type is CV (10), but VC (11) and
CVC (12) are also relatively common. By contrast, syllables of the type V are relatively
rare, and u ‘you’ is the only native word that consists just of a minimal syllable.
(9) V
u ‘you’ 2sg a.law ‘around’
(10) CV
šːi ‘village’ qu ‘field’
χːʷe ‘dog’ ʁuˁ.ra ‘hare’ a.ba ‘mother’
du.ra.zi ‘threshing floor’
(11) VC
at ‘to / for you’ (2sg.dat) eb.la ‘in spring’
(12) CVC
dus ‘year’ ʁaj ‘word, talk’
mi.riqʷ ‘worm’ ʡaˁ.jar ‘dance’
ʡaˁn.čːi ‘earth, clay’ qaˁš.qaˁr ‘scab’
As mentioned in §2.2, there are no phonemic long vowels. Long vowels occasionally
show up at morpheme boundaries or when the vowels are stressed or emphasized.
The only types of superheavy syllables are VCC (13) and CVCC (14), with only sono-
rants (/r/, /l/, /n/, /m/, /j/) and /b/ permitted in the position of the first consonant in
the coda. Up to now I found only one exceptional noun that has a fricative before the
second consonant, this being q’ast ‘aim, intention, plan’. This noun is a loan ultimately
from Arabic (qaṣ̊d ); in Standard Dargwa its form is q’as. The syllable-final consonants
of superheavy syllables can only be plain stops, fricatives, or affricates including ejec-
tives, geminates, and labialized stops (i.e. obstruents). Although they are mostly voice-
less, there are also a few examples of voiced fricatives in the final position of (C)VCC
syllables (13), (14).
(13) VCC
ims ‘moth’ alχ.ni ‘saw’
arʁ ‘weather’ irk ‘threshing board’
(14) CVCC
laˁbz ‘mortar’ daˁrqʷ ‘barn’
nejg ‘milk’ laˁmc’ ‘lightning’
kabc ‘skin, fell’ c’ult.mi ‘plum’
jebš ‘base’ t’ult’ ‘bread’
b-ark ‘inside’ b-arx ‘direct, straight’
ku.bart ‘pressed dung’ qːuˁš.tːunk’ ‘rolling pin’
q’ast ‘target, intention, idea’
25
2 Phonology
There are no native words with syllable-initial consonant clusters. Consonant clusters
in (older) loans are broken up by insertion of epenthetic vowels either between initial
consonant clusters or before them. In the first case, the vowels vary and are often iden-
tical to the following vowel, as the first three words in (15) show. In the second case, the
vowel is /i/, as in the last two words:
Another possibility is to apply metathesis, though this process is very rare, for example
Russian brigadir > Sanzhi birgadir ‘brigadier’.
The minimal word (i.e. free root) has the shape V (see the example in (9) above). Min-
imal bound roots seem to consist of a single consonant and are only found among verbs.
Examples are ha-ʔ- (pfv) ‘say’ and ka-xʷ-/ha-xʷ- (pfv) ‘pour, add’. These verbs obligato-
rily contain preverbs and the vowel can be analyzed as either belonging to the preverb
(which results then in the monosegmental verb stems) or to the verbs, or two both (ha-
+ aʔ- > haːʔ- > haʔ-).
2.4 Pharyngealization
The most frequent pharyngealized vowel is /aˁ/, but /uˁ/ is also relatively common,
whereas [iˁ] is restricted to very few words. The vowel /aˁ/ has phonemic status in Sanzhi
as the following minimal pairs and minimal oppositions show (16).
The vowel /uˁ/ is far less frequent than /aˁ/, and thus I so far have found only one min-
imal pair and only a few examples of minimal oppositions in which the pharyngealized
vowels only occur after uvular and pharyngeal sounds (17).
26
2.4 Pharyngealization
There are a few words that seem to have a pharyngealized high front vowel, e.g. b-
iħ-iˁb ‘they fought’ (hpl-fight.pfv-pret), w-irʡ-iˁb ‘(they) betrayed him’ (m-betray.pfv-
pret), b-iˁʡ-iˁj ‘steal’ (n-steal.pfv-inf), čːiˁħri (village name). However, speakers are un-
certain about the presence of [iˁ] in Sanzhi words. Furthermore, I do not have any (near-)
minimal pairs with pharyngealized and non-pharyngealized high front vowels, and thus
further research is needed.
The vast majority of pharyngealized vowels occur in the adjacency of the uvular or
pharyngeal consonants (see Table 2.2). When pharyngealized vowels occur in roots that
contain those consonants, the vowels most frequently follow the consonants, but can
also precede them (18). The respective consonants are /q/, /q’/, /qː/, /χ/, /ʁ/, /χː/, /ʡ/, /ħ/
for /aˁ/ and /uˁ/, and for /aˁ/ also the labialized consonants /qʷ/, /q’ʷ/, /χʷ/, and /ʁʷ/. The
remaining uvular and pharyngeal consonants (/qːʷ/, /χːʷ/) are in general rare and I have
not found any words that contain both the consonants and pharyngealized vowels.
(18) ʡuˁrʡ-e ‘chickens’ (chicken-pl) ʡaˁnčːi ‘clay, earth’
q’aˁlči ‘foot’ ʁuˁc ‘arrow’
naˁq’iš ‘drawing’ q’ʷaˁl ‘cow’
daˁrqʷ ‘barn’
The pharyngeal stop /ʡ/ cannot be followed by non-pharyngealized /a/ or /u/, but only
by non-pharyngealized /e/ or /i/, that is */ʡa/ and */ʡu/ (18). And the pharyngealized vow-
els /aˁ/ and /uˁ/ are never followed by the glottal fricative /h/, but only by the pharyngeal
fricative /ħ/, that is */aˁh/, */uˁh/.
Nevertheless, pharyngeal /aˁ/ and to a lesser extent /uˁ/ can also be found in stems
that do not contain uvular or pharyngeal phonemes (19) (see also the first minimal pair
in (16) above).
(19) naˁs ‘dirt’ baˁs ‘argument’
laˁbz ‘mortar’ čaˁč ‘haircut’
t’uˁ ‘leg’ čaˁt ‘mud’
jaˁlči ‘worker’ šuˁra ‘puddle’
There are a number of words that contain two pharyngealized vowels. The vowels
can be either identical (i.e. both vowels are /aˁ/ or both vowels are /uˁ/ or they are /aˁ/
and /uˁ/ in either order (20).
(20) muˁʡaˁlim ‘teacher’ daˁquˁpːe ‘wounds’
qaˁjquˁjte ‘jaw’ ʡaˁχːuˁl ‘guest’
q’aˁq’aˁ ‘basin’ naˁqaˁ ‘oat’
ʡaˁrʡaˁ ‘chicken’ daˁrχaˁ ‘evening’
qːuˁlqːuˁ-l ‘by means of a/the scythe’ qːuˁnqːuˁpːe ‘noses’
(scythe-erg)
There is also some variation with those words that contain two pharyngealized vow-
els, in the sense that some speakers pharyngealize only one vowel whereas others pha-
ryngealize both. The vowel that is optionally pharyngealized can be the first (21) or the
second vowel (22).
27
2 Phonology
I found very few words that contain only one vowel that can optionally be pharyn-
gealized (23).
There are also two derivational suffixes containing pharyngealized vowels. The suf-
fixes are -q’aˁ and -uˁq’. They are not productive and derive agent nouns from other
nouns, infinitives, and parts of compound verbs form (§3.5.2). These suffixes do not have
allomorphs with plain vowels.
Pharyngealization is a suprasegmental feature that spreads to inflectional prefixes and
suffixes, even in those words that do not contain pharyngealized vowels in the root,
but uvular/pharyngeal consonants. Only those prefixes and suffixes are affected that
start with the vowels /a/ and /u/ such that in affixes only the pharyngealized vowels /aˁ/
and /uˁ/ occur, but no other pharyngealized vowels. Other affixes that contain the same
vowels but start with a consonant do not have pharyngealized variants, for instance the
vowel in the local participle suffix -na cannot be pharyngealized (24).
(24) guči d-urq-aˁdi ‘I gathered’ vs. guči d-urq-na ‘the place of gathering’
In the case of the negation prefix a- this leads to a long pharyngealized vowel (see
§2.6.5 for long vowels resulting from sequences of identical vowels):
28
2.4 Pharyngealization
The pharyngealized articulation associated with the vowel is maintained when the
vowel changes, that is when there is vowel mutation a > u, as, for instance, with plural
forms of some nouns (27).
There is one verb ‘go’ that occurs without a root vowel when prefixes are attached
and with a root vowel that can be pharyngealized or plain otherwise. The suffixes used
with this verb are obligatorily pharyngealized (28a), (28b), whereas for prefixes pharyn-
gealization is optional (28c).
At least with some affixes, pharyngealization is optional, and one can find one and the
same inflected word form with and without affixes that contain pharyngealized vowels
(29).
Pharyngealization includes loan words, even recent borrowings from Russian (30),
which are not pharyngealized in the donor language. It is even noticeable when (older)
Sanzhi people speak Russian.
29
2 Phonology
Some affixes attract stress, so that the position of stress in roots and in inflected word
forms of one and the same lexeme may differ. For instance, plural suffixes of nouns
normally attract stress (32).
30
2.6 Phonological and morphophonological alternations
of identical vowels might lead to the deletion of one vowel or to vowel deletion in com-
bination with mutation (§2.6.7). Second, the initial vowel of the negative auxiliary is
deleted when the auxiliary is used as an enclitic (33).
Third, there is one verb ‘go, direct oneself, move’ of which the root vowel u is deleted
when the gender agreement is masculine singular and the verbal root is preceded by the
deixis/elevation preverbs or the negation prefixes (34). These preverbs and prefixes end
in a. The process is accompanied by the labialization of the root consonant, that is, the
labial feature turns from a vowel feature into a consonantal feature. See §2.6.10 below
for more examples with the same verb stem.
As for nominal morphology, vowel deletion that is not caused by sequences of vow-
els is a regular component of plural formation. The deletion of a, i, or u in the final
syllable of mostly disyllabic nouns is found with the suffixes -be, -me, -re, -e, -ne, -upːe,
-urbe, and -ube (§3.2). If the last (usually stem-final) obstruent is a geminate it undergoes
degemination. Examples are:
• the ergative suffix -l/-li (§3.4.1.2), e.g. du-l (1sg-erg) vs. kulpat-li (family-erg)
• the adverbializer -l/-le (§9.6.3), e.g. razi-l ‘happily’ vs. c’aq’-le ‘strongly’
31
2 Phonology
• the emphatic enclitic =n/=nu (§9.4.4), e.g. akːu=n (cop.neg.prs=prt) vs. le-d=nu
(exist-npl=prt)
• the enclitic for polar questions =w/=uw (§28.1) arg-ul=de=w? (go.ipfv-
icvb=2sg=q) ‘Are you going?’ vs. le-b=uw? (exist-n=q) ‘Does it exist?’
The last enclitic has another allomorph =ew that only occurs after the imperfective
converb suffix -ul, perhaps to avoid having two identical vowels in two adjacent syllables
(although this is generally allowed).
One can argue that the underlying form of the suffixes is the one with the vowel
(-li, -le) and that the vowel is deleted in the appropriate contexts. However, there is no
phonotactic need for such a deletion and it even goes against the general preference of
open syllables in final position (§2.3).
• the derivational suffix used to form the numerals 2–10, 20, as well as 100: -al/-jal,
e.g. aʁʷ-al ‘four’ vs. xu-jal ‘five’
• the derivational suffix ‘X-times’ for the formation of multiplicative numerals -na/
-jna, e.g. aʁʷ-na ‘four times’ vs. ʡaˤ-jna ‘three times’
• one of the allomorphs of the spatial case suffix of the loc-series: -a/-ja, e.g. kis-n-a-
b ‘in the pockets’ (pocket-pl-obl.loc-n) vs. tusnaqːa-ja-b ‘in the prisons’ (prison.
obl.pl-loc-hpl)
• optional marker for non-indicative verb forms that serves as address particle for
plural addressees -a/-ja, e.g. in the imperative plural suffix -ene-ja (alternative vari-
ant of -ene); the particle ma vs. ma-ja ‘Here, take!’
• the enclitic marking content questions: =e after consonants and =ja after vowels,
e.g. čina-b=e? ‘Where is it?’ (where-n=q) vs. ča=ja? ‘Who?’ (who=q)
• the enclitic marking embedded questions and forming specific indefinite pronouns:
=el after consonants and =jal after vowels, e.g. ča=jal ‘somebody’, ce=jal ‘some-
thing’ vs. čina-b=el ‘somewhere’
32
2.6 Phonological and morphophonological alternations
33
2 Phonology
34
2.6 Phonological and morphophonological alternations
This process is optional to some degree. This means that under certain circumstances
that need further investigation, the two adjacent vowels a and i can be pronounced sep-
arately, not forming a diphthong. For instance, majsːit can alternatively be pronounced
maʔisːit (36b).
The diphthong [aʊ̯] arises when spatial preverbs or negation prefixes with the final
vowel a are added to verbs with the root vowel u. This can be verbs with a gender prefix
(b-uC(ː)-) that are inflected for masculine singular gender agreement (§20.2). The mascu-
line singular prefix w- is regularly dropped before verbs with the root vowel u (e.g. uc-ib
‘caught him’ vs. r-uc-ib ‘caught her’), and then the combination of the two subsequent
vowels turns into a diphthong that will be written aw (40). In the following examples
forms with overt agreement prefixes b- or d- are given in brackets at the end of the
example lines.
The same happens to verbs that do not have a gender prefix (uC(ː)-) when the root
is preceded by prefixes ending in a (41). And again there are exceptions to the rule, e.g.
in sauq’ij ‘go towards, go to meet’ the two vowels do not form a diphthong, but are
separated by a glottal stop.
35
2 Phonology
Vowel mutation with verbs occurs when the spatial preverbs or negation prefixes with
the final vowel a are prefixed. The first type of verbal vowel mutation happens with
verbs containing the stem vowel i that are inflected for masculine singular or lack gen-
der agreement prefixes. The gender prefix is dropped and the two vowels merge. Verb
forms with overt gender prefixes are given in brackets at the end of the example lines
for comparison.
(43) a+i>e
a. sa-(w)-irʁ-an > serʁan ‘the one that comes’ (hither-m-come-ptcp) (vs. sa-b-
irʁ-an)
b. a-(w)-irχʷ-ar > erχʷar ‘cannot’ (neg-m-be.able.ipfv-prs.3) (vs. a-b-irχʷ-ar)
c. ka-(w)-irg-an=da > kerganda ‘I will sit down’ (down-m-be.ipfv-ptcp=1) (vs.
ka-r-irg-an=da)
This process is optional, but again the circumstances under which alternatives are
allowed need to be clarified (44).
The second type of verbal vowel mutation happens with verbs that have the stem
vowel e and lack gender agreement prefixes (45). Note that in the first verb given below
the vowel mutation results in a long vowel because the negation prefix a- assimilated
to the stem vowel and this, in turn, leads to a sequence of two identical vowels, which
then becomes a long vowel. This process commonly occurs when the negation prefix is
added to verbs beginning with the vowel a because if the sequence would be shortened,
the negated form would be identical to the affirmative form and negation could not be
expressed (37). The same logic applies to eːrčur (45a).
(45) a + e > e
a. a-erč-ur > aʔerčur/eːrčur (neg-saw.pfv-pret)
b. ha-erʔ-ul > herʔul (up-say.ipfv-icvb)
Finally, the combination of spatial preverbs ending with i and a verb without a gender
prefix and a as stem vowel or a following preverb ha- ‘upwards’ also leads to vowel
mutation. In the second case, when two preverbs combine, then the vowel mutation is
36
2.6 Phonological and morphophonological alternations
initiated by the disappearance of the glottal fricative. The affected preverbs are či- ‘on’ +
ha- > če-, kʷi- ‘in the hands’ + ha > kʷe-, hitːi- ‘behind, after’ + ha > hitːe-, b-i ‘in, inside’
+ ha- > be-. We can analyze this process as lowering of the vowel of the second preverb
(46). Again the process is optional and does not occur in slow, careful speech.
(46) i+a>e
a. či-ag-ur > čegur ‘s/he went’ (spr-go.pfv-pret)
b. či-ha-b-išː-ib > čebišːib ‘s/he put it up’ (spr-up-n-put.pfv-pret)
c. kʷi-ha-b-uc-ib > kʷebucib ‘s/he kept it in the hands’
(in.hands-up-n-keep.pfv-pret)
2.6.8 Assimilation
Progressive assimilation occurs with all verbal and nominal suffixes that have initial l.
The liquid assimilates to a preceding sonorant n or r (47). The following suffixes are
affected:
With many words the process is optional, and in careful speech no assimilation takes
place.
2.6.9 Palatalization
Palatalization of velar consonants occurs with verbs when the causative suffix -aq or
suffixes starting with the front vowels i (48a), (49), (50a), (50b) or e (48b), (50c) are added,
or occasionally when the masdar suffix -ni is following (50d).
37
2 Phonology
(49) g > ž
b-ug-ul ‘remaining’ (n-stay-icvb)
vs. b-už-ib ‘remained’ (n-stay-pret)
(50) k > č, kː > čː, k’ > č’
a. b-uk-ul ‘gathering’ (n-gather-icvb)
vs. b-uč-ib ‘gathered it’ (n-gather-pret)
b. b-ikː-a ‘give it!’ (n-give.pfv-imp.sg)
vs. b-ičː-ib ‘gave it’ (n-give.pfv-pret)
c. er w-erk’-araj ‘in order to look at him’ (look m-look.pfv-subj)
vs. er w-erč’-e ‘Look!’ (look m-look.pfv-imp.sg)
d. b-ebk’-a ‘death’ (n-die.pfv-nmlz)
vs. b-ebč’-ni ‘death’ (n-die.pfv-msd)
When the masdar suffix is added the process is optional, at least with some verbs (51)
(although it occurs when other suffixes are added). However, with a few verbs such as
er b-ik’ʷ-ni ‘looking’ (look -n-say.ipfv-msd) it is ungrammatical.
The second instance represents the combination of the two spatial preverbs gu- ‘under’
and ha- ‘upwards’. The glottal fricative between the two vowels is lost and the round
vowel disappears, leaving the initial stop labialized, that is gu-ha- > gʷa- (53).
38
2.6 Phonological and morphophonological alternations
With nouns delabialization occurs in the formation of the plural. When the plural suf-
fix or the oblique plural suffix is added to nouns that have a vowel a/aˁ in the root that
undergoes vowel mutation a/aˁ > u/uˁ, then the mutation is accompanied by delabializa-
tion of a stop that precedes or follows the mutated vowel. Furthermore, plural suffixes
containing u also trigger delabialization of preceding consonants when they are added
(55).
Other plural suffixes do not lead to vowel mutation, and thus labialized consonants
are preserved, for example:
Gemination does not occur when two voiceless consonants follow each other, for ex-
ample ħaˁžat-te (need-dd.pl).
Furthermore, a number of verbal suffixes such as the habitual present suffixes contain
geminates, e.g. -tːe (-2sg.prs) (§13.1). These suffixes are probably diachronically complex
in their morphology, but since they synchronically function as entire morphemes that
are not further split up, they are not treated here.
39
2 Phonology
Geminates are regularly degeminated when they end up in syllable-final position, be-
cause geminates in syllable-final position are prohibited (see §2.1, §2.3). Therefore, when
suffixation leads to resyllabification, then degemination takes place, that is, tense con-
sonants become lax. Voicing is not affected. Within the nominal morphology we find
degemination of stops, fricatives, and affricates when the plural suffixes -be, -ne, and
-me are added (59).
(59) rur.sːi > rurs-be ‘girl, daughter’ cːa.cːi > cːac-be ‘thorn’
c’el.tːa > c’elt-me ‘gravestone’ e.čːa > eč-ne ‘she-goat’
Similarly, a number of nouns have underlying geminates (stops and fricatives) in the
word-final position that are only pronounced as geminates when suffixes that begin with
a vowel (e.g. the plural suffixes -e and -upːe) are attached (60). In those plural nouns the
geminates occur in syllable-initial position. By contrast, when the nouns are used in the
singular or when suffixes that start with consonants are added (e.g. the ergative suffix
-li), then the stops and fricatives are degeminated. More examples can be found in §3.2.
In the examples in (60) first the plural forms are given and then the singular forms.
Within the verbal system, degemination can only occur when consonant-initial suf-
fixes are added to verbal roots that have geminated consonants. The only relevant suf-
fixes are the masdar suffix -ni (or -ri) and the locative participle -na.
40
Part II
Nominal categegories
3 Nouns
The grammatical categories of nouns and other nominals in Sanzhi are gender, num-
ber and case. There are three genders: masculine, feminine, and neuter. With respect to
number, nouns distinguish singular and plural. In addition, there is an associative plu-
ral. Sanzhi Dargwa has four grammatical cases, namely absolutive, ergative, dative, and
genitive, and many more semantic cases. Most of the latter are spatial cases.
This chapter describes gender (§3.1), number (§3.2), and case (§3.4) as well as the
derivation of nouns (§3.5) and the formation of nouns by means of compounding and
reduplication (§3.6).
3.1 Gender
Sanzhi has the typical Dargwa gender system of three genders that have a transparent
semantic basis: masculine, feminine, and neuter. To the feminine and masculine gender
belong only those nouns that denote humans or are perceived as humanoids or similar
to humans. This means that gender for humans follows natural gender, and all other
nouns are neuter. Gender agreement is a major grammatical trait of East Caucasian lan-
guages, including Sanzhi. The combined gender–number agreement affixes are given in
Table 3.1. All forms except the zero marking for masculine singular agreement can occur
as prefixes, suffixes, and infixes (only with two words). For more information on gender
agreement see §20.2.
sg 1/2pl 3pl
Masculine w/∅ d b
Feminine r d b
Neuter b d
Gender is normally not marked on nouns, but there are a few nouns that do carry overt
gender markers in word-initial position that seem to go back to gender prefixes. They
can be divided into two groups. The first group is kinship terms and the noun ‘owner’
that differ in their form depending on the gender of the referent (1).
The second group is nouns that express the gender of the (implicit or explicit) posses-
sor (2). Most of the words of the second group denote body parts. The first noun controls
neuter plural agreement since it is morphosyntactically a compound noun (§3.6.2). The
second noun controls neuter singular agreement, independently of the agreement prefix
used. The third noun controls agreement according to the referent and therefore in ac-
cordance with the prefix it has. For instance, babq’i (χalq’) ‘half (of the people)’ controls
human plural agreement. It thus behaves similar to the nouns in (1).
(2) a. wark-maχ ‘inside, inner parts, entrails’ (of human beings, male and female),
dark-maχ ‘inside, inner parts, entrails’ (of animals, in general)
b. wag, rag,bag, dag ‘middle, waist’
c. wabq’i, rabq’i, babq’i, dabq’i ‘half’
There is another word daˁʡ ‘face’ that clearly contains a frozen gender prefix and also
occurs as part of compound verbs, e.g., in b-aˁʡ-či-aʁ-ib ‘direct’, or as the root of spatial
adverbs such as b-aˁʡ-gubal ‘upside-down’. In principle, it is also possible to form the
masculine singular, feminine singular, and neuter singular variants waˁʡ, raˁʡ and baˁʡ
that seem to have the meaning ‘face, muzzle’ (of a man, of a woman) and ‘muzzle of an
animal, wall, facade’, but they are not used in natural speech and speakers have trouble
to find a context in which they could occur.1
Nichols (2007) calls the overt marking of gender on nouns in (1) and (2) “head gender”.
Nichols (2007) argues that synchronically, the initial segments of these words cannot
simply be considered to be gender agreement prefixes because for most nouns head
gender does not change in the plural, in contrast to agreement affixes on verbs and other
parts of speech. For instance, the plural of ucːi ‘brother’ and rucːi ‘sister’ is ucbe and
rucbe respectively, not bucbe. For the nouns of the first group in (1), the head gender is
determined by the natural gender of the referent and not controlled by another nominal.
Nichols also writes that only few such nouns are likely of verbal origin. As for the Sanzhi
words given in (1) and (2), I am unable to say anything about their origin.
3.2 Number
Most nouns in Sanzhi can be marked for plural by means of a suffix. The singular has
no special marking. Plural suffixes can be divided into three groups according to their
frequency and productivity:
1
There is another noun baˁʡ ‘leaf, sheet of paper, page’ that is arguable a cognate of baˁʡ ‘muzzle, wall,
facade’. The two nouns can be distinguished through their plural marking: baˁʡ > buˁʡre ‘leaves, pages’ vs.
baˁʡ > baˁʡuˁrme, baˁʡme ‘muzzles, walls, facades’.
44
3.2 Number
The first group is the only one that can be used with recent loan words from Russian
(Russian loans are indicated in the lists in (4) to (14)). The last group is restricted to one
or two lexical items. Many of the nouns undergo morphophonological processes before
the plural suffix is added. Plural suffixes containing the vowel /u/ have allophones with
the pharyngealized vowel uˁ, e.g. -uˁpːe.
3.2.1.1 -e
(4) simple suffixation:
a. t’ult’ > t’ult’e ‘bread’
b. sːurrat > sːurrate ‘picture’
c. unc > unce ‘ox’
d. qːačuʁ > qːačuʁe ‘bandit’
e. χurejg > χurejge ‘food’
f. q’ampit’ > q’ampit’e ‘chocolate’ (Russian loan)
g. student > studente ‘student’ (Russian loan)
h. praznik’ > praznik’e ‘holiday’ (Russian loan)
(5) simple suffixation, but the final consonant (stop or fricative) occurs in its underly-
ing geminate form (see §2.6.11):
a. juldaš > juldašːe ‘friend’
b. baliq > baliqːe ‘fish’
c. ʡuˁrus > ʡuˁrusːe ‘Russian’
d. ħaˁšuk > ħaˁšukːe ‘pot’
e. miriqʷ > miriqːʷe ‘worm’
f. t’up > t’upːe ‘finger’
g. tusnaq > tusnaqːe ‘prison’
45
3 Nouns
3.2.1.2 -te
Most of the nouns taking this suffix are disyllabic loan words ending in a resonant. This
suffix is also used for the plural form of long adjectives and, more generally, of predicates
(§9.6.1).
46
3.2 Number
(10) other:
admi > adimte ‘person, human being, man’
3.2.1.3 -be
(11) simple suffixation:
a. ul > ulbe ‘eye’
b. milic’a > milic’abe ‘police(man)’ (Russian loan)
c. pːalaženija > pːalaženijabe ‘situation’ (Russian loan)
d. xːun > xːunbe ‘road, way’
e. ʡuˁnru > ʡuˁnrube ‘life’
(12) vowel mutation:
a. naˁq > nuˁqbe ‘eye’
b. qal > qulbe ‘house’
c. nez > nuzbe ‘louse’
d. qaˁr > quˁrbe ‘pear’
e. ʁez > ʁizbe ‘hair’
(13) vowel deletion and degemination (of fricative or affricate):
a. cula > culbe ‘tooth’
b. rursːi > rursbe ‘girl, daughter’
c. hinci > hincbe ‘apple’
d. rucːi > rucbe ‘sister’
e. cːacːi > cːacbe ‘thorn’
3.2.1.4 -me
(14) simple suffixation:
a. pikru > pikrume ‘thought’
b. buh > buhme ‘bundle’
c. dus > dusme ‘year’
d. t’uˁ > t’uˁme ‘leg’
e. irk > irkme ‘threshing board’
f. peč > pečme ‘oven’ (Russian loan)
g. šalakbluk > šalakblukme ‘building block made from concrete’ (Russian loan)
(15) vowel deletion and degemination (of stop or fricative)
a. kːurtːi > kːurtme ‘dress, shirt’
b. kːalkːi > kːalkme ‘tree’
c. beretːa > beretme ‘ax’
47
3 Nouns
3.2.2.1 -re
Many monosyllabic nouns ending in a consonant take the plural suffix -re after vowel
mutation. Disyllabic undergo vowel deletion before the suffix is attached.
3.2.2.2 -ne
The plural suffix -ne is mostly found with disyllabic nouns ending in -a or very occasion-
ally in -u/-uˁ) after deleting the final vowel (and degemination of the previous consonant
if it is a tense consonant). There are also a few monosyllabic nouns that make use of the
suffix.
2
This example slightly differs from all the others because the vowel, which is deleted, occurs in the final
syllable, but it is followed by consonant and thus does not represent the word-final segment.
48
3.2 Number
3.2.2.3 -upːe
This suffix occurs with a handful of nouns and by means of simple suffixation, final vowel
deletion, or surface appearance of underlying geminate consonant (in the last noun).
3.2.2.4 -urbe
The suffix -urbe is mostly attested with disyllabic nouns ending in -a or -i. It can be
simply added to nouns ending in consonants; otherwise final vowel deletion applies.
49
3 Nouns
(23) -urme:
a. baˁʡ > baˁʡuˁrme ‘muzzle, wall, facade’
b. ʡaˁdat > ʡaˁdaturme ‘habit, tradition’
c. bek’a > bek’urme ‘pile, heap’
d. baha > bahurme ‘price’
e. baʔ > baʔurme ‘end, tail, top, summit’
(24) -ude:
χːʷe > χːude ‘dog’
(25) -une:
ʡaˁdat > ʡaˁdatune ‘habit, tradition’
(26) -(u)bne:
malla > mallubne ‘mullah’
• deletion of final -a, -u or -i of mostly disyllabic nouns with the suffixes -be, -ne,
-me, -re, -e, -upːe, -urbe, -ube
• vowel mutation -a > -u and -aˁ > -uˁ, -e > -u, -e > -i of the vowel in the final syllable
of words ending in a consonant with the suffixes -e, -te, -be, -re
• surface occurrence of geminate stop, fricative or affricate with the suffix -e and
-upːe
• degemination of stops, fricatives and affricates in the final syllable before a vowel
with the suffixes -ne, -be and occasionally -e, -ube
With a few nouns, the last vowel shifts to u or uˁ, and, as a consequence, the preceding
labialized consonant is automatically delabialized as in mikʷa > mikupːe ‘fingernail’, χːʷe
> χːude ‘dog’, and q’ʷaˁl > q’uˁle ‘cow’. However, in most cases, no vowel shift takes
place and thus labialized consonants are not delabialized, and only the above-mentioned
50
3.3 Gender–number mismatches and exceptions
• personal names
e.g. Pajt’ima-qal ‘Patimat and the people associated with her’
• terms denoting kinship relations
e.g. aba-qal ‘mother and her relatives’, atːa-qal ‘father and his relatives’
• the pronoun ča ‘who’, for which it is the regular means of forming the plural: ča-
qal (§4.5.1)
Some kinship terms (e.g. ‘uncle’, ‘sister’) and personal names can also form the plural
by means of regular plural suffixes, but there is a clear difference in meaning:
51
3 Nouns
The first clearly identifiable group consists of nouns that denote liquids and other
substances composed of small or minimal parts such as grains and dust-like materials.
These nouns normally control d-agreement, but b-agreement is possible if the noun is
interpreted as denoting a specific quantity (e.g. a bottle or a glass in case of liquids;
one grain or one ear in case of sand or cereals). The specific quantity reading occurs fre-
quently with some nouns (e.g. vodka, flour) and is therefore easier to obtain in elicitation.
The nouns do not have a morphological plural. Examples are:
(29) liquids
čaˁʁir ‘wine’, nejg ‘milk’, kːamput’ ‘homemade juice’, čaˁj ‘tea’, beʔe ‘blood’, nerʁ
‘soup’, ʡaˁraq’i ‘vodka’, hin ‘water’
(30) cereals, etc.
ač’i ‘wheat’, sːusːul ‘rye’, ʡaˁjlač’i ‘corn’, birinž ‘rice’ (with b-agreement: a sack or
single grain), t’ut’i ‘grapes’ (with b-agreement: a single grape)
(31) other substances
qːum ‘sand’, cːe ‘salt’ (with b-agreement: a specific quantity or one grain), pisuk’
‘caster sugar’ (with b-agreement: one bowl or sack), bet’u ‘flour’ (with b-agreement:
one sack)
The second group contains mass nouns that control only b-agreement and lack a mor-
phological plural, for instance bergʷa ‘smoke’, erza ‘dew’, duˁħi ‘snow’, and baˁqaˁla ‘but-
ter’. They can be reasonably treated as controlling neuter singular agreement.
The third group consists only of one noun χalq’ ‘people(s)’, which controls b-agree-
ment and lacks a morphological plural. Because of its semantics it is classified as human
plural.
The fourth group is composed of mass nouns that control only d-agreement and also
lack a morphological plural: mura ‘hay’, pːala ‘wool’, nekʷ ‘straw’, qʷesːa ‘ashes’, dalga
‘tool, product, detail’, wajaˁħ ‘thing’, and šuˁt’a ‘saliva, spittle’.
The fifth group consists of nouns that lack a singular form and only occur with what
seems to be a frozen plural suffix. These nouns control plural agreement (d-agreement),
for example mecːe ‘stinging nettle’, t’alaħne ‘dishes’, cːurbe ‘heaven’, and susme ‘throat’.
The last four groups are given in (32–35). It is not always possible to clearly identify
the mass noun reading. For all words in (32) and (33) that have the label ‘many’ in paren-
thesis after the English translation, the label ‘many’ refers to the normal (collective or
distributive) plural reading, e.g. many individual apricots.
(32) b- and d-agreement with plural meaning and/or mass noun reading; no morpho-
logical plural:
a. macːa b-agr. ‘sheep’ (one)
d-agr. ‘sheep’ (many/mass noun)
b. q’ar b-agr. ‘blade of grass’
d-agr. ‘grass, herbs’ (mass noun)
52
3.3 Gender–number mismatches and exceptions
3
This use not very common since there is a noun q’ačme with the mass noun reading of ‘hair’.
53
3 Nouns
(34) b- and d-agreement with no clearly distinct meanings (normally including mass
noun interpretation); no morphological plural:
a. ims b-/d-agr. ‘moth(s)’
b. xʷe b-/d-agr. ‘seed(s)’
c. daˁʡwi b-/d-agr. ‘war’
d. murhe b-/d-agr. ‘gold’
e. xːamxːa b-/d-agr. ‘foam’
f. šaχ b-/d-agr. ‘hoarfrost, frost’
(35) b- and d-agreement with no clearly distinct meanings; with morphological plural:
a. uncːa b-/d-agr. ‘door’
plural uncːurbe d-agr. ‘doors’
b. qix b-/d-agr. ‘nut(s)’
plural qixbe d-agr. ‘nuts’
c. ʁaˁl b-/d-agr. ‘sleigh(s)’
plural ʁaˁlme d-agr. ‘sleighs’
3.4 Case
Sanzhi Dargwa has four grammatical cases and 19 core semantic cases as well as one
minor directional suffix. The grammatical cases and the comitative are given in Ta-
ble 3.2. The 18 core spatial cases are provided in Table 3.3. The essive is shown in the
neuter singular/human plural form with the gender–number suffix -b. Illustrative partial
paradigms of a few nouns can be found in Tables 3.4–3.5.
Case Suffix
absolutive -∅
ergative -l(i)
genitive -la (-lla)
dative -j
comitative -cːella
Case suffixation is (almost) completely regular and predictable. Like in many other
East Caucasian languages, including other Dargwa varieties, case suffixes in Sanzhi for
the most part do not directly attach to the nominal root, but are preceded by a so-called
oblique marker. For nouns in the singular, the oblique marker is identical to the ergative
suffix -li and will be glossed with obl. Demonstrative pronouns in the singular have -i
as the oblique marker; all nouns and demonstrative pronouns in the plural have -a.
54
3.4 Case
55
3 Nouns
There are a few differences between nouns ending in a vowel and nouns ending in a
consonant with respect to the distribution and the usage frequency of oblique markers in
the singular. With nouns ending in a vowel all case suffixes are mostly directly added to
the nominal stem (Table 3.4), but occasionally the oblique marker -l(i) precedes suffixes
of semantic cases, as in bušːukala-l-cːella broom-obl-comit ‘with the broom’, q’aca-l(i)-
šːu ‘to the goat’ (he.goat-obl-ad). With nouns ending in a consonant (Table 3.5), the
oblique marker obligatorily precedes the dative and the comitative, and is normally also
used before all spatial cases except for the loc-series with -le. If nouns are marked for the
plural, then overt case suffixes are always added to the plural oblique marker -a, never
directly to the plural stem.
The suffixes for the ergative and for the genitive can and most frequently do assimilate
after n and r (and s in the noun dus ‘year’) to -ri/-ni/-si (ergative) and -ra/-na (genitive).
The genitive of nominals in the plural is frequently realized as -lla instead of -la, but
this phenomenon seems to be at least partially subject to variation. It is hard to notice
in audio recordings of natural texts and speakers are not always aware of it. Therefore,
it will mostly not be acknowledged in the examples.
1. on the sole argument of intransitive (36) and extended intransitive verbs (§19.1.2,
§19.1.4):
56
3.4 Case
7. in vocative function:
3.4.1.2 Ergative
The ergative suffix is -li (allomorphs -ni, -ri after n and r respectively, and -l, which can
only be added to vowels). The ergative occurs in the following contexts:
57
3 Nouns
3.4.1.3 Genitive
The genitive suffix is -la (allomorphs -na, -ra after n and r, and allomorph -lla with many
nouns and pronouns marked for plural, and in some other contexts). It is used in the
following contexts:
58
3.4 Case
1. with various types of relations, e.g. on noun modifiers denoting possession (36),
(51), (52), material (53), ingredients (54), units of measurement (55), properties (56).
Sanzhi does not distinguish between alienable and inalienable possessors. Some
more information on constructions expressing possession can be found in §30.4.
The position of genitives at the level of the phrase is analyzed in §21.1.3.
59
3 Nouns
4. in the constructions of the fill-type (for which normally the ergative is used, see
examples (49a) and (49b)); the genitive is also possible in (60). In this example, the
genitive can be replaced by the ergative without any change in meaning. As in
the partitive construction, the genitive noun in (60) is actually part of a genitive
phrase of which the head noun has not been expressed, but could be added at any
time (e.g. kːuruškːa ‘cup, mug’). In contexts in which no such head noun could be
inserted, the genitive is ungrammatical and the ergative must be used instead. This
applies to (49a), (49b), which would not be admissible with a genitive.
5. in the gen + ‘make’ construction, there are a number of lexicalized phrases that
consist of a noun in the genitive used together with the verb b-arq’- (pfv) ‘do,
make’ (depending on the meaning there are also some other verbs allowed). This
noun can usually not be described as serving any specific syntactic function in
the clause, but instead forms a kind of compound together with the verb. The
argument that is syntactically the direct object and controls the gender agreement
on the verb functions as patient or it takes over the role of the affected participant
similar to a beneficiary (or maleficiary).4 More examples of such compound verbs
are given in §12.2.2.
(61) qalla + b-arq’-ij ‘marry off’; qalla + ka-b-at-ij ‘marry off’ (house.gen + down-
hpl-let.pfv-inf)
a. ca qal-la r-arq’-ib cin-na rursːi
one house-gen f-do.pfv-pret refl.sg-gen girl
‘(She) already married off one daughter.’
4
In the constructions in (61a), (61b), (62) and (63) the direct object (e.g. rursːi) can perhaps be interpreted as
the possessum and the genitive noun (qal-la) as possessor such that we would deal with a genitive phrase.
The phrase would, however, have the reverse case distribution of normal genitive phrases. The possessor
is normally a human referent and the possessum can be inanimate, but in the four examples it is the other
way around. Furthermore, in genitive phrases possessor and possessed usually occur next to each other
in the order genitive + noun, which is also not the case in these examples, but occasionally other orders
are possible (121) (§21.1.2). In sum, an analysis in which the direct objects and the nouns in the genitive
syntactically form genitive phrases needs to be rejected.
60
3.4 Case
3.4.1.4 Dative
The dative suffix is -j. The dative occurs in the following contexts:
61
3 Nouns
2. goal-like functions such as addressees (68) (for this role, the in-lative is more com-
mon, see §3.4.2.4), recipients (§19.1.6), beneficiaries/maleficiaries (69), and goals
of extended intransitive verbs with experiential semantics (70–72) or occasionally
spatial goals (73) and other types of goal-like constructions (74):
3. expression of cause (75), (76), e.g. in the adverb hel-i-j (dem-obl-dat) ‘therefore’:
62
3.4 Case
5. prices:
63
3 Nouns
There is a semantic distinction between animate reference points (normally used to-
gether with the ad-series) and inanimate reference points (usually marked with the loc-
series). Furthermore, not all conceivable spatial constellations are covered by the location
suffixes. For instance, meanings such as ‘near’ and ‘above’ can only expressed by means
of postpositions (Chapter 8).
Furthermore, there is a three-way distinction in terms of direction (movement):
• ablative (-r or -rka): movement away from a reference point or movement through
or along a reference point
64
3.4 Case
However, as example (84) shows, it is also possible for other prominent arguments to
control gender agreement on an essive adjunct. In this example, it is the implicit agent,
the first person pronoun in the ergative case referring to the masculine speaker that
controls agreement on the noun in the in-essive (see §20.2.4 for more details).
The ablative has two meanings, ‘from’ and ‘through’/‘along’. It is most frequently ex-
pressed by the suffix -r, but -rka is also possible with apparently no difference in meaning.
The latter suffix is morphologically complex consisting of -r and -ka and less frequently
used than simply -r. Diachronically, -ka might go back to an elevation marker ka ‘down’
(and thus be related to the elevation preverb ka- ‘down’, see §11.6.2).5
The spatial cases are functionally and partially also formally close to spatial adverbs
(§7.1.2) and postpositions (§8.1) and can be used alone or together with them. Further-
more, there are semantic and formal resemblances with spatial preverbs (§11.6). Spatial
cases are also used for non-spatial purposes, e.g. as part of valency frames, in certain
constructions such as comparison or to express non-canonical agent constructions. In
the following, spatial and non-spatial functions will be described in more detail. Microto-
ponyms, some other place names (§10) and spatial adverbs (§7.1) diverge from ordinary
common nouns when inflected for spatial cases. In a nutshell, they have an inherent
locational meaning and are only inflected for direction (lative, essive, and ablative).
3.4.2.1 Comitative
The suffix of the comitative is -cːella. Diachronically it is probably complex consisting of
the in-lative -cːe and the genitive -(l)la. It is used with nominals having animate refer-
ents in the comitative function (85) as well as with inanimate nouns in the instrumental
function (86), (87) and to express manner (88) or experiencers (89) as well as in other
contexts roughly corresponding to the use of English with (90).
5
Tanti Dargwa, a relatively closely related variety, has four orientation markers, among them -ka, that are
only suffixed to nominals inflected for the lative or the ablative. (see Sumbatova & Lander 2014: 69–70 and
Forker 2019a).
65
3 Nouns
66
3.4 Case
The suffix -ja is only used after the vowels a, i and u. It occurs with most nouns in the
plural, personal and demonstrative pronouns, plural reflexive pronouns as well as with
very few other nouns in the singular, e.g. qu-ja (field-loc), aba-ja (mother-loc).
The suffix -a is used with a number of nouns of which at least some make use of -li as
ergative/oblique suffix. Examples of such nouns are ħaˁšak ‘pot’ (90) (comitative ħaˁšak-
li-cːella), mistːik’ ‘mosque’, qːatːa ‘canyon’, musːa ‘place’, daˁrqʷ ‘barn, cattle-shed’, šːi
‘village’. With a few of these nouns the suffix is simply added to the noun, e.g. mistːik’-
a ‘to the mosque’ and ħaˁšuk-a ‘into the pot’. With those nouns that have stem-final
a, the locative case differs from the base stem in the pitch accent that switches to the
final vowel, e.g. musːá ‘place/to the place’ (92).6 Thus, we can assume that a + a > aː
> á. The noun ‘village’ has the special locative form šːa ‘(in)to the village’. This form
is not the oblique stem because it does not serve as the base form for the formation
of other cases. Furthermore, the more common way of saying ‘in the village’ is to use
the in-essive (51). The suffix -a is also attested for some plural nouns that make use of
-ne as the plural suffix, e.g. mus-n-a (place-pl-obl.loc) ‘to the places’, kis-n-a-b (pocket-
pl-obl.loc-n) ‘in the pockets’, buruš-n-a-r (mattress-pl-obl.loc-f) ‘on the mattresses’.
These examples can perhaps be analyzed as undergoing a vowel change e > a for the
formation of the loc-series.
The meaning of the loc-series is rather broad. It has a basic general spatial and di-
rectional meaning indicating movement to a goal, static location at a reference point
and movement away from a reference point. Usually the location is the most typical lo-
cation. The reference points can be places (92), place names, villages, cities, buildings,
institutions (91), body parts, vehicles and other means of transport, containers (94), and
so on. The loc-series translates into English as ‘to, in, on’. Its meaning includes vertical
location, e.g. on a wall (93), and also location inside a reference point (94), (95). Note
that instead of the loc-series it is possible to use the in-series in examples (93–95) with
no difference in meaning (§3.4.2.4). However, it seems that with certain locations there
are conventionalized uses of the one or the other suffix. For instance, with names of set-
tlements the loc-series occurs (96), whereas with the noun šahar ‘town’ the in-series
form šahar-ri-cːe is used. With ħaˁšak ‘pot’ the loc-series is clearly preferred (95), but the
loc-series form ħaˁšak-li-cːe is also attested (116). Further research is needed in order to
arrive at a more detailed picture about the semantic similarities and differences between
these two spatial case series.
6
This refers only to the nominals that take the suffix -a. It is not the case that every nominal ending in a
takes the suffix -a, e.g. ʡaˁrmija-le ‘in the army’.
67
3 Nouns
When used together with the postposition či-b, the loc-series can also express the
meaning ‘above’ (see §8.1.7 on postpositions for an example).
When the locative suffix is followed by the ablative case, the meaning is ‘from, through’
(96), (97).
In the basic meaning, the loc-series is only used with inanimate nouns and can be
opposed to the ad-series (§3.4.2.3), which is used with animate nouns to express the
same general meaning. Thus, compare (98) and (106):
In (99), the participle bearing the loc-ablative refers to a picture showing people who
drink and the speaker is asked to begin his story with this picture.
The loc-essive can also be used for the expression of metaphorical location and direc-
tion, e.g. di-la ʡuˁnru-le-b (1sg-gen life-loc-n) ‘in my life’, and for a number of construc-
tions denoting feelings and emotions that are located in body parts or in persons (100),
(101).
68
3.4 Case
The loc-series can also be used with animate nouns. In this case the spatial meaning
is ‘on, onto’ and thus more specific than when used with inanimate nouns:
Occasionally, one can find expressions for points in time marked by the loc-essive, e.g.
sːaˁʡaˁt kːaʔal-le-b (hour eight-loc-n) ‘at eight o’clock’. However, other cases such as the
dative are more common in this function. The loc-ablative is regularly used in phrases
with the meaning ‘after (time)’, e.g. k’ʷel ʡaˁbal minut’-le-r (two three minute-loc-abl)
‘after two, three minutes’.
Finally, the loc-ablative occurs in comparative constructions (104) marking the stan-
dard of comparison (§30.1):
Synchronically, all markers are allomorphs of the same case. For instance, in tusnaq-le-
b (prison-loc-hpl) ‘in the prison’ vs. tusnaqːa-ja-b (prison.obl.pl-loc-hpl) ‘in the pris-
ons’ the only difference is the number of the noun to which the case suffix is attached.
Furthermore, it is ungrammatical to have both the vowel change and a suffix -a or -ja
with one and the same nominal, e.g. *ša-ja (village.loc-loc). Normally each nominal can
apply only one operation to form the loc-series, but there are a few examples that prove
that there is some variation, e.g. neqːe vs. neqːi-le ‘into the cave’ (cave.loc vs. cave-loc).
As the above description has shown, the distribution of the allomorphs used is at least
in part lexically determined and needs further study.
Diachronically, all markers go back to formally and functionally unrelated markers.
This becomes clear when we compare Sanzhi to other Dargwa varieties. In her com-
parative paper on spatial cases in Dargwa, van den Berg (2003b) provides spatial case
paradigms of ten Dargwa varieties from north to south. For the analysis of the Sanzhi
locative marker three groups of suffixes are relevant:
69
3 Nouns
• some varieties have -n(a), -la, or -le (or variants thereof) with a general locative
meaning7
The Sanzhi locative case marker seems to be a mixture of all three groups. Formally
its exponents correspond to suffixes from all three groups, and functionally the marker
unifies the three different meanings. Other Dargwa varieties show a similar picture. For
instance, Tanti Dargwa, another south Dargwa variety, has a super-series expressed
with the suffix -ja that is part of the regular paradigm of spatial cases. In addition, it has a
category ‘location’ (lokalizatsija) that is only formed from the direct stem of nouns in the
singular (Sumbatova & Lander 2014: 66–68). This special form is used when expressing
the most natural location of a figure with respect to the ground. As the Sanzhi locative,
its formation is very heterogeneous by means of unproductive suffixes (-na, -ni), vowel
change (i > e) or a switch of the pitch accent to the word final vowel a. The Tanti examples
parallel the examples of the Sanzhi locative given above.
Mekegi, a northern Dargwa variety, has a general locative suffix -le that is directly
added to the nominal stem. This suffix is mentioned in van den Berg 2003b, but unfor-
tunately she does not provide examples or a description of its meaning. In the same
paper, van den Berg suggests that this marker has cognates in Akusha Dargwa (-la) and
Urakhi Dargwa (-la) and notes that its precise meaning requires further investigation.
The Akusha Dargwa grammar by the same author provides a few examples of the suffix
-la, which is only added to inanimate nouns (van den Berg 2001: 24). On the same page,
the grammar also mentions a couple of nouns with irregular locative forms that have
shapes analogous to some of the Sanzhi words discussed in this section.
7
Van den Berg (2003b) further hypothesizes that there is a connection between the markers for ‘in a hollow
space’ and the general locative markers.
70
3.4 Case
Note that in contexts such as ‘in a settlement’, ‘in a container-like object’ or ‘on a ver-
tical surface’, it is possible to use the loc-series instead of the in-series with no semantic
differences between the two variants. Thus, compare (111) with (96), (114) with (93), and
(116) with (95).
71
3 Nouns
The in-ablative does not only translate as ‘from’ (117) and more specifically as ‘from
within, out of’ (118), but is also used to denote ‘among, along, through’ (119). Thus, we
find it in superlative constructions (120) (§30.1):
The in-lative has also more metaphorical uses when marking the goal-like argument
of the verbs aq- ‘go through’ (121) or b-arχː- ‘be engaged in’ (122) and other predicates
(123).
72
3.4 Case
Young speakers use the in-ablative alone (124) or in combination with the postposi-
tion b-alli ‘together’ to express the comitative. Older speakers reject such a usage by
pointing out that the comitative case -cːella that can be optionally combined with the
same postposition (§3.4.2.1) is the only grammatical variant.
The in-essive is used in the temporal expression ‘in the year X’ (125).
There are a number of non-spatial functions that the in-series fulfills. The in-essive
expresses temporarily limited possessors (126).
The in-lative denotes temporarily limited recipients (127), addressees (128) and causees
(129) (see §24.3 for reported speech constructions and §19.2.2 for causativization).
The in-ablative marks causers and causes (130), involuntary agents (131) and other
non-canonical agents (132). In the involuntary agent construction, the verb cannot be
transitive, i.e., it cannot have a genuine agent argument, but must be intransitive or
labile. The added involuntary agent is thus rather an adjunct than an argument.
73
3 Nouns
The sub-series has some more lexicalized (135) and metaphorical uses (136), (137).
74
3.4 Case
There is a spatial preverb that has the same form and the same meaning as the case
marker (§11.6.1) and is often used in clauses that contain nouns bearing the spatial case
suffix (138). There is also a formally and semantically identical spatial postposition/
adverbial that recurrently appears after the spatial case marker (139), (140).
75
3 Nouns
The ante-ablative is also used with a number of experiential predicates such as ‘be
afraid, fear’, ‘long for, miss’, ‘be embarrassed’, and ‘be ashamed’, with which it denotes
the source-like stimulus of the experience (145), (146). When an animate noun bearing
the ante-essive or the ante-lative is used together with a verb of movement or a locative
predicate the meaning is ‘herd, pasture; look after, care for’ (147).
76
3.5 Derivation of nouns
77
3 Nouns
78
3.5 Derivation of nouns
Base nouns either denote people or abstract items. The derived nouns refer to abstract
items or properties associated with the thing or the person that the base noun denotes.
With verbs only the preterite (predominantly from perfective stems) and the -an par-
ticiple (usually from imperfective stems) can function as base for the derivation of -dex-
nouns (160). The only regular exceptions are forms of the copula verbs, which have de-
fective paradigms (161).
The following example shows a compound noun derived with -dex. There is no inde-
pendent base noun urk’i hitːi and the complex can also not be regarded as a postposi-
tional phrase because hitːi requires the dependent noun to be marked with the genitive.
When -dex is added the complex functions as a nominal that controls agreement on the
clause-final verb, and the reciprocal pronoun preceding it functions as a modifier of it
(or of the noun urk’i).
79
3 Nouns
The nominalized verbs retain their arguments, but since they are nominalized they
occur in argument position and can be modified, e.g. by personal pronouns (163). Thus,
the subject-like arguments can either occur as preserved arguments of the nominalized
verb (164), (165) or they can occur as possessors (163).
Many of the derived abstract nouns, especially those derived from verbs, have the
semantic role of cause or reason and therefore bear the dative suffix. Thus, deverbal
nominals occur as nominalized adverbial clauses with the meaning ‘because of X’. When
inflected for the dative more words are admissible as base for the derivation than would
be possible without the case suffix. For instance, there is no noun itːu-r-dex, but if this
word is inflected for the dative, it can occur as an adverbial denoting the cause (165).
(166) a. biχ-ala ‘lace, shoelace’ < b-iχ-ij ‘tie, bind, fasten’ (pfv)
b. bušːuk-ala ‘broom’ < (b-ušk- ‘sweep up’ (pfv))8
c. icː-ala ‘illness, disease, pain’ < icː-ij ‘hurt, ache’ (ipfv)
8
Synchronically, this verb is no longer used in Sanzhi Dargwa and has been replaced by a compound verb
qʷaˁrš b-arq’-ij ‘wipe, sweep, stroke’. However, it is attested, e.g., in the South Dargwa variety Tanti. Thus,
I suggest that Sanzhi lost the verb, but kept the noun. An alternative explanation suggested by my main
language assistant is that Sanzhi borrowed the noun from Standard Dargwa.
80
3.5 Derivation of nouns
81
3 Nouns
There are a fair number of Sanzhi words that end in -aj (172), (173) and it seems reason-
able to suggest that the language once had a similar derivational suffix. This has been
suggested for Standard Dargwa (Abdullaev et al. 2014: 90). Around half of the words are
clearly morphologically complex. Two of them are only used in child-directed speech,
and five of the words refer to human beings, more particularly, kinship relations or so-
cial roles (173).
There are three kinship terms with the suffix -q’ar (174).
82
3.6 Reduplication and compounding
A few words are derived by means of the spatial case -gu plus a further suffix -(l)la,
which is formally identical to the genitive (175), and with the postposition sala ‘in front’
or the spatial case suffix -sa (ante) (176).
Place names are derived from verbs by means of the locative participle -an (see
§18.1.2.4). Names for ethnic groups, inhabitants, etc. are derived by adding the suffix
-(a)n to a root that might be the place name or some other root related to it (see §10).
3.6.1 Reduplication
A number of nouns have the structure CV.CV(V) or CVC.CVC(V) and are composed of
two (almost) identical segments following each other. Some of the nouns are clearly
onomatopoetic (177), others are not (178).
83
3 Nouns
3.6.2 N + N compounds
Sanzhi has a few noun plus noun compounds. Occasionally, the origin of one of the
compound members is unclear. Because Sanzhi has also nominal apposition it is not
always easy to differentiate between juxtaposed nouns in an apposition construction
that syntactically form a phrase (§21.1) and compounds that function as one word. There
are several criteria that need to be applied in order to identify compounds. First, a few
words show a greater phonological cohesion (e.g. ababa ‘grandmother’) or make use of
word forms that differ from the base stems or inflected forms (e.g. kːalkːa ‘tree’in kːalkːa
zize ‘strawberry’).
Second, a few compounds are of the dvandva type. This means that they are coordina-
tive compounds, but in contrast to noun phrase coordination (§26.1) dvandva compounds
do not make use of the additive enclitic and function morphosyntactically as one word,
i.e., they take only one inflectional suffix.
Two more nouns are classified as noun + noun compounds because they are seman-
tically not transparent. They are neither coordinative compounds nor do they have
an identifiable head noun such that they cannot be analyzed as appositions (i.e. noun
phrases). The second noun in (181b) seems to have been formed by reduplication.
10
My main language assistant G. Gadzhimuradov said that this and the following word in (179b) are used by
the younger generations, but not by elderly speakers, and may have been borrowed from other Dargwa
varieties.
84
3.6 Reduplication and compounding
The compound nouns that contain numerals as their first part can be divided into two
groups. The first group in (183) has nouns as the second part and additionally what looks
like unproductive derivational suffixes (-lan, -ar, -an).11 The base nouns are usually in the
plural, which indicates that these are compound nouns and not phrases. In noun phrases
with numerals, nouns normally occur in the singular. Furthermore, the numerals appear
in their basic stem form that cannot be used independently, but only as the basis for
other word formation processes.
The second group of compound nouns with numerals has only two members (184)
that denote offspring born in a multiple birth. The first part is again the basic stem form
of the numeral whereas the second part looks like a noun derived from a verb by means
of an otherwise unattested suffix -i.
11
The suffixes -ar and -an both contain the same vowel a, which is identical to the vowel in oblique plural
forms of nouns (e.g. tʼuˁ-m-a-lla leg-pl-obl-gen) such that one could perhaps suggest that the vowel is
actually not part of the suffix. However, oblique stem forms of nouns are normally only used for case for-
mation and we would need an additional motivation for using the oblique form as the basis of derivational
processes. Both suffixes are also used for the derivation of adjectives, see §5.3.
85
3 Nouns
There is a range modifier + noun combinations that have idiomatic meanings that
are not transparently predictable from the meanings of the parts, but syntactically are
rather phrases and not compound nouns. The modifiers used are nouns in the genitive
case (186) or adjectives (187). Sometimes the origin of nouns used as modifiers in these
combinations is unclear. Most examples denote animals or plants. In fact, sometimes
names for herbs, healing plants or other edible plants seem to be made up on the spot
and are rather descriptive.
12
The word kːʷiš is not the regular word for ‘dough’ in Sanzhi, but it exists in the derived noun kːʷiš-a
‘wooden board for making dough’.
13
The word pal does not seem to be used in Sanzhi, but it is part of the derived noun pal-či ‘fortune-teller’
86
3.7 Phrasal compounds
(187) a. bicːi mura ‘nut grass’ < bicːi ‘tasty’ + mura ‘grass, hay’
b. buχːari qati ‘papakha’ < buχːar ‘cold’ +qati ‘hat’
c. k’ant’i nisːe ‘cottage cheese’ < k’ant’i ‘soft’ + nisːe ‘cheese’
d. χːula barne ‘holiday at the end of Ramadan’
< χːula ‘big, old’ + barne ‘days’
87
4 Pronouns
Sanzhi Dargwa has the following types of pronouns:
This chapter also includes a subsection on quantifiers such as ‘some’, ‘every’ and ‘all’
(§4.7).
Pronouns express the typical features of nominals, namely case, number, and to a
very limited extent gender (only reflexive pronouns in the absolutive case, one type of
reciprocal pronoun, essive-case forms of pronouns, e.g. of the pronoun ‘where’). Case
marking of pronouns is almost fully regular and identical to the case marking of nouns
(and nominalized adjectives, verbs, etc.). As for number marking, only the demonstra-
tive pronouns and the interrogative ‘who’ form the plural by means of special suffixes;
personal and reflexive pronouns use suppletive stems and indefinite pronouns mostly do
not have plural forms. The gender exponents are the usual markers that are used across
all parts of speech that express gender.
plural pronouns that are a mixture of absolutive and oblique stem. Note, furthermore,
that the plural pronouns have -lla as the genitive suffix. The same allomorph of the
genitive case suffixe is optionally used for plural nouns §3.4).
Table 4.2 displays the demonstratives that serve pronominal and adnominal functions.
In the table, they are divided into three series in the columns in both the singular (iC, heC,
hiC) and the plural (i(C)tːi, he(C)tːi, hi(C)tːi). The series in the columns are distinguished
by the root-initial segments (§4.2.1). There are six series of pronouns in the lines of the
90
4.2 Demonstrative pronouns and adverbials derived from them
table that differentiated by their last root consonant (before the plural suffix in case of
the plural pronouns), i.e. ž (š) vs. j vs. l vs. t vs. k’ (x) vs.χ (§4.2.2). The series with j as the
last root consonant is defective because it exists only for singular absolutive pronouns;
singular oblique forms as well as any plural forms are unattested.
singular plural
iC heC hiC i(C)tːi he(C)tːi hi(C)tːi
iž hež hiž ištːi heštːi hištːi ‘this’/‘these’; close to the speaker (deictic
center)
ij hej hij — — — ‘this’/‘these’; close to the speaker (deictic
center)
il hel hil iltːi heltːi hiltːi ‘that’/‘those’; away from speaker;
can be close to the hearer
it het hit itːi hetːi hitːi ‘that’/‘those’; not close to speaker
or hearer, undifferentiated
ik’ hek’ hik’ ixtːi hextːi hixtːi above the deictic center
iχ heχ hiχ iχtːi heχtːi hiχtːi below the deictic center
The plural pronouns are mostly based on the singular pronouns by adding the plural
suffix -tːi to the singular stem and some minor phonological adjustments. The oblique
stems of the singular pronouns are formed by adding the suffix -i to the stem (Table 4.3) to
which in turn case suffixes are attached. These two suffixes are not used for the inflection
of nouns, but only with demonstrative pronouns. Partial paradigms of inflected pronouns
are provided in Table 4.4. For the oblique stem of the plural pronouns the stem-final
vowel i is replaced by -a, a suffix generally used for the formation of oblique plural
stems of nouns (§3.4).
singular plural
iC heC i(C)tːi he(C)tːi
abs obl abs obl abs obl abs obl
iž iž-i- hež hež-i- ištːi ištː-a- heštːi heštː-a-
ij — hej — — — — —
il il-i- hel hel-i- iltːi iltː-a- heltːi heltː-a-
it it-i- het het-i- itːi itː-a- hetːi hetː-a-
ik’ ik’-i- hek’ hek’-i- ixtːi ixtː-a- hextːi hextː-a-
iχ iχ-i- heχ heχ-i- iχtːi iχtː-a- heχtːi heχtː-a-
91
4 Pronouns
4.2.1 The demonstrative series in the columns: iC vs. heC vs. hiC and
i(C)tːi vs. he(C)tːi vs. hi(C)tːi
There is a pronounced difference in frequency between the three series. The he- series is
by far the most commonly used and the hi- series is only very rarely used. Speakers are
aware of the three different series but do not seem to notice a difference in semantics.
The phonetic difference between the hi-series and the i-series is rather small and hard
to hear. Thus, one of the reasons why the latter is so rare in the corpus might be that
some of the tokens might incorrectly have been transcribed as i-. In the following, I will
only discuss the heC and the iC series.
When looking into natural texts it is not difficult to find tendencies hinting at the func-
tional difference between the heC-pronouns and the iC-pronouns. The heC-pronouns
preferably refer to items or persons that are or have been:
• in the immediate deictic sphere of speaker (and addressee) and/or part of the
knowledge sphere or social world of the speaker
• aforementioned or are assumed to be part of the ongoing conversation
• common knowledge
92
4.2 Demonstrative pronouns and adverbials derived from them
First of all, heC- pronouns are used for denoting visible referents, for instance in point-
ing events. For example, after (1) has been uttered the speaker stresses the fact that the
person in the narrative was only pointing at the man, but not saying anything:
The heC-pronouns are used for referents within the personal social sphere of the
speaker such as her/his close relatives and other people well-known to the speaker (4),
body parts of the speaker (5), etc. These items or persons can be assumed to be implicitly
present in the discourse and can be identified via their close relationship to the speaker.
Second, the heC-pronouns refer to referents that have been introduced in the preced-
ing discourse, either in the immediately preceding sentence such that they establish a
kind of topic continuity or when referring back to something said some time ago. Thus,
sentence (6a) brings up a new topic, the mill forest. The speaker is then constantly re-
ferring back to the forest with the pronouns hek’, het and hej (6b), (6c). The first clause
of (7) introduces a new referent, the sticks, and the following clause refers to them by
means of a heC-pronoun.
93
4 Pronouns
94
4.2 Demonstrative pronouns and adverbials derived from them
The use of the iC-pronouns diverges from the use of the heC-pronouns. The iC-pro-
nouns preferably occur when new topics and referents are introduced into the discourse
(11) or when topics switch (12), (13).
The iC-pronouns are also used when the referent or the topic of the conversation
has been introduced into the discourse, but the speaker considers them to be out of
his/her personal sphere. For instance, in (14) and (15) the speaker continues to talk about
acquaintances of hers who are not close friends or relatives of herself:
95
4 Pronouns
In example (16) the speaker is talking about a person who is present but does not
belong to the Sanzhi community, and who does not understand Sanzhi (later the speaker
switches to hel when referring to the same person):
In (17) the speaker is contradicting and correcting the addressee (who is his wife) and
perhaps distancing himself a bit form the referent (his sister-in-law):
(17) [Prepare (the groceries), when your little sister comes, for her to take them.]
iž-i-l d-uqː-ij a-r-irχ-u itːi
this-obl-erg npl-carry.pfv-inf neg-f-be.able.ipfv-prs dem.pl
‘She cannot carry them.’
However, these are only tendencies, not strict rules. Speakers play around with the
pronouns, use different pronouns for one and the same referent or correct themselves.
Thus, in (18) and (19) the same objects (the pills) and person (the friend) are first referred
to by means of a heC-pronoun and then immediately later by an iC-pronoun. This is
the opposite order of what I found in the data from the Family Problems Picture Task
presented above in (8), (9).
In the following sections, I will discuss the differences between the horizontal series
(i.e. the pronouns in the six different lines of Table 4.2) and largely ignore the differences
between the columns.
96
4.2 Demonstrative pronouns and adverbials derived from them
(25) [The addressee starts talking to the picture in front of her. The other speaker says
to her:]
u il-tː-a-cːe ʁaj ma-r-ik’-ut!
2sg that-pl-obl-in word proh-f-say.ipfv-proh.sg
‘Do not talk to them!’ (i.e. to the pictures)
97
4 Pronouns
They are also employed when talking about absent referents or items located further
away, not necessarily in the proximity of the hearer (26), (27). Finally, they are the default
pronouns in fiction such as traditional narratives, legends, etc. (28).
(26) [talking about the colors used for the rock paintings; the conversation takes place
far away from the painting]
il kraska atletit b-iχ-ub-le akːu, il-i-j cik’al
that color fly.away n-be.pfv-pret-cvb cop.neg that-obl-dat nothing
ag-ur-re=kːu
go.pfv-pret-cvb=cop.neg
‘The color does not fly off, nothing happened to it.’
(27) [I went to my house.]
hel-tːi kelg-un heltːu-b di-la k’ʷel=ra durħuˁ=ra, hel-tːi
that-pl remain.pfv-pret there-hpl 1sg-gen two=add boy=add that-pl
k’ʷel=ra zunra admi=ra
two=add neighbor person=add
‘They remained there, my two sons and those two neighbors.’
(28) aždaha ag-ur ca-r hel-i-cːe-r
monster go.pfv-pret cop-f that-obl-in-abl
‘She turned into a monster.’
98
4.2 Demonstrative pronouns and adverbials derived from them
(31) [talking about a stone fence that the speaker is building; both speaker and hearer
are located somewhere away from the fence]
c’il=ra het šːal-le-b lac či-b-irq’-an=uw?
then=add that side-loc-n fence spr-n-do.ipfv-ptcp=q
‘Then you also have to build the fence from that side?’
With (32) the speaker refers back to former times and (33) is the typical final statement
of a traditional story that ends with the wedding of the protagonist:
(34) [talking about rock paintings located in the mountains, higher up than Sanzhi]
intersna=de ix-tːi
interesting=pst dem.up-pl
‘They were interesting.’
(35) [referring to the inhabitants of a legendary village that is supposed to have
existed on the mountains above Sanzhi]
islam prinimat b-irq’-an zamana hex-tː-a-l prinimat
Islam accept hpl-do.ipfv-ptcp time dem.up-pl-obl-erg accept
b-arq’-ib-le a-b-určː-i
n-do.pfv-pret-cvb neg-hpl-be.ipfv-hab.pst
‘At the time when we became Muslims, they did not become Muslims.’
(36) [In one place there are trees.]
warilla.wari u ix-tː-a-j er či-ma-hark’-utːa!
no.way 2sg dem.up-pl-obl-dat look spr-proh-look.ipfv-proh.sg
‘Whatever may happen, do not look at them (=trees)!’
99
4 Pronouns
The factual elevation with respect to the deictic center can be minimal as long as
speakers perceive a difference in height. For instance, the village of Druzhba where most
Sanzhi speakers live is located on the flat land around 5 km from the Caspian sea coast. It
stretches from the highway that runs parallel to the coast and to a point approximately
one kilometer before the slops of some hills. If there is any difference in elevation be-
tween the two ends of the village it is minimal and not visible, but the part of the village
closer to the sea is conceptualized as ‘lower’ whereas the part closer to the hills is re-
garded as ‘higher’. Example (37) originates from a conversation about a woman who
lives in the ‘higher’ part of the village and the speaker uses hek’ with reference to that
woman. Thus, it is not necessarily the location at the time of speaking that is relevant,
but the usual location of the referent in relation to the deictic center can be decisive for
the use of demonstratives.
(37) [talking about a woman who lives in the ‘upper part’ of the village]
hana hek’ hek-ka ka-r-eʁ-ij=al gargar gargar
now dem.up dem.up-down down-f-go.pfv-inf=indq trembling trembling
r-ik’-ud du
f-say.ipfv-1.prs 1sg
‘If now she comes from over there I am trembling.’
Sentence (38) has been uttered during a Family Problems Picture Task discussion. The
picture shows the arrest of the protagonist by the police. His wife is sitting on the ground
and he is carried away by two policemen. In the picture, he is depicted higher than the
woman. Example (39) is also part of a Family Problems Picture Task discussion. The two
demonstrative pronouns refer to the main protagonists who are depicted in little bubbles
above the main scene of the picture.
100
4.2 Demonstrative pronouns and adverbials derived from them
In the discourse deictic function, mostly the χ-pronouns occur (43), but the k’-/x-
pronouns can also occasionally be found.
Yet elevation cannot be the only criterion that governs the use of the χ-pronouns vs.
the k’-/x-pronouns. For instance, in (44) the first demonstrative pronoun denotes people
who the speaker has seen on TV. They are described as being located lower than some
unknown point of reference. At the same time the sentence is a good example for the
contrast between iC-pronouns and heC-pronouns as discussed in §4.2.1.
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4 Pronouns
iC heC hiC
iž-itːe hež-itːe hiž-itːe ‘like this, like something close to the speaker’
il-itːe hel-itːe hil-itːe ‘like that, like something away from the speaker and/or close
to the hearer’
it-itːe het-itːe hit-itːe ‘like that, like something away from speaker and hearer or
undifferentiated’
ik’-itːe hek’-itːe hik’-itːe ‘like this/that above the deictic center’
iχ-itːe heχ-itːe hiχ-itːe ‘like this/that below deictic center’
102
4.2 Demonstrative pronouns and adverbials derived from them
Since the adverbs have inherent spatial semantics, locational cases cannot be added,
but only directional suffixes just as with other spatial adverbials or nominals. The lative
is zero-marked, the essive is expressed through gender/number agreement, the ablative
by means of the suffix -r(ka) and the directive through the suffix -gm-a including a gen-
der/number agreement marker, e.g. lative heš-tːu, essive heš-tːu-b, ablative heš-tːu-r(ka),
directive heš-tːu-b-a. Examples can be found in ex:We crossed the border between Shurli
and our (Sanzhi area), and up there we found a stoneex:Do they really allow people from
here (to enter) the hospital. More examples are given in §7.1.1.
(51) šuˁrʡli-la=ra nišːa-la=ra dazu-la hetːu-r tːura
Shurli-gen=add 1pl-gen=add border-gen there-abl outside
d-ituq-un-ne hek’tːu-b b-arčː-ib-il=de ca qːarqːa
1/2pl-cross.pfv-pret-cvb there.up-n n-find.pfv-pret-ref=pst one stone
‘We crossed the border between Shurli and our (Sanzhi area), and up there we
found a stone.’
103
4 Pronouns
Another series of spatial adverbs denoting the source can be derived by means of the
suffix -ka (which is probably a cognate of the second part of the complex ablative suffix
-r-ka), e.g. hež-ka ‘from here’, hel-ka ‘from there’, etc. (§3.4.2). These adverbs can also
have a temporal interpretation (‘from time X on’). Moreover, there is a series of spatial
adverbs with the meaning ‘from X to X’ containing the suffix -k-itːu-b-a, e.g. hež-kitːu-
b-a ‘from here to there’ (57). This suffix is a combination of the ablative -ka (shortened
to -k), the locational suffix -tːu and the directive -gm-a. Both series are available from all
three stem types of demonstratives (heC, iC, and hiC), but only the adverbs based on heC
are commonly used in my corpus. See §7.1.1 for Tables displaying all adverbs and more
examples.
The equative enclitic =ʁuna ‘like, similar’ and the temporal enclitic =qːel ‘when’ can also
be attached to the demonstrative pronouns leading to pro-forms used when comparing
referents (2), (6b) and temporal adverbs with the meaning ‘then, at this/that time’ (32).
104
4.3 Reflexive pronouns
case. The absolutive case of the reflexive pronoun is identical to the copula and might
be diachronically related to it. For all other cases the pronoun has two stems (singular
and plural).
singular plural
absolutive ca-w /-r /-b ca-b /-d
ergative cin-ni ču-l
genitive cin-na ču-la
dative cini-j ču-j
comitative cini-cːella ču-cːella
ad-lative cini-šːu ču-šːu
in-lative cini-cːe ču-cːe
loc-lative ci-ne ču-ja
singular plural
case copyinga genitive refl. case copyinga genitive refl.
abs cinni ca-w /-r /-b cinna ca-w /-r /-b čul ca-b /-d čula ca-b /-d
erg — cinna cin-ni — čula čul
gen cinni cin-na — čul čula —
dat cinni cini-j cinna cini-j čul ču-j čula ču-j
comit cinni cini-cːella cinna cini-cːella čul ču-cːella čula ču-cːella
a
with ergative controller
The simple reflexive pronouns occur in local and non-local reflexivization (including
logophoric contexts across clausal boundaries, whereas the complex reflexive pronouns
can only be bound within the clause. Both types of complex reflexive pronouns consist
of a reduplicated form of the simple reflexive (Table 4.7). For the first variant of the
complex reflexive pronouns, one part of the reflexive undergoes case-copying from the
controller (in Table 4.8 exemplified with an ergative controller), and the second part takes
the appropriate case-marking. In the second variant, the first part is invariably genitive.
The second variant, the complex genitive reflexive, lacks a form for the genitive case,
so it can never occur as possessor. Other functions in addition to local and non-local
reflexivization are: emphatic reflexivization, comitative constructions and pause fillers.
All types of reflexive constructions are analyzed in more detail in §29.1 and in Forker
(2014). The genitive singular and plural reflexive pronouns cinna and čula are used as
pause fillers (§9.5). The absolutive reflexive pronouns occur in comitative constructions
that have the formal structure of coordinated noun phrases (§30.3).
105
4 Pronouns
None of these additional functions are available for complex reflexive pronouns, which
occur only in local reflexivization, emphatic reflexivization and reciprocal constructions
(only plural reflexive pronouns).
106
4.5 Interrogative pronouns
The pronouns čujna and čum are also complex. They seem to contain the same root ču-.
In order to arrive at ču-jna the derivational suffix -na (allomorph -jna after vowels) has
been added. This suffix is also used to form multiplicative numerals (§6.5). The pronoun
kutːi seems to be composed of a root ku- and an ending -tːi, the latter also found with
plural demonstrative pronouns (§4.2).
In the following, all pronouns are described and illustrated with examples. More in-
formation on interrogative clauses can be found in Chapter 28. Embedded interrogatives
are treated in §28.4.
107
4 Pronouns
‘who’ ‘what’
absolutive ča ce
ergative hi-l ce-l-li
genitive hi-la ce-lla
dative hi-j ce-lli-j
comitative hi-cːella ce-lli-cːella
ad-lative hi-šːu ce-lli-šːu
in-lative hi-cːe ce-lli-cːe
loc-lative hi-ja ce-l-le
The pronoun ce ‘what’ (61) can also be used with the meanings ‘how’ (62), ‘where’ (63)
and, when functioning as a nominal modifier, ‘which, what kind of’. The dative case of
this pronoun celij translates as ‘why’ (§4.5.2.4).
(61) ce ∅-ik’-ul=de u?
what m-say.ipfv-icvb=2sg 2sg
‘What do you (masc.) say?’
(62) ce b-alχ-ul=de ča-qal=el?
what hpl-know.ipfv-icvb=2sg who-assoc=indq
‘How do you know who they are?’
(63) sa-r-b-ulq-an ce b-iχ-ub=e?
ante-abl-hpl-direct.ipfv-ptcp what n-be.pfv-pret=q
‘(The picture on which the people) run away, where is it?’
108
4.5 Interrogative pronouns
It can also take the genitive suffix, then denoting origin in the sense of ethnic descent
(67):
109
4 Pronouns
The pronoun ceʁuna literally means ‘like what, similar to what’ and requests the
hearer to provide more information about the manner or the type as in (73). In exam-
ple (74), the indefinite pronoun modifies the following noun.
110
4.5 Interrogative pronouns
111
4 Pronouns
112
4.6 Indefinite pronouns
For the formation of universal indefinites the quantifier har ‘every’ or more rarely
li<b>il ‘all’ is used (§4.7).
113
4 Pronouns
There is a second series of specific indefinite pronouns with the emphatic enclitic
=k’u (§9.4.5) that is used when the speaker does not remember a name of a person or
thing and instead uses the indefinite as a kind of filler word. Of these pronouns ce=k’u
(what-indef) is especially frequent and can be translated as ‘whatchamacallit’.
114
4.6 Indefinite pronouns
hi-j=del b-ičː-ij
who.obl-dat=indef n-give.pfv-inf
‘My cousin, Old Kurban, may his sins be relieved, brought them for me to give
them to someone.’
(97) ka-b-iž-ib-il ka-b-išː-ib=da heltːu čina=del
down-hpl-be.pfv-pret-ref down-n-put.pfv-pret=1 there where=indef
‘I put (the picture) somewhere.’
(98) čina-w=del le-w=de=q’al
where-m=indef exist-m=pst=mod
‘He was somewhere.’
115
4 Pronouns
Other meanings of pronouns with -k’al are free-choice indefiniteness if they are used
in a conditional clause (105), (106) or non-specific indefinite if simply used in an affirma-
tive clause (107–110).
116
4.6 Indefinite pronouns
Note that the word cik’al (from ce ‘what’ plus -k’al) has been lexicalized as a noun with
the meaning ‘thing’. At the same time it is still used as an indefinite pronoun with the
meanings ‘nothing’ (in negative clauses) and ‘something, anything’ in positive clauses
(105). It can also precede nouns as negative quantifier with the meaning ‘no’.
Furthermore, the additive enclitic =ra (§9.4.1) is used for the formation of indefinite
pronouns. If these pronouns occur in clauses with positive polarity the reading is univer-
sal indefinite (111), if they occur in clauses with negative polarity the reading is universal
negative (112), and if they occur in concessive clauses the reading is free choice indefinite
(113).
However, in practice such indefinite pronouns are (almost) never attested in natural
texts. Instead, the enclitic =ra is usually preceded by -k’al (114) or occasionally -k’a (115)
for the negative indefinite meaning.
117
4 Pronouns
118
4.7 Universal indefinites and other quantifiers
Other negative indefinite pronouns are caʔarra ‘no one’ and cajnara ‘never, not once’
(ca-jna=ra one-time=add). The first pronoun consists of (ca-ʔar=ra one-?=add) and
seems to be related the focus-sensitive particle arrah ‘at least’ (§9.4.5)
Other quantifiers are sukːil, li<b>il ‘all, whole, complete’, har, haril, harki, harkil ‘ev-
ery’, b-aqil, ʡaˁbra, ʡaˁbra-b-al ‘much, many’, and kam ‘little, few’. The quantifiers treated
in this section have most morphosyntactic properties that adjectives have and, as adjec-
tives, normally occur before teh noun when they function as nominal modifiers. But just
like adjectives and some other nominal modifiers they can also follow the noun under
certain circumstances. See §21.1.3 for quantifier floating.
The quantifiers sukːil and li<b>il can both be used as attributes and they can be nomi-
nalized. When they are used as attributes of nouns in the plural they mean ‘all’; with
singular nouns they translate as ‘whole, complete’. The quantifier li<b>il has a gen-
der/number agreement slot and follows the agreement rules for adjectives and other
nominal modifiers, i.e. agreement with the head noun.
(121) a. li<b>il rurs-be ‘all girls’ vs. li<r>il rursːi ‘the whole girl’
b. sukːil qulbe ‘all houses’ vs. sukːil qal ‘the complete house’
(122) sukːil d-ut’-ib ca daˁʡle
all npl-divide-pret one as
‘He divided all (the bread) like one (i.e. everyone got the same amount).’
(123) di-la li<d>il daluj-te
1sg-gen all<npl> song-pl
‘all my songs’
119
4 Pronouns
From the quantifiers listed above, har can only be used attributively. All other quan-
tifiers can also be nominalized. The head noun is in the singular, but mass nouns that
trigger plural agreement are also possible if an interpretation referring to a specific quan-
tity is available.
The quantifiers b-aqil, ʡaˁbra, ʡaˁbra-b-al ‘much, many’ also show gender/number
agreement with the head noun in case there is any. Otherwise they express the gender
and number of the item they are referring to.
The quantifier kam ‘little, few, less’ can modify nouns, it can be nominalized (by
adding the cross-categorical suffix -ce; plural -te ) and it occurs in compound verbs with
the meaning ‘decrease, diminish, become less’ (129).
120
5 Adjectives
5.1 Introduction
Adjectives in Sanzhi can clearly be distinguished from nouns or verbs since they are not
lexically specified for gender, and they cannot take tense suffixes or other inflectional
morphology reserved for verbs. They are formally rather heterogeneous (§5.2). Sanzhi
adjectives cover the typical semantic domains of this word class (1–12).
(1) dimension
qːant’ ‘short’ χːula ‘big, old’
nik’a ‘small’ aq ‘high, tall’
(2) age
b-uqna ‘old’ jangi ‘new’
žahil ‘young’
(3) evaluation:
wahi ‘bad, evil’ ʡaˁħ ‘good’
ʡaˁziz ‘beloved, dear’ durqa ‘dear, expensive’
durha ‘cheap’ ʡaˁžib ‘surprising’
(4) colour
c’utːar ‘black’ c’ub ‘white’
it’in ‘red’ xanc’ ‘blue’
b-uqu ‘yellow’ šiniš ‘green’
(5) physical property (humans and non-humans)
b-arx ‘direct, straight, right’ dirq’ ‘plain’
qːuʁa ‘beautiful’ čakːʷal ‘handsome’
c’aˁb ‘dark’ kuk ‘light’ (i.e. not heavy)
dek’ʷ ‘heavy’ gʷana ‘warm’
buχːar ‘cold’ jazuq; usal ‘weak’
q’amc’ ‘sour’ mizi ‘sweet’
bicːi ‘tasty, aromatic’ b-uqen ‘long’
b-uˁc ‘thick, dense’ b-aˁršu ‘thick’ (only inanimate referents)
b-uk’ul ‘thin’ ʁʷirc’ ‘thin’ (only with inanimate referents)
mic’ir ‘alive’ c’aq’ ‘strong, mighty’
debga ‘tight’ laˁʁun ‘smooth’
b-ac’ ‘empty’ k’ant’i ‘soft’
duc’ ‘hot’ dibaˁʁ ‘ugly’
ač ‘open’ sːuqːur ‘blind’
5 Adjectives
122
5.2 Adjectives and the cross-categorical suffixes -ce and -il
123
5 Adjectives
When occurring in the canonical position before the head noun, adjectival roots and
adjectives with the suffix -ce do not differ in their morphosyntactic or semantic prop-
erties. For example, both types of adjectives can modify coordinated noun phrases (21).
This behavior differentiates Sanzhi Dargwa from other Dargwa varieties such as Tanti
Dargwa or Standard (Akusha) Dargwa, for which syntactic differences between adjecti-
val roots and the so-called “long” adjectives have been attested (van den Berg 2001: 26,
Abdullaev et al. 2014: 207–208, Lander 2014).
When nominalized, case suffixes are directly added to -ce if the nominalized adjective
occurs in the singular (22). In the plural, the suffix -t-a (instead of -t-e) is used when case
suffixes follow.
The suffix -ce attaches not only to adjectival roots, but also to other parts of speech
such as inflected nouns or verbs. Thus, its use is not restricted to adjectives, but it applies
across a range of lexical categories. Generally speaking, it forms definite descriptions
that function as referential attributes, and syntactically behave like nominals. A detailed
description of the functions of -ce is given in §9.6.1.
Apart from the suffix -ce Sanzhi has another suffix -il for the formation of referential
attributes that have similar morphosyntactic properties like items with -ce, but its appli-
cation is far more restricted. Only two quantitative adjectives need the suffix -il in order
to be used not only attributively, but also substantively or predicatively: har-il ‘every’
and b-aq-il ‘much, many’. Furthermore, it is arguably a part of the quantifier li<b>il ‘all’,
and when added to the preterite participle of the verb ʔ- ‘say’, the resulting verb form is
used as a marker for ordinal numerals (§6.2), which are also adjectival in nature. More
information on -il can be found in §9.6.2.
124
5.3 Formation of adjectival attributes
plural suffix undergoes deletion (23). This suffix might be a cognate of the participle suffix
of the copula -ar (§16.1). The adjectives form the plural by mean of the most common
plural suffix -te. Two examples are provided in (24a) and (24b).
There are a few adjectives involving compounding with numerals and mostly plural
nouns and the suffix -(a)n. As with the adjectives given in (25), the nouns occur in the
plural. It might be the case that this suffix is a cognate of the modal/future participle -an
(§18.1.2.2), the locative participle -an (§18.1.2.4) and/or the suffix -an that is used for the
derivation of terms denoting inhabitants of particular villages and other places (§10).
Another type of derived adjectival attributes can be formed from adjectives denoting
relational qualities. To the base adjectives the suffix -gm-azi-gm is added and the result-
ing adjectives denote an extreme quality. As can be seen in (26), the base can already
be a derived adjective. The resulting adjectives occur in attributive, predicative and sub-
stantive function (27a–27d). In the predicative function the suffix -ce (-te) is required
(27b).
125
5 Adjectives
I found three adjectives with the suffix -či followed by a gender/number agreement
marker (28). The base nouns are all loans. When the adjectives occur in predicative or
nominal function they need one of the cross-categorical suffixes -ce or -il (29), (30).
For Standard Dargwa, Abdullaev et al. 2014: 212 have claimed that -či is a cognate of the
spatial postposition či ‘on, above’ . However, for Sanzhi this cannot be true because the
126
5.4 Comparative constructions with adjectives
postposition či can be used with both native and loan words and it governs the loc-series
or, alternatively, the genitive case (§8.1.7). The adjectivizer -či can also not be equated
with the Turkic loan suffix -či (§3.5.1), which derives agent nouns because nouns do not
inflect for gender and the agent nouns do not need any further suffixes in order to be
used in argument position or as predicates. Furthermore, in Standard Dargwa the form
of the adjectivizer is -če, but the form of the borrowed nominalizer is -či throughout all
Dagestanian languages.
Nouns denoting materials and other properties or adverbs and nouns with temporal
semantics can be inflected for the genitive and then yield the meaning of relational ad-
jectives (31) (see also §3.4.1.3 for more examples).
(31) murhe-la ‘golden’ ižal-la ‘today’s’
urcu-la ‘wooden’ haniša-la ‘summer’ (adjective)
dešːa-la ‘ancient’ < dešːa ‘antiquity, old times’
ʡaˁb-bac-la ‘three-month’ < ʡaˁb ‘three’ + bac-la ‘month’s’
It is possible to express attribution with a possessive construction consisting of a noun
in the genitive denoting the possessed and the noun b-ah ‘owner’.1 This construction
represents a standard genitive phrase. The noun agrees with the head noun in gender
and number. These constructions can occur as predicates (33) and as attributes (34).
(32) a. muc’ur-ra w-ah ‘bearded’ (pl muc’ur-ra b-ah-inte)
b. č’imi-la b-ah ‘having a tail’
c. abrazovanie-la w-ah ‘educated’ (from Russian obrazovanie ‘education’)
127
5 Adjectives
Adjectives do not have a special comparative form. Instead, the standard of compari-
son takes the loc-ablative suffix (38).
The superlative is formed by means of the degree adverb bah ‘most’ (emphatic variant
bahlalla) that occurs before the adjective (39) (for other degree adverbs see §5.1 and §7.4).
128
6 Numerals
Sanzhi has (i) cardinal numerals (§6.1), (ii) ordinal numerals (§6.2), (iii) distributive nu-
merals (§6.3), (iv) group numerals (§6.4), (v) multiplicative numerals (§6.5), and (vi) col-
lective numerals (§6.6).
Most of the numerals have the morphosyntactic properties of adjectives or occasion-
ally adverbs. Generally, numerals can be used as nominal modifiers with a following
noun in the singular. For verbal agreement the noun phrase is nevertheless treated as
plural §21.1.3. In this chapter, I also treat some other numeral expressions and basic ways
of counting (§6.7). Quantifiers such as ‘all’ are treated in §4.7 together with indefinite
pronouns.
130
6.2 Ordinal numerals
Cardinal numerals can be nominalized. Case endings are directly added to numerals
ending with a consonant. With numerals ending in a vowel an oblique marker -l some-
times precedes the case suffixes; see Table 6.3. Examples are given in (5–6).
131
6 Numerals
suffix -il, §9.6.2). Similar ways of forming ordinal numerals have been reported for other
Dagestanian languages (e.g.Lezgian, see Haspelmath 1993: 233; Akusha Dargwa, see van
den Berg 2001: 30 fn.10; Hinuq, see Forker 2013a: 401–403).
Ordinal numerals are inflected just like any other nominal, e.g. caʔibil ‘first’, ergative
caʔibil-li, genitive caʔibil-la, dative caʔibil-li-j, in-lative caʔibil-li-cːe, and so on.
(7) heštːu pereselica d-iχ-ub=da urek-c’anu kːaʔ-ra-ʔib
here move 1/2pl-be.pfv-pret=1 six-ten eight-num-ord
dusːi-cːe-d
year.obl-in-1/2pl
‘We moved here in (19)68.’
(8) “Uc’ari aʁ-ʔubil-li-cːe r-aš!” b-ik’-ul
Icari four-ord-obl-in f-go.ipfv.imp hpl-say.ipfv-icvb
‘They (were) saying, “Go to Icari to grade four!”’
(9) či-sa-Ø-jʁ-ib wec’-nu ca-ra-ʔibil meχ-li-šːu
spr-hither-m-come.pfv-pret ten-num one-num-ord iron-obl-ad
‘He came to the 11th lock.’
Ordinal numerals can also form the plural. In this case, the final -il part is omitted
because this suffix is not compatible with plural referents (§9.6.2). Example of plural
ordinal numerals are ca-ʔib-te ‘the first ones’, k’ʷi-ʔib-te ‘the second ones’, ʡaˤb-ʔib ‘the
third ones’, etc. The oblique plural is formed according to the regular pattern of plural
nominals with the suffix -te, i.e., by using -ta, e.g. the ergative form of ‘the first ones’ is
ca-ʔib-t-a-l.
132
6.3 Distributive numerals
133
6 Numerals
1 ca-b-a, ca-d-a
2 k’ʷi-b-a, k’ʷi-d-a
3 ʡaˤb-d-a
4 aʁʷ-d-a
5 xu-d-a
10 wec’-d-a
20 ʁa-d-a
1000 azir-d-a
134
6.6 Collective numerals
ca-jna ‘once’
k’ʷi-jna ‘twice’
ʡaˤ-jna ‘three times’
aʁʷ-na ‘four times’
wec’-na ‘ten times’
ʁa-jna ‘20 times’
darš-na ‘100 times’
azir-na ‘1,000 times’
From the multiplicative numerals expressions referring to time points can be formed
by means of various derivational and inflectional suffixes. The words in (18) all mean
‘(at) the second time’.1 Examples from texts are presented in (19–20).
1
In (18), although the suffix -lla in two of the given words strongly resembles the genitive, it is, at least
synchronically, distinct from the case marker, since it is possible to add the genitive to an adverb with -lla,
e.g. k’ʷi-jna-lla-la ‘of the second time’.
135
6 Numerals
The Sanzhi terms for the school grades are formed by adding -la (-lla after vowels) to
the root of the numerals 1–5 (with 5 being the best grade and 1 the worst): calla ‘one’,
k’ʷilla ‘two’, ʡaˤbla ‘three’, aʁʷla ‘four’, xulla ‘five’ (28).
136
6.7 Other numeral expressions and compounds involving numerals
Other words that are derived from numerals are the terms k’ʷidarq’i ‘twins’ and ʡaˤb-
darq’i ‘triplets’ (from the numerals ‘two’ and ‘three’ and the verb b-arq’-ij ‘do, make’).
Then there are terms for traditional events and rituals that occur after the death of a
person, namely,
Compound nouns and adjectives can contain numerals, e.g., k’ʷi-dusː-an k’ašːa ‘two-
year old bull’, ʡaˤb-daˤrχ-la qul-be (three-floor-gen house-pl) ‘three-floor houses’ (see
§3.6.3 and §5.3 for more examples).
Counting is exemplified in (31) and (32).
(31) k’ʷel-le ʡaˤbal či-ka-b-ix-ar b-irχʷ-u arg-u
two-loc three spr-down-n-throw.pfv-cond n-become.ipfv-prs go.ipfv-prs
xujal
five
‘Two plus three equals five.’ (lit. if you throw three onto two five happens)
(32) weral-li-cːe-r gu-r-h-asː-ar či-r-h-asː-ar ca
seven-obl-in-abl sub-abl-up-take.pfv-prs spr-abl-up-take.pfv-prs one
arg-u urekːal
go.ipfv-prs six
‘Seven minus one equals six.’ (if you take away one from seven it goes six)
137
7 Adverbs
In this chapter, spatial §7.1, temporal §7.2, manner §7.3, and degree adverbs §7.4 are de-
scribed as well as the productive formation of mostly manner adverbials by means of
the suffix -le §7.5. Adverbs form a rather heterogeneous group in Sanzhi and only cer-
tain subclasses of spatial adverbs and manner adverbs have been derived by specialized
adverbializing suffixes.
As for proximity, there is a three way distinction (see the adverbs in the first three lines
of Table 7.1). Elevation distinguishes three meanings, of which ‘above’ and ‘below’ are
expressed by dedicated stems (see the last three lines in Table 7.1) whereas all remaining
adverbs are used when the meaning ‘level’ is intended. The third meaning component is
expressed via the distinction of the word-initial syllable (the three columns i(C)- vs. he(C)-
vs. hi(C)- in Table 7.1). The adverbs of the type he(C)tːu given in the second column of the
table are predominantly used when referring to the immediate geographical surround-
ings of the speaker (and addressee), when the conversation is about spatial reference
points that have been mentioned before, are assumed to be known by the participants or
are part of the personal sphere of the speaker (1), (2). In contrast, the i(C)tːu adverbs in
the first column are commonly used when new spatial reference points are introduced
or when talking about reference points whose location is unknown or irrelevant (3), (4).
The adverbs of the hi(C)tːu type given in the third column occur only seldom in my cor-
pus so that I am not able to make any generalizations about their meaning. Note also that
7 Adverbs
there are two series of adverbs with the identical meaning, being formally differentiated
only by the stem consonant (x vs. k’). The adverbs containing x are far more frequently
used than the adverbs with k’, which might even represent code switching to another
Dargwa dialect.
A second series of spatial adverbs denoting the source is derived by means of the suffix
-ka (5) (Table 7.2). This suffix is probably a cognate of the second part of the complex
ablative suffix -r-ka (§3.4). These adverbs can also have a temporal interpretation ‘from
time X on, after time X’ in addition to the spatial meaning (6). As can be seen in the table,
the adverbs in the first two lines have the same meaning because the base pronouns are
synonyms.
140
7.1 Spatial adverbs
Both series of adverbs can be inflected for the directional cases in the same way as
nominals are inflected, but since the adverbs denoting source already express movement,
they cannot take the essive case (Table 7.3). The ablative of the pronouns in this table
can also express temporal meaning, for instance heltːu-rka (there-abl) ‘then’.
A third series of spatial adverbs has the meaning ‘from X to X’. It is formed by means
of the complex suffix -k-itːu-b-a (7). The suffix is a combination of the ablative -ka (short-
ened to -k), the locational suffix -tːu and the directional marker -gm-a (§3.4.2.8). The last
141
7 Adverbs
suffix is, in principle, optional, although there are no examples without it in my cor-
pus. According to Sanzhi speakers, the resulting complex adverbs are actually a short
variant of combining the adverbs in Table 7.2 with the adverbs in Table 7.1, for example
hetka + hetːuba > hetkitːuba. However, the suffix as a whole can also be added to other
nominal bases such as personal pronouns, common nouns or personal names if they are
inflected for the loc-ablative case first, such as nušːa-le-r-kitːu-b-a (1pl-loc-abl-advz-n-
dir) ‘from us further away’, uškul-le-r-kitːu-b-a (school-loc-abl-advz-n-dir) ‘from the
school further away’. The series is also available from the other two pronominal stems iC
and hiC, but in my corpus there are only examples of the adverbs from the heC-pronouns
given in (7–8), (9), (14).
Finally, there is a spatial adverb itille ‘further, to the side, sideways’ that seems to be
the pronoun it inflected for the locational suffix -le (10).
142
7.1 Spatial adverbs
(11) hitːi ‘after, behind’ sar ‘in front, before, in earlier times’
hila ‘behind, after’ sala ‘in front, before, forward’
gu ‘down, low, before’ xːar(i) ‘to the bottom, down(wards)’
či ‘up, above’ qari ‘at/on the top’
b-i ‘inside’ urkːa ‘within, in the middle’
tːura ‘outside’ šːule ‘at side, to the side, next to, sidelong’
(12) “u sala ka-b-iž-e,” bec’-li-cːe “du hila ka-b-irg-an=da!”
2sg front down-n-be.pfv-imp wolf-obl-in 1sg behind down-n-be.ipfv-ptcp=1
b-ik’-ul ca-b kːurtːa
n-say.ipfv-icvb cop-n fox
‘“Now,” the fox says to the wolf, “you sit down in front, and I behind!”’
(13) ank’luʁi-la šːi ʡaˁħ-le qari-b=q’al
Anklukh-gen village good-advz up-n=mod
‘The village of Anklukh is pretty high up.’
There are four spatial adverbs that have been derived from spatial postpositions by
means of suffixing -tːi to the root: gu-tːi ‘along downside, at the lower side’ (< gu ‘down,
under’), či-tːi ‘along upside, at the upper side’ (<či ‘on’), sa-tːi ‘at/along the front, as soon
as’ (< sa ‘in front, ago’), and b-i-tːi ‘inside, through’ (< b-i ‘in, inside’) (14).
There are few more adverbs based on the adverbs/postpositions, namely hitːille ‘on the
back, later’ (< hitːi), b-atːura ‘from inside’ (< tːura), and qaršːa ‘upper side (of the village)’
(< qar ‘at/on the top’ plus the loc-form of the noun šːi ‘village’, which is šːa).
143
7 Adverbs
Adverbs for times of the day are given in (17). Deictic temporal adverbs expressing
relative time in days and years can be found in (18), (19), and seasonal adverbs in (20).
Some of the adverbs in (17) and (20) are formed by adding the genitive case suffix to a
base noun.
144
7.3 Manner adverbs
145
7 Adverbs
There is another rather small group of four manner adverbs with a similar meaning
that are also derived from demonstrative pronouns: itwaj, hetwaj, hitwaj, and ižwaj ‘like
that, and so’. Their usage is illustrated in (25), (26).
Other manner adverbs are usually formed by suffixing -le to a root, for example bahla-
l ‘slowly’, halak-le ‘fast’, χʷal-le ‘greatly, much, a lot’, imanne ‘patiently’, ʡaˁħ-le ‘well’,
and so on. This is described in the next section (see also §9.6.3).
146
7.5 Formation of adverbials with the suffix -le
heterogeneous group of items. Some are simple stems (arindan, bara), but most of them
contain the adverbializing suffix -le also used to derive manner adverbs (27) (§7.5); for
comparative constructions involving degree adverbs see §30.1.
147
8 Postpositions
Sanzhi has spatial and non-spatial postpositions. Some of the spatial postpositions also
have temporal readings. The majority of the spatial postpositions are widely used as ad-
verbs and then occur without a dependent noun phrase (§7.1.2). Thus, the distinction be-
tween postpositions and adverbs is rather blurred. The distinction between postpositions
and spatial cases is, by contrast, relatively clear-cut with respect to the morphosyntax, al-
though there are no clear intonational and often also no clear semantic differences. Most
postpositions govern the genitive case; otherwise two spatial cases or the absolutive case
are used (Table 8.1). This is in contrast to spatial cases, which are suffixed directly to the
nominal stem or to the oblique/ergative suffix. Furthermore, only the postposition sa has
a clear cognate form used as spatial case (§3.4.2.6). The postposition sa is shown in (1a);
examples with the cognate spatial case are given in (1b) and (1c).
(1) a. qal-la sa-b
house-gen in.front-n
‘in front of the house’ (E)
b. cin-na qal-li-sa-b musːa=ra ʡaˁħ-ce ca-b
refl.sg-gen house-obl-ante-n place=add good-dd.sg cop-n
∅-ik’ʷ-ar
m-say.ipfv-prs
‘In front of his house there is also a good area, he says.’
c. it ca-w=ra hel-i-sa sa-ka-jsː-un-ne
that refl-m=add that-obl-ante ante-down-lay.m.pfv-pret-cvb
‘he himself also slept in front of it (a horse, in order to watch over it)’
There is another class of morphemes with which postpositions formally and seman-
tically overlap, namely spatial preverbs. The postpositions sa, hitːi, či, b-i and tːura also
occur as location preverbs (§11.6.1) that can be combined with the postposition or case
marker or occur on their own. In example (1c) both the spatial case -sa and the preverb
sa- are used.
This chapter explores spatial postpositions (including those with temporal meanings)
(§8.1) and non-spatial postpositions (§8.2).
150
8.1 Spatial postpositions
151
8 Postpositions
In addition, hitːi is widely used as a temporal adverb (§7.2), including temporal ad-
verbial clauses (§18.2.5), and the short encliticized version =itːi occurs within compound
verbs (§12.2.2, example 20).
152
8.1 Spatial postpositions
153
8 Postpositions
However, it can also occur with singular nouns and the meaning ‘in’. The following
minimal pair illustrates the difference:
With the temporal reading the postposition governs the genitive (15a) or the absolutive
(15b). When reduplicated the postposition can be used as an adverb with the meaning
urkːa urkːa-b ‘from time to time, sometimes’.
154
8.1 Spatial postpositions
155
8 Postpositions
The postposition tːura also expresses the non-spatial meaning ‘apart from, except for’.
In this case the governed nominal can be not only in the genitive (20a), but also in the loc-
ablative (20b), (20c). For instance, if a demonstrative pronoun precedes the postposition
the whole phrase reads as ‘besides, and what is more, moreover’.
156
8.2 Non-spatial postpositions
If the governed noun phrase is overt it mostly precedes the postposition (21a), (21b),
although it can also follow it (22a) or occur in another non-adjacent position (22b). If the
governed noun is absent, the noun in the absolutive frequently takes its position right
before the postposition (22c).
Because of the general closeness of adverbs and postpositions, examples such as (22a),
(22b), in which b-alli and the case-marked noun occur in the reverse order and/or not
immediately following each other can be treated as adverbial uses. Similarly, in (22c) a
full postpositional phrase would be ‘glasses with me’, but the governed nominal is absent
from the clause and thus the example rather represents the adverbial use.
157
8 Postpositions
158
8.2 Non-spatial postpositions
159
8 Postpositions
160
9 Predicative particles and other
particles, conjunctions, and
cross-categorical suffixes
This chapter discusses the morphosyntactic properties as well as the semantic and prag-
matic functions of predicative particles, conjunctions, temporal enclitics, pragmatic par-
ticles, and cross-categorical suffixes. They do not form a part of speech or a homoge-
neous category, although they can be subgrouped into relatively coherent classes:
They are mainly treated together in one chapter because they either do not fit into
any of the previous chapters or because they have a special relevance for the grammar
of Sanzhi such that a separate treatment is legitimate.
for Sanzhi. I employ the label “predicative particles”, but my analysis diverges from the
analysis put forward by Sumbatova and colleagues.
Table 9.1 presents the predicative particles of Sanzhi. They are enclitics because they
cannot form their own phonological word. They always need a host to which they attach,
but unlike suffixes they can be added to various parts of speech or phrase types, that is,
to verbs, but also to nominals (noun phrases), adjectives, or adverbs.
Due to this freedom in host selection they can be used in term focus constructions
(§27.3.2). However, most commonly they occur in the position in which auxiliary verbs
(e.g. auxiliaries expressing aspect or modality) occur, namely following the lexical verb.
In copula clauses they are normally attached to the head of the predicate (§22.2). They
partially express verbal categories such as person or tense, but they are not verbs them-
selves.
Sumbatova & Mutalov (2003: 138–140) and Sumbatova & Lander (2014: 153–163) in-
clude in their list of predicative particles three more items: the standard copula, the
negative copula, and locational/existential copulas. For Sanzhi these are the copula ca-b
(§16.1), the locational copulas le-b, te-b, k’e-b, and χe-b (§16.2), and the negative copula
(b-)akːʷ- in its present tense and past tense forms. However, I consider these copulas to
be verbs with defective paradigms that overlap in their functions with the predicative
particles because they also occur in copula clauses and analytic verb forms, but they
diverge from the enclitics in Table 9.1 in a number of ways.
First, they are not genuine enclitics; they can occur on their own without a host and
can form their own clause, though some of them may also be used in the form of enclitics.
Second, they express far more verbal categories than the predicative particles. The neg-
ative copula shares a great number of inflectional forms with standard verbs (e.g. it can
inflect for habitual present and habitual past, masdar, etc.). The copula and the locational
copulas have the same gender/number agreement affix as other verbs (even though all
other verbs have gender/number prefixes and not suffixes). They convey present time
reference, third person agreement, and are specified for affirmative polarity. Third, the
predicative particles can be attached to the copula and to the locational copulas, includ-
ing those particles that express verbal categories (i.e. the person enclitics and the past
162
9.1 Predicative particles
tense enclitic), so that all copulas can express first and second person agreement or past
tense (5), but the person enclitics and the past tense enclitic strictly exclude each other.
The predicative particles can be divided into two groups. The first consists of the
enclitics that express categories, which are most commonly marked on the verb (person
enclitics =da and =de and the past tense enclitic =de), and the second group are the
pragmatic markers (modal particle, interrogative particles). The two groups differ in their
properties:
Predicative particles of the two groups can co-occur with each other (1), (2); the verby
particles always precede the pragmatic particles, and (most) other discourse particles.
This means that the interrogative markers and the modal enclitic normally occur to-
gether with a person enclitic, the past enclitic or some kind of copula, and their function
is primarily pragmatic (e.g. to convey a certain modal meaning or interrogative illocu-
tionary force) and syntactic (for the interrogative markers).
163
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
There are two types of clauses that may require the use of a predicative particle instead
of a copula or another type of auxiliary verb. The first type is copula clauses (§22.2) and
the second type is main clauses with analytic tense forms (Chapter 14). Thus, person
enclitics and the past enclitic in the sentences in (3–5) cannot be replaced by copulas
or other auxiliary verbs without changing the semantics of the clause or verb form or
even making the sentence ungrammatical. The copula can be added to the clauses (3a),
(3b) without noticeably altering the semantics or pragmatics of the sentences, but not to
(4a), (4b). An example is provided in (5). This means that in the analytic verb forms the
copula can never co-occur with the person markers or with the past tense enclitic.
164
9.1 Predicative particles
In clauses with third person agreement controllers the copula is normally used (6),
(9). However, it can be omitted when the pragmatic predicative particles are used if the
concomitant pragmatic meaning needs to be conveyed (7a), (7b) or if the speaker wants
to utter a question (7c), (7d).
It is always possible to add the copula. Thus, the following two examples show copula
clauses and analytic verb forms with copulas and additional predicative particles. In (10)
the negative copula together with the modal particle and the affirmative copula with the
indirecet question marker encliticized to it are used.
165
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
Without the predicative particles (or a copula or another type of suitable auxiliary)
the copula clauses would be ungrammatical:
(11) * du ustːa
1sg master
(Intended meaning: ‘I am a master.’) (E)
(12) * u ustːa=w?
2sg master
(Intended meaning: ‘Are you a master?’) (E)
(13) * ij, ča iž?
this who this
(Intended meaning: ‘This, who is it?’) (E)
Clauses with analytic verb forms are not ungrammatical, but they can only be used as
subordinate clauses because of the non-finite verb forms (14).
9.2 Conjunctions
Sanzhi does not have native conjunctions, and this is typical for East Caucasian lan-
guages. The main way of conjoining phrases is the use of the additive enclitic (§9.4.1),
and at the clause level converbs are employed (§25.1). However, there are a number of
borrowed conjunctions whose use varies.
The monosyndetic conjunction wa ‘and’ occurs only in translated texts. The disjunc-
tive particle ja … ja ‘or’, ‘and’, ‘either … or’, ‘neither … nor’ mostly occurs in the dis-
junction of clauses (15) or more rarely of phrases (16). Usually both disjunctions are in-
troduced by ja. However, sometimes there is only one clearly identifiable disjunction
member in which ja occurs, and in such examples ja can also function as a conjunction
(17). The complex form ja=ra (or=add) is used as well (16). See §26.1 and §26.2.4 for more
information on the disjunction of phrases and clauses and their syntactic properties.
166
9.2 Conjunctions
The conjunction amma ‘but’ introduces adversative clauses. Usually these clauses re-
fer to situations that are contrasted with earlier mentioned events and the conjunction
occurs in clause-initial position rather than between two clauses (20), but it can also be
used like a normal clause conjunction between two main clauses (18) or very rarely at
the end of the clause (19).
(20) [topic switch to back to the previous topic, namely the price of flour]
amma urek darš-li-j, urek darš-li-j wahi-l akːu
but six hundred-obl-dat six hundred-obl-dat bad-advz cop.neg
garam=ra
gram=add
‘But for 600, for 600, that is not bad at all.’
The subordinating conjunction raχle ‘if’ is a native item with the morphological struc-
ture of an adverbial derived by means of the adverbializing suffix -le (compare raχ-raχle
‘sometimes’). It introduces conditional clauses (21). Because Sanzhi has specialized con-
ditionals for this function, raχle always co-occurs with one of the conditional forms
167
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
(Chapter 18.3). The use of raχle is optional, whereas the conditional forms are manda-
tory. There is another borrowed conjunction with a similar meaning, egena (< Persian
eger ‘if’), which occurs only in translated or elicited clauses.
Sanzhi also has a couple of conjunctions borrowed from Russian: i ‘and’, a ‘and, but’,
no ‘but’, and ili ‘or’ (see Forker (2018c) for code switching between Sanzhi and Russian).
Among them, i and a are very frequently used by speakers of all ages in various types
of texts, most often to conjoin stretches of discourse (not necessarily sentences) in the
case of i. The conjunction a is used to mark a switch of the discourse topic (23), (24). In
addition, they coordinate clauses, but do not conjoin phrases, since in this function =ra
is used (§26.1).
The Russian disjunction ili ‘or’ conjoins disjunctive clauses (see §26.2.4 for examples).
Furthermore, it is employed in clause-initial or clause-final position when expressing
uncertainty together with the indirect question marker (25) or an interrogative particle
(26).
168
9.3 Temporal enclitics
The enclitics are not subordinating conjunctions even if their meaning corresponds to
subordinating conjunctions in other languages, because they do not fulfill the function
of syntactic subordination as genuine subordinating conjunctions or complementizers
would. From a morphosyntactic point of view, they can occur in subordinate clauses
because they are added to non-finite verb forms that are used to function as heads of
subordinate clauses due to their non-finiteness. The enclitics themselves only contribute
to the semantics of those clauses, not to their syntactic properties.
One might argue that the enclitics resemble case markers or postpositions, but in con-
trast to the former they are not added to oblique stem forms, and in contrast to the latter
they do not govern any cases. They have phrases in their scope and they are normally
encliticized to the head of the phrase that they scope over, e.g., to the noun in a noun
phrase (35), (36), (97). They share this property with the focus-sensitive particles such as
the additive and the modal particles (§9.4). In the following, I will describe the functions
of the two enclitics in more detail, concentrating on the uses with non-verbal hosts.
The particle =qːel(la), of which the short form is used more often than the long form, is
encliticized to the preterite and modal participle and to the negative copula (usually in its
participial form), and expresses temporal simultaneity (28) and occasionally anteriority
or causality.
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9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
enclitic is attached to demonstrative pronouns yielding the deictic meaning ‘at that time,
then’, which transparently derives from the meaning of the demonstrative and the mean-
ing of the enclitic (29). As can be seen in example (30), the enclitic can be preceded by the
additive, which indicates that it is not a derivational suffix that forms temporal adver-
bials, but rather a syntactically independent item that scopes over the entire combination
of demonstrative and additive.
(29) socijalizma=de het=qːella, het=qːella het=qːella het=ʁuna parjadok
socialism=pst that=when that=when that=when that=eq order
le-b=de hetːu-b
exist-n=pst there-n
‘Socialism was at that time, order (tidiness) like this was at that time there.’
(30) it=ra=qːel ca ʁuna=w?
that=add=when one eq=q
‘(Is it) that time also one and the same (shirt)?’
More rarely the enclitic appears on nominals with and without additional case mark-
ers (31), and also yields the meaning ‘when’. For instance, a noun denoting a profession
to which =qːella is added is interpreted as ‘when performing the relevant profession’; a
noun denoting a location plus =qːella leads to the meaning ‘when being in that location’
(31). Furthermore, the interrogative adverb ceqːel ‘when’ can diachronically be analyzed
as ce ‘what’ and =qːel, and the indefinite pronouns ca=qːel and ca-ca=qːel ‘sometimes,
from time to time’ as ca ‘one’ plus =qːel.
(31) cellij akːu=n tusnaq-le-w=qːella qihin-ne ca-b
why cop.neg=prt prison-loc-m=when difficult-advz cop-n
‘Because when (you are) in prison it is difficult.’
(32) guna=qːel ca-b hel-itːe daˁʡle b-arq’-ib qal
warm=when cop-n that-advz as n-do.pfv-pret house
‘When it is warm (i.e. in warm places) the houses are built like this.’
The enclitic =sat/=satːin/=satːinna occurs in three different variants that are function-
ally equivalent, but differ in their frequency of use. It originates from the postposition
sa ‘in front, ago’. When it is used with the infinitive/subjunctive the meaning is ‘before,
until’ (33), i.e. temporal posteriority, which corresponds to the meaning of the postpo-
sition from which it is derived. When the enclitic occurs with the modal participle the
meaning is ‘as much as, as long as’ (34). More examples can be found in §18.2.3.
(33) du sa-jʁ-ij=satːinna, r-ebč’-ib-le=de aba
1sg hither-come.m.pfv-inf=until f-die.pfv-pret-cvb=pst mother
‘Until (before) I came my mother died.’
(34) uf b-ik’-ul b-aʔ-axː-ib b-irχ-an=satːinna
blow n-say.ipfv-icvb n-begin-put.pfv-pret n-be.able.ipfv-ptcp=as.much
‘(The wind) began to blow as strong as it could’
170
9.4 Discourse and modal enclitics
The latter meaning is also attested when the enclitic follows nouns (35), (36). As both
examples prove, the enclitic is directly attached to the stem (after plural suffixes) without
additional case marking and therefore does not qualify as a spatial case. Furthermore, it
has the entire noun phrase in its scope.
(35) [gde.to wer darš]=sat sːurrat ha-jt’-un=da, hana
somewhere seven hundred=as.much picture up-take.away.pfv-pret=1 now
ag-ur=qːel
go.pfv-pret=when
‘Around as many as 700 pictures I made when we went (there) now.’
(36) du ħaˁsrat-le b-at-ur-te, [nuˁq-b-a-lla
1sg passion-advz hpl-let.pfv-pret-dd.pl hand-pl-obl-gen
t’upː-e]=sat=de
finger-pl=as.much=pst
‘The ones that I left in passion (i.e. that fell in love with me), (they) were as much
as the hand’s fingers.’
Finally, the enclitic can be added to demonstrative pronouns and forms manner
demonstrative pronouns that are used in comparison ‘like this, like that, such’:
(37) hel=sat χːula r-eʁ-ib-le r-už-ib-le hel rucːi
that=as.much big f-go.pfv-pret-cvb f-be-pret-cvb that sister
‘(From her small finger he pulled out his parents), so big was his sister.’
1. simple bisyndetic and emphatic conjunction of phrases, usually noun phrases (but
not of clauses) (see §26.1 on noun phrase coordination).
2. additive and scalar additive function (comparable to English ‘also’, ‘too’, ‘as well’,
and ‘even’), that is, used as focus-sensitive particle that associates with an element
of the proposition in which it occurs and indicates that what is said about this
element also holds for an alternative (39). In Sanzhi, the scalar additive function is
particularly frequent in negative clauses, and when the additive is encliticized to
hati ‘more’ (40).
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9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
4. adverbial conjunction ‘and then’: the additive introduces a clause that is part of a
stretch of connected discourse.
172
9.4 Discourse and modal enclitics
Example (47) was uttered when the speaker was talking about an event in which
Hamid was involved and supposes that the addressee knows Hamid, which is the case.
The addressee is sometimes implicitly or explicitly asked to agree with the speaker
(48). In (49) the speaker criticizes the use of the Russian verb sabrat ‘gather, collect’
instead of a native term and invites the hearer to agree with her and to remember the
Sanzhi word.
173
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
174
9.4 Discourse and modal enclitics
More generally, =q’ar signals contrast between the utterance in which it occurs and
some other utterance or previously discussed issues, i.e., it marks contrastive topical-
ization (‘and as for X, P’). For example, in (55) the speaker contrasts the behavior of a
person after he had been in prison with his behavior before he went to prison, when he
never refused a drink with his friends. Similarly, (56) exemplifies a parallel structure of
two clauses that immediately follow each other and contain contrasting propositions.
Similarly to =q’al as described above, the enclitic =q’ar is also used as an actualizing
modal particle that relates the utterance to the argumentative background and in this
175
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
way indicates what is assumed to be common ground. In other words, it signals what
the speaker assumes to be known by the hearer. For instance, (57) is from a narrative
about some people who stole money during the absence of the main character and his
wife. The speaker stresses the fact that it is clear to everyone that the people knew the
times of the day when nobody was at home and when the wife was supposed to come
home again. And (58) describes the place close to Sanzhi where there are old paintings
on rocks that are still visible, although they are assumed to have been made thousands
of years ago, and what the speaker says is a fact known to every Sanzhi person.
Such clauses can also have second or third person subjects, but again they warn that
soon something will happen that is of importance for the addressee (60).
The enclitic is part of the phrase celij akːu=n (why cop.neg=prt) with the meaning
‘because’. It introduces clauses that deliver an important explanation that the speaker
wants the addressee to pay attention to (61).
176
9.4 Discourse and modal enclitics
177
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
The particle arrah ‘at least’ is used in commands (69), irrealis conditional clauses, and
negative clauses together with the quantifier ca ‘on’ with a scalar additive meaning (70).
It mostly occurs following nominals and then has scope over the nominals, but it can
also scope over verbal predicates. In the latter case, it is possible to insert the particle
between the locational and the deixis/gravitation preverbs. For instance, in (71) the verb
is prefixed with the locational preverb či- and the particle follows it. This preverb is
a lexicalized part of the verb ‘see’ because the root almost never occurs without the
preverb, and thus the particle is inserted into a verbal stem.
There is an emphatic enclitic =le, which, however, occurs only twice in the corpus, and
speakers do not have clear intuitions about its meaning, making it difficult to analyze in
detail. These are the two examples:
178
9.5 Pause fillers, address particles, exclamatives, and interjections
And there is another enclitic =k’u that is also roughly described as emphatic or modal.
Like the two modal enclitics =q’al and =q’ar it is usually translated by že or ved’ into
Russian. The enclitic is also used for the formation of specific indefinite pronouns (§4.6.1).
In the corpus, there are three occurrences of the emphatic/modal use, of which two are
given here:
Interrogative markers for polar questions (§28.1), content questions (§28.2), and em-
bedded questions (§28.4) also play a role in the information structure of utterances and
are analyzed in separate sections.
(76) r-už-e=ri!
f-be-imp=prt
‘Calm down!’
(77) hel-itːe ma-b-urc-itːa=kːʷa paʔuk!
that-advz proh-n-keep.ipfv-proh.sg=prt spider
‘Do not keep the spider like this!’
179
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
(78) c’il heba Sanijat-li-cːe, “ma, ha, ma=kːʷa” haʔ-ib=da, “at heštːi!”
then then Sanijat-obl-in take uh take=prt say.pfv-pret=1 2sg.dat these
‘Then I said to Sanijat, “Hey, take, these are for you!”’
(79) ha ce=de=kːʷa?
uh what=pst=prt
‘Uh, what was it (that I wanted to say)?’
The genitive reflexive pronouns cinna (singular) and čula function as pause fillers.
The same has been reported for the neighboring Dargwa variety Icari (Sumbatova &
Mutalov 2003: 187, fn. 107). It seems that the singular pronoun occurs when the subject-
like argument is singular (80), (81), and the plural pronoun when it is plural (82). The
full paradigms of the reflexive pronouns are listed in §4.3 and their use in reflexive con-
structions is analyzed in §29.1.
It is not always easy to identify the pause fillers because often the reflexive pronouns
can be interpreted as possessive pronouns with an omitted head noun. For instance,
example (82) refers to a picture showing plants or roots that grow in the earth and the
reflexive čula could serve as a pronoun in a phrase like ‘their (plants)’.
Common address particles are (83). Some examples are given in (84–86).
180
9.5 Pause fillers, address particles, exclamatives, and interjections
181
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
182
9.6 Cross-categorical suffixes
The greeting phrase used among men is the traditional Arabic phrase as-salam ʡaˁlay-
kum. Other greetings are given in (97), (98). The first is used for greeting women, for
example when they are sitting in front of their house because with women the Arabic
phrase or its shorter form salam is not used. The phrase in (98) is uttered at night when
leaving or going to bed, but not when greeting people at night.
(97) ka-d-iž-ib-le=da=w
down-1/2pl-sit.pfv-pret=cvb=1=q
‘Hello!’ (lit. ‘Are you (pl.) sitting?’)
(98) dučːi ʡaˁħ d-iχʷ-ab!
night good npl-be.pfv-opt.3
‘Good night!’
With outsiders, especially when they are female, Russian salutations are used (e.g.
zdrastvujte ‘hello’, dobryj den’ ‘good day’).
183
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
this section. However, there are small functional differences between both suffixes -ce
and -te that will be pointed out whenever relevant.
The suffix -ce is added to:
• adjectives (99–104)
• various verb forms occurring in certain types of complement clauses (e.g. infinitive,
participles, copulas) and relative clauses (preterite or modal participle) and very
rarely to the negative copula when it is used as expressing the meaning ‘without’;
this includes the ‘experiential’ verb forms (105–113)
• nominals inflected for the genitive case (noun, pronouns etc.) (114)
• expressions with spatial meaning that are inflected for the essive case, in particular
adverbials, postpositions, nouns, pronouns (115), (116)
The core function of the suffix can be described as forming definite descriptions that
describe the referent via its location, its qualities, or its possessor:
• reference through location: the one that is located in/at/under/... X (when used on
spatial expressions)
• reference through qualities and more general characteristics: the one that is X/the
one that lacks X (when used on adjectives and relative clauses)
• reference through possessors: the one that belongs to X (when used on genitives)
When the referent is in the singular, -ce is used; when it is plural, -te is used. The
descriptions can be used as referring expressions that function as phrasal or clausal ar-
guments, predicates or detached topicalized items, etc. Based on the core function, the
use of the suffix has further extended such that it is also optionally found on attributes
such as adjectives and relative clauses that modify nominals. In the following, I will ex-
plain my approach by going systematically through the parts of speech listed above and
the contexts of use.
First and foremost the suffix -ce is found on adjectives. In my corpus, this usage ex-
ceeds all other uses. The suffix can optionally be added to adjectives in attributive func-
tion without leading to any noticeable semantic difference (99). As the same example
shows, it can be added to adjectives with gender agreement prefixes and those lacking
gender agreement prefixes. If the head noun is preceded by more than one adjective, all
adjectives preceding it can but not need bear the attributive suffix.
(99) b-uqen t’alim / b-uqen-ce t’alim
n-long rope / n-long-dd.sg rope
‘a long rope’ (E)
(100) žahil qːuʁa rursːi
young beautiful girl
‘a young, beautiful girl’ (E)
184
9.6 Cross-categorical suffixes
In order for adjectives to be used as predicates (102) or nominals (104) the suffix is
obligatorily added, and this rule includes Russian loan words as well (103). Adjectives
that bear the suffix -ce are referential nominals and thus can occur in a position detached
from the noun even if they semantically rather seem to function as nominal modifiers
(103). Examples such as (103) do not represent discontinuous noun phrases. The adjective
is rather an independent referential constituent that occurs to the right of the clause as
an afterthought. This will be analyzed in more detail in §9.6.1.2 below.
Adjectives (and other items) bearing the suffix can take case suffixes after the oblique
stem suffix -li has been added (104). In the plural, -te is replaced by -ta when cases are
added (in the same way as for nouns that make use of the plural suffix -te).
Second, the suffix appears on participles (modal and preterite participle) that form
relative clauses. Its use is optional and relatively rare for relative clauses in the canonical
prenominal position and seems to be preferred for head nouns in the plural and mass
nouns that control plural agreement (in which case -te instead of -ce is used) (106), (107).
For head nouns in the singular, the use of the suffix -il is more common than -ce (§9.6.2).
Example (105) is part of a translation of the famous fable ‘The North Wind and the Sun’.
Example (106) comes from the translation of a Standard Dargwa folktale.
185
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
The use of -ce becomes obligatory when relative clauses with the preterite participle
occur in a position after or detached from the noun that they semantically belong to (108)
or when they are used without a head (109), (110). In other words, relative clauses that
do not function as attributes but as nominals are marked by -ce.
In the function of marking relative clauses the suffix in principle competes with -il
(§9.6.2 below), but we find a clear distribution. The suffix -ce can only be used with
singular referents (105), (109), but its use is relatively rare and -il is normally used instead.
By contrast, in the plural -il cannot be used and only -te is available (106), (108), and (110).
Relative clauses are not the only types of clauses that can be turned into referential
definite descriptions by means of -ce. Factual complement clauses with matrix verbs
denoting emotions, cognition as well as evaluative predicates can also be marked by the
preterite participle and -ce (as an alternative to, e.g., the masdar suffix) (§24.2.3). This use
is straightforward: a fact is expressed as a proposition by means of -ce, i.e., as a definite
description, and can then be used in argument position. In this function, the use of -te is
not allowed.
186
9.6 Cross-categorical suffixes
Similarly, -ce (but not -te) can be added to the infinitive and used as the complement of
the copula in existential clauses (113). The infinitive + -ce combinations of the verbs ‘eat’
and ‘drink’ have been lexicalized as nouns, e.g. b-erkʷ-ij-ce ‘food’ (n-eat.pfv-inf-dd.sg).
There is one more context in which the suffix is used on verbs, namely for the forma-
tion of the analytic verb forms called “experiential” in this grammar. These verb forms
consist of the preterite participle plus -ce (or -il) and a copula, and have perfect-like se-
mantics. They are predominantly used when speakers talk about their own experiences
and about situations they were personally involved in (§14.2.6 and §14.2.7). The semantic
contribution of the suffix -ce to these verb forms is unclear to me, but their syntactic im-
pact is obvious. The experiential tenses are close to forming a clause union or biclausal
structure, i.e., the participle with -ce functions like a headless relative clause.
Third, the suffix can be added to nominals that are marked for the genitive case (114)
or for the essive case (115) and also to spatial adverbs and postpositions that are inflected
for the essive case (116). Thus, in (116) the suffix has the entire postpositional phrase in
its scope. As with the adjectives and the relative clauses, the so-formed constituents are
definite descriptions that function as attributes of nouns or are referentially independent.
The difference between modifiers or adjuncts bearing -ce and those not bearing -ce can
be illustrated by the following minimal pair. The first sentence has two interpretations,
one in which the noun with the spatial case suffix modifies the whole clause, and another
one in which it modifies only the following noun phrase. By contrast, if the suffix -ce is
added to the noun with the spatial case, only the second interpretation is available.
187
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
9.6.1.2 Analyzing the suffix -ce and its cognates in other Dargwa languages
Cognates of Sanzhi -ce are found in most if not all Dargwa languages (e.g. -ci in Standard
Dargwa and Icari Dargwa, -se in Tanti Dargwa, -ze in Chirag Dargwa). In the literature,
they have mostly been analyzed with respect to their occurrence on adjectives. Thus, ad-
jectives have been divided into ‘short adjectives’ without the suffix and ‘long adjectives’
that bear the suffix.
In grammars of Standard Dargwa, the short adjectives are said to be more archaic
and basically only used in poetry and other types of fictional literature as expressive
means to describe emotions and feelings (van den Berg 2001: 26); (Abdullaev et al. 2014:
207–208). According to the latter grammar, adjectives with gender prefixes do not have
a short form. This is in plain contrast to Sanzhi Dargwa, where they have a short form,
e.g. ca b-uqen q’aˁli (one n-long branch) ‘one long branch’. Furthermore, in Sanzhi short
adjectives are at least as common as adjectives with the attributive suffix, if not more
common.
Lander (2014) (see also Sumbatova & Lander 2014) describes short adjectives in Tanti
Dargwa as formally and functionally marked and opposed to the unmarked long adjec-
tives bearing the suffix -se (the cognate of Sanzhi -ce) because the former are rarely used
and are restricted in their distribution. By contrast, the long adjectives allow for a large
range of constructions. Lander (2014) analyzes them as basically equivalent to relative
clauses. He rejects an analysis of -se as a nominalizer because adjectives to which -se is
suffixed differ in some properties from standard nouns. First, they cannot be modified by
short adjectives. Second, they can modify personal pronouns, indefinite pronouns, and
reflexive pronouns. Third, when case-marked, long adjectives cannot follow the noun as
would be expected for a noun in an appositive construction.
For Sanzhi Dargwa the question of markedness is not fully clear, but if we can apply
this label at all, it is modifiers having the attributive suffix (e.g. ‘long adjectives’) that are
marked, rather than the other way around. First, they are clearly formally marked by the
suffix. Second, they seem to be slightly less common than short adjectives, can occur in
positions that most nominal modifiers cannot occur in, and occasionally have marked,
contrastive semantics that is absent from unmarked modifiers (see the discussion below).
Furthermore, when occurring outside of their canonical position, they are syntactically
not part of the noun phrase to which they semantically belong. This becomes apparent
when the head noun of the noun phrase appears in a case other than the unmarked
188
9.6 Cross-categorical suffixes
absolutive. In such a case, the full adjective can only follow a noun when it is also case-
marked and interpreted as forming its own phrase. In other words, it is nominalized
and takes an argument or adjunct position in the clause (119), (120). A similar behavior
is observed with floating quantifiers, which are also syntactically not part of the noun
phrase (see §21.1.3).
This behavior points again towards an analysis of the attributive suffix as a nominal-
ization marker. If nouns bearing attributive suffixes are nominalized, we can opt for an
analysis in terms of appositional constructions. In appositional constructions, the head
noun is modified by one (or occasionally more than one) noun preceding it. Case mark-
ing occurs only once, namely on the head noun (122). It cannot occur on the modifier,
be it a full adjective or an appositive noun.
189
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
A similar analysis has been proposed in the Icari Dargwa grammar: adjectives and
other words bearing -ci/-ti are analyzed as free attributes alongside cardinal numerals,
other derived adjectives and some other words. Sumbatova & Mutalov (2003: 48, 129)
claim that “free attributes and nouns could probably be considered to form a single syn-
tactic class (nouns). The main difference is that free attributes are much more common
in the attributive position than nouns.” Furthermore, free attributes “usually stress the
restrictive character of the attribute or even imply contrastive emphasis on the attribute.”
This characterization fits well the Sanzhi data. Modifiers bearing the attributive suffixes
can have a contrastive reading, but this reading is normally due to their position (e.g.
after the noun) and is not part of the meaning of the suffixes. The suffix just makes it
morphosyntactically possible for the modifier to follow the head. For instance, the follow-
ing elicited example refers to a situation in which large and small plates are contrasted,
but the translation of the sentence contains only one occurrence of the attributive suffix
on the second adjective, because it occurs without a head noun. This means that the use
of the attributive suffix has a purely morphosyntactic explanation.
(124) h-asː-a χːula waq, kʷi-r ka-b-ix-a
up-take.pfv-imp big plate in.the.hands-abl down-n-throw.pfv-imp
nik’a-ce!
small-dd.sg
‘Take the large plate, put away the small one!’ (E)
Modifiers with -ce can precede pronouns and occur on non-restrictive relative clauses
(125), which also demonstrates that they do not convey contrastive or restrictive seman-
tics. For example, (126) does not imply that the speaker has another mother who is not
old.
(125) [uniwersitet ha-b-erχː-aq-ur-ce] at ʡaˁħ ʡaˁči
university up-n-fulfill.pfv-caus-pret-dd.sg 2sg.dat good work
b-irk-u
n-occur.ipfv-prs
‘You who has finished the university will get a good job.’ (E)
(126) di-la r-uqna-ce aba na ixʷbel=ra qili-r tːura
1sg-gen f-old-dd.sg mother already long.ago=add home-abl outside
a-r-ax-u
neg-f-go-prs
‘My old mother already since long ago does not leave the house.’ (E)
However, if they modify personal names the interpretation is normally contrastive.
For instance, the use of a noun phrase such as (127) implies that there is another person
called Murad who is not good.
(127) ʡaˁħ-ce Murad
good-dd.sg Murad
‘the good Murad’ OR ‘the Murad who is good’ (E)
190
9.6 Cross-categorical suffixes
I finish this section with a final comment. During a guest lecture at the University of
Potsdam the audience suggested that -ce bears some similarity to quantifiers. It might
serve to express number similar to what we observe in English the red one, and resembles
indefinite pronouns such as some. In fact, -ce is homophonous with the interrogative pro-
noun ce ‘what’, which can also be used as an indefinite pronoun meaning ‘something’.
The similarity is also attested in other Dargwa languages, e.g. Tanti (-se and se ‘what’).
As already mentioned, the plural marker -te is identical to one of the normal plural suf-
fixes for nouns, and becomes -ta when further case suffixes are added. This suggests that,
in contrast to -ce, the suffix -te is morphologically complex, and -ce and -te are not di-
achronically related, but go back to different sources. From this it naturally follows that
-ce and -te do not have to have identical distributions. Following this suggestion, items
bearing -ce could be analyzed as quantificational expressions rather than as referring ex-
pressions. However, further research is needed in order to test this and other proposals
and to reach a full account of -ce, -te (and -il).
191
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
192
9.6 Cross-categorical suffixes
is facilitated for the hearer (135). The referential attributes are often co-referenced by
nominals in the clause, as in the following two examples:
In the next example (136) the referential attributes form topicalized noun phrases that
are preceding the clause and are not co-referenced in the clause.
The verb forms to which -il is added are able to take case markers (preceded by the
oblique suffix -li) and then they function as referring expressions like nominals, i.e., as
headless relative clauses (137–139) (see also §18.1.2.3 and §23.4). The other items that take
-il, i.e. the spatial expressions in the essive case, are not further inflected. For example, the
form χe-w-il-la in (137) functions as possessor marked by the genitive, and the possessum
is the clause-initial noun kep-dex.
193
9 Predicative particles and other particles, conjunctions, and cross-categorical suffixes
194
9.6 Cross-categorical suffixes
• The suffix -il shares with -ce the restriction to singular referents and thus partially
competes with it. It is primarily used in relative clauses where its use is preferred
over -ce, but also with nominals bearing the essive case. It cannot be used with
adjectives (except for three quantifiers and the formation of ordinal numerals),
nor can it occur in complement clauses.
195
10 Place names and microtoponyms
Tables 10.1 and 10.2 show names for the villages, towns, and districts that are relevant to
the Sanzhi people. The tables first provide the citation form of the place name followed
by the essive case, i.e. the word form that needs to be used when answering the question
Where are you? The last two place names, Druzhba and Makahchkala, morphosyntac-
tically differ from all the others because they represent recent borrowings. In order to
form the essive case they need to employ the locational case suffix -le (§3.4.2.2). The
other place names do not need such an additional spatial case because the place names
have by themselves spatial meaning just like spatial adverbials because this is their de-
fault use. With these older place names it might diachronically be possible to identify
a root morpheme that represents the place name followed by a spatial case suffix, but
synchronically Sanzhi has no spatial cases that consist of a vowel i (the most frequent
word-final segment of the place names in Table 10.1). Other Dargwa varieties such as
Chirag (Ganenkov Submitted), however, have a spatial case expressed by a suffix -i that
functionally resemble the Sanzhi locational case.
The third column contains referential-attributive terms that are semantically related
to the respective places. These terms are formed by adding -(a)n to a root that can be the
place name or some other root related to it. This suffix might be a cognate of the loca-
tive participle suffix -an (§18.1.2.4) and/or the interrogative clauses -an §18.1.2.2. Another
possible cognate is the adjectivizer -(a)n, which is used for the formation of a few adjec-
tives involving compounding with numerals and mostly plural nouns (§5.3). The same
suffix seems to occur in the derivation of the adjective b-urkːa-l-an ‘middle’ from the
postposition b-urkːa ‘between’. In the default case, these terms refer to the inhabitants
of the respective places as the term the English can refer to English people. They are also
used as attributes of head nouns that do not refer to human beings but to their language,
customs, clothes, etc., just like the use of English in the phrase the English language.
Syntactically, the referential attributes in the third column function like other refer-
ential attributes formed by means of the two cross-categorical suffixes -ce and -il (§9.6.1
and §9.6.2). This means that they largely possess the syntactic properties of nouns. They
are used in argument position (6) or as predicates (9). They can also modify nouns as
the last column ‘language’ shows. The constructions in the last column, which resemble
compound nouns a bit (§3.6.3), can probably be analyzed as nominal appositions similar
to the combination of proper names and kinship terms (§21.1.2). Just like with referen-
tial attributes that are marked with -ce, plural formation occurs by means of the most
common plural suffix -te (6).
The fourth column contains terms referring to the ethnic group. These terms are a
kind of mass nouns that trigger human plural agreement like the word χalq’ ‘people’.
The last column contains the terms for the language. Language names contain the word
ʁaj ‘language’, which is preceded by either (i) the singular term for the inhabitants, (ii)
the genitive of the term for the ethnic group, or (iii) the genitive of the place name.
10 Place names and microtoponyms
Table 10.1: Names for villages, towns, and districts, and their inhabitants
As can be seen in Table 10.2, the noun qːatːa forms the essive case by changing the pitch
accent to the final vowel (this is an irregular way to form the locational case; it is also
found with a few other nouns). The noun šːi ‘village’ also has an irregular locational case
form, whereas dubur is regularly inflected for either the loc-series (suffix -le, assimilated
to -re) or the in-series (suffix -cːe). If not specified otherwise, šːi ‘village’ refers to the
village of Sanzhi.
The place names only inflect for directional cases (essive, lative, ablative). As can be
seen when comparing the two columns in Table 10.1, the place names mostly have direc-
tional meaning, i.e. the lative is identical to the place names themselves. Examples are
198
Table 10.2: Generic locations and their inhabitants
place referential
name essive attribute language
canyon qːátːa qːatːá-b qːatːigan(te) —
mountain dubur dubur-t-a-cːe-b / duburlan(te) duburla ʁaj
dubur-re-b
village šːi šːa-b, šːan(te) šːila ʁaj
šːi-l-cːe-b
given in (1–3). In the speech of a few younger speakers (age 30 or younger) I noticed
the use of the loc-series marker with the word sːanži, i.e., they used the explicit mark-
ing sːanži-le instead of sːanži when talking about going to the village (12). This might
be due to Russian influence because Russian place names do not have inherent locative
meaning, but require explicit case marking (in Sanzhi and Russian) as the last two lines
in Tables 10.1 show.
(1) du priziw-li ka-∅-ač’-ib=da urkaraqari
1sg call-erg down-m-come.pfv-pret=1 Urkarakh
‘I (masc.) came to Urkarakh by call.’ (i.e. ‘I was called to Urkarakh.’)
(2) aba čːiħri-r=de cin-na ucːi-li-šːu-r
mother Chakhri-f=pst refl.sg-gen brother-obl-ad-f
‘My mother was in Chakhri, at her brother’s place.’
(3) [There were four ways leading to our village,]
ca ce či-b-il bek’-le-rka, ca uc’ari-rka, ca χudec’a-rka, ca
one what on-n-adjvz head-loc-abl one Itsari-abl one Khuduc-abl one
šaˁrʡaˁ-rka
Shari-abl
‘one through the peak on which there is something, one from Itsari, one from
Khuduc, and one from Shari.’
The referential attributive terms and the terms for the ethnic groups (fourth and fifth
column) inflect like standard nouns, for example sungul ‘Sanzhi people’, ergative sungul-
li, genitive sungul-la/sungli-la, dative sungul-li-j, and sunglante ‘Sanzhi villagers’, erga-
tive sunglan-t-a-l, genitive sunglan-t-a-la, and so on.
(4) tːura ka-b-uq-un-ne li<b>il=ra sungul
outside down-hpl-go.pfv-pret-cvb all<hpl>=add Sanzhi.people
‘All Sanzhi people came out (of their houses).’
(5) er d-ik’-ul=da: uc’ri-la šːi
look 1/2pl-look.at.ipfv-icvb=1 Itsari-gen village
‘We are looking: the village of Itsari.’
199
10 Place names and microtoponyms
200
Some microtoponyms can be found in Table 10.4. The first column provides the cita-
tion form of the name and the second column the essive case form (all other spatial cases
are formed accordingly). The second column shows that the essive forms are sometimes
transparently built from the loc-series (-le) and in one case from the ad-series (-šːu)
(10). All terms for microtoponyms do not contain morphemes that synchronically can be
identified as spatial case suffixes (11). The third column provides explanations for those
place names for which I was able to find one. Unfortunately not all place names are still
remembered after more than 50 years since Sanzhi people resettled from their original
village to the lowlands.
Table 10.4: Microtoponyms
201
Part III
Verbal morphology
11 General remarks on verbal
morphology
The morphosyntactic categories of verbs in Sanzhi are person, gender, number, polarity,
tense, mood, aspect, evidentiality, and voice. This chapter provides an overview of the
formal make-up of simple verb stems (§11.2) and the general morpheme template of verbs
in Sanzhi (§11.5), the formal means of expressing gender/number and person agreement
(§11.3, §11.4), spatial preverbs and their meanings (§11.6), and polarity (§11.7) since these
categories are largely independent of the TAME forms and voice. It concludes with an
overview of the morphophonological processes that affect the formation and inflection
of verbs (§11.8).
• underived stems
• derived verbs (using spatial preverbs, causativization)
• compound verbs
There are comparably few simple verbal stems that can be used and are actually used
without having undergone additional derivational or compositional operations. Most of
the verbs are morphologically complex, either making use of one or more derivational
affixes, and/or being compounds.
Examples of simple underived stems (including gender prefixes) are:
(1) a. b-isː- (ipfv)/b-asː- (pfv) ‘take, buy’
b. b-uq’- (ipfv)/b-elq’- (pfv) ‘grind, mill’
c. b-isː- ‘cry’
d. b-ilʡ- (ipfv)/b-iʡ- (pfv) ‘steal’
e. b-alχ- (ipfv)/b-aχ- (pfv) ‘know’
The derived verbs contain spatial preverbs (§11.6) and/or the causative suffix (§12.1).
The compound verbs are of various types:
11 General remarks on verbal morphology
• light verb compounds with intransitive auxiliaries such as, e.g. b-ik’ʷ- ‘say, move’
and b-iχʷ-/b-irχʷ- ‘be, become, can’, and transitive auxiliaries such as b-irq’-/b-arq’-
‘do, make’ and aʁ- ‘do’ (§12.2)
• compound verbs containing an invariant bound morpheme from a closed class (i.e.
non-spatial preverbs) (§12.2.5)
• compound verbs that have the morphosyntactic behavior of phrases (§12.2.2)
This chapter includes only information on spatial preverbs §11.6, because they form a
closed class and mostly are in a particularly tight connection with the verbal root, which
clearly differentiates them from non-spatial preverbs and other items used in verbal com-
pounding. Causativization and compounding are treated in a separate chapter on verb
formation (Chapter 12).
206
11.2 The structure of underived verbal stems
two different aspectual stems are cognates that seem to be derived one from the other,
but there is no unique direction of derivation. They can be distinguished on the basis of
stem vowels, infix-like segments from a closed class of phonemes (only r and l), and the
presence or absence of a gender agreement prefix.
In the following, I will briefly describe all patterns that can be identified and provide
examples for them. Since there are verbs that are only used together with preverbs or
other bound morphemes, the verbs given as examples will be morphologically simple
and complex. The structure of complex verbs is indicated by dots and - for morpheme
boundaries, and the verbs are given with the gender agreement prefix b- (except for the
verbs that have a fixed agreement prefix).
207
11 General remarks on verbal morphology
a
(qum.a.art- when negated)
208
11.2 The structure of underived verbal stems
209
11 General remarks on verbal morphology
210
11.2 The structure of underived verbal stems
211
11 General remarks on verbal morphology
11.2.7 Verbs with only one aspectual stem and other morphologically
exceptional verbs
There are a number of defective verbs that lack the second member of the aspectual pair
and only have one stem (Table 11.7). This single stem inflects for the verb forms that are
normally only or at least predominantly formed from the imperfective stem (e.g. imper-
fective converb, modal participle, prohibitive) as well as for verb forms that are normally
only or at least predominantly formed from the perfective stem (e.g. preterite, perfective
converb, imperative). In the following, I will simply call these verb forms perfective and
imperfective TAM forms.
There are a few exceptional verbs that have restricted possibilities for inflection. These
verbs are:
b-ikː- ‘want, love, like’ Inflectional forms available are the imperfective converb (b-ikː-ul),
the modal participle (b-ikː-an), the habitual present in the third person used with
third-person experiencers (b-ikː-u), another habitual present form that formally
corresponds to a third person but can only be used with first person experiencers
in assertions and second person experiencers in questions (b-ikː-ar), another word
form that contains the suffix of the habitual past (b-ikː-i) but has the same mean-
ing and distribution as the form just described, and one word form that formally
corresponds to the habitual past, but expresses irrealis modality and is only used
with first person experiencers (b-ikː-adi) (§13.2). Only the derived causative of this
verb (b-ičː-aq-) can regularly be inflected for TAM forms such as the preterite (per-
fective converb), the imperative, and the infinitive that otherwise predominantly
occur with perfective verb forms.
Inflectional forms available are the perfective converb (určː-ib), the imper-
určː- ‘fit, suit’
ative (určː-e!), the prohibitive (ma-určː-ut!), but no other verb forms, e.g., no infini-
tive, no imperfective converb, no modal participle.
b-uˁq’- ‘go’ Inflectional forms available are the infinitive (b-uˁq’-ij), the imperative (e.g.
the form used for feminine singular addressees r-uˁq’-en or r-uˁq’-aˁn! with no
difference in meaning; masculine singular uˁq’-en/uˁq’-aˁn!, etc.), the prohibitive,
(maˁ-q’-aˁt (sg), maˁ-q’aˁtːaja! (pl)), the masdar (b-uˁq’-ni), and the modal inter-
rogative (r-uˁq’-ide(l)), whereby the prohibitive form omits the gender prefix. The
verb can take the three deictic preverbs sa-, ha, and ka-, in which case the gen-
der agreement prefix is left out. The resulting verb forms saˁq’-, haˁq’-, and kaˁq’-
only inflect for the prohibitive (e.g. sa-maˁ-q’-aˁt in the singular, sa-maˁ-q’-aˁtːaja
in the plural), the imperfective converb (e.g. saˁq’-uˁnne) and the modal participle
(saˁq’-aˁn).
212
11.2 The structure of underived verbal stems
Table 11.7: Stems inflecting for all TAM forms (imperfective and perfective)
preterite,
verb translation imperfective converb
b-ax- (x > š) ‘go’ b-aš-ib, b-ax-ul
b-ibxː- (xː > šː) ‘escape’ b-ibšː-ib, b-ibxː-ul
b-irʡ- ‘betray’ b-irʡ-ib, b-irʡ-uˁl
b-isː- ‘cry’ b-isː-ib, b-isː-ul
b-iχː- ‘guard, beware, care for’ b-iχː-ib, b-iχː-uˁl
b-iχː- ‘believe’ b-iχː-ib, d-iχː-uˁl
b-ucː- ‘work’ b-uc-ib, b-uc-ul
b-ug- (g > ž) ‘remain, stay, be’ b-už-ib, b-ug-ul
b-uk- (k > č) ‘lead, gather’ (people or animals, b-uč-ib, b-uk-ul
not objects)
b-uk’- ‘leak, flow out’ b-uk’-un, b-uk’-unne
b-ukː- ‘itch’ b-ukː-un, b-ukː-unne
b-ulkː- ‘beg, plead’ b-ulkː-un, b-ulkː-unne
b-umʡ- ‘romp around, frolic, have fun, b-umʡ-uˁn, b-umʡ-uˁnne
play around’
b-urʁ- ‘throw oneself, rush, attack’ b-urʁ-ib, b-urʁ-ul
b-urs- ‘tell’ b-urs-ib, b-urs-ul
b-urž- ‘strain oneself’ b-urž-ib, b-urž-ul
bus- ‘rain, snow’ bus-ib, bus-ul
či-karχʷ- ‘(en)wrap, cover, coat’ či-karχ-ur, či-karχ-ul
(gu-)lik’- ‘listen’ (gu-)lik’-un, (gu-)lik’-unne
halkʷ- ‘light up, catch fire’ halk-un, halk-unne
ibkː- (kː > čː) ‘steal, snaffle’ ibčː-ib, ibkː-ul
icː- ‘ache, hurt’ icː-ib, icː-ul
ka-b-urχː- ‘beg’ ka-b-urχː-ib, ka-b-urχː-ul
kemq- ‘hang’ (intr.) kemqun, kemq-unne
lik’- ‘worry, suffer, endure’ lik’-un, lik’-unne
rurc’- ‘itch, burn, twitch’ rurc’-ib, rurc’-ul
ruˁrčː- ‘tremble, shake, boil’ ruˁrčː-ib, ruˁrčː-ul
rurg- ‘burn the skin’ rurg-ib, rurg-ul
ruˁrq- ‘boil’ ruˁrq-ib, ruˁrq-uˁl
umc’- ‘search’ umc’-un, umc’-ul
umc- ‘measure’ umc-un, umc-unne
uχː- ‘shine, sparkle, glitter’ uχː-ib, uχː-ul
213
11 General remarks on verbal morphology
sg 1/2pl 3pl
masculine w/∅ d b
feminine r d b
neuter b d
The agreement affix for masculine singular is always used when it occurs as a suffix.
It is regularly omitted when it occurs as a prefix to a verbal root beginning with u, for
example ukː-unne=da (masc.) vs. r-ukː-unne=da (fem.) (eat.ipfv-icvb=1) ‘I will eat’. It is
optionally omitted when the root starts with i, for example (w-)ik’-ul (masc.) vs. r-ik’-ul
(f-say.ipfv-icvb) ‘saying’.
The agreement prefixes disappear when the preverb b-it- is attached, which contains
its own gender prefix (see §11.6.2 for examples). However, if the preverb is preceded by
a negation prefix, then the gender agreement can be completely omitted, but such an
omission is optional. Thus, the verb b-it-eʁ-ij (n-thither-go.pfv-inf) ‘go there’ has the
neutral negative form a-jt-eʁ-, which is not specified for gender, alongside with the forms
preserving the gender prefixes a-b-it-eʁ-, a-w-it-eʁ-, a-r-it-eʁ-, and a-d-it-eʁ-.
Verbal gender agreement has the clause as its domain, and in the majority of cases
it is controlled by the absolutive argument of the agreeing verb. The syntax of gender
agreement is treated in detail in §20.2.
suffixal person agreement: habitual present and habitual past; conditional forms; opta-
tive, imperative and prohibitive
enclitical person agreement: compound present and compound past, perfect, preterite,
future, etc.
214
11.5 The morpheme template of Sanzhi verbs
In the habitual present, the realis conditional and the past conditional; the person suffix
for first and second persons is preceded by a stem augment vowel (i, u, or occasionally a)
that indicates the valency of the verb (monovalent vs. bivalent or trivalent). Throughout
this grammar, the stem augment vowel is not glossed separately, but together with the
following TAM suffix. For full lists of the agreement exponents and the distribution of
stem augment vowels see §20.3.
Person agreement has the clause as its domain, and the rules are rather complex and
subject to variation. With monovalent predicates, it is the single argument that functions
as agreement controller. With predicates that require more than one argument, only
subject-like arguments (agents or experiencers) or object-like arguments (patients or
stimuli) control person agreement. Person agreement follows the person hierarchy 1, 2
> 3. In the case of two speech act participants, it is often the second person that triggers
the agreement, but first person subject-like arguments are also able to control agreement.
The syntax of gender agreement is treated in detail in §20.3.
5- first part of a compound verb (there are a few preverbs and stems used in compound-
ing that have gender prefixes as one example in the table shows) (see §12.2 on compound-
ing);
4- location preverb, optionally followed by a direction suffix that can only occur together
with a preverb; the preverb b-i- ‘in, inside’ has an additional gender marker (§11.6.1)
3- negation (§11.7)
2- deixis/elevation preverb (§11.6.2)
215
11 General remarks on verbal morphology
There are two slots ([5-] and [4-]) that contain items that can have gender prefixes such
that the structure can even be a bit more complicated. Since only very few items in both
slots are marked for gender, I did not add two additional slots for gender to the template.
The slots and respective morphemes are treated in various sections of this grammar.
5- 4- 3- 2- 1- 0 -1 -2 -3 -4
či- a- d- ig -ul =de
spr- neg- nhpl- see.ipfv -icvb =pst
‘they were not seen’
a- ka- d- irxː -an =da
neg- down- nhpl- put.ipfv -ptcp =1
‘I will not put them down’
či-r- sa- b- ertː -ij
spr-abl- hither- n- take.pfv -inf
‘to take it off’
d-al- hitːi- d- irč -aq -ad
1/2pl- behind- hpl- occur.ipfv -caus -1.prs
together
‘we will support’
debga b- arq’ -ib -le
hidden n- do.pfv -pret -cvb
‘hid it’
kːač ma- b- irq’ -itːa -ja
touch neg- n- do.ipfv -proh -pl
‘Do not touch it!’
umc’ -e
search.ipfv -imp
‘Search!’
In principle, only the verbal root is obligatory because there is a variant of the optative
that does not make use of any suffixes. There are a number of verbal roots that are bound
and can only be used in combination with spatial preverbs, for example kerxʷ- (ipfv)/
kaxʷ- (pfv) ‘kill’, and kert’- (ipfv)/kat’- (pfv) ‘pour’.
216
11.6 Spatial preverbs
(2) [(location)-(direction)]-(deixis/elevation)-root
Preverbs do not express aspectual differences, but occur with imperfective and perfec-
tive stems. The Sanzhi Dargwa system of preverbs can be characterized as being some-
where in-between regular, productive, and semantically transparent systems, like the
ones found in Agul, Tabasaran, and Rutul, and non-regular systems as, for instance in
Budukh, Kryz, Tsakhur, and Lezgian (Tatevosov 2000; Nichols 2003; Ganenkov 2007). It
is at least partially formally compositional, in the sense that all theoretically possible
combinations of location/direction and deictic preverbs are attested (§11.6.3). However,
not every verbal stem takes all available preverbs or logically possible combination of
preverbs. With verbs of movement and posture, the semantic contribution of the pre-
verbs is relatively straightforward and compositional (see Table 11.11 for an example),
but with most other verbs there is no real semantic transparency and the spatial mean-
ing of the preverb is lost.
Preverbs have probably developed from spatial postpositions/adverbs, but not all spa-
tial postpositions/adverbs are used as preverbs. For instance, ilda ‘on the side, sideways’
and spatial adverbs derived from demonstrative pronouns do not occur as preverbs. The
directional markers are identical to the directional markers used for the formation of
spatial cases.
217
11 General remarks on verbal morphology
a
This preverb can also be used with respect to locations that do not have hands (e.g. animals, etc.). Thus, the
meaning is not literally ‘into the hands’ anymore, and speakers do not translate it with ‘into the hands’.
Examples of the preverbs with and without markers for directed motion are provided
in (3–7).
(3) hitːi-b-uq-un=xːar, hitːi-a-jt-eʁ-ib
behind-n-go.pfv-pret=conc behind-neg-thither-go.pfv-pret
‘Even though (the hare) run after (the turtle), it did not reach it.’
(4) šːatːir tːura-b-uq-un ca-b hex-tːi
walk out-hpl-go.pfv-pret cop-hpl dem.up-pl
‘They went out for a walk.’
(5) na cara kʷi-b-ikː-a!
now other in.the.hands-n-give.pfv-imp
‘Now give another (picture)!’
(6) sa-r-b-uqː-a il!
ante-abl-n-carry.pfv-imp that
‘Take it away! (from in front)’
(7) itwaj d-aqil d-i-d-ax-ul akːu=q’al hex-tːi
like.this npl-much npl-in-npl-go.ipfv-icvb cop.neg=mod dem-pl
‘Otherwise not much (hay) fits inside.’
For a number of verbs, the spatial semantics has been lost and has developed into a
more metaphorical meaning (8). Furthermore, with verbs that do not denote the position
or the movement of an item, the semantic contribution of the preverbs is synchronically
opaque (9–10).
(8) dam či-d-d-ač’-ib-te
1sg.dat spr-npl-npl-come.pfv-pret-dd.pl
‘(It is enough what) I experienced.’
218
11.6 Spatial preverbs
Because preverbs are identical to postpositions and adverbials, it is not always possi-
ble to determine whether a specific item functions as the one or the other. For instance,
či-r in the following example (11) is interpreted as preverb by my main language assis-
tant Gadzhimurad Gadzhimuradov, although the combination urči-le-r=či-r also exists
as a postpositional phrase ‘from on the horse’. In the example (11) the constituent or-
der can be changed to či-r-ka-jč-ib urči-le-r, which excludes an interpretation of či-r as
postposition and supports the preverb analysis. It is also possible to use both the post-
position/adverbial and the preverb (12). See also §8.1.7 for some more examples in which
či-r rather functions as postposition/adverbial and not as preverb.
For the most part preverbs can not be separated from the verb or follow it (13), but
in certain contexts (that still await clarification) a separation is possible, just like it has
been observed for Tanti Dargwa (Sumbatova & Lander 2014: 107) (14).
219
11 General remarks on verbal morphology
These preverbs immediately precede the verbal root, and the only items that can in-
tervene are gender agreement prefixes. However, if the preverb gm-it- is added to verbal
stems possessing a gender prefix, this prefix is omitted, e.g. či-b-uq-ij ‘attack, hit on,
fall upon’ vs. či-b-it-uq-ij ‘go on (something)’, and gu-b-aˁq-ij ‘beat from down’ vs. gu-
b-it-aˁq-ij ‘beat from down’. The deictic/elevation preverbs cannot take the directional
suffixes since they already convey motion.
The preverbs express upwards or downwards motion (elevation) with respect to a
deictic center and motion to the speaker and away from the deictic center, which is
usually the speaker (participant-oriented deixis). Relevant examples are (15–18).
(15) ha-jcː-e!
up-get.up.pfv.m-imp
‘Get up! ’(said to a man)
(16) ka-jž-e!
down-remain.m-imp
‘Sit down!’ (said to a man)
(17) heχ sa-jʁ-ib
dem.down hither-come.pfv.m-pret
‘He came back.’
(18) heχ hin-ni-cːe-r itːu-b-a b-it-erč’-ib=da mašin
dem.down water-obl-in-abl there-n-dir n-thither-drive.pfv-pret=1 car
‘I drove the car down through that water.’
To younger speakers of Sanzhi, the specific meanings of the preverbs ha- and ka- are
not fully clear anymore, and they usually employ only sa- as the default form. Older
speakers differentiate between:
• ha-b-eʁ-ij ‘go, come upwards’, e.g. from Druzhba to Sanzhi, from the sea to
Druzhba;
• ka-b-eʁ-ij ‘go, come downwards’, e.g. from Sanzhi or Bashlikent to Druzhba, from
Druzhba to the sea
• sa-b-eʁ-ij ‘go, come to the speaker’, e.g. from Moscow, Germany, America to
Druzhba
220
11.6 Spatial preverbs
(19) či-ka-b-ixː-a!
spr-down-n-put.pfv-imp
‘Put (it) down!’
(20) hel=ra b-i-k-ert’-id
that=add n-in-down-pour.ipfv-1.prs
‘I pour that in as well.’
The location preverbs have optional allomorphic variants when followed by the par-
ticipant-oriented deixis/elevation preverb ha- because the initial fricative of the second
preverb is omitted. The preverbs ending in -i change that vowel to -e under omission of
h, for example či- + ha- > če-, kʷi- + ha > kʷe-, hitːi- + ha > hitːe-. The stop in the preverb
gu- becomes labialized, that is gu- + ha- > gʷa- (21).
221
11 General remarks on verbal morphology
11.7 Negation
Negation can be expressed through prefixes or through the negative copula, depending
on the inflected verb forms. In contrast to some other South Dargwa varieties (e.g. Icari,
Shiri), Sanzhi Dargwa does not express negation through reduplication of the verbal
stem. There are two negative prefixes a- and ma- that occur right before participant-
oriented deixis/elevation preverbs and root-initial gender markers if there are any. The
prefix a- is occasionally preceded by an additional gender agreement prefix.
The functional distribution of the negation prefixes is as follows: the prefix a- is used
in the imperfect/preterite, resultative, pluperfect, experiential past, and sometimes also
with the perfect and with non-finite verb forms. The prefix ma- is only used in the pro-
hibitive and the negative optative. For all other verb forms the negative copula is em-
ployed. The negative copula has the root akːʷ-1 (allomorphs akʷ-, akː-), of which the
1
The negative copla has prefixal gender agreement when it is used with locational or existential mean-
ing, but this is impossible when it is used for the formation of analytic verb forms. See §16.1 for more
information.
222
11.7 Negation
223
11 General remarks on verbal morphology
2. Omission of root vowel:Disappearance of the labial root vowel when the verb is in-
flected for masculine singular by means of an overt prefix w-, e.g. sa-w-q-un
(hither-m-go.pfv-pret) ‘he came’ vs. sa-b-uq-un (hither-hpl-go.pfv-pret) ‘they
went away’.
3. Omission of glottal fricative between vowels:The glottal fricative disappears when the
deictic preverb ha- is preceded by location preverbs. This process, in turn, affects
the quality of the adjacent vowels, e.g. b-i- + ha- > be- (see §11.6.3 above for more
examples). This process is optional, i.e., the pronunciation bi-ha- is also possible
and attested, in particular in slow speech.
4. Vowel lowering: Lowering of the root vowel i when a spatial preverb (ka-, ha-, sa-) or
the negation prefixes (a-, ma-) are added: a + i > e. This occurs when verbs show
agreement for masculine singular and the overt agreement prefix is omitted or
with verbs that lack an agreement prefix, e.g. ka-r-ircː-u (down-f-stand.ipfv-prs)
‘she stands’ vs. k-ercː-u (down-stand.ipfv.m-prs) ‘he stands’.
5. Diphthongization: The root vowel i changes into a diphthong when a spatial preverb
(ka-, ha-, sa-) or a negation prefix (a-, ma-) is added before the verbal root: a +
i > aj. This occurs when verbs show agreement for masculine singular and the
overt agreement prefix is omitted or with verbs that lack an agreement prefix,
e.g. ma-jk’-utːa (neg-say.ipfv.m-proh.sg) ‘Do not talk!’ vs. ma-r-ik’-utːa (neg-f-
say.ipfv-proh.sg) ‘Do not talk!’
224
11.8 Morphophonological processes affecting verb formation and inflection
6. Palatalization of velar consonants: When the front vowel i, the causative suffix -aq, or
occasionally when the masdar suffix -ni follows velar consonants undergo palatal-
ization, i.e. x > š, xː > šː, g > ž, k > č, kː > čː, k’ > č’. For instance, či-ka-b-ixː-a
(spr-down-n-put.pfv-imp.sg) ‘Put it on!’ vs. či-ka-b-išː-ij (spr-down-n-put.pfv-
inf) ‘to put it on’; b-ikː-ar (n-want.ipfv-3.prs) vs. b-ičː-aq-ar (n-want.ipfv-caus-
3.prs); b-ebč’-ni (n-die.pfv-msd) < b-ebk’- (n-die.pfv), b-arč-ni (n-find.pfv-msd) <
b-arkː- (n-find.pfv-). There is also degemination in the last example. When the
masdar suffix is added, palatalization is optional, at least with some verbs, and
downright ungrammatical with others, e.g. ubč’-ni/ubk’-ni (die.m.ipfv-msd) < b-
ubk’- (n-die.ipfv-); er-b-ik’ʷ-ni (look-n-say.ipfv-msd).
7. Gemination and devoicing of voiced stops: The gender affixes b- and d- become de-
voiced geminates when preceded or followed by another stop b or d/t respectively,
e.g. letːe (< le-d=de, exist-npl=pst) vs. le-r=de (exist-f=pst).
225
12 Verb formation
There are three types of operations that allow for the formation of complex verbal lex-
emes from base verbs:
In the majority of cases, causativization adds one argument to the valency frame of the
base verb, i.e. intransitive verbs become transitive and transitive verbs become ditransi-
tive. Causativization normally applies only once to the verbal stem, but in elicitation the
causative suffix can also be added twice to a small number of verbs. However, due to the
scarcity of examples the syntax and semantic properties of verbs that underwent double
causativization could not be clarified. With the verb exemplified in (2) the meaning seems
to be more emphatic, and the valency frame is transitive (as after single causativization).
In addition to morphological causativization, there are other formal means for mak-
ing causative constructions such as light verb change and suppletion. This operation is
applied to compound verbs. Intransitive compound verbs make use of the light verbs
b-irχʷ- (ipfv)/b-iχʷ- (pfv) ‘be, become, can’ (3). For causativization these light verbs are
replaced by b-irq’- (ipfv)/b-arq’- (pfv) ‘do, make’ (4). A full list of available light verbs is
given in §12.2.1.
See §19.2.2 for more information on the syntactic properties of causativization and
more examples of causativized verbs.
228
12.2 Compound verbs
Compounding is possible with loans. Some of the nouns listed in §12.2.2 and adjectives
listed in §12.2.3 have been borrowed from other languages such as Arabic, Persian or Tur-
kic. In the last 50 years mainly Russian borrowings entered the language. Two examples
229
12 Verb formation
with Russian loans are given in (8). The first compound verb contains the infinitive of a
Russian verb and the second an adverb.
230
12.2 Compound verbs
231
12 Verb formation
For transitive verbs the subject-like argument is in the ergative and the gender agree-
ment is almost always controlled by the noun that is part of the compound. This means
that the gender agreement is fixed, mostly for neuter singular. Additional arguments
fulfill the semantic functions of addressees, recipients or beneficiaries and occur in the
cases that are used to express these semantic roles, e.g. dative or in-lative. Examples are
provided in Table 12.4 and (11).
However, there is at least one transitive compound verb containing a noun in the
absolutive case for which not the subject-like argument, but the noun that serves as the
direct object triggers the gender agreement, namely taman ‘end’ + b-arq’- (hpl-do.pfv-)
‘finish (off), terminate’ (12). And in the example in (13) the agreement prefix on the light
verb does not agree with any overt noun. The first part of the compound, the noun tilipun
‘telephone’ belongs to the neuter gender. If it functioned as the object of the light verb
it would trigger the prefix b-.
There are some nouns that are particularly productive for the formation of compounds
verbs and can combine with a variety of light verbs. One is the noun ʁaj ‘word, talk,
language’, that occurs in the following compounds:
232
12.2 Compound verbs
In addition to the noun+verb compounds there are constructions that resemble those
compounds but contain nouns in the genitive. The verbs used are b-arq’- ‘do, make’
and b-iχʷ- ‘be, become’ and a few other intransitive and transitive verbs (16), (17). The
nouns in the genitive case do not serve any argument functions in the clause, but form
compounds together with the verb and thus contribute to the semantics of the predicate.
In the predicates in (16h) and (16i) the genitive-marked nouns resemble instruments,
but this cannot be said about the other predicates. Note that the last two examples in
(16) differ from the others because in both cases the genitive can be explained by the
morphosyntactic properties of the construction. The postposition hitːi in (16j) generally
requires the genitive case and thus ʁaj-la hitːi d-urs-ij consists of a postpositional phrase
followed by a verb. In (16k) the genitive functions as the modifier of the following noun
such that we have a genitive phrase together with a verb. However, semantically both
constructions function as compound predicates analogously to the other constructions
with genitive-marked nouns. All compound predicates derive their transitivity from the
transitivity of the base verb. If the base verb is intransitive the compound verb is also
intransitive (16a); if the base verb is transitive, then the compound is also transitive (17).
Some more examples sentences can be found in §3.4.1.3 and in §19.1.2.
1
The noun w-ah ‘owner’ can be omitted in this construction.
233
12 Verb formation
There is also one compound verb, which contains a noun marked with a spatial case
(18).
Finally, there are compound verbs that contain nouns with the encliticized postposi-
tions =či ‘on’ and =(i)tːi ‘after’. These postpositions govern the genitive or spatial cases
(§8.1.4, §8.1.7), but when they are used in verbal compounding, they are directly added
to the nouns without case marking:
234
12.2 Compound verbs
235
12 Verb formation
236
12.2 Compound verbs
Other bound stems combine only with one or two light verbs (Table 12.7, Table 12.8).
Among them the verbs b-ik’ʷ- (n-say.ipfv-), b-arq’- (n-do.pfv-) and b-uq- (hpl-go.pfv-)
are particularly frequent.
As with the compound verbs containing short adjectives (§12.2.3), there are often pairs
of intransitive and transitive verbs. They can be divided into groups depending on the
intransitive verbs that they make use of. Firstly, there are bound stems that are combined
with b-iχʷ- (pfv) ‘be, become, can’ and b-arq’- (pfv) ‘do, make’ to form intransitive and
transitive verbs, see, for instance, the examples in (33). Other light verbs cannot be used
together with these stems.
And secondly, there are bound stems that are combined with b-ik- (pfv) ‘occur’ and
b-arq’- (pfv) ‘do, make’ to form intransitive and transitive verbs:
237
12 Verb formation
238
12.2 Compound verbs
239
12 Verb formation
Occasionally, stems can be combined with more than one intransitive auxiliary, e.g.
(35).
(35) a. ʁudur ‘mix’ + b-iχʷ- (pfv) ‘be, become, can’ and b-ik- (pfv) ‘occur’
b. qus ‘slip’ + b-ik’ʷ- (n-say.ipfv-) and b-ig- (n-be.pfv-)
There are a couple of compound verbs in which the first part synchronically seems
to be a verb or diachronically to originate from a verb (36). However, the compounds
express verbal aspect only via the stem alternation of the second verb; the first part
is invariable and not inflected except for the gender/number prefixes, which agree in
exactly the same way as the prefixes, which belong to the inflecting verb (37–40).
(36) a. b-ax-b-at- (pfv)/b-ax-b-alt- (ipfv) ‘leave, let’
< b-ax- (hpl-go.ipfv?) + b-at- (pfv) (hpl-let)
b. icːaχː- (pfv)/icːalχː (ipfv) ‘start to hurt’
< icː- (ipfv) ‘hurt, ache’ + ?
c. b-it’-b-ak’- (pfv)/b-it’-b-ik’- ‘pull, draw, move’
< b-it’- (pfv) ‘lure out of, from’ + b-ak’- ‘grow’?
d. us.kelg- (pfv)/us.kalg- (ipfv) ‘go to sleep, fall asleep’
< usː- ‘lie’ (pfv) + kelg- (pfv) ‘remain, stay’
e. b-iχ-(b)-it-ag- (pfv)/b-iχ-(b)-it-arg- (ipfv) ‘believe’
< b-iχː- ‘believe’ + preverb b-it- ‘thither’ + ag- (pfv) ‘go’
f. b-iχ-čeg- (pfv)/b-iχ-čerg- (ipfv) ‘believe’
< b-iχː- ‘believe’ + či-ag- (pfv) (spr-go)
(37) it r-ax-r-at-ur
that f-go-f-let.pfv-pret
‘(They/She/He) left her (at home).’
240
12.2 Compound verbs
241
13 Indicative synthetic verb forms
Sanzhi Dargwa has only two indicative synthetic verb forms that head independent
clauses, the habitual present (§13.1) and the habitual past (§13.2). They are formed by
adding stem augmentation vowels and person agreement markers to verbal stems that
have imperfective aspect. The stem augmentation vowels occur only with first and sec-
ond person forms and are also used in conditional clauses with synthetic verb forms
(Chapter 18.3). They are u for intransitive verbs and i for transitive verbs in the habit-
ual present, and a for all verbs in the habitual past (with the exception of the verb b-aχ-
(pfv)/b-alχ- (ipfv) ‘know’, which also has a as the stem augmentation in the habitual
present). The stem augmentation vowels are not separately glossed in the examples, but
given together with the person/tense suffixes.
Table 13.1: Person suffixes for the habitual present (without stem augmentation
vowels)
singular plural
1 -d
2 -tːe -tːa
3 -u/-ar
Semantic domains
1. habitual: used in time-less utterances that state general characteristics (of people,
situations, etc.), in procedural texts, and for the description of (traditional) habits:
244
13.1 Habitual present
As can be seen in Table 13.1, the third person has two suffixes, -u and -ar. The latter
suffix is less frequently attested in the corpus. It is homophonous with the third person
realis conditional suffix -ar (§18.3.1), and therefore not always easy to identify in texts.
It seems that there is a slight semantic difference such that -u can refer to single events
whereas -ar refers to habitually occurring events, but this difference is hard to detect
and not always clear. For instance, (9) means ‘remember from time to time, think of’,
whereas han b-irk-u would just mean ‘remember (once)’. Similarly, bek’ icː-u means ‘the
head aches (now)’, whereas bek’ icː-ar means that the head aches again and again, like
when people have migraine. By contrast, example (10) shows an utterance, in which
w-irχʷ-ar could be replaced by w-irχ-u without any change in meaning.
(9) at han a-r-irk-ar=uw, Baˁħaˁmma?
2sg.dat remember neg-f-occur.ipfv-3.prs=q Bahamma
‘Don’t you remember her, Bahamma?’
(10) c’il w-irχʷ-ar=uw hati ħaˁmid-li cin-na ul-b-a-cːe lak’
then m-be.able.ipfv-3.prs=q really Hamid-erg refl.sg-gen eye-pl-obl-in throw
d-arq’-ij il-tːi ʡaˁnčːi?
npl-do.pfv-inf that-pl clay
‘Can Hamid really throw clay into his eyes?’
The verb b-ik’ʷ-ij ‘say’ is the most frequently used verb with -ar, and it is frequently
but not always translated as past tense (i.e. ‘said’) without any habitual seamntics when
it bears this suffix. I do not have an explanation for why the verb form (r/b-/d-)-ik’ʷ-
ar conveys non-habitual past time semantics. Example (11) illustrates the use of both
suffixes -u and -ar with this verb in one sentence.
Negation is expressed through the prefix a- (9). Some affective verbs allow for the
ergative construction (in addition to the dative construction) with the habitual present
(this phenomenon requires future research, but see §19.1.8 for some more examples).
245
13 Indicative synthetic verb forms
singular plural
1 -di/-i(ri)
2 -tːe/-i(ri) -tːa/-i(ri)
3 -i(ri)/-ini
The semantic domain is habitual situations with past time reference. The verb form
is used to express habitually occurring actions in the past (12), employed in characteriz-
ing persons (13), when referring to occupations, and so on. The functional range of the
habitual past also includes the expression of future-in-the-past in the protasis of past
conditionals and irrealis conditionals (14). As with the habitual present, negation is ex-
pressed through the prefix a- (14) and some affective verbs additionally allow for the
ergative construction with the habitual past (for more information see §19.1.8).
(12) har zamana herʔ-i nišːi-cːe, Sanži-le w-ax-an=da
every time say.ipfv-hab.pst.3 1pl-in Sanzhi-loc m-go.ipfv-ptcp=1
‘He always told us, “I will go to Sanzhi.” ’
(13) uc’ran-t-a-l b-uk-i, nušːa-l kːač a-b-irq’-a-di
Icari-pl-obl-erg n-eat.ipfv-hab.pst.3 1pl-erg touch neg-n-do.ipfv-hab.pst-1
‘Icari people ate it (the meat of boars), we did not touch it.’
246
13.2 Habitual past
The verb b-ik’ʷ-ij ‘say’, which was mentioned in the previous section as expressing
past time reference by means of the third person habitual present suffix for reasons that
still await clarification is regularly inflected for the habitual past. However, the meaning
is not always clearly habitual but seems also to be just a perfective past (15).
The verb b-ikː- (ipfv) ‘want, like, love’, which lacks a perfective stem, shows excep-
tional behavior with the habitual forms. The only available forms of the habitual present
are dam b-ikː-i ‘I want’ and nišːij b-ikː-i ‘we want’ and for questions at b-ikː-i=w? ‘Do you
(sg) want?’ and ašːij b-ikː-i=w? ‘Do you (pl) want?’. There are no forms for third person
and the second person forms cannot be used in assertions. Furthermore, the habitual past
expresses irealis modality with the first person, that is, dam/nišːij b-ikː-a-di translates as
‘I/we would like, I/we would want’. It is not used with other persons apart from the first
person.
247
14 Analytic verb forms
All verb forms consisting of a lexical verb bearing a participial or converbal suffix (and
possible other suffixes) followed by a person enclitic, the past enclitic, the copula ca-b,
or the suffix -ne are called “analytic verb forms” and described in this chapter. When the
standard copula is replaced by locational copulas or other auxiliaries, the resulting verb
forms will be called “periphrastic”, and they are separately treated in Chapter 15. The
division between analytic and periphrastic verb forms is mainly based on differences
in morphology, semantics, and frequency of use. Among the morphologically complex
verb forms, analytic verb forms are the core verb forms because they are basic in terms
of the semantics and pragmatics of the inflectional element that accompanies the lexical
verb. This element (person enclitic, past enclitic, standard copula, suffix -ne) expresses
basic verbal categories such as tense, person, number, and gender.1 The lexical verb con-
veys aspectual and modal meaning. By contrast, in periphrastic verb forms the accompa-
nying auxiliary has additional modal, locational, evidential or aspectual meanings that
contribute to the meaning of the complex predicate, which is therefore more specific.
Furthermore, the accompanying auxiliary verbs of periphrastic verb forms are also used
as full lexical verbs, but not as semantically empty copulas in copula clauses. The latter
use is only attested for person enclitics, the past enclitic and the standard copula. Be-
cause of their more general meaning most analytic verb forms occur far more frequently
in texts than the periphrastic verb forms with their more specific meaning.
The analytic verb forms can be divided into two main groups: forms based on the
imperfective stem (§14.1) and forms based on the preterite (§14.2). The former convey
mainly present time or future time reference (and an imperfective past), whereas the
latter almost exclusively convey past time reference.
1
Agreement rules and agreement exponents, i.e., gender affixes, person suffixes and person enclitics, are
separately treated in Chapter 20 and therefore not discussed in this chapter.
14 Analytic verb forms
‘eat’ ‘do’
singular plural singular plural
1 b-uk-un=da b-uk-un=da b-irq’-ul=da b-irq’-ul=da
2 b-uk-un=de b-uk-un=da b-irq’-ul=de b-irq’-ul=da
3 b-uk-un ca-b b-uk-un ca-b b-irq’-ul ca-b b-irq’-ul ca-b
The compound present is the default tense for conveying present time reference. It
covers various imperfective meanings such as progressive, habitual, or continuative.
1. Progressive: actions and events that are happening at the moment of speech. In
this function, it can also be used with stative verbs.
2
The imperfective converb is, at least diachronically, related to the cross-categorical adverbializer -le (§9.6.3),
and thus also to the perfective converb. However, in order to facilitate understanding I treat the converbs
and the adverbializer as separate items.
250
14.1 Forms based on the imperfective stem
Negation can be expressed either through the negative prefix a- or by means of the
negative auxiliary. In the former case, which represents the rarer variant, the negation
suffix is simply added to the lexical verb (6). In the latter case, which is far more common,
the negative copula akːʷa- ‘be not’ (cop.neg) is used (7); it is inflected for person, but not
for gender (see §16.1 for the paradigm of the negative copula).
251
14 Analytic verb forms
The compound present can also be formed by means of existential copulas instead of
the normal copula, which leads to a slight change in the meaning (§16.2).
For the negation there are again two options: prefixation of a- (13) and use of the
negative copula inflected for the past tense, with the latter option being more frequent
(14).
252
14.1 Forms based on the imperfective stem
14.1.3 Future
The future is formed by adding the person enclitics to the lexical verb that bears the
participle -an. In the third person, the suffix -ne is used (Table 14.3).
‘eat’ ‘do’
singular plural singular plural
1 b-uk-an=da b-uk-an=da b-irq’-an=da b-irq’-an=da
2 b-uk-an=de b-uk-an=da b-irq’-an=de b-irq’-an=da
3 b-uk-an-ne b-uk-an-ne b-irq’-an-ne b-irq’-an-ne
253
14 Analytic verb forms
14.1.5 Obligative
The obligative is formally and functionally closely related to the future, but it makes use
of the copula for all third persons instead of person enclitics. The meaning is usually
modal referring to needs and obligations, close to deontic necessity. For negation the
copula ca-b is replaced by the negative copula akːu (27), (28).
254
14.1 Forms based on the imperfective stem
255
14 Analytic verb forms
The obligative present and past forms can also have a non-modal and non-future read-
ing when they are instead interpreted like headless relative clauses and the person en-
clitic, copula or past marker makes up its own copula clause (38). Thus, in the first part
of this sentence the participle has been nominalized by means of the cross-categorical
suffix -te, which corresponds to a headless relative clause (‘the drinking ones’). This nom-
inalized clause functions as subject in an an existential copula in which the encliticized
past marker =de serves as an existential copula. The nominalized clause does not have
modal or future semantics. The second part has a similar meaning, but the copula is
missing such that we have only the nominalized clause, which is more complex. It also
256
14.2 Forms based on the preterite
contains a demonstrative pronoun and an adjunct in the ergative that serves as direct
object because the nominalized clause is an antipassive construction (§19.2.1).
257
14 Analytic verb forms
suffixes -ce and -il. The suffixes are followed by person enclitics (first and second person)
or the copula (third person), which yields one type of forms. The temporal reference of
this type of verb forms can be further shifted to the past by means of the past enclitic
=de.
At least diachronically all three suffixes used after the preterite belong to the same
class of cross-categorical suffixes that are added to words of different lexical classes and
form either referential attributes with the syntactic properties of nouns (-ce and -il) or
adverbials (§9.6.3). Thus, the perfective converb suffix is identical with the adverbializer
-le. But for the sake of clarity and readability of the grammar I will gloss it as perfective
converb suffix and treat it as a separate item (the same was done for the imperfective
converb). The syntactic properties of the cross-categorical suffixes are preserved in the
verb forms containing them: the perfective converb is functionally equivalent to adver-
bials when it is used without the person enclitics, past enclitic or copula; the verb forms
with the suffixes -ce and -il (experiential and experiential past forms) are functionally
equivalent to nominalized participles that form relative clauses.
258
14.2 Forms based on the preterite
Table 14.5: Exemplary paradigms based on the preterite for the verb ‘do, make’
259
14 Analytic verb forms
Examples (44) and (45) are from the corpus and show antipassive constructions. In
(44), the demoted agent is expressed (clause-final pronoun). The demoted patients, which
would have been in the ergative case, are left unexpressed in both examples. See §19.2.1
for antipassive constructions.
260
14.2 Forms based on the preterite
261
14 Analytic verb forms
The focus that the perfective resultative puts on the resulting state can lead to an
inferential interpretation that becomes particularly obvious to speakers when they are
asked to compare the preterite to the perfective resultative. For example, the following
sentence could be uttered in a situation in which Sanzhiat must wash the dishes, she
goes to the kitchen and sees that somebody has already washed the dishes (55). This
means that she concludes from the result that someone must have washed them.
If she then asks hil dircibe? ‘Who washed (them)?’, an appropriate answer of somebody
who attended the event could be (56), that is, now the agent is at stake, not the result of
the action.
Similarly, when looking out of the window the speaker sees a wet road and concludes
from this (57).
262
14.2 Forms based on the preterite
The perfect is not particularly frequent in narratives, but there are enough examples
to describe its meaning. Its semantic range primarily covers resulting states; it mostly
occurs with verbs such as ‘sit’, ‘lay down’, ‘die’, ‘get/become hungry’, etc. that denote a
change of state and the perfect expresses the resulting state:
(59) ka-r-isː-un-ne=da na ʡaˁbal bari
down-f-lay.pfv-pret-cvb=1 now three day
‘I have been lying (in the hospital) for three days.’
(60) qili-w ča-k’al w-aːkːu, aba r-ebč’-ib-le ca-r
home-m who-indef m-cop.neg mother f-die.pfv-pret-cvb cop-f
‘There is nobody at home, my mother has died.’
(61) Naħ idbag-la zamana hak’-ub-le=da du
Noah prophet-gen time appear.pfv-pret-cvb=1 1sg
‘I was born at the time of the prophet Noah.’
This includes transitive verbs of which the agent is then often omitted because the
focus is on the resulting state (62).
(62) ik’-i-la bek’ b-aˁq-ib-le ca-b hek’
dem.up-obl-gen head n-wound.pfv-pret-cvb cop-n dem.up
‘Her head has been wounded.’
The following example illustrates one of the traditional greetings for women, used by
men and women when the female addressee is seated, for example in front of the house,
and the speaker is passing by (63). Example (64) shows a minimal pair illustrating the
difference between the preterite and the perfect that formally differ only in the absence
vs. presence of the perfective converb. The preterite conveys past time reference with
verbs that express changes of state whereas the perfect refers to the state that obtains at
the present moment. (64b) is the standard answer to (63).
(63) ka-r-iž-ib-le=de=w?
down-f-be.pfv-pret-cvb=2sg=q
‘Are you sitting (seated)?’
(64) a. ka-r-iž-ib=da
down-f-be.pfv-pret=1
‘I sat down.’ (E)
b. ka-r-iž-ib-le=da
down-f-be.pfv-pret-cvb=1
‘I am sitting.’
As can be seen in (65), the agent can be overtly expressed and the ergative construction
is allowed when the perfect is used in Sanzhi, in contrast to the closely related Icari
Dargwa variety, which prohibits the perfect with overtly expressed agents inflected for
the ergative case.
263
14 Analytic verb forms
And in contrast to other Dargwa varieties such as Shiri (Belyaev In Preparation), the
Sanzhi perfect can also be used with verbs that do not imply a change of state in the
agent (66) even though normally the preterite is preferred in such contexts.
In the right context, the perfect can imply inferentiality/indirect evidentiality simi-
lar to the perfective resultative. Example (67) and originates from a narrative about the
history of the village of Sanzhi, and the speaker draws a conclusion about the present sit-
uation of the village based on past events that he did not witness himself. Similarly, (68)
and (69) are inferences about past events that the speakers draw from observed results.
Negation of verb forms with first and second person agreement controllers is ex-
pressed by means of the prefix a-, but there are no corpus examples. For the third person
the negative copula akːu occurred in its shortened form as an enclitic to the verb (67–69).
264
14.2 Forms based on the preterite
The past perfect has the typical pluperfect meaning and also past resultative meaning.
It refers to an event (or the resultative state of an event) that occurred before a definite
point in past time. In (70) the preceding event is mentioned in the first clause of the utter-
ance. In the other examples (71) and (72) the reference point in the past was mentioned
in the preceding context.
Negation is expressed by means of the negative prefix a- (73) or the negative past tense
copula akːʷi (74).
The past perfect also expresses inferentiality. This means that the speaker concludes
from an observed result that an event has taken place. Thus, (75) was uttered in a sit-
uation when the speaker found out only afterwards when reading the article that the
journalist to whom he had talked had written a wrong name. Example (76) is from a
narrative about past events that were not witnessed by the speaker himself (namely the
grabbing that happened at night). But he inferred from the result and from his knowl-
edge of the general circumstances that the people he is talking about in (76) were the
robbers.
265
14 Analytic verb forms
The past resultative meaning can co-occur with the inferential meaning. For instance,
in (77) the speaker refers to a state (= the death of his mother) that was obtained before
another moment in the past (= his return to the village). At the same time the speaker
was not present at the relevant event (= the dying of his mother) such that there is an
inferential component.
When speakers are presented with past perfect sentences out of context that contain
predicates that do not denote a change of state the inferential meaning is salient and
therefore there is a first-person effect with core arguments that denote first persons.
This means that (78) can only be uttered if the referent of the first person pronoun did
not consciously participate in the situation and therefore did really see Arsen because
he did not recognize him.
266
14.2 Forms based on the preterite
The experiential I and II have perfect-like semantics, but are predominantly used when
speakers talk about their own experiences and about situations they were personally
involved in, so most of the examples contain first person core arguments:
Somewhat more rarely one finds third person examples that, however, usually relate to
the personal sphere of the speaker or, more generally, to the sphere of the Sanzhi people
(82), (83). For instance, (82) is from a procedural text in which the speaker explained
how Sanzhi women used to make carpets. There are only few examples that are not
immediately related to personal experience, mostly occurring in texts from the Family
Problems Picture Task (San Roque et al. 2012) (84).
267
14 Analytic verb forms
From a morphosyntactic point of view, the experiential and the experiential past are
somewhere between a monoclausal and a biclausal structure, which is due to the impact
of the cross-categorical suffixes, because the suffixes form words with largely nominal
morphosyntactic features. This means that clauses with experiential verb forms resemble
clefts with a main copula clause that contains only the person enclitics or the copula and
a subordinate relative clause. Thus, instead of person agreement enclitics one finds the
copula despite a first or second person agent. For example, the first person agent in (85)
is not expressed, but clear from the context of the autobiographical narrative. In the
elicited example (86a), the use of a person marker instead of the copula is impossible
(86b).
This suggests that the structure of (86a) is as displayed in (87). In fact, when trans-
lating experiential clauses speakers sometimes produce relative clauses in the Russian
translation. Thus, a more literary translation that is closer to the structure of (86a) would
be ‘It is such that the reed was cut by me.’
The almost biclausal structure becomes especially salient in term focus constructions
when the person enclitic or the copula is not following the verbal complex but an ar-
gument or adjunct that is focused (88). In this context, the use of the person marker is
allowed, but optional (89). Thus, in the last example we can either employ the person
enclitic after the pronoun or the copula, but not both.
268
14.2 Forms based on the preterite
The biclausal-like structure is also apparent in negation because here always the nega-
tive copula akːu is used and person agreement is suppressed (90–92). A detailed account
of the syntactic structure (i.e. whether it is monoclausal or biclausal or should be ana-
lyzed as something else) must be left to future research.
These tense forms are often employed in summary-like utterances that do not move
forward the main storyline (95) or when providing for background information (96), (97).
269
14 Analytic verb forms
In negated clauses the negative past copula akːʷi is used (98). It can be shortened to
the enclitic =kːʷi (99) or inflected for person (100). The latter is insofar remarkable as
the negative predicate in this case expresses more verbal categories than the affirma-
tive, since person cannot be marked on the predicate in the affirmative because the past
enclitic does not encode person. For example, in (100) the person suffix on the copula
expresses the first person. By contrast, in affirmative clauses with the same verb form
person cannot be expressed (93), (95).
270
15 Periphrastic verb forms
Periphrastic verb forms are morphologically complex in the same manner as analytic
verb forms (Chapter 14) and make use of the same range of non-finite inflectional forms
(perfective and imperfective converb, and occasionally participles), but employ different
auxiliaries that have, by themselves, particular semantic values. Therefore, the resulting
verb forms differ in their meaning from the analytic verb forms. The auxiliaries employed
are:
Some of the resulting verb forms have similar meanings although the auxiliaries differ.
However, I will take a form-to-function approach and treat all formally distinct combi-
nations of lexical verbs and auxiliaries separately.
There is a very large number of morphologically complex verb forms that can, in the-
ory, be produced and can thus be obtained in elicitation, because various auxiliaries can
be employed and partially combined. But since it is impossible to gain an understanding
of verb forms if one has only one or two elicited examples, I restrict myself to the ex-
amination of commonly attested periphrastic forms and describe the meaning of these
forms based on their occurrences in natural texts.
The auxiliaries are inflected according to their morphological possibilities (i.e. the
existential copulas have reduced paradigms, see §15.1). Consequently, the auxiliaries can
themselves be inflected for verb forms heading subordinate clauses, that is, there are also
periphrastic verb forms that occur in subordinate clauses.
formation of periphrastic verb forms is not extremely frequent, but it is repeatedly at-
tested. The most widely used locational copula verb is le-b ‘be located/exist close to the
speaker and the hearer’, because its semantics is somewhat less specific in comparison
to the other three locational copula verbs, and because of its meaning of proximity. The
other three locational copulas are te-b ‘be located/exist away from the speaker’, k’e-b
‘be located/exist above the deictic center’, and χe-b ‘be located/exist below the deictic
center’. The semantics of the locational copulas partially determine the meaning of the
periphrastic verb forms. For example, the use of le-w in (1) implies that the situation took
place close to the speaker, and that the speaker consequently saw the event with her own
eyes. If ca-w had been used instead, then there would be no such implication. Similarly,
if te-b is used, the situation takes place or took place (far) away from the speaker who did
not participate and did not witness the event himself/herself. For instance, the utterance
in (2) comes from a report about a woman who was in a hospital in Makhachkala and
whom the speaker did not visit there.
The copula χe-b refers to events occurring in an area lower than the deictic center,
which is often the speaker or a default reference point (3). This example and also (4) were
produced during the Family Problems Picture Task (San Roque et al. 2012) and the deictic
center for (3) is not the speaker who uttered this sentence (his location is irrelevant) but
the people on the picture.
The copula k’e-b refers to events occurring in an area higher than the deictic center
(4). Example (4) is a description of pictures arranged on a table in front of the speaker
that were put higher than some other pictures on the same table.
272
15.1 Verb forms with locational copulas
If the lexical verb takes the imperfective converb suffix, the resulting verb form corre-
sponds to the compound present (§14.1.1) and has a comparable semantic range covering
progressive/continuative (5) and habitual (2).
(5) ca zamana b-erčː-ib-le saˁ-q’-uˁnne le-w hel
one time n-drink.pfv-pret-cvb hither-go-icvb exist-m that
‘One time he is coming home drunk.’
When the perfective converb (i.e. preterite plus suffix -le) is employed, the perfect
or other forms are obtained. As the normal perfect (§14.2.4), the perfect with locational
copulas mostly expresses states that obtain after a preceding event (3), (6–8).
(6) ka-d-iž-ib-le le-d=da hana
down-1/2pl-be.pfv-pret-cvb exist-1/2pl=1 now
‘(Then I relaxed) and we lived normally.’ (lit. ‘We have sat down.’)
(7) ca qal-la baˁʔ ka-b-uc-ib-le k’e-b
one house-gen façade down-n-catch.pfv-pret-cvb exist.up-n
‘(The plant) has covered one wall of the house (by growing upwards).’
(8) ca Kubači-lan, ca aʁul-an gu-b-aˁʁ-ib-le k’e-b
one Kubachi-nmlz one Agul-nmlz sub-hpl-release.pfv-pret-cvb exist.up-hpl
‘One Kubachi person, one Agul person are buried (in Sanzhi).’
The locational copulas can be followed by the past enclitic =de, so that we get a variant
of the past perfect or pluperfect (§14.2.5), usually referring to states that obtained in the
past as the result of preceding situations (9), but also occasionally in reference to actions
and events that happened before a reference point in the past. Thus, example (10) was
uttered when the speaker compared the life of the family before and after an important
event that served as a temporal anchoring point in the past.
(9) qːap b-ic’-ib-le χe-b=de
sack n-fill.pfv-pret-cvb exist.down-n=pst
‘The sack was full (filled).’
(10) ca ʡaˁħ-le b-aʔ b-išː-ib-le le-b=de iš-tːi χalq’
one good-advz n-begin n-put.pfv-pret-cvb exist-n=pst this-pl people
‘The people started off well.’
Another possible periphrastic verb form corresponds to the experiential II (§14.2.6) for
which the lexical verb takes the suffixes of the preterite plus the cross-categorical suffix
-il:
(11) nu hej=ʁuna ka-jž-ib-il te-w ∅-urkː-ar
well this=eq down-remain.m.pfv-pret-ref exist.away-m m-find.ipfv-cond.3
het šːal-le-w=ra
that side-loc-m=add
‘Well, he is like sitting, probably, at the side (of the road).’
273
15 Periphrastic verb forms
As can be seen from the examples in this section, many of the lexical verbs that are
used in periphrastic verb forms with locational copulas are position verbs or verbs of
movement (3), (5), (6), but other verbs are also allowed (4), (9), (10).
Finally, the use of le-b and other locational copulas in periphrasis is more common
in other Dargwa varieties such as Mehweb (Daniel 2015), Ashti (Belyaev 2012) and Shiri
(Belyaev In Preparation).
Periphrasis with kelgʷ- is frequently used when talking about, for example, profes-
sions and more generally about the kind of work someone is/was doing (15).
274
15.3 Verb forms with b-el ‘remain, stay’
With perfective converbs the construction is used for the expression of enduring states
that obtain during a longer stretch of time (16–18). The verbs in (17) and (18) refer to the
actions of getting up and lying down, but when they are used with the perfective con-
verbs they denote the states that obtain after having carried out the respective actions.
However, the use with perfective verb stems is restricted and it is possible that (16) is
rather a biclausal sentence that consists of an adverbial clause with the perfective con-
verb (‘not having died’) followed by a main clause (‘the calf remained’). Thus, in (14) the
use of the perfective verb stem would lead to ungrammaticality (19). The precise condi-
tions for this periphrastic verb form when it is used with verbs of different aktionsart
classes remains open to future research.
275
15 Periphrastic verb forms
276
15.4 Verb forms with the auxiliary b-irχʷ- (ipfv)/b-iχʷ- (pfv)
More frequent than the use of b-el in finite periphrastic constructions as discussed in
this section is the use in periphrastic constructions that function as heads of temporal
adverbial clauses (§18.2.7).
277
15 Periphrastic verb forms
auxiliary agrees in gender and number with the absolutive argument, just like the lexi-
cal verb. It does not assign case to the arguments; case assignment is determined by the
lexical verb. Thus, it behaves just like any other auxiliary. There is, however, one impor-
tant difference. In normal analytic verb forms and other periphrastic constructions, the
auxiliary cannot occur in the form of an infinitive or conditional, since these suffixes
are only used in subordinate clauses such as complement or conditional clauses. By con-
trast, in epistemic modal constructions, such a use is possible. For instance, example (30)
contains a lexical verb bearing the imperfective converb suffix and the auxiliary b-iχʷ-,
to which the infinitive is suffixed. The resulting clause is nevertheless a grammatical
independent main clause. The lexical verb appears in a finite or non-finite verb form. A
similar construction is attested in Icari Dargwa (Sumbatova & Mutalov 2003: 110).
(30) heštːi k’ʷel=ra b-učː-ul b-iχʷ-ij
these two=add hpl-drink.ipfv-icvb hpl-be.pfv-inf
‘These two are probably drinking.’
(31) χːula dard χe-b b-iχʷ-ij
big sorrow exist.down-n n-be.pfv-inf
‘(He) probably has big sorrows.’
The auxiliary can be used as the only verb of the clause. It occurs in the form of the
infinitive but nevertheless functions as the head of an independent clause (32).
(32) ik’ admi ∅-iχʷ-ij
this.up person m-be.pvf-inf
‘This is probably a man.’
As mentioned above, the auxiliary can also be inflected for future in the past, which
itself already has epistemic modal semantics (§14.1.4) (33). Alternatively, the modal in-
terrogative form is attested (34); this form is otherwise only used in questions with first
person subjects and epistemic and deontic modality (§17.4). Very occasionally the auxil-
iary appears in the form of the realis conditional (35).
(33) ʁaj r-ik’-ul r-irχʷ-an=de heχ
word f-say.ipfv-icvb f-become.ipfv-ptcp=pst dem.down
‘She must have been scolding/she was probably scolding.’
(34) b-urs-ib-le b-iχʷ-ide murgl-a-l
n-tell-pret-cvb n-be.pfv-modq man-obl-erg
‘Probably the men had already told it.’
(35) d-ertː-ib-te a-d-iχʷ-ar
npl-mow.pfv-pret-dd.pl neg-npl-be.pfv-cond.3
‘This is probably mowed (grass).’ OR ‘If this is not mowed grass.’
Together with the infinitive, only third person controllers of person agreement (which
are nevertheless suppressed, since the auxiliary is in the infinitive) are allowed. The use
of the modal interrogative also permits first and second person subject-like arguments:
278
15.4 Verb forms with the auxiliary b-irχʷ- (ipfv)/b-iχʷ- (pfv)
Negation can be expressed on the auxiliary (37) or on the lexical verb (38). In each
case it has scope over the entire clause.
The use of the future in the past and the modal interrogative in a construction express-
ing epistemic modality is not particularly surprising, since (i) these forms have meanings
that are similar to epistemic modality, and (ii) they are finite, that is, they can function as
heads of main clauses. The use of the realis conditional and the infinitive, however, de-
serves further explanation. A plausible path of development is conventionalized ellipses
of the main clause similar to examples of insubordination that have been investigated
by Evans (2007) and Evans & Watanabe (2016). Full conditional constructions consist
of an apodosis with the conditional form and a protasis, in which the verb can choose
from a rich array of possible morphosyntactic forms (Chapter 18.3). In periphrastic con-
ditionals, Sanzhi makes use of b-iχʷ, as was shown above in §15.4.1. If in a periphrastic
conditional such as (39) the protasis is omitted, we are left with a clause expressing a
likely condition for an unspecified situation (‘if X obtains’). The conditional force has
been lost and instead the proposition is judged as probable or possible, i.e. ‘if X obtains’
> ‘X probably obtains’ (35). In fact, even if there is a protasis, it is nevertheless possible
to have two readings for some apodosis clauses, namely a conditional reading and an
epistemic modal reading.
279
15 Periphrastic verb forms
A similar development might also be posited for the epistemic modals that are formed
with the infinitive of b-iχʷ-. They possibly go back to epistemic and perhaps also deontic
modal constructions with main predicates such as belki ‘be possible’ or ʡaˁʁunil ‘neces-
sary, needed, must, should’ that take infinitival complements (40). If the main clause is
omitted, only the clause with the infinitive remains, which in examples such as (42) has
undergone a re-interpretation from deontic to epistemic modality: ‘X should obtain’ (41)
> ‘X probably obtains’ (43).
280
15.5 Epistemic modality with the auxiliary b-urkː- ‘find’
The gender/number agreement can follow the ergative pattern and thus be with the
absolutive argument (46), or it can follow the accusative pattern. In the latter case it
is controlled by the subject-like argument, which can be in the ergative or dative case
(‘deviant gender agreement’) (47). Such behavior is not attested for all auxiliaries, but
the copula allows for it (§20.2.4).
In all examples discussed so far, the auxiliary is inflected with the suffix -ar (44–47).
The lexical verb (if there is any) is responsible for the temporal reference. The suffix
-ar is also used in the epistemic modal construction with b-iχʷ- (§15.4.2), and it looks
like the realis conditional suffix for the third person. However, the realis conditional
is normally only formed from perfective stems (§18.3.1) and the form (b)-urkː-ar never
expresses conditional semantics. Therefore, although we can suppose that there is a di-
achronic relationship with the conditional, synchronically the form cannot be analyzed
as conditional, but is glossed with prs. Instead of the suffix -ar, it is also possible to in-
flect the auxiliary regularly for the habitual present (48) or the habitual past, resulting
in regular person agreement (49), (50).
281
15 Periphrastic verb forms
It is possible that the construction goes back to a complement construction with b-urkː-
as matrix predicate; it is currently grammaticalizing and therefore one finds variation
between those sub-constructions that show person agreement and those that do not,
and between the locus of negation and the expression of temporal reference (i.e. whether
the auxiliary or the main verb conveys the temporal reference). Similar epistemic modal
constructions involving a verb ‘find’ are attested in many other Dagestanian languages
including other Dargwa varieties, Hinuq and other Tsezic languages, Avar, and Archi
(Forker 2018a,b).
In summary, the epistemic modal constructions with b-iχʷ- ‘be, become, be able’ and
b-urkː- ‘find’ have approximately the same range of meanings, and further research is
needed to clarify if it is possible to establish semantic differences between them. The only
difference observed so far pertains to morphosyntax. The verb b-iχʷ- is most commonly
used in the form of the infinitive, which only allows for third person subject-like argu-
ments, as the corpus examples in §15.4.2 illustrate. By contrast, b-urkː- is also attested in
inflected forms that have first or second person agreement controllers (48), (50).
282
15.6 Indirect evidentiality with the auxiliary b-ug- ‘be, be at, stay, remain’
Negation is expressed on the auxiliary, but negated lexical verb forms that have scope
over the auxiliary are also possible. Thus, in elicitation, both ways of negating can be
obtained, although with a slight semantic difference that becomes apparent if both verbs
are negated (55). In the latter case we can see that the scope of the negation prefix is the
evidential auxiliary together with the whole clause if the auxiliary bears the prefix (53),
(55). By contrast, the scope is the lexical verb together with its arguments, but excluding
the evidential auxiliary, if the prefix appears on the lexical verb (54).
Indirect evidentiality can also include surprise about the inference if it contradicts the
expectations of the speaker (56).
Sometimes only evidential meaning is expressed, for example in narrations about past
events of which no traces remained. In other cases, the speakers acquired their knowl-
edge from the narrations of other people including their ancestors, such that the auxil-
iary expresses hearsay evidentiality. For example, (57) is part of a longer account about
the history of the Sanzhi people, and the speaker speculates about other people who are
283
15 Periphrastic verb forms
said to have lived close to Sanzhi, and others who are said to have come to Sanzhi and
destroyed the village. There are no visible results of these events. Instead, the speaker,
based on his knowledge of the topography of Sanzhi and of stories about assaults on the
village, hypothesizes from where enemies could have reached Sanzhi.
In general, the use of b-už- can be considered to represent a stylistic device for tra-
ditional narratives and other traditional stories about the past, including funny and fic-
tional anecdotes that Sanzhi people recite about their ancestors (58).
When the auxiliary is used with the first person we get the reading that the speaker
does not consider himself as an active, conscious participant in the event, and was rather
informed about its true properties and implications afterwards, in other words, we obtain
the first-person effect (59).
(59) [When I was a small child my father took me to Moscow to a meeting of the
Party.]
dam Stalin či-w-až-ib-le už-ib-le=de
1sg.dat Stalin spr-m-see.pfv-pret-cvb stay.m-pret-cvb=pst
‘(It turned out, that) I (masc.) had seen Stalin.’ (E)
284
16 The copula and other auxiliaries
The copula function in copula clauses as well as the formation of periphrastic verb forms
is fulfilled by predicative particles (enclitics), a copula verb (§16.1) and other auxiliaries
(§16.3). In addition, Sanzhi has a number of specialized copulas for locational and exis-
tential clauses (§16.2). The syntactic properties of copula clauses with examples of pred-
icative particles and verbs in the copula function are treated in §22.2.
Predicative enclitics are =da (first person singular and plural, second person plural),
=de (second person singular), =de (past time reference), =q’al (modal particle), =e/=ja
(marker for content questions), =w/=uw/=ew (marker for polar questions) and =l/=jal/=el
(marker for embedded questions). They are not verbs and are therefore treated separately
in §9.1.
Predicative particles such as the person markers, the past marker, the modal particle
or the interrogative markers can be added to the copula (3). When person markers are
used together with the copula they are obligatorily attached to it as in (3) and can never
be encliticized to another constituent (4). Furthermore, first and second person subjects
require the use of the person marker (5). The use of the copula as in (3) is optional and
cannot replace the person marker (6).
16 The copula and other auxiliaries
286
16.1 The copula
The stem of the negative copula is (b-)akːʷ-. It occurs in the following forms:
• masdar: (b-)akʷ-ri/akʷ-ni
The full paradigms of the negative copula in the present and the past tense are given
in Table 16.1 and Table 16.2. The present tense has a short variant that appears as an
enclitic =kːu and the past tense has the enclitic =kːʷi. The enclitic variants are only used
for third person. Examples are found in Chapter 14.
singular plural
1 (b-)akːʷa-di (b-)akːʷa-di
2 (b-)akːʷa-tːe (b-)akːʷa-tːa
3 (b-)akːu (b-)akːu
singular plural
1 (b-)akːʷa-di/(b-)akːʷi (b-)akːʷa-di/(b-)akːʷi
2 (b-)akːʷa-tːe/(b-)akːʷi (b-)akːʷa-tːa/(b-)akːʷi
3 (b-)akːʷi (b-)akːʷi
287
16 The copula and other auxiliaries
As can be seen from Table 16.1 and Table 16.2, as well as from the examples, there are
two complications. The first is the syncretism of the present and the past tense in the first
and second person forms, which is due to the general syncretism of the simple present
and past. The third person form of the simple past can, however, also be used for the first
and second person, so that in this tense person marking can be avoided and confusion
with the simple present circumvented (Table 16.2). The second complication concerns the
gender prefix. In principle, the verb can agree, but an agreeing negative copula can only
have an existential or locational interpretation; it never has the normal copula meaning.
Thus, in (14–16) gender agreement is prohibited because the clauses have identificational
semantics, close to the equals sign (=). For instance, in (14) the unexpressed copula subject
is female, but the copula does not exhibit feminine agreement. Similarly, in (16) the copula
subject is male, but the copula does not show agreement (and copula predicates never
control agreement).
As mentioned above, when the negative copula is used with a gender agreement pre-
fix the meaning is existence or location. For this type of meaning the use of the prefix
is obligatory. For instance, in (17) the subject is female and the gender prefix is the one
for the feminine gender; in (19), by contrast, the agreement controller is male. In prin-
ciple, the negative copula with gender prefixes can be treated as a separate word that
is functionally analogous to the negated forms of the locational copulas described in
§16.2, which consist of the negative copula with the gender prefix and the roots of the
locational copulas (32).
288
16.1 The copula
When the copula functions as auxiliary gender agreement is prohibited (20), (21).1 In
tag questions, the negative copula is always used without the gender agreement prefix
(22). This is what one would expect, since in affirmative tag questions also only the
standard copula and not a location copula is used (see §28.3 on tag questions).
1
The only exception are the occasional use of affirmative locational copulas, which have gender prefixes, as
auxiliaries in periphrastic verb forms (§15.1).
289
16 The copula and other auxiliaries
The masdar of the negative copula is (b-)akʷ-ri/akʷ-ni. The latter form does not have
an agreement prefix (not even when it encodes existential or locational meaning as in
(26)). It mainly occurs in complement clauses:
The copulas can attach further suffixes (e.g. participles, temporal markers such as
=qːella or =er, cross-categorical suffixes, the masdar -ni) (28) and predicative enclitics
(past marker, person marker) (29–31), just like the copula. But – like the copula – they
are defective in comparison to standard lexical verbs because most of the verbal suffixes
cannot be added (e.g. suffixes for the habitual present and habitual past, conditional
suffixes, the infinitive, etc.). The most frequent copula is le-b, which fulfills a kind of
default function.
290
16.2 Locational copulas
All locational copulas except le-b can be negated by suffixing the negative copula, and
the gender agreement follows the standard rules (which means that it is controlled by
the subject), i.e. te-b-akːu, k’e-b-akːu, and χe-bakːu (23) in the present tense and te-b-akːʷi,
k’e-b-akːʷi, and χe-b-akːʷi in the past tense (32).
The existential copulas, in particular le-b due to its less specific meaning, are occasion-
ally used as auxiliaries in periphrastic verb forms together with lexical verbs that bear
the perfective or the imperfective converb suffixes (33), (34) (§15.1).
2
Regarding le-b-te: the agreement on the locational copula should better be le-d-te because arc ‘money’
normally controls neuter plural agreement, but neuter singular is also possible.
291
16 The copula and other auxiliaries
292
16.3 Other verbs used in copula-functions and as auxiliaries
It can be inflected for some verb forms that occur in subordinate clauses, namely for
the perfective converb (41), the referential attributive form with -ce/-te (e.g. d-el-te), the
referential attributive form with -il (42), the temporal enclitic =qːella (b-el=qːella) and the
masdar (b-el-ni).
(41) šamχal acːi žahil-le w-el-le, w-ebč’-ib=q’al
Shamkhal uncle young-advz m-remain.pfv-cvb m-die.pfv-pret=mod
‘Uncle Shamkhal died when he was young.’
(42) a-jteʁ-ib musːa b-el-il akːu
neg-reach.m.pfv-pret place n-remain.pfv-ref cop.neg
‘No place is left where I (masc.) did not go.’
In conditional clauses it must occur in a periphrastic verb form together with b-iχʷ-
since it cannot itself be inflected for any conditional form (43).
(43) hu šalakbluk-me=ra d-el d-iχʷ-ar, …
well concrete.block-pl=add npl-remain.pfv npl-be.pfv-cond.3
‘If the concrete blocks remained (are left over), …’
It can serve as an auxiliary in periphrastic verb forms that head main clauses (§15.3)
or, more commonly, temporal adverbial clauses (§18.2.7). The latter function is, alongside
with the use in main clauses as illustrated in the examples above, the most frequently
attested use of this verb.
For all tenses or subordinate clause types, in which the predicative enclitics/negative
copula cannot be used, the verb b-irχʷ-/b-iχʷ- ‘be, become, occur, can’ is employed. This
verb has the full inflectional paradigm including conditional forms (44) and future forms
(45) and is negated like any other lexical verb. In addition to its use as a copula, as a
normal lexical verb and in compound verbs (§12.2), it also occurs as an auxiliary in epis-
temic modal constructions (46) (§15.4.2) and in realis conditional and irrealis conditional
clauses (§15.4.1).
(44) b-iχʷ-ardel, intersna b-irχʷ-an=de
n-be.pfv-cond.pst interesting n-be.ipfv-ptcp=pst
‘If it would be like this, it would be interesting.’
(45) c’aq’ darman-na b-irχʷ-an ca-b
strong medicine-gen n-be.ipfv-ptcp cop-n
‘It will be a strong medicine.’
(46) ʁaj r-ik’-ul r-irχʷ-an=de heχ
word f-say.ipfv-icvb f-be.ipfv-ptcp=pst dem.down
‘She must have been quarreling.’
There are four more verbs that are also used in copula function and as auxiliaries.
The verb b-irk-/b-ik- ‘be, occur, become, get, receive’ is used in copula constructions (47),
especially with predicates that are marked with the in-essive, and in many compound
verbs (48).
293
16 The copula and other auxiliaries
The imperfective verb b-urkː- ‘find’ is regularly used in epistemic modal construc-
tions similar to those formed with the verb b-irχʷ-/b-iχʷ- ‘be, become, occur, can’ just
mentioned (§15.5). In this function it can be used together with a lexical verb or as the
only verb in a copula clause:
The verb b-už- (pfv) ‘be, stay, remain’ is used in copula clauses with evidential seman-
tics (50) and, more generally, as an auxiliary in evidential constructions (§15.6). It is not
used in compounding and not for analytic verb forms.
The verb k.elgʷ- (pfv) ‘remain, stay, be’ is used in copula clauses and as an auxiliary
conveying habitual or continuative/progressive meaning (51). It is also not used in com-
pound verbs (see §12.2.5 for more examples).
294
17 Non-indicative verb forms
Non-indicative (or non-declarative) verb forms occurring in Sanzhi are imperative (§17.1),
prohibitive (§17.2), optative (§17.3) and the modal interrogative (§17.4). The imperative,
the prohibitive, and the modal interrogative are restricted in their use to the second
person for the first two forms and the first person for the last form. The imperative and
the prohibitive share the (partial) distinction between intransitive and transitive verbs
expressed through the use of dedicated stem-augment vowels in the suffixes. The same
distinction and the same formal means of expressing it are found with synthetic verb
forms and conditionals (§11.4).
17.1 Imperative
The form of the imperative depends on the inflectional class and on the transitivity of
the verb. The suffixes are given in Table 17.1. Verbs that have the preterite suffix -un
have the suffixes -en and -ene(ja) for singular and plural imperatives respectively, inde-
pendently of their transitivity. The other three verb classes distinguish (almost) always
between intransitive and transitive verbs in the formation of the singular imperative:
intransitive verbs employ the suffix -e; transitive verbs make use of -a. The distinction is
absent in the plural imperative, which has the suffixes-ene(ja) and -aj(a) (and -ere as an
alternative that is not frequently used).1 The suffix -(j)a, which is optionally found with
all plural imperatives as well as the plural forms of the prohibitive and the second person
plural optative, can be analyzed as a plural addressee marker following the suggestion
by Sumbatova & Lander (2014: 163–165). See §9.5 for some other contexts of its use.
For those verbs that have an imperfective and a perfective stem, the imperative is
mostly formed from the perfective stem. Regular exceptions to this rule are the imper-
fective stems of the verbs ‘eat’ and ‘drink’ that often behave differently from other imper-
fective verbs. They have the following imperatives: for the imperfective stem r-učː-e (sg,
f)/d-učː-aja (pl) ‘drink (several times)’ and perfective b-erčː-a (sg)/b-erčː-aja (pl) ‘drink
(once)’; imperfective stem r-uk-en (sg, f)/d-uk-ene(ja) (pl) ‘eat (several times)’ and per-
fective stem b-erkʷ-en (sg)/b-erkʷ-en(ja) (pl) ‘eat (once)’. Other verbs that allow for the
imperfective and the perfective stem to serve as the basis for the imperative are, for
example, k.alž- (ipfv)/k.elg- (pfv) ‘remain, stay’. Not all morphosyntactically affective
verbs allow for an imperative, but some do, such as b-aχ-e (n-know.pfv-imp) (3). Simi-
larly, the verb in (2) has experiental/affective semantics (though its subject appears in
the dative) and allows for the imperative. With those types of verbs the imperative has
rather the meaning of a wish of the speaker or a deontic flavor similar to ‘you should’.
1
There is one verb with the meaning ‘go, leave’ that is exceptional because it also allows for the suffixes
-aˁn and -aˁne, cf. the last two lines of Table 17.1.
17 Non-indicative verb forms
Sentences (1–3) illustrate the use of the imperative. Though it is not particularly com-
mon, imperative clauses can contain the second person pronoun referring to the ad-
dressee, which can be an argument in the absolutive (2), in the ergative (15), or in the
dative.
As in some other Dargwa varieties (e.g. Icari, Sumbatova & Mutalov 2003: 98, Shiri,
Belyaev In Preparation), the imperative cannot be used when the P argument of a tran-
sitive verb is first person. In this case, the optative is used instead (4). With second and
third person P arguments the imperative is allowed, cf. (6) below.
296
17.1 Imperative
297
17 Non-indicative verb forms
17.2 Prohibitive
The prohibitive is formally independent of the imperative. It consists of the prefix ma-
and a suffix. The prefix is positioned between the orientation and the deixis/gravitation
preverbs if there are any. The suffixes are similar to the habitual present (§13.1) because
they make use of the same stem augment, which depends on the transitivity of the verb.
Intransitive verbs take u; transitive verbs take i, and one verb behaves exceptionally
(§20.3.1). In the singular the suffixes are -ut/-utːa, -it/-itːa, and -aˁt/-aˁtːa; in the plural
they are -utːaj(a), -itːaj(a), and -aˁtːaj(a). The short and long variants in the singular and
plural seem to be in free variation. The prohibitive is only formed from the imperfective
stem in case a verb has both stems. Exemplary verbs in the prohibitive singular are
shown in the last column of Table 17.2.
Table 17.2: The prohibitive suffixes
As with the imperative, the prohibitive is only used with second persons. The second
person pronoun functioning as the addressee is mostly omitted, but it can be overtly
expressed. Examples (10) and (11) show intransitive verbs. Sentences (12), (13) illustrate
transitive verbs. In addition, affective verbs with dative addressees (experiencers) are
allowed (14).
298
17.3 Optative
17.3 Optative
The optative is formed from perfective verbal stems by means of suffixes (Table 17.3).
The suffixes are complex, and -ab can be identified as the optative marker to which
markers that express person agreement are added. The optative seems to obey the same
rules of person agreement that obtain in indicative clauses (§20.3.2). The paradigm has
a structure that is similar to other person paradigms, that is, syncretism of first singular
and plural with the second plural and zero marking in the third person (§20.3). There is
an optional variant -arte when the agreement controller is plural. The optative is negated
by means of the prefix ma-, which is also used for the prohibitive (§17.2).
299
17 Non-indicative verb forms
singular plural
1 -ab-a
2 -ab-e -ab-a /
-ab-aj /
-ab-aja /
-arte
3 -ab -ab/-arte
1. Wishes, blessings, curses, e.g. in greetings and other idiomatic phrases. For in-
stance, (17) is a typical greeting, and (19) is a phrase used when pronouncing the
name of a deceased. Note that the gender agreement in (17) is frozen. For reasons
unclear to me it is impossible to use the neuter singular prefix here, although this
would be expected from the structure of the clause (see §20.2.1 for more informa-
tion on default gender agreement and frozen agreement affixes).
2. Indifference, when the speaker does not care about a situation or event (21–23).
Note that in (22) the agreement on the verb is neuter plural because nouns refer-
ring to liquids normally control neuter plural agreement (§3.3).
300
17.3 Optative
3. Indirect commands
4. Commands (i.e. imperative and prohibitive function) with first person P argu-
ments:
Especially the first and second functions are used in situations where the speaker does
not have control over what is going to happen.
The suffix -arte can only be used when the agreement controller is plural (26). In (27)
the addressee is a not further specified group of people of whom the speaker wishes that
one beloved (masculine) person may die, that is, one man2 per addressee. Thus, there is
a group of people for whom the speaker wishes that they would die, which explains the
use of -arte and the plural demonstrative pronoun. The addressee is also plural (reflected
in the plural possessive pronoun). If the speaker had wished that more than one beloved
one should die, the verbs would change to b-ikː-an-te b-ebk’-arte.
301
17 Non-indicative verb forms
There is also the possibility of using the bare verbal stem in the optative function
(28–30) with singular and plural addressee. There is no observable semantic difference
between the use of the bare stem and the use of the optative when expressed by the
suffixes given in Table 17.3.
(28) ala w-ikː-an w-at!
2sg.gen m-want.ipfv-ptcp m-let.pfv
‘May your beloved (son) be left (in peace, alive)!’
(29) ala urk’i b-erc’!
2sg.gen heart n-fry.pfv
‘May your heart fry!’
(30) ašːa-la žan d-at!
2pl-gen organism npl-let.pfv
‘May your bodies and souls remain!’ (i.e. ‘May you be healthy!’) [modified corpus
example]
The bare optative can even be used like a noun and inflected without the need of
adding any derivational morphology. Thus, in (31) the complete optative phrase urk’i
b-ac’ (heart n-thaw.pfv) ‘May your/his/her/their heart thaw’ has been nominalized and
then the dative suffix has been added because the nominal functions as the addressee of
the verb ‘telephone’. The phrase is used with the idiomatic meaning ‘idiot’.
(31) ucːi-li-j tilipun d-arq’-ib-le urk’i b-ac’-li-j
brother-obl-dat telephone npl-do.pfv-pret-cvb heart n-thaw.pfv-obl-dat
k-ač’-e d-arq’-ib-le, …
down-come.pfv-imp npl-do.pfv-pret-cvb
‘When they called the brother, this idiot, if he had told me to come, …’
302
17.4 Modal interrogative
The suffix can be added to perfective as well as to imperfective stems with the usual
difference in meaning: habitual/iterative/generic if the verb is imperfective (35) vs. spe-
cific singular event if the verb is perfective (36).
(35) [talking about the present times and how they have changed]
ce b-irq’-ide?
what n-do.ipfv-modq
‘What should/can we do?’ or ‘What should/can be done (in general)?’
(36) c’il cet’le b-arq’-ide?
then how n-do.pfv-modq
‘Then how should I make (the plough)?’
The suffix is also obligatorily used when a second person absolutive argument of a
transitive verb occurs (37). This deviates from the general rule about person agreement
because normally in clauses with two speech-act participants both arguments can con-
trol person agreement (§20.3.2). Thus, in an indicative clause we could and often would
have a second person controlling agreement, as the answer in (37) shows. This is impos-
sible for the modal interrogative. From this we can conclude that the modal interrogative
marker is not a person agreement marker, although its use is restricted by person.
Occasionally, -idel instead of -ide is used (the l at the end is the embedded question
marker/complementizer =l, §28.4). It seems that there is a slight difference in meaning
between -ide and -idel, which reflects the fact that -idel is a kind of insubordination, i.e. a
use of an originally subordinate form in a main clause. In the Russian translations this is
reflected by the use of an additional adverb interesno ‘interesting’, which seems to stand
for an omitted matrix clause ‘it would be interesting to know’.
303
17 Non-indicative verb forms
However, the form -idel is far more common in real embedded questions (40) (see
§28.4 for more examples).
The modal interrogative of the verb b-iχʷ- (pfv) ‘be, become, be able’ is also used in
epistemic modal constructions (§15.4.2).
304
18 Non-finite verb forms
There are three types of verb forms that function as heads of subordinate clauses:
Plain non-finite verb forms are simple converbs, participles, the infinitive, the subjunc-
tive, and the masdar. The specialized converbs convey more specific temporal and causal
relationships. Plain non-finite verb forms (except for the subjunctive) and constructions
with specialized converbs lack person agreement. Only the plain non-finite verb forms
are part of the inflectional paradigm of the verb and thus formed by suffixes. Some of
them are also used for the formation of analytic TAM forms. By contrast, verb forms
functioning as specialized converbs mostly employ enclitics, which can also be added to
other parts of speech than verbs. Conditional and concessive clauses have person agree-
ment expressed by suffixes that strongly resemble the suffixes used in synthetic verb
forms of main clauses. They are treated here as non-finite verb forms because their basic
use is restricted to dependent clauses that cannot syntactically function as main clauses.
All non-finite verb forms are normally negated by adding the negative prefix a-.
Conditional and concessive forms as well as specialized converbs and some of the
plain non-finite verb forms occur in adverbial clauses (Chapter 25). Complement clauses
(Chapter 24) are mostly headed by plain non-finite forms such as the infinitive and the
masdar, and relative clauses are formed with participles (Chapter 23).
1. formation of the compound present by adding the person enclitics (1) or the copula
(§14.1.1) and formation of the compound past by adding the past enclitic (§14.1.2). In
interrogative clauses the enclitics and copulas can be omitted under certain circum-
stances and only the interrogative enclitics occur (2) (§9.1). There are also a number
of other auxiliaries that co-occur with imperfective converbs in periphrastic verb
forms (Chapter 15).
306
18.1 Plain non-finite verb forms
There are plenty of examples in which it is not easy or even impossible to un-
ambiguously identify the main clause to which the converbal clause belongs such
that it may seem that the converb can head independent main clauses. In fact, such
usages have been reported for Mehweb Dargwa (Kustova (2015); see also Mithun
(2008) for a more general account of how and why non-finite verb forms develop
into finite verb forms and the use of dependent clauses as independent sentences).
However, in elicitation converb clauses are always judged as dependent clauses
that need to be related to a superordinate clause in order to form a grammatical
sentence. Thus, converb clauses that seem to occur on their own in independent
utterances can probably be treated as a feature of colloquial language. In (6) only
the first clause is morphosyntactically unambiguously an independent main clause
followed by two expressions that indicate the lack of knowledge of the speaker (ce
ca-d=de=l, aχːu) and two clauses with imperfective converbs without accompany-
ing main clauses.
For instance, the utterance in (7) is part of a characterization of a person, but there
is no preceding or following main clause that could serve as a syntactic anchor for
the adverbial clause.
307
18 Non-finite verb forms
3. formation of certain complement clauses, for instance with the verb ‘begin’
(§24.2.8), i.e. the verbal head in the complement clause bears the imperfective con-
verb suffix.
4. The imperfective converb of the verb b-ik’ʷ- ‘say’ is used as a quotation marker
and, more generally, as a marker of certain complement clauses (§24.2.2).
1. Formation of analytic verb forms: resultative (§14.2.3), perfect (§14.2.4) and past
perfect (§14.2.5). Furthermore, there are periphrastic verb forms with other auxil-
iaries that make use of the perfective converb (Chapter 15).
2. Formation of temporal adverbial clauses: The adverbial clauses refer to situations
that take place before the situation expressed in the main clause or simultaneously
with it (8), (9). Occasionally, the latter type of converb clauses, which express si-
multaneously occurring events, are semantically manner clauses (10). It is common
to have sequences of adverbial clauses containing perfective converbs that denote
a sequence of events (8). As with the imperfective converb, it is not always easy
to find an adjacent main clause that is the syntactic anchor for perfective converb
clauses. For instance, in (11) the copula clause at the end refers to the same stretch
of events that the preceding converbal clauses refer to, namely the building of a
house. However, the converb clauses and the copula clauses do not share any ar-
guments. The sharing of arguments is not a syntactic requirement for the use of
perfective converbs, but as the preceding examples (8–10) show it is very common
(see also §25.1.3 for more information about the syntactic properties of converbal
clauses with respect to argument sharing).
308
18.1 Plain non-finite verb forms
18.1.2 Participles
Participles and functionally related forms occur in relative clauses and partially also in
other constructions. Sanzhi has three participle: (i) the preterite participle (§18.1.2.1), (ii)
the modal participle (§18.1.2.2), and (iii) the locative participle (§18.1.2.4). To the first two
participles the cross-cateogorical suffixes -ce and -il can be added (§18.1.2.3). For the
syntactic properties of relative clauses see Chapter 23.
309
18 Non-finite verb forms
(§14.2) and periphrastic verb forms based on it (Chapter 15). The preterite is also em-
ployed in relative clauses (Chapter 23). Formally we deal with one and the same suffix,
and I will therefore use only one single gloss for it (pret), although functionally and
with respect to morphosyntactic properties the finite verb form ‘preterite’ differs from
the participle. The finite verb form is used together with person enclitics, the past en-
clitic or the copula, which, by contrast, is impossible for the participle in a relative clause.
The participle, in turn, attaches further nominalizing suffixes (16) and can then be case
marked (§23.4). Relative clauses that are formed with the preterite participle obligatorily
have a nominal head (13), (14).
The preterite participle cannot directly take case suffixes or similar grammatical mark-
ers used with nominals (15). In order to nominalize the preterite participle, one of the
cross-categorical participles -il (16) or -ce needs to be added (see §18.1.2.3 below for more
details).
The preterite participle also attaches a number of temporal enclitics, suffixes and other
subordinating enclitics such as -er ‘when’, -la ‘since, after’ (17), =qːel(la) ‘when, because’
and =xːar ‘although’ and is then used in adverbial clauses with various specialized con-
verbs (§18.2).
310
18.1 Plain non-finite verb forms
311
18 Non-finite verb forms
Finally, a number of temporal enclitics and other subordinating enclitics such as -er
‘when’ (25), =qːel(la) ‘when, because’ and =xːar ‘although’ attach to the modal participle
yielding adverbial clauses (§18.2).
18.1.2.3 The cross-categorical suffixes -il and -ce/-te in combination with the
participles
The preterite and the modal participle can combine with both types of cross-categorical
suffixes, -il and -ce (-te in the plural). The general function of these suffixes can be de-
scribed as the formation of referential attributes or definite descriptions that have the
morphosyntactic properties of nominals (§9.6.1 and §9.6.2). When the suffixes are added
to the participles we can form relative clause with heads and headless relative clauses.
Two participles and two types of cross-categorical suffixes yield four possible combina-
tions that are not all equally common. There seem to be no semantic differences between
the two cross-categorical suffixes when occurring in headless relative clauses. But there
is a morphosyntactic difference: the suffix -il is only used with referents that are not
morphologically overtly marked for plural, i.e., the relative clause needs to refer to a
singular object or a mass noun such as χalq’ ‘people’ or sungul ‘the community of the
Sanzhi people’ (even though both nouns control human plural agreement) or something
similar as in (28). The referent can be overtly expressed (relative clause with a head) or
not (headless relative clause). For overtly marked plural referents or for headless relative
clauses denoting a plurality of referents only -te can be used (26–28).
312
18.1 Plain non-finite verb forms
313
18 Non-finite verb forms
The combination of the modal participle with -il is not particularly frequent; it occurs
mostly together with case suffixes as in (34).
Finally, the suffix -il can also be added to the existential copulas, which do not inflect
for any of the participles, in order to form headed and headless relative clauses (6). In
(35) the existential copula with its suffix -il is inflected for a spatial case.
314
18.1 Plain non-finite verb forms
In addition, the locative participle can be fully case marked. In order to add case suf-
fixes (other than the suffixes for the essive and the ablative) the participle appears in its
oblique forms, just like any other nominal. After suffixing the oblique marker -l (which
is identical to the ergative), case suffixes follow (39). But as (37) and the second variant
in (39) show, it is also allowed to directly suffix markers that express the spatial cases es-
sive, lative and ablative, because the locative participle has inherent spatial meaning. In
elicitation, the suffixation of other than spatial cases leads to a broader variety of relative
clauses (40). The case-marked participle also occurs in adverbial clauses with causative
semantics (103).
315
18 Non-finite verb forms
(i) the cross-categorical suffix -ce/-te for the formation of complement clauses with
potential meaning and purpose clauses (45). Note that in this function the suffix
can also be omitted without any change in meaning (i.e. compare with (42)).
(ii) the complementizer/embedded question marker =al for the formation of embed-
ded polar and content questions (46) and very occasionally for rhetoric questions
for which the speaker does not expect an answer (47). The latter use is due to
the ongoing grammaticalization of the embedded question enclitic as a marker of
epistemic modality (§28.4).
316
18.1 Plain non-finite verb forms
(iii) subordinating enclitics for the formation of adverbial clauses, e.g. =sat/=satːin/=
satːinna ‘until’, =sar ‘before, until’ and bahandan ‘because of’ (§18.2)
(iv) the suffix -li-j (-obl-dat): the dative is generally used to express causes (§3.4.1.4),
and it is the only case that the infinitive can be inflected for (48). In the causative
function the dative is also suffixed to other deverbal nominals such as abstracts
nouns with the suffix -dex and the masdar (§18.1.5).
singular plural
1 — —
2 -itːaj/-utːaj
3 -araj/-anaj
2
The second person subjunctive suffixes are identical in form with variants of the plural prohibitive.
317
18 Non-finite verb forms
There is a strong correlation between the stem augment vowel and transitivity, i.e.
intransitive verbs mostly take -u (49) and transitive and affective verbs usually take -i
(50). Thus, the subjunctive behaves as other verb forms that have person agreement
suffixes (§20.3).
In the third person, the suffixes -ar-aj and -an-aj are used, which diachronically con-
sist of -ar (homophone to one allomorph of the the habitual present and the realis condi-
tional), or -an (homophone to the modal participle) and -aj. The choice between -araj and
-anaj is mostly lexicalized (51), (52) but there are a few verbs to which in elicitation both
suffixes can be attached, e.g. či-ha-b-uq-anaj/či-ha-b-uq-araj (spr-up-n-go.pfv-subj.3)
‘climb’. In general, -anaj is more common both in terms of types (i.e. verb stems to which
the suffix is added) as well as in terms of token frequency in my corpus.
The subjunctive, just like the infinitive, is mainly obtained from perfective stems,
though a number of imperfective stems can also be inflected for it (53).
318
18.1 Plain non-finite verb forms
The functions of the subjunctive are identical to the functions of the normal infini-
tive and it is always possible to replace the subjunctive with the infinitive. Thus, the
subjunctive heads purpose and complement clauses:
(54) c’il uškul-la hextːu-b, musːa=ra k’e-b b-iχʷ-ar
then school-gen there.up-n place=add exist.up-n n-be.pfv-cond.3
ka-d-isː-utːaj
down-1/2.pl-sleep.pfv-subj.2
‘Then there at the school, there is a place, if it still exists, for you to sleep.’
(55) d-uq’-ij xːun-be wahi-l d-určː-i=q’al ixtːu
1/2.pl-go.pfv-inf way-pl bad-advz npl-be.ipfv-hab.pst=mod there.up
d-uq’-aˁtːaj
1/2.pl-go.pfv-subj.2
‘The roads to go there were probably bad, for you to go.’
(56) hel rucːi-l r-aʔ r-išː-ib ca-r b-ukː-un-ne kːalkːi
that sister-erg f-begin f-become.pfv-pret cop-f n-eat.ipfv-icvb tree
ka-b-ik-araj
down-n-occur.pfv-subj.3
‘The sister started to eat up the tree so it would come down.’
As with the infinitive it is possible to suffix the cross-categorical suffix -ce to the sub-
junctive (57). In this example, b-arq’-araj-ce could be replaced by b-arq’-ij-ce and the
meaning would not change.
(57) uškul b-arq’-araj-ce balnicːa b-arq’-ib-le b-iχʷ-ardel
school n-do.pfv-subj.3-dd.sg hospital n-do.pfv-pret-cvb n-be.pfv-cond.pst
‘It would be better to build a hospital instead of building a school.’ (E)
Furthermore, subordinating enclitics for the formation of adverbial clauses can be at-
tached, in particular =sat/=satːin/=satːinna ‘until’ (58), =sar ‘before, until’ and bahandan
‘because of’ (§18.2):
(58) k’ʷah ∅-ič-ib-le, ʁera ag-araj=sat a-b-urs-ib
silent m-occur.pfv-pret-cvb dusk go.pfv-subj.3=until neg-n-tell.pfv-pret
‘He remained silent, until it became dark he did not tell.’
It seems that the subjunctive, which is absent from the more innovative north Dargwa
varieties (e.g. from Akusha/Standard Dargwa), is gradually disappearing from south
Dargwa varieties. In Icari, it lacks a cell in the transitive paradigm that is replaced with
-ij (which is not the Icari infinitive, but another suffix.). In Sanzhi, it entirely lacks first
person forms. Verb forms similar to the Sanzhi subjunctive are found in other south
Dargwa varieties such as Qunqi, and Xuduc, but, e.g., not in Tanti (Sumbatova & Lan-
der 2014: 136). Sumbatova & Mutalov (2003: 107) write that the Icari subjunctive (-aj/
-j), which is clearly cognate with the Sanzhi subjunctive, is historically and structurally
related to the Standard Dargwa infinitive -es.
319
18 Non-finite verb forms
1. formation of complement clauses, e.g. with matrix predicates such as ‘know’ and
‘understand’ (59)
If the masdar is formed from a stem with imperfective aspect, the temporal ref-
erence of the complement clause is non-past (60), and if it is formed from a stem
with perfective aspect the temporal reference is past time (61).
2. formation of deverbal nouns that can be used like other nominals (62), i.e. in the
position of arguments or adjuncts. The masdar can be inflected, e.g. for the da-
tive, which yields the expected causative reading (63), and for the genitive when
it expresses the topic of a speech act (64) or other relations (65).
320
18.2 Specialized converbs
321
18 Non-finite verb forms
322
18.2 Specialized converbs
When the enclitic is attached to the modal participle the meaning is ‘as much as, as
long as’ (75). Two more examples are given in §9.3.
The same meaning is also attested when the enclitic follows nominals (35), (36). Finally,
the enclitic can be attached to demonstrative pronouns forming manner demonstrative
pronouns that are used in comparison ‘like this, like that, such’ (37).
323
18 Non-finite verb forms
Occasionally, the temporal relationship also implies a causal relation between the sit-
uation referred to in the adverbial clause and the situation expressed in the main clause:
Instead of using the bare preterite participle it is also possible to suffix another marker
-la to the participle, which is, in turn, followed by the postposition (80), (81). The suffix
-la goes most probably back to the genitive case suffix since hitːi governs the genitive.
The suffix -la undergoes assimilation after the sonorants /n/ and /r/ (> -na, -ra). It can
also be employed on its own without the following postposition hitːi (§18.2.6).
324
18.2 Specialized converbs
325
18 Non-finite verb forms
To sum up, in certain contexts the three options (only -la, only =itːi, or -la + hitːi) have
very similar or even identical meaning (‘after, when’). In other contexts when -la is used
alone it means rather ‘since’.
If the lexical verb appears in the form of the perfective converb, the adverbial clause
expresses immediate anteriority that can be translated with ‘as soon as, immediately
when’. It refers to the point in time when an event is completed or was completed or to
the moment when a state obtains or obtained rather than to an enduring situation. The
relevant state or event immediately precedes the situation denoted by the main clause.
326
18.2 Specialized converbs
Frequently concessive clauses are copula constructions without a copula item (‘al-
though X is Y’), in which case the temporal reference of the concessive clause depends
on the main clause. For instance, in (95) the main clause refers to the past and therefore
the concessive clause also refers to a past event even though it does not contain any mor-
pheme expressing temporal reference (i.e. no preterite or modal participle). The host of
the enclitic in such concessive phrases is the copula predicate, which can for instance be
an adjective (95), and adverbial, (96), or a noun (97).
(95) ʁaj=či=ra uq-un=da, majmaj=či=ra uq-un=da
word=on=add go.pfv.m-pret=1 condemnation=on=add go.pfv.m-pret=1
hel-tː-a-j, du winawat=xːar
that-pl-obl-dat 1sg guilty=conc
‘I argued, I quarreled with them, though I was guilty (myself).’
(96) urk’i q’aq’a-le=xːare, aq-le dalaj w-ik’-ul=da
heart narrow-advz=conc high-advz song m-say.ipfv-icvb=1
‘Even though the heart is sorrowful (lit. ‘narrowly’), I sing my song loudly.’
(97) har aʁʷal xujal dučːi nik’a qal=xːar kružok b-irχʷ-i di-la
every four five night small house=conc circle n-be.ipfv-hab.pst 1sg-gen
aba-la qili-b
mother-gen home-hpl
‘Every fourth or fifth night there was a circle (of people) in my mother’s house
though it was a small house.’
There is another way of formulating concessive clauses in Sanzhi, namely the use of
conditional forms to which the additive is encliticized (§18.3.6).
328
18.2 Specialized converbs
The zamana-construction can be combined with the particle bah ‘immediately when’
that occurs in the initial position of the relative clause (102). The precise origin of bah
needs further investigation, but we might suggest that it is related to the superlative
particle bah ‘most’ and to the adverbs bahsala, bahsar ‘first’, which can be decomposed
into bah- and a following postposition. The particle can also co-occur with the enclitic
=qːel(la).
329
18 Non-finite verb forms
When the postposition bahanne/bahandan ‘because of’ (§8.2.3) follows the masdar, the
resulting clause also expresses causation (105). By contrast, when it follows the infinitive
or the subjunctive we get purpose clauses (106):
(105) ka-b-ičː-ni bahanne b-ebč’-ib
down-n-cut.up.pfv-msd because.of hpl-die.pfv-pret
‘Because they cut it, they died.’
(106) hel-tːi ce hak’ ka-d-arq’-ar-aj bahanne irk-me
that-pl what shake down-npl-do.pfv-prs-subj.3 in.order.to threshing.board-pl
hak’ ka-d-arq’-ij bahanne
shake down-npl-do.pfv-inf in.order.to
‘in order to shake those, in order to shake the threshing boards’
All conditional forms head dependent clauses, thus they are normally followed by a
main clause. The conditional suffixes alone suffice to convey conditional meaning, but
optionally the conjunction raχle ‘if’ can co-occur in conditional clauses (107). However,
the use of the subordinating conjunction is rare.
(107) raχle uc-arre het k-ercː-an ca-w heštːu
if catch.m.pfv-cond.3 that down-stand.ipfv-ptcp cop-m here
‘If (he) caught him, he must stand there.’
For more information on the general syntactic properties of adverbial clauses see
Chapter 25.
330
18.3 Conditional and concessive verb forms and clauses
singular plural
1 -lle
2 -tːe(l) -tːal
3 -ar(re)/-an
331
18 Non-finite verb forms
It also occurs in utterances in which the conditional is not a condition for the apodosis
because there is no conditional connection between the two clauses. This includes the
common idiomatic expression ‘to be honest’ (lit. ‘if I tell correctly’) (112).
As with the two indicative analytic verb forms, the habitual present and the habitual
past, in conditional clauses ergative alignment is, in addition to the dative construction,
possible with some affective verbs.
singular plural
1 -tːel
2 -tːel -tːal
3 -ar-del/-an-del
The semantic range of the past conditional comprises the expression of realis condi-
tions that were obtained in the past.
332
18.3 Conditional and concessive verb forms and clauses
Furthermore, it conveys irrealis conditional meanings, i.e. conditions with low proba-
bility and counterfactual conditions (116), and those sentences can lack the apodosis (117),
(118). The apodosis of past conditional clauses often contains a verb marked for future
in the past (§14.1.4) or habitual past (§13.2) (114).
333
18 Non-finite verb forms
singular plural
1 -aχː-a-lle
2 -aχː-a-t(te) -aχː-a-t(tal)
3 -aχː-a-n(ne)/-aχː-a-r(re)
‘say’ ‘do’
singular plural singular plural
1 r-ik’ʷ-aχː-alle d-ik’ʷ-aχː-alle b-irq’-aχː-alle
2 r-ik’ʷ-aχː-at d-ik’ʷ-aχː-t(tal) b-irq’-aχː-at(te) b-irq’-aχː-atːal
3 r-ik’ʷ-an(ne) b-ik’ʷ-an(ne) b-irq’-aχː-an(ne)
The imperfective realis conditional is basically the imperfective counterpart of the re-
alis conditional. According to Sanzhi speakers, it covers the same meanings, with the
only difference being the aspectual value that the stem carries. Thus, we have realis con-
ditional semantics with present and future time reference (119), (120) and occassionally
in utterance in which no genuine conditional semantics is expressed (121).
(119) “hej ha-r-iq’-ij a-r-irχʷ-aχː-alle,” r-ik’ʷ-ar, “dam
this up-f-bring.up-inf neg-f-be.able.ipfv-cond-cond.1 f-say.ipfv-prs 1sg.dat
ʡuˁmru ħaˁžat-le=kːu”
life need-advz=neg
‘“If I cannot educate (i.e. bring up) her (myself),” she said, “then life is of no need
for me.”’
(120) hel-tːi ha-qː-ij a-r-irχʷ-aχː-an il ce
that-pl up-carry.pfv-inf neg-f-be.able.ipfv-cond-cond.3 that what
r-irq’-an=e dam?
f-do.ipfv-ptcp=q 1sg.dat
‘If she is not able to carry those (sacks), of what use is she for me?’ (i.e. a wife
that is unable to carry the sacks of flour is useless)
(121) qus tːura-k-aˁq-ib-le, er ∅-ik’ʷ-aχː-an, il bek’
slip out-down-drag.pfv-pret-cvb look m-look.at.ipfv-cond-cond.3 that head
b-akːu
n-cop.neg
‘After having pulled (him) out, if they look, there is no head.’
The verbs that do not have an aspectual distinction can form the realis conditional
as well as the imperfective realis conditional without any noticeable semantic difference
334
18.3 Conditional and concessive verb forms and clauses
between the two forms (122). For verbs with two aspectual stems the semantic difference
is restricted to the aspectual difference between imperfective and perfective aspect; the
conditional meaning is identical for both forms (123).
(122) nušːa d-ax-ulle / d-ax-aχː-alle
1pl npl-go-cond.1 / npl-go-cond-cond.1
‘if we go’ (E)
(123) dam urči či-b-ig-aχː-alle / či-b-až-ille
1sg.dat horse spr-n-see.ipfv-cond-cond.1 / spr-n-see.pfv-cond.1
‘if I see the horse (regularly/once)’ (E)
335
18 Non-finite verb forms
336
18.3 Conditional and concessive verb forms and clauses
The third person concessive conditional form of the auxiliary b-iχʷ- (n-be.pfv) used
in combination with interrogative pronouns lexicalized into a universal indefinite free
choice pronoun similar to the English -ever series (134) (§4.6.3). Similarly, the verb b-
ikː- ‘like, want, love’ can function as universal indefinite free choice when it takes a
concessive conditional form and co-occurs with an interrogative pronoun (135).
However, conditional forms with an additional additive enclitic do not always express
conditional concessive meaning. For present conditional forms the concessive semantics
can be very weak (136) or even absent, in which case only the conditional meaning is
conveyed. For past conditionals the meaning is irrealis conditional instead of concessive
(118).
There is another way of forming concessive clauses by means of the enclitic =xːar
(§18.2.8).
337
Part IV
Syntax
19 Valency classes and modification of
valency patterns
19.1 Valency classes
19.1.1 Introduction
Valency classes cross-cut the morphological classes of verbs. This means that the mor-
phological classes (underived verb stems with or without preverbs, derived verbs, com-
pound verbs, see §11.1 and Chapter 12) distribute over the valency classes with probably
a preference for the simple underived verbs to occur in the intransitive, the transitive
and to a somewhat lesser extent the affective valency class.
I will categorize verbs into valency classes according to two main criteria: (i) the num-
ber of arguments and (ii) the case marking of the subject-like argument. By ‘subject-
like argument’ I refer to the argument of the simple clause that has the most subject
properties as opposed to all other arguments (see §22.3 for more details). Subject-like
arguments are marked with one of the three cases absolutive, ergative or dative. I use
the terms “one-place” or “monovalent”, “two-place” or “bivalent”, and “three-place” or
“trivalent” for referring to the number of semantic arguments required by the verbs. The
basic valency classes and the case marking of the subject-like argument are summarized
in Table 19.1.
Table 19.1: Valency classes and case marking of subject-like arguments
subject-like argument
# valency absolutive dative ergative
monovalent intransitive (§19.1.2) monovalent affective one verb (11)
(§19.1.3)
bivalent extended intransitive bivalent affective transitive (§19.1.5)
(§19.1.4) (§19.1.8)
trivalent # # ditransitive (§19.1.6)
verbs are ditransitive verbs. Furthermore, I use the term “affective predicates” for a clear-
cut class of mostly experiential predicates that express the experiencer argument in the
dative and the stimulus argument, if there is one, in the absolutive. Affective verbs typ-
ically form their own valency class in East Caucasian (see, e.g. Comrie & van den Berg
2006; Ganenkov 2006; Comrie et al. 2018). One might hypothesize that they belong to
the class of extended intransitive verbs. However, if one applies the commonly used test
for subjecthood to the extended intransitive verbs and the affective verbs it immediately
becomes clear that with the former class it is the absolutive argument that exhibits most
subject properties whereas with the latter class it is the dative argument. For more infor-
mation on grammatical relations in Sanzhi see §22.3 and Forker 2019b.
Table 19.2 provides an overview of the major valency classes discussed in this chapter;
some minor classes are not listed, but discussed below. All verbs in the table and in the
following subsections are presented in the order imperfective/perfective if they have two
stems. Otherwise the single stem that is unspecified for aspect is given. In the table and
in this chapter as well as elsewhere in the grammar I will use the following letters as
mnemonics for macro roles (see Bickel 2011 and Bickel et al. 2015):
A = the argument with the most agentive properties of a bivalent or trivalent predicate
(except for extended intransitive predicates, for which S is used)
P = the argument with the least agentive or most patientive properties of a bivalent
predicate
Subject-like arguments are of the type S or A. Note that S occurs with monovalent and
bivalent verbs, which might seem slightly unusual. My reason for using the label S in
this way is case marking, because all arguments falling under this label are marked by
the absolutive case, which leads to a range of common morphosyntactic properties. For
more details on grammatical relations see §22.3.
As Table 19.1 shows, monovalent verbs have three possibilities for marking their sin-
gle argument. The majority of the monovalent verbs assign the absolutive case to the
single argument (§19.1.2), though dative or, in case of one verb, ergative are also possible
(§19.1.3).
Table 19.3 summarizes the case-marking patterns available in constructions with biva-
lent predicates, because they are the largest and most heterogeneous group. The columns
represent the possible cases for subject-like arguments, which can be absolutive (S) or
ergative (A), or dative (A). The rows display the possible cases for P arguments (absolu-
tive, dative, genitive, spatial cases, ergative). As the table shows, the absolutive case is
the most versatile case that can be combined with all other cases and encodes S, A or P,
but the ergative is also quite flexible.
342
19.1 Valency classes
343
19 Valency classes and modification of valency patterns
Note that Table 19.3 conflates basic valency classes for bivalent predicates (i.e. ex-
tended intransitive, transitive, affective) with a number of other special constructions,
which are available for some predicates of the basic valency classes (antipassive, con-
structions with absolutive, dative or genitive Ps).
The first row in Table 19.3 lists all constructions that consist of an S argument in the
absolutive and a further P argument. These clauses with extended intransitive predicates,
but also antipassives (§19.2.1), and two minor constructions with absolutive and genitive
P arguments are described in §19.1.4. In all clauses with bivalent verbs and absolutive S
arguments it is the S that controls gender agreement. Gender agreement with any other
arguments is ungrammatical.
The second row in Table 19.3 contains all constructions with ergative A arguments
and P arguments with various cases. First of all, the P argument can have the absolutive
case (standard transitive verbs including causativized intransitive verbs, and, in certain
TAM forms, affective verbs, §19.1.5, §19.1.8, §19.2.2). A few bivalent verbs with an ergative
agent (A) require a goal or beneficiary argument marked with the dative or in-lative, or
even an experiencer in the genitive (51), which represents the P argument. These verbs
commonly have lexicalized direct objects in the absolutive case that are invariable parts
of the compound verb and therefore do not count as arguments (§19.1.7).
Third, bivalent verbs with A arguments taking the dative are, as mentioned above,
mostly affective verbs that have a P (stimulus) in the absolutive.
344
19.1 Valency classes
g. či-r-ha-b-ulq-/či-r-ha-b-uq- ‘vomit’
h. luqː-/b-elqː- ‘be, become full, fed up’
i. t’aš b-ircː-/t’aš b-icː- ‘stop’
j. uruc b-ik’ʷ-; uruc b-irχʷ-/uruc b-iχʷ- ‘be/become embarrassed, ashamed’
(2) nuˁq-be ʡaˁbħ-ib ca<d>i
arm.obl-pl get.tired.pfv-pret cop<npl>
‘My arms got tired.’
(3) ažal d-iχʷ-ar-del, dawnu r-ubk’-a-di
death npl-be.pfv-prs-cond.pst long.ago f-die.ipfv-hab-1
‘If it was (the time) to die, I (fem.) would have died long ago.’
(4) w-elqː-un-ne=da
m-sate.pfv-pret-cvb=1
‘I (masc.) got fed up.’
There are a variety of intransitive verbs that are compounds and contain a nominal
part (§12.2.2). The nominal part, however, does not function as argument of the verb. It
most frequently appears in the absolutive case (6), but the genitive case is also possible
(7), or the loc-lative or spatial postpositions/adverbials. Note that in (6) the absolutive
argument that controls the agreement has been omitted and only its genitive modifier
appears in the clause.
345
19 Valency classes and modification of valency patterns
The affective verbs ‘see’ and ‘hear’ can also be used as monovalent verbs with the
meaning ‘be/become visible, show off’ and ‘be/become audible’ (see §24.5 for two exam-
ple sentences and §19.1.8 below for a discussion).
There is a special predicate denoting weather phenomena that has one single argu-
ment marked with the ergative (11), (12). The verb does not have an aspectual distinction
and always shows neuter gender and third person agreement. The same phenomenon is
observed in the neighboring Icari Dargwa variety (Sumbatova & Mutalov 2003: 155), but
apparently not in Standard Dargwa.
346
19.1 Valency classes
Verbs of speech and verbs with similar meanings may mark their addressee argument
with the dative (17), but much more common is the use of the in-lative (21), (22). There
is only one extended intransitive verb of speech, b-ik’ʷ- ‘say’, which is, however, also
widely used in compound verbs (20).
347
19 Valency classes and modification of valency patterns
There are a number of compound verbs and copula constructions with experiential
semantics that belong to the extended intransitive class and mark the second argument
with the ante-ablative (23), (24) or take a clausal complement (25) (see Chapter 24).
348
19.1 Valency classes
Example (30) illustrates a clause with two arguments that also resembles copula
clauses. The S argument in the absolutive case functions as subject-like argument (e.g.
it controls agreement on the verb). The nominal bearing the genitive is not a possessor
of an omitted head noun, but an argument of the verb. Note that it is possible to replace
the genitive by the absolutive with no salient change in the meaning of the clause.
349
19 Valency classes and modification of valency patterns
350
19.1 Valency classes
To this group belong a number of verbs expressing violent physical contact (38). These
verbs have an absolutive argument denoting the instrument of the action (39). The in-
strument is usually omitted such that we are left with two arguments, the ergative agent
and the goal that takes the dative or the in-lative (40). The valency frame is typical for
this semantic type of verbs and has been described for other East Caucasian languages
(Khalilova 2009: 332–334; Forker 2013a: 476).
However, the verb b-erh- (pfv) ‘knock, strike, bang’ takes only instruments in the
ergative or the comitative case that do not control the agreement, such that the resulting
clauses lack absolutive arguments (42). The agreement trigger is not overtly present in
the clause and cannot be retrieved by speakers. The difference in gender agreement goes
hand in hand with a difference in the meaning of the clauses: when the neuter singular
prefix b- is used the event occurred only once; when the neuter plural suffix is used the
knocking-event occurred repeatedly such that the meaning is rather ‘beat off’.
Another group of extended transitive verbs are verbs of speech that take an addressee
argument in the in-lative (43–45). Their absolutive argument is either a clause (44), (45),
or a noun that refers to the speech event such as χabar ‘story’ (108).
351
19 Valency classes and modification of valency patterns
Verbs denoting movement and positioning of objects or animate entities combine with
various spatial cases, e.g. the ad-lative or the loc-lative.
(48) a. zaˁnʁ d-uˁrq-/zaˁnʁ d-aˁq-; telepun d-aˁq-/telepun d-uˁrq- ‘call on the phone’
b. kumek b-irq’-/kumek b-arq’- ‘help’
c. tamaša b-arq’-/tamaša b-irq’- ‘wonder’
352
19.1 Valency classes
Some of the frozen objects occur in more than one construction. For instance, urk’ec’i,
when combined with a verb, can occur in the ergative construction with an agentive
experiencer (53), in a construction with a dative experiencer (71), and together with an
experiencer in the genitive (72). The stimulus is always a goal or beneficiary-like argu-
ment and therefore takes the dative.
Note that Sanzhi also has a range of compound verbs with nouns marked by the gen-
itive or by spatial postpositions. However, the nouns used in such constructions are not
lexicalized objects but nominal parts of compound verbs. For examples see §12.2.2.
353
19 Valency classes and modification of valency patterns
Most bivalent affective verbs have an experiencer argument in the dative and a stim-
ulus argument in the absolutive. They follow the same agreement rules as transitive
verbs, i.e. gender/number agreement with the absolutive argument and person agree-
ment is ruled by the hierarchy 1, 2 > 3 (55), (56), and/or it is the experiencer that controls
the agreement (55), (56), or it is invariably third person (61), (70).
When inflected for some tenses such as the habitual past, the compound present (57)
or the future (58), (59) and in some types of subordinate clauses certain affective predi-
cates allow for the experiencer to bear the ergative instead of the dative case. The erga-
tive alignment pattern is more common in other Dargwa varieties such as Icari Dargwa,
and has been investigated from a diachronic perspective in Ganenkov (2013). In Sanzhi
Dargwa, it is less common and the precise conditions that allow for ergative experiencers
still need further investigation. In any case, it follows the same agreement rules as dative
experiencers, e.g. in (57) person agreement is controlled by the ergative experiencer and
in (58) by the absolutive stimulus.
354
19.1 Valency classes
It is not always possible to determine if a specific examples follows the person hier-
archy or if it is the experiencer, who controls the agreement (which can also be formu-
lated as semantic role hierarchy: experiencer > stimulus). For instance, in (60) the person
agreement enclitic on the verb =da expresses first person singular or plural and second
person plural agreement, such that it could be either the experiencer (in accordance with
the experiencer controlling agreement independently of person) or the stimulus (in ac-
cordance with the hierarchy) that functions as controller. Similarly, in both (55) and (60),
a first person experiencer controls the agreement suffix, which can be explained by the
person hierarchy or by the semantic role hierarchy).
In general, experiencer verbs seem to allow for a higher degree of variation concern-
ing person agreement than transitive verbs. This includes the fact that under certain
circumstances the person agreement is third person although the clause contains a first
or second person dative pronoun in the semantic role of experiencer. For instance, with
the verb ‘forget’ both person agreement enclitics and third person agreement are found
in the Sanzhi corpus, but third person agreement prevails. Thus, in (58) we find second
person singular controlled by the stimulus and (55) the verb agrees with the experiencer
in the dative (first person singular). By contrast, in (61) and (62) the agreement is third
person instead of the expected first person agreement.
As the following minimal pair shows, the variation that the verb ‘forget’ shows be-
tween person agreement and invariably third person does not imply any differences in
meaning and is not tied to certain TAM forms (as it is the case for ergative experiencers,
which are only available for a restricted number of TAM forms, but for all affective verbs).
The variation includes forms with person suffixes and forms with person enclitics alike.
355
19 Valency classes and modification of valency patterns
One and the same tense form can show variation as the following two examples of the
preterite demonstrate. The first sentence (63) shows person agreement with the first per-
son experiencer whereas the second sentence (64) has a verb form that corresponds to
the third person preterite (i.e. no person enclitic, no copula).
Based on the data collected so far I am not able to explain the variation by means of lin-
guistic or extralinguistic factors. Another, more general question concerns the nature of
the third person forms in (61), (62), (64), and other affective verbs below, for which three
different hypotheses could be suggested. First, we can perhaps analyze it as third person
agreement controlled by the absolutive patient that overrules the agreement hierarchies
stated above. It would then follow the ergative pattern analogously to the ergative agree-
ment attested in certain TAM forms and discussed in §20.3.2. Alternatively, we can claim
that we deal with ‘suspended person agreement’ in the sense that the verb shows the
default person agreement form, namely third person, but this form does not underlie
control but shows actually the lack of an agreement controller.
A third alternative would be to suggest that the verbs in (61) and (62) are one-place
verbs and the dative pronouns are not genuine arguments of the verb but something
like adjuncts and can therefore not control the agreement.1 This argumentation could
be supported by the fact that even the verbs ‘see’ and ‘hear’, which are normally used
as two-place affective verbs can be used as one-place bivalent verbs with the meanings
‘be visible’ and ‘be audible’. In that case normally the dative experiencer can be omitted.
Thus, (65) can be used with a dative pronoun, in which case two translations are possible
‘I began to see the mountains.’ or ‘The mountains started to be visible to me.’ If the
pronoun is omitted, then the only translation is ‘The mountains started to be visible.’
Similarly, the verb ‘remember’ is a compound verb in which the verbal part consists of
the otherwise intransitive light verb b-ik- ‘occur’. I found only third person agreement in
all corpus examples as well as in elicitation, which suggests that the dative experiencer
is syntactically not an argument but an adjunct such as a goal (66).
1
If this approach can be corroborated by further research, then the discussed verbs and examples have to
be classified as monovalent affective verbs. For the sake of the argumentation and because I am unable to
draw a conclusion at the present moment I prefer to leave this part of the section where it is.
356
19.1 Valency classes
There are some more predicates that can be classified as two-place affective predicates
because they come with two semantic roles, an experiencer and a stimulus, but which
differ from the predicates discussed so far in this section. First of all, there are two cop-
ula constructions with adverbials that mean ‘needed’ (67). In these constructions the
absolutive stimulus functions as copula subject and thus person and gender agreement
controller (68), or alternatively complement clauses can be used. The dative can be clas-
sified as copula predicate and its use is optional. The predicates therefore behave in the
same way as what has been said above about ‘see’ and ‘hear’, i.e., they can be used as
monovalent predicates without an experiencer in impersonal constructions or as biva-
lent affective verbs.
There are two bivalent affective verbs that do not show person or gender agreement,
but invariable third person forms and the default gender agreement prefix d- (69).3 The
verb simi d-uq-/simi d-ulq- ‘be angry’, already mentioned in §19.1.4, is a one-place verb
that can be changed into a two-place verb with a further experiencer/goal argument in
the dative by adding the spatial preverb či- to it (70). This experiencer/goal argument
can never control person agreement (i.e. first person agreement in the examples below
is ungrammatical) and thus the person agreement is always third person. The identical
lexical verb with the same preverb con also occur in a compound with urk’ec’i ‘pity’ with
exactly the same morphosyntactic properties (71). Note that in (72) the dative pronoun
has been replaced by a genitive possessor that now encodes the semantic role of expe-
riencer. This examples is an indication that the dative pronouns in the other examples
(70) and (71) are not arguments but adjuncts, perhaps comparable to external possessor
that can be expressed in the dative or in the genitive.
357
19 Valency classes and modification of valency patterns
Finally there are a few constructions with dative experiencers and a source-like or
cause-like stimulus arguments that bear the ante-ablative (73). This is the same case
that is used by some monovalent experiential verbs for marking the source/cause-like
arguments (24). In these constructions, there is again invariable third person agreement
and default neuter singular gender agreement that is frozen and not controlled by any
of the constituents (74–76).
(73) a. c’aχ ka-b-ircː-/c’aχ ka-b-icː; c’aχ-le ca-b ‘feel ashamed, be/become embarrassed’
b. c’aχ-le ca-b ‘be ashamed by ’
c. b-irt’-/b-et’- ‘long for’
358
19.1 Valency classes
Sanzhi Dargwa makes use of different suffixes for the imperative of many intransitive
and transitive verbs, and the stem augment vowels in the prohibitive and the habitual
present also differ according to transitivity. Thus, the verbal morphology provides deci-
sive clues for deciding whether a verb is used intransitively or transitively.
The majority of the labile verbs are S=P-labile, preserving the argument with the pa-
tientive semantic role (79). The first example sentence in (80) shows the intransitive use,
and the second one in (81) illustrates the transitive use.
The prohibitive of the intransitive clause is given in (82), and the prohibitive of the
transitive can be found in (83).
I found a few S=A labile verbs that preserve the subject-like argument, namely:
(84) a. b-elč’- (pfv)/b-uč’- (ipfv) ‘read, learn, study, sing’, (85), (86)
b. b-erkʷ- (pfv)/b-uk- (ipfv) ‘eat’
359
19 Valency classes and modification of valency patterns
Translational equivalents of ‘read’ are also labile in a number of other East Cauca-
sian languages (e.g. in Icari Dargwa, Sumbatova & Mutalov 2003: 154–155, and in Hinuq,
Forker 2013a: 492). Note that lability surfaces only with the imperfective aspect of those
verbs that can be used intransitively or transitively. This means that the perfective stems
always occur in transitive constructions.
Furthermore, an optional P argument can be added in the intransitive use. This ar-
gument needs to be semantically plural and indefinite, and is marked with the ergative
case (87). This construction is called “antipassive” in Dargwa languages and treated in
more detail in §19.2.1.
360
19.2 Modification of valency patterns
19.2.1 Antipassive
Sanzhi Dargwa has an antipassive that is formed by reversing the case marking of A
and P in a clause with a canonical transitive predicate (88–89). Since both A and P are
obligatorily arguments in the antipassive construction, it is not an argument-decreasing
operation, although the A argument is frequently covert in examples from natural texts.
The verb remains unmarked, but the gender/number agreement on the verb changes.
Due to the lack of formal marking on the verb the antipassive in Sanzhi is not a typical
antipassive from a typological perspective (Polinsky 2005).
Apart from being restricted to only one predicate class, namely canonical transitive
verbs, the antipassive is additionally constrained in other ways:
1. Only the A argument can be omitted. In texts, it is frequently omitted as the exam-
ples in (90) and (91) show. The overt presence of the P argument is obligatory in
order to have an antipassive construction, and it is usually the best indicator of the
antipassive because the gender agreement affixes do not unambiguously indicate
the controller.
2. It is largely (if not fully) restricted to imperfective verb stems and consequently
to those tenses that are available for verbs with imperfective stems such as, for in-
stance, the compound present, the compound past, the habitual present, the habit-
ual past, the future forms and the obligative forms. Other tenses, e.g. the preterite
or the resultative, cannot be used for antipassive constructions because they are ba-
sically formed from the perfective stems. It can also occur in subordinate clauses if
the respective clause types allow for verb forms based on stems with imperfective
aspect. For instance, (90) and (92) show adverbial clauses with antipassive con-
structions, (91) shows a complement clause, and (93) a relative clause. In (90) the
verb in the main clause is intransitive. Due to the antipassive constructions in the
preceding sentences the subject that is shared in all three clauses would be in the
absolutive case if it would occur overtly. At the first glance, one might think that
the antipassive has been used in order to make argument sharing across the three
clauses possible, but this is not the case. There are (almost) no syntactic restric-
tions on co-reference and shared argument between adverbial and main clauses
(90). Therefore, the use of standard transitive constructions with ergative subjects
361
19 Valency classes and modification of valency patterns
would be equally grammatical in the two adverbial clauses. In other words, the an-
tipassive is not needed for pivot modulation. On the contrary, it is used for purely
semantic reasons.
3. Not all transitive verbs allow for the antipassive construction. The majority of
antipassive clauses in the Sanzhi corpus contain either of the three verbs b-uk- ‘eat’
(95), b-učː- ‘drink, consume, smoke’ (91), (93), and b-irq’- ‘do, make, be busy’ (92),
(103), but a few more are also attested (101). Typical verbs for which the antipassive
is not available are verbs for which it is unclear what the result of the action that
they denote would be (94b).4
362
19.2 Modification of valency patterns
4. The antipassive is not available with first or second person patients. There are no
person restrictions on the agent (95), (97a), but the patient must be third person.
Syntactically, the antipassive is a detransitivizing operation. The main proof for this
is, of course, that the A argument occurs in the absolutive case and controls the gen-
der agreement, whereas the P argument takes the ergative case. The functional range
of the ergative comprises not only the expression of agents, but also of other semantic
roles with a more peripheral status (adjuncts), most notably instruments (§3.4.1.2). The
ergative P of the antipassive largely fits into this range. Furthermore, the distinction be-
tween suffixes for intransitive and for transitive verbs that is made in the imperative and
in the prohibitive shows that verbs in the antipassive construction are detransitivized.
Thus, the prohibitive suffixes for intransitive verbs are -ut (sg)/-utːaja (pl) with the stem
augment vowel u, whereas the transitive verbs have -it (sg)/-itːaja (pl) with the stem
augment i (§17.2). The antipassive construction requires the same prohibitive suffix as
intransitive verbs (97), which is ungrammatical in the ergative construction (98).
363
19 Valency classes and modification of valency patterns
The major problem in the analysis of antipassive constructions concerns the closeness
to S=A labile verbs that can be used intransitively and transitively, thereby preserving
the agent argument (§19.1.9). For instance, the imperfective stem of the verb b-elč’- (pfv)/
b-uč’- (ipfv) ‘read, learn, study, sing’ can be used in an intransitive construction. When
adding the ergative adjunct student-li (student-erg) to (99) the translation is unambigu-
ously ‘she studies (at a university as a student)’. The same verb can be used in a transitive
construction with an ergative agent and an absolutive patient (100).
The verb b-irq’- (ipfv)/b-arq’- (pfv) ‘do, make, be busy’ belongs to the verbs that fre-
quently occur in antipassive constructions (92) and can also be used intransitively with-
out any P argument (102). For this verb, there is a further possibility of use in weather
constructions in which there is no A argument (77). The latter construction thus resem-
bles S=P-labile verbs (§19.1.9).
364
19.2 Modification of valency patterns
1. the class of verbs that do not allow for the antipassive construction at all as exem-
plified by (94) above
2. the class of S=A labile verbs that allow for transitive and intransitive use with
or without a patient such as b-irq’- (ipfv) (pfv) ‘do, make, be busy’ and b-uč’-
(ipfv) ‘read, learn, study, sing’; if an ergative patient is present we can speak of
the antipassive construction (92), (101)
3. the class of verbs that form an antipassive with an obligatory P argument that can
never be omitted; the verb b-ux- (ipfv) ‘tell’ belongs to the latter class since in
clauses such as (109) the patient needs to occur overtly
The use of antipassives is semantically rather than syntactically motivated. It has ha-
bitual semantics, which is typical for antipassives in general and antipassives in East
Caucasian languages in particular (89) (see, e.g., van den Berg 2003a, Tatevosov 2011,
Comrie et al. Forthcoming). Most notably, in all corpus examples the P argument is in-
definite and usually in the plural or it has the meaning of a mass noun. Morphologically
singular P arguments are only allowed if they can have mass noun readings. The P ar-
gument does not refer to a particular, specified object, but is semantically demoted. The
sentences refer to repeatedly or habitually occurring actions. For instance, in (103) the
speaker was talking about the life of her grandfather and how he used to be, which types
of work he used to do.
365
19 Valency classes and modification of valency patterns
By contrast, the P argument in the ergative construction can have a definite inter-
pretation, referring to specific object. Thus, compare (108) in which the subject referent
is telling a specific story5 to (109), which refers to the action of storytelling without
specifying the stories further, but could rather be a characterization of the person as a
story-teller.6
19.2.2 Causativization
Sanzhi has a very productive derivational process for the formation of causativized pred-
icates by means of the suffix -aq. The derived causativized verbs behave like any other
underived verbs, i.e., there are no differences in the range of verbal forms and construc-
tions in which they may appear. The suffixation of -aq does not have any impact on the
aspectual properties of the verb, such that the differences between imperfective verbs
and perfective verbs are preserved. In addition, there are other formal means for making
causative constructions such as auxiliary change.
Causative constructions are very widespread among the East Caucasian languages,
though not all languages have dedicated derivational suffixes. In Sanzhi Dargwa, causa-
tivization normally applies only once to the verbal stem, but in elicitation it can also be
added twice. When it is added to the verb, usually the number of arguments of the verb
is augmented by one. This means that a monovalent verb becomes bivalent whereby S
changes to P and a second argument, the ergative A in the role of the causer is intro-
duced.
5
This is clear from the context of the example. Without a context the same sentence could also be translated
as ‘He tells a story.’
6
The two verb in the examples represent two distinct lexemes, which are partially in complementary distri-
bution because of their aspectual properties. The verb in (109) is used as the imperfective counterpart of
the verb b-urs-ij, which occurs in (108). It is morphologically defective because it can only be inflected for
the imperfective converb and the modal participle, whereas b-urs-ij can be inflected for all verb forms and
is aspectually neuter. The exact relationship between the two verbs requires further investigation.
366
19.2 Modification of valency patterns
(110) intransitive
heχ urχːab lus b-ik’-u
dem.down mill around n-move.ipfv-prs.3
‘This mill spins around.’ (E)
(111) intransitive
heχ-i-l heχ urχːab lus b-ik’-aq-u
dem.down-obl-erg dem.down mill around n-move.ipfv-caus-prs.3
‘This makes the mill spin around.’
(112) transitive
Sanži-b b-ik’-u=w ij=ʁuna?
Sanzhi-n n-grow.ipfv-prs.3=q this=eq
‘Does something like this grows in Sanzhi?’
(113) transitive
Marijam-li χijal-te d-ač’-aq-ib
Marijam-erg cucumber-pl npl-grow.pfv-caus-pret
‘Marijam was growing cucumbers.’ (E)
367
19 Valency classes and modification of valency patterns
(116) a. transitive
Madina-l kaš b-uk-unne=de
Madina-erg porridge n-eat.ipfv-icvb=pst
‘Madina was eating porridge.’ (E)
b. extended transitive
aba-l Madina-cːe kaš b-erk-aq-un
mother-erg Madina-in porridge n-eat.pfv-caus-pret
‘Mother made Madina eat porridge.’ (E)
In the Sanzhi corpus, causativized transitive verbs are rather rare. Sentences (117) and
(118) show two instances. Many corpus examples of causative constructions have intran-
sitive base verbs such as (111) and (113) above, but causativized affective verbs also occur
frequently (122).
With bivalent experiential predicates there are two possibilities: either one argument
is added or the number of arguments is preserved. In the first case, the experiencer (the
former A) becomes G without changing its case marking, but an additional A is added
to the clause because the derived verb is trivalent (119b).
The same option is available for the causative of ‘know’, which translates as ‘tell, in-
form, make know’ (120). It is also possible for the experiencer argument to change its case
marking from dative to in-lative because the latter case is regularly used for addressees
with verbs of speech, but also for causees of causativized transitive and extended transi-
tive verbs (121), (122).
368
19.2 Modification of valency patterns
The second option for affective verbs is not to have any change in the argument struc-
ture of the predicate such that both grammatical relations (A and P) as well as semantic
roles remain unaltered. Only the semantics of the predicate slightly changes when the
verb is causativized (123a–123b) and acquires a more agentive reading. This becomes es-
pecially obvious when the ergative instead of the dative is used to encode the experiencer
of a causativized affective predicate. Verbs that choose this strategy are b-ikː- ‘want, like’,
b- arkː- (pfv) ‘find’, and han d-irk- (ipfv) ‘remember’ (>han d-irč-aq-).
If trivalent predicates are causativized, then A becomes the causee with the appropri-
ate case suffix (in-lative) and a new causer in the ergative is added to the clause (125).
Since the verb b-ikː- (pfv)/lukː- (ipfv) ‘give’ assigns not only the dative case to the recip-
ient, but alternatively also the in-lative, it is possible to have two arguments with the
same case marking in a clause with the causativized verb ‘give’ (126). Due to the identical
case marking such clauses are ambiguous.
369
19 Valency classes and modification of valency patterns
into a non-subject position (S > P, A > G), taking over the highest free position on the
hierarchy of grammatical relations. For S this is the direct object position (P); for A this is
the indirect object position (G) since the direct object position (P/T) is already occupied.
It is never P or T that is affected when bivalent or trivalent predicates are causativized
such that causativization can perhaps be taken as a weak indicator of an accusative pivot
(see the discussion of grammatical roles in §22.3).
Double causativization seems to be possible, as (125) shows, and can lead to the addi-
tion of two arguments (i.e. the two-place verb ‘see’ becomes a four place verb). However,
it can also be used for emphasis only such that the second causativization does not result
in the addition of a second argument (129). In the corpus I found only one example of this
(130). The precise properties of double causative constructions are hard to determine be-
cause speakers have divergent intuitions about the acceptability and meaning of elicited
examples and the only corpus example (130) is difficult to understand and to judge, even
within its context.
370
19.2 Modification of valency patterns
371
20 Agreement
Sanzhi Dargwa has gender, number and person agreement. Formally, there are several
systems of agreement exponents that act completely independently from each other and
are therefore treated separately. We can distinguish between pure number agreement,
combined gender/number agreement and person agreement. Pure number agreement
occurs noun-phrase internally and at the clausal level with a restricted number of TAM
forms (§20.1). Combined gender and number agreement is attested for the vast majority
of East Caucasian languages, including Sanzhi Dargwa (§20.2). It is often found within
the noun phrase and at the clausal level with all TAM forms, including verb forms such as
converbs and participles. Person agreement is rather rare for East Caucasian languages.
Among the languages that have it are Dargwa languages such as Sanzhi (§20.3), Lak,
Tabasaran, Batsbi (Tsova-Tush), Udi, and to a lesser extend Hunzib, Akhvakh, and some
Avar varieties (see Helmbrecht 1996; van den Berg 1999; Schulze 2011). It only occurs at
the level of the clause.
I will use the terms “agreement”, “target”, and “controller” in the sense of Corbett 2006
to describe the properties of the three types of agreement in Sanzhi.
At the clausal level pure number agreement is expressed by means of the special plu-
ral suffix of the optative, -ar-te, which is only used for plural addressees (4) (§17.3), and
through the cross-categorical suffixes -ce (plural -te) and -il in those periphrastic verb
forms, which make use of the suffixes (experiential I, experiential II, obligative present).
Singular agreement controllers require -ce (5) or -il (7); plural agreement controllers re-
quire -te (6), (8). This type of agreement follows ergative alignment. For one-place verbs
and extended intransitive verbs the number agreement controller is the single argument
in the absolutive (5), (6); with transitive verbs and affective verbs the number agree-
ment controller is the absolutive patient or stimulus (7), (8). More examples are given in
§20.3.2.
374
20.2 Combined Gender/number agreement
genders that have a transparent semantic basis: masculine, feminine, and neuter (§3.1).
Agreement targets for gender/number agreement can be divided according to the same
two agreement domains that have been mentioned for pure number agreement in the pre-
vious section, i.e. (i) the clausal domain (§22.1), and (ii) domain of the noun phrase (§21.1).
Within the domains the various targets can co-occur, depending on the morphosyntac-
tic context (i.e. a noun in the essive case can but need not to be accompanied by an
agreeing postposition). Example (9) illustrates agreement within a clause. Four targets
(lexical verb, copula, noun and postposition) agree with the agreement controller (a nom-
inal with a masculine singular referent), which is not overtly expressed. The noun phrase
in (10) contains two agreeing modifiers, a quantifier and an adjective.
Clausal domain
• most vowel-initial verbs (§11.3)
• a few compound verbs with bound lexical stems (e.g. b-al ‘together’, b-at ‘set
free, let’), the spatial preverbs b-i- ‘in, inside’ and b-it- ‘thither’ (§11.6)
• the standard copula (§16.1) as well as the locative copulas (§16.2) (including the
negative locative/existential copula b-akːu)
• the postpositions/adverbs b-i ‘in’, b-alli ‘together’, b-arxle ‘directly, straight’
• all items that can be inflected for the essive case, e.g. nouns, pronouns, spatial ad-
verbs, postpositions, and all items that inflect for the directional case, i.e. mostly
spatial adverbs (§3.4)
Furthermore, a small number of nouns (e.g. b-ah ‘owner, master’) (§3.1) and reflex-
ive pronouns in the absolutive (§4.3) and one reciprocal pronoun (§4.4) contain gender
exponents that express the gender of the referent.
375
20 Agreement
The agreement affixes are given in Table 20.1. (Almost) all forms can occur as prefixes,
suffixes, and infixes.2 The only exception to this rule is the zero marking for mascu-
line singular agreement, which is only possible in the prefixal position (see below for
examples). Verbs (except for copulas) and adjectives have prefixes; the other agreement
targets have suffixes or infixes. The agreement slots for prefixes, suffixes, and infixes are
obligatorily filled for all targets that have them (i.e. all agreement targets with agreement
slots always exhibit agreement).
sg 1/2pl 3pl
masculine w/∅ d b
feminine r d b
neuter b d
As Table 20.1 shows, there are fewer distinctions in the plural than in the singular, be-
cause masculine and feminine are united in human plural agreement. In addition, human
plural is conditioned by person: first and second person plural agreement controllers are
marked with d, third person with b. This phenomenon is also found in other Dargwa va-
rieties, Archi, Ingush, and Chechen (see, e.g. Chumakina et al. 2007 and Corbett 2012:
239–251 for analyses of Archi) (25).
The prefix for masculine singular is w-, but it is (optionally) deleted when it occurs
between vowels or in initial position when followed by the vowels /i/ or /u/. Deletion of
/w/ between two vowels leads to vowel lengthening when the two vowels have the same
quality, e.g. a-w-ax-an=da (neg-m-go-ptcp=1) > aːxanda ‘I will not go’ (vs. a-r-ax-an=da
for female speakers), or the vowel quality changes according to the standard sandhi rules.
For instance, a-w-irχ-ud (neg-m-be.able.ipfv-1.prs) > a-irχud > erχud ‘I cannot’ (vs. a-r-
irχ-ud for female speakers) (see §2.6 for morphophonological rules). When occurring
in initial position before i the prefix w- is optionally omitted, e.g. ∅-ik’-ud/w-ik’-ud (m-
say.ipfv-1.prs) vs. r-ik’-ud (f-say.ipfv-1.prs) ‘I say’. Before u the deletion is obligatory,
e.g. ∅-uq-un/*w-uq-un (m-go.pfv-pret) vs. r-uq-un (f-go.pfv-pret) ‘I went’.
There are two agreement domains for gender agreement, the noun phrase and the
clause, which follow two different rules. Within the noun phrase, modifiers agree with
the head in gender and number independently of the case marking on the head (11)- (14)
(see §21.1 for the syntax of noun phrases).
376
20.2 Combined Gender/number agreement
Note that within the noun phrase as well as within the clause, gender agreement with
a noun modified by a numeral other than ca ‘one’ is semantically based, i.e. it is plural, al-
though the noun itself does not bear an overt plural suffix. See §20.2.2 below for another
example and §21.1.2 for number marking and agreement within the noun phrase.
Within the clause, the agreement controller is most commonly the argument in the
absolutive, though it is not necessarily overtly present in the clause. This rule applies in-
dependently of polarity, TAM features, and clause types, i.e. it is found with all finite and
non-finite verb forms including various nominalized verb forms (participles, masdars).
Examples (15–18) illustrate monovalent predicates agreeing with the S argument.
In (19–22) bivalent predicates are presented. Example (19) contains a canonical transi-
tive predicate. The agreement on the verb is controlled by the P argument. Other pred-
icates behaving the same as canonical transitive verbs with respect to agreement are
affective predicates with experiencers arguments in the dative or ergative and stimulus
arguments in the absolutive case (20) (see also §19.1.8 for more information on bivalent
affective predicates). Sentence (21) illustrates an extended intransitive predicate whose
argument in the absolutive is the agreement controller. In (22) a ditransitive predicate is
given that agrees with its T argument.
377
20 Agreement
Gender agreement with other than absolutive arguments is also attested. It is not very
common, but corpus examples can be found. The non-absolutive arguments controlling
the agreement are either ergative agents or experiencers in the dative. This phenomenon
is discussed in detail in §20.2.4.
In complement constructions in which the complement clause functions as the abso-
lutive argument of the matrix predicate the agreement affix b is used in case of local
agreement of the matrix predicate with the complement clause (24). This can be inter-
preted as default agreement, because in Sanzhi predicates that do not govern any argu-
ment in the absolutive case and therefore do not have a syntactic agreement controller
predominantly take the agreement marker b (see below). Alternatively, we can say that
the matrix verb agrees with the nominalized complement clause. Nominalization of any
linguistic items results in nominals belonging to the neuter gender and therefore the
matrix predicate must take b-.
Sanzhi Dargwa, like many other Dagestanian languages, also has the option for long-
distance agreement where the gender/number agreement on the matrix verb is con-
trolled by the absolutive argument of the complement clause. Long-distance agreement
occurs rather infrequently in the Sanzhi corpus because there are only few agreeing
378
20.2 Combined Gender/number agreement
matrix predicates and the respective complement constructions are not very often used.
Therefore, the precise rules specifying its distribution still need to be studied. In (25)
the complement clause contains an intransitive predicate whose single argument is sup-
pressed due to co-reference with the overt argument of the main clause. Nevertheless, it
controls agreement on both predicates. More examples of long-distance agreement and
references to the literature on East Caucasian languages can be found in §24.4.
If the clause does not contain an agreement controller because it is lacking an argu-
ment in the absolutive, then mostly the default affix b is used:
The same happens with the verb b-us- denoting precipitation phenomena (e.g. rain,
snow). This predicate governs one single argument marked with the ergative (28). The
identical phenomenon is observed in the neighboring Icari Dargwa variety (Sumbatova
& Mutalov 2003: 155), but apparently not in Standard Dargwa.
Occasionally, not b- but d- is used as default agreement exponent. This mainly con-
cerns some compound verbal predicates that consist of a bound stem that is not a nomi-
nal, and a light verb (§19.1.7). For instance, in (29) the verb is a compound consisting of
the verbal part b-ulq- with the meaning ‘direct’ and a first part simi, and the agreement
is always d-. Another example is the phrase with which one wishes a good day (17).
In addition to verbs also items bearing the essive case and the directional are agree-
ment targets within the clausal domain. All essive cases in Sanzhi Dargwa as well as in
other Dargwa varieties are expressed by adding a gender/number suffix to one of the
spatial suffixes (§3.4). Thus, in the verbless sentence in (30), the noun bearing the spa-
tial case suffix -cːe in the second clause agrees with the omitted absolutive argument
379
20 Agreement
that is identical to the argument in the preceding clause. Both clauses represent copula
constructions with an adverbial predicate (first clause) and a nominal predicate (second
clause) respectively. Similarly, (31) shows two spatial adverbs agreeing with the absent
absolutive argument.
However, it is possible and occasionally attested in the corpus that gender markers
of spatial adverbials show default agreement rather than agreement controlled by the
absolutive. For instance, in (32) the omitted absolutive argument is female, as can be seen
from the agreement on the verb, but the directional adverbial exhibits default agreement.
Similarly, in (33) the agreement controller is the masculine singular noun phrase at the
end of the clause, but the adverb in clause-initial position has the neuter singular suffix.
Another agreement target is the concessive converb of b-iχʷ- (pfv) ‘be, become, be
able, can’, which is used in concessive clauses and, when the verb follows interrogative
pronouns, for the formation of free-choice indefinite pronouns (see §4.6.3). Since b-iχʷ-
is a verb with an agreement slot, the indefinite pronouns can, in principle, agree. Mostly
they have default agreement, but they can also deviate from this pattern, for instance by
being controlled by the absolutive argument. Thus in (34), biχʷarra could be replaced by
∅-iχʷarra which would represent agreement controlled by the omitted absolutive subject.
At the present moment I do not have enough data to explain this variation.
380
20.2 Combined Gender/number agreement
381
20 Agreement
382
20.2 Combined Gender/number agreement
Plural agreement is sometimes even found in comitative constructions. There are two
ways of expressing comitative roles. One is via the use of the comitative case (46), (48)
and the other is via the use of the reflexive pronoun (47), (49) (§30.3). In both construc-
tions normally the absolutive argument controls the agreement as the following two
sentences show:
However, there are very few examples in which the comitative phrase is treated as
a plural noun phrase and therefore controls plural agreement. Example (48) illustrates
this for the comitative case, and example (49) shows the comitative construction with a
reflexive pronoun. In the first example, the human plural agreement could be replaced
with masculine singular w-. In the second example, the agreement is first/second person
plural d- since the author of the quote is referring to himself and his wife, thus the
sentence is a quote with an omitted matrix clause.
The alternative to plural agreement in conjoined noun phrases is called “closest con-
junct agreement”. Closest conjunct agreement has been demonstrated to exist in a num-
ber of East Caucasian languages (see e.g. Gagliardi et al. 2009 on Tsez, and Chumakina
2014 on Archi). It is possible with conjoined noun phrases that follow or precede the
383
20 Agreement
verb. In each case, the member of the conjunction that happens to occur closer to the
agreement target controls the agreement instead of agreement with the noun phrase as
a whole:
Gagliardi et al. (2009) show that in Tsez, agreement with the closest conjunct is only
possible when the agreement controller is adjacent to the verb. This is not the case in
Sanzhi. Example (51) shows that the noun kulpat ‘family’ controls the agreement on the
preceding verb (hpl) even though the personal pronoun intervenes.
In the following two examples, the agreement affix b can either be interpreted as
neuter and thus as instantiating closest conjunct agreement or as human plural agree-
ment, i.e. semantic agreement with a noun phrase that is treated as a noun in the plural
(52), (53). More specifically, in example (52), the verb shows closest conjunction agree-
ment with the following noun duˁrħuˁ ‘boy’, and the agreement of the clause-final spatial
adverb b-i ‘into’ is ambiguous. Similarly, in (53), the agreement suffix of the copula ca-b
is also ambiguous and both noun phrases are equally close to the verb in terms of linear
adjacency.
384
20.2 Combined Gender/number agreement
agreement” or simply “deviant agreement”. The agreement targets for which agreement
with the ergative or dative is attested are the standard copula (54–57) and the existen-
tial/locational copulas (63) when they are used as auxiliaries in periphrastic verb forms
and also the exponents of the essive case (61). It is mostly found in clauses with a number
of analytic verb forms such as the compound present (54) or the resultative (57).
In my Sanzhi corpus agreement with non-absolutive arguments is not particularly
frequent, but there are a few clear examples. The majority contains verbs of speech or
cognition, in particular b-urs- ‘n-tell’ (54–56), but also a few other verbs (57). In all ex-
amples (54–57) the standard copula ca-b has an agreement suffix that differs from the
agreement prefix of the lexical verb with which the copula forms an analytic verb form.
(54) il sa-sa-jʁ-ib=qːel, χabar b-urs-ul ca-w
that ante-hither-come.m.pfv-pret=when story n-tell-icvb cop-m
il-i-l
that-obl-erg
‘When he came home, he was talking (telling stories).’
(55) it-i-l di-cːe d-urs-ul ca-r
that-obl-erg 1sg-in npl-tell-icvb cop-f
‘She tells (stories) to me.’
(56) b-urs-ul ca-w heχ-i-l cin-i-j
n-tell-icvb cop-m dem.down-obl-erg refl.sg-obl-dat
či-d-ič-ib-t-a-lla qari=či-d
spr-npl-occur.pfv-pret-dd.pl-obl-gen up=on-npl
‘He is telling about what he experienced.’
(57) [The wife came and says, Come home!]
heχ b-ič-aq-ib ca-w qːuˁnq-li-cːe
dem.down n-occur.pfv-caus-pret cop-m nose-obl-in
‘(He) put it on her nose (i.e. he hit her nose).’
There are also a number of examples with dative experiencers that control gender
agreement (58–60).
(58) [The boy is looking at this, right?]
ce=jal il-tːi; h-asː-ij b-ikː-ul ca-w il-i-j
what=indq that-pl up-take.pfv-inf n-want.ipfv-icvb cop-m that-obl-dat
‘Maybe these; he wants to take (it).’
(59) ʡaˁq’lu b-ikː-ar-aj b-ikː-ul ca-w
mind n-give.pfv-prs-subj.3 n-want.ipfv-icvb cop-m
‘(He) wants to give him knowledge.’
(60) han b-irk-ul ca-w heχ-i-j
seem n-occur.ipfv-icvb cop-m dem.down-obl-dat
‘He is thinking/imagining.’
385
20 Agreement
There are very few corpus examples in which it is a spatial adjunct in the essive case
that shows deviant agreement with an argument that is not marked for absolutive case. In
example (61) the ergative first person pronoun is omitted, but it controls the masculine
singular agreement on the clause-initial adverbial. More examples can be elicited; in
(62) the lexical verb does not have an agreement prefix, so the agreement mismatch is
not immediately obvious, but the absolutive patient kiniga ‘book’ is neuter singular and
would require the suffix -b on the copula in case of non-deviant agreement.
Deviant agreement never occurs with agreement exponents that belong to the lexical
part of the predicate (lexical root, preverbs), but only with copula-auxiliaries and clausal
adjuncts. Furthermore, the controller is in the ergative or dative and functions as a agent
or experiencer argument of the predicate. It cannot be in any other case. Ergative agents
and dative experiencer arguments of transitive and affective verbs share many subject
properties with absolutive arguments of intransitive verbs (Forker 2017; 2019b). By con-
trast, arguments that do not function as agents or experiencers and are marked by other
cases lack subject properties and cannot function as agreement controllers.
Deviant agreement is unusual for East Caucasian languages, but has been documented
for a number of Dargwa varieties, most notably Akusha (Standard) Dargwa (van den
Berg 1999; Ganenkov 2018), Tanti Dargwa (Sumbatova & Lander 2014: 450–493) and
Shiri Dargwa (Belyaev 2016; 2017a,b). The different authors have put forward various
explanations and hypotheses concerning the syntactic and semanto-pragmatic proper-
ties of the construction. According to all authors, gender agreement with the ergative
argument (but also with the absolutive or dative) is conditioned by information structure.
In her account, van den Berg (1999) states that deviant agreement with ergative agents
does not require any specific pragmatic conditions whereas agreement with patients in
the absolutive highlights them. She further claims that absolutive patients controlling
agreement are topical (“themes” in her terminology). Sumbatova & Lander (2014) refine
this analysis and claim that topical arguments independently of their case marking con-
trol gender agreement. Sumbatova (2010) and Sumbatova & Lander (2014) write that
deviant agreement with ergative agents is frequent in Tanti Dargwa narratives. They
further show that deviant agreement can also occur in cleft constructions that express
constituent focus.
386
20.2 Combined Gender/number agreement
When discussing sentences with ergative agreement with Sanzhi speakers and elicit-
ing new examples, an effect on the information structure is noticeable. Absolutive agree-
ment is always possible, so it is the deviation from this pattern that requires an expla-
nation. Absolutive agreement is preferred in answers to constituent questions regarding
the agent or the patient that have narrow focus (64a). By contrast, ergative agreement is
readily available when the question is, for example, about the place in which the agent
is located (64b).
Constituent order and closeness to the agreement controller also play a role for deviant
agreement. In sentence (65a) the controller occurs in sentence-initial position whereas
the target, the copula, appears clause-finally. With such a constituent order agreement
with a dative (or ergative) controller is highly marginal (although available in elicitation
as (64b) proves). It becomes possible when the controller occurs next to the target, more
specifically when it is following the target (65b). In fact, in all but one instance of agree-
ment with an ergative or dative argument attested in the Sanzhi corpus the controller
immediately follows the copula (58), (60). Furthermore, the controllers are expressed by
pronouns (55), (60), or absent from the clause (57), (59)
387
20 Agreement
Yet, this analysis must be rejected. My Sanzhi data are in accordance with Ganenkov
(2018), who notices a number of problems with the “topic controller hypothesis”. Most
importantly, the hypothesis implies that in the majority of transitive clauses the patient
must be topical, because it is far more common for the absolutive patient to control the
gender agreement than for the ergative agent to control it. Such an assumption seems
implausible. Ganenkov further shows that focal arguments or indefinite pronouns that
cannot be topical nevertheless control gender agreement. His arguments can be repli-
cated for Sanzhi Dargwa.
Furthermore, it is not clear for all corpus examples that the controller is really topi-
cal. For instance, in (66) the referent of the omitted ergative argument that controls the
agreement has not been mentioned in the preceding context, apart from the use of the
indefinite pronoun, because the speaker had a specific person in mind, but could not re-
member her name. Thus, the absent agreement controller in this sentence cannot really
be called “topical”.
(66) [To someone (= a woman whose name the speaker forgot) I said, well I will wash
(my legs)]
kʷi-r-sawtː-ul ca-r
in.the.hands-abl-tear.off.ipfv-icvb cop-f
‘She takes (the jug) out of my hands (and washes my legs).’
Moreover, most topical agents or experiencers do not control gender agreement, as
in (67). This sentence is the first main clause with a transitive predicate in the narrative.
The agent argument, which refers to the protagonist of the story, is the sentence topic
and has been omitted. It does not control agreement. Instead, the agreement in the main
clause is controlled by the newly introduced patient argument, which is not topical under
any account of topicality.
(67) [Once upon a time there was a girl called Patima. She was the oldest within her
family. Once after the rain (she) went up to sweep in front of the house.]
qʷaˁrš b-irq’-an=qːel, b-arčː-ib ca-b qix
sweep n-do.ipfv-ptcp=when n-find.pfv-pret cop-n nut
‘When she was sweeping, she found a walnut.’
Therefore, the topicality hypothesis as formulated by Sumbatova & Lander (2014)
needs to be rejected, and for a final conclusion about the pragmatic functions of deviant
agreement more research is needed.
From a syntactic point of view, the sentences discussed in this section lead to the
question whether they are really counterexamples to the claim that gender agreement
can only be controlled by nouns in the absolutive case. This would not be the case if it
were possible to analyze them as biclausal. This means that the copula is the head of the
superordinate clause and agrees with a non-overt absolutive argument that is coreferent
with the ergative or dative argument in the subordinate clause. Such an analysis would
motivate the pragmatic differences between absolutive and ergative agreement (64a),
(64b), and it would also be consistent with the generalization that the prefixes can only
agree with the absolutive argument.
388
20.2 Combined Gender/number agreement
This idea has been proposed by Sumbatova (2010) and Ganenkov (2018). Ganenkov
observes that certain characteristics of deviant gender agreement, namely that it is re-
stricted to the copula-auxiliary (as opposed to agreement prefixes of lexical verbs) and
thus found only in periphrastic tenses, resemble biabsolutive constructions. In biabso-
lutive constructions, the agent agrees with the copula-auxiliary and the patient with
the lexical verb (68). They have been described for many East Caucasian languages (see
Forker (2012) and Gagliardi et al. (2014) for recent accounts) including Sanzhi’s neighbor
Icari Sumbatova & Mutalov (2003: 156), but are not attested in Sanzhi. In biabsolutive
constructions, the agent is generally topicalized whereas the patient is pragmatically de-
moted and backgrounded. For biabsolutive constructions a biclausal analysis has been
proposed (Kazenin 1998; Kazenin & Testelets 1999; Kazenin 2001): the agent in the higher
clause controls agreement on the copula-auxiliary just like other intransitive predicates;
the patient is located in the subordinate clause and thus only controls the agreement of
the lexical verb (68).
Ganenkov (2018) adopts the biclausal analysis for deviant agreement and poses an un-
expressed absolutive argument higher in the clause that is co-referent with the ergative
(or dative) argument and controls the agreement on the copula auxiliary. In other words,
the initial ergative subject raises to the position of the higher absolutive subject (subject-
to-subject raising) and controls gender agreement. By contrast, the expressed ergative
argument is located in the subordinate clause as schematized in (69).
389
20 Agreement
390
20.3 Person agreement
and third person are not differentiated for number, and (iii) only the second person has
two distinct suffixes for the singular and the plural. Thus the person systems are rather
reduced, with a clear opposition of speech act participants (first and second person) vs.
third person.
The use of the suffixes is restricted to verbs, i.e. only verbs can serve as targets. The
most common sets of person suffixes are given in Table 20.2, Table 20.3, and Table 20.4.
Imperative and prohibitive suffixes are given here because of their resemblance with the
optative paradigm (imperative) and the habitual present, haitual past and conditional
paradigms (prohibitive), which suggests a diachronic relationship.
Person agreement is subject to clause-level conditions because not all verb forms of
main clauses have person agreement markers. Certain forms with past time reference
(e.g. the past progressive, the evidential past, and the evidential pluperfect) make use
of the past enclitic, which is in complementary distribution with the person enclitics.
Another factor is finiteness: almost exclusively verb forms in finite main clauses and in
conditional clauses can be marked for person agreement. Thus, the masdar, converbs,
and participles, when used in subordinate clauses, do not contain agreement markers
(see (116) below for the subjunctive, which represents the exception to this rule).
In the habitual present, the realis conditional, and the past conditional, the person suf-
fix for the first and second person is preceded by a stem augment vowel that is indicated
with V in the Tables above. The vowel is either i or u. The same vowels are also used in
the subjunctive and the prohibitive (116), and the same distinction (though without the
stem augment vowels) is attested in the imperative. For one-place verbs u is the only
vowel that is used. For two-place verbs the following distribution is observed:
This has been summed up in Table 20.5. The stem augment vowels are treated as part
of the suffixes. They are not part of the stem. Therefore, they are not separately glossed,
but written together with the TAM suffixes. As the Table shows, there is variation when
both core arguments are speech act participants (i.e. first and second person). Based on
my corpus data and on elicitation I do not have an explanation for the variation and thus
my analysis is only preliminary and requires further research before a conclusion can
be reached.
In the following, I will briefly illustrate the use of the stem augment vowels. Sentence
(71) shows the habitual present first person of an intransitive verb (see also (75) below
for another intransitive verb with the stem augment vowel u).
391
20 Agreement
Table 20.2: Person agreement suffixes in the habitual present and habitual past
Table 20.5: Stem augment vowels for transitive and two-place affective verbs
392
20.3 Person agreement
Examples (72) and (73) illustrate the realis conditional with a person marker for second
singular. In the first sentence, the stem augment is u but i would also be possible). In (73)
there is a second person agent acting upon a third person, hence only i is allowed.
(72) u-l du w-it-utːe
2sg-erg 1sg m-beat.up-cond.2sg
‘if you beat me up’ (E)
(73) u-l it w-it-itːe
2sg-erg that m-beat.up-cond.2sg
‘if you beat him up’ (E)
In sentence (74a), the habitual present illustrates a first person experiencer with a third
person stimulus with the stem augment -i and (74b) shows the reversed scenario with
the stem augment vowel u.
(74) a. dam it či-w-iž-id
1sg.dat that spr-m-see.ipfv-1.prs
‘I will see him.’
b. it-i-j du či-w-ig-ud
that-obl-dat 1sg spr-m-see.ipfv-1.prs
‘S/he will see me (masc.)’
Table 20.6 displays the agreement enclitics. As can be seen in this table, only the sec-
ond person singular has a unique marker. For the third person there are no person mark-
ers. Instead, depending on the time reference of the clause and on the context, the third
person is left unmarked, or some other marker appears filling the gap in the paradigm
(e.g. the copula ca-b, which exhibits gender/number agreement or the suffix -ne). Person
agreement enclitics are widely used throughout the verbal paradigm, e.g. in the com-
pound present and past, the perfect, the preterite, the future, etc.
singular plural
1 =da
2 =de =da
3 — —
The person enclitics belong to the predicative particles (§9.1). They are normally added
to the predicate, but, just as other predicative particles, can also be used to express term
focus (also called “constituent focus”). In this case, they are encliticized to the item in
focus, which can be an argument or adjunct, such that agreement targets are not only
verbs but can be also nominals, adverbs, or other items (Kalinina & Sumbatova 2007,
Sumbatova 2013, Forker 2016b).
393
20 Agreement
Person suffixes and person enclitics are subject to the same syntactic alignment rules:
S, A, P, and T (i.e. the theme argument of a ditransitive verb) control person agreement.
Person agreement is obligatory and it is freely combinable with gender/number agree-
ment because both agreement systems operate independently of each other. Only one ar-
gument can control the agreement. The alignment patterns for person agreement among
the Dargwa languages vary to a substantial extent (see Sumbatova 2011 and 2013 for
overviews). They are determined by the ranking of absolutive vs. ergative arguments,
and in a number of varieties also by person hierarchies. The person hierarchies found
are either 2 > 1 > 3 (e.g. Icari, Kajtag, Qunqi, and Xuduc) or 1, 2 > 3 (e.g. Akusha and Stan-
dard Dargwa, Chirag). In many varieties the hierarchies are combined with a ranking of
grammatical roles: patient argument (absolutive) > agent argument (ergative) is found
in Akusha and Standard Dargwa, whereas agent argument (ergative) > patient argument
(absolutive) has been documented for Chirag, Kubachi, and Mehweb. In Shiri Dargwa,
in contrast to the above mentioned varieties, there is a considerable amount of variation
within the speech community, and Belyaev (2013) distinguishes three slightly different
alignment systems. A similar conclusion can be drawn for Sanzhi. There is also a certain
degree of intra- and inter-speaker variation.
In the following examples, third person agreement with intransitive predicates is il-
lustrated. The agreement exponent can be a suffix as in the examples of the habitual past
394
20.3 Person agreement
in (79). Example (88) shows the compound present for which the copula is used for third
person agreement (whereas in the third or second person a person enclitic would occur,
see (77)). Other analytic tenses such as the preterite do not make use of the copula for
the third person (but employ person markers for the first and second person) (80). In
the copula construction in (81) also the copula is used. Finally, verb forms such as the
compound present that in declarative main clauses require a copula for the third person
omit the copula in questions with interrogative enclitics (82). This is possible because the
interrogative enclitics belong to the predicative particles, which fulfill copula-functions,
among other things (§9.1).
The same rule applies to extended intransitive verbs, i.e. verbs that have one argument
in the absolutive and another one marked with the dative or a spatial case. Thus in (83)
and (84), verb forms with first and second person markers occur; in (85), the preterite is
used, which lacks a marker for the third person.
395
20 Agreement
(85) Preterite
iltːi qːačuʁ-e kːač a-b-ič-ib il-i-j
those bandit-pl touch neg-hpl-occur.pfv-pret that-obl-dat
‘The bandits did not touch him.’
There are a number of monovalent predicates that lack absolutive arguments and have
only dative arguments. In §20.2.1 the consequences for gender agreement were discussed.
These predicates cannot control person agreement, and instead the third person is al-
ways used (86), (87). A number of weather predicates only have ergative arguments, and
likewise they only exhibit third person agreement (88).
There are other monovalent predicates that are compound verbs, and that from a mor-
phological point of view contain petrified nominal arguments which in some cases con-
trol gender agreement and in others do not. These behave just like any other monovalent
predicate, i.e. the single argument controls the person agreement (89); see also (29) above.
(89) Future
dawaj (nušːa) dum d-alt-an=da
let’s (1pl) eating 1/2pl-let.ipfv-ptcp=1
‘Come on, we will eat.’ (modified corpus example)
In clauses with bivalent verbs that are either genuine transitive verbs or affective
verbs both arguments (i.e. agents/experiencers, and patients/stimuli) can control person
agreement, but only one argument at a time.
In clauses with only third person arguments we find the respective agreement markers
for the third person:
396
20.3 Person agreement
(91) Resultative
milic’a-b-a-l w-erč-ib ca-w il
police-pl-obl-erg m-lead.pfv-pret cop-m that
‘The police took him.’
(92) Future
na=ra bala q’adar či-sa-d-iqː-an-ne
now=add misfortune destiny spr-hither-npl-carry.ipfv-ptcp-fut.3
‘Now he will also bring trouble.’
If we have one third-person argument and one first or second-person argument the lat-
ter controls the agreement, independently of the grammatical relation, i.e. these clauses
are governed by the person hierarchy 1, 2 > 3.
In clauses with two speech act participants, in principle either participant can control
agreement independently of its grammatical role. All four logically possible combina-
tions can be obtained in elicitation with male and female Sanzhi speakers of various
ages:
397
20 Agreement
There is only one example of such a scenario in my corpus (100), and it shows agree-
ment controlled by a second person agent.
It seems that there is a slight tendency in elicitation for speakers to prefer the exam-
ples in which the second person controls the agreement, be it a second person agent,
patient, experiencer, or stimulus (101). Nevertheless, Sanzhi Dargwa is unlike Icari in
having also first person agreement controllers in clauses with only speech act partic-
ipants (102), (103). The same variation in person alignment has also been attested for
Shiri Dargwa in Belyaev (2013).
398
20.3 Person agreement
To sum up scenarios with two speech act participants functioning as agents and pa-
tients, I can only state that my preliminary analysis did not yield more precise results
and that the variation is an interesting problem, which requires further testing.
The alignment patterns, including the described variation, seems to slightly change
for predicates with three arguments. As said above, recipients, addressees, beneficiaries,
and other arguments that are not agents or patients never control person agreement. In
sentences with first person agent arguments and second person patient arguments, both
agent and patient can control the agreement. This means we either have hierarchical
agreement with 2 > 1 as in the second version of (106), or agreement with the agent
as in the first version of (104) and in (105). If the agent is a second person pronoun,
only this argument can control the agreement (106). Agreement controlled by the first
person patient argument is ungrammatical. This is in contrast to examples with two-
place predicates such as (99b) which has a first person patient argument controlling the
agreement. At the present moment I do not have any explanation for why the agreement
patterns of three-place verbs seem to diverge from those of two-place verbs and the few
examples I was able to elicit do not allow me to draw and further conclusions or to
develop hypotheses, so this topic must be left for future research.
399
20 Agreement
As soon as a speech act participant co-occurs with a third person agent or patient, it
is the speech act participant that controls the agreement (107), (108). In (108) the verb
also has a gender/number agreement prefix that is controlled by the absolutive argu-
ment. Thus, we can clearly see that person and gender/number agreement function in-
dependently. In clauses with only third person agents and patients we find third person
agreement, even if we have first or second person recipients (109).
(107) Preterite 1 > 3
du-l a-cːe cik’al-la tiladi a-b-arq’-ib=da
1sg-erg 2sg-in thing-gen request neg-n-do.pfv-pret=1
‘I did not ask you anything!’
(108) Realis conditional 2 > 3
hetː-a-la durħuˁ-li-j hej rursːi r-ičː-itːe
those-obl-gen boy-obl-dat this girl f-give.pfv-cond.2sg
‘if you give the girl to their son’
(109) Preterite 3 > 3
sumk’a di-cːe b-ičː-ib
bag 1sg-in n-give.pfv-pret
‘(He) gave me his bag.’
The obligative (§14.1.5), the obligative present (§14.1.6) and the experiential I and II
(§14.2.6) diverge from the TAM forms discussed so far in their agreement rules because
they do not make use of any person hierarchy, but person agreement is always controlled
by the patient (in clauses with two-place verbs). Thus, example (110) shows the experien-
tial I with the third person patient serving as agreement controller. The use of the first
person enclitic is ungrammatical. Sentence (111) from the corpus illustrates the experien-
tial II and does not have an overt agent, but an overt first person patient, which controls
the agreement on the verb. All examples also show that the patient also controls the
gender marking on the lexical verb (and on the copula if there is any), which is expected
and in accordance with the gender agreement rules. Furthermore, the cross-categorical
suffix on the lexical verb agrees in number with the patient: a singular patient requires
the suffix -ce (112) or -il (111), (7); a plural patient requires -te (8), (110), (113).
(110) itːi qːamuš dul ka-d-ičː-ib-te ca-d /
those reed 1sg.erg down-npl-cut.up.pfv-pret-dd.pl cop-npl /
* ka-d-ičː-ib-te=da
down-npl-cut.up.pfv-pret-dd.pl=1
‘I cut those reeds.’ (E)
(111) w-arq’-ib-il=da du azir-lim urč’em darš-lim ʡaˁb-c’anu
m-do.pfv-pret-ref=1 1sg thousand-num nine hundred-num three-ten
xu-ra-ibil
five-num-ord
‘I (masc.) was born in 1935.’
400
20.3 Person agreement
401
20 Agreement
402
21 Noun phrases and postpositional
phrases
This chapter addresses the properties of noun phrases (§21.1) and postpositional phrases
(§21.2) including their constituent order. Nominal modifiers that occur outside the noun
phrase (i.e. so-called “floating modifiers”) are only briefly discussed (§21.1.4). For a de-
tailed treatment of floating modifiers see §27.1.2 and §27.1.3.
Noun phrases occur in core argument and adjunct position (e.g. as instruments or
temporal adjuncts). They can also be used as predicates in copula clauses (§22.2) and as
complements in postpositional phrases (§21.2).
Within the noun phrase, there is gender and number agreement. Targets for gender/
number agreement are a number of vowel-initial adjectives (1) and adjectival quanti-
fiers that have agreement affixes (8), (36), any items bearing essive cases (5), (9), and
participles of verbs with gender prefixes (20). Number agreement without gender agree-
ment is found with demonstrative pronouns (12), and with modifiers that have the cross-
categorical suffix -ce (singular) (4) vs. -te (plural) (7) (§9.6.1). There is no case agreement
between modifiers and the head noun within the noun phrase, and case suffixes can only
occur on the head noun.
21 Noun phrases and postpositional phrases
Nouns frequently occur without the numeral ca or a demonstrative pronoun and re-
ceive an indefinite or definite interpretation from the context. Personal names can take
demonstrative pronouns when they occur as topical noun phrases (3), but normally they
occur without demonstratives.
There are no special possessive pronouns. Personal pronouns (first and second person),
demonstrative pronouns (third person) or reflexive pronouns (third person) marked by
the genitive are used instead (9), (16). Most adjectives distinguish between a short bare
form and a long form with the suffix -ce (plural -te) (§5.2). The use of the suffix is obliga-
tory for adjectives in predicative function and for attributive adjectives that do not occur
in their canonical prenominal position (see §21.1.3 below). Adjectives used as attributes
to nouns can occur with (4) or without the suffix (5), the omission of the suffix being far
more frequent than its presence.
Nouns modified by numerals are not marked for plural (as are nouns modified by the
interrogative word čum ‘how many’), although they trigger plural agreement on demon-
strative pronouns (12), adjectives (7), and also within the clause, i.e. on verbs, postposi-
tions or adverbs (6). This means that not only semantically, but also syntactically, the
404
21.1 Noun phrases
noun phrase is plural. Modifying adjectives in noun phrases can occur in the stem form
or with the cross-categorical suffix, which has a singular form -ce and a plural form -te
(§9.6.1). In noun phrases with numerals as modifiers, the plural form must be used when
the noun has plural reference (7)
Younger speakers occasionally use the plural suffix on the noun in noun phrases with
numerals as it is done in Russian (8). In Sanzhi noun phrases that contain quantifiers
such as b-aqil ‘much, many’ (36), the noun has also to be marked for plural.
Nominal modifiers in NPs can be appositions, nouns bearing the suffixes -il or -ce, and
nouns marked for spatial cases (9) or for the genitive case (6). If plural nouns bear the
genitive they can have a non-specific interpretation, not referring to a specific possessor
but restricting the meaning of the head noun to a certain type (10).
Appositions consist of two (or more) nouns with the same referents immediately
following each other. As indicated by their modifiers and case marking, appositional
phrases behave like a single noun phrase. They most frequently consist of a proper name
and a kinship term, namely acːi ‘uncle’ (11) or azi ‘aunt’ or of nouns denoting different
types of roles such as social roles (e.g. zunra ‘neighbor’, saldat ‘soldier’, tuχtur ‘doctor’,
busurman ‘Muslim’, jatim ‘orphan’) (12) or gender roles (xːunul ‘woman’, murgul ‘man’).
The role-denoting nouns modify more general terms such as admi ‘person, man’, insan
405
21 Noun phrases and postpositional phrases
‘person’ (12), and some other nouns. Appositions not involving proper names resemble
compounds (12) since the meaning of the second nouns is restricted through the meaning
of the preceding noun.
(11) šːamχal acːi-l r-ik-a-di
Shamxal uncle-erg f-lead.ipfv-hab.pst-1
‘Uncle Shamkhal guided me (fem.).’
(12) hel-tːi k’ʷel=ra zunra admi=ra
that-pl two=add neighbor person=add
‘and those two neighbors’
Furthermore, the nominals cannot be separated, their order is rather fixed, and only
the second nominal is marked for case (13)
(13) du tuχtur Maˁħaˁmmad-li-cːe ∅-ik’-ul=da ...
1sg doctor Mahammad-obl-in m-say.ipfv-icvb=1
‘I say to Doctor Mahammad ...’
Other nominals occurring in appositive phrases are reflexive pronouns that function
as emphatic reflexives (§29.1.2) or pronouns with quantifiers, e.g. nušːa lidil ‘we all’.
The noun phrase can contain an equative expression that either contains the adjective
miši, which governs the dative (14), or the particle ʁuna (15), (16) that changes to ʁunab
when the suffix -ce is added.
(14) [admi-li-j miši] dig
person-obl-dat similar meat
‘meat similar to human (flesh)’
(15) ħaˁpra.qu-m-a-ja-r či-b-a ʁuna xːun
Hapra.field-pl-obl-loc-abl on-n-dir eq road
‘a road like through Hapra-field’ (place name)
(16) nišːa-la ʁuna mukːatːa-lla aruš-la napitka-be
1pl-gen eq alcoholic.drink-gen home.brew-gen drink-pl
‘drinks like our alcoholic homebrew’
Phrasal and clausal modifiers of noun phrases are postpositional phrases (15), (17), (18),
relative clauses (20), (22) (see also Chapter 23), purpose clauses (19) and other clauses
(20). Although not obligatory, the suffix -il, which is used to form nominal modifiers
from various parts of speech (§9.6.2), has been added to the postpositional phrase in (17).
The suffix can be omitted as example (15) shows, but then the postpositional phrase can
either function as a modifier of the noun or as a clausal modifier. Sentence (20) illustrates
the use of a commemoration formula that is headed by a verb in the unmarked optative.
The unmarked optative can be nominalized and take further case markers. Therefore,
the optative clause can be interpreted as a clausal modifier to the noun xːunul ‘woman’.
But it can also be interpreted as a parenthesis that is not syntactically related to the noun.
The optative clause is followed by a short relative clause consisting only of a participle.
406
21.1 Noun phrases
21.1.3 The structure and order of constituents within the noun phrase
Noun phrases can be complex consisting of several modifiers, but in natural texts three or
more modifiers are not very common. Because the modifiers themselves can be complex,
the actual number of words in noun phrases might easily reach five or more. The usual
order of modifiers is displayed in (21), which shows that the noun occupies the right-most
position in the noun phrase.
(21) demonstrative/genitive
numeral / quantifier
phrase or clause
adjective
demonstrative / genitive / quantifier
appositive noun
head
Testelets (1998a: 654) has proposed for other East Caucasian, particularly Avar-Andic
and Tsezic languages, that the order of modifiers in the noun phrase reflects “the degree
of their contribution to the identification of the NP’s referent.” If this generalization is
taken to express a tendency, rather than a strict rule, it can be applied to the Sanzhi noun
phrase as well. For example, genitive modifiers and demonstrative pronouns demon-
strate this tendency since the former, typically closer to the head noun than the latter
(see (23) above), make a larger contribution to identification of referents, although the
reverse order is possible (29).
The modifiers can be divided into two groups: (i) quantifiers, demonstratives, and gen-
itives, which specify the quantity, definiteness, and referentiality of the noun phrase and
thus anchor it in the discourse, and (ii) adjectives, nominals, phrases, or clauses, which
denote qualities and provide further information about the properties of the referent.
The two groups are not only distinguished by their semantics, but also by their position
within the noun phrase. Members of the first group, i.e. quantifiers, demonstratives, and
407
21 Noun phrases and postpositional phrases
genitives, can occur in two different positions as (21) shows: either in phrase-initial posi-
tion or (almost) immediately before the head noun. Furthermore, they can float off from
the head noun and occur outside the noun phrase. This will be discussed in detail below.
The examples in (22–26) illustrate complex noun phrases. Relative clauses are given in
square brackets. More examples in this chapter illustrate other constellations of nominal
modifiers in complex noun phrases: numeral + adjective (1), demonstrative + numeral
+ noun (12), adjective + adjective + genitive (10), and relative clause + relative clause +
numeral (6).
(22) relative clause + relative clause + genitive pronoun
[debʁalla b-irq’-an] [arilla muza b-ik’-ul] nišːa-lla musːa
prayer n-do.ipfv-ptcp during.day summit hpl-say.ipfv-icvb 1pl-gen place
k’e-b
exist.up-n
‘There is our place, called the midday summit, the praying summit.’
(23) demonstrative + genitive pronoun + genitive noun
iž ala sub-la bek’
this 2sg.gen husband-gen head
‘your husband’s head’
(24) demonstrative + relative clause + genitive pronoun
hel [ʡuˁsban b-ik’ʷ-an] nišːa-lla šːan
that Osban hpl-say.ipfv-ptcp 1pl-gen fellow.villager
‘that fellow villager of ours called Osban’
(25) demonstrative + adjective
heštːi cara durħ-n-a-cːella
these other boy-pl-obl-comit
‘with these other boys’
(26) relative clause + quantifier
[šːatːir sa-b-ač’-ib-te] li<b>il=ra χalq’
visit hither-hpl-come.pfv-pret-dd.pl all<hpl>=add people
‘all people who had come for a visit’
Short adjectives are subject to a positional restriction: they can be separated from the
head noun only by other adjectives (short or long ones, which bear the attributive suffix
-ce) (36) or by appositive nouns (27). All other modifiers need to precede short adjectives
(36), every other order being ungrammatical (28).
(27) ʡaˁrkːa tuχtur Maˁħaˁmmad
sick doctor Mahammad
‘the sick doctor Mahammad’
(28) * jangi di-la mašin
new 1sg-gen car
(Intended meaning: ‘my new car’) (E)
408
21.1 Noun phrases
There are two positions in which genitives, especially genitive pronouns, occur (21).
They are either placed in phrase-initial position (29) or, more frequently, directly preced-
ing the head (22). As mentioned above, the common order of demonstrative pronouns
and genitive pronouns is for the demonstrative to precede the genitive (23), but the re-
verse order is also attested (29).
(29) genitive pronoun + demonstrative
hež-tː-a-la hej χabar
this-pl-obl-gen this story
‘this story of theirs’
There can be scope differences associated with certain constituent orders. For instance,
the genitive pronoun in (30) can scope over the entire noun phrase or it can be restricted
to the immediately following noun. Similarly, the interpretations of (31a) and (31b) differ
slightly.
(30) di-la t’ult’-e d-irc-an rucːi
1sg-gen bread-pl npl-sell.ipfv-ptcp sister
‘my sister who sells bread’ OR ‘the sister who sells my bread’ (E)
(31) a. di-la ʡaˁbal kiniga
1sg-gen three book
‘my three books’ (E)
b. ʡaˁbal di-la kiniga
three 1sg-gen book
‘three books of mine’ (E)
If the genitive is a genuine possessor rather than a genitive which denotes the material
and can be retrieved from the context, the head noun is frequently omitted. The second
genitive in (32) lacks an overt head. Headless genitive-marked nominals can also, just
like other modifiers in noun phrases, be nominalized and take case suffixes (§21.1.5).
(32) šːan-t-a-lla deq’a d-elq’-un ca<d>i; tːura
fellow.villager-pl-obl-gen grain npl-grind.pfv-pret cop<npl> outside
šːan-t-a-lla d-elq’-un ca<d>i
fellow.villager-pl-obl-gen npl-grind.pfv-pret cop<npl>
‘The villagers’ grain has been ground; (The grain) of the people from other
villages has been ground.’
In content interrogative questions with the meaning ‘which other X’, the order is
adjective-first (cara ‘other’), followed by the interrogative pronoun ce ‘what’, which be-
longs to the modifiers of the first group (33):
(33) cara ce χurejg d-irχ-u=ja nišːa-lla?
other what food npl-be.ipfv-prs=q 1pl-gen
‘What other food of ours exists?’
409
21 Noun phrases and postpositional phrases
Example (36) shows a relatively complex noun phrase that functions as the subject
of the existential copula clause. The genitive pronoun and the quantifier following the
copula are semantically associated with the noun phrase, but have been dislocated to
the right of the copula. A possible explanation for this might be that the noun phrase
would be otherwise quite complex and difficult to interpret. More examples of floating
genitives and a detailed discussion of their information-structural interpretation can be
found in §27.1.2.
410
21.1 Noun phrases
Some corpus examples of floating quantifiers can also be found: (8), (36–38). Example
(37) illustrates that postnominal modifiers can be interpreted contrastively, in particular
in elicited, context-free sentences, but as (38) shows, a contrastive reading is not obliga-
tory.
(37) hinci ca ka-b-ixː-a, k’ʷel ma-ka-d-iršː-it!
apple one down-n-put.pfv-imp two proh-down-npl-put.ipfv-proh.sg
‘Put one apple (there), do not put two (apples)!’ (E)
(38) cara-r heχtːu šːi-la tːura-b-te χalq’ li<b>il=ra
other-abl there.down village-gen outside-hpl-dd.pl people all<hpl>=add
‘and all the people from the other villages down there’
Quantifier floating will be illustrated through the use of the quantifier ‘all’, which
contains a gender/number infix agreeing with the noun it modifies. If the modified noun
bears the absolutive, the quantifier can occur in various positions other than the canon-
ical position before the noun (39b–39d).
(39) a. sːa li<b>il rurs-be ag-ur uškul-le
yesterday all<hpl> girl-pl go.pfv-pret school-loc
‘Yesterday all girls went to school.’ (E)
b. sːa rursbe libil agur uškulle
c. sːa rursbe agur libil uškulle
d. sːa rursbe agur uškulle libil
If the modified noun occupies the A function and has non-absolutive case marking,
then the quantifier can, when it bears the same case suffix as the noun it modifies, only
occur in positions other than the canonical position preceding the verb. Otherwise the
sentence becomes ungrammatical (40c). The reason is that in a noun phrase, case mark-
ing can only occur once, namely on the head noun. If the quantifier appears directly
before the noun, it is part of the noun phrase and can not be case-marked.
(40) a. li<b>il rurs-b-a-l t’ams-ne d-irq’-i
all<hpl> girl-pl-obl-erg carpet-pl npl-do.ipfv-hab.pst
‘All girls used to make carpets.’ (E)
b. rurs-b-a-l li<b>il-li t’ams-ne d-irq’-i
girl-pl-obl-erg all<hpl>-erg carpet-pl npl-do.ipfv-hab.pst
‘All girls used to make carpets.’ (E)
c. * libilli rursbal t’amsne dirq’i
For other grammatical relations, the restrictions are more severe. Quantifiers of ad-
dressee arguments floating away from their canonical position are rarely acceptable even
if they bear the same case marking as the noun they modify. Sentences such as (41) are
marginal. It is possible to make a short break before the quantifier, which is then inter-
preted as right dislocated, and the translation is ‘Mother told the stories to the women,
to all (of them).’
411
21 Noun phrases and postpositional phrases
412
21.1 Noun phrases
413
21 Noun phrases and postpositional phrases
However, headless relative clauses in which the verb bears the modal participle suf-
fix -an and that function as absolutive arguments without any further case marking,
frequently occur without -ce or -il (see §23.4 for examples).
Nominalized modifiers can themselves be modified. In (50), a nominalized adjective
is modified by a participle, and in (51) the relative clause, which consists of only one
participle, is preceded by a demonstrative pronoun.
414
21.2 Postpositional phrases
spatial preverbs without any additional morphology. Thus, it is not always easy to iden-
tify which part of speech a relevant item belongs to. For instance, the postposition b-i-b
‘in, inside’ governs, among other cases, the loc-essive, loc-lative or loc-ablative (§8.1.9),
as shown in (53). However, there is also a spatial preverb b-i and an adverbial b-i with
the same meaning. In example (54), what looks like a stranded postposition w-i(-w) is
instead the spatial adverb. Example (55) illustrates the preverbal use. No case marked
noun phrase is preceding w-i.
415
22 Simple clauses including copula
clauses and grammatical relations
This chapter addresses the basic structural properties of simple main clauses, includ-
ing declarative, interrogative, imperative and optative clauses that express different il-
locutionary acts, namely assertions, questions and directives. These three clause types
contrast mainly by their morphological marking (verbal suffixes, predicative particles),
rather than by differences in constituent order or intonation. Simple clauses can be di-
vided into simple verbal clauses with verbs other than the copula (§22.1) and copula
clauses (§22.2). This division cross-cuts the division into declarative, interrogative, im-
perative and optative clauses. Grammatical relations and the notion of subjecthood are
analyzed in §22.3. Word order at the clausal level and information-structural properties
of simple clauses and other types of clauses are analyzed in Chapter 27.
Cases used to encode the arguments are absolutive, ergative, dative, and to a lesser
extent, genitive and spatial cases such as the ante-ablative or the in-lative. Gender agree-
ment is controlled in most cases by the absolutive argument of the clause (§20.2). How-
ever, certain verb forms allow the ergative or the dative argument as controller (§20.2.4),
while other clauses lack absolutive arguments and resort to default agreement (§20.2.1).
Person agreement, which works independently of gender agreement, follows the hierar-
chy 1, 2 > 3, whereby only S, A, P, and T arguments can function as controllers. From the
person hierarchy follows that speech act participants control the agreement if the clause
has any speech act participants. In clauses with only first and second person arguments,
either person can control agreement independently of their grammatical role, although
there might be a small tendency for second person arguments to outrank first person
arguments (see §20.3 for more information).
Declarative verbal clauses obligatorily contain finite verb forms, which exhibit the full
range of TAM marking and gender and person agreement. Negation is expressed through
a prefix or, if the verb form includes the copula as auxiliary, by means of the negative
copula (§11.7). Arguments and adjuncts can be pronouns or full noun phrases (4), (5). Ar-
guments that can be interpreted through the context are often omitted (1). Adjuncts can
be instruments, companions or express temporal, spatial or other circumstances (§3.4.1,
§3.4.2). The following examples illustrate simple verbal declarative clauses with verbs
of the major valency classes: intransitive, extended intransitive, affective, transitive, and
extended transitive.
Intransitive verbs (§19.1.2) have one single argument (S) in the absolutive case control-
ling gender, number and person agreement (1).
Extended intransitive verbs are bivalent and have an S argument in the absolutive and
a further argument either in the dative, in-lative, ante-ablative, or in other spatial cases
(2) (see §19.1.4 for further examples).
Bivalent affective verbs (§19.1.8) have a dative-marked experiencer (A) and a stimulus
argument in the absolutive case (P) (3).
Transitive verbs (§19.1.5) require an agent in the ergative (A) and a patient in the ab-
solutive (P) (4).
418
22.2 Morphosyntactic properties of copula clauses
Extended transitive verbs (§19.1.6) add a further G argument marked by the dative or
by spatial cases to the ergative A and the absolutive T (5).
More detailed information on these and other valency classes can be found in §19.1.
Interrogative clauses are marked by interrogative enclitics, which also belong to the
class of predicative particles. They are often but not always signaled by rising intonation.
They usually contain finite verb forms, but it is also possible to encode interrogative
clauses with certain non-finite verb forms and interrogative enclitics. See Chapter 28 for
more information on their morphosyntactic properties and §27.2.2 for the constituent
order, which is largely identical to the constituent order of declarative clauses (except
for differences that are due to the information structure). Sanzhi has another type of
interrogative clause with modal semantics. This type, which I call the modal interrogative
contrasts to all other interrogative clauses since it makes use of a special verbal suffix.
This suffix exists only for first person subject-like arguments (§17.4) and does not express
tense. The modal interrogative is thus more like imperative and optative clauses than
interrogative clauses.
Imperative, prohibitive and optative clauses contain verbs inflected with suffixes
which do not express tense. Imperative and prohibitive clauses are restricted in their use
to second person subject-like arguments, which can be overtly expressed as in declara-
tive or interrogative clauses (§17.1 and §17.2). The optative does not show person restric-
tions, but cannot be formed from imperfective verb stems and is thus constrained in its
aspectual value (§17.3).
419
22 Simple clauses including copula clauses and grammatical relations
TAM forms of copula clauses for which the copulas and predicative particles cannot be
used since they lack those forms. Some of the items in Table 22.1 regularly combine in
copula clauses. (I) The predicative particles can occur as enclitics on the copula ca-b
(see below for examples), but not on the negative copula. They can also occur on the
locational copulas (§22.2.2) and on the other auxiliaries because they are a regular part
of certain TAM forms. (II) The copula ca-b and its negative counterpart are also used
in a few TAM forms and thus can combine with most auxiliaries given in Table 22.1
(30). (III) The same applies to the locational copulas, which are also occasionally used
in certain periphrastic TAM clauses and therefore can combine with the auxiliaries in
copula clauses (§15.1).
Which copula item is chosen depends on the person of the copula subject, on the
meaning of the copula construction, on the temporal reference of the clause, and on
further categories such as mood, epistemic modality, illocutionary force, and clause type.
The copula ca-b, the locational copulas, and the verb b-el are defective, and in the case
of ca-b, also suppletive under negation. This means that they form only a very small set
of verb forms compared with the forms available for regular verbs (including the other
auxiliaries listed in Table 22.1).
Under certain circumstances, one of the three constituents can be absent. Copula
clauses without a subject are, for instance, weather constructions (45) or other imper-
sonal clauses (47) (§22.2.3). The copula predicate is present in most types of copula
clauses, but often lacking in existential copula clauses (34) or when possession is ex-
pressed (41). The copula can only be omitted in copula clauses with third person subjects
and predicative particles (§22.2.4).
The copula subject occurs in the absolutive case and controls agreement. It may be any
kind of noun phrase (common noun, proper name, pronoun, etc.) or nominalized clause.
The copula predicate, which bears the absolutive case or an overt case marker, may be a
noun phrase, but it may also be an adjective, an adverbial, a postpositional phrase, or a
nominalized clause; this partially depends on the copula item. Sentence (6) illustrates a
copula construction with the first person pronoun in the absolutive as copula subject and
a noun with its adjectival modifier as predicate. The past enclitic =de fulfills the copula
function.
The gender/number and person agreement is always controlled by the copula sub-
ject, not by the predicate (7), (12a), (13), (16), but not all copulas have gender agreement
slots, for example the negative copula lacks an agreement prefix. In copula clauses that
lack arguments in the absolutive case, the copula bears the default agreement suffix -b
and there is invariable third person agreement (see §22.2.3 below for more details). This
mainly concerns experiential constructions with affective predicates and experiencers
in the dative case (8). One item used as a copula, the past enclitic =de, does not encode
person (6) (see also §22.1 below for the general structure of simple clauses with other
verbs than the copula).
420
22.2 Morphosyntactic properties of copula clauses
Copulas (§16.1)
ca-b, ca<b>i third person, present tense, habitual
akː-u third person, negation, present tense, habitual
b-akː-u third person, negation, existence/location
Predicative particles (§9.1)
=da first person (singular and plural), second person
plural; present tense, habitual
=de second person singular; present tense, habitual
=de all persons, past tense
Locational copulas (§16.2)
le-b existence/location close to speaker and hearer or
undifferentiated
te-b existence/location away from the deictic center
(speaker)
k’e-b existence/location above the deictic center
(speaker)
χe-b existence/location below the deictic center
(speaker)
Other auxiliaries used in copula constructions (§16.3)
b-el past tense (‘remain, stay’)
b-irχʷ- (ipfv) / b-ik- (pfv) / b-iχʷ- (pfv) subordinate clauses, future tense, non-indicative
mood (‘be, become, happen, can’)
b-irk- (ipfv) / b-ik- (pfv) future tense, non-indicative mood (‘be, occur, get,
receive’)
b-ug- indirect evidentiality (‘be, stay, remain’)
b-urkː- (ipfv) epistemic modality (‘find’)
In copula clauses, where both the subject and the predicate are in the absolutive and
are identical in gender (12), and in copula clauses, where the copula function is taken over
by an item that does not exhibit agreement (6), it is impossible to determine the copula
subject by means of agreement. But based on general information-structural properties,
we can assume that the topical noun phrase is usually the subject, which in many cases
is a pronoun (6), (18), (19). In a similar fashion, constituent order can be indicative.
421
22 Simple clauses including copula clauses and grammatical relations
The person enclitics, as well as the past enclitic, can optionally be accompanied by
the copula (ca-b), and in such constructions the copula always serves as the host for the
enclitic (9).
Furthermore, the copula and the person enclitic or past enclitic need to occur on the
same host; they cannot be separated (10). If in the example below the copula at the end
is omitted, the clause becomes grammatical with the meaning given in brackets below.
In contrast to the neighboring Dargwa variety of Icari (Sumbatova & Mutalov 2003:
138), the copula and the interrogative enclitics can co-occur in Sanzhi (11). According to
Nina Sumbatova (p.c.), Icari is the only Dargwa variety found so far where the copula
ca-b excludes all other predicative particles; in contrast, the situation that we have in
Sanzhi Dargwa is common and attested in many other Dargwa varieties (e.g. Akusha).
In line with other clause types, the copula most frequently occurs in clause-final po-
sition. Subjects predominantly precede the predicate, such that we can assume that the
first absolutive constituent is the copula subject and the second one, which is often the
host of enclitical copula items, functions as the predicate in clauses with two absolutive
constituents (12), (15a), (18). The standard third person copula ca-b is comparably strict
in its requirement to occur in clause-final position in elicited assertions (12), though it
might be followed by additional demonstratives that refer to the same item as the subject,
and in questions from the corpus we also find copula subjects and predicates following
ca-b (11). In principle, ca-b can occur on its own and make up a full clause, such that
phonological dependency is ruled out as an explanation for the ungrammaticality of
(12b).
422
22.2 Morphosyntactic properties of copula clauses
For other copula items, it is easier to find utterances with other than clause-final posi-
tion of the copula, in particular when the predicative particles are used in copula function
(6). Locational copulas can also occur in clause-initial position:
(13) a. ištːu-w Murad le-w
here-m Murad exist-m
‘Murad is here.’ (E)
b. le-w ištːu-w Murad
When used in copula clauses, the predicative particles can only occur on the head of
the phrase that functions as the subject (14) or on the head of the phrase that functions
as the copula predicate (14), (15a). Alternatively, they in case of coordinated constituents
on the leftmost member of the coordination (17). They cannot be encliticized to any
constituent that modifies the head (15b).
(14) [it ʡaˁħ-ce]=de dalaj-či, cara wahi-ce=de
that good-dd.sg=pst song-nmlz other bad-dd.sg=pst
‘The good one was a singer, not the bad one.’ (lit. the other was the bad one) (E)
(15) a. Madina [darkːʷan rursːi]=de
Madina Dargwa girl=pst
‘Madina was a Dargwa girl.’ (E)
b. * Madina [darkːʷan=de rursːi]
The only exception to this rule that I found so far are genitive modifiers: they can
host predicative particles in copula clauses even if they do not occupy the functions
of copula subject or copula predicate. The genitive noun in (16) modifies the following
copula predicate. This is only possible in term focus constructions in which the host of
the enclitic is the focal part of the clause. Furthermore, in term focus constructions, the
predicative particles can, in principle, also be attached to adverbial modifiers such as
spatial adverbials, but the properties of these constructions require further research.
(16) du sawχuz-la=da dajark’a, kalχuz-la akːʷa-di
1sg sovkhoz-gen=1 milkmaid kolkhoz-gen cop.neg-1
‘I am milkmaid of the SOVKHOZ, not of the kolkhoz.’ (E)
In (17), the nominal predicate is a coordinated noun phrase that consists of three mem-
bers, each bearing the additive enclitic as required for nominal coordination (§26.1). The
person enclitic follows the last member of the nominal predicate.
(17) u [sːunkuˁq’=ra, deč-la χʷe=ra, bilʡuˁt’=ra]=de
2sg liar=add drinking-gen dog=add thief=add=2sg
‘You are a liar, a drinking dog, and a thief!’
Copula constructions in Sanzhi can express identity, group membership, attribution,
possession, benefaction, and also location and existence (see, e.g. Curnow 2000, Dixon
2010: 159–188).
423
22 Simple clauses including copula clauses and grammatical relations
If the subject is first or second person and the temporal reference is present time or
there is no temporal reference because of habituality, then the person enclitics are used
(17), (20). If the clause has past time reference, the past enclitic occurs (21).
Adjectives distinguish a short form from a long form. The long form contains the cross-
categorical suffix -ce (plural -te) (§9.6.1). The short form is reserved for the attributive
usage within noun phrases (in addition to compounding) (22); the long form is required
for the predicative use (23).
Adverbials can also serve as predicates in copula clauses. Example (24) shows a nomi-
nalized participial clause in the subject position and an adverb as predicate of the copula
clause.
424
22.2 Morphosyntactic properties of copula clauses
Often either the adverb or the adjective can be used as predicates in a copula clause.
This leads to a slight difference in meaning that can be illustrated with the following
examples (25) and (26). In case of an adjectival predicate, the copula clause refers to
the quality denoted by the adjective that is ascribed to the referent of the subject (25).
By contrast, if an adverb is used, it is the situation denoted by the copula clause that
is attributed a quality and not the subject referent (26). Furthermore, in (25) the noun
phrase iž dus functions as the subject, whereas in (26) it is a temporal adjunct and there
is no overt subject.
The predicate can also be any kind of pronoun, for example a personal pronoun in the
genitive (27), a demonstrative pronoun, or a personal pronoun in the absolutive (28), (29).
For instance, example (27) demonstrates a situation in which the referent of the copula
subject does not belong to the referent of the predicate, which is a genitive pronoun. It
is also possible to add the cross-categorical suffix -ce to the genitive pronoun (ala-ce).
Negation is expressed by means of the negative copula akːʷ-, which does not have
a gender prefix, but inflects for person and tense (27), (28). As was mentioned in the
introduction (§22.2), the copula ca-b, the person enclitics, and the past enclitic can only
express a restricted range of TAME forms. For instance, the imperfective verb b-urkː- has
the meaning ‘find’, and is also used as an auxiliary with the epistemic meaning ‘prob-
ably, be possible’. The latter use includes copula clauses (30). More examples of copula
constructions with the verbs labeled “other auxiliaries” in Table 22.1 are given in §16.3.
425
22 Simple clauses including copula clauses and grammatical relations
426
22.2 Morphosyntactic properties of copula clauses
The person enclitics (37) and the past enclitic (21) can also be used in locational or
existential clauses. In addition, the location copulas can attach the person enclitics:
For locational copula clauses the standard copula ca-b can also be used (38), although
locational copulas are normally preferred. The exact distribution of existential/locational
copulas vs. the standard copula ca-b needs to be determined by future research.
The expression of possession implies the existence of the possessed item. This means
that when talking about any types of possession that one has, be it objects or relatives,
the locational copulas are used. In the unmarked case this is le-b (39). The possessor
occurs in the genitive case.
The following minimal pair illustrates the difference between the two types of copulas.
The first sentence in (40) requires an identificational interpretation. It can, for instance,
be used when showing and identifying the house. The more literal translation of the
second sentence (41) would be ‘With/at me there is a house.’ or ‘My house exists.’ If the
genitive pronoun is a predicate instead (27) or if other semantic components play a role,
the other copulas are used.
Less common ways of constructing locational and existential copula clauses or cop-
ula clauses expressing possession are available by means of the other auxiliaries given
427
22 Simple clauses including copula clauses and grammatical relations
in Table 22.1. The example in (42) represents the traditional opening formula for fairy
tales and is thus not a normal existential clause. The verb b-ug- can express indirect evi-
dential semantics, which is often found in fairy tales. The verb b-iχʷ- (pfv)/b-irχʷ- (ipfv)
‘be, become, happen, can’ is used, among other things, to express epistemic modal con-
structions including different subtypes of copula clauses with a modal meaning (43). The
sentence in (44) expresses not only past time reference, but also habituality and therefore
also contains the auxiliary b-irχʷ-, because neither the standard copula ca-b nor the past
enclitic =de can express this specific combination of temporal and aspectual meanings.
More generally, copula clauses with predicates expressed by manner adverbs do not
require a subject, but can be impersonal (47), (48). The gender agreement affix in such
clauses is invariably b, since this is the default agreement affix (§20.2). It is possible to
add a dative argument fulfilling the semantic role of experiencer or beneficiary (49).
428
22.2 Morphosyntactic properties of copula clauses
(50) * du ustːa
1sg master
‘(Intended meaning: I am a master.)’ (E)
(51) * ij, ča iž?
this who this
‘(Intended meaning: This, who is it?)’ (E)
In copula constructions that have third person subjects and present time reference
or habitual meaning, the copula can be omitted when one of the pragmatic predicative
particles is used. This can be either one of the three interrogative enclitics if the copula
clause is a question (polar question, content question, embedded question) (Chapter 28),
or the modal enclitic =q’al (§9.4.2). This is possible because the modal enclitic and the
interrogative enclitics belong, just like the person enclitics =da and =de and the past
enclitic =de, to the predicative particles that can head finite clauses (§9.1). The following
examples show the use of =q’al (52), a content question (53) and a polar question (54).
429
22 Simple clauses including copula clauses and grammatical relations
The sole use of a pragmatic predicative particle is impossible if the copula subject is
first or second person. In such cases, the predicative person marker needs to occur before
the question enclitic and cannot be omitted:
(57) uruχ-le=de=w?
fear-advz=2sg=q
‘Are you afraid?’
When two copula clauses are coordinated, the copula can be omitted in one of the
clauses, usually the second clause (58) (see §26.2 for one more example).
430
22.3 Grammatical relations
a
But the evidence for affective verbs is inconsistent because imperative formation of affective verbs is often
impossible for semantic reasons.
affective, extended intransitive, and other verbs. These valency classes of verbs are de-
fined on the basis of case assignment patterns to the arguments, and not so much on the
basis of the meaning of the predicates. In other words, cases have a high semantic load
and the choice of one case suffix over the other largely depends on the semantic contri-
bution of the cases. Thus, Sanzhi Dargwa confirms once more the fact that the semantic
impact of cases for East Caucasian languages should not be underestimated.
Ergative alignment, labeled as S=P vs. A in Table 22.2, is basically found in the mor-
phology, namely in the gender agreement and the case marking. There is a large number
of bivalent and trivalent verbs that assign ergative case to their A argument, although
not all bivalent and trivalent verbs belong to this class. Additionally, there are even
more verbs whose S and P arguments trigger gender/number agreement because the
arguments bear the absolutive case. Outside the realm of morphology there are almost
no indications for ergativity, apart perhaps from quantifier floating (§21.1.4) and causa-
tivization (§19.2.2). Instead, accusative alignment (symbolized with S=A vs. P), neutral
alignment (S=A=P) and no alignment (no grammatical roles identifiable) are found. Per-
son agreement and reflexivization/reciprocalization are neutral since S, A, P and T are
not distinguishable. They only behave differently from G, but this is not relevant for
431
22 Simple clauses including copula clauses and grammatical relations
the determination of grammatical roles. All four macroroles S, A, P and T can control
person agreement (§20.3) or reflexive and reciprocal pronouns (Chapter 29) and thus we
have neutral alignment. In contrast, relativization largely depends on pragmatics and
a suitable context and is not sensitive to grammatical relations because a large variety
of positions (S, A, P, G, T, other) can be relativized. Accusativity is found with impera-
tives because both S and A can be subjects in imperative clauses, but not P or any other
position (§17.1). This is not surprising and frequently found in ergative as well as in ac-
cusative languages, and some authors do not consider imperatives to represent suitable
test constructions for establishing grammatical roles, e.g. Dixon (1994: 131). Furthermore,
complement control (§24.5) and conjunction reduction in clauses with the preterite con-
verb show some accusative traits because S and A are always suitable controllers of
arguments in complement clauses or converbal clauses, but P is largely excluded. Simi-
larly, causativization can be analyzed as distinguishing between S/A on the one side and
P on the other side because it is never the P or the T that is affected when bivalent or
trivalent predicates are causativized (§19.2.2). P arguments remain unchanged (because
P and T essentially have the same morphosyntactic properties), whereas S changes to
P, and A changes to G under causativization, such that causativization can perhaps be
taken as a further indicator of an S/A pivot. The antipassive is not a suitable test con-
struction because its application is restricted to the class of transitive verbs, excluding
all other valency classes, such that we cannot check how S would be treated.
To sum up, there is no justification for establishing a category of ergative subject
that would comprise S and P, and thus Sanzhi Dargwa is only morphologically ergative.
This claim is not surprising but supports what has been previously stated for the East
Caucasian languages. The only indications for syntactic accusativity are complement
constructions and causativization, which is not enough for establishing a category of
subject comprising S and A as we know it from European languages. However, simple
reflexive constructions and imperative could be viewed as further, though weaker indi-
cations for singling out S and A in contrast to P. At the basis of textual frequency even
person agreement shows a tendency to occur predominantly with S and A controllers in
natural texts because P arguments that are second person are relatively rare.
In this grammar, I use the term “subject-like” or even sometimes “subject” in order
to refer to S and A arguments, whereas P arguments are called “object-like” or “object”.
This terminology has been chosen for reasons of convenience and familiarity. It has to
be viewed against the background of the discussion of grammatical roles in Sanzhi as
given in this Section.
432
23 Relative clauses
23.1 Introduction
Sanzhi Dargwa uses participles for the formation of relative clauses. Like other modifiers,
relative clauses normally precede the head. There are two simple participles that consist
of a suffix added to the verbal stem, and complex participles that make use of additional
suffixes. The simple participles are the preterite participle (§18.1.2.1), which is identical
in form to the preterite, and the modal participle -an (§18.1.2.2). For verbs whose stems
exhibit the aspectual distinction, the preterite participle is almost exclusively used with
perfective stems, whereas the modal participle occurs only with imperfective stems. The
complex participles consist of the simple participles plus the cross-categorical suffixes
-ce or suffix -il (§18.1.2.3). Furthermore, Sanzhi has a locative participle that is used when
the head of the relative clause denotes a location (§18.1.2.4).
The simple participles and the complex participles derived from them express tempo-
ral relations. The modal participle occurs in relative clauses with non-past time reference
(e.g. present, future, habitual) (1); the preterite participle occurs in relative clauses with
past time reference (2).
(1) [ħaˁħaˁ r-ik’ʷ-an] rursːi di-la rucːi ca-r
laughter f-say.ipfv-ptcp girl 1sg-gen sister cop-f
‘The girl who is laughing is my sister.’ (E)
(2) [ħaˁħaˁ r-ik’-ub] rursːi di-la rucːi ca-r
laughter f-say.ipfv-pret girl 1sg-gen sister cop-f
‘The girl who was laughing is my sister.’ (E)
Since the preterite participle is identical to the preterite itself, in a number of cases two
interpretations are possible: a main clause that precedes another clause with argument
sharing between the two clauses or a relative clause:
(3) raχːaz b-ertː-ib χːʷe sa-r-b-uq-un
chain n-tear.pfv-pret dog ante-abl-n-go.pfv-pret
‘The dog tore off the chain and left.’ OR ‘The dog who tore off the chain left.’ (E)
The suffixes -ce (plural -te) and -il are used to form attributes that can denote refer-
ents. This means that items that bear these suffixes can be used as modifiers in noun
phrases but also as predicates or as nominals. With respect to relative clauses, they are
used whenever the relative clause occurs in a position that diverges from its canonical
prenominal position. See §23.3 below for a discussion.
23 Relative clauses
Moreover, purpose clauses with nominal heads are structurally similar to relative
clauses, but must contain an infinitive (or subjunctive) and can also be marked with
-ce (4), (5). Participles are not allowed if the clause has a purposive meaning.
In the following, I will first show which positions can be relativized (§23.2), then ana-
lyze further semantic and syntactic properties of relative clauses (§23.3), and then briefly
discuss headless relative clauses (§23.4).
434
23.2 Positions that can be relativized
435
23 Relative clauses
436
23.2 Positions that can be relativized
437
23 Relative clauses
17. comitative
Complements of postposition heading relative clauses are not found in the corpus
and somewhat hard to elicit, but (35) shows an example. Another one is (30) above in
the interpretation in which the head of the relative clause is the topic of conversation
(which is normally expressed by a postposition, see §8.1.6).
(35) [durħuˁ sala sa-ka-jcː-ur-il] qal nišːa-lla ca-b
boy front ante-down-stand.m.pfv-pret-ref house 1pl-gen cop-n
‘The house in front of which the boy is standing is ours.’ (E)
More complex constructions are also possible. For instance, the argument of a com-
plement clause can function as the head of a relative clause (36). Similarly, arguments of
adverbial clauses can be extracted in order to serve as heads of relative clauses (37). We
can have multiple relative clauses embedded into each other (38).
1
If in (33) the simple instead of the complex participle is used, the first clause is interpreted as a main clause
preceding another main clause (‘The husband died. The wife is crying.’).
438
23.3 Other syntactic properties of relative clauses
It is possible to find examples in which the head noun does not bear any syntactic
relation to the relative clause, i.e., in which it is impossible to argue that the relative
clause contains a gap from the extracted head. This is widespread in case of head nouns
with a very broad semantics such as zamana ‘time’ but there are also sentences with
other head nouns. For instance, (39) illustrates a common construction that explicates the
name of a person. The verb b-ik’ʷ- ‘say, call’, that is used in the relative clause, normally
requires an absolutive argument that denotes its subject. However, in (39) the subject is
absent because it is an impersonal construction, retrievable only from the context and
from the fact that the human plural gender prefix is used. The gender agreement prefix
is frozen and cannot be replaced by any other prefix. Instead of a complement clause,
which is usually used together with the verb b-ik’ʷ- ‘say, call’, the name Maħaˁmmadħaˁži
occurs. The head noun durħuˁ ‘boy’ does not fulfill an argument or adjunct role in the
relative clause. This issue is discussed further in the following §23.3. Example (40) is
similar in that the head noun ħaˁz ‘game’ is also not in a syntactic relationship with the
verb in the relative clause ‘hide’.
439
23 Relative clauses
4. head is an indefinite pronoun (45), including pronouns used as nouns with a light
semantics (49)
The verbal categories expressed in relative clauses are fewer than those expressed
in main clauses. Due to the participles employed, the expression of tense is possible to
a certain degree (1), (2) and negation is available (107), but person agreement and the
marking of illocutionary force are excluded.
Within the noun phrase, to which a relative clause belongs, the relative clauses can
be preceded and followed by other nominal modifiers such as demonstrative pronouns
(42), possessive pronouns (46), quantifiers, adjectives, and others. See §21.1 for further
information on the structure of noun phrases. They can be modified by adverbials just
like adjectives (47).
440
23.3 Other syntactic properties of relative clauses
In elicitation, Sanzhi speakers report that there is no difference in the meaning be-
tween a relative clause with a simple participle and a relative clause with a participle to
which one of the the suffixes -ce or -il is added. Relative clauses with complex partici-
ples in the default position preceding the nominal head are relatively rare in the Sanzhi
corpus. The following three sentences (48–50) illustrate the use of both suffixes with
the preterite participle. In (49) the speaker is talking about the tools with which Sanzhi
women used to cook and compares them with new appliances. Example (50) shows that
the cross-categorical suffixes are also added to other parts of speech. In this sentence, -il
appears on the preterite participle which because of the suffix acquires nominal proper-
ties can can function as referent with the meaning ‘the one that has been put down’. The
second appearance on the noun that is inflected for the in-essive case makes a referent
with the meaning ‘the one that is in the hand’ out of a spatial adverbial
The head noun in the vast majority of corpus examples follows the relative clause, but
other positions are possible, too. Whenever the relative clause occurs after the head or
separated from the head (preceding it or following it), the cross-categorical suffixes or
the modal participle need to be employed and it can be argued that the relative clause is
morphosyntactically not part of the noun phrase anymore. Note that such examples are
not particularly frequent and most of the following examples stem from staged narra-
tions and poems. Sentence (51) comes from the translation of a fairy tale from Standard
Dargwa/Russian. Russian has postnominal relative clauses and the Russian word order
has simply been copied. Similarly, (52) and (53) are translations from Russian. Example
(54) and (55) come from spontaneous narratives, and (56) is part of a poem.
441
23 Relative clauses
5. relative clause in canonical positions and relative clause preceding the head noun
6. relative clause preceding the head noun and headless relative clause
442
23.3 Other syntactic properties of relative clauses
Relative clauses are verb-final with very few exceptions, which can be obtained in
elicitation or when translating stories from Russian. This property distinguishes them
from other subordinate clauses that can more easily place the verb in positions other than
the right edge of the clause. For instance, as just mentioned, (52) is part of a fairy tale
that has been translated from Russian into Sanzhi. The relative clause not only follows
the head, since this is the standard constituent order in Russian, but also contains a
comitative phrase after the verb, so that the verb does not end up in the final position.
Within the relative clause the head is usually indicated by a gap. As is typical for
East Caucasian languages, Sanzhi does not have relative pronouns. However, reflexive
pronouns can, in principle, be used to express co-reference between an argument in
the main clause and another argument or adjunct in the relative clause. In the corpus
such sentences are not particularly frequent, but some examples can be found. In (57)
the reflexive pronoun is a goal or experiencer that is coreferent with the omitted agent
of the main clause. The participle in the relative clause is case-marked with the genitive
because it expresses the topic of a conversation. In (58) the reflexive pronoun encodes the
causer, and in (59) the agent. Example (18) above shows a reflexive pronoun functioning
as possessor within the relative clause. In all unambiguous examples these pronouns
are co-referential with the omitted subject argument in the main clause, and the head
functions as an object in that main clause.
Examples in which the nominal head itself is expressed by a reflexive in the relative
clause were judged as not very well-formed sentences by Sanzhi speakers:
443
23 Relative clauses
Relative clauses with semantically empty or light head nouns can be found, and in
most cases it is the noun zamana, which takes over this function. These clauses have
been grammaticalized into adverbial clauses expressing temporal simultaneity (62), (63)
(§18.2.9). Relative clauses with musːa ‘place’ as head can be interpreted in a similar fash-
ion as adverbial clauses referring to the location of an event (24), (25).
In general, relative clauses in Sanzhi Dargwa are part of a larger family of construc-
tions that can be classified as ‘noun-modifying clause constructions.’ They include, apart
from genuine relative clauses in which the head has a position in the relative clause, also
constructions with ‘light nouns’ such as zamana ‘time’ (62), (63) and other sentential
complements of nouns. Sentences (39), (40) above already showed that the same formal
means that are employed to formulate relative clauses are also used when there is no
syntactic relationship between the head noun and the preceding noun. In such cases the
hearer is expected to establish the semantic link between the noun and the clause that
modifies the noun on the basis of the context and of general knowledge. The sentences in
(64–67) provide more examples of such sentential modifiers. Such versatility of the rela-
tive clause construction is typical for East Caucasian languages and has been repeatedly
discussed in the literature (Daniel & Lander 2008; 2010; Comrie et al. 2017).
Instead of relative clauses it is also possible to have a nominalized clause with the mas-
dar suffix that is marked for the genitive (65), (68). Such constructions are semantically
equivalent to the noun-modifying construction above (57), (64).
444
23.4 Headless relative clauses
Relative clauses with the locative participle can only express spatial meaning, and the
locative participle can be marked with directional case suffixes (essive, ablative), but not
with any other cases.
The use of the cross-categorical suffixes -il and -ce is a major strategy for the forma-
tion of headless relative clauses. The two suffixes are used in a variety of contexts and
their overall function can be roughly described as forming referential attributes/definite
descriptions. Items marked with the suffixes acquire the morphosyntactic properties of
nouns (see §9.6.1 and §9.6.2 for detailed accounts). There is a functional distribution be-
tween the two suffixes. Both suffixes are used when the headless relative clause denotes
a singular referent and when it is used without any further case marking, i.e., when it
is an argument in the absolutive case in the main clause (56), (72), (73), but the suffix
-il is more common. Note that the headless relative in (73) contains a further adverbial
clause that is embedded into the relative clause. I could find only a handful examples
of headless relative clauses bearing -ce in the corpus. The example in (56) comes from a
poem.
445
23 Relative clauses
When the referent of a nominalized relative clause is plural, only the suffix -te is al-
lowed (74), (75).
When the headless relative clauses take case markers, the suffix -il is used for reference
in the singular and -te (in its oblique stem form -ta) for reference in the plural. Examples
with singular referents are not very common in the corpus (76) (see (139) in §9.6.2 for
one more instance). Example (77), in which the nominalized relative clause functions as
agent, has been elicited. When the dative case is added, the resulting clauses can have
the semantics of adverbial clauses expressing causes (due to the meaning of the dative
case). One example is (30) in §18.1.2.3.
Examples of headless relative clauses with plural referents and further case markers
are comparatively frequent in the Sanzhi corpus. As (78), (79) show, the nominalized
relative clauses can occur in various argument and adjunct positions in the main clause.
446
23.4 Headless relative clauses
The suffix -ce (but not -il or -te) is also used as a nominalized verb form taking over
an argument position in a clause with a complement-taking predicate. This means that
-ce functions as a complementizer in complement clauses of the fact-type (see §24.2.3).
In some cases the nominalized clause, which occurs together with a complement-taking
predicate, does not express a proposition, but refers to an entity such as a human being or
an event or to abstract entities such as thoughts, wishes, etc. In that case the nominalized
verb does not function as a complement, but as a headless relative clause (§24.6.2).
In addition to the just discussed types of nominalized relative clauses, Sanzhi has a
nominalized optative that functions like a headless relative clause in the sense that it can
take over arguments or adjunct positions in the clause and can be inflected. It preserves
the semantics of the optative (§17.3). In example (80), the nominalized verb w-ebk’- ‘die’
is inflected for the ergative because it functions as the agent of the verb kax- ‘kill’.
447
24 Complementation
Complement clauses are subordinate clauses that function as arguments of verbs. Com-
plement taking predicates can be divided into several semantic subgroups (§24.1). Com-
plementation strategies vary according to these subgroups. However, more important
for the choice of the formal marking is the semantics of the complement clause (e.g. po-
tential vs. activity vs. fact type) as well as co-reference and control relations between
the subject of the matrix predicate and the arguments in the complement clause. There-
fore, I will start with a list of complement-taking predicates (§24.1). Then I will discuss
the semantic types of complement clauses and how the formal strategies are distributed
across the semantic types (§24.2). Due to their high overall frequency in the corpus, re-
ported speech constructions will be treated separately in §24.3, although they do not
exhibit many peculiarities that distinguish them from other complement constructions.
In §24.4, I analyze the syntactic properties of complement constructions and in §24.5 I
discuss in more detail complement control.
The chapter closes with a short discussion of constructions that syntactically do not
represent complementation, but semantically resemble complement constructions. Par-
entheticals (§24.6.1), nominalized relative clauses (§24.6.2), and adverbial clauses (§24.6.3)
belong to these constructions.
I use square brackets throughout this chapter in order to indicate the complement.
Note, however, that the complement is not always syntactically a clause, but can also be
a nominalized verb form or an associated clause in case of parenthetical constructions.
More specific verbs are compounds consisting of a first part that can be a noun, an
ideophone, or a bound stem, and a following light verb. There are especially many com-
pounds with the noun ʁaj ‘word, language, talk’ (see §12.2.2 for more examples); and the
simple verbs of speech listed above also occur frequently together with ʁaj. Examples
include:
Not all utterance verbs take complement clauses that represent reported speech. Some
rather denote actions that involve speech (e.g. ‘teach’, ‘command, order’) or they denote
specific sounds that imitate speech sounds (e.g. t’irt’ir b-ik’ʷ- ‘chat’). In §24.3, I will only
discuss constructions containing quotes.
24.1.2 Liking and fearing verbs and other verbs denoting emotions
and volition
The following verbs belong to this group:
450
24.1 Complement-taking predicates
Some of these verbs denote emotions that are cognitively based feelings and that are
semantically close to verbs of cognition. Other verbs denoting volition have some se-
mantic overlap with modality.
451
24 Complementation
There are two verbs that can express the meaning ‘continue’, kelgʷ- (pfv) ‘remain, stay,
be’ and the defective verb b-el ‘remain, stay’. Both are used in periphrastic verb forms,
which are not complement constructions (see §15.2 and §15.3).
452
24.2 Complementation strategies and their semantics
24.1.7 Evaluation
Evaluation is expressed by adverbs together with a copula or the verb ag- (pfv) ‘go’:
(10) a. ʡaˁħle ca-b, ʡaˁħle ag- (pfv)/ʡaˁħle arg- (ipfv) ‘be good’
b. wahil ca-b, wahil ag- (pfv)/wahil arg- (ipfv) ‘be bad’
453
24 Complementation
A number of the grammatical markers listen above also occur in other types of subor-
dinate clauses: the perfective and the imperfective converb head adverbial clauses (§25.1).
The cross-categorical suffix -ce occurs in relative clauses (Chapter 23). Therefore, it is not
always easy to tell apart complement constructions from adverbial or relative clauses.
Based on their semantics, we can distinguish four types of complement clauses (Hen-
geveld 1989: 130; Dik 1997: 93; Dixon 2006):
potential type: refers to the potentiality of the subject of the complement clause becom-
ing involved in an activity
activity type: refers to some ongoing activity, relating to its extension in time
fact type: refers to the fact that something took place
speech act type or direct speech type: refers to a particular speech act
For the linguistic encoding of each semantic type one or more complementation strate-
gies are used (Table 24.1). The strategies will be discussed in detail in the following sec-
tions.
Table 24.1: Complementation strategies and the semantic types of comple-
ments
speech act
potential
activity
fact
zero y
quotative particle (y) y y
cross-categorical suffix y y y
masdar y
perfective converb y y
infinitive/subjunctive y
embedded question marker y y y
imperfective converb y y ?
454
24.2 Complementation strategies and their semantics
Due to the absence of any formal marking, it is alternatively possible to analyze the
above examples as juxtaposition of two main clauses without a syntactic link between
them, but with a clear semantic relationship, which follows from the meaning of the
emotion and cognition verbs and the interpretation of the clauses in brackets as express-
ing thoughts. In example (14) still another approach suggests itself, namely the analysis
of the cognitive predicate as parenthetical, which means that this is not a complement
construction, but simply an independent sentence followed by another independent sen-
tence that makes a comment on the previous one and functions as a kind of stance marker
to inform the hearer that the speaker is unsure about the validity of some of her utter-
ances about plant names. See §24.6.1 for more information about parentheticals.
455
24 Complementation
of emotion (‘be afraid’ (15), ‘dream’ (16)) and cognition verbs that denote activities that
heavily rely on the (implicit) use of language, most notably verbs meaning ‘think’ (17),
(18). Verbs of knowledge normally do not mark complement clauses with the quotative
particle.
(15) [c’il ca-r it-an=da r-ik’-ul] uruχ-le ca-r ik’
then refl-f beat.up-ptcp=1 f-say.ipfv-icvb fear-advz cop-f dem.up
‘She is afraid that he will then beat her up.’
(16) du xul ∅-ik’-ul=da [dam mašin b-irk-an-ne
1sg wish m-say.ipfv-icvb=1 1sg.dat car n-occur.icvb-ptcp-fut.3
∅-ik’-ul latereja-le-b]
m-say.ipfv-icvb lottery-loc-n
‘I dream of winning a car in the lottery.’ (E)
The particle agrees in gender with the subject or subject-like argument of the ma-
trix clause even in those cases in which the matrix predicate takes other cases than the
absolutive. For instance, in (17) the experiencer in the matrix clause is marked by the
dative, and the predicate that governs this argument shows local agreement with the
complement clause (see §24.4 below on the difference between local and long-distance
agreement in complement clauses). By contrast, the quotative shows feminine singular
agreement because the experiencer has a female referent. Example (18) shows that even
a possessor functioning as experiencer can control gender agreement on the quotative
particle. The obvious reason for this behavior is the valency pattern of the verb b-ik’ʷ-
‘say’, from which the particle originates. It requires an absolutive argument controlling
its gender agreement prefix (in addition to the complement clause).
(17) dam han b-ič-ib [a-b-elk’-un-ne r-ik’-ul]
1sg.dat seem n-occur.pfv-pret neg-n-write.pfv-pret-cvb f-say.ipfv-icvb
‘I (fem.) thought that he did not write.’
(18) atːa-la pikri k’e-b [hex-tːi paltar ic-an-te=jal
father-gen thought exist.up-n dem.up-pl clothes wash.ipfv-ptcp-dd.pl=indq
∅-ik’-ul]
m-say.ipfv-icvb
‘The father thinks about whether these clothes are to be washed.’
(19) il=ra šak ∅-ič-ib ca-w [itːi χalq’ b-ik’ʷ-an mar
that=add feel m-occur.pfv-pret cop-m those people hpl-say.ipfv-ptcp truth
b-urkː-ar ∅-ik’-ul]
n-find.ipfv-prs.3 m-say.ipfv-icvb
‘He also guessed that the people had probably said the truth.’
It might be combined with the modal interrogative suffix (see §17.4 for more infor-
mation) in the complement clause if the complement represents a question which has
deontic modality and in which the subject is co-referential with the author of the quote
(20).
456
24.2 Complementation strategies and their semantics
In (21) the particle haʔible is followed by the verb b-ik’ʷ- used with the meaning ‘think’.
The meaning of these complement clauses is very close to complement clauses formed
with the masdar (25) (§24.2.4) and with the perfective converb (24) (§24.2.5) and the
strategies can usually be replaced by each other.
457
24 Complementation
Note that the suffix -ce also occurs in nominalized relative clauses that semantically
resemble complement clauses of the activity type. These constructions are discussed in
§24.6.2.
As mentioned above and shown in the elicited example (25) shown in the previous
section, the masdar is often semantically equivalent to the preterite participle and the
cross-categorical suffix.
458
24.2 Complementation strategies and their semantics
Clauses with the perfective converb also express activity complements when they are
used, e.g., with certain emotional predicates (33). Similarly, (31) could also be translated
as ‘I regretted when I did not stay for the holidays.’
This makes clear that some constructions, which at the first glance look like comple-
ment clauses formed with the perfective converb, could also be analyzed as adverbial
clauses occurring together with a main clause, which contains one of the complement-
taking predicates given in §24.1. The preterite converb is a regular means of forming
adverbial clauses that refer to events and situation occurring prior to or at the same time
as the situation referred to in the main clause i.e. ‘while, when, after, and’ (§18.1.1.2). In
contrast to complement clauses, adverbial clauses do not fulfill argument positions but
serve as clausal adjuncts. For some of the examples in this section further research is
needed in order to decide if the subordinate clause is a true complement or if it is an
adjunct, as in (30),1 (31), (32). In example (29) an adverbial-clause interpretation seems
rather unlikely.
Finally, the perfective converb occurs in complements of ‘finish’ as an alternative to
the infinite or subjunctive, as in (35) and (34). Such complements are of the activity or
the potential type. Example (34) shows the verb ‘finish’, which contains an intransitive
1
This example could probably be translated as ‘You came and I am happy’.
459
24 Complementation
lexical verb b-iχʷ-ij of which the nominal part taman ‘time’ functions as the subject-
like argument of this verb. The clause preceding this verb contains a verb bearing the
perfective converb suffix just as the complement clause in example (35) and the two verbs
‘finish’ form a pair of which the two members differ with respect to the lexical verbs
(intransitive b-iχʷ-ij ‘be, become’ vs. transitive b-arq’-ij ‘do, make’) (see §12.2 for many
more pairs of verbs of this kind). Thus, it seems reasonable to treat both constructions in
(34) and (35) analogously as complement constructions with complements expressed by
perfective converbs. However, in (34) an analysis as adverbial clause construction seems
again to be possible. In that case the translation would rather be ‘Having built (the mill)
and the time finished, ...’. Such an analysis cannot be applied to (35). Further testing of
the syntactic properties and whether the interpretation as adverbial clause construction
in (34) is in fact possible or necessary or perhaps incorrect must be clarified by future
research.
460
24.2 Complementation strategies and their semantics
461
24 Complementation
Phase predicates have complement clauses of the potential or of the activity type.
In the first case, they make use of the infinitive and subjunctive. Thus, in elicitation,
when translating narratives from Russian or Standard Dargwa, or when telling prepared
stories, the complements of ‘begin’ contain the infinitive or subjunctive, as in (45) and
(46). Otherwise, the imperfective converb is employed (§24.2.8). Similarly, with ‘finish’
we find either the perfective converb (§24.2.5) or the infinitive/subjunctive, as in (47).
462
24.2 Complementation strategies and their semantics
because for direct speech the other two interrogative enclitics have to be used. Matrix
predicates that employ the embedded question markers are utterance predicates (see
§24.1.1 for examples) and cognition predicates (§24.1.3). It co-occurs with the quotative
marker (20).
Examples (50–52) show embedded polar questions. The matrix predicates are negated
or they imply the use of an embedded question such as ‘know’ (§28.4). With affirmative
matrix predicates we could alternatively have fact complements (‘know that’) and con-
sequently other complementation strategies. The matrix clause can be a statement or a
question.
The following two corpus examples illustrate embedded disjunct polar questions. They
have the same structure as the embedded polar questions with the only difference that
there is only one embedded clause and not two.
With embedded content questions the enclitic mostly appears on the verb (55–58), as
it is also common for the interrogative enclitics in independent questions. The matrix
clause can be affirmative or negative.
463
24 Complementation
If the complement does not contain a verb the enclitic appears on the question word
(59). In utterances with verbs and questions words it is possible to attach the enclitic to
the latter (60), but the variant with the verbal host is judged as preferable (61).
If the subject of an embedded question is first person, the verb in the complement
clause takes the modal interrogative suffix -ide(l), which most probably goes back to a
person marker -id plus the petrified marker for embedded questions =el (§17.4), as in (62).
The suffix can occur in combination with the quotative marker (§24.2.2).
464
24.2 Complementation strategies and their semantics
Another possible matrix predicate for complements heading the imperfective converb
is the perception verb ‘see’ whose complement clauses are either of the fact type as the
translation in (64) suggests or of the activity type (65).
465
24 Complementation
The agreement prefix on the matrix verb can be b- or d- with no difference in semantics
(69). The prefix does not seem to be governed by an agreement controller, because of
the two available options one is not attested (namely long distance agreement with the
absolutive argument of the complement clause), whereas the other (local agreement with
the entire complement clause) is implausible since it allows only for the b- prefix, but not
for the d- prefix. Furthermore, in constructions without a complement only d- is possible
(70).
466
24.3 Reported speech constructions
(see also §24.2.2). The basic meaning of this verb seems to be ‘say’, but it is often used
with the meaning ‘think’, i.e., expressing mental activities such as thinking, considering,
or reflecting. The verb has only the imperfective stem. Its subject argument takes the
absolutive case and controls the gender agreement prefix. It is very widely used as a
light verb in compounding, as shown by some examples above. The compounds can
denote activities related to speech and language such as pikri b-ik’ʷ- ‘think’, xul b-ik’ʷ-
‘wish, dream’, ʁaj b-ik’ʷ- ‘scold’, ʁumku b-ik’ʷ- ‘swear’, iχtilat b-ik’ʷ- ‘chat’, etc., but they
can also have totally different meanings such as qus b-ik’ʷ- ‘slide’ or duc’ b-ik’ʷ- ‘run’
(see §12.2 for more examples). The verb is used as a matrix verb in reported speech
constructions, either in the form of the compound present (71) or with the suffix -ar for
past time reference (72).
This verb is also used when mentioning the name of something or somebody or the
word for something in another language or dialect , e.g. Saliħaˁt b-ik’-ul ‘(a person) called
Salihat’, or as in (75).
467
24 Complementation
The verb b-ik’ʷ- has grammaticalized into a quotative particle (see below). Moreover,
it can express hearsay evidentiality.
Another very frequent utterance verb is -ʔ- (pfv)/-erʔ- (ipfv) ‘say’, which is almost
always used with the spatial preverb ha- ‘upwards’, that is haʔ-/herʔ-. This is a transi-
tive verb that marks the subject, i.e. the speaker, with the ergative. It is mainly used in
reported speech constructions with past time reference. Besides that it functions as a
quotative particle (see below).
(76) “er b-erč’-e!” haʔ-ib č’an-ni
look n-look.pfv-imp say.pfv-pret wind-erg
‘“Look!” said the wind.’
The imperfective stem is used, among other things, for meta-comments on how you
express what you want to say, which words you use:
(77) “sabrat d-arq’-ib” herʔ-an akːu=q’al darkːʷan ʁaj-la
gather npl-do.pfv-pret say.ipfv-ptcp .cop.neg=mod Dargwa language-gen
‘“Gather did,” you should not say in Dargwa.’
Other common simple utterance verbs are the transitive verbs b-urs- and b-ux-, which
both can be translated with ‘tell’, and the transitive verb xar b-eʁ- (pfv)/xar b-irʁ- (ipfv)
‘ask’, which occur, like all verbs of speech, with or without a quotative particle.
(78) “du-l b-aˁq-ib-le” ∅-ik’-ul ca-w “xːunul-li-j, ce
1sg-erg n-hit.pfv-pret-cvb m-say.ipfv-icvb cop-m woman-obl-dat what
b-arq’-ide=l” ∅-ik’-ul χabur-t-a-l ux-ul ca-w
n-do.pfv-modq=indq m-say.ipfv-icvb story-pl-obl-erg tell.m.ipfv-icvb cop-m
heχ
dem.down
‘“I hit my wife, what should I do,” he says; he is telling the stories.’
(79) itːi=ra “čina-r sa-d-eʁ-ib-te=da=j?”
those=add where-abl hither-1/2pl-go.pfv-pret-dd.pl=2pl=q
b-ik’-ul xar.b.eʁ-ib nišːa-la
hpl-say.ipfv-icvb ask.n.pfv-pret 1pl-gen
‘They also asked us “Where did you come from?”’
(80) xːunul-li tiladi b-arq’-ib ca-b hel-i-cːe “ma-ax-utːa!”
woman-erg request n-do.pfv-pret cop-n that-obl-in proh-go-proh.sg
r-ik’-ul
f-say.ipfv-icvb
‘His wife begged him “Do not go!”’
(81) c’il bec’-li-cːe xar.b.eʁ-ib ca-b “u ceqːel hak’-ub=de?”
then wolf-obl-in ask.n.pfv-pret cop-n 2sg when appear.pfv-pret=2sg
‘Then they asked the wolf “When were you born?”’
468
24.3 Reported speech constructions
A minor strategy for expressing reported speech is the use of the verb ‘begin’ (82) and
other non-utterance predicates (83).
(82) w-aʔ ač’-ib, qili sa-jʁ-ib=er […] “du-l
m-begin come.pfv-pret home hither-come.m.pfv-pret=when 1sg-erg
hel=ʁuna cik’al imc’a a-b-irq’-an=da” ∅-ik’-ul
this=eq something anymore neg-n-do.ipfv-ptcp=1 m-say.ipfv-icvb
‘He began when he came home, […] “I will not do things like this anymore.”’
(83) “čina-r sa-k-ul=de?” r-ik’-ul r-irχʷ-an=de
where-abl hither-lead.pfv-icvb=2sg f-say.ipfv-icvb f-become.ipfv-ptcp=pst
het durħuˁ-la xːunul
that boy-gen woman
‘The daughter-in-law must have asked “From where do you bring the body?”’
Finally, the topic of a conversation or a thought can be expressed by using the postpo-
sition qari=či-b ‘on.top=on-n’ together with a complement clause bearing the genitive
case suffix (see (142) and §8.1.6 for another example).
469
24 Complementation
In elicitation, b-ik’-ul cannot apparently be used when the matrix verb of speech oc-
curs in the preterite and instead the particle haʔible is employed. Thus, if we replace
haʔible with ik’-ul in (87), the sentence is rejected by Sanzhi speakers. However, in the
Sanzhi corpus one can find examples of matrix verbs of speech in the preterite used
together with b-ik’-ul, as in (79) and (80).
The quotative particle haʔible is only rarely used and herefore ambiguous examples,
such as (85) and (86), are harder to find. In (86) it could either be analyzed as a quotative
particle that follows the first part of the quote or as matrix verb that heads the preceding
complement clause.
In elicitiation, the quotative particle haʔible occurs when the matrix clause has past
time reference because it developed from the perfective converb construction that is
derived from the preterite participle (87). The quote together with haʔible looks exactly
like an adverbial clause that follows the main clause and into which a complement is
embedded.
The same converb is used with the meaning ‘because, in order to’ to express reasons
or purpose clauses. The expression of reason or cause is shown in (88). It might have
developed from an adverbial construction in which haʔible functions as a verb of speech
and the converb clause, which precedes haʔible, represents a quote that explains or pro-
vides reasons for the situation referred to in the main clause. In other words, (88) could
alternatively be translated as ‘After (they) said that he beat up his family and (they) said
that the boy was in the arms (of the mother), they led him away.’
470
24.3 Reported speech constructions
In elicitation, the quotative particle bik’ul is not used when b-ik’ʷ- is the matrix verb.
But this restriction has purely stylistic reasons and is only apparent. In the corpus,
counter-examples can readily be found.
The use of quotative markers together with the infinitive in purpose clauses with the
meaning ‘in order to’ has been noted in a number of other East Caucasian languages
such as Ingush, Godoberi, Hinuq, Tsez, and probably also Tsakhur (Forker 2016a). For
this construction, it is plausible to assume that it goes back to a reported speech con-
struction with haʔible originally functioning as the framing verb to a quote which might
have contained another verb with volitional semantics. In other words, (89) might have
developed from a construction like ‘They said, we want to drink.’.
The only further peculiarity that reported speech construction show, and which they
share with other subordinate clauses, most notably other complement clauses, is the use
of reflexive pronouns as logophors (see Forker 2019c for a detailed account of logophoric
471
24 Complementation
reflexives and other properties of non-direct speech constructions in Sanzhi). When the
author of the quote, which must be third person, is identical to an argument or adjunct in
the quote, the reflexive pronoun can be used instead of the first person pronoun (91). The
use of demonstrative pronouns is impossible since they would express disjoint reference
with the author of the quote.
The use of personal pronouns is also possible. The first person pronoun is employed
when the referent in the quote is identical to the author (78) and the second person
pronoun is used when the referent is identical to the addressee (81). Furthermore, the
agreement on the verb in clauses with subject-like arguments expressed by reflexive
pronouns is not third person, as would be expected when a reflexive pronoun occurs,
but first person instead, as in (92).
The use of reflexive pronouns in quotes referring to overtly expressed speakers that
are first person or second person pronouns is ungrammatical:
With respect to the position of the quote in relation to the utterance predicate we can
state that there are four options available:
472
24.4 The syntactic properties of complement clauses
The first and the second option prevail among the examples from the Sanzhi corpus
that have been presented in this section. Instances of a matrix utterance verb followed
by the quote can be found in (74), (81), (80), and (93), and the reverse order is illustrated
in (71), (72), and (76). The third option means that the quote is interrupted by the verb of
speech. The constituent that follows is typically a focused item that is newly introduced,
as in (73), or, more frequently, a contrastive topic that is stressed and emphasized, as
in (86) and (95). This type of constituent order is unattested for all other kinds of com-
plement clauses that have been discussed in the previous sections and only found with
reported speech.
The position of the quotative particles is mostly at the right edge of the quote, which
can easily be explained by their origin. Since they are transparently derived from con-
verbs, they occupy the most common position of converbs in adverbial clauses, that is,
the final position (see §25.1 for the constituent order in adverbial clauses). However, oc-
casionally one finds examples in which the quotative particle occurs within the quote,
as in the following sentence (96). Example (96) can be analyzed in analogy to (95) with
the only difference being that in (95) the matrix predicate separates the contrastive topic
from the rest of the quote, whereas in (96) it is the quotative particle that is followed by
the contrastive topic.
473
24 Complementation
make clear. The argument structure of complement clauses is like that of main clauses:
all arguments are retained and adjuncts can be freely expressed. Verbs in complement
clauses retain the distinction between imperfective and perfective aspect because this
is expressed through the stem and there are no restrictions on negation or on word
formation, i.e., all types of derived or compound verbs can be used (27).
The number of verbal categories expressed depends on the complementation strat-
egy. Zero-marked complements and those bearing the embedded interrogative enclitic
or containing quotative particles express the same number of categories as main clauses,
i.e., person marking, TAM marking, and illocutionary force marking are fully retained.
For all other strategies (converbs, cross-categorical suffixes -ce and -il, infinitive, subjunc-
tive, and masdar) the number of categories expressed in the complement clause is smaller
than in the main clause. For instance, the marking for illocutionary force and for person
is excluded (except for the subjunctive with its rudimentary person paradigm). Tense
marking is largely impossible except for the opposition preterite participle vs. modal
participle, which functions as a basic distinction between past time reference and every-
thing else as the following elicited minimal pair illustrates:
The constituent order in complement clauses is more frequently verb final than in
main clauses, but this is not a strict requirement, e.g. (45). In order to make some prelim-
inary generalizations with respect to the position of the complement clause, I counted all
non-elicited complement constructions in this section whose structure is unambiguous
and which do not represent reported speech (see §24.3.2 above for the position of the
quote in reported speech constructions). The total number is 54, among which one half
has the order matrix verb-complement, and the other half has the reverse order. Within
this data, there is a very small tendency to have the order matrix verb-complement the
longer the complement is, but this needs further research. It is rare for the complement
clauses to be center-embedded into the matrix clause, but two sentences in this section
belong to this category, e.g. (33).
What concerns co-reference across the complement and the main clause, Sanzhi has
complement control constructions with obligatory subject omission in the complement
clause if the latter is headed by the infinitive (or subjunctive). For the details see §24.5
below. In case of co-referential arguments, the overt argument normally occurs in the
matrix clause (e.g. (37) among many others). Occasionally, one can find examples that
might look like they are contradicting this claim (98). The matrix clause in (98) contains
an adverbial ʡaˁʁunil ‘necessarily, needed’, and if we assume that there is an absent ar-
gument in this clause that shares the reference with the subject in the complement, then
this argument bears the semantic role of a beneficiary or some other role similar to an
ethical dative. In other words, it is not a subject or subject-like argument.
474
24.4 The syntactic properties of complement clauses
Sanzhi has, in principle, long-distance agreement in gender and number between the
matrix predicate and the absolutive argument in the complement clause, as in (103), as
well as in (35) and (65) (see also §20.2.1). But in contrast to other East Caucasian lan-
guages in which this is a relative common construction (e.g. Tsezic languages, see Polin-
sky & Potsdam 2001 and Polinsky & Comrie 2003 for Tsezic, and Forker 2013a: 628–639
for Hinuq and further references to the literature), long-distance agreement is almost
unattested in the Sanzhi Dargwa corpus.
Serdobolskaya (2009; 2010) argues that in Xuduc and Qunqi Dargwa long-distance
agreement can be analyzed as clause reduction (clause union) that shares many prop-
erties with raising constructions in other languages. She shows that complement con-
structions with embedded subjunctives/infinitives or converbal clauses have some mon-
oclausal properties. This seems to be true for Sanzhi as well. For instance, arguments of
embedded infinitival clauses can easily occur in a clause-final position that can hardly
belong to the embedded clause (105).
476
24.5 Argument control in complement constructions
477
24 Complementation
478
24.5 Argument control in complement constructions
479
24 Complementation
Backward control is only available with embedded transitive verbs. Affective verbs do
not allow for this construction. There are two cases that look like apparent exceptions. In
example (118), the experiencer argument occurs in the dative, assigned by the affective
verb b-ikː- ‘want, like, love’ appearing as the imperfective converb, whereas the finite
verb is haq-, which usually translates as ‘manage, be enough’. Thus, one might suspect
that haq- functions as a matrix complement-taking verb into which a complement clause
headed by b-ikː- has been embedded together with both the experiencer and the stimulus
argument. However, b-ikː-ul haq- rather functions as a lexicalized periphrastic predicate
and the construction is monoclausal. The verb b-ikː-ul cannot be replaced by any other
verb and the semantics of the periphrastic predicate is not transparently composed of
the semantics of the individual predicates.
The second apparent exception is the use of affective predicates that are usually biva-
lent as monovalent predicates. This is possible with ‘see’, which then has the meaning
‘be/become visible’ and ‘hear’, which then means ‘be/become audible’. Thus, the dative
nominals in the following two examples can be left out, such that we end up with intran-
sitive constructions. The agreement on the verb ‘begin’ is controlled by the absolutive
arguments, not by the dative experiencers, which is an unambiguous indication that we
do not deal with backward control with an embedded bivalent affective verb, but with
an intransitive complement clause in a construction to which a dative adjunct has been
added.
480
24.6 Constructions that semantically resemble complement clauses
If the constructions were truly biclausal, we would expect restrictions on the con-
stituent order, since items of one clause should normally not be allowed to appear within
the other clause. This is precisely what we find with ‘begin, start’. In a backward control
construction, the ergative argument must occur within the complement clause; it can-
not be positioned clause-initially if it is followed by the matrix predicate. This is only
possible in forward control since then the argument is governed by the matrix predicate:
For the verb b-iχʷ- (pfv)/b-irχʷ- (ipfv) ‘be, become, happen, can, be able’ the data are
not so clear. Some examples show a very flexible word order, which points towards a
monoclausal analysis with a periphrastic predicate:
Other examples have been rejected by speakers. Further research is needed to provide
a more detailed account of the properties of backward control in Sanzhi.
481
24 Complementation
the postposition ħaˁsib-le (test-advz) ‘according to’. The entire construction is a kind of
calque that partially consist of loans and partially of Sanzhi morphemes. Zero marking
is the only possible usage option for the clauses with which the phrase occurs, as in
(127), (128); the use of quotative particles or other complementation markers together
with the phrase is ungrammatical. In contrast to the common positions of complement
clauses as either following, preceding or occasionally being center-embedded into the
matrix clause (see §24.4 below), the phrase frequently occurs in the middle of the com-
plement. Taking all these peculiarities together, the phrase has to be characterized as a
parenthetical.
Note that other complement-taking predicates can also occur in the middle of the
complement clause, in which case additional overt marking of the complement by means
of particles is forbidden. For instance, in (128) we can replace dila pikri ħaˁsible by dam
han birkul cab ‘seems to me’. This complement-taking predicate normally requires the
use of the quotative particle when it occurs before the complement clause.
The phrase ... pikri ħaˁsible is sometimes replaced by its Russian equivalent po-moemu,
which is used in the same manner (129).
Moreover, the particle aχːu ‘I don’t know, dunno’ also occasionally occurs as a paren-
thetical. In (130) there is not only no formal sign of subordination, but not even a clear
semantic relationship between aχːu and the surrounding clauses, so this is an example
of its parenthetical use. However, in the majority of examples the clause accompanying
the particle is marked by the embedded question marker =el (§24.2.7).
482
24.6 Constructions that semantically resemble complement clauses
483
24 Complementation
484
24.6 Constructions that semantically resemble complement clauses
In elicitation, I also obtained example (138). This looks like a complement clauses of
the potential type with the modal participle. At the same time this sentence instantiates
a constituent focus construction with a floating predicative particle (the past enclitic =de,
see §27.3.2 for more information).
Interestingly, it is impossible to place the predicative particle =de on its usual host,
which would be the verb in the main clause (139). This is only allowed if we simultane-
ously replace the modal participle with the infinitive, which is the default marker for
complement clauses with potential meaning (140). At the same time the use of the in-
finitive instead of the modal participle in (138) is ungrammatical because the constituent
focus construction requires the use of participles.
The cross-categorical suffixes -il and -ce (as well as the masdar) can take case suffixes.
Occasionally these nominalized verbs can occur in the argument position of complement-
taking predicates. For examples, the verb ‘believe’ regularly requires the dative case on
its goal argument. In sentence (141) the goal argument is a nominalized clause with its
own arguments and adjuncts.
For the utterance verbs and cognition verbs whose complement clauses denote speech
acts or similar types of activities that require the use of language it is possible to use the
postposition qari-či-b followed by a participial clause with the appropriate case marking
to denote the topic of the speech act (§8.1.6) or the topic of the cognitive act (142). Syn-
tactically this construction is not a relative clause but a nominalized case-marked verb,
which is governed by a postposition.
485
24 Complementation
486
25 Syntactic properties of adverbial and
conditional clauses
This chapter analyzes the syntax of adverbial and conditional clauses in Sanzhi and
compares them to the syntactic properties of similar clauses in other East Caucasian
languages.
The perfective converb is widely used in procedural texts, such as the description
of how to prepare dishes. These texts consist of a list of actions that are expressed by
verbs bearing perfective converb suffixes with a main clause at the end. The actions
are supposed to occur in the order in which the clauses follow each other, i.e., there is
iconicity, and the order of the clauses cannot be changed without changing the meaning
of the whole sentence. This is generally interpreted as a semantic feature of coordination,
as opposed to subordination, where the order of the clauses does not reflect the temporal
order of the events and can therefore be changed without a concomitant change in the
meaning. Linear order will be discussed in more detail in §25.1.4 below.
Converbs are non-finite in the sense that they head only subordinate clauses. The two
general converbs (imperfective, perfective) also occur in analytic tenses in main clauses
(Chapter 14), but only when combined with a copula or a predicative particle (§9.1). There-
fore, they are unable to express illocutionary force or absolute temporal reference but
share those properties with the verb form in the main clause (see §25.1.1 below). They are
also not marked for person by person suffixes or enclitics, in contrast to the verb forms
in the superordinate clause. However, they express aspect, because aspect is mainly con-
veyed through the verbal stem and there are no restrictions concerning the use of per-
fective or imperfective stems in adverbial clauses. Moreover, they can have their own
arguments that fulfill the same grammatical roles as arguments in main clauses, i.e., case
marking patterns in adverbial clauses and main clauses do not differ. Furthermore, gen-
der agreement is present in adverbial clauses. In contrast to main clauses, it is strictly
controlled by the absolutive argument. By contrast, in main clauses copulas can exhibit
gender agreement with ergative or dative arguments. However, these copulas cannot
occur in subordinate clauses.
The constituent order in adverbial clauses shows a far greater tendency for verb-final
order than is observed for main clauses (2), but adverbial clauses in which the verb is
followed by other constituents can be found as well (3), (20).
In the following discussion, I will adopt the typology of Bickel (2010) for the investiga-
tion of clause-linkage patterns. Bickel’s typology consists of eleven variables, which are
reproduced in the first column of Table 25.1. A short description is given in the second
column of the same table.
I will additionally use a number of other criteria that have been proposed in order to
differentiate between coordination and subordination, namely co-reference and expres-
sion of shared arguments, morphosyntactic locus, and relativization of constituents of
adverbial clauses.
488
25.1 The syntax of adverbial clauses
Variable Description
Illocutionary scope Which clauses fall within the scope of illocutionary force
operators?
Illocutionary marking Can the dependent clause contain illocutionary force operators?
Tense scope Which clauses fall within the scope of tense operators?
Tense marking Can the dependent clause contain tense markers?
Finiteness Does the dependent clause express fewer (non-finite) or the
same number (finite) of categories?
Symmetry Can the range of expressed categories in the dependent and in
the main clause be different or not?
WH Are question words and focus enclitics inside dependent clauses
allowed or not?
Focus Can focus marking appear on the dependent clause?
Extraction Is extraction of elements of dependent clauses allowed?
Position Can the dependent clause appear before and after the main
clause? Can it be separated by other clauses?
Layer Can the dependent clause be center-embedded?
I will mainly analyze the two general converbs as well as the temporal converb =qːel(la)
‘when, while, because’, which expresses temporal simultaneity and anteriority as well
as causality, because these converbs show the largest semantic overlaps and are seman-
tically close to coordination.
489
25 Syntactic properties of adverbial and conditional clauses
Some converbs seem to fully ban joint scope of illocutionary operators. For instance,
interrogative markers (4) or imperative markers (7) cannot scope over the temporal con-
verb =qːel, although tense suffixes can.
But at least with the perfective and the imperfective converbs it is also possible that
the two clauses have joint scope:
Similarly, adverbial clauses can only express aspectual distinctions because this is a
property of the verbal stem. Other semantic categories of verbs such as tense and evi-
dentiality are only available to verb forms in main clauses. The converbs have relative
temporal reference. This means that they refer to situations that take place before, after
or during the situation that is expressed by the matrix clause. For instance, in (10) the
verb form in the main clause has future/modal meaning, which is extended to the adver-
bial clause with the preterite converb. Sentence (11) conveys past time reference due to
the preterite in the main clause, and (12) conveys present time reference because of the
compound present tense. Both sentences contain adverbial clauses with the imperfective
converb that only expresses that the situation in the adverbial clause took place during
the situation described in the main clause.
1
Within the contexts from which this example originates the subjects of the adverbial clause and the main
clause differ. The speaker who was guiding a truck full of people urged them to jump off the car because he
had problems controlling it. This means that the full translation is ‘While/because my legs are trembling,
jump!’ Out of context, however, the most natural reading is rather: ‘While your legs are trembling, jump!’
with a same-subject interpretation.
490
25.1 The syntax of adverbial clauses
491
25 Syntactic properties of adverbial and conditional clauses
As mentioned in §25.1.1 above, interrogative particles (which also belong to the focus-
sensitive particles) cannot be used in adverbial clauses. However, adverbial clauses with
various converbs can contain interrogative pronouns as the following examples with the
perfective converb (18) and the converb =qːel (19) show.
492
25.1 The syntax of adverbial clauses
If the subjects differ, it is possible that other arguments are co-referential instead. In
(6) the subject of the first clause with the imperfective converb is not identical to that
of the following, but can be identical to the omitted possessor (see the comment in the
footnote). In (16), the omitted dative subject of the adverbial clause shares the referent
with the possessive pronoun in the main clause. Similarly, in (22) the omitted subject of
the adverbial clause is identical to the referent of the possessive pronoun in the main
clause. It can also be the case that a string of adverbial clauses shares the subject with
an adjunct in the main clause.
(22) [can ka-b-iž-ib=qːel] ču-la jašaw-li-cːe-b zamana ca-b
meet down-hpl-be.pfv-pret=when refl.pl-gen being-obl-in-n time cop-n
‘When they got married, they had a good life.’ (lit. When they met it is the time
of their well-being.)
The sharing of the subject argument is clearly preferred for the perfective converb
and can be seen in most examples in this section. Even in example (20) there is at least
a causal relationship between the described events: because of the death of Stalin the
trains tooted and honked. If no such causal relationship can be found, a complex clause
with different subjects is impossible (23).
(23) ?? [ʡaˁli qili w-i-ha-w-q-un-ne] Indira-l kːurtːi
Ali home m-in-up-m-go.pfv-pret-cvb Indira-erg dress
b-urχ-ul=de
n-sew.ipfv-icvb=pst
(Intended meaning: ‘When Ali came home, Indira was sewing a dress.’)
The requirement for shared subjects is even stronger for the imperfective converb, for
which it is almost the only attested possibility in natural texts. By contrast, for =qːel it
is easy to find examples with differing subjects (25), but still around half to two third of
the examples share the subject (24), (7)
(24) [tːura sa-w-q-un=qːel] heχ Allah-li-cːe ulkː-un-ne
outside hither-m-go.pfv-pret=when dem.down Allah-obl-in pray-icvb-cvb
‘When he left, he prayed to Allah.’
In clauses with disjoint subjects, normally at least one of the subjects (20), (22), if not
both are overt. However, even in those cases it is possible that both subjects are absent,
as in example (25), in which it is clear from the context that the referent of the subject
of the first clause is the children, and that the referent of the subject in the main clause
as well as in the following adverbial clause is the main character of the story.
(25) [a-b-ug-an=qːel] b-i-ka-b-at-ur ca-b
neg-hpl-be.calm.ipfv-ptcp=when hpl-in-down-hpl-leave.pfv-pret cop-hpl
[q’ʷani-l-cːe uruχ b-arq’-ib-le]
box-obl-in fear hpl-do.pfv-pret-cvb
‘When they did not calm down, (he) put (the children) into the box, frightening
them.’
493
25 Syntactic properties of adverbial and conditional clauses
494
25.1 The syntax of adverbial clauses
If the first clause contains two arguments A and P, then an implicit S in the second
clause can, in principle, be co-referential with any of these two arguments. However,
co-reference with P is less preferable, i.e. in example (29), the S argument in the second
clause can be co-referential with P in the first clause, or with another argument pre-
viously established in the context. In natural texts the co-referential argument would
rather be expressed as S in the main clause and left implicit in the adverbial clause. In
(28b), co-reference between the A in the first clause and S in the second clause is the
preferred reading, and co-reference with a third person is rather unlikely.
If we exchange the predicate in the second clause in (28c) with a transitive predicate,
we again encounter the same situation. If the shared argument occurs as P in the ad-
verbial clause, the whole sentence becomes rather marginal because out of context the
referent of the omitted A in the main clause could be either the mother or the daughter.
Therefore, speakers prefer to express the shared argument as A in the main clause (30).
(30) [aba-l _𝑖 až-aq-ur-re] rursːi-l𝑖 qal qʷaˁrš b-arq’-ib
mother-erg abs go.pfv-caus-pret-cvb girl-erg house sweep n-do.pfv-pret
‘Mother called her daughter and she (= the daughter) swept the house.’ (P = A) (E)
Thus, there is some evidence that shared arguments are preferably expressed as S or
A instead of P. However, co-reference is never a grammatical necessity. In each of the
sentences an implicit argument can always be co-referential with other referents in the
contexts that do not occur in the sentence to which the omitted argument belongs.
Pronouns (demonstrative or reflexive) in combination with co-referential noun phrases
are usually not employed to express shared arguments, because the use of pronouns
often leads to disjoint reference as the only available interpretation. Adverbial clauses
preceding the main clause never allow for pronominal cataphoras as we know them
from European languages. This means that the demonstrative or reflexive pronoun in
(31) cannot be co-referential with a following noun phrase.
495
25 Syntactic properties of adverbial and conditional clauses
If we reverse the order of pronoun and noun we also have disjoint reference for the
demonstrative pronoun (32). However, with the reflexive pronoun the situation is more
complicated because this pronoun can be interpreted as fulfilling a purely emphatic func-
tion, which means that the main clause actually lacks an overt subject. This makes it pos-
sible, in turn, to arrive at a co-referential reading (33), (34). If we exclude the emphatic
interpretation of the reflexive, then in clauses with the =qːel converb, disjoint reference is
the only possible interpretation, but perfective converbs still seem to allow co-reference.
We can also swap around the order of the clauses. In sentences in which the main
clause precedes the adverbial clause, no cataphora whatsoever is allowed (35), (36). This
means that neither zeroes nor pronouns can express co-reference with subject arguments
in the following subordinate clauses. A pronoun (or a zero anaphora) may not both pre-
cede and c-command its antecedent (Langacker 1969: 185; Reinhart 1976: 8). Note that
if we use demonstrative pronouns or zero, the person reference in the first clause re-
mains unspecified. By contrast, the reflexive pronoun would be used if we continue to
talk about a person who already was the topic of the conversation.
496
25.1 The syntax of adverbial clauses
497
25 Syntactic properties of adverbial and conditional clauses
It has been observed for the perfective converb in other Dargwa varieties and other
East Caucasian languages that when the subjects are not identical, the order of main
clause and adverbial clause can be changed, but then only the causal interpretation is
possible (Belyaev 2010; Kustova 2015; Kazenin & Testelets 2004). In other words, when
the adverbial clause precedes the main clause, we can have both a same-subject and a
different-subject reading (43). However, the different-subject reading is rather marginal
and only available in the right context (see the discussion in §25.1.3 about example (23)).
If we reverse the order, interpretations with shared subjects are more frequently dis-
approved, e.g. (44) means that an unspecified person is digging the field while Murad
is singing. For the perfective converb, a reversal of the order means that a causal inter-
pretation between the two described situations is required (45), whereas in the default
order, in which the adverbial clause precedes the main clause, a causal interpretation is
possible, but not necessary. Sentences such as (43) can also simply express the tempo-
ral order of the events as occurring simultaneously or sequentially without implying a
causal relationship.
This means that the order of the clauses in constructions with perfective and imper-
fective converbs cannot be changed without a concomitant change in the interpretations.
This property makes the respective converb constructions slightly similar to clause coor-
dination, which also depicts the order of the events if they do not occur simultaneously:
the first clause refers to the first event, the second clause to the second event. By contrast,
for other converbs such as the temporal converb =qːel, it is possible to reverse the order
of the clauses without changing the interpretation, which makes them more similar to
subordination (38), (39).
498
25.1 The syntax of adverbial clauses
499
25 Syntactic properties of adverbial and conditional clauses
25.1.7 Summary
Table 25.2 summarizes some of the morphosyntactic properties of perfective and imper-
fective converb clauses as well as adverbial clauses with =qːel that have been discussed
in the previous sections. The table shows that the three converbs by and large share most
of their properties. If we compare the behavior of Sanzhi adverbial clause constructions
with adverbial clauses in other East Caucasian languages, we also find that Sanzhi con-
verb constructions strongly resemble their counterparts in other languages of the family
(e.g. Forker 2013c on Tsezic; Creissels 2010; 2012 on Akhvakh; Bickel 2010 on Chechen).
500
25.1 The syntax of adverbial clauses
501
25 Syntactic properties of adverbial and conditional clauses
Mithun (2008), examines the development of subordinate clauses into main clauses
in Navajo, Central Alaskan, Yup’ik, and a few other languages, and notes that the re-
spective sentences contain background information, evaluations or comments that do
not advance the storyline. However, this does not seem to be the case in Sanzhi. In both
examples (51) and (52), it is rather the other way around. The adverbial clauses drive
502
25.2 The syntax of conditional clauses
forward the narrative and the main clauses that follow them provide background infor-
mation or evaluations. And when we compare the main clauses with the subordinate
clauses in (53) to (58), there is no obvious division into story line and background in-
formation that correlates with the use of converbs and finite verb forms. Only a more
detailed study of the Sanzhi corpus can help to clarify whether we really observe an
ongoing change, or whether utterances such as the ones discussed in this Section can
simply be explained as natural, unprepared spoken text or perhaps performance errors.
503
25 Syntactic properties of adverbial and conditional clauses
504
26 Coordination
This chapter describes the coordination of phrases (§26.1) and clauses (§26.2.2), including
adversative (§26.2.3) and disjunctive coordination (§26.2.4).
The enclitic can also coordinate other types of phrases or modifiers within a noun
phrase. In (2) two adverbials are conjoined, in (3) two participles and in (4) two extra-
posed genitives:
The additive enclitic is used in comitative constructions formed with reflexive pro-
nouns (§30.3). Syntactically, they have the structure of coordinated noun phrases (NP=ra
refl=ra), e.g. (5).
26 Coordination
Coordinated noun phrases are semantically and syntactically plural and therefore trig-
ger plural agreement (6). For agreement resolution with coordinated noun phrases, see
§20.2.3.
506
26.2 Coordination of clauses
simple juxtaposition. Instead, the main way of combining clauses such that they are se-
mantically equivalent to coordinated clauses in European languages is the use of simple
converbs, predominantly of the preterite converb (10). Those clauses sometimes contain
the additive enclitic =ra, which is used for the coordination of phrases (§26.1), on a con-
stituent such as the object or in some other position. Nevertheless, with respect to their
morphosyntactic properties, these constructions do not represent coordination in the
strict sense, since they contain dependent clauses and they show some other properties
of subordination.
Coordinated copula clauses are normally only juxtaposed, and the copula item occurs
only once in the first clause. This is possible even in those examples in which the two
copula subjects do not share person/number values:
Sanzhi has a set of conjunctions ultimately borrowed from Arabic and Persian of
which wa ‘and’, amma(ki) ‘but’, and ja(ra) ‘or’ are used for the coordination of main
507
26 Coordination
clauses (for a full list see §9.2). Moreover, it has borrowed the same conjunctions again
from Russian: i ‘and’, a ‘and, but’, no ‘but’, and ili ‘or’. The Russian conjunctions are far
more frequently used than the older borrowings. In particular wa is almost absent from
the corpus (see below for the number of occurrences).
The Russian conjunction i is far more frequently used than wa, predominantly in trans-
lations from Russian (17), but also occasionally in natural discourse (18). In addition, it oc-
curs as clause-initial conjunctional adverb ‘and then’ (26) that connects longer stretches
of discourse (see §9.2 for examples). The total number of occurrences of i in the Sanzhi
corpus is 45, whereas wa appears only three times in one and the same text, which had
been translated from Russian into Sanzhi and intended to represent a non-colloquial,
written text.
508
26.2 Coordination of clauses
509
26 Coordination
For the disjunctive coordination of affirmative clauses the Russian disjunction ili is
used, which occurs between the members of the disjunction or in clause-initial position
(27).
510
27 Constituent order and information
structure
This chapter addresses constituent order at the phrase level, in particular within the
noun phrase (§27.1); constituent order at the clause level in main clauses and subordinate
clauses; as well as the information-structural patterns that are associated with certain
orders (§27.2). It also provides a short overview of other ways of manipulating the in-
formation structure, most notable term focus constructions and cleft-like constructions
and focus-sensitive particles (§27.3–§27.5).
Within postpositional phrases and adjective phrases, the word order is also head-final.
Thus, adverbial modifiers always precede and never follow adjectives (2), and postposi-
tions always follow their complements (3). However, since some postpositions also occur
as adverbs, one might come across examples that seem to contradict this claim because
they contain postpositions used adverbially without a complement, or with what seems
to be a postpositional complement, but does not occur in the expected position (see §21.2
for example (54)).
All modifiers except for demonstrative pronouns and numerals occasionally occur in
positions detached from the noun phrase and in such cases they syntactically do not be-
long to the noun phrase anymore, but form a separate constituent (§21.1.3). I will use the
term “floating” for these items. In the Sanzhi corpus, floating modifiers sometimes imme-
diately follow the head noun ((7) below), but mostly they occur after the verb (4). There
are only few examples of floating modifiers in positions to the left of the noun phrase
(see §21.1.4 for one example with a genitive and §27.1.3 below for two examples with ad-
jectives). In general, the position after the verb can have special properties with regard
to its contribution to the information structure of the sentence (§27.2), and it seems that
when modifiers are extraposed to this position they often receive a contrastive interpre-
tation. This is not unique for floating modifiers, but also regards other constituents that
occur after the verb.
Floating modifiers in the East Caucasian languages have been analyzed by a num-
ber of researchers. Kazenin (2002) investigates their syntactic structure in Lak and the
question of whether they form one constituent with the noun phrase or not (see §21.1.4).
Other authors such as Testelets (1998a), Creissels (2013), Komen (2014), and Lander (2014;
2016) treat their impact on the information structure, in particular contrastivity. In the
following two sections, I will present the accounts that can be found in the literature and
discuss their applicability to Sanzhi.
512
27.1 Constituent order at the phrase level
There are various explanations for why genitive modifiers can follow the head noun,
but contrastiveness does not seem to be the best one. Creissels (2013) analyzes floating
genitives in the East Caucasian language Akhvakh. Like in Sanzhi, the floating genitives
predominantly follow the verb, denote human referents, and occur in one of the three
functions that are also attested for prenominal genitives:
• person-body parts
In contrast to Akhvakh, however, the floating genitive in Sanzhi can also have a head
noun in a case other than the absolutive, though only one such example has been found
so far in the Sanzhi corpus. Thus, example (9) contains the postponed genitive nišːala
‘our’, which functions as possessor of the noun učitilla ‘teacher.gen’. Furthermore, the
sentence contains a relative clause that follows its head noun zamana ‘time’.
Creissels (2013: 346) describes the semantic properties of floating genitives for Akh-
vakh by noting that postposed genitives have an “empathy effect” and “consider the
situation from the point of view of the possessor.” He writes that the floating genitive
construction “has a possessive framing function, in the sense that the floating genitive
identifies the personal sphere of its referent as the frame within which the predication
expressed by the clause holds” (Creissels 2013: 333). He further compares them to other
framing adjuncts such as spatial and temporal expressions and external possessors. The
account given by Creissels fits the Sanzhi data well. Like the genitives in Akhvakh, float-
ing genitives in Sanzhi denote affected participants similar to beneficiaries or malefi-
ciaries that are not functioning as arguments, but whose referents are either strongly
513
27 Constituent order and information structure
involved in the situation expressed by the verb and/or are in physical proximity to that
situation (see also Shibatani 1994 and Seržant 2016 on external possessor constructions).
Thus, the floating genitives can often be interpreted as referring to a location (4), and it is
relatively common for adjuncts denoting locations to follow the verb in a locational cop-
ula construction (§22.2.2). The following minimal pair illustrates the difference between
preposed and postposed genitive modifiers (10).
In the following example (12) with the verb b-ic’- (pfv) ‘fill’, the noun denoting with
what the house is filled has human reference and bears the genitive case. Although the
genitive in (12) cannot be analyzed as a modifier of the preceding noun qal ‘house’, the
construction expresses the affectedness and the involvement of the referent of the noun
χalq’ ‘people’ similar to the other extraposed genitives discussed so far. By contrast, if the
filler is inanimate, the ergative case has to be used instead of the genitive. The ergative
also denotes instruments, and instruments are, in general, not affected by an action or a
situation (§3.4.1.2).
514
27.1 Constituent order at the phrase level
In a few cases the use of floating genitives may have other pragmatic reasons. One
factor is probably to avoid interpretative ambiguities. If the noun phrase contains other
nominals as modifiers, then the modifiers of the head noun that precede the genitive
could be interpreted as modifiers of the genitive (see §21.1.3 for more examples) instead
of belonging to the head noun. In some examples the postponed genitive might be a kind
of afterthought, providing more information about the referent. This could be the case
in the following example (14).
Finally, contrast might occasionally be a reason when the extraposed noun is inani-
mate and cannot be analyzed as an affected participant of the situation. In the dialogue
from which (15) was taken, the speaker is talking about two types of medical treatments
that were proposed to her, and she perhaps uses a postponed genitive in order to express
contrast.
515
27 Constituent order and information structure
the river without contrasting it to other rivers. Similarly, the stories mentioned in (17)
are not contrasted to other stories that were not interesting. The man in (18) is also not
contrasted to another man that was not on the tree, but the speaker simply mentions a
feature of the man that unambiguously identifies him. The fact that the man is standing
in the crown of a tree is encoded by means of a postpositional phrase that modifies the
noun admi ‘man’ and is marked with -ce.
516
27.1 Constituent order at the phrase level
It can be argued that the examples in (16–18) represent instances of right dislocation
in which the dislocated element is a nominalized expression conveying an afterthought
that provides more information about the referent of the head noun. A similar case can
be made for examples in which the nominalized adjectives precede the nouns to which
they refer. In those sentences it is the nominal that is right-dislocated (22–23) (see also
(35) in §21.1.4).
(22) miši-ce b-už-ib ca-b urcul
similar-dd.sg n-stay-pret cop-n tree
‘There turned out to be a similar tree.’
(23) c’utːar kːurtːi ca-b. heštːu-b=ra c’utːar-ce ca-b kːurtːi
black shirt cop-n here-n=add black-dd.sg cop-n shirt
‘This is a black shirt. And here this is also a black shirt.’
Clear examples of floating relative clauses are even less frequently found. They mostly
have the form of identificational copula clauses and thus resemble cleft constructions.
Usually relative clauses contain a gap in the position of the head of the relative clause
(Chapter 23), but the floating relative clauses can also be free relative clauses with a pro-
noun that is co-referential to a nominal outside of the relative clause. The relative clauses
are restrictive, although two of them have personal names functioning as heads. In exam-
ples (25) and (26) the speaker helps the addressee to identify the referents by giving more
information about them. Since Patimat is the most common female name in Dagestan
and Rasul is also a common name, the hearer cannot be expected to immediately know
about whom the speaker is talking.
(24) iž=ra het=ra, het ʡaˁχːuˁl ∅-iχʷ-ij [xːunul-la qajqaj-li-cːe
this=add that=add that guest m-be.pfv-inf woman-gen jaw-obl-in
b-aˁq-ib-il]
n-hit.pfv-pret-ref
‘This also and this also is probably the man who hit the woman on the jaw.’
(25) hel Pat’imat ca-r, [hel nišːi-šːu ka-r-eʁ-ib-il]
that Patimat cop-f that 1pl-ad down-f-go.pfv-pret-ref
‘That is the Patimat who had come to us. (She is the daughter of her, of Aminat.)’
(26) ca di-la C’ibac-la durħuˁ=de, Rasul b-ik’-ul, [hek’ Sːanži-w
one 1sg-gen Cibac-gen boy=pst Rasul hpl-say.ipfv-icvb dem.up Sanzhi-m
er ∅-iχ-ub-il], w-alχ-atːe=w
life m-be.pfv-pret-ref m-know.ipfv-prs.2sg=q
‘One was the son of my Cibac, his name is Rasul, the one that lived in Sanzhi, do
you know him?’
In (27) the head is an indefinite pronoun from Russian that is followed by two relative
clauses, restricting the reference of the pronoun. Note that the indefinite pronoun func-
tions as recipient in the clause. It is a borrowing from Russian and unmarked for case
517
27 Constituent order and information structure
(both in Sanzhi and in Russian), although a Sanzhi nominal in this position would have
required dative case. This is remarkable because it is one of the few corpus examples of
floating modifiers with a head noun in a position, which normally requires case mark-
ing (see also (9) for another examples with a floating genitive). Almost all examples of
floating modifiers discussed in this and other sections belong to nouns that are in the
absolutive case (e.g. S and P arguments).
Komen (2014) analyzes floating relative clauses in the East Caucasian language Chech-
en. Like in Sanzhi, floating (also called “extraposed” by him) relative clauses are rare.
Furthermore, if they are restrictive then their head always occurs in the preverbal posi-
tion, which is the focus position in Chechen. In Sanzhi, almost all examples are copula
clauses with the head of the relative clause immediately preceding the copula, a position
which is normally used for focal items (25). However, in (27) the head follows the verb.
Due to the lack of more examples it is impossible to clarify at the moment whether the
condition that Komen (2014) established for Chechen also holds for Sanzhi.
• selective
• corrective (expanding, restricting, or replacing; §27.3.3)
• parallel (in parallel structures)
518
27.2 Constituent order at the clause level and information structure
519
27 Constituent order and information structure
Table 27.1: The relationship between constituent order and information struc-
ture in main clauses
520
27.2 Constituent order at the clause level and information structure
For a number of SOV languages such as Urdu, Turkish, Armenian, Georgian (e.g. Butt
& King 1996, Comrie 1984, Testelets 1998b) and also Chechen (Komen 2007), a very strong
association between focus and the preverbal position has been observed. In many if not
all East Caucasian languages, there is also a clear tendency for putting focused items
immediately before the verb (Testelets 1998a,c; Forker & Belyaev 2016). In general, Sanzhi
behaves alike, but focused constituents are not always and exclusively placed directly in
front of the verb. The two neutral orders SOV and SVO can be used to focus the subject
(33) or the object (31).
However, subject or object focus is mostly expressed by other constituent orders that
cannot be considered pragmatically neutral. The order OVS has been noticed to be used
when the object or the object together with the predicate is in focus (Testelets 1998a,c;
Forker & Belyaev 2016), and this is confirmed by the following Sanzhi examples (34–36).
In (35) the speaker uses two clauses to describe basically the same event, the arrest of
her husband by the police. The first clause has the constituent order OV and no overt
subject, and the second clause has VS without an overt object.
521
27 Constituent order and information structure
OVS order can also be used when the subject is a contrastive topic, which, in principle,
does not need to exclude the possibility of focusing the object. In (37) the object is an
aboutness topic, in addition to the subject being a contrastive topic.
OSV constituent order is not particularly common in texts, but its pragmatic value
seems to be relatively clear. It is mainly used for topicalizing objects, in particular for
contrastive topics (38), (39). It is also used to focus the subject together with the predicate
(40), (41).
522
27.2 Constituent order at the clause level and information structure
Although in principle two different verb-initial orders can be elicited, in texts only
VSO is attested. As stated in Forker & Belyaev (2016), VSO consistently expresses verb
focus in combination with topical subjects and topical objects (42–45). The first item in
(44), t’am, forms a compound verb together with the following verbal lexeme and thus
does not function as argument. Example (45) shows an antipassive construction in which
the subject appears as pronoun in the absolutive and the object as ergative-marked noun
The answer to the following question illustrates verb focus with an intransitive pred-
icate and a topical subject (46):
523
27 Constituent order and information structure
To sum up what has been observed so far, we can state that focal arguments and
adjuncts with various semantic functions and grammatical roles most commonly precede
the verb, occurring immediately before it. The only regular exceptions are presentational
sentences with newly introduced arguments, which follow the verb (§27.3.1). Topical
constituents appear to the left of focal constituents, but contrastive topics also normally
occur at the right edge of the clause. This is in line with the studies by Testelets (1998a,b)
and Forker & Belyaev (2016).
In Sanzhi, there is no clear tendency for the relative placement of direct object (theme =
T) vs. indirect object (recipient/goal = G). Both G-T-V and T-G-V are found. Which or-
der is chosen depends on the pragmatic value of the arguments within the information
structure of the utterance, and there does not seem to be a pragmatically neutral order.
Thus, the G arguments in (48), (49) seem to be contrastive, and together with the verb
form part of the new information. Moreover, like other arguments, T and G arguments
can also occur after the verb.
(47) G-T-V
hi-cːe-k’al cik’al lukː-an-te=de=w, aχːu,
who.obl-in-indef something give.ipfv-ptcp-dd.pl=pst=q not.know
hel-i-l=ra
that-obl-erg=add
‘(He) also had to give something to somebody, I don’t know.’
(48) T-G-V
[Did it die, he asked. No, I said. From there he ran away.]
sumk’a di-cːe b-ičː-ib
bag 1sg-in n-give.pfv-pret
‘(He) gave me his bag.’
(49) T-G-V
[May your beloved stay alive, dear brother!]
hana hel cik’al dam či-ma-sa-b-iršː-itːa!
now that something 1sg.dat spr-proh-hither-n-put.ipfv-proh.sg
‘Do not put that thing on me!’ (i.e. that piece of work)
Goal-like arguments (recipients, addressees), just like subjects and objects, most com-
monly occur before the verb (G-T-V, T-G-V) (47–49). However, they also seem to have
a relatively high probability to follow the verb, which does not depend on their status
within the information structure of the utterance (50), (51). The tendency includes goal-
like adjuncts (directional adverbials, and possibly also beneficiaries, see below). It has
524
27.2 Constituent order at the clause level and information structure
been observed for verb-final languages of other language families, most notably West-
ern Iranian languages, but also Iraqi Turkmen and Azerbaijani spoken in the wider area
(Anatolia, south Caucasus; see Haig 2015). Since the postverbal placement does not ex-
tend to objects, it cannot be explained by Russian influence, but might be due to contact
with Kumyk (Turkic) speakers. However, before we can attribute the use of postverbal
goals in Sanzhi to the impact of Kumyk it needs to be clarified if Kumyk belongs to the
Turkic languages with postverbal goals and if other East Caucasian languages that are
not in contact with Kumyk do not have postverbal goals to the same extent as Sanzhi. An
alternative explanation might resort to iconicity. The goal is the spatial endpoint of the
situation. Thus, a postverbal goal is iconic in that the destination of the transfer follows
the entity to be transferred (the T argument) and it also follows the action expressed by
the predicate.
Adjuncts like comitative noun phrases, instruments, and manner adverbials are most
frequently positioned after the subject, if there is one, and before the verb, but sometimes
they can be found after the verb (37), (52), (54).
Temporal and locational adjuncts normally occur at the beginning of clauses and pre-
cede any arguments and other adjuncts; especially the short temporal adverbs ha and
hana ‘now’ (15), (49), (52), and locational adverbs such as heštːu ‘here’ and hetːu ‘there’
have a strong tendency to occur clause-initially. However, they can be placed postver-
bally when representing new information or when they are contrastive. By contrast, di-
rectional adjuncts are goal-like and behave similarly to goal-like arguments (54). Though
a position left of the verb at the beginning of the clause is common for directional ad-
juncts, postverbal placement is roughly equally common, not only when they encode
new information. This behavior is part of a general tendency for all goal-like arguments
and adjuncts, and can be explained by means of iconicity.
Examples of temporal, locational, and directional adverbs are (33), (52), and (53). If
adjuncts are focused, they immediately precede the verb (54), (55).
525
27 Constituent order and information structure
(53) [A. She came to learn about the Sanzhi customs. B answers:]
hana heštːu-d ʁuna ʡaˁdat-urme akːʷ-i hetːu-d, wa Rasul
now here-npl eq custom-pl cop.neg-hab.pst there-npl hey Rasul
‘Now such customs as here were not there, Rasul.’ (i.e. the customs that exist now
in Druzhba did not exist in earlier times in Sanzhi, so how can she learn about
the Sanzhi customs here?)
(54) [They did the treatment; they prescribed injections for one month.]
ukul-te=q’al wec’al bari d-arq’-ib naˁq-li-cːe
injection-pl=mod ten day npl-do.pfv-pret hand-obl-in
‘They made injections into the hand for ten days.’
(55) heχ Tawlu-la har zamana d-irχʷ-ar t’amahama
dem.down Tawlu-gen every time npl-become.ipfv-prs story
‘With Tawlu always such stories happen.’
As discussed in §27.1.2, Sanzhi has floating genitives for which the referents of the
genitives are highly topical and affected. In the great majority of cases, those genitives
take over the clause-final position and can possibly be regarded as framing adjuncts.
Interjections and addressee particles occur at the edge of clauses (53), either preceding
all other items in the clause or following them (see §9.5 for examples).
Clauses fulfilling argument positions in complement constructions can precede or fol-
low the verb. For more information see §24.4. In a complex sentence consisting of a main
clause and at least one subordinate adverbial clause, the neutral order is for the adver-
bial clause to precede the main clause or to be center-embedded within the main clause,
though the order in which the main clause precedes the adverbial clause is also attested
(§25.1).
Subordinate clauses have a strong tendency to be verb-final (52). This is true especially
for complement clauses (§24.4) and relative clauses (§23.3). It is easier to find adverbial
clauses, in particular those headed by the general converbs, which show other than verb-
final orders. Due to the rather fixed word order and the readiness with which arguments
are dropped, which for subordinate clauses is higher than for main clauses, the manip-
ulation of the information structure in subordinate clauses by means of the constituent
order is not readily available. However, it is possible to switch the order of subject and
object, and occasionally postverbal arguments can be found. In such cases, the same
connections between focal or topical elements and certain positions in the clause can be
observed that were summarized for main clauses in Table 27.1. For instance, (56) shows
an adverbial clause with the copula complement preceding the verb because it repre-
sents the focus and the topical subject following the verb. Example (57) illustrates VSO
order in an adverbial clause and resembles the finite VSO clauses in (43) because the verb
carries the new information and the subject is topical.
526
27.2 Constituent order at the clause level and information structure
(57) [the protagonists ran out of alcohol and sent a boy to the car that was filled with
bottles]
mašina-l-cːe-r k-aqː-ib-le durħuˁ-l cara=ra čaˁʁir, …
car-obl-in-abl down-carry-pret-cvb boy-erg other=add wine
‘The boy brought another (bottle of) wine from the car, …’
Content questions contain interrogative words and are also marked by a special en-
clitic =e/=ja that is normally attached to the predicate (§28.2). If there is no predicate,
then the interrogative pronoun functions as head. The interrogative pronoun mostly ap-
pears immediately before the verb, that is, in the same position in which most focus
items occur in declarative utterances. Sentence topics regularly precede the interroga-
tive pronoun (61), (62a) or, more rarely follow it (63a). It is also possible to have one
clause-initial topic and another clause-final topic.
527
27 Constituent order and information structure
Fronting of interrogative words is also possible, but very rare in natural texts. The
only pronoun that is repeatedly fronted is cellij/cel ‘why’ (64) (see §4.5.2.4 for more
examples).1 The pronoun ceqːel ‘when’ also occasionally occurs in clause-initial position
(65), but usually it is preceded by spatial adverbs. Thus, sentence (65) was repeated by
the speaker and in the second occurrence the order of the interrogative pronoun and the
directional adverbial were swapped.
1
As one reviewer pointed out, the fronting of a pronoun with the meaning ‘why’ is common. For instance,
in Hungarian it is the only interrogative word that can be found in a position other than the focus position
immediately to the left of the verb. In the Austronesian language Pohnpeian ‘why’ must be initial; other
interrogative phrases do not have to be, see Dryer (2005) for examples and references.
528
27.2 Constituent order at the clause level and information structure
For other pronouns corpus examples are non-existent, but available in elicitation. Sen-
tence (66) can be uttered in a situation in which we know that the shop is empty and
we wonder what Batichaj can bring if there is nothing to buy. The utterance in (67)
represents the pragmatically neutral constituent order for this type of question with a
postverbal topical subject, see also (34).
In sum, the information structure of the vast majority of content questions is (topic)-
question word-verb-(topic) with the interrogative enclitic attached to the verb. Answers to
content questions can mirror this structure by placing the item that answers the question
in the preverbal position as well, with optional topical elements placed at the edges of the
clause (62b). Alternatively, they can also contain the item in focus in another position,
as (63b) shows, in which the relevant noun follows the verb. Short answers consisting
only of the focus are also common.
It is possible to use the constituent focus construction in interrogative clauses. In this
construction the interrogative enclitic is attached to the item in focus and the verb must
take the form of a participle. See §27.3.2 below for more details and examples.
529
27 Constituent order and information structure
when the dislocated noun phrase does not correspond to any arguments or adjunct of
the clause and is therefore unlinked.
Dislocation is not particularly frequent, but when it occurs it has the same structure
and the same functions that have been attested for dislocation in other East Caucasian
languages (Forker & Belyaev 2016). Thus, left dislocation is a topicalization strategy. The
dislocated noun phrase occurs in the absolutive case. It can be linked or unlinked (69),
(70). In the following two examples, the dislocated items are given in square brackets
and they are unlinked to the following clauses.
(69) [nu ix-tːi w-ah-la tuχum-te=ra il-tːi akːʷ-ar-te=ra]
well dem.up-pl m-owner-gen relative-pl=add that-pl cop.neg-ptcp-dd.pl=add
q’ʷila bek’lal er ∅-ik’ʷ-an ca-w, pikri b-ik’ʷ-an ca-b
a.little at.all look ∅-look.at.ipfv-ptcp cop-m thought n-say.ipfv-ptcp cop-n
‘Well, also those own relatives, and those who do not have (relatives), one has to
look after them a bit, think of them.’
(70) [t’upː-e=ra nuˁq-be=ra=q’al] het-itːe haraq-le či-b-ig-ul
finger-pl=add arm-pl=add=mod that-advz far-advz spr-n-see.ipfv-icvb
akːʷa-di
cop.neg-1
‘The fingers, the hands, I do not see that far.’
Right dislocation expresses afterthoughts that either extend the reference of the dou-
bled item, make it more explicit, or re-phrase it in order to help the addressee to arrive at
a correct understanding. The dislocated item bears the same case marking as its doubled
counterpart in the clause. In (71) the recipient, which is encoded as reflexive pronoun in
the clause, is also expressed as a full noun phrase after the clause. In (72) the temporal
adjunct has been repeated (though it is not an exact repetition).
(71) it-i-l ču-j quˁr-be=ra d-ičː-ib, hel-tːi
that-obl-erg refl.pl-dat pear-pl=add npl-give.pfv-pret that-pl
duˁrħ-n-aˁ-j
boy-pl-obl-dat
‘He gave them pears, to the boys.’
(72) ca bac darman-t-a-lla=cun lečenie b-arq’-ib=da, ʡaˁb-c’al bari
one month medicine-pl-obl-gen=only cure n-do.pfv-pret=1 three-ten day
‘For one month I was treated only with pills, for 30 days.’
530
27.3 Other types of focus constructions
respect to the division of the utterance into topic and focus as utterances with the default
information structure (73) (§27.2).
531
27 Constituent order and information structure
As examples (81) and (82) show, floating predicative particles can even occur in certain
types of subordinate clauses such as infinitival complements.
Most notably, with transitive and affective verbs it is possible to drop the ergative or
dative marking of the subject if the predicative particle is attached to it.
When Sanzhi speakers are asked to formulate questions to which sentences with float-
ing predicative particles are suitable answers, they produce content questions in which
the relevant item that is focused in the answer is replaced by a question word serving as
the host for the particles (85).
532
27.3 Other types of focus constructions
Person enclitics or the past enclitic used as contrastive focus markers are not very
frequent in the corpus although the constructions are readily available in elicitation as
many examples in this section prove. In example (90) the past enclitic occurs in combi-
nation with another focus-sensitive predicative particle, the modal particle =q’al.
(87) [discussing the viewpoint that a speaker has to take for a narration]
du=da hana heχ, akːu=w? e, u=de hana …
1sg=1 now dem.down cop.neg=q yes 2sg=2sg now
‘I am now her, right? Yes, YOU are now …’
(88) [talking about the places where the speaker had been]
bah qːuʁa-ce dunja ka-b-icː-ur-il dam dejstvitelna
most beautiful-dd.sg world down-n-stand.pfv-pret-ref 1sg.dat really
Latwija=de
Latvia=pst
‘It was Latvia that seemed to me to be really the most beautiful country.’
(89) [Before I came my mother died. At home there was nobody.]
apjat ca du=gina=de kelg-un-il ca
again one 1sg=only=pst remain.pfv-pret-ref one
‘Again it was me who remained alone.’
(90) c’il u=de=q’al qːanaw-t-a-j ca ʡaˁlibatir akːʷ-ar
then 2sg=pst=mod ditch-pl-obl-dat one Alibatir cop.neg-prs.3
a-w-erč-ib ∅-ik’ʷ-an
neg-m-lead.pfv-pret m-say.ipfv-ptcp
‘But you were the one who said that they had taken only Alibatir to the ditch.’
533
27 Constituent order and information structure
It is slightly easier to find examples with interrogative enclitics (91–93) or the modal
particle =q’al (94–96); see also the example (90) above. All corpus examples discussed so
far can be classified as selective focus, because the focus selects one item from among a
presupposed set of possible alternative values (Dik et al. 1981: 62).
Constituent focus constructions with the copula have the same pragmatics as con-
structions with predicative particles, that is, they express contrastive focus, most com-
monly selective focus. Constituent focus constructions with the copula are a bit more
flexible in the sense that the lexical verb can not only occur as a participle, but appears
occasionally in the form of the general converbs, which are normally used to form an-
alytic tenses (101). In most of the examples, there is a weak pitch accent on the item
preceding the auxiliary. In (97) the existential copula serves as host for the modal parti-
cle =q’al, which also belongs to the class of predicative particles.
534
27.3 Other types of focus constructions
(98) [A: They are sitting, enjoying themselves, passing the time. B replies:]
e, ču-la dard-ane šišːim-te istikan-na hila-cːe-d ca-d
yes refl.pl-gen sorrow-pl suffering-pl glass-gen behind-in-npl cop-npl
d-irq’-an-te
npl-do.ipfv-ptcp-dd.pl
‘It is behind the glass that resolve their sorrows.’ (i.e. by drinking alcohol)
(99) “ala gawhar ca-b,” r-ik’ʷ-ar, “zaja b-iχ-ub-il”
2sg.gen pupil cop-n f-say.ipfv-prs spoil n-be.pfv-pret-ref
‘“It is your pupil that is spoiled,” she said.’
It is not only the standard copula ca-b that can be used in focus constructions, but also
the existential/locational copulas (§16.2):
In the next two examples, the constituents followed by the copula are already men-
tioned and thus given in the context. These examples can count as confirmative or ap-
proving focus. The speakers do not correct some previous statements, but they acknowl-
edge the selected alternative and reassure the selection. For instance, (101) is part of a
description of a picture. The speaker is at first unsure about one of the depicted objects.
With the utterance of (101) he affirms that those objects must be bunches or bundles of
something unidentified. With the sentence in (102) the speaker sums up his argumen-
tation about a possible sequence of events. The demonstrative pronoun and the verb
bearing the participle suffix were uttered with a rising tone, and there was no noticeable
accent on the pronoun preceding the copula.
Contrastive focus constructions that make use of the copula or of other particles such
as person enclitics are found in a number of other East Caucasian languages. In partic-
ular, floating person enclitics have been investigated for Udi (Harris 2001; 2002), Lak
(Kazenin 2009), Standard Dargwa (Xajdakov 1986) and Tanti Dargwa (Sumbatova 2013).
535
27 Constituent order and information structure
The impact of the modal particle on the information structure and its use in focus con-
structions has been analyzed by Forker (Accepted). Kazenin (2009) proposes an analysis
of such constructions as synchronic cleft constructions because they have the pragmatic
value of cleft construction: the predicative particle or copula identifies or specifies the
argument in a presupposed open proposition. The structure can be simplified as follows:
Clefts functionally and formally resemble copula clauses (§22.2) when the focal part
is followed by a clause headed by a participle that has the properties of a relative clause
(83), (102) §23.3. The constructions express term focus. They can be formed not only with
the help of the modal particle, but also with all other predicative particles or auxiliary
verbs that function as copulas.
If we adopt the definition of cleft proposed by Lambrecht (2001), we also notice the
morphosyntactic similarities between the constructions in Sanzhi and other Dagestanian
languages and clefts in European languages. Lambrecht defines a cleft as a syntactically
biclausal structure consisting of two simple clauses, that is, a main clause headed by an
auxiliary, and a subordinate clause that is a (free) relative clause or relative-like clause.
Thus, the auxiliary is the predicative particle or copula, i.e. items that are also used in
copula clauses, and the lexical verb appears as participle. In most corpus examples, the
focused constituent occurs at the left or right edge of the clause, so that the construction
looks like a biclausal construction with a copula clause and a preceding or following
relative clause that provides the information needed to identify the copula subject (101),
(102) (for more details see Kazenin 2009; Forker 2016b). However, the topical part is also
frequently simply a demonstrative pronoun (97).
Since it is possible to place the focused item in the middle of the clause, between what
is supposed to represent a free relative clause, a synchronic cleft analysis as proposed
by Kazenin (2009) becomes questionable. For a detailed discussion of the cleft approach
and its problems see Forker (2016b).
27.3.3 Corrections
Corrective focus is found in utterances that correct a previous statement, e.g. by replac-
ing the relevant information. This is frequently done by means of the negative copula
akːu that indicates constituent focus on the preceding item (104–106). The adversative
particle =n(u) is optionally encliticized to the copula.
536
27.4 Verb doubling
537
27 Constituent order and information structure
Further particles are =cun ‘only’, =gina ‘alone, only’, malle ‘even’, arrah ‘at least’, and
akːʷar ‘except, without, only’. In addition, all predicative particles, not only =q’al, can be
used in focus construction and thus also belong to the class of focus-sensitive particles.
538
27.5 Focus-sensitive particles
The general functions of these particles are analyzed in more details in §9.1 and §9.4
including examples for every particle.
The focus-sensitive particles can be encliticized to focal items in term focus-construc-
tions as was described in §27.3.2 above. Focal items are frequently nominals or adverbials,
but verbs can also be focused. If the focal item is a verb, the enclitics are either added to
the finite inflected verb or to some other part of the predicate such as the preverb (113),
or the verb appears in a non-finite form such as the infinitive (114).
For example, when =q’al is attached to the finite verb, it is the verb phrase or the
whole clause that is in its scope. It is possible that the verb alone is in the scope of
the particle and represents the focus (115), but it can also be the verb with its overtly
expressed arguments (97), which sometimes amounts to the entire clause. If the entire
clause is in its scope, we can have verum focus: e.g. in (116) the polarity of the verb is at
stake, not the lexical meaning conveyed by the verb.
Particles can be combined and are either encliticized to the same host (89), (90) or two
different hosts. Example (117) contains the additive and both modal particles occurring
in one and the same utterance.
539
27 Constituent order and information structure
The particle akːʷar ‘except, without, only’ differs from the other particles because it
is morphosyntactically the negative copula inflected for the third person of the habitual
present. It follows the item in focus and occurs in a clause with negative polarity. Its
literal meaning is ‘(X) not being’ and the negative clause refers to a situation that only
takes place when X is present. For instance, (118) can literary be translated as ‘There
were no cars not being trucks.’
Modal particles such as =q’al or =q’ar, but also additives, scalar additives, or exclusive
particles are often compared to or sometimes even equated with focus particles. For
instance, the Standard Dargwa particle q’alli is cognate with Sanzhi =q’al. It has been
called a “sentence focus particle” by van den Berg (2001: 74–75).
However, all particles discussed in this section participate in the pragmatic structuring
of the utterance, but they are not plain markers of focus. They all have a lexical mean-
ing, although the semantics of modal particles is comparatively hard to access. Whenever
they are used, this meaning is expressed, but their use is not restricted to focus construc-
tions. There are a number of corpus examples in which the referent of the item bearing
the particle is not only not new, but has been mentioned in the immediately preceding ut-
terance (54), (70), (120). It is taken up again in the utterance containing a focus-sensitive
particle. In such examples the host is frequently not a verb, but a nominal, and occurs in
clause-initial position. The host is not focal, but topical, and the construction is used to
topicalize patients (54), (120) or other semantic roles that are typically non-topical (70).
For a more thorough discussion of the functions of =q’al, see Forker (Accepted).
(120) [Talking about Sanzhi dishes, the daughter of the speaker reminds her mother
that there is also milk soup. Then the mother continues to talk about this topic.]
nejg-la nerʁ-be=q’al, cara-la=ra d-irχ-u
milk-gen soup-pl=mod other-gen=add npl-be.ipfv-prs
‘There is milk soup and soup from other things, (we are also preparing milk
soup…)’
540
28 Interrogative clauses
Interrogative clauses are marked by interrogative enclitics and by rising intonation, but
the latter is not always particularly salient. The interrogative enclitics belong to the
class of predicative particles (§9.1). This means that interrogative enclitics can co-occur
with certain non-finite verb forms in analytic tenses, and they turn the verb plus enclitic
complex into a finite verb form used in main clauses. Thus, in many questions there is
no copula, auxiliary or other predicative particle (person enclitic, past enclitic), but only
a non-finite lexical verb and an interrogative enclitic, but the clause is nevertheless a full
grammatical question. This chapter covers
• polar questions and disjunctive polar questions (§28.1)
• content questions (§28.2)
• tag questions (§28.3)
• embedded questions (§28.4)
542
28.1 Simple polar questions and disjunctive polar questions
If the question already contains the affirmative copula, then the copula alone is enough
for making up a complete answer (12). However, in an interrogative clause such as the
one in (12) normally no copula is used because the interrogative particle is sufficient
(compare examples (7), (12) above).
Answers to negative polar questions normally contain a predicate because the parti-
cles alone could lead to misunderstanding (13), (14). However, negative polar questions
are rare and most of them are rather rhetorical questions to which no real answer is
expected, but they express surprise or disbelief on part of the speaker (15).
Polar interrogative clauses are mostly verb-final (2), (13a), but it is also possible to find
examples with verbs occurring in other positions (5a), (12), (16).
543
28 Interrogative clauses
Polar interrogatives are frequently combined with a following phrase that bears the
marker for embedded questions (17) since that marker is also used for expressing epis-
temic uncertainty (§28.4).
(17) ač’i=de=w ce ca-d=de=l?
wheat=pst=q what cop-npl=pst=indq
‘Was it wheat or something else.’
In disjunctive polar questions the interrogative enclitic appears on the predicate in
each member of the disjunction:
(18) tusnaq-le-w=uw iž ʡaˁrmija-le-w=uw?
prison-loc-m=q this army-loc-m=q
‘Is he in a prison or in the army?’
(19) “iž ala sub-la bek’ le-b-il=de=w”, b-ik’-ul ca<b>i,
this 2sg.gen husband-gen head exist-n-ref=pst=q hpl-say.ipfv-icvb cop<hpl>
“akːʷ-ar-il=de=w?”
cop.neg-prs-ref=pst=q
‘They say to the wife, “Did your husband have a head or not?”’
The same construction can also be used as an assertive disjunction without any inter-
rogative illocutionary force (20). A similar multifunctionality of interrogative particles
covering polar and content questions as well as in declarative disjunctions and some
other contexts is attested in a number of other East Caucasian languages (e.g. Hinuq,
see Forker 2013b) as well as unrelated languages such as Japanese and Malayalam (Slade
2011: 2, Uegaki 2018).
(20) hek’ bari-li-j=uw bac-li-j=uw miši-l ca-b
dem.up sun-obl-dat=q moon-obl-dat=q similar-advz cop-n
‘This is similar to the sun or the moon.’
544
28.2 Content questions
The constituent order in questions is such that topical items mostly precede the inter-
rogative pronoun and the verb appears in clause-final position.
Often genitive phrases are split up if the head is part of the interrogative phrase and the
genitive then follows the host of the interrogative enclitic (24). Such extraposed genitives
are not restricted to questions but also frequently found in assertions (§27.1.2).
If there is no verb then the respective predicate or even the interrogative pronoun can
end up in clause-final position bearing the interrogative enclitic.
It is also possible to put the interrogative pronoun in clause-initial position, but this is
far less common (27–30). Equally possible and slightly more common is the occurrence
of material following the verb.
545
28 Interrogative clauses
The only constituent order that is strictly forbidden is for the interrogative pronoun
to follow the verb (31) or to follow the constituent that bears the person enclitic or past
enclitic (32). In the latter examples possible orders are u ča=de? and ča u=de?:
As in polar questions the lexical verb can appear in non-finite forms (30) and the inter-
rogative particle can take the place of the copula (29). Except for verbs, any constituent
can be questioned, be it an argument or an adjunct, e.g. absolutive (24), ergative, spa-
tial adjunct (29), manner adjunct (22), causal adjunct (30). Genitive modifiers or other
modifiers of nouns can also be questioned (see §4.5 for examples). It is also possible to
question constituents of subordinate clauses (33), (34) or of postpositional phrases (35).
Interrogative clauses can contain more than one interrogative pronoun (36). The order
of the interrogative pronouns in (37) can also be switched around.
546
28.3 Tag questions
Answers to content questions can either consist of only the focus part (41) or they
can be whole sentences. In the answers that are full sentences the nominal part of the
constituent that constitutes the focus can be absent (i.e. in (39) the inflection on the verb
is enough to convey the meaning of the first person pronoun that represents the answer
to the question). In (40) the item in focus follows the verb which is rather unexpected
if one embraces the position that the focus position in East Caucasian is immediately
before the verb.
547
28 Interrogative clauses
The tense of the copula in the tag question reflects the tense of the verb (copula or
other) or the tense of the copula if it is an analytic inflection form in the assertion pre-
ceding the tag. For instance, in (45) the verb in the assertion appears in the habitual past
and the copula in the tag also appears in the habitual past.
When the assertion is negative the tag marker normally has positive polarity as, e.g.,
the copula ca-b (46) or the verb in (47), which is simply the negation of the predicate in
the assertion.2
2
Note that this is not the case in example (45), and I do not have an explanation for this example.
548
28.4 Subordinate questions
In embedded content questions the enclitic appears on the verbal or non-verbal pred-
icate:
549
28 Interrogative clauses
550
28.4 Subordinate questions
This use has been conventionalized in the frequently occurring phrase ce ca-b=el (ce
ca-d=el) ‘what it might be, whatever’ lit. ‘what cop-n-indq’ (61).
Evans (2007: 367), who introduces the term “insubordination”, defines it as “the con-
ventionalized main clause use of what, on prima facie grounds, appear to be formally sub-
ordinate clauses.” He explains the diachronic development of insubordination by means
of four steps:
1. subordinate construction with subordinate morphosyntax
2. ellipsis of main clause
3. restriction of interpretation of ellipsed material
4. reanalysis (conventionalized main clause use of formally subordinate clause)
Evans’ four-step model provides a very plausible path of the diachronic change: the
Sanzhi particle underwent all four stages, but at the same time preserved its function as
complementizer. Thus, the syntactic development can be summarized as (62), accompa-
nied by the semantic extension schematized in (63).
(62) syntax: complementizer > to predicative particle with a functional range similar
to copula-auxiliaries
(63) semantics: marker of embedded questions > epistemic modality (more specifically,
uncertainty)
Examples for the first step are (48–54). Embedded interrogatives occur with matrix
verbs that denote cognitive activities (which can include perception verbs such as ‘see’).
Embedded interrogatives are often of irrealis modality and therefore not asserted as fac-
tual or actual events or situations (49). During the third step the interpretation was re-
stricted from various possible main clauses to an omitted main clause as general as ‘It is
probable that X’. Language-internally, the reanalysis (step 4) might have been supported
by the presence of the other predicative particles. This means that by analogy with the
person markers, the past enclitic or the modal particle the embedded question marker
received its syntactic ability to express finiteness of clauses.
However, there is one general problem with the insubordination analysis of the en-
clitic =(e)l/=(j)al. In principle, it is possible that the diachronic development occurred in
551
28 Interrogative clauses
the reverse order, i.e. that the particle was originally a marker of epistemic modality that
subsequently came be to be used in embedded interrogatives due to its epistemic modal
meaning. Because we lack data of older stages of Sanzhi Dargwa, this question cannot
be resolved with certainty.
Insubordination of the type just described is also found in other East Caucasian lan-
guages. Examples in case are irrealis markers in the Tsezic languages Bezhta, Hunzib,
and Hinuq, the potential infinitive in Bagvalal, and the potentialis (i.e. the infinitive) in
Tsakhur (see Comrie et al. (2016) for examples and references). The study by Kalinina
(2011) provides many examples of insubordinated exclamative utterances in Agul, Archi,
Avar, Bagvalal, and Bezhta (East Caucasian) as well as Adyghe (West Caucasian). Of the
surveyed languages only Agul employs an irrealis conditional form in embedded ques-
tions and exclamatives in a similar fashion as the Sanzhi example (56).
552
29 Reflexive and reciprocal
constructions
This chapter discusses the syntax of reflexive and reciprocal constructions. The morpho-
logical paradigms of reflexive and reciprocal pronouns are given in §4.3 and §4.4.
simple complex
local reflexivization (§29.1.1) y y
reciprocalization (§29.2) n y
emphatic reflexivization (§29.1.2) y y
long-distance reflexivization (including logophoric contexts) (§29.1.3) y n
pause fillers (§9.5) y n
comitative constructions (§30.3) y n
Only for third person reflexivization the reflexive pronouns are used. Almost all corpus
examples contain simple reflexive pronouns, but (4) shows a complex reflexive in the
function of beneficiary.
554
29.1 Reflexive constructions
The complex reflexive pronouns must be locally bound (8) and therefore cannot have
an antecedent in another clause. The example in (8) is fully grammatical if the pronoun
is bound by the noun aba ‘mother’, which occurs in the same clause.
The simple pronouns can occur as arguments and adjuncts of various types, e.g. pa-
tients, experiencers (7), stimuli (23), beneficiaries (5), goals (9), possessors (10), and com-
plements of postpositions (11).
The same is true for the complex reflexive pronoun except for the possessor function
and the use in postpositional phrases. The complex genitive can never be used as pos-
sessor, and the case-copy pronoun is judged as marginal or interpreted as an emphatic
reflexive and thus not as part of a complex reflexive pronoun. Thus, the preferred and
entirely acceptable reading of (12) is ‘Rashid himself loves his mother’. In the posses-
sor function normally the simple reflexive pronouns are used (10). The same point is
illustrated in example (13): the reflexive bearing the ergative case functions as emphatic
particle whereas the genitive reflexive occupies the possessor position.
555
29 Reflexive and reciprocal constructions
The internal order of the two parts of the complex reflexive pronoun that exhibits case
copying is free to some degree. Thus, in example (16) the two pronouns can be switched
around and they can also be positioned before the controller.
This is not possible in the ergative construction. In contrast to the extended intransi-
tive construction in (16), the complex reflexive cannot precede the controlling noun (17).
Due to time constraints, I did not systematically test verbs from different valency classes
and their use with complex reflexives in local reflexivization. This topic must be left to
future research.
We can speculate a bit about the origin of complex reflexives. It is possible to elicit
examples in which it seems that the pronoun can be split up (18a), (18b). In these ex-
amples, the two parts of the case-copying reflexive pronoun are independent of each
other and do not form one constituent. The part that copies the case functions as em-
phatic reflexive, which is co-referent with the controlling noun phrase, and enforces the
reflexive interpretation. The second part is a simple reflexive pronoun. It is likely that
such sentences represent the diachronic source of the case-copying complex reflexive
556
29.1 Reflexive constructions
constructions.1 In the following examples (18) the emphatic reflexive is given in bold.
The other reflexive pronoun functions as goal argument of the predicate ‘look at’ in a
standard local reflexive construction.
As (19) shows, the emphatic reflexive cannot be separated from the noun it accompa-
nies by an intervening verb, which is a general rule that applies to all emphatic reflexives.
The situation is different in case of the complex genitive reflexive which consists of
a genitive reflexive pronoun and a second reflexive pronoun that takes the appropriate
case-marking, because they do not allow for varying orders of the two pronouns. The
reason for the restriction is probably a grammaticalization path, which differs from that
of the case-copying complex reflexives. Genitive reflexives are not used in the emphatic
reflexive function, but only as pause fillers, and I do not want to suggest that their func-
tion as pause fillers forms the basis of the complex genitive, although I lack an alternative
hypothesis. In the complex genitive reflexive construction, the internal order of the gen-
itive reflexive pronoun cannot be changed (20). If we switch the order around to cinna
caw, (20) becomes grammatical.
Within a ditransitive construction, the direct (21) or the indirect object (22) can func-
tion as binder, although simple reflexive pronouns would be preferred in such examples.
1
I am grateful to an anonymous reviewer for this suggestion. Note that the root of the absolutive reflexive
pronouns, ca-, is very likely a cognate of the standard copula ca-b.
557
29 Reflexive and reciprocal constructions
Most notably, the case marking of the antecedent and the reflexive pronoun can swap.
This phenomenon, which is cross-linguistically rare, has been observed in a number
of East Caucasian languages, among them Sanzhi Dargwa and other Dargwa varieties
(see Forker 2014 for a typological study). It is constrained by three interacting factors:
morphological complexity of the pronouns, constituent order, and valency class of the
predicate.
For morphologically simple reflexive pronouns, case swapping is generally unavail-
able. For instance, if in clauses with transitive or affective verbs the cases are distributed
such that the controlling noun bears the case marking of the agent or experiencer (erga-
tive or dative) and the reflexive appears in the absolutive, then a local reflexive (14), (15)
and a non-reflexive reading are possible (23). In the non-reflexive reading, the pronoun
refers to a contextually salient referent that, for instance, had been mentioned in the
preceding discourse:
(23) Madina-j ca-r r-ikː-ul ca-r
Madina-dat refl-f f-want.ipfv-icvb cop-f
‘Madina likes/wants/loves herself.’ OR ‘Madina likes/wants/loves her.’ (E)
If we swap the case marking, only the non-reflexive reading remains. With swapped
case marking, it is more natural to position the pronoun in the dative case before the
noun in the absolutive (24), although the reversed order is also possible.
(24) cin-i-j Madina r-ikː-ul ca-r
refl.sg-obl-dat Madina f-want.ipfv-icvb cop-f
‘She likes/wants/loves Madina.’ (E)
With complex reflexive pronouns, affective as well as transitive predicates exhibit a
reversal of case marking (25–26), but all other positions including co-arguments of ex-
tended intransitive verbs are excluded (27). With transitive and affective predicates the
distribution of the case marking in reflexive constructions is free, i.e. either the controller
or the pronoun take the ergative or the dative case suffix (25–26).
(25) a. Rasul-li cin-ni ca-w / cin-na ca-w gap w-irq’-ul ca-w
Rasul-erg refl-erg refl-m / refl-gen refl-m praise m-do.ipfv-icvb cop-m
‘Rasul is praising himself.’ (E)
b. Rasul ca-w cin-ni / cin-na cin-ni gap w-irq’-ul ca-w
Rasul refl-m refl-erg / refl-gen refl-erg praise m-do.ipfv-icvb cop-m
‘Rasul is praising himself.’ (E)
(26) a. Rasul-li-j cinij ca-w / cin-na ca-w čiːg-ul ca-w
Rasul-obl-dat refl.dat refl-m / refl-gen refl-m see.m-cvb cop-m
‘Rasul sees himself.’ (E)
b. Rasul cinij ca-w / cin-na cinij čiːg-ul ca-w
Rasul refl.dat refl-m / refl-gen refl.dat praise.m-cvb cop-m
‘Rasul sees himself.’ (E)
558
29.1 Reflexive constructions
559
29 Reflexive and reciprocal constructions
only function as emphatic reflexives with third person co-constituents. As is the case
with local reflexivization, emphatic reflexivization of first and second persons is done
with first and second person pronouns. These pronouns occur in the genitive case and
are usually used without the pronominal co-constituents (see the examples below).
König & Gast (2006) list the following four functions of emphatic reflexives:
Reflexive pronouns in Sanzhi predominantly occur in the first function, in which two
situations or two referents are contrasted with each other. This can be done by means of
parallel structures in which the items follow each other and are explicitly contrasted. In
(28) the speaker contrasts herself with a friend called Hurija. In example (29) the contrast
is expressed in a parallel structure that is marked by means of the additive enclitic =ra
on both members, the speaker herself and the friends.
In most cases the contrast is rather indirect and resembles topic switch constructions
in which the sentence topic switches from one sentence to the next (30), (31). As exam-
ples (32), (33) show, among the complex reflexives only genitive reflexives occur in the
emphatic reflexive function.
560
29.1 Reflexive constructions
(31) [The fox brought a lot of animals to the poor farmer. The farmer came home and
was wondering, looked at them.]
ca-b ka-b-iž-ib-le daˁʡ amzu d-irq’-ul ca-d
refl-n down-n-be.pfv-pret-cvb face clean npl-do.ipfv-icvb cop-npl
‘(The fox) itself is sitting and cleaning its face.’
(32) hel-tː-a-li ču-la ču-l d-iqː-ul, hetːi qːup-re
that-pl-obl-erg refl.pl-gen refl.pl-erg npl-carry.ipfv-icvb those sack-pl
d-ic’-ib-le ...
npl-fill.pfv-pret-cvb
‘They themselves were carrying the sacks and when they were filled ...’
(33) tem.bolee nišːa-la priezd-li-j=ra ču-la ca-b=ra
moreover 1pl-gen arrival-obl-dat=add refl.pl-gen refl-hpl=add
padgatuwleni=de
prepared=pst
‘Moreover, (the Icari people) themselves were prepared for our coming.’
The second function of emphatic reflexives, the adverbial-exclusive function ‘alone,
without help’, is also attested for Sanzhi. Example (34) illustrates this function with a
complex genitive reflexive. Example (35) originates from a fairy tale and here the reflex-
ive can be interpreted as adverbial-exclusive and/or as adnominal-contrastive.
(34) absalut’na cin-na ca-w w-aš-i
absolutely refl.sg-gen refl-m m-go-hab.pst
‘(He) went completely on his own (alone).’
(35) [When she was sweeping, she found a walnut.]
cin-ni a-b-erk-un-ne, turba-le-r lak’
refl.sg-erg neg-n-eat.pfv-pret-cvb chimney-loc-abl throw
b-i-ka-b-arq’-ib ca-b qili hel qix
n-in-down-n-do.pfv-pret cop-n home that nut
‘(She) did not eat the nut herself, but threw it through the chimney into the
house.’
The third function (adverbial-inclusive ‘also, too’) is not common in East Caucasian
languages, including Sanzhi, because the languages have additive enclitics that already
serve this function (§9.4.1). The fourth function (attributive ‘own’) is covered by pro-
nouns in the genitive case, i.e., by personal pronouns for first and second person and by
simple reflexive pronouns for the third person.
The first and second person genitive pronouns, when used as intensifiers, slightly
differ in their morphosyntactic properties from the reflexive pronouns. First of all, they
normally do not occur together with the pronominal co-constituent (36a). It would not
be natural to add the pronoun in the absolutive to this sentence in order to overtly fill
the position of the copula subject (36b), and there are no examples of this kind in the
corpus.
561
29 Reflexive and reciprocal constructions
(36) a. [He was a relative) of those people up there. I don’t know of whose family
he was.]
nik’a durħuˁ=de di-la
small boy=pst 1sg-gen
‘(I) myself was a little boy.’
b. ?? du nik’a durħuˁ=de di-la
1sg small boy=pst 1sg-gen
‘(I) myself was a little boy.’ (E)
Second, in all corpus examples, which are only a small handful, the genitive pronoun
appears at the right boundary of the clause after the verb (36a), (37), (38). This position
is typical for contrastive topics (§27.2.1). But as the example in (39) proves, this position
is not obligatory. As to the function, the first and second person genitive pronouns used
as intensifiers fulfill the first function as adnomial intensifiers (36a), (39) and the second
as adverbial-exclusive particles (37), (38).
(37) [At our place, nobody steals, she said.]
“uˁq’-en,” r-ik’ʷ-ar, “bahla-l ala!”
go.m-imp f-say.ipfv-prs.3 slow-advz 2sg.gen
‘“You (can) leave,” she says, “without worries!”’ (lit. “Go slowly yourself!” she
says.)
(38) [We left the Sanzhi. We went to Shari.]
itːi=ra “čina-r sa-d-eʁ-ib-te=da=j?”
those=add where-abl hither-1/2pl-go.pfv-pret-dd.pl=2pl=q
b-ik’-ul xar b-eʁ-ib, “nišːa-la”
hpl-say.ipfv-icvb ask n-aux.pfv-pret 1pl-gen
‘They also asked us, “Where did you come from?”’
(39) ala r-uˁq’-aˁn!
2sg.gen f-go-imp
‘(You) yourself go away!’ (I do not go.) (E)
Discourse topics expressed with reflexive pronouns are also found outside of optative
phrases (46). In (47), it seems that the speaker used first the reflexive because he assumed
that the referent of the pronoun would be topical enough to be interpretable, but then he
changed his mind and added the full noun phrase as an afterthought in order to reassure
the reference of the pronoun.
In cases of discourse topics the referent of a reflexive pronoun can even be inanimate
(48).
564
29.2 Reciprocal constructions
In all the above corpus examples, the first part of the reciprocal pronoun copies the
case of the antecedent, which is absent from the clause, and the second part takes the case
marking appropriate to its role in the clause. It is also possible, just like with complex
reflexive pronouns, to mark the first part invariably with the genitive (52), (53).
Other variants of reciprocal constructions involve the plural reflexive pronouns (54)
and the group numeral form of ca ‘one’, which is ca-b-a (55) (§6.4). The latter item means
‘the ones, some’ and therefore (55) has, in addition to the reciprocal interpretation, an-
other reading in which one person loves another one, who in turn, loves a third person,
and so on, such that there are no reciprocal feelings of love between any of the involved
persons.
565
29 Reflexive and reciprocal constructions
Reciprocal pronouns can also be marked with spatial cases (50) or be governed by
postpositions (56), (57).
(56) i pa.parjadku ka-d-irxː-ul hel-tːi calli-hara ca hitːille
and in.order down-npl-put.ipfv-icvb that-pl one.obl-post one on.back
‘and putting them in order one after the other’
(57) Madina=ra ʡaˁšura=ra ca ca-lla qari=či-b ʁaj
Madina=add Ashura=add one one-gen on.top=on-hpl word
ka-b-ik’-ul ca-b
down-hpl-say.ipfv-icvb cop-hpl
‘Madina and Ashura talk about each other.’ (E)
Syntactically, reciprocal constructions show the same properties as local reflexiviza-
tion. The c-command requirement holds. Therefore, possessors cannot bind reciprocal
pronouns. For instance, in (58) the conjoined possessor noun phrase cannot serve as an
antecedent for the reciprocal pronoun, but only the head of the genitive phrase can. The
pronouns are interpreted as bound variables and can thus be controlled by non-specific
noun phrases (59).
(58) Murad-la=ra Pat’imat-la=ra bahinte calli-j ca
Murad-gen=add Patimat-gen=add parents one.obl-dat one
b-ičː-aq-u
hpl-love.ipfv-caus-prs.3
‘Murad and Patimat’s parents love each other.’ (E)
(59) li<b>il durħ-n-aˁ-j calli-j ca b-alχ-u
all<hpl> boy-pl-obl-dat one.obl-dat one hpl-know.ipfv-prs.3
‘All boys know each other.’ (E)
As has been shown for complex reflexive pronouns above, the reciprocal pronouns
can also occur in the position of the ergative agent controlled by an antecedent that
fulfills the role of the absolutive patient.
(60) a. Murad-li=ra Rašid-li=ra cal-li ca b-aˁq-ib
Murad-erg=add Rashid-erg=add one.obl-erg one n-hit.pfv-pret
‘Murad and Rashid hit each other.’ (E)
b. Murad=ra Rašid=ra cal-li ca b-aˁq-ib
Murad=add Rashid=add one.obl-erg one n-hit.pfv-pret
‘Murad and Rashid hit each other.’ (E)
Similarly, experiencers can be expressed by reciprocal pronouns that are bound by
absolutive stimuli. In other words, case marking can swap from the standard distribu-
tion to the reverse non-standard distribution. Note that in (61) this does not lead to any
change in the form of the reciprocal pronoun because this is the case-copying variant
and the two cases involved are the same independently of which case appears on the
antecendent.
566
29.2 Reciprocal constructions
In fact, it seems that the reversed case marking pattern is sometimes preferred with
affective constructions. Thus, the standard case marking has been rejected or judged as
very marginal for a similar clause with the same type of reciprocal pronoun (62).
Transitive verbs and affective verbs are the only valency types that permit the cases
to be switched around. As we have noticed for complex reflexive pronouns, swapping of
case marking is ungrammatical for extended intransitive verbs (63b).
Again, there is some freedom concerning the word order both with the standard case
marking pattern and when the cases have been switched around. Nevertheless, there are
word orders that are forbidden, most notably when the pronoun is split apart and the part
that copies the case precedes its antecedent from which the case has been copied. More
generally, complex reciprocal pronouns, just like complex reflexive pronouns, cannot
be split into two parts, and none of the individual parts could be interpreted as fulfilling
another function (e.g. as emphatic particle, intensifier or as pause filler). Thus, they must
occur next to each other as one constituent.
567
29 Reflexive and reciprocal constructions
Note that again the case marking of the reciprocal pronouns is identical for the stan-
dard patterns as well as for the reversed patterns as is obvious when comparing examples
above with the following sentences (65).
Finally, reciprocal pronouns can only have antecedents within the same clause. For
instance, in (66) the pronoun is bound by the conjoined noun phrase ‘Patimat and Mu-
rad’ and cannot be controlled by the compound noun atːa-aba ‘parents’ in the higher
clause. The pronoun consists of a part in the dative in accordance with its function in
the clause, and a first part that either copies the case of the controller (66a) or occurs in
the absolutive (66b).
568
30 Minor constructions
30.1 Comparative constructions
In comparative constructions two or more items are examined in order to note similari-
ties and differences in degree between them (Dixon 2008: 787). Inequality between two
items is expressed by means of one of the spatial cases (§3.4.2.2). In superlative construc-
tions, degree adverbs occur. Equative constructions and the expression of similarity are
realized by means of several particles (§30.2).
In Sanzhi comparative constructions we find a comparee, the standard of compari-
son, and the parameter of comparison. The standard of comparison is marked with the
loc-ablative case that has the suffixes -ler(ka), -ar(ka) or -jar(ka) (§3.4.2.2). It is cross-
linguistically common to mark the standard of comparison with an ablative (or locative)
case (Dixon 2008: 791), and East Caucasian languages including Dargwa varieties nicely
confirm this tendency. Neither the comparee nor the parameter of comparison bears
any special marking. Consequently, if the standard of comparison were to be omitted,
the construction would be a simple clause and not a comparative construction. Most
commonly the standard precedes the comparee. The parameter is a gradable adjective
or adverb that occurs in its plain form without any additional index (as, e.g., English
more).
(1) Baħaˁmma-ja-rka Baˁħmud šːustri=de
Bahamma-loc-abl Bahmud smart=pst
‘Bahmud was smarter than Bahamma.’
(2) atːa-ja-r χːula-te=ra b-irχʷ-i
father-loc-abl big-dd.pl=add hpl-be.ipfv-hab.pst.3
‘There were those older than father.’
(3) ij ač’i-lla-ja-rka […] muqi-lla=ra ʡaˁħ-ce b-irχ-u
this wheat-gen-loc-abl barley-gen=add good-dd.sg n-become.ipfv-prs.3
‘It (bread) is better (when made) of barley than of wheat.’
(4) u-le-rka sala-r du-l maχ χːula-ce b-arq’-ij
2sg-loc-abl front-abl 1sg-erg barrow big-dd.sg n-do.pfv-inf
‘I (will) make a big barrow (maχ) earlier than you.’
(5) žaniwar-t-a-lla χʷal-le jaˁħ=ra namus=ra b-už-ib
animal-pl-obl-gen big-advz conscience=add conscience=add n-stay-pret
ca-b nišːa-la dawla-či-b-t-a-lla-ja-r
cop-n 1pl-gen wealth-adjvz-hpl-pl-obl-gen-loc-abl
‘The animals had apparently more conscience than our rich (people).’ (lit. ‘their
conscience was bigger’)
30 Minor constructions
570
30.2 Equative constructions and the expression of similarity
It can also occur as a predicate in a copula clause without a head noun and it can be
nominalized by suffixing -b (unclear origin) and the cross-categorical suffix in the plural
form -te (ʁunabte).
The particle daˁʡle ‘as, like’, which diachronically seems to be an adverbial derived
with the adverbializing suffix -le, has a meaning very similar but not identical to ʁuna. It
indicates only that some situation or some item resembles another situation or item. Both
particles slightly differ in their distribution. The particle daˁʡle follows the parameter
of comparison over which it has scope. As with ʁuna, the parameter can be expressed
by nouns (13), adverbials (14), or adjectives (15). But in contrast to ʁuna, daˁʡle is most
frequently used in non-finite clauses headed by participles (16) or the infinitive (17).
Finally, the adjective miši ‘similar’ assigns the dative case to its complement that rep-
resents the standard of comparison (18). In copula clauses, in which it is used in the
copula complement, the adverbializing suffix -le is added, as it regularly happens with
adjectival stems in copula construction.
571
30 Minor constructions
The differences between the three comparative constructions lie mostly in their mor-
phosyntactic behavior, with an additional semantic distinction between ʁuna and daˁʡle
on the one side, and mišil on the other (19), (20). The particles ʁuna and daˁʡle have the
distribution of focus-sensitive particles and can therefore occur within certain types of
phrases as, e.g., noun phrases, but do not assign case to the items they scope over, in
contrast to the case-assigning adjective miši.
There does not seem to be a clear semantic difference between b-alli and canille (23).
The two items can only be distinguished by means of their morphosyntactic behavior,
because b-alli agrees in gender with the argument in the absolutive (23) and it always
implies a complement even when the complement is not overtly expressed. For instance,
(24) entails that there were other people with whom we came, whereas in (25) there is
no such implication and canille only functions as an adverb that expresses the fact that
Madina and the speaker came together:
572
30.3 Comitative constructions
573
30 Minor constructions
30.4 Possession
Possession is either expressed by cases or by means of the b-ah construction. In the first
case the possessor is marked with the genitive case and most commonly preceding the
possessed item (32), but other positions are available, too (33) (see §21.1 on noun phrases
and §27.1 on the constituent order of phrases). There is no grammaticalized distinction
between alienable and inalienable possession. Clauses expressing possession are copula
clauses (§22.2) containing locational copulas (§16.2).
(32) di-la atːa aba le-b=de
1sg-gen father mother exist-hpl=pst
‘I had mother and father.’
(33) qːap χe-b=uw, wa Ašura, ala?
sack exist.down-n=q hey Ashura 2sg.gen
‘Is your sack there, Ashura?’
If the respective item is not permanently possessed but only temporarily in the custody
of the possessor, the in-essive case is used (34) (§3.4.2.4).
(34) hež-i-cːe-b šuša ca-b deč-la
this-obl-in-n bottle cop-n drinking-gen
‘He has a bottle with a drink.’
574
30.4 Possession
The second way of expressing possession is the b-ah construction. The noun b-ah
means ‘owner’ (plural b-ahin-te, also translates as ‘parents’). It is one of the few nouns
that have a gender prefix expressing the gender of the owner. The possessed item appears
in the genitive with b-ah as the head noun of the genitive phrase. If the possessor is overt
it occurs after b-ah. Both noun phrases together form an appositive phrase (§21.1). The
possessed items in this construction are normally inanimate objects (35–38). Often they
refer to clothes (37) or body parts (35), (36) that are used to characterize and identify the
owner. From this noun the adjective-like item wahwalla ‘own, everybody’s own’ with
frozen gender agreement has been derived.
575
Appendix A: List of affixes and enclitics
This section gives a list of all prefixes, suffixes, infixes, and enclitics, including those
suffixes that do not have glosses. The list includes the name of the item, their glosses (if
any), and the number of the chapter or section where the item is treated. Predictable allo-
morphs are separated by comma or given in brackets, and occasionally within separate
entries. Allomorphs that occur in free variation and cannot be predicted are separated
by forward slashes.
578
-gu spatial case ‘under’ sub
gu- preverb ‘under, down’ down
gʷa- (< gu-ha-) preverb ‘down’ + preverb ‘up, upwards’ down.up
ha- preverb ‘up, upwards’ up
-hara spatial case ‘behind’ post
hitːi- preverb ‘behind, after’ behind
-i oblique stem marker obl
i- preverb ‘in, inside’; occurs only together with a in
prefixed gender marker, i.e. w-i-, r-i-, b-i-, d-i-
-i(ri), -ini habitual past third person hab.pst
-ib preterite pret
-ib(il), -ubil derivation of ordinal numerals ord
-id habitual present first person (transitive verbs) 1.prs
-ida first person modal 1.mod
-ide(l) modal interrogative modq
-ij infinitive inf
-il referential attribute (cross-categorical suffix) ref
-ille realis conditional first person (transitive verbs) cond.1
-it- preverb ‘away from the speaker, thither’; occurs only thither
together with a prefixed gender marker, i.e. w-it-,
r-it-, b-it-, d-it-
-it/-itːa prohibitive singular (transitive verbs) proh.sg
-itːa habitual present second person plural (transitive 2pl.prs
verbs)
-itːaj subjunctive second person (transitive verbs) subj.2
-itːaj(a) prohibitive plural (transitive verbs) proh.pl
-itːal 1. realis conditional second person plural; 2. past cond.2pl;
conditional second person plural (transitive verbs) cond.2pl
-itːe derivation of manner adverbs advz
-itːe habitual present second person singular (transitive 2sg.prs
verbs)
-itːe(l) realis conditional second person singular (transitive cond.2sg
verbs)
-itːel past conditional first and second person singular cond.1; cond.2sg
(transitive verbs)
-j dative dat
=ja marker for content questions q
-ja spatial case ‘in, on’ loc
=jal 1. marker for embedded questions; 2. derivation of indq; indef
specific indefinite pronouns
=kːʷa politeness particle prt
ka- preverb ‘down, downwards’ down
-k’a derivation of free-choice indefinite pronouns indef
-k’al derivation of negative indefinite, specific indefinite, indef
free-choice indefinite pronouns
-kar derivation of agent nouns nmlz
-k’u 1. derivation of specific indefinite pronouns; indef; emph
2. emphatic/modal particle
579
A List of affixes and enclitics
580
sa- preverb ‘in front of’ ante
=sat/=satːin/ temporal enclitic ‘until, before, as much as, as long until; as.much
=satːinna as’
-tːa second person plural of habitual past 2pl
-tːe second person singular of habitual past 2sg
-tːi, -tː- plural (of demonstrative pronouns) pl
-tːu derivation of spatial adverbs loc
tːura- preverb ‘outside’ outside
-te, -t- plural (of nouns); definite description plural pl; dd.pl
-u habitual present third person 3.prs
-ub preterite pret
-ube, -ub- plural (of nouns) pl
-ubne, -ubn- plural (of nouns) pl
-ud habitual present first person (interrogative clauses) 1.prs
-ul(e) imperfective converb icvb
-ulle realis conditional first person (interrogative clauses) cond.1
-un preterite pret
-une, -un- plural (of nouns) pl
-unne imperfective converb icvb
-uˁq derivation of agent nouns nmlz
-ur preterite pret
-urme, -urm- plural (of nouns) pl
-ut/-utːa prohibitive singular (interrogative clauses) proh.sg
-utːa habitual present second person plural (interrogative 2pl.prs
clauses)
-utːaj subjunctive second person (interrogative clauses) subj.2
-utːaj(a) prohibitive plural (interrogative clauses) proh.pl
-utːal 1. realis conditional second person plural; 2. past cond.2pl
conditional second person plural (interrogative
clauses)
-utːe habitual present second person singular 2sg.prs
(interrogative clauses)
-utːe(l) realis conditional second person singular cond.2sg
(interrogative clauses)
-utːel past conditional first and second person singular cond.1; cond.2sg
(interrogative clauses)
-utːi derivation of action and event nouns nmlz
=uw (< =w) marker for polar questions q
=w marker for polar questions q
w-, -w-, -w masculine singular (gender marker) m
=xːar concessive enclitic ‘although, even if’ conc
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593
References
594
Name index
596
Subject index
ablative, 64, 65, 655 , 68, 69, 72, 73, 76, 103, spatial, 44, 65, 77, 103, 104, 139–144,
104, 108, 128, 140–143, 150, 153, 147, 187, 217, 314, 375, 380, 384,
155–157, 198, 217, 218, 221, 314, 415, 528
315, 348, 358, 415, 418, 437, 438, temporal, 104, 144, 145, 150–152,
445, 569, 572, 580 323, 324, 525
absolutive, 11, 43, 54–56, 64, 89–91, 97, adverbializer, 31, 37, 107, 133, 195, 2502 ,
104–108, 115, 131, 147, 149, 150, 258, 306, 323
154, 155, 157–159, 189, 195, 214, agent, 28, 50, 57, 65, 73, 77, 78, 80, 127,
230, 232, 261, 278, 280–282, 260, 262–264, 268, 344, 351,
285, 296, 303, 341–346, 349– 363, 364, 378, 386–389, 392–
352, 354, 356, 357, 3572 , 360, 394, 398–401, 418, 435, 443,
361, 363, 364, 374, 375, 377– 446, 447, 461, 475, 477, 483,
380, 383–386, 388, 389, 394– 494, 558, 566, 578–581
396, 400, 411–414, 417–422, agreement
425, 426, 431, 434–436, 439, closest conjunct, 383, 384
445, 456, 458, 466, 467, 475– deviant, 385–390
477, 479, 480, 488, 513, 518, 523, person, 11, 162, 163, 165, 205, 214,
530, 546, 5571 , 558, 559, 561, 215, 243, 259, 261, 264, 268,
566, 568, 572 269, 278, 281, 282, 286, 299,
additive, 169–173, 178, 217, 222, 328, 336, 303, 305, 317, 318, 330, 344–
507, 510, 537–539, 561, 573, 346, 349, 354–358, 373, 390,
574, 580, see also enclitic, ad- 391, 394–396, 398–401, 418,
ditive 420, 432, 440, 471, 491, 503
adjectives, 22, 46, 78, 8511 , 86, 89, 119, agreement controller, 215, 251, 285, 288,
121–127, 129, 137, 146, 147, 162, 299, 301, 356, 357, 374, 375,
169, 183–185, 187–191, 194, 195, 377–381, 384, 387–390, 400,
197, 206, 229, 237, 311, 322, 466, 475, 476
3731 , 375, 376, 403–405, 407, agreement prefix, 34–36, 44, 80, 819 , 184,
408, 410, 412, 424, 426, 440, 207–212, 214, 215, 220, 222,
511, 512, 515, 517, 571, 577, 578 224, 232, 288–290, 357, 3573 ,
adjectivizer, 127, 197 385, 386, 389, 400, 420, 439,
adverb 456, 466, 467, 475
degree, 122, 128, 139, 146, 147, 569, agreement target, 380, 381, 384
570 antipassive, 57, 58, 257, 259, 260, 297,
manner, 102, 127, 139, 146, 147, 428, 299, 344, 360–362, 3624 , 363–
579 366, 378, 417, 432, 435, 523
Subject index
598
Subject index
476, 477, 480, 490, 492, 493, 428, 435, 436, 446, 451, 456,
497, 500, 541, 542, 581 474, 475, 480, 485, 488, 493,
perfective, 37, 195, 212, 2502 , 257– 518, 532, 558, 559, 568, 571, 579
259, 262–264, 273, 275, 276, degemination, 30, 31, 39, 40, 47–51, 225
282, 292, 293, 306, 308, 309, delabialization, 30, 35, 39, 46
326, 453, 454, 457–460, 462, derivation, 43, 79, 80, 8511 , 103, 125, 139,
469, 470, 476, 477, 486–488, 172, 197, 207, 227, 577–581
491–493, 498–500, 542, 549 dislocation, 517, 529, 530
coordination, 84, 171, 423, 487–489, 498,
499, 505–507, 509, 510, 573 ejective, 11, 19, 20, 22, 25
copula, 57, 79, 105, 123, 125, 158, 162– enclitic, 31, 32, 39, 104, 107, 114, 116–118,
166, 169, 181, 184, 187, 194, 127, 153, 162–164, 170, 171, 173–
195, 222, 224, 249–252, 254– 179, 215, 249–251, 254, 256–
258, 261, 262, 264–266, 268– 258, 264, 268–270, 273, 275,
272, 281, 282, 285–294, 306, 276, 286, 287, 292, 306, 310,
308, 310, 320, 322, 327, 328, 316, 321–324, 327–329, 332,
345, 348, 349, 356, 357, 3572 , 337, 355, 356, 391, 395, 400,
375, 3762 , 380, 384–390, 393– 419, 420, 422–425, 427–430,
395, 400, 401, 403, 410, 417– 462–464, 471, 474, 485, 486,
430, 445, 453, 488, 507, 513, 491, 505, 506, 527, 529, 533, 541,
515, 517, 518, 526, 527, 531, 534– 542, 544, 5441 , 545, 546, 549–
536, 540–543, 546–548, 5571 , 551, 574, 581
561, 571, 573, 574, 577 additive, 84, 112, 117, 118, 135, 166,
existential, 194, 256, 314, 375, 410, 171, 337, 423, 483, 505–507,
420, 427, 534, 573 560, 573
locational, 23, 174, 272, 2912 , 426, modal, 163, 401, 429
427, 514, 573 temporal, 104, 107, 293, 578, 580,
counterfactual, 254, 333 581
cross-categorical suffix, 120, 126, 131, epenthetic vowels, 26
158, 161, 191, 197, 255–258, 266, ergative, 11, 31, 37, 40, 43, 54–58, 60, 65–
268, 273, 289, 290, 308, 311, 312, 67, 89, 90, 951 , 105–108, 110,
316, 319, 373, 374, 400, 401, 403, 113, 131, 132, 149, 199, 232, 233,
405, 412, 424, 425, 433, 441, 245, 246, 257, 259, 260, 263,
445, 453, 454, 457, 458, 465, 281, 296, 299, 315, 332, 333,
474, 483–485, 499, 515, 571 341–344, 346, 349–356, 360–
367, 369, 374, 377–379, 384–
dative, 11, 33, 43, 54–56, 58, 61, 69, 80, 389, 394, 396, 418, 419, 430–
89, 90, 102, 105–108, 110, 111, 432, 435, 438, 447, 461, 468,
113, 131, 132, 199, 232, 245, 261, 479, 481, 483, 488, 514, 532,
280, 281, 295, 296, 298, 302, 546, 555, 556, 558, 566, 573, 580
313, 315, 317, 320, 329, 332, experiencer, 11, 61, 261, 280, 333, 342,
333, 341–344, 346, 347, 350– 344, 345, 353–357, 3572 , 368,
358, 368, 369, 377, 378, 384– 369, 386, 393, 398, 401, 418,
389, 395, 396, 406, 418–420,
599
Subject index
428, 435, 443, 451, 456, 477, 184, 187, 193, 194, 197, 199, 200,
480, 558, 564 230, 233, 234, 320, 324, 325,
experiential, 62, 76, 184, 187, 194, 195, 342, 344, 345, 349, 353, 357,
257–259, 266–269, 273, 286, 403–405, 407–410, 413, 414,
342, 348, 358, 368, 374, 400, 418, 423, 425, 427, 438, 443,
420, 431 444, 465, 469, 483, 511–515, 518,
545, 553, 555, 557, 559–562,
finiteness, 11, 161, 169, 391, 542, 551 564–566, 574, 575, 580
floating modifier, 403, 410, 412, 413, 512, goal, 64, 67, 70, 344, 346, 348, 351, 353,
514–516, 518 356, 357, 367, 436, 437, 443,
focus, 162, 174, 262, 263, 268, 387, 393, 475, 485, 524, 525, 529, 557,
423, 471, 473, 489, 511, 518–523, 564
525–527, 5281 , 529, 531, 532, grammatical cases, 11, 43, 54
534–536, 538–540, 547 grammatical role, 370, 394, 397, 418, 431,
completive, 518, 519 432, 488, 524, 559
constituent, 386, 393, 485, 518, 519,
529, 536 habitual present, 39, 162, 163, 212, 214,
contrastive, 177, 518, 531–534 215, 243, 245–247, 251, 281,
corrective, 518, 531 290, 298, 306, 317, 318, 332,
focus-sensitive particle, 119, 169, 171, 173, 359, 361, 391–393, 540, 577–
177, 491, 492, 503, 511, 533, 579, 581
538–540, 570, 572, 578 hearsay evidentiality, 283, 468
gender, 11, 24, 31, 34–36, 39, 43, 44, 51, ideophone, 19, 21, 28, 228, 236, 450
54, 60, 64, 65, 77, 80, 81, 819 , 89, imperative, 32, 163, 181, 212, 214, 295–
90, 103, 104, 106, 108, 119–122, 299, 301, 359, 363, 391, 392,
126, 127, 1271 , 133, 136, 155, 157, 417, 419, 431, 432, 471, 489, 490,
162, 184, 188, 205–212, 214– 503, 577, 578
217, 220–222, 2221 , 225, 230, infinitive, 169, 170, 184, 187, 212, 230,
232, 240, 249, 2491 , 251, 278, 277–280, 282, 286, 290, 297,
281, 282, 285, 288, 289, 2891 , 305, 315–319, 321, 323, 324,
290, 291, 297, 300, 326, 344, 330, 401, 434, 453, 454, 460–
346, 349–352, 354, 357, 358, 462, 465, 471, 474–478, 485,
361, 363, 373–376, 3762 , 377– 537, 539, 552, 571, 579
381, 384–386, 388, 389, 393, information structure, 11, 179, 386, 387,
394, 396, 400, 403, 405, 411, 419, 430, 476, 511, 512, 518–521,
418, 420, 421, 425, 426, 428, 524, 526, 529, 531, 536
431, 439, 455, 456, 467, 469, insertion
476, 479, 488, 506, 572, 575, glide, 30
577–581 glottal stop, 30, 33
genitive, 11, 23, 37, 43, 54–56, 58, 60, 604 , insubordination, 113, 279, 303, 550, 551
61, 65, 79, 819 , 83, 86, 89, 90, interjection, 26, 161, 183
105, 106, 108–110, 113, 124, 127,
131, 132, 1351 , 144, 149–156, 180, juxtaposition, 455, 506, 507
600
Subject index
labialization, 22, 30, 31, 38 166, 183, 191, 205–207, 210, 212,
215, 216, 218, 224, 227, 228, 235,
masdar, 37, 38, 40, 80, 162, 186, 212, 224, 240, 249, 266, 271, 278, 281,
225, 285–287, 290, 293, 305, 285, 286, 290, 306, 310, 312,
317, 320, 329, 330, 391, 444, 315–318, 326, 332, 341, 343–
453, 454, 457, 458, 461, 474, 346, 348–352, 354, 355, 3573 ,
485, 499, 580 358, 360, 361, 364, 366, 368,
microtoponym, 77, 201 373–379, 381, 383, 385, 386,
mirative, 174 388, 390, 391, 393, 394, 396,
modal interrogative, 212, 277–279, 295, 400, 403, 407, 411, 417–420,
303, 304, 419, 456, 464, 579 430, 431, 433, 453, 454, 465,
471, 474, 476, 487–489, 506–
negation, 28, 31–36, 116, 123, 177, 214, 508, 512, 521, 535, 538, 540,
215, 217, 222, 224, 246, 251, 252, 544, 558, 577
254, 269, 280, 282, 283, 292, numerals
333, 420, 421, 440, 474, 548, cardinal, 129, 135, 172, 190
577 collective, 129, 172
nominalizer, 127, 188 group, 129, 133, 375, 565, 577
noun phrase, 84, 123, 129, 143, 149, 157, multiplicative, 32, 107, 111, 129, 135,
169, 171, 187–190, 192, 373, 375– 580
377, 380, 382–384, 403, 405– ordinal, 124, 129, 132, 194, 195, 313,
415, 420, 421, 423, 425, 440, 579
441, 494, 495, 505, 506, 511, 512,
514, 515, 529, 530, 553, 556, 564, object
566, 568, 573 direct, 60, 604 , 232, 257, 370, 524
nouns, 11, 22, 28–31, 34, 35, 39, 40, 43, 44, indirect, 370, 524, 557
441 , 45, 46, 48–52, 54, 56, 58, oblique stem, 37, 66, 67, 8511 , 90, 91, 169,
604 , 65–70, 74, 75, 77–85, 8511 , 185, 413, 446, 553, 579, 580
86, 89–91, 97, 111, 112, 117, 119– optative, 163, 173, 181, 214, 216, 222, 295,
121, 124–127, 1271 , 129, 133, 135, 296, 299, 300, 302, 374, 391,
137, 142, 147, 154, 156, 159, 169, 392, 406, 417, 419, 445, 447,
171, 184, 185, 187–191, 195, 197– 489, 550, 563, 564, 577, 578
200, 206, 229, 230, 232–234, orthography, 8, 13, 19, 22, 24
258, 289, 300, 312, 317, 320,
322, 353, 373, 375, 381, 382, palatalization, 30, 225, 227
3823 , 388, 403–406, 408, 410, parentheticals, 455
412, 413, 439, 440, 444, 445, participle, 28, 30, 68, 79, 82, 86, 123–
465, 495, 506, 517, 518, 546, 571, 125, 158, 169, 184, 185, 187, 206,
572, 575, 577–581 249, 250, 253–256, 258, 271,
number, 7–9, 11, 12, 20, 22, 27, 30, 39, 286, 287, 289, 290, 305, 309–
40, 43, 49, 50, 54, 60, 64, 67– 315, 322, 324, 373, 377, 391, 403,
69, 73, 76, 77, 80, 82, 83, 89, 90, 406, 414, 433, 4381 , 440, 441,
103, 104, 106, 108, 119, 120, 122, 443, 457, 485, 505, 529, 531,
124, 126, 127, 136, 155, 157, 162, 534–536, 571, 577
601
Subject index
locative, 40, 83, 125, 197, 305, 309, 240, 298, 313, 3131 , 341, 349,
314, 315, 321, 329, 433, 445, 577 357, 375, 386, 415, 468, 537, 539,
modal, 169, 170, 184, 212, 249, 309, 578–581
311–314, 316, 318, 321–323, 325, prohibitive, 181, 212, 214, 222, 295, 298,
327, 328, 3666 , 414, 433, 441, 299, 301, 317, 3172 , 359, 363,
445, 457, 465, 474, 483–486, 391, 392, 419, 578–581
531 pronoun
preterite, 124, 185–187, 192, 194, 266, demonstrative, 54, 67, 89, 91, 94,
308–310, 313, 321, 322, 324, 100–102, 104, 107, 135, 139, 145,
325, 327–329, 433, 441, 457, 146, 151, 156, 169–171, 192, 217,
458, 465, 470, 474, 532 257, 290, 301, 322, 323, 373,
particle, 22, 23, 32, 112, 161–166, 168, 169, 403, 404, 407, 409, 410, 414,
173–175, 178–183, 222, 251, 285, 425, 439, 440, 472, 496, 512,
327, 329, 393, 395, 406, 417, 535, 536, 554, 559, 570
419–423, 429, 430, 451, 453– demonstratives, 581
457, 462, 466, 468–471, 473, indefinite, 32, 89, 109, 110, 112–119,
474, 481, 482, 485, 488, 489, 129, 133, 134, 170, 172, 179, 188,
491, 492, 501, 510, 526, 531, 191, 380, 388, 439, 440, 517, 549,
5312 , 532–544, 546, 550–552, 578–580
555, 562, 567, 569–572, 579, reciprocal, 79, 89, 106, 133, 375, 431,
580 432, 553, 564–568
past, see also tense, past reflexive, 67, 89, 104–106, 180, 188,
experiential, 222, 258, 259, 268, 269 285, 375, 383, 404, 406, 443,
habitual, 162, 163, 212, 214, 243, 469, 471, 472, 475, 483, 495,
245–247, 281, 290, 317, 332, 496, 505, 530, 553–557, 5571 ,
333, 354, 361, 392, 394, 548, 558, 559, 561–567, 572–574
577–579, 581
patient, 56, 58, 60, 323, 356, 363–365, quantifier, 113, 117, 119, 120, 124, 133, 178,
374, 386–389, 392, 394, 398– 194, 375, 3762 , 407, 408, 410,
401, 418, 436, 477, 564, 566 411, 430, 431, 483
pause filler, 181, 183, 567 questions, 32, 113, 114, 116, 162, 163, 173–
pharyngealization, 19, 23, 28–30, 34 175, 179, 212, 247, 251, 278, 285,
pluperfect, 222, 258, 259, 265, 273, 282, 302, 304, 316, 387, 395, 409,
391 417, 422, 429, 462–464, 469,
possession, 59, 124, 420, 423, 427, 574, 471, 506, 518, 519, 527, 529, 532,
575 541–547, 549–552, 577–581
predicate content, 429
cognition, 451, 458, 460, 463, 481 embedded marker, 173, 303, 316,
complement-taking, 316, 389, 447, 429, 453, 454, 462, 471, 482, 551
449, 451, 453, 459, 473, 476– tag, 289, 541, 547, 548
479, 482–485, 550 quotative, 453–456, 463, 464, 466, 468–
preverb, 11, 23, 24, 26, 28, 31–39, 65, 75, 471, 473, 474, 482
149, 153, 156, 157, 178, 205–207,
209, 212, 214–224, 227, 228, recipient, 342, 369, 436, 517, 524, 530
602
Subject index
603
Subject index
604
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