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Chinese and Americans
Chinese and Americans
A Shared History
XU G U O Q I
Cambridge, Massachusetts
London, England
2014
Copyright © 2014 by the President and Fellows of Harvard College
All rights reserved
Printed in the United States of America
First printing
Pa r t On e
Messengers of the Nineteenth Century
Pa r t T wo
The Internationalization of China and the United States
Pa r t T h r e e
Popular Culture and Sino-American Relations
Conclusion 259
Notes 267
Selected Glossary 301
Selected Bibliography 303
Acknowledg ments 317
Index 321
Foreword
The subtitle of this important book, “a shared history,” provides the key
not only to Xu Guoqi’s understanding of the history of U.S.-China re-
lations but also to one of the significant historiographic developments
today.
Xu himself exemplifies the spirit of “shared history” in that he has
been an integral part of Chinese history from his birth in Anhui Prov-
ince in 1962 to his American education and now as a distinguished histo-
rian whose work has made significant contributions to the history of
China, the United States, and indeed the whole world.
The village where he was born was in one of the poorest parts of China
and did not have electricity until 1993. His parents were unable to read
or write, but Guoqi was an exceptional student and was admitted to An-
hui Normal University in 1980, from which he proceeded to Nankai Uni-
versity for graduate work in American history. There he studied with
Yang Shengmao, who had studied with Thomas Bailey at Stanford Uni-
versity in the 1940s. Xu received a master’s degree in 1987 and taught
for a while at Nankai’s Institute of History before receiving a Harvard-
Yenching fellowship to enroll at Harvard as a graduate student.
He began his studies at Harvard in 1991, which was when I met him
for the first time. As with many foreign students—including myself—his
oral and written English was initially not quite adequate, and, more im-
portantly, he had not been fully immersed in the scholarly literature that
ix
x Foreword
had been developed among American and European historians for sev-
eral decades while the People’s Republic of China was virtually closed
to external intellectual contact. So Xu had not only to overcome his lan-
guage difficulties but also to catch up quickly with the ever-expanding
scholarly literature in history. In both these endeavors he was quite suc-
cessful, propelled by a sense of determination and purpose that has re-
mained with him to this day. He was a very popular teaching fellow while
working on his dissertation, which he completed in 1999. He then taught
at Kalamazoo College until 2009, when he moved to the University of
Hong Kong.
During his American years he broadened his interests to include in-
ternational history, with an emphasis on U.S.-China relations. This, I
believe, was a very happy choice both for him and for the scholarly com-
munity. He is at home in both American history and modern Chinese
history, and he always puts these national histories in the global context.
These characteristics inform all his books, which he has published in
rapid succession: China and the Great War (2005), Olympic Dreams
(2008), and Strangers on the Western Front (2011). All three are substan-
tial monographs, based on multiarchival research in Europe, the United
States, and elsewhere, and they set inspiring examples of how to “inter-
nationalize” the study of history. The first examines China’s entry into
the war against Germany in 1917 as a process of the country’s interna-
tionalization even as it developed its new national identity; the second
focuses on sports and traces the steady Chinese involvement in world
sporting events, in particular the Olympics; and the third describes the
connections, both direct and indirect, that were established between
Chinese workers and Europeans as well as Americans when they came
together in Europe during the Great War.
All these works, as well as others that he has published in Chinese,
show that Xu Guoqi is at the forefront of the movement among historians
to internationalize the study of history. This applies not just to studies of
individual countries but also to international history, that is, the history
of interactions among nations. Traditionally, this subject was conceptu-
alized as a story of “the rise and fall of the great powers,” in which sepa-
rate states are analyzed in terms of their respective agendas, usually un-
derstood in such terms as “national interests,” “national security,”
Foreword xi
“balance of power,” and the like. Inevitably, the emphasis in such study
tends to center on the West, in particular Western Europe and the United
States. Other parts of the world come into the picture primarily as objects
of these powers’ expansion and control. The internationalization of his-
tory, therefore, has taken the form of incorporating as many countries and
regions of the globe as possible into research agendas. Xu’s books show
how this can be done, and why it would now be totally inappropriate to
write Eurocentric accounts of modern international relations.
At the same time, historians have been paying increasing attention to
individuals and their communities, not simply to governments and mili-
tary forces, in the study of international history. “International” affairs
in this sense embrace people-to-people, or intersocietal, interactions as
well as formal interstate relations. At that level, the key questions would
be how different people and nonstate entities (such as religious, business,
and cultural organizations) come into contact with one another across na-
tional boundaries. Interpersonal, intercommunal connections are the key
to understanding these phenomena, whereas in more formal interstate af-
fairs, questions of security, territorial integrity, and power balance would
be of utmost concern to governments. Put another way, at one level inter-
national relations assume the division and potential conflict among na-
tions, whereas at another level they entail virtually unlimited engage-
ment throughout the world.
It is in this latter context that Xu Guoqi’s new book makes an impressive
contribution. Rather than dealing with official relations between China
and the United States, as many accounts do, it focuses on encounters
and interactions between individual Chinese and Americans, as well as
nongovernmental organizations in which they are actively involved.
From the beginning, the book shows, there was a layer of these associa-
tions that defined its own world, the world of nonstate connections, that
remained vigorous regardless of the vicissitudes of official relations. This
was particularly notable in the field of education, where Chinese students
as well as teachers were brought over to the United States, which in turn
sent its educators and missionaries across the Pacific. What they devel-
oped in the process were shared experiences, shared because all these
individuals and the institutions that hosted them established their own
networks. Sometimes these networks could be more “virtual” than actual
xii Foreword
in the sense that Chinese and Americans might entertain images of one
another and of the world in which they would develop visions of an
interdependent future.
This was also a shared history in that it was not an exclusive or exclu-
sionary one but could be offered to others besides Chinese and Ameri-
cans. Xu rightly rejects the sort of cultural determinism that sometimes
stifles the study of international relations, a determinism that argues that
each people has its own unique cultural tradition that never changes and
retains its integrity regardless of cross-cultural contact. Instead, the shared
history presented here can be appreciated and appropriated by many
others in Asia, the Pacific, and indeed the whole world. Ultimately, all
history belongs to the whole of humanity. There is no such thing as a his-
tory that is owned by a country and its people and can never be shared
by anyone else.
All history must be shared, but how the sharing is done needs to be
carefully documented. This book shows the way.
Akira Iriye
Harvard University
A Note on the Spelling
of Chinese Names
This book has used the internationally accepted Pinyin system of ro-
manization for Chinese names. However, certain names that have been
better known in the world with non-Pinyin spellings are exempt from the
Pinyin system. These names include the following in this book: Canton
instead of Guangzhou, Yung Wing instead of Rong Hong, Sun Yat-sen
instead of Sun Yixian, Confucius instead of Kongzi, Mencius instead of
Mengzi, Nobel prizewinner in physics Chen Ning Yang instead of Yang
Zhengning, Wellington Koo instead of Gu Weijun, and Hollington Tong
instead of Dong Xianguang, among others. Of course, the names in quota-
tions are preserved as they were without converting them into the Pinyin
system.
xiii
Chinese and Americans
Introduction
The Surprising Shared History
of Chinese and Americans
1
2 Introduction
Sunzi’s classic manual of war (The Art of War) counsels, “Know your-
self, know your enemy: one hundred battles, one hundred victories.”
People now often say “know your enemy,” and we should add that it is
4 Introduction
also good advice to know your friends. But “knowing yourself ” is at least
as important, and much more difficult. To know yourself means know-
ing who you are, and Chinese and Americans both suffer from serious
national identity problems. China’s problem lies largely with its history,
while Americans seem to have more trouble with the present. Both, there-
fore, need to come to grips with their shared history and their shared
world. Since the collapse of the Soviet Union and the end of the cold
war, Americans have been asking themselves whether their nation is an
empire, a beacon of democracy, or a superpower in serious decline. Even
worse, Americans, who united against clear enemies during two world
wars and the cold war, now are consumed with identifying the next en-
emy. Is that new enemy China?
The United States has often behaved like an empire, though most
Americans have chosen to view it otherwise. But if America is indeed a
superpower in decline, Americans need to adjust their foreign policy
and how they deal with rising powers such as China. The United States
may be a superpower for the present, but it is also heavily reliant on its
would-be rival, China, its largest creditor. Historically, no superpower
has lasted forever, never mind a superpower propped up by borrowed
money. Rome declined. So did the Chinese, Russian, and British em-
pires. Will America defy history or is it indeed exceptional? Americans
are not so sure. Winston Churchill as early as 1918 understood the para-
dox of the American experience when he described the American Dec-
laration of Independence as a great title deed on which the liberties of
the English-speaking people are founded: “By it we lost an Empire, but
by it we also preserved an Empire.” 4 Will the United States follow the
British path?
China’s challenge runs deeper, since its basic identity is anchored in
its pride at being one of the world’s longest continuous civilizations. The
Chinese have seen no need to divide culture from politics or power from
civilization. Traditional China was tianxia or “all under heaven,” and
its values were universal. The Chinese could also boast that they discov-
ered paper-making technology and were the first to employ a paper cur-
rency. China’s Tang dynasty was a fully cosmopolitan empire in the
eighth century. In 1776, when the Americans had just launched their war
of independence, China had been the undisputed superpower of East
Introduction 5
the average Chinese has for America, and America has better-trained
scholars of China than their Chinese counterparts studying the United
States, largely due to China’s concern with information control and its
censorship and lack of transparency. It also has to be pointed out that
although Americans might know more about China, this does not neces-
sarily mean that their understanding has any depth. After Nixon’s visit
to China in 1972, other American visitors such as the economist John
Kenneth Galbraith and the actress Shirley MacLaine, who knew little
about China and spoke no Chinese, toured for several weeks and imme-
diately published “authoritative” books on China based on their travels.
Some Americans even claimed that impoverished China had already
solved the problems of the postindustrial age: recycling of waste prod-
ucts, medical care for the poor, a sense of belonging and community in a
densely populated society.13 More recently, Henry Kissinger’s five-
hundred-plus-page book, On China, assumes an authoritative tone to
declare that China is “less a conventional nation-state than a permanent
natural phenomenon” and that “the United States and China have been
not so much nation-states as continental expressions of cultural identi-
ties.” 14 Every four years since the 1980s, China has become a major elec-
tion issue that crosses party lines. Commentators in print and other me-
dia all pretend they are experts on China.
Economic ties have led to both constructive relations and shameful
exploitation. The history of the American obsession with the so-called
China market is longer than that of the United States itself. America was
founded on high principles, yet its policies toward China have shown
more pragmatism than idealism. From the Canton trade days to the
1860s, “in every issue between the foreigner and the Chinese, the impor-
tant question was whether the Americans would find it most to their
profit to stand with the English or with the Chinese.” 15 Two great Ameri-
can universities, Duke and Stanford, have deep connections with China:
both were built on money made either from the China trade or through
Chinese coolies working in the American West, though neither univer-
sity has ever officially acknowledged that debt. It is well known that in
the nineteenth century Britain sold opium to China to balance its books
and drain away Chinese silver, but who has ever heard that James B.
Duke made his fortune by selling the Chinese cigarettes? Upon learning
Introduction 9
of the invention of the cigarette machine in 1881, Duke’s first words were,
“Bring me the atlas.” When he saw China with a population of 430 million,
he told his associates, “[That] is where we are going to sell cigarettes.”
According to Sherman Cochran, the fi rst cigarettes were exported to
China in 1890, and sales increased from 1.25 billion cigarettes in 1902
to 9.75 billion in 1912 and 12 billion in 1916—ten times the number sold in
1902. By 1915 more cigarettes were exported annually from the United
States to China than to all other nations of the world combined. Such high
sales and handsome profits delighted Duke. “We have made big progress
in China,” he reported to the press. “The possibilities . . . there can
hardly be overestimated.”16 Largely thanks to the fortune he made in
China, Duke later founded the university that bears his name. The Chi-
nese contributed to constructing the Central Pacific Railroad and the rail-
road between San Jose and San Francisco. It was the Chinese who chiseled
the tunnels through the dangerous Sierra Nevada. The founder of Stan-
ford University made his fortune by using Chinese laborers to build the
western reaches of the American continental railway. Those workers were
poorly paid, and not a few lost their lives.
Although economic and trade issues now dominate Sino-American
relations, until recently they were not truly important factors in the two
countries’ shared history. The so-called China market of the nineteenth
and most of the twentieth century was largely a myth. Trade volume with
China ranged between 1 and 3 percent of American trade worldwide.
And for the first twenty-three years after the People’s Republic of China
(PRC) was founded in 1949, trade relations with the United States sim-
ply did not exist. In 1971 U.S. trade with China amounted to $4.9 mil-
lion, all indirect imports through third countries. After Richard Nixon’s
visit in 1972, direct trade gradually resumed, although China’s total for-
eign trade that year only amounted to about $5.5 billion, less than its
commerce with Hong Kong.17 In the 1970s, China’s economic relations
with Americans expanded, but Americans found doing business with
the Chinese “like being close enough to a pretty girl to have her stand on
your foot.” 18 In 1978, when China began to open up and pursue eco-
nomic reforms, its total foreign trade volume reached about $20 billion,
but only $1 billion of China’s foreign trade that year was with the United
States.19
10 Introduction
can be characterized as the earliest and most famous hai ou and Sun Yat-
sen as the earliest hai gui, although there were no such terms back then.
The recent and unprecedentedly large wave of Chinese studying in the
United States will produce more seagulls and sea turtles. Imagine how
these Chinese, no matter whether they return to China or choose to re-
main in America, or commute from one to the other, will contribute to
the shared history and development of China and America in the future!
As New York Times columnist Thomas Friedman shrewdly observed, “I
am not yet ready to cede the twenty-first century to China. Our Chinese
will still beat their Chinese.” 22
China’s persistent identity crisis has blocked its development as a
nation-state. If China had been a nation-state capable of protecting its na-
tional interests and national sovereignty, instead of a family-state (when
the Manchus were in control) or a party-state (with the CCP in charge),
it might well have been at war with America many times. For instance, in
the nineteenth century, when Chinese in America were stoned to death
or massacred or when Chinese were forbidden from marrying whites or
from owning land or testifying in court, a strong China would have at
least launched an effective protest or diplomatic retaliation. And when
the Chinese embassy in Belgrade was bombed in 1999, if China had been
in a stronger position, without the Communist Party’s chief concern be-
ing its political survival and legitimacy, both countries would have been
scrambling their fighter jets and bombers.
Chinese leaders were slow to learn about America, and American
leaders even slower to understand China. Before Mao became the Red
Emperor, he seemed more comfortable working with the Americans
than with Stalin. In a letter to Franklin D. Roosevelt on November 10,
1944, Mao wrote, “The people of China and the people of the United
States have a traditional and deep-rooted friendship,” and he hoped to
cultivate a stronger relation with Americans.23 Even John Foster Dulles,
the ultra-anticommunist secretary of state in the 1950s, once said, “One
of my most prized possessions is a letter I received when 8 years old from
Li Hung Chang, then the great Chinese elder statesman. The opening
sentence of the letter reads: ‘To the little grandchild of General Foster,
my friend and councilor in my hours of perplexity and trouble.’ ” Dulles
then said, “That letter is to me symbolic of what have been, and always
12 Introduction
should be, the relations between our two peoples. It breathes the spirit of
fraternal friendship between their old, and our young, society. It reflects
the kindly good humor and respect for home and family ties, which
make it easy for Americans to understand and to love the Chinese char-
acter.” Conceding that American trade with China never grew to large
proportions, nor did Americans ever invest heavily in China, Dulles
observed, “The contacts have continued to be primarily cultural and
spiritual.” 24
Chinese leaders often dismiss American attitudes toward their own
political mistakes. In November 1973, Mao asked the visiting Henry
Kissinger, “Why is it in your country you are always so obsessed with
that nonsensical Watergate issue?” Breaking into an opponent’s offices,
making an enemies list, and flouting the rule of law did not seem remark-
able to Mao. In April 1974, Deng Xiaoping met Kissinger in New York
and asked why there was “still such a big noise being made about Water-
gate” and added that “Chairman Mao told you that we are not happy
about this.” Instead of answering, Kissinger turned the conversation to
Chinese domestic events. Deng then asked, “Doctor, are you familiar
with Confucius?” With uncharacteristic modesty, Kissinger replied,
“Not in detail.” Deng explained that Confucius was very conservative,
and to emancipate the people’s thinking, Confucius had to go. Kissinger
might have been unfamiliar with Confucius, but he did understand the
Chinese historical mind-set. At an early stage in the renewed Sino-
American relations, between 1971 and 1973, Kissinger maintained a “de-
fensive posture” that enabled him to conform to what he called the
“Middle Kingdom syndrome,” being ever “the polite, admiring, even
self-depreciative and humble student listening to the lectures and ab-
sorbing the wisdom of the world’s master strategists.” 25 Kissinger did not
think to ask how many Chinese, including Chinese leaders, knew much
about Confucius or had the courage to admit not knowing Confucius “in
detail.”
But the problem is deeper than either country’s knowledge of the
other. A country will have national identity problems when it refuses to
confront or even remember its own history. This is especially true in
present-day China, where the regime tries to brainwash its people about
the recent past and urges them to forget nearly half of the party’s post-
Introduction 13
1949 history. The current regime meets little resistance when it admon-
ishes its people, “Don’t remember.” “Don’t remember” the bad things
the party and its leaders have done to the people; “don’t remember” how
great China once was if past greatness makes the current regime look
bad; “don’t remember” the Great Leap Forward, the Cultural Revolu-
tion, the Tiananmen Massacre; and “don’t remember” the party’s role in
this “don’t remember” campaign. Chinese studies of the West have seri-
ous limitations and shortcomings as well. Although the Chinese regime
nowadays invokes traditional culture to boost its soft power legitimacy
and redress the ideological vacuum, most Chinese know too little about
their own history and traditional cultures to either draw spiritual suste-
nance or make critical judgments based on them, never mind turn them
into soft power.
China’s enemy in the end is not the United States, but itself. Many
Chinese have been quick to assume that America as the sole superpower
has prevented their country from receiving well-deserved respect in the
family of nations. In fact the CCP and its one-party dictatorship should
be largely blamed. The party’s most formidable opponents are actually
the Chinese people themselves, since it is the Chinese who could take
away the “mandate of heaven,” not the Americans. The party has tried
to quash the dignity and potential of the Chinese people to be citizens of
a great nation by denying them freedom of thought and imagination, and
it is the Chinese political system that is fundamentally responsible for
the failure of the nation to achieve its potential. Chinese are widely
known for their smarts, but they have to go abroad to achieve their po-
tential. China has failed to produce a Steve Jobs, a Bill Gates, or Nobel-
winning scientists and top intellectual thinkers. The Chinese who left
home to work abroad have earned these honors, but not those who re-
main in China. The irony is that Beijing has been obsessively setting up
Confucius Institutes worldwide while Chinese in China do not know
much about Confucianism and have largely ignored the teachings of
their traditional cultural heroes. The party has a legitimacy problem at
home, so how can Confucius Institutes boost China’s soft power abroad
when the party has a “soft belly”? The occasional chauvinist American
opposition to the Confucius Institutes is thus misguided. The current
regime calls itself a “People’s Republic,” and its currency is called
14 Introduction
“people’s money” (renminbi), but party officials have all the power and
control the nation’s wealth, not the people. It is more accurate to say that
CCP now stands for “Chinese Capitalist Party.”
Americans certainly have their own governmental failings, but in the
realm of expression regarding social justice, they can exercise imagina-
tion and dream. Chinese live with fear, anger, and uncertainty about their
own, their children’s, and their nation’s future. But Americans should
take a lesson from the Chinese experience of coming into the modern
world. The United States might believe it will be a superpower forever
and that its global domination is an entitlement, but the Chinese empire
was in the same position for many centuries over the last thousand years.
The Chinese eventually learned that “glory is as ephemeral as smoke and
clouds.” 26
Furthermore, the case studies in this book clearly are relevant for cur-
rent and future relations. As both Chinese and Americans are now try-
ing to figure out the implications and importance of China’s enormous
new wave of students heading overseas, the history of that earliest educa-
tion mission should provide some historical mooring for our expecta-
tions and ideas about better managing for success. As the Chinese gov-
ernment shows its determination to promote China’s soft power through
Confucius Institutes and as learning the Chinese language has become
popular across America, Ge Kunhua’s story might also be valuable in
advancing mutual understanding and communication. The Goodnow
and Dewey cases clearly provide examples of how scholarship in both
countries can aid in advancing understanding by taking apart stereo-
types and misperceptions. Sports have demonstrated to us the value and
importance of popular culture in bringing Chinese and Americans to-
gether and promoting mutual interest. From a shared history perspec-
tive and through these case studies, we may detect a strong American
desire to spread “American civilization,” in the terminology of the nine-
teenth century, in its dealings with China. Burlingame’s obsession with
“civilization” can and should be approached as a form of cultural or moral
internationalism. In choosing the cases of Burlingame, Ge Kunhua, the
education mission, Goodnow, Dewey, and the role of sports, I hope I am
able to demonstrate how cultural internationalism was and continues to
be a motivating factor for both Chinese and Americans as they have en-
gaged over recent decades.
I believe this new approach and focus have value both for scholarship
and understanding current affairs and even for developing future Sino-
American relations. True, both countries are bound to have many future
confrontations and clashes over their current status in the world and their
development modes. But it is important for them to maintain healthy rela-
tions, since in many ways they are still in the same boat, and their fates
remain interconnected. Henry Kissinger’s 2011 book On China argues
that Chinese and Americans “needed each other because both [nations]
were too large to be dominated, too special to be transformed, and too
necessary to each other to be able to afford isolation.” 36 China has accu-
mulated more than $3 trillion in foreign currency reserves, far more than
any other nation. Half of that reserve is American government debt, mak-
Introduction 21
ing China its biggest foreign creditor. The sheer size of this sum seems to
ensure that China will share America’s fate, at least economically. Even
though the United States and China may be staging something like a fi-
nancial version of the cold war, we have to keep in mind that both sides
fear mutually assured destruction in a “too big to fail” global relation-
ship. For all its challenges and the bubbling fiscal cold war, the fact is
that China has become increasingly integrated into the economic future
of the United States. And that could be a good thing, for both sides. Sec-
retary of State Hillary Clinton wrote in a 2011 Foreign Policy article titled
“America’s Pacific Century,” “At the end of the day, there is no hand-
book for the evolving US-China relationship. But the stakes are much
too high for us to fail.” 37
The eminent China scholar John King Fairbank wrote in his final
book, China: A New History, “Perhaps the Chinese have finally joined
the great outside world just in time to participate in its collapse.” 38 As
Western economies shrink and the balance of power tilts toward China,
if the West, especially Americans, have mishandled their relations with
the Chinese, Fairbank might be right. The poet laureate of the British
Empire, Rudyard Kipling, once recorded an imaginary epitaph on a
gravestone in one of his poems: “A fool lies here who tried to hustle the
East.” As Americans have tried to hustle China, with or without good
reason, the Chinese hustle them right back. The problem seems obvi-
ous: if Americans treat the Chinese as an enemy, they surely will become
one. Yet we can easily see other possibilities. As Kishore Mahbubani, a
Singapore scholar, wrote, “Only one country can provide the leadership
to integrate, modernize, and sustain China. And that country is the United
States.” Unfortunately, it seemed to him that “no one in Washington seems
to be proposing, much less pursuing, a comprehensive new strategy for
US-Chinese relations.” 39
The future of Sino-American relations depends on both countries
learning from the past and valuing shared traditions. Then their visions
of the future, while never free of conflict or mutual hustling, can none-
theless have points of productive contact or convergence. China and the
United States as nations are neither unconditional allies nor permanent
adversaries; Chinese and Americans as people are neither simply friends
nor fi xed enemies. As the Chinese recorded in “Legends of the Warring
22 Introduction
States” (“Zhan Guo Ce”) more than two thousand years ago, “Those who
do not forget the past will be masters of future.” About 150 years ago, a
high Chinese official wrote the following poem to express his hope for
better relations between the Chinese and the Americans:
History, even shared history, does not offer “lessons” in the way that
the old-fashioned schoolbooks did. But it does offer examples from which
we can take inspiration or learn regret. This type of history can perhaps
provide the best guidance for Chinese and Americans as they undertake
the hazardous journey ahead.
part one
Messengers of the
Nineteenth Century
1
Anson Burlingame
China’s First Messenger to the World
[China] comes with no menace on her lips. She comes with the
great doctrine of Confucius, uttered two thousand three hundred
years ago, “Do not unto others what you would not have others do
unto you.” Will you not respond with the more positive doctrine of
Christianity, “we will do unto others what we would have others
do unto us?” She comes with your own international laws; she tells
you that she is willing to come into relations according to it. . . .
She asks, in a word, to be left perfectly free to unfold herself pre-
cisely in that form of civilization of which she is most capable.
—Anson Burlingame
25
26 Messengers of the Nineteenth Century
and perhaps most destructive war the United States ever fought.4 In
1864, as a revived Han Chinese and Manchu coalition finally defeated
the Taiping and proceeded to introduce some reforms in China’s foreign
policies, Lincoln’s armies began their bloody march to victory. The Chi-
nese called their twin threats nei you wai huan, or troubles from within
and threats from without. Interestingly, at the same time the Americans
even had their version of nei you wai huan as Great Britain supported
the rebellious South diplomatically and even militarily when the North
and the South were killing each other.
This was the world of reconstruction and revolution in both coun-
tries out of which Anson Burlingame emerged. He was born into a poor
and deeply religious family on November 14, 1820, in the town of New
Berlin, in south-central New York. When he was young his family
moved to Ohio, then Michigan, both frontier states. According to one
of his earliest friends, “Anson was handsome, jolly and lovable in child-
hood, as he was earnest, energetic and devoted in manhood.” 5 To a
great extent, his high moral values and political idealism developed
during his years on the American frontier. As both an idealistic and a
self-motivated man, he managed to graduate from Harvard Law School
and set up an office in Massachusetts, where his marriage to Jane Liver-
more from an established family in Cambridge nurtured a politically
successful career. Burlingame served in Congress for three terms in the
1850s, where as a northerner and a progressive politician, he was a
member of the strongly antislavery Free Soil movement. In 1856 he
gained national attention for denouncing and challenging Preston
Brooks, the congressman from South Carolina who on the floor of the
Senate had brutally attacked Massachusetts senator Charles Sumner. In
his famous speech, “Defense of Massachusetts,” Burlingame denounced
Brooks’s barbaric assault: “I denounce it in the name of the sovereignty
of Massachusetts, which was stricken down by the blow. I denounce it
in the name of humanity. I denounce it in the name of that fair play
which bullies and prize-fighters respect.” 6 Burlingame accepted Brooks’s
challenge to a duel but scared him away with his terms—the duel was to
take place on the Canadian side of Niagara Falls and to be fought with
rifles. The incident made Burlingame a hero and a national figure in the
political arena.
28 Messengers of the Nineteenth Century
world, the few concessions that had been made having been regarded as
temporary measures which would be reversed as soon as China had be-
come stronger.” 12 After its defeat by Great Britain and France in the sec-
ond Opium War and the burning of the Summer Palace in 1860, China
had finally set up a foreign ministry, the Zongli Yamen (zongli geguo
shiwu yamen), but this ministry was intended to be temporary and did
not have its own legal existence, since most of its officials came from
other ministries. Only in 1861 did China first allow foreign ministers to
settle in Peking on a permanent basis. Before Burlingame became minis-
ter and took up residence in Peking, the American legation to China was
based in the rented house of its chargé d’affaires and secretary, Samuel
Wells Williams, in the Portuguese settlement of Macao. This happen-
stance made Burlingame the fi rst American minister to reside in Pe-
king. On October 24, 1861, Burlingame arrived in Hong Kong from
Paris. It then took him six more months to reach Peking due to a lack of
transportation in the winter season and the dangerous military situa-
tion. He finally arrived in the capital on July 20, 1862, and prepared to
take up residence and his diplomatic role.
The timing could not have been worse. First of all, Burlingame had
never even considered the possibility that he might become Lincoln’s
top diplomat in China. He knew little about China and had shown no
interest in the country previously. Still, in his acceptance letter to Seward,
he wrote, “I proceed to my new post with diffidence, but still with plea-
sure for there is a fine field and I am yet a young man.” 13 At that time Bur-
lingame was forty-one years old. Second, China and the United States
were not important to, or even interested in, each other. China had no
foreign policy and would refuse to even send resident ministers abroad
until the 1870s. It showed no diplomatic interest in the United States
when Burlingame arrived. And Americans for their part had little inter-
est in China. The American legation’s budget was pitiful: the total sum
spent for 1862, excluding salaries, was $399.90 as compared to £5,750
approved by the British government for its legation to Peking. With little
funding and staff, Burlingame compared the legation in 1862 to “a ship
without sailors.” 14
Nor did the United States have a set or independent policy toward
China. Before Burlingame’s arrival, the State Department usually asked
Exploring the Variety of Random
Documents with Different Content
humble offering to the gods removed all impurities, social and
religious.
The Bolarum Dacoitee committed in 1837 is such an excellent
illustration of the system adopted by the Sanseeas that no apology
need be offered for the length of the narrative, as given to Captain
Malcolm ten years afterwards by one of the Dacoits actually engaged
in it.
"From this place (Sadaseopath) I and four others came on to
Hyderabad, where we looked about us for five days, but finding
nothing likely to suit our purpose, we went to Bolarum, and took up
our quarters at a buneeya's (tradesman's) shop in the village of
Alwal, close to the cantonments. In the cantonments we soon
discovered a respectable looking shop, which appeared well suited
for a Dacoitee. Early one morning I took fifty shuhr-chelnee rupees
with me and went to the shop, where I found the owner transacting
business. I asked him to exchange the shuhr-chelnee for bagh-
chelnee rupees, and when I had agreed to give him one pice
discount on each rupee, he went and unlocked one of two large-
sized boxes, which I saw in an inner room, and out of which he took
the money I required. I also noticed some silver horse-furniture
hanging upon a peg on the wall, and in a niche a dagger and a pair
of pistols." "Having thus obtained all the information I required as to
the exact spot where the property was likely to be found, I next
examined the position of the different guards likely to interrupt us in
the act of breaking into the house. I found that a guard of eighteen
men was stationed at the chowrie (police station) some distance off,
and that a sentry was posted at night at a place where four streets
met, close to the shop I had reconnoitred. From the latter I feared
no opposition, as he could easily be overpowered, and we calculated
upon breaking into the house before the chowrie-guard could turn
out and come to the rescue of the banker."
"I then returned to my comrades, with whom I remained for two
days, making ourselves acquainted with all the localities about the
place, the roads leading from it, and in fact with everything that
might be of use to us in the enterprise we were about to undertake.
Among other things, we learnt that after gun-fire, or eight o'clock,
the guard had orders to stop all parties entering the cantonments,
and we therefore determined to commence operations before that
hour."
"We then returned to Sadaseopath (forty miles distant), and on
relating the result of our proceedings to the gang, it was determined
to risk a Dacoitee on the Sowar's house at Bolarum. Our next
proceeding was to convey as secretly as possible to the vicinity of
that place sufficient arms and axes to answer our purpose; these
were made up into bundles and entrusted to four men, who
proceeded in the night time to Puttuncherroo, and on the following
night, a couple of hours before daybreak, we reached a small nullah
(ravine) behind the mosque near Bolarum, where the axes and
spears were carefully buried in the sand. The rest of our party in the
meantime struck their camp, and, leaving the high road, made to the
village of Tillapoor, about eight or nine miles from the fort of
Golcondah."
"The gang chosen for the Dacoitee consisted of twenty-four able
men, under Rungelah Jemadar and myself, and left Tillapoor about
ten o'clock in the forenoon, and, in small parties of two and three,
reached at twilight the spot where our arms were concealed. We
then procured some oil from the shop in the cantonments, and,
about half-past seven or nearly eight o'clock, we proceeded in
straggling order towards the shop about to be attacked, and which
we reached without being challenged by any one. The sentry posted
near the shop we were about to attack did not appear to suspect or
notice us; and the moment our mussal (torch) was lighted, he was
speared by Baraham Shah and Kistniah, while others commenced
breaking in the doors of the inner room, the outer partition of the
shop having been found open. Three bankers, whom we found
writing their accounts in the outer shop, rushed into the house and
disappeared. The lock of the door yielded to one blow from the axe
of Rungelah, and, on throwing down the planks of which it was
formed, we found the box which I had seen on a former occasion,
unlocked and open. Out of this we took sixteen bags full of money,
leaving four, which we were obliged to relinquish, as we were
pressed for time, and had not sufficient men at hand to remove
them. The whole place now was in a state of commotion and uproar;
and, as we drew off as fast as we could, we were followed by a
crowd of camp-followers and Sipahees, to the place where a number
of bullocks were picketed. We here struck into the paddy (rice)
fields, and across these our pursuers did not attempt to follow us. A
short distance from Bolarum, two of the bags broke, and the money
fell to the ground; and as it was dark, and we had no time to search
for it, we lost nearly 1,500 rupees." Nevertheless, they got off with
14,500 rupees, and with silver horse-furniture valued at £15 more.
The impossibility of guarding against these organized attacks by
large bodies of armed men, through the means of the ordinary
police, induced Lord Auckland in 1838 to appoint Captain Sleeman
commissioner for the suppression of Dacoitee, in addition to his
duties as General Superintendent of measures for the suppression of
Thuggee. The task was a difficult one. Not only were the Dacoits
protected and screened by the native princes, land owners, and
magistrates—their own numbers and determination rendered their
apprehension a matter of some danger. It was afterwards
ascertained that in 1839 there were no fewer than seventy-two
leaders south of the Jumna who could gather together 1,625
followers; and to the north of that river forty-six leaders, supported
by 1,445 men. In the Oude jungles were many powerful colonies,
who were usually warned by friendly Zemindars of the approach of
danger, and thus enabled to flee to less accessible fastnesses. On
one occasion 1,500 of them escaped into Nepaul where they
temporarily dispersed, to meet again at a given rendezvous. The
Commissioner himself aptly compared their colonies to a ball of
quicksilver, which, if pressed by the finger, will divide into many
smaller globules, all certain to come together again and cohere as
firmly as before. However, the constant alarms to which they were
now subjected, compelled them to conceal themselves in such
unhealthy spots that they were decimated by disease. In the
Goruckpore district a gang, consisting of ninety-four men and 280
women and children, suffered so much from this cause that they
voluntarily surrendered themselves. Others were hunted down from
one district to another, until in despair they yielded themselves
prisoners, or endeavoured to abandon their illegal vocation and
settle down to agricultural pursuits. Many of the prisoners, being
conditionally pardoned, were admitted into the police force, where
they distinguished themselves by their courage and intelligence. It is
a remarkable trait in the character of the Dacoits that they rarely
forfeited their word. If once they pledged themselves not to revert to
their former evil habits, there was little danger of a relapse. An
experimental colony was formed of the approvers and their families
near Moradabad, at a place called, de nomine facti, Buddukabad.
The result has been satisfactory, though the Dacoits usually
complained of the difficulty of confining their expenditure to the
comparatively small means furnished by honest industry. A Budduk,
they would say, cannot live on eight rupees a month (three rupees
being the wages of an ordinary labourer): he requires at least two
rupees a day, because he eats meat and takes large quantities of
ghee and rice, and loves liquor, and is addicted to polygamy. One of
them, who had been ten years in prison, being asked by Capt.
Ramsay if, in the event of his liberation, he would promise to amend
his life, shook his head and answered with a merry laugh:—"No, no,
that would never do. Why should I become an honest man—work
hard all day in the sun, rain, and all weathers, and earn—what?
Some five or six pice a day! We Dacoits lead very comfortable and
agreeable lives. When from home, which is generally only during the
cold season, we march some fourteen or sixteen miles a-day for,
perhaps, a couple of months, or say four, at the outside—commit a
Dacoitee and bring home money sufficient to keep us comfortable
for a year, or perhaps two. When at home we amuse ourselves by
shooting, or visiting our friends, or in any way most agreeable—eat
when we please, and sleep when we please—can, what you call an
honest man, do that?"
Another who had passed a like period within the gaol at Lucknow,
returned to Dacoitee a few months after his release. "I was then
young," said he, "and in high spirits—I had been confined with many
other old Dacoits—and in gaol I used to hear them talking of their
excursions, how they got 50,000 rupees here and 20,000 rupees
there; and I used to long for my release, that I might go on Dacoitee
and enjoy myself." The confessions of both these men would be
readily endorsed by many inmates of our own prisons. Evil
associations and the charms of a contraband career are equally
potent in Europe and in Asia. But among the natives of India the
profession of a Dacoit was not regarded as one of shame and
disgrace. Indeed, even the Commissioner avowed he could see little
difference, ethically, between expeditions in quest of plunder, and
those for the purpose of conquest; it was a question of degree, not
of principle. They themselves gloried in their calling. "Ours," they
said, "has been a Padshahee Kam (an imperial business); we have
attached and seized boldly the thousands and hundreds of
thousands that we have freely and nobly spent: we have been all
our lives wallowing in wealth and basking in freedom, and find it
hard to manage with a few copper pice a day we get from you." So
energetic, however, and persevering were the measures adopted for
the suppression of this "Padshahee Kam" that within a very few
years after their inauguration, there existed in the Upper Provinces
scarcely even the nucleus of a gang. The few who still remained at
liberty were known by name and personal appearance, and only
escaped apprehension by leading simple and inoffensive lives,
gaining their daily bread by their daily labour.
The task of suppression in the Lower Provinces has been attended
with so many peculiar difficulties, from the natural configuration of
the country, that Dacoitee can hardly yet be said to be extinguished.
But its days are numbered, and a marked diminution of cases is
observable every year. The apathy of their victims has, undoubtedly,
been one great cause of the impunity so long enjoyed by these
daring marauders. This reluctance to prosecute, though partly owing
to a well founded dread of incurring the vengeance of the comrades
of convicted Dacoits, is chiefly attributable to the repugnance felt by
all respectable natives to appear in Court even as complainants. The
tedious formalities of legal proceedings appear to them in the light
of studied annoyances, and their dignity is offended by the distrust
with which their statements are necessarily received. Perhaps, the
ancient mode of administering justice would be, after all, the most
efficacious, and certainly most in accordance with the native
character. The elders of the town, or village, seated at the gate, or
beneath the grateful shade of stately trees, and presided over by an
English gentleman conversant with their habits and language, and
possessed of tact, patience, and good sense, would probably
dispense more evenhanded justice than is obtained by all the costly
paraphernalia of courts of law founded on a totally different phase of
civilization. Be this as it may, enough has now been said to disprove
the vulgar allegation of indifference to the welfare of their fellow
subjects so flippantly and frequently urged against the Government
of the East India Company. And these are only two out of many
instances that might be adduced to show that their administration
has been one of continued and consistent progress. It is reserved for
posterity to admire the gratitude that seeks to reward the
annexation and improvement of a vast empire by maligning the
motives of those to whom this country is indebted for the brightest
gem in the imperial crown, vilipending their services, and depriving
them of power and patronage.
The Mangs.
Some curious and interesting information has been furnished by
Captain C. Barr, of the Bombay Native Infantry, with regard to the
Mangs, or Kholapore Dacoits. It is needless to observe, that
Kholapore was one of the early divisions of the Mahratta empire, or
that it separated from the main body in 1729, under the auspices of
one of the younger branches of Sivajee's family. The Mangs occupied
the very lowest grade in the ladder of society—or, rather, they were
looked upon as outcasts, and quite beyond the pale of society. They
harboured in wilds and forests, and lived upon carrion, roots, and
wild fruits. Their real occupation, however, was that of border
robbers; and yet it was a source of pride among them that their
wives should remain ignorant of the nature of their pursuits. They
never robbed or defrauded one another; they even believed that the
spoliation of "the Gentiles" necessitated an expiation, which usually
assumed the form of a gift of a pair of shoes to a Brahman, and
alms to the poor. Experience had taught them the expediency of
employing a peculiar dialect—perhaps it was the original language of
their race. Their leader, or headman, was called the Naïk, and was
selected by the majority of votes for his skill in planning an
expedition, his bravery in carrying it out, and his integrity in the
division of the spoils. The office was, consequently, not hereditary;
but they so far believed in the efficacy of blood, as to allow
considerable weight for a father's merits. The Naïk's person and
property were alike inviolable. On all ceremonial occasions his
precedence was allowed; in disputes, his decision was final; and on
him devolved the duty of laying out plans for robberies. To every
band was attached an informer, who was also the receiver of the
stolen goods. These scoundrels generally pretended to be, and
perhaps were, bangle-sellers, dealers in perfume, goldsmiths,
jewellers, &c., &c. In this capacity they were admitted into women's
apartments, and so enabled to form a correct notion of the
topography of a house, and a shrewd guess as to the wealth of its
inmates. Their mode of conducting a Dacoitee was in all respects
similar to those already described. The only persons exempt from
their depredations were bangle-sellers and agricultural labourers,
who, in return, afforded them refuge and hospitality in the hour of
need. After a successful foray, each of the gang contributed one-
fourth of his share to the Naïk, towards the common fund for
defraying the expenses of preparation, absolution, and feasts of
triumph. The informer was not entitled to any specific sum; but, as
he enjoyed the privilege of pre-emption of the booty, his interests
are not likely to have been overlooked.
Like all barbarous tribes, and all persons addicted to criminal
practices, the Mangs were extremely superstitious. They never, for
instance, set out upon an expedition on a Friday. The new-born child
was bathed in a spot previously prepared for the purpose, and
baptized by the Brahman, in the name of the deity presiding over
that particular hour. In the family, however, and throughout life, the
neophyte sinner was known by some household name. Danger was
encountered at an early period of life. The mother and another
woman stood on opposite sides of the cradle, and the former tossed
her child to the other, commending it to the mercy of Jee Gopal, and
waited to receive it back in like manner, in the name of Jee Govind.
The Mangs usually married young in life. If a girl happened to hang
heavy on hand, she was married, at the age of puberty, to the deity.
In other words, she was attached as a prostitute to the temple of
the god Khundoba, or the goddess Yellania. Those belonging to the
service of the latter were wont, in the month of February, to parade
the streets in a state of utter nudity. It was customary, previous to a
secular marriage, for the parents of the bridegroom to ask for the
hand of the bride. A test of the aspirant's address was then
demanded. In one instance, the father of the maiden filled a silver
vessel with water up to the brim after carefully suspending it over
his head in bed, so that the slightest touch would be certain to
splash the water on to his face. The suitor, however, was not
daunted by the difficulty of the enterprise. Procuring some dry
porous earth, he employed it as a sponge, carefully applying it to the
surface of the water. Having thus reduced the level of the surface,
he cut the strings, carried off the vessel, and next morning claimed
his bride. The marriage ceremonies were by no means interesting,
except when a bachelor wooed a widow. In this case he was first
united to the asclepias gigantea, which was immediately
transplanted. Withering away and dying, it left him at liberty to
marry the charming widow. If a lady survived the sorrow caused by
the death of two or three husbands, she could not again enter the
holy state unless she consented to be married with a fowl under her
armpit—the unfortunate bird being afterwards killed to appease the
manes of her former consorts.
Each family had its household god, but all agreed in the common
worship of Davee, as the tutelar deity of the tribe. Their chief festival
was the Dusserah, on which day they usually set out on their
expeditions, armed with sword and shield, and iron crowbar.
Unhappily, the Mangs must be spoken of in the past tense. The
servants of the East India Company, actuated, no doubt, by
mercenary motives, have put an end to their depredations and
compelled them to resort to honest and common-place industry.
Thus are sentimentality and romance crushed at the India House.
The Oothaeegeerahs
or
Professional Thieves.
In the year 1851 it was accidentally discovered that the British
territories had long been infested with gangs of thieves from the
Banpoor States. These Sunoreahs, or Oothaeegeerahs, who
extended their depredations into the very heart of Calcutta, had
carried on their vocation with impunity for many generations. Their
existence was well known, however, to the native authorities, from
whom they received protection and encouragement. The head man
of each village was ex officio chief of the Sunoreahs, and kept a
registry of the various "nals," or gangs under his own jurisdiction—
usually from seven to ten in number. In Tehree they were estimated
at 4,000, in Banpoor at 300, and in Dutteeah also at 300. There
were in all twelve villages occupied by them, presided over by a
Government officer, whose duty it was to act as umpire in all
disputes arising out of the division of spoils.
Shortly after the Dusserah festival the chiefs of each village repaired
to their favourite Brahman priest to ascertain in what direction they
were to bend their steps. This having been duly indicated, together
with the auspicious day and hour, they started off in a body to some
place of considerable note. Here the gang, consisting, probably, of
fifty or sixty men, was subdivided into parties of ten or twelve, and
detached to adjacent towns and villages, while the leader, with a
strong party, remained at the point of separation. Hither they all
returned in the month of July; and, if their joint exertions had
produced fifty or sixty rupees for each man, they then hastened
home to prepare their fields for the summer crop. But should fortune
have proved unfavourable they again took to the road, while their
leader alone hastened back to the village laden with plunder for their
respective families. The office of Mookeea, or leader, was hereditary,
and, in default of male issue, descended to females. If among the
booty there happened to be any object of peculiar elegance or value,
it was ceremoniously presented to the chief of the state. Thus, the
head of the Tehree Government acknowledged a present of two
valuable pearl nose ornaments, by bestowing on the thief a grant of
land, rent free, in perpetuity; and the Rajah of Banpore was known
to have accepted two handsome watches and a pair of arm
ornaments. There was no mystery in the disposal of their stolen
goods. These were openly sold in the market places and bazaars at
half their value, and, during the absence of the Sunoreahs on their
thieving expeditions, the village money-lender unhesitatingly
supplied their families with whatever they might require. Of course,
care was taken never to commit any depredations within the
territories of their protectors and patrons.
The Sunoreahs had "chounees," or depôts in all parts of India,
where they could always find a ready sale for their effects. Near
Calcutta their head quarters were at the serai of the Rajah of
Burdwan, whose ostentatious hospitality oftentimes maintained as
many as 200 of them. Though usually possessed of ample means,
they never scrupled to accept alms with the Byragees, or religious
mendicants at Burdwan. No matter how widely they might have
roamed from their native villages, they always found ready
purchasers for their pilferings, and they themselves easily recognised
each other by means of a peculiar "bolee," or slang.
When their proceedings first became known to Major P. Harris,
Superintendent of Chundeyree, that officer immediately addressed
the Rajah of Banpoor on the subject, and elicited from him a most
naïve and characteristic reply, the following extract from which well
exemplifies the native notions of morality and good government:—
"I have to state that from former times these people following their
profession, have resided in my territory and in the states of other
native princes; and they have always followed this calling, but no
former kings, or princes or authority have ever forbidden the
practice; therefore these people for generations have resided in my
territory and the states of other princes; proceeding to distant
districts, to follow their occupation, robbing by day for a livelihood
for themselves and families, both cash, and any other property they
could lay hands on. In consequence of these people stealing by day
only, and that they do not take life, or distress any person, by
personal ill-usage, and that they do not break into houses, by
digging wells or breaking door-locks, but simply by their smartness
manage to abstract property; owing to such trifling thefts I looked
on their proceedings as petty thefts, and have not interfered with
them. As many States as there may be in India, under the protection
of the British Government, there is not one in which these people
are not to be found, and it is possible that in all other States who
protect them, the same system is pursued towards them as in my
district; and besides, these people thieving only by day, the police
officers in the British territories are not expected to exert
themselves, the loss having occurred simply through the owner's
negligence. Owing to this circumstance, your friend looking on their
transgressions as trifling, I have not caused my police to interfere
with them. The British Government, who issue orders to all the
native powers in India, have never directed the system of Sunoreahs
to be stopped. From this I conclude that their offence is looked upon
by the British Government, as trifling; and probably this is the
reason that neither the British Government, nor any other authority,
have ever directed me to stop their calling; and on this account,
from property that they have brought home, and I have heard that it
suited me, or that they themselves, considering the article to be a
curiosity from a distant province, have presented to me through my
servants; thus, viewing the offence as trifling, that there was no
owner to the property, I received it from them, and gave them a
trifle in return."
LONDON:
LEWIS AND SON, PRINTERS, 21, FINCH LANE, CORNHILL.
*** END OF THE PROJECT GUTENBERG EBOOK A POPULAR
ACCOUNT OF THUGS AND DACOITS, THE HEREDITARY GAROTTERS
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