DWH overview
DWH overview
A data warehouses provides us generalized and consolidated data in multidimensional view. Along
with generalized and consolidated view of data, a data warehouses also provides us Online
Analytical Processing OLAP tools. These tools help us in interactive and effective analysis of data in
a multidimensional space. This analysis results in data generalization and data mining.
Data mining functions such as association, clustering, classification, prediction can be integrated
with OLAP operations to enhance the interactive mining of knowledge at multiple level of
abstraction. That's why data warehouse has now become an important platform for data analysis
and online analytical processing.
It possesses consolidated historical data, which helps the organization to analyze its business.
A data warehouse helps executives to organize, understand, and use their data to take
strategic decisions.
An operational database query allows to read and modify operations, while an OLAP query
needs only read only access of stored data.
An operational database maintains current data. On the other hand, a data warehouse
maintains historical data.
Time Variant - The data collected in a data warehouse is identified with a particular time
period. The data in a data warehouse provides information from the historical point of view.
Non-volatile - Non-volatile means the previous data is not erased when new data is added
to it. A data warehouse is kept separate from the operational database and therefore
frequent changes in operational database is not reflected in the data warehouse.
Note: A data warehouse does not require transaction processing, recovery, and concurrency
controls, because it is physically stored and separate from the operational database.
Financial services
Banking services
Consumer goods
Retail sectors
Controlled manufacturing
Information Processing - A data warehouse allows to process the data stored in it. The
data can be processed by means of querying, basic statistical analysis, reporting using
crosstabs, tables, charts, or graphs.
Data Mining - Data mining supports knowledge discovery by finding hidden patterns and
associations, constructing analytical models, performing classification and prediction. These
mining results can be presented using the visualization tools.
2 OLAP systems are used by knowledge OLTP systems are used by clerks, DBAs, or
workers such as executives, managers, database professionals.
and analysts.
12 The database size is from 100GB to 100 The database size is from 100 MB to 100
TB. GB.
Tuning Production Strategies - The product strategies can be well tuned by repositioning
the products and managing the product portfolios by comparing the sales quarterly or
yearly.
Query-driven Approach
Update-driven Approach
Query-Driven Approach
This is the traditional approach to integrate heterogeneous databases. This approach was used to
build wrappers and integrators on top of multiple heterogeneous databases. These integrators are
also known as mediators.
Now these queries are mapped and sent to the local query processor.
The results from heterogeneous sites are integrated into a global answer set.
Disadvantages
Query-driven approach needs complex integration and filtering processes.
This approach is also very expensive for queries that require aggregations.
Update-Driven Approach
This is an alternative to the traditional approach. Today's data warehouse systems follow update-
driven approach rather than the traditional approach discussed earlier. In update-driven
approach, the information from multiple heterogeneous sources are integrated in advance and
are stored in a warehouse. This information is available for direct querying and analysis.
Advantages
This approach has the following advantages:
Query processing does not require an interface to process data at local sources.
Data Transformation - Involves converting the data from legacy format to warehouse
format.
Note: Data cleaning and data transformation are important steps in improving the quality of data
and data mining results.
Metadata
Metadata is simply defined as data about data. The data that are used to represent other data is
known as metadata. For example, the index of a book serves as a metadata for the contents in the
book. In other words, we can say that metadata is the summarized data that leads us to the
detailed data.
Metadata acts as a directory. This directory helps the decision support system to locate the
contents of a data warehouse.
Metadata Repository
Metadata repository is an integral part of a data warehouse system. It contains the following
metadata:
Business metadata - It contains the data ownership information, business definition, and
changing policies.
Operational metadata - It includes currency of data and data lineage. Currency of data
refers to the data being active, archived, or purged. Lineage of data means history of data
migrated and transformation applied on it.
Data Cube
A data cube helps us represent data in multiple dimensions. It is defined by dimensions and facts.
The dimensions are the entities with respect to which an enterprise preserves the records.
The following table represents the 2-D view of Sales Data for a company with respect to time, item,
and location dimensions.
But here in this 2-D table, we have records with respect to time and item only. The sales for New
Delhi are shown with respect to time, and item dimensions according to type of items sold. If we
want to view the sales data with one more dimension, say, the location dimension, then the 3-D
view would be useful. The 3-D view of the sales data with respect to time, item, and location is
shown in the table below:
The above 3-D table can be represented as 3-D data cube as shown in the following figure:
Data Mart
Data marts contain a subset of organization-wide data that is valuable to specific groups of people
in an organization. In other words, a data mart contains only those data that is specific to a
particular group. For example, the marketing data mart may contain only data related to items,
customers, and sales. Data marts are confined to subjects.
The implementation cycle of a data mart is measured in short periods of time, i.e., in weeks
rather than months or years.
The life cycle of data marts may be complex in the long run, if their planning and design are
not organization-wide.
Virtual Warehouse
The view over an operational data warehouse is known as virtual warehouse. It is easy to build a
virtual warehouse. Building a virtual warehouse requires excess capacity on operational database
servers.
Ideally there should be a delivery process to deliver a data warehouse. However data warehouse
projects normally suffer from various issues that make it difficult to complete tasks and
deliverables in the strict and ordered fashion demanded by the waterfall method. Most of the
times, the requirements are not understood completely. The architectures, designs, and build
components can be completed only after gathering and studying all the requirements.
Delivery Method
The delivery method is a variant of the joint application development approach adopted for the
delivery of a data warehouse. We have staged the data warehouse delivery process to minimize
risks. The approach that we will discuss here does not reduce the overall delivery time-scales but
ensures the business benefits are delivered incrementally through the development process.
Note: The delivery process is broken into phases to reduce the project and delivery risk.
Business Case
The objective of business case is to estimate business benefits that should be derived from using a
data warehouse. These benefits may not be quantifiable but the projected benefits need to be
clearly stated. If a data warehouse does not have a clear business case, then the business tends to
suffer from credibility problems at some stage during the delivery process. Therefore in data
warehouse projects, we need to understand the business case for investment.
The prototype can be thrown away after the feasibility concept has been shown.
The activity addresses a small subset of eventual data content of the data warehouse.
The following points are to be kept in mind to produce an early release and deliver business
benefits.
Limit the scope of the first build phase to the minimum that delivers business benefits.
Business Requirements
To provide quality deliverables, we should make sure the overall requirements are understood. If
we understand the business requirements for both short-term and medium-term, then we can
design a solution to fulfil short-term requirements. The short-term solution can then be grown to a
full solution.
History Load
This is the phase where the remainder of the required history is loaded into the data warehouse. In
this phase, we do not add new entities, but additional physical tables would probably be created to
store increased data volumes.
Let us take an example. Suppose the build version phase has delivered a retail sales analysis data
warehouse with 2 months’ worth of history. This information will allow the user to analyze only the
recent trends and address the short-term issues. The user in this case cannot identify annual and
seasonal trends. To help him do so, last 2 years’ sales history could be loaded from the archive.
Now the 40GB data is extended to 400GB.
Note: The backup and recovery procedures may become complex, therefore it is recommended
to perform this activity within a separate phase.
Ad hoc Query
In this phase, we configure an ad hoc query tool that is used to operate a data warehouse. These
tools can generate the database query.
Note: It is recommended not to use these access tools when the database is being substantially
modified.
Automation
In this phase, operational management processes are fully automated. These would include:
Extending Scope
In this phase, the data warehouse is extended to address a new set of business requirements. The
scope can be extended in two ways:
Note: This phase should be performed separately, since it involves substantial efforts and
complexity.
Requirements Evolution
From the perspective of delivery process, the requirements are always changeable. They are not
static. The delivery process must support this and allow these changes to be reflected within the
system.
This issue is addressed by designing the data warehouse around the use of data within business
processes, as opposed to the data requirements of existing queries.
The architecture is designed to change and grow to match the business needs, the process
operates as a pseudo-application development process, where the new requirements are
continually fed into the development activities and the partial deliverables are produced. These
partial deliverables are fed back to the users and then reworked ensuring that the overall system
is continually updated to meet the business needs.
In this chapter, we will discuss how to build data warehousing solutions on top open-system
technologies like Unix and relational databases.
Note: Before loading the data into the data warehouse, the information extracted from the
external sources must be reconstructed.
Note: Consistency checks are executed only when all the data sources have been loaded into the
temporary data store.
within itself.
with other data within the same data source.
with the data in other source systems.
with the existing data present in the warehouse.
Transforming involves converting the source data into a structure. Structuring the data increases
the query performance and decreases the operational cost. The data contained in a data
warehouse must be transformed to support performance requirements and control the ongoing
operational costs.
Aggregation
Aggregation is required to speed up common queries. Aggregation relies on the fact that most
common queries will analyze a subset or an aggregation of the detailed data.
For example, in a retail sales analysis data warehouse, it may be required to keep data for 3 years
with the latest 6 months data being kept online. In such as scenario, there is often a requirement to
be able to do month-on-month comparisons for this year and last year. In this case, we require
some data to be restored from the archive.
ensures that all the system sources are used in the most effective way.
The information generated in this process is used by the warehouse management process to
determine which aggregations to generate. This process does not generally operate during the
regular load of information into data warehouse.
Since a data warehouse can gather information quickly and efficiently, it can enhance
business productivity.
A data warehouse provides us a consistent view of customers and items, hence, it helps us
manage customer relationship.
A data warehouse also helps in bringing down the costs by tracking trends, patterns over a
long period in a consistent and reliable manner.
To design an effective and efficient data warehouse, we need to understand and analyze the
business needs and construct a business analysis framework. Each person has different views
regarding the design of a data warehouse. These views are as follows:
The top-down view - This view allows the selection of relevant information needed for a
data warehouse.
The data source view - This view presents the information being captured, stored, and
managed by the operational system.
The data warehouse view - This view includes the fact tables and dimension tables. It
represents the information stored inside the data warehouse.
The business query view - It is the view of the data from the viewpoint of the end-user.
Middle Tier - In the middle tier, we have the OLAP Server that can be implemented in either
of the following ways.
Top-Tier - This tier is the front-end client layer. This layer holds the query tools and
reporting tools, analysis tools and data mining tools.
Virtual Warehouse
Data mart
Enterprise Warehouse
Virtual Warehouse
The view over an operational data warehouse is known as a virtual warehouse. It is easy to build a
virtual warehouse. Building a virtual warehouse requires excess capacity on operational database
servers.
Data Mart
Data mart contains a subset of organization-wide data. This subset of data is valuable to specific
groups of an organization.
In other words, we can claim that data marts contain data specific to a particular group. For
example, the marketing data mart may contain data related to items, customers, and sales. Data
marts are confined to subjects.
Window-based or Unix/Linux-based servers are used to implement data marts. They are
implemented on low-cost servers.
The implementation data mart cycles is measured in short periods of time, i.e., in weeks
rather than months or years.
The life cycle of a data mart may be complex in long run, if its planning and design are not
organization-wide.
Enterprise Warehouse
An enterprise warehouse collects all the information and the subjects spanning an entire
organization
The data is integrated from operational systems and external information providers.
This information can vary from a few gigabytes to hundreds of gigabytes, terabytes or
beyond.
Load Manager
This component performs the operations required to extract and load process.
The size and complexity of the load manager varies between specific solutions from one data
warehouse to other.
Perform simple transformations into structure similar to the one in the data warehouse.
Extract Data from Source
The data is extracted from the operational databases or the external information providers.
Gateways is the application programs that are used to extract data. It is supported by underlying
DBMS and allows client program to generate SQL to be executed at a server. Open Database
ConnectionODBC, Java Database Connection JDBC, are examples of gateway.
Fast Load
In order to minimize the total load window the data need to be loaded into the warehouse in
the fastest possible time.
It is more effective to load the data into relational database prior to applying transformations
and checks.
Gateway technology proves to be not suitable, since they tend not be performant when large
data volumes are involved.
Simple Transformations
While loading it may be required to perform simple transformations. After this has been completed
we are in position to do the complex checks. Suppose we are loading the EPOS sales transaction
we need to perform the following checks:
Strip out all the columns that are not required within the warehouse.
Convert all the values to required data types.
Warehouse Manager
A warehouse manager is responsible for the warehouse management process. It consists of third-
party system software, C programs, and shell scripts.
The size and complexity of warehouse managers varies between specific solutions.
Creates indexes, business views, partition views against the base data.
Transforms and merges the source data into the published data warehouse.
Archives the data that has reached the end of its captured life.
Note: A warehouse Manager also analyzes query profiles to determine index and aggregations
are appropriate.
Query Manager
Query manager is responsible for directing the queries to the suitable tables.
By directing the queries to appropriate tables, the speed of querying and response
generation can be increased.
Query manager is responsible for scheduling the execution of the queries posed by the user.
The following diagram shows a pictorial impression of where detailed information is stored and
how it is used.
Note: If detailed information is held offline to minimize disk storage, we should make sure that the
data has been extracted, cleaned up, and transformed into starflake schema before it is archived.
Summary Information
Summary Information is a part of data warehouse that stores predefined aggregations. These
aggregations are generated by the warehouse manager. Summary Information must be treated as
transient. It changes on-the-go in order to respond to the changing query profiles.
It may not have been backed up, since it can be generated fresh from the detailed
information.
Relational OLAP
ROLAP servers are placed between relational back-end server and client front-end tools. To store
and manage warehouse data, ROLAP uses relational or extended-relational DBMS.
Multidimensional OLAP
MOLAP uses array-based multidimensional storage engines for multidimensional views of data.
With multidimensional data stores, the storage utilization may be low if the data set is sparse.
Therefore, many MOLAP server use two levels of data storage representation to handle dense and
sparse data sets.
OLAP Operations
Since OLAP servers are based on multidimensional view of data, we will discuss OLAP operations in
multidimensional data.
Roll-up
Drill-down
Slice and dice
Pivot rotate
Roll-up
Roll-up performs aggregation on a data cube in any of the following ways:
Initially the concept hierarchy was "street < city < province < country".
On rolling up, the data is aggregated by ascending the location hierarchy from the level of
city to the level of country.
When roll-up is performed, one or more dimensions from the data cube are removed.
Drill-down
Drill-down is the reverse operation of roll-up. It is performed by either of the following ways:
Initially the concept hierarchy was "day < month < quarter < year."
On drilling down, the time dimension is descended from the level of quarter to the level of
month.
When drill-down is performed, one or more dimensions from the data cube are added.
It navigates the data from less detailed data to highly detailed data.
Slice
The slice operation selects one particular dimension from a given cube and provides a new sub-
cube. Consider the following diagram that shows how slice works.
Here Slice is performed for the dimension "time" using the criterion time = "Q1".
Dice
Dice selects two or more dimensions from a given cube and provides a new sub-cube. Consider
the following diagram that shows the dice operation.
The dice operation on the cube based on the following selection criteria involves three
dimensions.
Pivot
The pivot operation is also known as rotation. It rotates the data axes in view in order to provide an
alternative presentation of data. Consider the following diagram that shows the pivot operation.
In this the item and location axes in 2-D slice are rotated.
OLAP vs OLTP
2 OLAP systems are used by knowledge OLTP systems are used by clerks, DBAs, or
workers such as executives, managers database professionals.
and analysts.
Points to Remember
ROLAP servers are highly scalable.
ROLAP tools store and analyze highly volatile and changeable data.
Database server
ROLAP server
Front-end tool.
Advantages
ROLAP servers can be easily used with existing RDBMS.
Data can be stored efficiently, since no zero facts can be stored.
ROLAP tools do not use pre-calculated data cubes.
DSS server of micro-strategy adopts the ROLAP approach.
Disadvantages
Poor query performance.
Points to Remember:
MOLAP tools process information with consistent response time regardless of level of
summarizing or calculations selected.
MOLAP tools need to avoid many of the complexities of creating a relational database to
store data for analysis.
MOLAP server adopts two level of storage representation to handle dense and sparse data
sets.
MOLAP Architecture
MOLAP includes the following components:
Database server.
MOLAP server.
Front-end tool.
Advantages
MOLAP allows fastest indexing to the pre-computed summarized data.
Helps the users connected to a network who need to analyze larger, less-defined data.
Easier to use, therefore MOLAP is suitable for inexperienced users.
Disadvantages
MOLAP are not capable of containing detailed data.
The storage utilization may be low if the data set is sparse.
MOLAP vs ROLAP
3 MOLAP is best suited for inexperienced ROLAP is best suited for experienced
users, since it is very easy to use. users.
4 Maintains a separate database for data It may not require space other than
cubes. available in the Data warehouse.
Star Schema
Each dimension in a star schema is represented with only one-dimension table.
The following diagram shows the sales data of a company with respect to the four
dimensions, namely time, item, branch, and location.
There is a fact table at the center. It contains the keys to each of four dimensions.
The fact table also contains the attributes, namely dollars sold and units sold.
Note: Each dimension has only one dimension table and each table holds a set of attributes. For
example, the location dimension table contains the attribute set {location_key, street, city,
province_or_state,country}. This constraint may cause data redundancy. For example,
"Vancouver" and "Victoria" both the cities are in the Canadian province of British Columbia. The
entries for such cities may cause data redundancy along the attributes province_or_state and
country.
Snowflake Schema
Some dimension tables in the Snowflake schema are normalized.
The normalization splits up the data into additional tables.
Unlike Star schema, the dimensions table in a snowflake schema are normalized. For
example, the item dimension table in star schema is normalized and split into two dimension
tables, namely item and supplier table.
Now the item dimension table contains the attributes item_key, item_name, type, brand, and
supplier-key.
The supplier key is linked to the supplier dimension table. The supplier dimension table
contains the attributes supplier_key and supplier_type.
<>Note: Due to normalization in the Snowflake schema, the redundancy is reduced and
therefore, it becomes easy to maintain and the save storage space.
The following diagram shows two fact tables, namely sales and shipping.
The shipping fact table has the five dimensions, namely item_key, time_key, shipper_key,
from_location, to_location.
The shipping fact table also contains two measures, namely dollars sold and units sold.
It is also possible to share dimension tables between fact tables. For example, time, item, and
location dimension tables are shared between the sales and shipping fact table.
Schema Definition
Multidimensional schema is defined using Data Mining Query Language DMQL. The two primitives,
cube definition and dimension definition, can be used for defining the data warehouses and data
marts.
define cube < cube_name > [ < dimension-list > }: < measure_list >
define dimension time as (time key, day, day of week, month, quarter, year)
define dimension item as (item key, item name, brand, type, supplier type)
define dimension branch as (branch key, branch name, branch type)
define dimension location as (location key, street, city, province or state, country)
define dimension time as (time key, day, day of week, month, quarter, year)
define dimension item as (item key, item name, brand, type, supplier (supplier key,
supplier type))
define dimension branch as (branch key, branch name, branch type)
define dimension location as (location key, street, city (city key, city, province or
state, country))
define dimension time as (time key, day, day of week, month, quarter, year)
define dimension item as (item key, item name, brand, type, supplier type)
define dimension branch as (branch key, branch name, branch type)
define dimension location as (location key, street, city, province or state,country)
define cube shipping [time, item, shipper, from location, to location]:
dollars cost = sum(cost in dollars), units shipped = count(*)
To Assist Backup/Recovery
If we do not partition the fact table, then we have to load the complete fact table with all the data.
Partitioning allows us to load only as much data as is required on a regular basis. It reduces the
time to load and also enhances the performance of the system.
Note: To cut down on the backup size, all partitions other than the current partition can be marked
as read-only. We can then put these partitions into a state where they cannot be modified. Then
they can be backed up. It means only the current partition is to be backed up.
To Enhance Performance
By partitioning the fact table into sets of data, the query procedures can be enhanced. Query
performance is enhanced because now the query scans only those partitions that are relevant. It
does not have to scan the whole data.
Horizontal Partitioning
There are various ways in which a fact table can be partitioned. In horizontal partitioning, we have
to keep in mind the requirements for manageability of the data warehouse.
The number of physical tables is kept relatively small, which reduces the operating cost.
This technique is suitable where a mix of data dipping recent history and data mining
through entire history is required.
This technique is not useful where the partitioning profile changes on a regular basis,
because repartitioning will increase the operation cost of data warehouse.
Suppose a market function has been structured into distinct regional departments like on a state
by state basis. If each region wants to query on information captured within its region, it would
prove to be more effective to partition the fact table into regional partitions. This will cause the
queries to speed up because it does not require to scan information that is not relevant.
Points to Note
The query does not have to scan irrelevant data which speeds up the query process.
This technique is not appropriate where the dimensions are unlikely to change in future. So,
it is worth determining that the dimension does not change in future.
If the dimension changes, then the entire fact table would have to be repartitioned.
Note: We recommend to perform the partition only on the basis of time dimension, unless you are
certain that the suggested dimension grouping will not change within the life of the data
warehouse.
Points to Note
Partitioning Dimensions
If a dimension contains large number of entries, then it is required to partition the dimensions.
Here we have to check the size of a dimension.
Consider a large design that changes over time. If we need to store all the variations in order to
apply comparisons, that dimension may be very large. This would definitely affect the response
time.
Round Robin Partitions
In the round robin technique, when a new partition is needed, the old one is archived. It uses
metadata to allow user access tool to refer to the correct table partition.
This technique makes it easy to automate table management facilities within the data warehouse.
Vertical Partition
Vertical partitioning, splits the data vertically. The following images depicts how vertical
partitioning is done.
Normalization
Row Splitting
Normalization
Normalization is the standard relational method of database organization. In this method, the rows
are collapsed into a single row, hence it reduce space. Take a look at the following tables that
show how normalization is performed.
64 san Mumbai S
30 5 3.67 3-Aug-13 16
35 4 5.33 3-Sep-13 16
40 5 2.50 3-Sep-13 64
45 7 5.66 3-Sep-13 16
Row Splitting
Row splitting tends to leave a one-to-one map between partitions. The motive of row splitting is to
speed up the access to large table by reducing its size.
Note: While using vertical partitioning, make sure that there is no requirement to perform a major
join operation between two partitions.
Account_Txn_Table
transaction_id
account_id
transaction_type
value
transaction_date
region
branch_name
We can choose to partition on any key. The two possible keys could be
region
transaction_date
Suppose the business is organized in 30 geographical regions and each region has different
number of branches. That will give us 30 partitions, which is reasonable. This partitioning is good
enough because our requirements capture has shown that a vast majority of queries are restricted
to the user's own business region.
If we partition by transaction_date instead of region, then the latest transaction from every region
will be in one partition. Now the user who wants to look at data within his own region has to query
across multiple partitions.
Metadata acts as a directory. This directory helps the decision support system to locate the
contents of a data warehouse.
Note: In a data warehouse, we create metadata for the data names and definitions of a given data
warehouse. Along with this metadata, additional metadata is also created for time-stamping any
extracted data, the source of extracted data.
Categories of Metadata
Metadata can be broadly categorized into three categories:
Business Metadata - It has the data ownership information, business definition, and
changing policies.
Technical Metadata - It includes database system names, table and column names and
sizes, data types and allowed values. Technical metadata also includes structural information
such as primary and foreign key attributes and indices.
Operational Metadata - It includes currency of data and data lineage. Currency of data
means whether the data is active, archived, or purged. Lineage of data means the history of
data migrated and transformation applied on it.
Role of Metadata
Metadata has a very important role in a data warehouse. The role of metadata in a warehouse is
different from the warehouse data, yet it plays an important role. The various roles of metadata
are explained below.
This directory helps the decision support system to locate the contents of the data
warehouse.
Metadata helps in decision support system for mapping of data when data is transformed
from operational environment to data warehouse environment.
Metadata helps in summarization between current detailed data and highly summarized
data.
Metadata also helps in summarization between lightly detailed data and highly summarized
data.
Metadata Respiratory
Metadata respiratory is an integral part of a data warehouse system. It has the following metadata:
Business metadata - It contains has the data ownership information, business definition,
and changing policies.
Operational Metadata - It includes currency of data and data lineage. Currency of data
means whether the data is active, archived, or purged. Lineage of data means the history of
data migrated and transformation applied on it.
Data for mapping from operational environment to data warehouse - It includes the
source databases and their contents, data extraction, data partition cleaning, transformation
rules, data refresh and purging rules.
Metadata in a big organization is scattered across the organization. This metadata is spread
in spreadsheets, databases, and applications.
Metadata could be present in text files or multimedia files. To use this data for information
management solutions, it has to be correctly defined.
There are no industry-wide accepted standards. Data management solution vendors have
narrow focus.
Note: Do not data mart for any other reason since the operation cost of data marting could be
very high. Before data marting, make sure that data marting strategy is appropriate for your
particular solution.
Consider a retail organization, where each merchant is accountable for maximizing the sales of a
group of products. For this, the following are the valuable information:
As the merchant is not interested in the products they are not dealing with, the data marting is a
subset of the data dealing which the product group of interest. The following diagram shows data
marting for different users.
Given below are the issues to be taken into account while determining the functional split:
The merchant could query the sales trend of other products to analyze what is happening to
the sales.
Note: We need to determine the business benefits and technical feasibility of using a data mart.
There are some tools that populate directly from the source system but some cannot. Therefore
additional requirements outside the scope of the tool are needed to be identified for future.
Note: In order to ensure consistency of data across all access tools, the data should not be directly
populated from the data warehouse, rather each tool must have its own data mart.
Data marts allow us to build a complete wall by physically separating data segments within the
data warehouse. To avoid possible privacy problems, the detailed data can be removed from the
data warehouse. We can create data mart for each legal entity and load it via data warehouse,
with detailed account data.
Note: Data marting is more expensive than aggregations, therefore it should be used as an
additional strategy and not as an alternative strategy.
Network Access
A data mart could be on a different location from the data warehouse, so we should ensure that
the LAN or WAN has the capacity to handle the data volumes being transferred within the data
mart load process.
Network capacity.
Time window available
Volume of data being transferred
Mechanisms being used to insert data into a data mart
The structure of configuration manager varies from one operating system to another.
The interface of configuration manager allows us to control all aspects of the system.
Note: The above list can be used as evaluation parameters for the evaluation of a good scheduler.
Some important jobs that a scheduler must be able to handle are as follows:
Note: If the data warehouse is running on a cluster or MPP architecture, then the system
scheduling manager must be capable of running across the architecture.
Events
Events are the actions that are generated by the user or the system itself. It may be noted that the
event is a measurable, observable, occurrence of a defined action.
Hardware failure
Running out of space on certain key disks
A process dying
A process returning an error
CPU usage exceeding an 805 threshold
Internal contention on database serialization points
Buffer cache hit ratios exceeding or failure below threshold
A table reaching to maximum of its size
Excessive memory swapping
A table failing to extend due to lack of space
Disk exhibiting I/O bottlenecks
Usage of temporary or sort area reaching a certain thresholds
Any other database shared memory usage
The most important thing about events is that they should be capable of executing on their own.
Event packages define the procedures for the predefined events. The code associated with each
event is known as event handler. This code is executed whenever an event occurs.
Scheduling
Backup data tracking
Database awareness
Backups are taken only to protect against data loss. Following are the important points to
remember.
The backup software will keep some form of database of where and when the piece of data
was backed up.
The backup recovery manager must have a good front-end to that database.
Being aware of the database, the software then can be addressed in database terms, and will
not perform backups that would not be viable.
Load manager
Warehouse manager
Query manager
Perform simple transformations into structure similar to the one in the data warehouse.
Extract Data from Source
The data is extracted from the operational databases or the external information providers.
Gateways are the application programs that are used to extract data. It is supported by underlying
DBMS and allows the client program to generate SQL to be executed at a server. Open Database
Connection ODBC and Java Database Connection JDBC are examples of gateway.
Fast Load
In order to minimize the total load window, the data needs to be loaded into the warehouse
in the fastest possible time.
It is more effective to load the data into a relational database prior to applying
transformations and checks.
Gateway technology is not suitable, since they are inefficient when large data volumes are
involved.
Simple Transformations
While loading, it may be required to perform simple transformations. After completing simple
transformations, we can do complex checks. Suppose we are loading the EPOS sales transaction,
we need to perform the following checks:
Strip out all the columns that are not required within the warehouse.
Convert all the values to required data types.
Warehouse Manager
The warehouse manager is responsible for the warehouse management process. It consists of a
third-party system software, C programs, and shell scripts. The size and complexity of a warehouse
manager varies between specific solutions.
Creates indexes, business views, partition views against the base data.
Generates normalizations.
Transforms and merges the source data of the temporary store into the published data
warehouse.
Archives the data that has reached the end of its captured life.
Note: A warehouse Manager analyzes query profiles to determine whether the index and
aggregations are appropriate.
Query Manager
The query manager is responsible for directing the queries to suitable tables. By directing the
queries to appropriate tables, it speeds up the query request and response process. In addition,
the query manager is responsible for scheduling the execution of the queries posted by the user.
It stores query profiles to allow the warehouse manager to determine which indexes and
aggregations are appropriate.
The data from each analyst can be summarized and passed on to management where the
different summaries can be aggregated. As the aggregations of summaries cannot be the same as
that of the aggregation as a whole, it is possible to miss some information trends in the data unless
someone is analyzing the data as a whole.
Security Requirements
Adding security features affect the performance of the data warehouse, therefore it is important to
determine the security requirements as early as possible. It is difficult to add security features
after the data warehouse has gone live.
During the design phase of the data warehouse, we should keep in mind what data sources may be
added later and what would be the impact of adding those data sources. We should consider the
following possibilities during the design phase.
Whether the new data sources will require new security and/or audit restrictions to be
implemented?
Whether the new users added who have restricted access to data that is already generally
available?
This situation arises when the future users and the data sources are not well known. In such a
situation, we need to use the knowledge of business and the objective of data warehouse to know
likely requirements.
The following activities get affected by security measures:
User access
Data load
Data movement
Query generation
User Access
We need to first classify the data and then classify the users on the basis of the data they can
access. In other words, the users are classified according to the data they can access.
Data Classification
Data can be classified according to its sensitivity. Highly-sensitive data is classified as highly
restricted and less-sensitive data is classified as less restrictive.
Data can also be classified according to the job function. This restriction allows only specific
users to view particular data. Here we restrict the users to view only that part of the data in
which they are interested and are responsible for.
There are some issues in the second approach. To understand, let's have an example. Suppose
you are building the data warehouse for a bank. Consider that the data being stored in the data
warehouse is the transaction data for all the accounts. The question here is, who is allowed to see
the transaction data. The solution lies in classifying the data according to the function.
User classification
Users can be classified as per the hierarchy of users in an organization, i.e., users can be
classified by departments, sections, groups, and so on.
Users can also be classified according to their role, with people grouped across departments
based on their role.
Let's have an example of a data warehouse where the users are from sales and marketing
department. We can have security by top-to-down company view, with access centered on the
different departments. But there could be some restrictions on users at different levels. This
structure is shown in the following diagram.
But if each department accesses different data, then we should design the security access for each
department separately. This can be achieved by departmental data marts. Since these data marts
are separated from the data warehouse, we can enforce separate security restrictions on each
data mart. This approach is shown in the following figure.
If the data is generally available to all the departments, then it is useful to follow the role access
hierarchy. In other words, if the data is generally accessed by all If the data is generally available
to all the departments, then it is useful to follow the role access hierarchy. In other words, if the
data is generally accessed by all
Audit Requirements
Auditing is a subset of security, a costly activity. Auditing can cause heavy overheads on the
system. To complete an audit in time, we require more hardware and therefore, it is
recommended that wherever possible, auditing should be switched off. Audit requirements can be
categorized as follows:
Connections
Disconnections
Data access
Data change
Note : For each of the above-mentioned categories, it is necessary to audit success, failure, or
both. From the perspective of security reasons, the auditing of failures are very important. Auditing
of failure is important because they can highlight unauthorized or fraudulent access.
Network Requirements
Network security is as important as other securities. We cannot ignore the network security
requirement. We need to consider the following issues:
Are there restrictions on which network routes the data can take?
These restrictions need to be considered carefully. Following are the points to remember:
The process of encryption and decryption will increase overheads. It would require more
processing power and processing time.
The cost of encryption can be high if the system is already a loaded system because the
encryption is borne by the source system.
Data Movement
There exist potential security implications while moving the data. Suppose we need to transfer
some restricted data as a flat file to be loaded. When the data is loaded into the data warehouse,
the following questions are raised:
If we talk about the backup of these flat files, the following questions are raised:
Some other forms of data movement like query result sets also need to be considered. The
questions raised while creating the temporary table are as follows:
We should avoid the accidental flouting of security restrictions. If a user with access to the
restricted data can generate accessible temporary tables, data can be visible to non-authorized
users. We can overcome this problem by having a separate temporary area for users with access
to restricted data.
Documentation
The audit and security requirements need to be properly documented. This will be treated as a
part of justification. This document can contain all the information gathered from:
Data classification
User classification
Network requirements
Data movement and storage requirements
All auditable actions
Application development
Database design
Testing
Application Development
Security affects the overall application development and it also affects the design of the important
components of the data warehouse such as load manager, warehouse manager, and query
manager. The load manager may require checking code to filter record and place them in
different locations. More transformation rules may also be required to hide certain data. Also there
may be requirements of extra metadata to handle any extra objects.
To create and maintain extra views, the warehouse manager may require extra codes to enforce
security. Extra checks may have to be coded into the data warehouse to prevent it from being
fooled into moving data into a location where it should not be available. The query manager
requires the changes to handle any access restrictions. The query manager will need to be aware
of all extra views and aggregations.
Database design
The database layout is also affected because when security measures are implemented, there is
an increase in the number of views and tables. Adding security increases the size of the database
and hence increases the complexity of the database design and management. It will also add
complexity to the backup management and recovery plan.
Testing
Testing the data warehouse is a complex and lengthy process. Adding security to the data
warehouse also affects the testing time complexity. It affects the testing in the following two ways:
It will increase the time required for integration and system testing.
There is added functionality to be tested which will increase the size of the testing suite.
Backup Terminologies
Before proceeding further, you should know some of the backup terminologies discussed below.
Complete backup - It backs up the entire database at the same time. This backup includes
all the database files, control files, and journal files.
Partial backup - As the name suggests, it does not create a complete backup of the
database. Partial backup is very useful in large databases because they allow a strategy
whereby various parts of the database are backed up in a round-robin fashion on a day-to-
day basis, so that the whole database is backed up effectively once a week.
Cold backup - Cold backup is taken while the database is completely shut down. In multi-
instance environment, all the instances should be shut down.
Hot backup - Hot backup is taken when the database engine is up and running. The
requirements of hot backup varies from RDBMS to RDBMS.
Tape Technology
Disk Backups
Tape Technology
The tape choice can be categorized as follows:
Tape media
Standalone tape drives
Tape stackers
Tape silos
Tape Media
There exists several varieties of tape media. Some tape media standards are listed in the table
below:
DLT 40 GB 3 MB/s
8 mm 14 GB 1 MB/s
Consider the server is a 48node MPP machine. We do not know the node to connect the tape
drive and we do not know how to spread them over the server nodes to get the optimal
performance with least disruption of the server and least internal I/O latency.
Connecting the tape drive as a network available device requires the network to be up to the
job of the huge data transfer rates. Make sure that sufficient bandwidth is available during
the time you require it.
Tape Stackers
The method of loading multiple tapes into a single tape drive is known as tape stackers. The
stacker dismounts the current tape when it has finished with it and loads the next tape, hence only
one tape is available at a time to be accessed. The price and the capabilities may vary, but the
common ability is that they can perform unattended backups.
Tape Silos
Tape silos provide large store capacities. Tape silos can store and manage thousands of tapes.
They can integrate multiple tape drives. They have the software and hardware to label and store
the tapes they store. It is very common for the silo to be connected remotely over a network or a
dedicated link. We should ensure that the bandwidth of the connection is up to the job.
Disk Backups
Methods of disk backups are:
Disk-to-disk backups
Mirror breaking
These methods are used in the OLTP system. These methods minimize the database downtime and
maximize the availability.
Disk-to-disk backups
Here backup is taken on the disk rather on the tape. Disk-to-disk backups are done for the
following reasons:
Backing up the data from disk to disk is much faster than to the tape. However it is the
intermediate step of backup. Later the data is backed up on the tape. The other advantage of disk-
to-disk backups is that it gives you an online copy of the latest backup.
Mirror Breaking
The idea is to have disks mirrored for resilience during the working day. When backup is required,
one of the mirror sets can be broken out. This technique is a variant of disk-to-disk backups.
Note: The database may need to be shutdown to guarantee consistency of the backup.
Optical Jukeboxes
Optical jukeboxes allow the data to be stored near line. This technique allows a large number of
optical disks to be managed in the same way as a tape stacker or a tape silo. The drawback of this
technique is that it has slow write speed than disks. But the optical media provides long-life and
reliability that makes them a good choice of medium for archiving.
Software Backups
There are software tools available that help in the backup process. These software tools come as a
package. These tools not only take backup, they can effectively manage and control the backup
strategies. There are many software packages available in the market. Some of them are listed in
the following table:
ADSM IBM
Omniback II HP
Alexandria Sequent
It is very difficult to predict what query the user is going to post in the future.
Performance Assessment
Here is a list of objective measures of performance:
It is of no use trying to tune response time, if they are already better than those required.
To hide the complexity of the system from the user, aggregations and views should be used.
It is also possible that the user can write a query you had not tuned for.
Note: If there is a delay in transferring the data, or in arrival of data then the entire system is
affected badly. Therefore it is very important to tune the data load first.
There are various approaches of tuning data load that are discussed below:
The very common approach is to insert data using the SQL Layer. In this approach, normal
checks and constraints need to be performed. When the data is inserted into the table, the
code will run to check for enough space to insert the data. If sufficient space is not available,
then more space may have to be allocated to these tables. These checks take time to
perform and are costly to CPU.
The second approach is to bypass all these checks and constraints and place the data
directly into the preformatted blocks. These blocks are later written to the database. It is
faster than the first approach, but it can work only with whole blocks of data. This can lead to
some space wastage.
The third approach is that while loading the data into the table that already contains the
table, we can maintain indexes.
The fourth approach says that to load the data in tables that already contain data, drop the
indexes & recreate them when the data load is complete. The choice between the third
and the fourth approach depends on how much data is already loaded and how many
indexes need to be rebuilt.
Integrity Checks
Integrity checking highly affects the performance of the load. Following are the points to
remember.
Integrity checks need to be limited because they require heavy processing power.
Integrity checks should be applied on the source system to avoid performance degrade of
data load.
Tuning Queries
We have two kinds of queries in data warehouse:
Fixed queries
Ad hoc queries
Fixed Queries
Fixed queries are well defined. Following are the examples of fixed queries:
regular reports
Canned queries
Common aggregations
Tuning the fixed queries in a data warehouse is same as in a relational database system. The only
difference is that the amount of data to be queried may be different. It is good to store the most
successful execution plan while testing fixed queries. Storing these executing plan will allow us to
spot changing data size and data skew, as it will cause the execution plan to change.
Note: We cannot do more on fact table but while dealing with dimension tables or the
aggregations, the usual collection of SQL tweaking, storage mechanism, and access methods can
be used to tune these queries.
Ad hoc Queries
To understand ad hoc queries, it is important to know the ad hoc users of the data warehouse. For
each user or group of users, you need to know the following:
Points to Note
It is important to track the user's profiles and identify the queries that are run on a regular
basis.
It is also important that the tuning performed does not affect the performance.
If these queries are identified, then the database will change and new indexes can be added
for those queries.
If these queries are identified, then new aggregations can be created specifically for those
queries that would result in their efficient execution.
Unit testing
Integration testing
System testing
Unit Testing
In unit testing, each component is separately tested.
Each module, i.e., procedure, program, SQL Script, Unix shell is tested.
This test is performed by the developer.
Integration Testing
In integration testing, the various modules of the application are brought together and then
tested against the number of inputs.
System Testing
In system testing, the whole data warehouse application is tested together.
The purpose of system testing is to check whether the entire system works correctly together
or not.
Since the size of the whole data warehouse is very large, it is usually possible to perform
minimal system testing before the test plan can be enacted.
Test Schedule
First of all, the test schedule is created in the process of developing the test plan. In this schedule,
we predict the estimated time required for the testing of the entire data warehouse system.
There are different methodologies available to create a test schedule, but none of them are
perfect because the data warehouse is very complex and large. Also the data warehouse system is
evolving in nature. One may face the following issues while creating a test schedule:
A simple problem may have a large size of query that can take a day or more to complete,
i.e., the query does not complete in a desired time scale.
There may be hardware failures such as losing a disk or human errors such as accidentally
deleting a table or overwriting a large table.
Note: Due to the above-mentioned difficulties, it is recommended to always double the amount of
time you would normally allow for testing.
Media failure
Loss or damage of table space or data file
Loss or damage of redo log file
Loss or damage of control file
Instance failure
Loss or damage of archive file
Loss or damage of table
Failure during data failure
Security - A separate security document is required for security testing. This document
contains a list of disallowed operations and devising tests for each.
Disk Configuration. - Disk configuration also needs to be tested to identify I/O bottlenecks.
The test should be performed with multiple times with different settings.
Management Tools. - It is required to test all the management tools during system testing.
Here is the list of tools that need to be tested.
Event manager
System manager
Database manager
Configuration manager
Backup recovery manager
Testing the database manager and monitoring tools - To test the database manager
and the monitoring tools, they should be used in the creation, running, and management of
test database.
Testing database features - Here is the list of features that we have to test:
Querying in parallel
Create index in parallel
Data load in parallel
Testing database performance - Query execution plays a very important role in data
warehouse performance measures. There are sets of fixed queries that need to be run
regularly and they should be tested. To test ad hoc queries, one should go through the user
requirement document and understand the business completely. Take time to test the most
awkward queries that the business is likely to ask against different index and aggregation
strategies.
Scheduling software
Day-to-day operational procedures
Backup recovery strategy
Management and scheduling tools
Overnight processing
Query performance
Note: The most important point is to test the scalability. Failure to do so will leave us a system
design that does not work when the system grows.
As we have seen that the size of the open database has grown approximately double its
magnitude in the last few years, it shows the significant value that it contains.
As the size of the databases grow, the estimates of what constitutes a very large database
continues to grow.
The hardware and software that are available today do not allow to keep a large amount of
data online. For example, a Telco call record requires 10TB of data to be kept online, which
is just a size of one month’s record. If it requires to keep records of sales, marketing
customer, employees, etc., then the size will be more than 100 TB.
The record contains textual information and some multimedia data. Multimedia data cannot
be easily manipulated as text data. Searching the multimedia data is not an easy task,
whereas textual information can be retrieved by the relational software available today.
Apart from size planning, it is complex to build and run data warehouse systems that are
ever increasing in size. As the number of users increases, the size of the data warehouse also
increases. These users will also require to access the system.
With the growth of the Internet, there is a requirement of users to access data online.
Hence the future shape of data warehouse will be very different from what is being created today.
A : Subject oriented signifies that the data warehouse stores the information around a particular
subject such as product, customer, sales, etc.
A : Some applications include financial services, banking services, customer goods, retail sectors,
controlled manufacturing.
A : OLAP is an acronym for Online Analytical Processing and OLTP is an acronym of Online
Transactional Processing.
Q: What is the very basic difference between data warehouse and operational
databases?
A : A data warehouse contains historical information that is made available for analysis of the
business whereas an operational database contains current information that is required to run the
business.
A : A data Warehouse can implement star schema, snowflake schema, and fact constellation
schema.
Q: What is Data Warehousing?
A : Data Warehousing is the process of constructing and using the data warehouse.
A : Data Warehousing involves data cleaning, data integration and data consolidations.
A : The functions performed by Data warehouse tool and utilities are Data Extraction, Data
Cleaning, Data Transformation, Data Loading and Refreshing.
Q: Define metadata?
A : Metadata is simply defined as data about data. In other words, we can say that metadata is the
summarized data that leads us to the detailed data.
A : Data cube helps us to represent the data in multiple dimensions. The data cube is defined by
dimensions and facts.
Q: Define dimension?
A : The dimensions are the entities with respect to which an enterprise keeps the records.
A : Data mart contains the subset of organization-wide data. This subset of data is valuable to
specific groups of an organization. In other words, we can say that a data mart contains data
specific to a particular group.
A : The stages are IT strategy, Education, Business Case Analysis, technical Blueprint, Build the
version, History Load, Ad hoc query, Requirement Evolution, Automation, and Extending Scope.
A : A load manager performs the operations required to extract and load the process. The size and
complexity of load manager varies between specific solutions from data warehouse to data
warehouse.
A : A load manager extracts data from the source system. Fast load the extracted data into
temporary data store. Perform simple transformations into structure similar to the one in the data
warehouse.
A : Warehouse manager is responsible for the warehouse management process. The warehouse
manager consist of third party system software, C programs and shell scripts. The size and
complexity of warehouse manager varies between specific solutions.
A : The warehouse manager performs consistency and referential integrity checks, creates the
indexes, business views, partition views against the base data, transforms and merge the source
data into the temporary store into the published data warehouse, backs up the data in the data
warehouse, and archives the data that has reached the end of its captured life.
A : Summary Information is the area in data warehouse where the predefined aggregations are
kept.
A : Query Manager is responsible for directing the queries to the suitable tables.
A : There are four types of OLAP servers, namely Relational OLAP, Multidimensional OLAP, Hybrid
OLAP, and Specialized SQL Servers.
A : OLAP performs functions such as roll-up, drill-down, slice, dice, and pivot.
A : For dice operation two or more dimensions are selected for a given cube.
Q: What is Normalization?
Q: Out of star schema and snowflake schema, whose dimension table is normalized?
A : Partitioning is done for various reasons such as easy management, to assist backup recovery,
to enhance performance.