Moshman - 2021 - Reasoning, argumentation, and deliberative democra
Moshman - 2021 - Reasoning, argumentation, and deliberative democra
DELIBERATIVE DEMOCRACY
David Moshman
Routledge
Taylor&Franás Group
NEW VORK A N D LO N D O N
First published 2021
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CONTENTS
Preface
1 Introduction
Overview
Reasoning and Rationality
Cognition and Development
Argumentation and Democracy
Conclusión
Overview
The remaining eight chapters of the book begin with the
biological bases of logic and proceed from there to reasoning of
several sorts, metacognitive aspects of rationality, rational
argumentation, the ideal functioning of democratic societies,
the nature of development at individual and social levels, the
role of educational institutions in the promotion of rationality,
and defending against the Borg.
Chapter 2 (Development of Logical Reasoning) considers
the development of logical reasoning, beginning with Piaget’s
conception of logic as intrinsic to biological self-regulation.
Psychological research reveáis a sensorimotor logic of action
already developing in infancy and shows that even preschool
children routinely make logically correct inferences. The
development of logic is in large part the development of
(metalogical) understanding about the nature of logic and
associated regulation of one’s inferences. Research shows
systematic and universal progress in logical reasoning over the
first 12 years of life, leading to the ability (beginning about age
11 or 12 years) to determine the logical implications of ideas
one deems hypothetical or even false. Development beyond
that is much less universal and related more to experience and
education than to age. There is extensive evidence that even
adults fall far short of logical perfection, with substantial
individual differences. Mathematical reasoning, which also
involves matters of logical necessity, shows a similar
developmental pattern of universal childhood progress over the
first 12 years, with substantial individual differences in further
development and systematic errors at all ages.
One might think the development of logical reasoning is the
basic story of reasoning and rationality. Perhaps all we need to
complete the picture is more detail about logical functioning at
various ages across the lifespan.
Chapter 3 (Reasoning Beyond Logic) argües to the contrary
that, even if we interpret logic broadly to go beyond deduction,
reasoning is more than logic. Causal reasoning is discussed as
a form of reasoning central to science that cannot be reduced
to logic because it involves matters of empirical fact and
theoretical interpretation that go beyond logical necessity.
Reasoning beyond logic also includes principled reasoning,
which is central to morality, and reasoning on the basis of
precedent, which is central to social tradition. Logical, causal,
principled, and precedent-based reasoning are all concerned
with matters of truth and justification, though they conceive of
such matters differently. Reasoning is defined as
epistemologically self-regulated thinking, meaning it involves a
focus on the justification and truth of one’s conclusions. This
involves the generation and use of reasons, including but not
limited to logical reasons. As with logical reasoning, research
on causal, principled, and precedent-based reasoning shows
systematic and universal progress in the first 12 years of life.
Here too, however, adults show substantial individual
differences in the extent of development beyond that, and all
fall far short of rational perfection.
One might think this expanded conception of reasoning, in
which logical reasoning is one of several forms, provides a
comprehensive framework. Perhaps all that remains is to flesh
out the picture with detailed research on the development and
functioning of various sorts of reasoning.
Chapter 4 (Metacognition and Epistemic Cognition) argües
to the contrary. Taking into account the psychological reality of
logical inferences in very young children, it makes the case that
the development of reasoning is in large part the development
of metacognition, expanding on the discussion in Chapter 2
about the development and role of metalogical understanding.
Of particular importance to reasoning is the aspect of
metacognition concerned with the justification and truth of
beliefs— epistemic cognition. The chapter traces the
development of epistemic cognition in childhood and beyond.
Drawing on a variety of theorists, it suggests there is a
theoretical consensus that epistemic development is largely a
process of recognizing subjectivity and then re-establishing a
basis for objectivity (at least as a meaningful ideal) in múltiple
domains and at múltiple levels of abstraction. Looking across
Chapters 2-4, cognitive development is presented as progress
toward rationality, thus distinguishing it from other cognitive
changes. A distinction can be made between basic
development, referring to the universal progress in rationality
across the first 12 years of life, and advanced development,
referring to further progress that is highly variable across
individuáis.
Again one might think we now have the basic framework of
reasoning and rationality with only specifics left to be filled in
about our understanding and regulation of our various
inferential processes across development. What more could
there be?
Chapter 5 (Argumentation as Collaborative Reasoning)
notes that the picture so far presented, consistent with the
literatures of cognitive and developmental psychology,
construes reasoning as a process that takes place in an
individual mind. An emerging literature, however, suggests that
argumentation among people can be construed as a process of
collaborative reasoning. The chapter reviews evidence that
when small groups engage in reasoning they are sometimes
more rational than any of their individual members. Of course it
is also true that groups can be less rational than their members.
Examination of the conditions that foster group rationality
suggests the importance of respect for reasons and persons. It
appears that rationality can be enhanced through
argumentation, but the possibility and quality of argumentation
depend on the size, circumstances, and functioning of the
group, including the respect of group members for each other’s
intellectual freedom.
Having supplemented the standard individualistic picture of
reasoning and rationality with a social picture, it might appear
that the account is now comprehensive. Again, what more
could there be?
Chapter 6 (Democracy as Collaborative Rationality) adds
another whole dimensión to the discussion by distinguishing
two meanings of social (following Piaget and many other
theorists): (1) interindividual and (2) societal. Argumentation
among individuáis in small groups (the topic of Chapter 5)
addresses the social aspect of reasoning only in the first sense.
What remains is the nature and role of society. Many theorists
in philosophy, law, and political science (especially neo-
Kantians such as John Rawls) have construed democracy as a
project of collaborative rationality based on respect for reasons
and respect for persons, and some in this tradition have
specifically advocated “deliberative democracy” as the ideal
form of democracy. This chapter connects democratic theory to
research on reasoning and rationality. Along the way, it
examines identity as a theory of oneself that coordinates the
personal and the social, notes the dangers of identity for
rationality and democracy, and proposes a concept of
rationalist identity consistent with deliberative democracy.
Argumentation is crucial to social institutions, such as
legislatures, law, and science, that play important roles in the
rationality of democratic social systems. Intellectual freedom,
seen in Chapter 5 as crucial to argumentation, is
correspondingly crucial to democracy, especially deliberative
democracy.
We now have an account of reasoning and rationality
extending from the biological bases of logic early in Chapter 2
to the ideal functioning of democratic societies and rational
institutions in Chapter 6. Now, one might think, we must surely
be done, unless we want to talk about rationality across the
galaxy or in nonbiological forms. But the picture remains
incomplete even if we remain on Earth and stick to human
rationality.
Chapter 7 (The Rational Construction of Rational Agency)
turns our attention to processes and patterns of development.
Previous chapters described the course of developmental
progress in logical reasoning (Chapter 2); in scientific, moral,
and social conventional reasoning (Chapter 3); and in the
metacognitive basis for reasoning (Chapter 4). Chapter 7,
however, looks more directly at fundamental processes of
developmental change and general patterns of progress in
rational agency. Drawing on Chapters 5 and 6, moreover, it
considers the role of argumentation and democratic institutions
in the development of individuáis and the possibility that groups
and societies might themselves show developmental change. I
argüe that rationality is neither inherent in the human genome
ñor learned from human environments, though genes and
environments are obviously important. Rather, rationality is
constructed over time by increasingly rational agents through
rational and social processes of reflection and coordination.
Subjectivity is inevitable but reflection on subjectivity enables
progress to metasubjective forms of objectivity and increasingly
rational self-governance at individual, social, and societal
levels.
And what remains beyond this seemingly comprehensive
account of the development of reasoning and rationality? What
more is there to be said?
Chapters 2-7, even as each went beyond the previous one,
remained focused on describing and explaining reasoning,
rationality, and development. What remains for Chapter 8
(Education for Rationality) is the question of how we can
promote the development of reasoning and rationality. The
chapter begins with the concept of critical thinking, which has
long been popular in education and, although variously defined,
is closely connected to rationality in its concern for reasons.
Peer argumentation is proposed as an educational approach
that promotes the development of rationality. The chapter also
notes the prevalence of indoctrination in curriculum and
instruction, especially in elementary and secondary education.
Extending previous discussions about the role of intellectual
freedom in collaborative reasoning (Chapter 5), deliberative
democracy (Chapter 6), and the development of rational
agency (Chapter 7), Chapter 8 addresses the central role of
intellectual freedom in any educational program aimed at the
promotion of rationality. The chapter concludes with a brief
sketch of the ideal rational agent.
And finally, I do turn to questions of rationality across the
galaxy and in nonbiological forms. But my focus remains on
human rationality on the planet Earth, which I now reconsider
from the perspective of science fiction.
Chapter 9 (Reasons and Persons) begins with the Borg, a
collective entity introduced in the televisión series Star Trek:
The Next Generation. The Borg is composed of biomechanical
life forms with limited individual agency. Within the Star Trek
universe, the Borg is a fearsome threat because it assimilates
all societies and civilizations it encounters. In the real world, I
suggest, the more immediate threat is not that the Borg will
arrive from elsewhere and assimilate us, but rather that we
ourselves will turn into the Borg. Resisting that tendency
requires active reflection on rationality. It also requires efforts to
support reasons and persons, neither of which can exist without
the other. I ¡Ilústrate the importance of personhood with two
legal cases in which a court faced specific questions as to
whether a particular individual was legally a person. In 1879,
the Ponca chief Standing Bear was found in a federal court in
Omaha, Nebraska to be a person within the meaning of the law
and thus entitled to determine where he would live. Nearly five
centuries later, the android Data is likewise found, in an
episode of Star Trek: The Next Generation, to be a person with
the right to make his own choices. Turning finally to an episode
from the original Star Trek, I ¡Ilústrate the centrality of truth and
justification. The alternative to the Borg is a world of persons
and reasons.
,
Good Reasoning Bad Reasoning, and Not Reasoning
Reasoning of all sorts serves epistemic purposes. Thus we can
evalúate it with respect to how well it serves those purposes.
This suggests a distinction between good reasoning, which
reaches justifiable conclusions, and bad reasoning, which
reaches conclusions that cannot be justified. Such a distinction
is indeed meaningful and important, but conceptual and
empirical considerations complícate the picture. Sometimes
what looks like good reasoning or bad reasoning is actually not
reasoning at all. Thus we need an additional distinction: We
must distinguish reasoning from not reasoning. Only if
someone is actually reasoning is there a legitímate question of
whether the reasoning is good or bad.
Consider a mathematical example: What is 4 * 3? An
answer of 12 is correct, but if this answer comes to you
immediately you are not reasoning. Right answers do not
necessarily show good reasoning. This is not only because the
reasoner may have been reasoning poorly and got lucky but
also because the person in question may not be reasoning at
all. Suppose, however, the question were asked of a child of
about 8 years who had not memorized basic multiplication facts
but understood the logic of multiplication. If the child
determined that 4 x 3 means 4 + 4 + 4, added 4 + 4 to get 8,
and then added another 4 to get 12, this would indeed be good
reasoning. And if the child made a mistake along the way and
ended with an answer different from 12, that would be less than
good reasoning, maybe bad reasoning, but still reasoning.
Just as right answers do not necessarily show good
reasoning, wrong answers do not necessarily show bad
reasoning. One outcome of research in cognitive psychology is
evidence that much of what might seem at first to be bad
reasoning is actually not reasoning at all. Much of our cognition
consists of automatic processes, including a variety of
heuristics and biases, that are often helpful but may also lead
us astray (Kahneman, 2011).
These considerations about reasoning raise questions of
rationality, which can be seen in two ways. In the next
subsection I present an objectivist conception of rationality as a
matter of good reasoning rather than bad reasoning. The
subsection after that supplements this with a subjectivist
conception of rationality as a matter of rational agency, which is
what makes reasoning (good or bad) possible at all. As
discussed above, we must distinguish good reasoning from bad
reasoning, and must also distinguish reasoning (whether good
or bad) from automatic cognitive processes. The objectivist
aspect of rationality enables us to do the first. The subjectivist
aspect enables us to do the second.
Bounded Rationality
Our concern in this book is with human rationality, not all
possible forms of rationality. Human reasoning is limited by the
human information processing system. In evaluating human
reasoning against rational ideáis, we must recognize that not all
ideáis are humanly achievable. There may be some valué in
evaluating human reasoning against standards of rational
perfection, but it is also important to evalúate human reasoning
against what a human mind could reasonably be expected to
achieve in a reasonable period of time. In fact, it is rational to
do the best one can with the mental resources at hand and to
reach a conclusión while there is still time to act on it.
Sometimes people properly settle for a satisfactory solution
rather than continuing to search for an ideal one.
One well-established constraint on human cognition, for
example, is working memory (Barrouillet & Gaillard, 2011). Is it
rational to consider only a small number of items at once rather
than taking everything into account simultaneously? For a
human being, there is often no choice but to simplify or
approximate. Even if we should consider everything at once,
we can’t.
Limitations, however, can often be overcome. If you ask me
to multiply 8,756 by 3,472 in my head, the best I can do is
provide an approximate result, not because I don’t understand
multiplication but because the information processing demands
of the task overload my working memory. But I can provide an
exact result using pencil and paper, or more easily with a
calculator. Rationality is not just doing the best possible under
the circumstances but creating better circumstances. Thus, the
limitations of the human information processing system are not
the last word, but they are a factor to be considered.
Heuristics and Biases
One might hope that, even if our information processing
systems must function within strict constraints, such as working
memory limits, our inferential processes are all rational at least
in the sense of conforming to logical or other norms. Alas, as
we will see in Chapter 2, research and theory since the 1930s
have suggested that our inferential processes often lead us
astray. Serious doubt about human rationality became
increasingly prevalent and influential beginning with research
by Peter Wason in the 1960s (Wason & Johnson-Laird, 1972).
Beginning in the early 1970s, Kahneman and Tversky
(Kahneman, 2011) were particularly important in providing
evidence that inference often involves heuristic processes that
are subject to a variety of biases. To refer to these processes
as “heuristic” suggests that they are pragmatically useful in
providing satisfactory answers to questions we are likely to
face. To refer to “bias” suggests that our inferences generate
conclusions that deviate systematically from what rational
norms require. Much research in the latter third of the 20th
century suggested that human beings, far from being rational
agents, are largely driven by nonlogical processes beyond our
control.
Dual Processing
Dual process theories construe cognitive functioning as an
interaction between distinct systems or levels of inferential
Processing. Such theories aróse in cognitive and social
psychology in the 1970s and have increasingly dominated the
psychological study of reasoning since the 1990s (Barrouillet &
Gauffroy, 2013; Evans, 2007; Evans & Stanovich, 2013;
Kahneman, 2011; Klaczynski, 2000; Markovits, Brunet,
Thompson, & Brisson, 2013; Ricco, 2015; Ricco & Overton,
2011; Stanovich, 2004, 2011). Current philosophical accounts
of reasoning are also generally consistent with dual process
conceptions and sometimes refer to them explicitly (Richard,
2019; Siegel, 2019; Staffel, 2019).
Dual process theories generally distinguish two systems or
levels of processing. Despite differences in the precise
characterization of these systems or levels, there appears to be
a widely accepted distinction between a system of automatic
and intuitive processes (often just called System 1) and a
system of deliberate and reflective processes (often just called
System 2). System 1 involves heuristics and biases that are
often highly adapted to the cognitive issues we face but may
also lead us astray. System 2, relying on deliberation and
reflection, may overcome the limitations of System 1 but is itself
subject to systematic biases due to strong commitments to
protect and maintain our theoretical beliefs and personal
identities.
With regard to rationality, then, System 1 is often rational in
the objectivist sense but is not rational in the subjectivist sense.
There is no agent responsible for its operations. System 2 is
rational in the subjectivist sense of agency and respect for
reasons but can be systematically biased by self-serving
motivations, such as the human tendency to apply critical
thinking selectively to disfavored ideas (Klaczynski, 2000).
Human rationality relies on the interplay of both systems
(Stanovich, 2004).
But human rationality, as already noted, is bounded by
human constraints. Even if System 2 functioned perfectly, it
could not replace System 1. Given the stringent limits of
working memory and the effort required for self-regulation,
ongoing application of System 2 to everything is not
psychologically realistic for human beings. To function
adaptively we rely largely on System 1, which involves
automatic and intuitive processes not subject to the
metacognitive demands of self-regulation and the strict
constraints of working memory. The deliberate and reflective
processes of System 2 are profoundly important but are just the
tip of the cognitive iceberg, most of which operates below the
surface of consciousness.
Further examination of System 1 shows it to be a collection
of systems rather than a single system. There are many
systems of automatic inference and associated intuitions.
Inferring basic emotions from people’s facial expressions, for
example, is a complex cognitive task that nearly all of us
perform automatically and effortlessly. It appears that evolution
and early development provide us with a special system of
inferential processes highly adapted to the specific task of
inferring emotions from facial expressions. Similarly, speaking a
human language requires complex linguistic transformations
that are routine among 4-year-old children, though even adults
are mostly unable to explain or justify their grammatical
intuitions. The diverse subsystems of System 1 operate
autonomously, independent of each other and beyond the
reach of System 2 (Stanovich, 2004).
There is reason to believe that System 2 is also internally
complex (Ricco, 2015; Ricco & Overton, 2011; Stanovich,
2011). System 2 is generally seen as both deliberate and
reflective. Thinking, as defined earlier in this chapter, is
deliberate, and thus associated with System 2. Reasoning,
defined as a form of thinking, is also deliberate and thus
associated with System 2. But reasoning, as defined earlier,
involves epistemological reflection on one’s inferences,
whereas thinking need not be reflective. Most versions of dual
Processing confíate two distinctions: (1) the distinction between
automaticity and deliberation and (2) the distinction between
intuition and reflection. This leads to a conception of just two
systems, one automatic and intuitive and the other both
deliberate and reflective. A distinction of reasoning from
thinking, however, reminds us that thinking can be deliberate
without being reflective. Thus, we need to distinguish (1)
múltiple systems of automatic inference and associated
intuitions, (2) deliberate but pragmatic processes of thinking,
and (3) reflective processes of reasoning.
Research on dual Processing has important implications for
understanding the development of reasoning and rationality. In
demonstrating the major role of automatic, intuitive processes
in human cognition at all ages, dual process conceptions
remind us that deliberation supplements automatic inferences
rather than replacing them, and that reflection supplements
intuition rather than supplanting it.
Developmental Progress
Development is change, but not all change is development. The
prototypical example of developmental change is the case of an
immature organism over some portion of the lifespan making
anatomical and physiological progress toward maturity, as in
the attainment of sexual maturity over the course of puberty.
Four aspects of such change are particularly notable, providing
the basis for a definition of development that distinguishes
developmental changes from other sorts of change. First, the
change takes place over an extended period of time. Second,
the change is regulated by internal organismic processes rather
than imposed directly by the environment. Third, the change
involves a succession of qualitatively distinct structures or
modes of functioning rather than simply a process of growth in
the quantitative sense of getting larger or faster. And finally, the
change is Progressive, rather than arbitrary, neutral, regressive,
pathological, or specific to particular environments or cultures.
Development, then, is a type or pattern of change that is
extended over time, self-regulated, qualitative, and Progressive
(Moshman, 2011a).
Developmental change extends far beyond anatomy and
physiology to psychological realms of behavior and cognition
(Piaget, 1967/1971). As we will see in Chapters 2-4, children
show systematic age-related changes in logical, scientific,
principled, and precedent-based reasoning and in associated
conceptions of knowledge. By the age of 12 or 13 years, nearly
all individuáis have achieved a level of rational agency virtually
unseen in children under the age of 10 years, with strong
potential in most cases for substantial further development in
adolescence and adulthood. Development beyond age 12,
however, is far from universal and is less related to age than to
experience and education.
Developmental Process
The accounts of developmental change provided in Chapters
2 -4 are largely descriptive, consisting mostly of a succession of
stages or levels through which the individual passes in the
course of development. But what explains such development?
To explain development requires an account of the process
itself, not just descriptions of a series of outcomes.
Research looking closely at developmental transitions
suggests that progress in reasoning and rationality comes
about through rational processes of coordination and reflection
that transform earlier structures into better ones and make
implicit knowledge explicit. The full discussion of developmental
process is deferred until Chapter 7, however, because it needs
to incorpórate considerations mostly absent from Chapters 2 -4
because they are mostly (though not entirely) absent from the
literaturas of cognitive and developmental psychology. The
missing considerations are social considerations, including both
interpersonal rational exchanges (discussed in Chapter 5) and
the rational institutions of society (Chapter 6).
Intellectual Freedom
A recurring theme of the book is that rationality requires
intellectual freedom. This includes freedoms of belief,
expression, discussion, inquiry, and access to information and
ideas. Intellectual freedom is crucial to rational argumentation
(Chapter 5), deliberative democracy and rational institutions
(Chapter 6), developmental progress (Chapter 7), and
academic work at all levels of education (Chapter 8).
Intellectual freedom can be justified on at least three
grounds. First, intellectual freedom is a fundamental right of
individual persons as it respects their rational agency, which is
what defines them as persons. Second, intellectual freedom
serves the pursuit of truth by enabling collaborative reasoning.
Third, intellectual freedom is necessary for democracy,
especially deliberative democracy. But intellectual freedom is
not just the absence of government censorship. Intellectual
freedom, broadly defined as freedom to engage the intellect, is
presented throughout much of the book as the basis for
reasoning, rationality, argumentation, democracy, development,
and education.
Conclusión
The remaining eight chapters are meant to be read in order but
don’t have to be. This first chapter provided an overview of the
argument and an introduction to the central concepts of the
book. That should suffice so readers with particular interests
may sample from the remaining chapters as they please.
Readers interested in individual cognition and development
may wish to read Chapters 2, 3, and 4 most closely, and then
proceed as their interests direct. Readers most interested in
social cognition, democracy, or education may want to skim or
skip Chapters 2 -4 to focus on later chapters. Star Trek fans are
free to go right to Chapter 9.
2
DEVELOPMENT OF LOGICAL
REASONING
Early Logic
Logic, one might think, is the culmination of the development of
reasoning. But one would be wrong about that. Logic, it
appears, is where it all begins.
Consider this deduction: If an object is here or there, and it is
not here, it is there. A logician might cali that a disjunctive
inference, but you don’t need to be a logician to act on a
sensorimotor understanding that if something is here or there,
and not here, look there. In fact, you don’t even need language.
Disjunctive logic can be observed in the behavior of infants still
in the first year of life (Cesana-Arlotti et al., 2018; Piaget,
1937/1954).
Sensorimotor Logic
Piaget (1936/1963) conducted longitudinal observations of
each of his three children over the course of infancy, resulting
in a detailed account of the development of what he called
“sensorimotor” intelligence, beginning with the elementary
reflexes of newborn infants and culminating in the emergence
of what he called “representational” intelligence in the latter part
of the second year of life. Much of the analysis focused on how
infants devise means to serve their ends. “Deduction,” Piaget
wrote, “appears at its beginnings as the direct extensión of
earlier mechanisms of assimilation and accommodation, but on
a plañe which begins to become differentiated from direct
perception and action” (p. 349). Thus “sensorimotor deduction”
(p. 347), involving observable trial and error, is transformed in
the second year of life into “mental deduction” (p. 348), which
requires representational intelligence. In related work, Piaget
(1937/1954) looked at how infants, through the coordination of
their increasingly intelligent sensorimotor action-schemes,
construct increasingly objective sensorimotor conceptions of
space, time, objects, and causality. Such conceptions include
matters of implicit logic, such as the reversibility of
displacements in space.
The most thorough and systematic investigation of infant
logic can be found in a series of two volumes by Langer (1980,
1986). The study involved 12 infants at each of the ages 6, 8,
10, and 12 months (reported in the first volume) and 12 older
infants/toddlers at each of 15, 18, 21, and 24 months (reported
in the second volume). The sample was mostly cross-sectional
but included a longitudinal aspect in that some of the 10-month-
olds had previously been assessed at 8 months. Over múltiple
triáis, each participant was presented with a series of carefully
devised combinations of a diverse set of objects, varying in
arrangement and subject to a variety of manipulations, with
interventions by the experimenter on some triáis. Children’s
videotaped actions were analyzed with respect to logical
considerations, such as classification, ordering, mapping,
equivalence, replacement, substitution, commutativity,
combinativity, correlation, negation, reversibility, and exchange.
The results showed ongoing progress in logic throughout the
period of 6-24 months.
Langer’s interpretation of his results is generally consistent
with Piaget’s account of sensorimotor development but more
directly focused on specific matters of logic. On the
fundamental issue of the origin of logic in relation to language,
the substantial logic already seen in children of 12-15 months
strongly supports Piaget’s (1967/1971) claim that “logico-
mathematical structures are extracted from the general
coordination of actions long before they make any use of
language, either natural or artificial” (p. 181).
Critics of Piaget’s account of infant development have
argued that he underestimated the extent of innate knowledge
and/or the rate of early development. Such claims generally
refer to new evidence that competencies observed by Piaget
appear to be present even earlier than he acknowledged
(Gopnik, 2009). But virtually no one has argued that Piaget
overestimated infant competence. The consensus among
developmentalists is that infants of any age are at least as
logical as Piaget thought.
Preschool Inference
Though logic can be seen prior to language, there is no doubt
that the representational intelligence and emerging language of
2-year-olds have major implications for the nature and scope of
logic, and for our ability to study it. Scholnick and Wing (1991)
analyzed uses of the word “if in conversations involving 4-year-
olds and adults (mostly their parents and teachers). They found
that the 39 4-year-olds (as well as the adults) used “if
commonly, in most cases in sentences that “resembled the first
premise of a conditional syllogism” (1991, p. 249). The children
made inferences that were classified as modus ponens (of the
form Ifp then q; p; therefore q) and modus tollens (of the form If
p then q; not-q; therefore not-p), both of which are consistent
with the logic of conditional relations. They also made
biconditional inferences, which involve interpreting If p then q
symmetrically to entail Ifq then p. There is room for considering
how much logic should be read into such isolated inferences,
but it seems clear that preschool children make logical
inferences at least in the sense that they often make inferences
consistent with rules of logic.
In closely related research, longitudinal analyses following
three preschool children from ages 2 to 5 years (Scholnick &
Wing, 1992) showed early progress from (1) comprehending
adult use of if to (2) making inferences from adult if sentences
to (3) child production of if. “Within 6 months of speaking their
first if," Scholnick and Wing (1992) concluded, “children
produced ifs at the same rate and in the same forms as adults”
(p. 1). Further longitudinal analyses including two additional
children (for a total of five) showed, “By the time the children
produced their own ifs, their inferences resembled adults.”
(Scholnick & Wing, 1995, p. 319).
Another line of research on preschool logical inference
concerns transitivity. Transitive inference involves the logic of
ordering (seriation). If A is larger than B, and B is larger than C,
we can conclude that A is larger than C. But even without
making a transitive inference, a child who is told that A is larger
than B and B is larger than C might conclude A is larger than C
simply because she has heard about A being large (in the first
premise) and C not-large (in the second premise). Bryant and
Trabasso (1971), in a study of 4-year-olds, provided a way to
address this problem. In what has become a standard
methodology, children learn (for example) that A is larger than
B, B is larger than C, C is larger than D, and D is larger than E.
They are then asked the relative size of B and D, which have
not been compared directly. In this expanded format, the child
has learned about B being both not-large (first premise) and
large (second premise) and about D being both not-large (third
premise) and large (fourth premise), so a conclusión that B is
larger than D cannot be based on a categorical distinction
between things that are or are not large. The children’s success
on this task was attributed to genuine transitive inference.
Going beyond human cognition, researchers using
nonverbal variations on Bryant and Trabasso’s (1971)
methodology have found what many deem evidence for
transitive inference in a variety of mammals and birds, and
even in fish and insects (Tibbetts, Agudelo, Pandit, & Riojas,
2019), though skeptics have proposed and provided evidence
for alternative interpretations (Zentall, Peng, & Miles, 2019).
Regardless of what inferences we attribute to various species,
however, it seems clear that preschool children make logical
inferences, including transitive inferences, by the age of 4
years.
Braine & O’Brien (1998; see also Rips, 1994) developed a
theory of “mental logic” that helps explain both preschool logical
competence and subsequent development. The theory has
three components. The first is a set of elementary “inference
schemas” such as If p then q; p; therefore q (modus ponens)
and p or q; not-p; therefore q (disjunction) that are assumed to
be available to everyone beginning in early childhood. The
second component is a “reasoning program” that applies the
schemas in lines of reasoning. This includes a relatively
effortless “direct-reasoning routine” that is also assumed to be
universal beginning in early childhood. The reasoning program
also includes some more effortful “indirect-reasoning strategies”
that develop later, if at all. Finally, the third component of
mental-logic theory involves pragmatic considerations of
meaning, comprehension, and conversational expectations.
Thus in Braine and O’Brien’s (1998) mental-logic theory,
which is supported by substantial research, the inference
schemas and direct-reasoning routine together comprise a
basic mental logic. Inferences that can be made on the basis of
this logic are routinely made beginning in the preschool years,
whereas other inferences, which require more effort and
control, are seen less routinely and only later in development, if
at all.
Knowledge of Inference
Perhaps the most important initial development marking
progress beyond the preschool years is emerging knowledge of
inference. Although preschool children routinely make
inferences, it appears they do not know they are making
inferences, do not attribute inferences to others, and fail to
recognize inference as a source of knowledge for themselves
and others. Beginning at age 6 years, however, children are
aware that they and others make inferences and show
increasing knowledge about the nature and role of inference
(Miller, 2012; Moshman, 2015; Pillow, 2012; Sodian & Wimmer,
1987).
Knowledge about inference includes knowledge about the
logical properties of inferences, a matter of metalogical
understanding. Metalogical understanding concerns the
necessary truth of logical knowledge and the special kind of
justification provided by logical proofs. We will consider
metalogical understanding in Chapter 4 as part of epistemic
cognition, people’s knowledge about the justification and truth
of beliefs and claims. Metacognition, including epistemic
cognition, is no less important than logic for rational agency and
thus democracy.
Hypothetico-Deductive Reasoning
The evidence seems clear that children are capable of logical
reasoning by the age of 7 or 8 years (Inhelder & Piaget,
1959/1964)— if not even earlier, as proposed by many critics of
Piaget’s stage theory. What, then, if anything, remains to
develop? Obviously, we may leam various new facts and skills
useful in particular environments, and we may get more
efficient at processing some kinds of information. But do we
continué to make progress toward more advanced forms of
reasoning or higher levels of rationality?
Philosophers since Plato and Aristotle have theorized about
the nature of advanced reasoning and logic. In the early days of
psychology, James Mark Baldwin (1895) postulated a “hyper-
logical” stage of mental development marked by the emergence
of puré thought, form without content. Piaget (1928/1972) took
up the question of formal reasoning in some of his earliest
work. By formal reasoning, Piaget (1928/1972) meant “formal
deduction,” which
consists in drawing conclusions, not from a fact given in
¡mmediate observation, ñor from a judgment which one
holds to be true without any qualifications (and thus
incorporates into reality such as one conceives it), but in a
judgment which one simply assumes, i.e. which one
admits without believing it, just to see what it will lead to.
(P■69)
Mathematical Reasoning
Mathematical reasoning is closely related to logical reasoning
but forms a major category of its own. It ranges from basic
conceptions of numbers to complex statistical reasoning.
Scientific Reasoning
We look first at scientific reasoning. As we will see, scientific
reasoning is epistemologically distinct from logical reasoning in
ways that children increasingly come to understand. The
development of scientific reasoning is correspondingly distinct
from the development of logical reasoning but shows a similar
pattern of progress.
Moral Reasoning
Moral reasoning is reasoning about matters of morality, which
includes respect and concern for the rights and welfare of
others. Some people construe morality more broadly to include
respect for a variety of societal norms that vary across cultures.
As we will see, however, there is good reason to distinguish
morality from social convention and strong evidence that this
distinction is understood by young children and increasingly
respected over the course of development. I focus in this
section on moral reasoning, which is rooted in principie, and
then turn in the following section to social conventional
reasoning, which is rooted in precedent.
Moral Epistemology
“Everyone,” proclaimed Piaget (1932/1965b), “is aware of the
kinship between logical and ethical norms. Logic is the morality
of thought just as morality is the logic of action” (p. 398).
If we construe logic narrowly as a matter of following strict
rules that yield necessary conclusions, this conception misses
the principled nature of morality. Principies are not rules;
principled reasoning requires a more subtle epistemology
allowing for rational diversity in interpretations and judgments.
Some judgments are morally more justifiable than others, but in
many cases there is no single demonstrably correct moral
answer and little reason to believe that logic alone could supply
one (Moshman, 2015). Moral reasoning is not simply the social
application of logical reasoning.
On a somewhat broader interpretation, however, Piaget’s
statement expresses the view, central to his work on moral
judgment, that there is a moral rationality intrinsic to human
social interaction. This is a broadly Kantian view that is widely,
but not universally, shared by moral philosophers. Although the
rational basis for morality has been doubted in recent decades
by many psychologists, there is strong psychological evidence
for development toward moral rationality (Gibbs, 2019;
Moshman, 1995, 2011a; more on this in the next subsection).
Moral reasoning thus resembles scientific reasoning in
having a rational basis that cannot be reduced to logic (Bloom,
2016). But moral reasoning is not scientific reasoning. Scientific
reasoning aims to determine what the world is really like and to
provide causal explanations of what goes on within it. Moral
reasoning, in contrast, aims to evalúate the world and to tell us
what to do. Unlike science, morality (like logic) is normative
rather than descriptive.
Moral justification and truth, then, are distinct from the
justification and truth of both logical necessities and scientific
explanations. Morality has an epistemology of its own, distinct
from the epistemologies of both logic and science (Moshman,
2015). Moral reasoning, on the basis of moral epistemology,
incorporates principled reasoning and perspective taking in
ways that distinguish it from both logical and scientific
reasoning.
The distinction is not just that morality is a social matter.
Morality, which involves respect or concern for the rights or
welfare of others, is also epistemologically distinct from matters
of social convention and personal identity (Moshman, 2015;
Nucci, 2001, 2014; Smetana, 2011; Smetana, Jambón, & Ball,
2014; Turiel, 1983, 2008; see below for more on social
convention).
Development of Moral Reasoning
Extensive research since the 1960s has shown dramatic
progress over the course of childhood in children’s ability to see
themselves from the perspective of other people. Selman
(1980) proposed that development beyond childhood involves
the emerging ability to engage in third-party perspective taking,
which involves seeing one’s reciprocal relation to another
person from the (meta)perspective of a real or hypothetical third
party. He also proposed a still more advanced, and perhaps
less universal, level of perspective taking that involves taking
the perspective of the social order.
Perspective taking is not itself moral. Understanding the
perspectives of others may serve the immoral purpose of
exploiting them more effectively by anticipating their reactions.
Nevertheless, Kohlberg’s (1981, 1984) Piagetian theory of
moral development proposed that moral development beyond
childhood involves recognizing the moral valué of relationships,
which requires third-party perspective taking. He also proposed
that development may proceed beyond that to a
reconsideration of human relations from the perspective of the
social system, which requires Selman’s societal level of
perspective taking.
John Gibbs (2019) proposed a neo-Kohlbergian theory that
posits four stages of moral development, drawing on
increasingly advanced levels of perspective taking, which is
construed as both cognitive and emotional. Children make
progress in understanding and respecting reciprocity, but the
reciprocity of Stage 2, typical of older children, is a pragmatic
reciprocity of self-interested deais. In adolescence, developing
individuáis construct the ideal reciprocity and genuine mutuality
of Stage 3, which requires third-party perspective taking. Some
individuáis in at least some societies proceed from there to the
social system perspective of Stage 4, rooted in societal
perspective taking.
Research on the development of moral reasoning has
looked specifically at principled reasoning about matters
including free speech, religious liberty, democratic decision-
making, forms of government, and student rights (Helwig, Ruck,
& Peterson-Badali, 2014). Participants across a range of ages
and cultural contexts have been presented with a variety of
moral and social dilemmas and have been asked to explain and
justify their responses. Helwig (1995), for example, asked 12-
year-olds, 16-year-olds, and college students to evalúate
potential laws restricting freedoms of speech and religión.
Participants were also asked to evalúate the exercise of
intellectual and religious freedom in relatively straightforward
cases and in more challenging cases involving, for example,
harmful religious practices or the use of racial slurs. Regardless
of age, students generally showed substantial support for
freedoms of speech and religión, but also recognized limits on
these rights in cases where they potentially conflicted with other
rights or valúes. Students of all ages disagreed with each other
about how best to resolve complex cases, but their justifications
showed clear understanding of relevant civil liberties principies.
Related research (reviewed in Helwig et al., 2014) supports
the conclusión that principled moral reasoning is common in
adolescents and adults, who often show explicit understanding
of principies implicit in the moral judgments of children. The
development of principled reasoning is not so much the
emergence of new principies as the increasing metacognitive
awareness, understanding, and control of one’s principies.
Unlike children, adolescents and adults understand that
principies, although morally obligatory, are not rigid rules.
A broader look at developmental and cognitive research on
human morality shows the same pattern already observed in
the study of logical and scientific reasoning. Developmental
research on children has focused largely on showing empathy,
perspective taking, and moral action earlier than expected by
Piaget (1932/1965b) and by Piagetian theorists such as
Selman, Kohlberg, and Gibbs (Bloom, 2013). Research with
adults, in contrast, has focused on showing systematic
deviations from rational moral norms. Moral judgment has
come to be seen as mostly the result of a variety of cognitive
and moral heuristics and biases. Many researchers have
concluded that our moral and immoral judgments and actions
are largely driven by emotions and intuitions, with only a limited
role for reasoning, not only in childhood but throughout our lives
(Haidt, 2001).
In recent years, however, many researchers have provided
new evidence for the important role of reasoning in moral
judgment. Landy and Royzman (2018) reviewed much of the
relevant literature and proposed a developmental dual process
account of moral reasoning that they cali the moral myopia
model. By “moral myopia,” Landy and Royzman (2018) mean
“singularly attending to one salient aspect of a moral problem
rather than thinking about múltiple moral considerations . . . in a
more complex, integrative way” (p. 71). Although children make
developmental progress in their ability to decenter from one
salient aspect of a problem and to coordínate múltiple
considerations, the moral myopia model acknowledges that
adults still show moral myopia. Depending on circumstances,
however, adults may show reasoning beyond the capacity of
children, with some more likely than others to do so. Landy and
Royzman (2018) argüe that their model accounts for evidence
that “reasoning can be applied to resolve situations in which
moral concerns clash and . . . can promote differentiating
between moral and conventional transgressions” (p. 71).
Integrating developmental research with dual process
theory, it appears that principled moral reasoning and third-
party perspective taking emerge at the transition to
adolescence but that they supplement and sometimes shape
emotional and intuitive reactions, rather than replacing them. A
developmental dual process approach (Landy & Royzman,
2018) provides an integrative picture of moral reasoning that
accounts for both developmental progress (Gibbs, 2019) and
human limitations (Haidt, 2001).
Conclusión
We are faced throughout life with questions of what to believe
and what to do. We should address such matters logically, to
the extent that logic is relevant, but we should not expect logic
to answer all our questions. As we have seen in this chapter,
we supplement our logical reasoning with scientific, moral, and
social conventional reasoning.
It might seem the account of múltiple forms of reasoning in
Chapters 2 and 3 provides the outline of a comprehensive
theory of reasoning. What remains, it might seem, is to fill in the
details concerning the development and functioning of the
various forms of logical, scientific, moral, and social
conventional reasoning, and perhaps consider whether there
are any additional sorts of reasoning not reducible to any of
these. As already noted, however, all such reasoning is rooted
in metacognition, and especially in epistemic cognition. We
cannot understand reasoning without understanding how
people control their inferences and what people know about
justification and truth. We now tum to these matters.
4
METACOGNITION AND EPISTEMIC
COGNITION
Metacognition
I begin in this section with metacognition, which is crucial to
thinking. I focus especially on metacognition in child
development and in the logical reasoning of adults. I then turn
in the following two sections to epistemic cognition, the subset
of metacognition most crucial to reasoning.
Metacognition in Development
Cognition about cognition is central to the developmental theory
of intelligence formulated over the past several decades by
Andreas Demetriou and colleagues (Demetriou et al., 2018;
Demetriou & Spanoudis, 2018). In order to provide a
differentiated picture of what might broadly be called the
metacognitive realm, they highlight what they cali “cognizance”
as a crucial aspect of what they cali “reflexive consciousness.”
Consciousness is defined as “awareness of one’s own
existence and current relation with the world” as in the
statement, “I know I am here and that the object I see is blue.”
Consistent with dual process theories, it is acknowledged that
much cognitive activity is unconscious. A basic level of
consciousness includes “awareness of one’s own current object
of thought” as in “I know that I see a red apple.” Reflexive
consciousness is defined as “awareness of one’s own mental
processes (I know that I see by my eyes), knowledge (I know I
saw apples before), and abilities (I am good in remembering
what I saw before).” This includes cognizance, the portion of
reflexive consciousness “involving awareness of cognitive
processes” (Demetriou et al., 2018, all quotes from p. 1).
Cognizance draws on self-monitoring, defined as “the mind’s
eye turning to itself,” as in “I try to balance on a seesaw” or “I
try to learn how to add up numbers.” It also draws on reflection,
defined as “mentally re-enacting past experiences, memories,
or thoughts to better understand events, actions, and thoughts
and their relations.” Finally, cognizance draws on
metarepresentation, which is defined as “encoding of the
results of self-monitoring and reflection and tagging or
redescripting them into new representations for future use.”
Research indicates that cognizance plays a role in the
emergence of executive control and in the relation of executive
control and reasoning. Cognizance, executive control, and
reasoning are seen together as the “developmental trinity of
mind” (Demetriou et al., 2018, all quotes from p. 1).
In a cross-sectional and longitudinal study motivated by this
metacognitive theory, Kazi, Kazali, Makris, Spanoudis, and
Demetriou (2019) looked specifically at how cognizance
mediates between executive control and reasoning over the
age range of 4 -1 0 years. A total of 113 children of ages 4, 6, or
8 years were assessed on a battery of cognitive and
metacognitive tasks and were assessed again two years later
(when the oldest were 10 years oíd). Cognizance was
assessed via measures of (1) awareness of the perceptual and
inferential origins of knowledge, involving the ability to
differentiate visión, hearing, and inference as distinct sources of
knowledge; (2) awareness of cognitive processes, involving the
ability to evalúate the similarity and relative difficulty of múltiple
pairs of tasks; (3) first-order theory of mind, which requires
understanding that a character would look for an object where
she believed it to be, even if that belief was known to the child
to be false; and (4) second-order theory of mind, which requires
determining what one character would believe about what a
second character believes under circumstances of incomplete
information. Executive control was assessed via measures of
(1) attention control, involving perceptual discrimination and
response inhibition; (2) cognitive flexibility, involving the flexible
pairing of labels with picture properties; and (3) working
memory, involving the backward recall of between two and six
words or digits. Reasoning was assessed via measures of (1)
inductive reasoning, involving matrices of increasing complexity
such that they required abstraction of one, two, or three
dimensions; and (2) deductive reasoning, involving the ability to
determine the implications of rules involving three simple logical
forms.
Consistent with theoretical expectations and previous
research, results indicated that even 4-year-olds have
inferential and metacognitive abilities and that between ages 4
and 10 years children show systematic age-related progress in
reasoning and in múltiple aspects of metacognition, leading to
what Kazi et al. (2019) described as “the highly organized
cognitive attainment observed at the end of childhood.” Even
second-order theory of mind was within the competence of
many (though not most) 8- and 10-year-olds. More detailed
analyses supported theoretical predictions concerning the
crucial role of cognizance in the development of executive
control and reasoning. Kazi et al. (2019) concluded that the
results “strongly suggested that there is a central core of
cognizance underlying awareness of one’s own and others’
mental states” and that this core “develops systematically
through the years, emerging from cognitive actions or
experiences and contributing to their further development, in an
ever-changing spiral of interactions with executive and
reasoning process[es].”
Metacognition in Reasoning
Research on reasoning, as we saw in Chapters 2 and 3,
provides extensive evidence for the crucial importance of
metacognition. In recent reasoning research, metacognition is
generally conceptualized within a dual process framework in
which metacognition is associated with the deliberate and
reflective processes of System 2 and/or with the resolution of
conflicts emerging from the interplay of System 2 with the
automatic inferences and intuitions of System 1 (Amsel,
Klaczynski, Johnston, Bench, Cióse, Sadler, & Walker, 2008;
Markovits, Brunet, Thompson, & Brisson, 2013; Markovits,
Thomson, & Brisson, 2015). These studies generally use
complex statistical techniques to test múltiple predictions
derived from the particular dual process model used by the
study. For present purposes, I ¡Ilústrate how such studies are
conducted without detailing the specific models, predictions,
analyses, and results.
Focusing on logical reasoning, Markovits et al. (2013)
provided what they called in their title, “direct evidence for a
dual process model of deductive inference.” Across two
studies, the authors presented college students with a series of
seemingly reasonable simple inferences that enabled
researchers to distinguish (a) a “statistical strategy,” which
intuitively accepts or rejects inferences on the basis of the
estimated likelihood of counterexamples; from (b) a
“counterexample strategy,” which recognizes that a single
counterexample undermines the validity of a deductive
argument. Though previous researchers had provided evidence
for both sorts of processes, the focus had been on showing that
reasoners found to be generally more competent were more
likely to use the counterexample strategy. The purpose of the
present research was to show that most reasoners are capable
of both strategies and to examine their interplay. It was
hypothesized that the statistical strategy was a System 1
default strategy, whereas the counterexample strategy involved
System 2 deliberation and reflection, and that reasoners
exercised some degree of agency in choosing a strategy.
Strategy use was manipulated through the imposition of strict
time constraints, which interfered with System 2 functioning.
Study 1 compared performance under time constraint with
performance when allowed as much time as needed; it also
compared participants who experienced the time constraints
before getting unlimited time to those who experienced the time
constraints after a period of unlimited time to respond. Study 2
added measures of reasoner confidence. Results were
consistent with detailed predictions made on the basis of the
dual process model.
In two additional studies, Markovits et al. (2015) presented
college students with a series of conditional inference tasks
systematically varying in contení. Some tasks used familiar
content that would easily enable students to think of
counterexamples and thereby reject invalid arguments. Some
tasks used content that, though also familiar, did not suggest
obvious counterexamples. Finally, some tasks used “abstract”
content with no meaning. Confidence in one’s judgments was
also assessed. The pattern of results was “consistent with a
dual meta-representational model, which supposes that people
have both a meta-representation of logical validity,
preferentially used to evalúate abstract content, and one based
on knowledge-based cues, which is preferentially activated with
familiar content” (Markovits et al., 2015, p. 689). In the second
study, half the students began with an experimental
manipularon intended to orient their thinking toward
counterexamples, which had previously been shown to improve
logical performance, although it does not explicitly teach about
logical principies such as necessity. Once again the pattern of
results, albeit complex, suggested that people have logical
conceptions of inferential validity, but these conceptions
operate within the larger context of a dual process model and
do not always prevail.
Conclusión
In this chapter we have supplemented the earlier consideration
of various forms of reasoning (Chapters 2 and 3) with a direct
look at metacognition, the basis for thinking, and especially the
subset of metacognition known as epistemic cognition, the
basis for reasoning. We have seen that metacognition,
including epistemic cognition, develops rapidly over the first 11
or 12 years of life, with the potential for further development,
especially in epistemic cognition, long beyond that. This is fully
consistent with the pattern seen in the development of various
forms of reasoning. As we will discuss further in Chapter 7,
cognitive development can be seen as progress toward
rationality, thus distinguishing it from other cognitive changes. A
distinction can be made between basic development, referring
to the universal progress in rationality across the first 12 years
of life, and advanced development, referring to further progress
that is highly variable across individuáis.
But there remains something missing in this picture. As is
typical in the literatures of cognitive and developmental
psychology, we have been looking almost exclusively at the
reasoning and epistemic cognition of individuáis. We now tum
to argumentation, which I construe as collaborative reasoning.
5
ARGUMENTATION AS
COLLABORATIVE REASONING
Group Rationality
I turn now to the more specific question of the rationality of
groups engaged in collaborative reasoning as compared to the
rationality of individuáis reasoning on their own. It is well
established that under the right circumstances group
performance is more competent than that of the average
individual. Patrick Laughlin (2011) reviewed and organized the
literature on group problem solving, broadly defined to include
decision-making, reasoning, and related cognitive processes,
including decades of his own research. He concluded (Laughlin
2011, pp. 141-142) that group tasks can be ordered on a
continuum from “intellective” (involving matters of logic and/or
clear facts) to “judgmental” (where there is no “generally
accepted demonstrably correct answer”). In judgmental tasks a
consensus may suffice; in intellective tasks the objective is
truth. The intellective/judgmental continuum reflects an
underlying continuum of “demonstrability.” High demonstrability
requires not only a shared logic and sufficient information, but
also the ability and opportunity of correct group members to
convince others and the ability of the others to recognize
correct solutions. The greater the demonstrability of a particular
solution, the smaller the proportion of group members needed
to convince the group to adopt that solution. Demonstrability
makes it possible for a minority to convince a majority, and high
demonstrability makes it possible for a single correct individual
to convince everyone else. Thus for highly intellective tasks,
groups perform as rationally as their most rational member.
In the most intellective tasks, Laughlin (2011) noted, groups
may even outperform the best of an equivalent number of
individuáis, using more complex and insightful strategies that
enable them to succeed on fewer triáis. This is consistent with
Moshman and Geil’s (1998) finding that groups may identify the
correct solution to the selection task even if none of their
members were able to do so individually. Here we see the
strongest evidence for the constructive power of peer
argumentation.
How could a group construct a better answer than any
individual within it? The final resolution may be a combination
of the best ideas produced by individuáis, even if only one
person originally comes up with some of those ideas. In
Moshman and Geil (1998), for example, Group 2 ultimately
accepted Frank’s argument for turning the 7 and Hal’s
argument against turning the 4, though each was initially alone
in his view. Similarly, Group 1 concluded that the 7 must be
turned, although only Alice initially made this selection.
It is noteworthy, however, that Group 1 also reached a
consensus against turning 4, despite the fact that its five
members unanimously agreed at the start that the 4 must be
selected. No single individual, moreover, was responsible for
this new understanding. Carol was the first to propose that the
4 should not be turned, but her arguments drew on Dan’s case
against turning K, Ben’s earlier distinction between “supporting”
and “proving” the hypothesis, and Alice’s insight with respect to
7 about the crucial importance of falsification. It was Dan,
moreover, who ultimately convinced the others, with Carol’s
assistance, that 4 need not be turned. The group decisión not
to turn 4 was not a choice among conflicting individual ideas. It
was a novel insight co-constructed by four members of the
group. At its most Creative and powerful, the rationality of
groups is not just a matter of selecting and combining the best
ideas. It also involves the social construction of new ideas.
Small Group
For a start, the two groups were small enough that everyone
could get repeated opportunities to speak to the group,
everyone could hear from everyone else, and individuáis with
differing views could engage in sustained argument that others
were free to join. No one was required to speak, but everyone
was free to do so múltiple times, and most actively participated.
Obviously, the opportunity for this sort of free discussion
declines as the size of the group increases. Group discussion
procedures, such as Robert’s Rules of Order, enable groups of
several dozen to approximate the ideal of free discussion. For a
group of several hundred, however, it is inevitable that
opportunities to speak will be strictly limited, even if everyone
ultimately gets a turn; moreover, sustained argumentation
among a small number of individuáis will be impossible due to
the number of people waiting their turn to speak.
For a larger social system, face-to-face discussion among all
persons is obviously impossible. This raises serious questions
about the possibility of scaling up the benefits of group
rationality to social systems. Can the members of a society be
said to be engaged in collaborative reasoning? How can a
social system operate rationally?
Individual Competence
A second characteristic of the two groups is that all participants
were college students. How would younger individuáis have
done? Based on research on the development of logical
reasoning in individuáis, it seems likely that rational group
performance on the selection task could be found even if the
members of the group were young teens, but not if they were
children under 11 or 12 years. The problem is not just that none
of the children would initially have the correct solution. The
problem is that the children would lack the hypothetico-
deductive reasoning necessary to grasp the logic of the task
even if (as with the adult groups in Augustinova, 2008) they
were provided with helpful insights.
In addition to developing competence in logical and other
forms of reasoning, children also show substantial and
predictable development in argumentation ability over the first
11 or 12 years of life. Argumentation competence, it should be
clear, is social as well as cognitive. To argüe well, one must (1)
recognize the need to provide reasons for one’s ¡deas, which
includes understanding what counts as a reason and what
others will find convincing; (2) recognize the need to refute
alternative ideas, which requires attending to others and
understanding their ideas; and (3) recognize the possibility of
higher-order argumentation, which includes responding to
refutations of one’s own ideas, anticipating such refutations,
acknowledging strengths and weaknesses in a variety of ideas,
including one’s own, and working with others to construct better
ideas. Children make substantial progress in the first set of
competencies beginning in the preschool years, with ongoing
development across childhood in the first two sets, and show
some capacity for higher-order argumentation by the age of 11
or 12 years. People of all ages fall far short of ideal
argumentation, however, with substantial differences across
individuáis in the rationality of their argumentation, due in large
part to differences in epistemic cognition. Beyond the age of
about 12 years, individual differences in rational argumentation
are more related to education and experience than to age
(Kuhn, 1991,2005).
Group rationality, as we have seen, is not just the sum of the
rationality of the individuáis composing the group (Baillon et al.,
2016; Cur§eu et al., 2013; Cur§eu et al., 2015; Laughlin, 2011).
Nevertheless, even in collaborative reasoning, individual
competence matters. For social systems concerned with
argumentation, education aimed at the promotion of individual
rationality is important, though part of a larger picture.
Intellectual Freedom
Finally, the two groups that have been the focus of this chapter
were characterized by intellectual freedom, not as an ideology
but as a natural condition of rational argumentation. Nobody
needed to condemn censorship because it was taken for
granted that all persons were free to express all views about
the cards to be selected.
But the implicit commitment to intellectual freedom was more
subtle than just a commitment to free speech. Participants did
not feel free to talk about anything they pleased. Without
anyone setting any limit, the conversation naturally remained
on topic, focused on the logic of the task at hand. The
participants shared a common goal of determining the pattern
of cards to be selected and understood that to maximize their
chances of identifying the logically correct solution they should
limit their speech to the topic at hand but set no limits on
viewpoints regarding the logic of the task or the cards to be
turned. Incorrect views of which cards to turn disappeared not
because those who held them were silenced or intimidated but
because those who held them were convinced to change their
views.
There remains the question of intellectual freedom in social
systems, where, in múltiple forums and institutions, we face the
interplay of ideologies and identities, often with respect to
complex issues requiring special expertise. Over the next three
chapters, we will return to intellectual freedom repeatedly as we
examine its role at a societal level (Chapter 6) and consider its
special importance for development (Chapter 7) and education
(Chapter 8). As we will see, outside the realm of an open forum
for free expression, there are many social contexts where
speech can legitimately be restricted on the basis of topic but
not viewpoint. We will also see that intellectual freedom,
beyond freedom of expression, also includes access to
information and ideas.
Conclusión
Despite the focus of reasoning research on individuáis,
theorists such as Habermas (1990) and Piaget (1995,
1932/1965b) have long argued for the importance of
collaborative reasoning. Even at his most biological, Piaget
(1967/1971) was always clear that logical operations, far from
being just the property of individual organisms, are no less a
property of social interaction:
Deliberative Democracy
Deliberative democracy is a form of liberal democracy that
takes as its ideal the achievement of consensus through
rational processes of argumentation. Deliberative democracy,
as we will now see, is founded on respect for persons and
respect for reasons. It is generally seen as an ideal but, at least
in small peer groups, it is also a social fact.
Dangers ofldentity
Strong identities may enhance our rational agency by providing
reasons for action based on our reflective theories of ourselves
as persons. Identity is also, however, a threat to rationality.
Evidence threatening your identity threatens your fundamental
explanation and justification of who you are as a person. We
naturally tend to ignore, deny, critique, or reinterpret evidence
contrary to our theories, preferring to seek and focus on
evidence that shows we are right, which we accept with much
less scrutiny. This verification bias is routine even for theories
that don’t matter much to us (as in the Wason selection task
discussed in Chapters 2 and 5). It is greatly exacerbated when
the theories in question are the ideologies that define our
identities— our deepest theories of who we are as persons and
as groups.
And that’s just the start of the problem. To the extent that
identity is social, not just individual, societies are subject to a
process of dichotomization in which, at the extreme, a single
identity dimensión, such as race, religión, or political ideology,
comes to be seen by all as the primary basis for identity (Klein,
2020). As a result, people see themselves and others as fitting
into a small number of primary categories within that single
dimensión— in the extreme just two, so that everyone is either
one of “us” (whoever “we” may be) or one of “them.” This can
lead to processes of dehumanization in which “they” come to
be seen as less than fully human, sometimes leading to
violence, ethnic cleansing, and genocide in cases where those
seen as subhuman are also seen as posing a threat to us
(Maynard, forthcoming; Moshman, 2004a, 2007b, 2011b).
Even in cases that do not generate violence, identity-related
processes of dichotomization and dehumanization seriously
undermine deliberative democracy. Dichotomization reduces
argumentation from an effort of múltiple individuáis to
determine the truth and agree on a course of action to what is
perceived instead as a contest between two ideologies and/or
identities. This undermines the effort to address pluralism in a
rational manner, a central concern of deliberative democracy
(Cinalli & O’FIynn, 2014). Dehumanization of the other further
undermines deliberation. Although we are usually well aware
that our own groups are internally diverse, we see other groups
as relatively homogeneous, thus underestimating the rational
agency of individuáis within them and downgrading their
personhood. If “they” are mostly automatons driven by hatred,
propaganda, and peer pressure, then there is no basis for them
to particípate as individuáis in democratic deliberation. That
leaves argumentation to take place mostly within ideological
groups that don’t talk to each other, likely leading to greater
polarization of ideological belief.
Dehumanization, which denies the personhood of the other,
is part of a more general phenomenon of denial (Bardon,
2020), often driven by our need to maintain our conceptions of
ourselves and our groups as moral agents regardless of how
we actually treat others. The verification bias in hypothesis
testing may be an automatic response, but when denial serves
to maintain our moral identities it is often active and strategic,
albeit less than fully conscious. In dual process terms, we
cannot rely on System 2 to make us rational by overruling
System 1 because System 2 is itself engaged in processes of
denial necessary to preserve our moral identities— our
conceptions of ourselves as moral agents. The result is that we
often have, to varying extents, false moral identities— that is,
conceptions of ourselves and our groups as much more moral
than we actually are (Moshman, 2004a, 2011a).
Rationalist Identity
There will always be identities, and with them processes of
dichotomization, dehumanization, and denial that undermine
our efforts to create deliberative democracies. One part of our
response, to be explored in the next section, must be to create
and maintain rational social institutions that engage us in
collaborative reasoning to overcome our individual limitations.
But we should also consider the rationality of identity and the
possibility that some identities are more rational and/or more
supportive of societal rationality. The challenge is to identify
and encourage better identities without undermining the very
concept of identity by specifying what identities everyone must
have.
One characteristic of a good identity is that it is relatively
rational. Drawing on the usual criteria for evaluating a theory, a
theory of self might be considered more rational than some
alternative theory of self if it is more coherent or more
consistent with evidence. But these are difficult things to judge.
All human identities likely fall far short of theoretical ideáis, and
none of us is in a good position to rate the relative rationality of
our diverse identities.
Rather than focus on whether or to what extent an identity is
rational, I suggest we focus instead on whether it is rationalist
— that is, whether commitment to rationality is among the core
commitments of the identity in question. A rationalist identity is
an explicit theory of oneself that highlights and valúes one’s
rationality. To the extent that you are committed to rationality,
you may be more willing to consider disconfirming evidence
and critical arguments because, whatever other commitments
you may have, determining the truth and doing the right thing
are no less important to how you conceive who you are.
Changing your mind on the basis of evidence or logic confirms
your theory of yourself as the rational agent you want to be. We
will address rationalist identity further in Chapter 7 as a
potential outcome of advanced development and will consider
the promotion of rationalist identity in Chapter 8 as an important
part of educational efforts to promote rational agency without
dictating or manipulating identity commitments.
We can’t simply elimínate the wild beast of identity because
our identities, however savage, are our best visions of who we
are. The challenge is to regúlate ourselves on the basis of the
epistemic aim to seek and acknowledge the truth, however
much we wish to evade or deny it, including truths about
ourselves and about our moral obligations to others.
Rational Institutions
Even with progress in rationality and greater commitment to it,
individual people will always fall woefully short of rational
ideáis. Deliberative democracy requires rational institutions. At
the very least, such institutions must allow for democratic
deliberation in order to achieve the epistemic benefits of
argumentation. In a large society, however, deliberative
democracy cannot consist of a single open forum in which
every individual participates fully and equally in every decisión.
Thus, we must recognize deliberative democracies as
deliberative systems coordinating the ongoing operations of
rational institutions within them (Parkinson, 2018).
One issue of particular importance and concern is that
rational deliberation on various topics requires various sorts of
expertise (Post, 2012). But to gain the benefits of expertise we
must rely on experts, which seems to require vesting authority
in an elite group, contrary to basic norms of democracy (Brown,
2014; Rosenfeld, 2019; Taylor, 2019). If it could be shown that
a system of rule by experts would be more rational than a
deliberative democracy, we would indeed be faced with a
difficult choice between expertise and democracy. But experts
are only experts on particular topics, and expertise itself is the
outcome of democratic deliberation among experts. As we will
see, the challenge is to incorpórate expertise into democratic
functioning. What we need are (a) rational institutions
committed to democratic deliberation and (b) a deliberative
system that respects and maintains such institutions. In this
section, I consider some rational institutions crucial to any
large-scale deliberative democracy.
Legislatures
It is often said that we need more politicians willing and able to
“reach across the aislé.” In the United States Senate, there is
literally an aislé separating the seats of Democrats and
Republicans, the two major political parties. In many other
legislative bodies around the world, the aislé is metaphorical
but the ideological divide between the major political parties is
no less real. To reach across the aislé is to seek some common
ground or basis for collaboration, or at least meaningful
discussion.
In legislatures dominated by two political parties composed
of party loyalists who vote the party line, reaching across the
aislé may be the best anyone can do. But an occasional breach
of the aislé is not good enough for deliberative democracy. In
the deliberative ideal, every member of the society speaks to
and hears everyone else. In societies too large for this,
representatives are chosen to meet as members of legislative
institutions small enough for all members to meet together for
deliberation. Organizing a legislature to operate as an ongoing
battle between two political parties or ideological factions
undermines democratic deliberation among the legislators and
thus undermines deliberative democracy. We need to elimínate
both the literal aislé and the ideological dichotomization it
represents.
But is that possible? In the United States, the House of
Representatives has no literal aislé but is divided no less
sharply than the Senate between Democrats and Republicans.
In both the House and the Senate (which together make up
Congress, the legislative branch of the federal government), the
two parties meet separately in party caucuses to decide on
plans, select party leaders, and engage party solidarity. Turning
to the states, we find the same pattern of a bicameral
legislatura that operates largely as an ongoing battle between
the same two major parties.
But there is one notable exception. The Nebraska state
legislatura is the only unicameral state legislatura in the U.S. It
was specifically designed in the 1930s with múltiple features to
foster deliberative democracy by enhancing transparency and
downplaying party politics. Nebraska senators operate
somewhat more rationally than other state legislators not
because of their individual qualities but because they operate
within a system set up to encourage genuine deliberation,
which is good for everyone.
The unicameral legislatura (informally known as the Unicam)
was conceived and promoted by George Norris, who
represented Nebraska in the U.S. Congress from 1903 to 1943,
first in the House of Representatives and later in the Senate.
Nebraskans voted in 1934 to replace their traditional bicameral
legislatura with a unicameral legislatura, which began operation
in 1937. The Unicam has a single chamber consisting of 49
senators representing 49 legislative districts. Every bilí is
assigned to a committee of senators, who hold a public hearing
at which anyone may speak. Bills approved by committee may
be scheduled to be heard on the floor, where all 49 senators
may particípate at each stage of deliberation. In contrast to
bicameral legislaturas, there are no secret processes or
reconciliation committees to resolve differences in bilis passed
by two chambers. To prevent quick passage of laws without
adequate discussion and debate, legislation must be approved
three times over an extended period, usually weeks or months,
with deliberation prior to each vote. In addition, although bilis
can be amended by a majority of those present, approval at
each of the three stages of debate requires 25 votes (or more
in the case of a filibuster), even if some of the 49 senators are
absent or abstain.
State senators are elected on a nonpartisan basis. All
candidates run in a single primary; the top two go forward to the
general election. These are often a Republican and a
Democrat, but they are often two Republicans and can be (at
least in Lincoln or Omaha) two Democrats. The operation of the
Unicam is also, ideally, nonpartisan. There are no party
caucuses. It is common for senators to work closely with each
other on potential bilis without regard to party affiliation and to
find Creative ways to get 25 or more votes from the 49
senators.
How does this work in practice? Of course, there is party
politics. But sometimes the system enables senators to go
beyond that. I present here one notable recent example.
In March 2017, as president-elect of the Academic Freedom
Coalition of Nebraska (AFCON), I provided the Unicam’s
Education Committee with written testimony concerning
AFCON’s opposition to a bilí designed to actívate the
Americanísm committee of every school district across
Nebraska. These committees were established by a 1949
Nebraska law driven by the rising anti-communist hysteria that
a few years later carne to be called McCarthyism. I testified that
AFCON saw the Americanism law as an infringement on the
academic freedom of teachers and students and on the
academic integrity of Nebraska schools. Specifically, I argued
that for a state legislature to determine curriculum and set
methods of instruction, as this law did, is micromanagement,
which in the present academic context is indoctrination.
Compulsory Americanism is, paradoxically, just plain un-
American; genuine patriotism, I insisted, cannot be compelled
or coerced and does not require Americanism committees.
Quoting from a historie decisión of the U.S. Supreme Court
striking down mandatory flag ceremonies (West Virginia v.
Barnette, 1943), I argued that we should not underestimate “the
appeal of our institutions to free minds” (p. 641).
The bilí had strong support from the most conservative
Republicans who, together with relatively moderate
Republicans, had a substantial majority of the legislative seats.
Nevertheless, like similar bilis in previous years, it failed to pass
due to liberal opposition and the absence of party discipline in
the nonpartisan Unicam.
When I heard in January 2019 that a Republican State
senator was once again dusting off Nebraska’s Americanism
law, I expected the worst, but was pleasantly surprised to find
that the new bilí had some noteworthy positive features. The bilí
was subsequently improved, moreover, by several
amendments responding to liberal objections. In fact, in its final
versión, the bilí essentially repealed the Americanism law and
replaced it with a civics education law. The new law would
elimínate the Americanism committees and require instead that
the school board of each school district appoint a “committee
on American civics.” The difference was not just linguistic. The
new committees were responsible for assuring that civics
education is taken seriously, but their mandate showed
considerable respect for the autonomy of students, faculty, and
school systems.
The final versión of the bilí was supported by senators
spanning the political spectrum. It passed 44-2, with one
senator abstaining and two absent, and was signed by the
governor. By the standards of academic freedom to be
discussed in Chapter 8, the new law still micromanages
curriculum, instruction, and assessment. But compared to the
law it replaced, it is far more flexible in its requirements, far less
indoctrinative in its language, and overall much more respectful
of intellectual freedom. In an age of intense dispute over
matters of history, government, and social responsibility, the
nonpartisan structure and deliberative requirements of the
Nebraska Unicam enabled it to reach near-consensus on a
conception of civics education far more academically and
morally justifiable than the compulsory Americanism it replaced.
Courts of Law
Legislatures pass laws, but the judicial system is generally
responsible for determining whether someone has broken the
law. In legal systems following English common law (including
the United States and Cañada), a criminal trial generally
involves both a judge and a jury of peers. The judge is
responsible for conducting a fair trial ¡n accord with applicable
legal procedures and ¡nstructing the jurors about applicable
laws and legal standards. The exercise of such responsibility
requires legal expertise.
The rationale for the jury system is that democratic
standards of liberty and equality will be compromised if people
can be convicted of crimes and sentenced in secret processes
controlled by a legal elite. Instead, triáis are generally public
and the determination of guilt, in particular, is made by a group
of jurors (generally 12) who can be considered peers of the
accused in that they are selected from the public at large. The
jurors generally do not have, and do not need, legal expertise,
because the judge instructs them regarding legal
considerations. The role of the jury is to attend to trial
testimony, determine the facts of the matter, and reach a
conclusión as to whether those facts show a violation of the
law, as interpreted and explained by the judge.
Although jurors do not need legal expertise, the legal system
relies on their rationality. One might reasonably wonder, then,
given that people are not equally rational, why we need a jury
of 12 people. Why not select the most rational and fair person
from the pool of potential jurors and let that person serve alone
as the jury? The jury selection process already begins with a
pool of potential jurors and eliminates those who appear unable
to understand the relevant facts or law or likely to have a
conflict of interest. Even if we can’t always tell who will be the
very best juror, surely we could extend the jury selection
process to settle on someone better than average.
The problem is that we know from extensive research that
even the most rational people routinely fall far short of rational
standards (Chapters 2 -4 ) and that groups often show higher
levels of rational performance than individuáis (Chapter 5). The
system of múltiple jurors dates back centuries before this
psychological research but seems entirely consistent with its
basic findings.
Even groups do not always function rationally, of course. If a
few members of the jury confidently assert some ¡nterpretation
and conclusión, others may go along because it sounds
plausible, then others because of peer pressure or a desire to
reach closure, leading to a perfunctory hearing of alternative
and dissenting views followed by a vote for the majority
conclusión. But English common law generally requires a
unanimous decisión for the jury to reach a verdict (otherwise
there is a “hung jury,” which may lead to a new trial). The
requirement of unanimity means dissenters cannot simply be
outvoted; they must be convinced. Thus, deliberation is
enhanced, which may lead to a fuller recall and consideration of
the facts than any juror alone could muster and more
comprehensive and justified interpretations than those initially
reached by most or all of the individual jurors. Research on
juries indicates that, as expected, “group discussion helps
jurors individually and collectively to clarify their positions and
conclusions, and increases their certainty that they are
reaching the right verdict” (Hans, 2007, p. 586). Juries required
to reach a unanimous verdict have been found more likely to
begin with a “general discussion of the evidence” and to “pay
more attention to those who hold minority views” (Hans, 2007,
p. 587). Dissenters have been found to “particípate more in the
discussion and have more influence” when consensus must be
achieved (Hans, 2007, p. 587).
Thus, the jury system (1) relies on peer decisions for moral
reasons related to the nature of democracy; (2) relies on
argumentation among múltiple peers for epistemic reasons
related to group rationality; and (3) generally requires
consensus in order to maximize the epistemic advantages of
collaborative reasoning. The jury is a small deliberative
democracy operating within a court system that provides the
legal expertise to connect the work of the jury to the larger
social system of deliberative democracy of which the judicial
system is a part. The court is not itself a deliberative
democracy. Those present do not all have an equal right to
speak or make decisions. But the operation of the court system
provides the legal expertise that enables deliberative
democracy to work across múltiple levels within a deliberative
and democratic system.
But why only one judge? In most cases it is presumed that
the requirements of law are clear to anyone sufficiently expert
in the law. But sometimes the state of the law is itself uncertain.
Even legal experts may disagree about the most justifiable
interpretation of a vague law, the applicability of a particular law
to the case at hand, or the best way to resolve apparent
inconsistencies between applicable laws. Experts may also
disagree about whether particular laws or government actions
are consistent with constitutional requirements, which may
themselves be vague enough to justify múltiple interpretations.
In such cases, our best hope for rational legal judgment is
deliberation among experts, which is generally achieved
through a process of appeal to higher courts, up to a supreme
court with múltiple members.
Thus, the state of the law, in cases of controversy, is itself
determined through a process of deliberation, but in this case
the deliberation takes place among experts. Cases decided by
a high court may be controversial, and some decisions may be
denounced as political, rather than legal, and thus ¡Ilegitímate
(Fallón, 2018). Nevertheless, there are rational grounds for
favoring some decisions over others (Amar, 2012; Dworkin,
1985, 1996, 2011; Fallón, 1987, 2018). As a result, judges from
diverse backgrounds with diverse political views often reach
consensus on legal matters (Fallón, 2018). Even when they
don’t, the expectation of written justification and the effort to
find a rationale convincing to a majority encourage rational
judgment.
In a legal system that maintains itself over many
generations, a key consideration in settling any case is
consistency with past cases. Even the highest court takes its
own previous decisions as an important constraint on present
decisions. Precedents may be overruled if they are deemed
clearly wrong, but the default expectation is to rule in accord
with them or provide specific reasons for new exceptions or
new limits on their applicability. Thus, although precedents are
not the only basis for legal reasoning, precedent-based
reasoning (as discussed in Chapter 3) plays a key role in law.
In relying on precedent, law establishes itself as a rational
multigenerational social system where previous decisions
become social conventions that play a role in present
deliberations (Amar, 2012; Moshman, 2015).
Conclusión
Deliberative democracy extends the benefits of argumentation
to entire societies, at least in principie. Real societies, however,
fall far short of deliberative and democratic ideáis. That may
always be the case, but we could do much better if education
were aimed more directly and effectively at the promotion of
rational agency and civic responsibility. In Chapter 8, I consider
how education at all levels could be more effective in this
regard.
Central to my conception of education for rationality and
democracy is that such education must focus on enabling and
encouraging developmental progress. Before we turn to
education, then, we look first, in Chapter 7, at processes and
patterns of development.
7
THE RATIONAL CONSTRUCTION OF
RATIONAL AGENCY
Critique
No serious developmentalist doubts the valué of an
evolutionary perspective, but nearly all reject simplistic
evolutionary models that explain reasoning and other
psychological phenomena on the basis of a direct causal link
from evolution to genes to behavior. What is missing is
development (Lerner & Overton, 2017; Lickliter & Witherington,
2017).
Basic Development
Cognitive development has long been seen as an age-related
sequence of cognitive competencies. Piaget provided the best-
known theoretical account of that sequence but there were
important theories of cognitive development before him and
there have been many since (Demetriou & Spanoudis, 2018;
Kazi et al., 2019). Based on extensive empirical evidence,
virtually all theories posit qualitative transformations in a
consistent age-related sequence over the first 12 years of life.
Most theorists of cognitive development since Piaget share his
rational constructivist conception of the developmental process
but differ in the precise processes and developmental contexts
they emphasize and in their conceptualization of cognitive
competence. For present purposes, we need not dwell on these
theoretical differences. Our focus here is on the basic empirical
picture of emerging competencies, about which there is greater
consensus. In what follows I summarize evidence reviewed in
Chapters 2-4.
A major trend in cognitive development since the 1960s has
been the rapidly expanding literature on infant cognition, which
can readily be interpreted as showing unexpected logical,
causal, and moral competencies implicit in the behavior of pre-
linguistic children. As language develops, children’s logical,
causal, and moral inferences become increasingly observable.
Their behavior also begins to show evidence that they have
metacognitive knowledge about minds and cognitive
processes.
Beginning about age 4 years, children’s knowledge of mind
is sufficiently organized and explanatory that theorists routinely
credit them with a “theory of mind” (Miller, 2012; Moshman,
2015; Pillow, 2012; Sodian & Kristen, 2016). This includes an
explicit understanding that beliefs may be false and that people
act on the basis of their own beliefs even when they are false
(O’Madagain & Tomasello, 2019). Of course there are
individual differences in the rate of development. The basic
theory of mind typical of 4-year-olds does not appear suddenly
on each child’s fourth birthday. It is sometimes seen in 3-year-
olds, especially those within a few months of turning 4, and
sometimes not yet seen in 4-year-olds, especially those who
have turned 4 recently. But basic theory of mind is virtually
never seen in 2-year-olds and is virtually universal in 5-year-
olds. Despite some developmental variation, virtually all 5-year-
olds have attained a level of rationality virtually never seen
before the age of 3 years.
Beginning about age 6 years, children show awareness that
they are making inferences, attribute inferences to others, and
recognize inference as a source of knowledge for themselves
and others. Their explicit attention to inferences enables them
to distinguish conclusions, the outcomes of inference, from
premises. Implicit in their reasoning is a new appreciation of
logical form and necessity (Moshman, 1990, 2015). Here again,
development does not happen in an instant or always at the
exact same age, but biologically normal children in normal
human social environments construct the same basic rational
competencies in the same sequence at about the same age.
By the age of 8 or 9 years, children have constructed a
constructivist theory of mind, which recognizes the active and
interpretative nature of the mind as a constructor of knowledge.
This includes understandings of subjectivity that would have
been literally unthinkable just a few years earlier (Miller, 2012;
Moshman, 2015; Pillow, 2012).
Finally, around the age of 11 or 12 years children begin to
demónstrate forms and levels of reasoning and rationality
virtually never seen before the age of 10 years. These include
hypothetico-deductive reasoning, explicit conceptions of
inferential validity, reflective coordination of theories and
evidence, third-party perspective taking, principled forms of
moral reasoning, and reflective epistemologies (Moshman,
2011a, 2013). Most young adolescents become somewhat
more consistent over the next few years in applying their most
advanced reasoning and insights, but no one ever achieves
anything cióse to consistently rational cognition. As we have
seen in coordinating developmental research with dual process
theories, advanced competencies often supplement earlier
ones without replacing them. Young teens at their best far
surpass the rationality of 9-year-old children, but people of all
ages often show behavior that falls far short of this standard.
Advanced Development
Development generally continúes beyond the age of 12 years
but further development is much more specific to particular
individuáis and circumstances and much less related to age.
Some adults sometimes show forms of logical, scientific, or
moral reasoning beyond what would ever be seen in a 13-year-
old. Some adults understand the relation of social systems to
interpersonal morality in ways that would rarely be seen in a
young teen. Some achieve advanced levels of metacognitive
self-regulation or make progress in epistemic cognition toward
reflective understandings of the subjectivity of knowledge, and
some go beyond that in coordinating subjectivity and objectivity
in ways that would mystify almost any young teen (and most
older individuáis as well). Some people construct rationalist
identities that highlight and valué rationality, justification, and
truth.
In the extensive literature on advanced forms of human
cognition and rational agency, however, I have never seen any
evidence for any form or level of reasoning or rationality that is
achieved by all normal adults but rarely seen in young teens.
This is in sharp contrast to the pattern of basic development in
childhood just reviewed, where it is easy to show múltiple
examples of rational competencies routine at some given age
that are rarely or never seen just a few years earlier. Thus, in
understanding the development of rational agency, it seems
important to make a distinction between the basic development
of the first 12 or so years of life, which is universal and age-
related, and advanced development in adolescence and
beyond, which is much less predictable.
Adults generally share stereotypes of adolescents as subject
to egocentrism, peer pressure, and irrational risks; failing to
give appropriate weight to future consequences; and commonly
operating on the basis of impulse and intuition rather than
reflective reasoning. With respect to all of these cognitive
crimes, adolescents are guilty as charged. What is routinely
overlooked, however, is that adults are guilty of all the same
crimes. Some people are more rational than others, but beyond
age 12 we cannot predict rationality from age.
In the absence of psychological evidence, it is sometimes
assumed on the basis of brain research that, because human
brains arguably continué to develop at least until the age of 25
years, 25-year-olds have attained levels of rational agency not
seen in older teens, who in turn have attained levels not seen in
young teens. But our brains change throughout our lives, in
large part as a result of our individual actions and
environments. There is no evidence to support the assumption
of general progress in rational agency during adolescence and
beyond due to brain maturation or the corresponding
assumption that there is some age at which adults have
generally attained a level of rationality beyond the capacity of
adolescent brains (Moshman, 2011a, 2013).
Nevertheless, as already noted, there is clear evidence for
development in adolescence and beyond. Some people
achieve advanced levels of epistemic cognition, for example,
that are rarely or never seen in young teens. Some adults
coordínate moral and social perspectives, principies, and
precedents in reflective ways unseen in young teens. Adult
groups sometimes coordínate their arguments and perspectives
in reflective forms of argumentation not seen in a middle school
class. Development beyond the age of 12 or 13 years is best
seen as advanced development, differing from the basic
development of childhood in that it is no longer universal and
closely tied to age. Basic development can be expected for any
normal individual in any normal human environment. The
nature and extent of advanced development is much more
dependent on specific individual and social circumstances,
such as formal education.
All of this requires some rethinking of what we mean by
psychological maturity and of the natural tendency of adults to
perceive adolescents as immature.
Personhood
Who counts as a person? Psychologically, a person is at
mínimum a rational agent, so one criterion for personhood is
rational agency. Even a grasshopper is a biological agent. But
although the grasshopper acts, it does not have reasons for
what it does. We may ask why the grasshopper jumps, but the
expected response is a causal theory of elementary behavior,
not an account of the grasshopper’s beliefs and valúes. The
grasshopper is an agent, but presumably not a rational agent.
What about a lizard? A parrot? A dog? A chimpanzee? A 9-
month-old human ¡nfant? A 2-year-old child? Whether some or
all of these are rational agents is not clear, depending on how
we define rational agency and on empirical facts about various
species and developmental milestones. What does seem clear,
especially from research on young children’s metacognition and
theories of mind (Chapter 4), is that human beings attain
rational agency by the age of 4 years. More plausibly, I think,
children are rational agents in some minimal sense long before
that, and attain a higher level of rational agency at about age 4
years.
But democracy requires equal respect for all persons, which
entails legal equality in fundamental rights and liberties,
including the right to vote. If the criterion for personhood is
nothing more than rational agency, it seems to follow that we
must accord full rights to all human beings who have reached
the age of 4 years and arguably also to even younger children
and some animals. The more defensible alternative is to
distinguish levels of rationality, and thus levels of personhood,
and set a threshold of full personhood. We must avoid setting
the threshold too high, however. Based on the developmental
research reviewed in this book, it seems reasonable to set the
criterion of full personhood at the basic level of rational agency
attained by all normal human beings in all human cultural
contexts about the age of 12 or 13 years. We must of course
promote development beyond that, but a more stringent
criterion of full personhood would exelude many people of all
ages and thus undermine democracy.
We must of course respect the personhood of all rational
agents. For human children, such respect enables further
development of rational agency to the point of full personhood.
Even where it doesn’t, however, there is a strong case to be
made that at least some mammals, and probably some birds,
are entitled to some degree of respect for their own choices.
We must also recognize our moral obligations to all who can
suffer, even if they are not rational agents. At the very least, we
have an obligation not to cause suffering needlessly, and
arguably we have a moral obligation to relieve suffering in
some cases. Rational agents have a moral responsibility to
treat each other as rational agents, but there are moral
obligations that extend beyond that.
Nevertheless, rational agency is central to personhood.
Democracy requires a criterion of full personhood carrying full
entitlement to fundamental rights and liberties. Developmental
research suggests a criterion that distinguishes persons
beyond the age of 12 or 13 years from children. Many have
proposed that the voting age be lowered to 16 years (Hart &
Youniss, 2018). Psychological research, I suggest, justifies the
more radical step of lowering not just the voting age but the age
of majority, and lowering it not just to 16 years but rather to 14
years. This is not to say 14-year-olds should be expected to
function on their own without social support. We all need social
support. But even young teens are much more like adults than
children, and many young teens are more rational, by any
measure, than many adults. What modern societies take to be
the problems of adolescence, it appears, are largely due not to
biologically immature brains but to the paradoxical social status
of being psychologically an adult in a culture that treats you as
a child (Moshman, 2011a, 2013).
Conclusión
The emergence of rationality is neither a maturational process
directed by genes ñor a process of learning from one’s
environment, though genes and environments are obviously
important. Moreover, it cannot be explained as an interaction of
these two factors, though hereditary and environmental factors
are deeply interconnected. Rather, rationality is constructed
over time by increasingly rational agents through rational and
social processes of reflection and coordination. Subjectivity is
inevitable, but reflection on subjectivity enables progress to
metasubjective forms of objectivity and increasingly rational
self-governance at individual, social, and societal levels. The
rational agency of an individual or group, I conclude, is the
outcome of a rational process of construction whereby rational
agents, individually and collectively, enhance their rationality.
This picture of rational agents becoming increasingly rational
sounds pretty good, but of course it’s an idealization. In the real
world, rational agency and rational developmental processes
are much more elusive than we would like them to be, which
means there is plenty of room for improvement. We now
consider how we can promote rationality by promoting its
development.
8
EDUCATION FOR RATIONALITY
Critical Thinking
Critical thinking has long been seen by philosophers,
educators, and others as a crucial part of education and
arguably its most central goal. Although critical thinking has
many definitions, it is widely seen as involving a concern for
reasons and thus as closely connected to rationality. To think
critically is to seek, respect, provide, and evalúate reasons.
Thus critical thinking is, essentially, reasoning.
Harvey Siegel (1988, 1997, 2018) specifically advocated
what he called “the reasons conception” of critical thinking,
“which holds that the critical thinker is one who is appropriately
moved by reasons” (Siegel, 1988, p. 2, emphasis in original).
He suggested that critical thinking is the “educational cognate”
of rationality. That is, “critical thinking involves bringing to bear
all matters relevant to the rationality of belief and action.” Thus,
“education aimed at the promulgation of critical thinking is
nothing less than education aimed at the fostering of rationality
and the development of rational persons” (Siegel, 1988, p. 32).
Critical thinkers are logical when they ought to be, but it
should be clear that critical thinking is much more than making
logical inferences. It should also be clear (especially from
Chapter 2) that there is no need to teach logic, at least not at
the level of basic inferences. The basic logical inferences
required in the notorious selection task (see Chapters 2 and 5),
for example, are all routine in early childhood. What develops
later, and what we ought to promote, is metalogical
understanding and control of inferences.
Richard Paul (1990) distinguished “weak” from “strong”
conceptions of critical thinking and advocated the latter.
Students who learn to think critically, he warned, generally
apply their critical abilities mostly to ideas they disagree with,
thus enabling them to maintain their own ideas. Such thinking is
critical only in a weak sense of the word. Critical thinking in the
strong sense includes recognition of one’s own ideological
assumptions and identity commitments and active efforts to
subject one’s own ideas and those of one’s groups to rigorous
critique. The concept of strong critical thinking thus recognizes
that people naturally tend to protect their ideologies and
identities and that education for critical thinking must enable
and encourage students to understand and overcome those
tendencies.
Siegel (1988) similarly questioned whether someone who is
capable of critical thinking but rarely thinks critically, or does so
only in self-serving ways, is really a critical thinker. Critical
thinking, he argued, is not just the ability to assess reasons.
Critical thinking is the actual assessment of reasons, which
cannot be explained by ability alone. The ideal critical thinker
has “certain attitudes, dispositions, habits of mind, and
character traits” that together comprise “the critical spirit”
(Siegel, 1988, p. 39). Critical thinkers are not just able to
assess reasons properly; they are disposed to do so. To have a
critical spirit is to have a certain kind of character, one that (a)
“is inclined to seek, and to base judgment and action upon,
reasons;” (b) “rejects partiality and arbitrariness;” (c) “is
committed to the objective evaluation of relevant evidence;”
and (d) “valúes such aspects of critical thinking as intellectual
honesty,. . . objectivity, and impartiality” (Siegel, 1988, p. 39). It
is not enough that one is able to seek reasons or judge
impartially; the critical thinker is committed to doing so,
regardless of self-interest. To have a critical spirit is to be
“inclined to seek reasons and evidence; to demand justification;
to query and investígate unsubstantiated claims” (Siegel, 1988,
p. 39). Critical thinkers ideally engage their reason assessment
skills in all appropriate contexts, even when their own actions
and most deeply held convictions are challenged. The critical
spirit is most fundamentally “a deep commitment to and respect
for reasons” (Siegel, 1988, p. 39). To have a critical spirit is “to
valué good reasoning, and to be disposed to believe and act on
its basis” (Siegel, 1988, p. 39, emphasis in original).
Consideration of the critical spirit suggests the importance of
teaching in what Siegel (1988) called “the critical manner.”
Science Education
Science education may fail to promote rationality to the extent
that the curriculum has been shaped by political and religious
pressures. I provide here, as an example, a brief history of
Science education in U.S. elementary and secondary schools
(Laats & Siegel, 2016; Moshman, 2009a). As I will note,
however, even when the curriculum is scientifically justified,
Science education fails to promote rational agency if it is
presented in a manner that indoctrinates students.
In the early 20th century, although there was a consensus
among scientists that species evolve over long periods of time,
the teaching of evolution was seen by most Americans as a
threat to the Christian conception of divine creation of a finite
number of fixed “kinds” of organism; many also perceived a
threat to the Biblical chronology that set the age of the Earth at
6,000 to 10,000 years. The highly publicized 1925 trial of John
Scopes for teaching evolution brought the matter to national
consciousness. Scopes was convicted, and it remained ¡Ilegal
to teach evolution in many states for the next several decades.
Even in states that did not ban the teaching of evolution, the
topic was generally deemed too controversial for the
curriculum.
In 1957, the Soviet Union launched Sputnik, the Earth’s first
artificial satellite, raising concerns in the United States about
trailing in the race for space and, more generally, falling behind
in Science. A resurgence of interest in science education led to
a series of new curricula. As a result, beginning in the early
1960s, biology education increasingly recognized the central
role of evolution in explaining life. Creationists objected, but the
U.S. Supreme Court ruled in 1968 that laws banning the
teaching of evolution were an unconstitutional establishment of
religión.
Opponents of evolution education responded by developing
a new versión of creationism that omitted all mention of God
and supernatural causation. New laws mandated that if public
schools included evolution in the Science curriculum they must
provide “balanced treatment” by devoting equal attention to the
new “scientific creationism.” Those laws were struck down by
federal courts, however, and ultimately in 1987 by the U.S.
Supreme Court, which concluded that “scientific creationism”
had no scientific basis and that balanced treatment laws thus
served no purpose other than to promote Christianity.
Foes and skeptics of evolution now developed a new theory
known as “intelligent design,” which postulated that some
biological systems are so “irreducibly complex” that they could
not have evolved from simpler systems by a process of natural
selection. Thus, they could only be the product of an intelligent
designen Although the intelligent designer was not identified as
God, a federal court ruled in 2005 that intelligent design was no
more scientific than earlier versions of creationism, and it
became clear that efforts to mandate its inclusión in the
curriculum were constitutionally doomed.
But efforts to undermine evolution education continué and,
since the turn of the century, have been expanded to include
attacks on teaching about climate change. New “academic
freedom” laws recognized the right of individual teachers to
discuss the “strengths and weaknesses” of evolution and
alternative views, and extended this to múltiple aspects of
Science deemed problematic, including climate Science. The
problem here is not that such laws protect the academic
freedom of teachers but that they single out Science and limit
academic freedom to particular topics and theories. Teachers
should be free to present the strengths and weaknesses of all
ideas in all areas of study, and students should be encouraged
to think critically in all their classes. Academic freedom does
not permit a teacher to ignore an approved curriculum or to
indoctrinate a captive audience of students in his or her
religious or political views. It does, however, leave teachers
free to present relevant arguments and alternatives and to
promote critical thinking. As I will discuss in detail later in the
chapter, academic freedom is for everyone engaged in
teaching and learning. That certainly includes teaching and
learning about the origin, history, current state, and potential
futures of the Earth and its inhabitants. But it must include the
rest of Science as well, and the rest of education too.
It might be argued that science classes should simply
require students to believe in evolution because this is simply a
matter of believing the truth. Evolution is a well-established
scientific theory with strong empirical support; the same cannot
be said for any creationist alternative. Depending on exactly
how we define science and what versión of creationism we
consider, creationist theories are either bad science (because
they have been disconfirmed) or not science at all (because
they make no testable predictions).
But science education is not a matter of instilling true or
justified beliefs. Evolution education ought to be aimed at
understanding evolution, including the evidence that supports it.
This may be expected in most cases to lead to belief in
evolution, because the evidence is so strong, but it is ultimately
for students to determine what they believe. Although respect
for reasons requires teachers to present a scientifically
justifiable curriculum, respect for persons equally requires
teachers to recognize the right of students to determine their
own beliefs. Biology should be taught in a manner that respects
all students, and their parents, regardless of their beliefs.
Students should learn what scientists believe, and why, but the
school cannot require them to change their own beliefs. Helping
students understand evolutionary explanations, and the
associated evidence, is fully consistent with respect for their
ultímate right to believe as they will.
Education for rationality cannot require belief in evolution,
climate change, or anything else. Coercing a student to believe
something is indoctrination, even if the belief is true. We can
require students to demónstrate understanding and, in some
cases, can try to convince them to hold particular beliefs, but in
the end it is for them to determine what to believe. Respect for
reasons and persons requires an academically defensible
curriculum but forbids us to undermine rational agency by
coercing belief.
Transforming Schools
Greater emphasis on peer argumentation, as discussed earlier
in the chapter, has great potential for making instruction less
indoctrinative by enhancing the role of students in their own
learning. But student argumentation takes place within a larger
context, which may greatly compromise it in two ways. First, if
argumentation takes place within an indoctrinative curriculum it
may fail to enhance rational agency. Second, control of speech
by school officials, including teachers, may also undermine
argumentation, even when it is intended to promote
argumentation by enforcing civility.
Education for rationality requires a context of intellectual
freedom. But the classroom is obviously not a forum for free
speech by anyone on any topic. We need to look more
seriously and rigorously at the nature and role of intellectual
freedom in education, which requires a reconceptualization of
academic freedom.
Intellectual Freedom in Education
As we have seen, what passes for education is often in large
part a matter of indoctrination, especially in elementary and
secondary education. This is inconsistent with the ideal of
education for rationality, which requires an academic context of
intellectual freedom in which rational agents can learn and
develop.
Extending previous discussions about the role of intellectual
freedom in collaborative reasoning (Chapter 5), deliberative
democracy (Chapter 6), and the development of rational
agency (Chapter 7), I now consider the central role of
intellectual freedom in any educational institution or program
aimed at the promotion of rationality. What we need to counter
indoctrination in curriculum and instruction, I suggest, is a
coherent and well-justified conception of academic freedom as
the intellectual freedom to do academic work, including
freedoms of teaching, learning, and inquiry (Moshman, 2009a,
2017). To the extent that an educational institution or program
embraces academic freedom in this sense, it engages the
rational agency of those involved and has the potential to
promote better understanding and the further development of
rational agency.
Skills
For a start, the ideal rational agent is good at reasoning,
including logical, scientific, principled, and precedent-based
reasoning. But we cannot promote rational agency by teaching
children to make correct inferences. Young children already
make correct inferences about a variety of logical, causal,
moral, and social matters (Chapters 2-3). Progress toward the
rational ideal requires the construction of self-regulatory
abilities and epistemic cognition (Chapter 4).
Rational agents ideally particípate rationally in groups
(Chapter 5). But teachers cannot símply tell students what to do
in groups. We enhance our abílity to contribute to group
rationality by engaging in actual argumentation with real peers
about topics that matter to us in a context of intellectual
freedom. Such experiences facilítate construction of the
knowledge and valúes that support rational group functioning.
The rational ideal also includes rational agents reasoning
collaboratively in contexts of deliberative democracy (Chapter
6). This includes practical skills, such as knowing where, when,
and how to vote (Hart & Youniss, 2018). But the ideal member
of an ideal society is a rational voter who also contributes to
society in ways that go beyond voting. This requires
developmental progress in civic knowledge and valúes.
Knowledge
The ideal rational agent understands both the inherent
subjectivity of knowledge and the possibility of rational
judgment despite this (Chapter 4). But we cannot promote
rational agency by telling people what to believe about
knowledge. Knowledge about knowledge is constructed in the
course of inquiry and argumentation through processes of
reflection and coordination (Chapter 7).
It would be impossible and counterproductive for anyone to
rely entirely on the deliberate and reflective processes
associated in dual process theories with System 2 (Chapter 1).
Psychological functioning in daily life requires efficient
heuristics and adaptive biases. Nevertheless, the ideal rational
agent understands enough about dual processing to identify
and address implicit biases, including social biases such as
racism or sexism. In particular, the ideal rational agent
recognizes and works to overcome the universal bias toward
verification of one’s beliefs and hypotheses (Chapters 5 and 6).
Rational agency ideally includes knowledge about the nature
of identity and the role of identity commitments. We should not
expect others to abandon their deeply-held views upon
encountering ours, even if we have good reasons for our views.
Ideal rational agents, however, may convince each other to
modify their divergent views in ways that come closer to a
justified consensus on at least some issues or considerations
(Chapter 5). Regardless of their own ideologies and identities,
ideal rational agents understand the dangers of
dichotomization, dehumanization, and denial (Chapter 6).
Rational agents ideally show advanced understanding
concerning the epistemologies of logic, science, morality, and
social systems (Chapter 4). They coordínate these rigorously
and effectively in reasoning about complex matters. They
understand the nature and importance of expertise and its
relation to democratic deliberation (Chapter 6).
Rational agents ideally understand the valué of
argumentation in seeking the truth. Ideal rational agents seek
opportunities for collaborative reasoning (Chapter 5).
Finally, the ideal rational agent understands that the
complexity of social problems makes strong disagreement
virtually inevitable and resists the natural assumption that
anyone with sharply differing views must be either ignorant or
evil. Such understanding is critical to deliberative democracy
(Chapter 6).
Valúes
The rational ideal is to valué reasons and persons. We valué
reasons because respect for reasons is what makes us rational
agents, which is how we choose to see ourselves. We valué
persons, at least in part, because it is persons that have
reasons. In valuing reasons we valué inquiry, argument, and
expertise. In valuing persons, we valué liberty, justice, and
mutual respect. In valuing reasons and persons together, we
highlight our rational agency.
The rational ideal is also to valué truth (Moshman, 2015).
Rationality can be merely instrumental, aimed at achieving
whatever goals one might have. The rational ideal, however, is
epistemic, valuing the truth for its own sake, expecting reasons
for belief, and willing to question identity-defining beliefs for the
sake of getting to the truth. As we saw earlier, theorists of
critical thinking see active truth-seeking as fundamental to
critical thinking in its “strong sense” (Paul, 1990) and to what
Siegel (1988) calis the “critical spirit.”
To be rational is also, ideally, to valué rational agency. This
includes valuing one’s own rational agency. The rational ideal is
a rationalist identity— a theory of oneself that highlights and
takes pride in one’s rational agency, construing this as central
to one’s personhood. The rational ideal also includes valuing
the rational agency of others— seeing them as persons with
whom one can engage in argumentation, sometimes as part of
a larger deliberative democracy.
No one comes cióse to rational perfection, but we are all
rational agents capable of making progress in rational agency,
individually and collectively. We should valué that too.
Conclusión
Education should aim to promote rational agency, keeping in
mind an ideal rational agent not as a goal we expect to attain
but as an ideal for which we strive. In the final chapter I aim to
examine this ideal further, beginning by looking directly at its
antithesis.
9
REASONS AND PERSONS
We Borg
The Borg is a fearsome threat because it assimilates all
societies and civilizations it encounters, incorporating diverse
humanoid species and their knowledge and technologies in its
ongoing program of self-improvement. “We are the Borg,” they
inform those they encounter. “You will be assimilated.
Resistance is futile.” This seems intended less as an effort to
threaten or demoralize than as a simple statement of fact,
which makes it all the more threatening and demoralizing.
Individual Borg drones are humanoid in appearance but with
a variety of mechanical implants and attachments, typically
including a mechanical eye and a mechanical arm. The
transformation of individual humans and members of other
sentient species into drones involves the injection of
nanoprobes, microscopic robotic devices that take control at a
cellular level and subsequently play a role in biological and
mechanical maintenance and repair.
The standard Borg ship is a giant cube, highly decentralized,
with no command center and extreme redundancy of functions.
Like the Borg collective, it can remain functional even if much of
it is destroyed. There are estimated to be millions of such ships,
mostly in the distant Delta Quadrant, where the Borg originated
and remain based as of the late 24th century. Borg ships can
reach warp speeds exceeding those of Galaxy-class Federation
starships, such the Enterprise, and have the power to destroy
them. The Borg also maintain a network of transwarp corridors
and hubs through which Borg ships achieve transwarp
velocities that enable them to reach other regions of the galaxy,
including Federation space (which includes Earth). Wherever
they go, they assimilate entire species and civilizations.
Individual drones have no ñames. They are typically
organized in small groups serving particular functions, with
group members going by designations such as Third of Five or
Seven of Nine. There is no group leader, ñor does the group
report to anyone in particular. Beyond the group level, the Borg
are linked in a hive mind such that all individuáis are in constant
contact with all others, never alone with their own thoughts.
They speak and act only on behalf of the collective. They have
no beliefs or reasons of their own. When they announce that
we will be assimilated, it’s nothing personal. The progress of
the Borg collective is all that matters for them and, they
assume, for us.
Resistance is Futile
There is another sense to “We Borg.” We ourselves may be the
Borg. In the real world, I suggest, the threat is not that the Borg
will arrive from a distant región of space and assimilate us, but
that we ourselves are already the Borg, to a considerable
extent, and naturally tend to become more so.
Have we already been assimilated? Is resistance indeed
futile? As we will now see, a major theorist of dual processing
has proposed that creating and maintaining a world of persons
with reasons of their own requires active reflection on
rationality.
“The Robot’s Rebellion”
In The Robot’s Rebellion, Keith Stanovich (2004) applied dual
process theory to the question of respecting and maintaining
our individuality in the face of something much like the Borg
and its nanoprobes. Sticking to Science, rather than Science
fiction, he addressed the fearsome threat of what he called
“replicators,” of which there are two types.
Borg”
In “I, Borg,” a 1992 episode of Star Trek: The Next Generation,
the Federation starship Enterprise, under the command of
Captain Jean Luc Picard, responds to what seems to be a
distress cali from a nearby moon as they chart an unexplored
star system. Commander William Riker, the first officer, beams
down with security chief Worf and chief medical officer Beverly
Crusher. They find that a small Borg starship has crashed,
leaving four drones dead and the fifth unconscious and
seriously injured.
Dr. Crusher insists on treating him, as she would anyone
needing her medical assistance. Captain Picard is highly
concerned because the Borg are known to retrieve lost drones,
living or dead, but finally agrees to have the Borg drone
beamed up to the Enterprise and isolated in a detention cell
surrounded by a subspace damping field to prevent any
communication between the drone and the collective. Dr.
Crusher tends to him there, with help from chief engineer
Geordi La Forge, who sets up the damping field and replaces
the drone’s damaged mechanical implants. Meanwhile, Picard,
La Forge, and other crew members devise a plan to destroy the
Borg collective from within by introducing into the drone an
invasive program involving a topological anomaly that would
spread through the collective after the drone is retrieved.
Crusher is appalled by what she deems a plan for genocide,
but the other sénior staff believe the extraordinary threat posed
by the Borg leaves no alternative.
The Borg drone finally regains consciousness and explores
its cell, looking for an access terminal so it can interface with
the collective. The search is unsuccessful, but Geordi La Forge
later cautiously enters the cell to install a power conduit that will
provide the energy the Borg uses for nourishment.
“We are Borg,” the drone announces. “You will be
assimilated. Resistance is futile.”
When Geordi asks who “we” refers to, the drone simply
repeats, “We are Borg.” Geordi points out that the drone is
alone and singular and asks if it has a ñame or means of
identification. The drone responds, “Third of Five.” Geordi
remarks that the ñame does suit him.
In a later meeting with the Borg drone, Geordi introduces Dr.
Crusher. When the drone asks what a doctor is, she replies that
a doctor heals the sick and repairs the injured. The drone
responds that the sick and injured are reabsorbed and others
take their place. Dr. Crusher explains that she saved his life
and, when he asks why, describes it as her duty.
The Borg drone asks Geordi his designation, leading Dr.
Crusher to explain that they have ñames, not designations. The
drone wonders about having a ñame and Geordi asks if he
wants one. They settle on “Hugh” and make introductions: ‘Tm
Beverly.” Tm Geordi.” “We are Hugh.”
Shortly after, as Geordi examines Hugh’s eyepiece, Hugh
notes matter-of-factly that when they are assimilated they will
have eyepieces too. Dr. Crusher responds that they don’t want
to be assimilated. Hugh remarks on how quiet it is, noting
specifically the absence of other voices. He adds that on a Borg
ship there are always thousands of voices because they all
have each other’s thoughts in their minds. Dr. Crusher
suggests that Hugh is lonely.
Having second thoughts about the plan to use Hugh to
destroy the Borg, Geordi goes to Ten Forward, the Enterprise
bar, where he talks with the bartender Guinan, a recurring
character played by Whoopi Goldberg. Guinan appears human
but is actually an El-Aurian at least five centuries oíd. She is
known for listening and is generally mild and nonjudgmental,
but she has a history with the Borg, which virtually destroyed
her people, leaving her among a remnant of survivors scattered
around the galaxy. She had already cautioned Picard strongly
that the Borg would come to find their lost drone and would
assimilate or destroy the Enterprise. Now, hearing Geordi refer
to the drone as Hugh, she is incredulous: “You named the
Borg?”
Geordi insists she go talk to Hugh. When she responds that
she has nothing to say, he suggests she listen. She resists, but
later goes. Standing outside the detention cell and observing
the drone through the forcé field, she remarks that he doesn’t
look so tough. “We are Borg,” he says, adding, after some
prodding from her about assimilation and resistance, that
resistance is futile.
“Resistance is not futile,” she replies, noting that her people
resisted the Borg and some survived, albeit scattered and
isolated. To her amazement, Hugh reflects on the possibility
that resistance is not futile and then comments on her being
lonely, adding, “We are also lonely.”
Later, as the crew proceed with their plan, Geordi tells Hugh
that they are studying him because the Federation is interested
in learning about other species. Hugh responds, “We assimilate
species. Then we know everything about them.” Geordi
explains that he and others do not wish to be assimilated
because they valué their individuality and sense of self. In
response to Hugh’s questions he acknowledges that
individuation can be lonely and explains friendship. Hugh
concludes that what he is describing is “like Geordi and Hugh.”
In a subsequent discussion of the plan to destroy the Borg,
Geordi tells Captain Picard of his reservations. Picard likens the
drone to a laboratory animal and strongly suggests that Geordi
“unattach.” But later, Guinan shows up to urge Picard to meet
with Hugh, arguing that he should at least look him in the eye
before using “this person” to destroy his race. Picard interrupts:
“It’s not a person, dammit, it’s a Borg.”
Eventually, however, he does meet with Hugh. Drawing on
his personal experience with the Borg, he successfully poses
as a fellow member of the collective and states that the
Enterprise and its culture will be assimilated. To Hugh’s
objection that they do not wish it, he responds that their wishes
are irrelevant. To Hugh’s observation that they will resist,
Picard responds that resistance is futile. When Hugh replies
that resistance is not futile and that some have escaped, Picard
insists they will be found and assimilated, and when Hugh asks
about Geordi, describing him as his friend, Picard responds that
Geordi too will be assimilated and that Hugh must cooperate in
the assimilation. “I will not,” he says, and when Picard reminds
him that he is Borg he replies, “No, I am Hugh.”
Picard is taken aback by Hugh’s rejection of Borg aims and
astonished by his use of the first person. Having heard what he
didn’t want to hear, he concludes that the Enterprise cannot
proceed with the plan to use Hugh as an instrument to destroy
the Borg.
The sénior staff meet to consider alternative options, which
include erasing Hugh’s memory of everything that happened on
the Enterprise and then beaming him down to the moon to be
found by the Borg. They decide instead to beam him down with
his memory intact in the hope that his reconnection to the Borg
will result in his new knowledge of self and sense of
individuality spreading rapidly through the collective. But Dr.
Crusher points out that he may not want to go. They agree that
the choice is his.
Picard and Geordi explain to Hugh that it is up to him to
choose whether to beam down and be retrieved by a Borg ship,
which is approaching, or seek asylum and stay on the
Enterprise. “Choose what I want,” says Hugh in wonderment,
trying to grasp the concept. He wants to stay with Geordi,
whom he regards as his friend. But he knows the Borg will
come for him, endangering Geordi and others. In what
Stanovich (2004) would cali meta-rationality, he recognizes his
good reasons for wanting to stay but overrides them on the
basis of further reflection, choosing to beam down despite what
he wants. On the transporter pad about to beam down, he tells
Captain Picard, “I do not want to forget that I am Hugh.” At a
loss for any response, Picard simply says “energize,”
instructing the transporter chief to beam Hugh down.
Subsequent episodes of Next Generation showed that
Hugh’s link to other Borg in his ship resulted in a spread of
individuality that, at least initially, radically disrupted their
collective functioning, with dire consequences for former drones
unable to function as persons, many of whom fell under the
spell of an unscrupulous leader. The long-term consequences
of Borg individuality played a central role in the 2020 series
Picard, which takes place decades later.
Is there hope for the Borg, or for us? To avoid becoming the
Borg, or at least to be less like them, we must respect reasons
and persons. But to do that we must address difficult issues of
who counts as a person and what counts as a reason.
Crook would follow his orders if he had to, but he did not
wish to. He contacted Thomas Henry Tibbles, assistant editor
of the Omaha Daily Herald, who interviewed Standing Bear and
wrote extensively about the plight of the Ponca, leading to an
upsurge in popular sympathy and national publicity. Tibbles
also recognized the possibility of a lawsuit based on the 14th
Amendment and convinced two of Omaha’s top lawyers to take
the case pro bono (without pay). One, John Lee Webster, was
an expert on constitutional matters. The other, Andrew Jackson
Poppleton, was general counsel of the Union Pacific Railroad
and later the first president of the Nebraska Bar Association.
Meanwhile, General Crook, still sitting on his orders to get the
Ponca to Indian Country, could only delay so long. Apparently
at his suggestion, Standing Bear’s attorneys sought a writ of
habeas corpus from Judge Elmer Dundy requiring General
Crook to bring Standing Bear to court and respond to Standing
Bear’s charge that he was unlawfully detained.
Dundy issued the writ and the trial took place in May 1879.
After the lawyers for Standing Bear and for the government had
completed their arguments, Judge Dundy announced that
Standing Bear had requested permission to make a closing
statement and, though this was unprecedented, he had granted
the request. Standing Bear faced the audience, holding out his
arm, and then turned to the judge (assisted by a translator):
That hand is not the color of yours, but if I pierce it, I shall
feel pain. If you pierce your hand, you also feel pain. The
blood that will flow from mine will be of the same color as
yours. I am a man. The same God made us both.
(Starita, 2008, p. 151)
Conclusión
We live in a world of reasons and persons, but only if we
choose to do so. We are also the Borg, except to the extent
that we choose to be something more. We are vehicles for
genes and memes, except to the extent that we choose to
valué ourselves as individual persons. We become and remain
rational agents to the extent that we exercise and reflect on our
rational agency, individually and collectively.
We will not achieve a utopia of justification, truth, justice, and
democracy, but we have the psychological competence to
make real progress toward such ideáis and to maintain them at
a high level. But this requires that we work together, which
requires mutual respect. Without respect for persons, respect
for reasons cannot be fully realized.
But we cannot just get together in groups and work things
out. We must devise and respect institutions that make
collaborative reasoning possible and that direct our
argumentation toward truth and rational decisión making. The
ideal social institution, the sort of group or society within which
rational and epistemic ideáis are best realized, is deliberative
democracy. The corresponding educational ideal is the
promotion of rational agency, which requires a focus on the
developmental construction of knowledge and reasoning under
conditions of intellectual freedom.
The Borg have already arrived, but resistance is not futile.
GLOSSARY
Adams, D. W. 142
Agudelo, J. 22
Aikin, S. F. 68, 84
ALA Office for Intellectual Freedom 129
Alien, J. W. P. 57, 58, 107
Amar, A. R. 99
Amsel, E. 37, 54
Appiah, K. A. 85, 90, 91
Arena, D. 124
Ash, T. G. 100
Augustinova, M. 76, 79
Callan, E. 124
Campbell, R. L. 52, 107, 108
Carey, S. 37
Carpendale, J. I. M. 58
Cauley, K. M. 33
Cesana-Arlotti, N. 18
Chandler, M. J. 13, 58-60, 62-64
Chapman, J. P. 27
Chapman, L. J. 27
Chappin, M. M. H. 77
Chelenza, M. 37
Cheney, R. 63
Churchill, W. 142
Cinalli, M. 93
Clinchy, B. M. 62
Cióse, J. 54
Cottam, K. 59
Cross, D. 57
Cur§eu, P. L. 76-78, 80, 81
Dacey, A. 122
De Brasi, L. 88
De Neys, W. 30
Demetriou, A. 12, 52, 53, 57, 107, 111
Dewey, J. 52, 61
Doise, W. 76
Domberg, A. 76
Dorval, B. 76
Driver, J. 129
Dryzek, J. S. 15
Dublin, R. 37
Dworkin, R. 42, 84, 99
Elstub, S. 84
Erikson, E. H. 91
Estlund, D. 85
Evans, J. St. B. T. 11, 18, 25, 30
Gaillard, V. 10
Gallistel, C. R. 32
Gauffroy, C. 11
Geil, M. 69, 75-77, 79
Gelman, R. 32
Gibbs, J. C. 42-45, 47, 107
Gopnik, A. 21, 40
Goswami, U. 48
Graesser, A. C. 6
Greene, J. A. 12, 13, 55, 64, 65
Gutmann, A. 84
Habermas, J. 82, 83
Haidt, J. 45
Hallett, D. 13, 58
Handley, S. J. 30
Hans, V. P. 98
Hart, D. 115, 133
Hartshorne, J. K. 33
Helwig, C. C. 44
Hemberger, L. 122
Henle, M. 18, 28, 29
Jambón, M. 43, 47
Jansen, R. J. G. 77
Johnson-Laird, P. N. 10, 18, 28, 29, 36, 40, 68, 72
Johnston, A. 54
Maalouf, A. 90
Makris, N. 52, 53
Mansbridge, J. 15
Mansfield, A. F. 62
Marasia, J. 37
Markovits, H. 11, 18, 25, 26, 29, 30, 54-56, 69
Maynard, J. L. 93
McCulloch, W. S. 19, 20, 31
Mclntyre, L. 37
McLaverty, P. 84
Mendelberg, T. 87-89
Mercier, H. 18, 31, 67, 76, 103-106, 122
Mesiec, N. 76
Miles, L. 22
Miller, S. A. 23, 52, 56-59, 108, 111, 112
Moshman, D. ix, 6, 7, 12, 13, 18, 23, 25, 26, 30, 31, 38, 40, 42,
43, 47, 52, 55-60, 64, 65, 67-69, 75-79, 91, 93, 99, 100,
103-108, 110-116, 119, 124, 126-130, 134, 142, 148
Mugny, G. 76
Nagel, T. 109
Neimark, E. D. xi
Newman, I. R. 30
Niño, C. S. 15, 84
Noveck, I. 18, 31, 103
Nucci, L. P. 43, 107
O’Brien, D. P. 18, 22, 23, 29, 69
O’FIynn, I. 93
O’Loughlin, M. 37
O’Madagain, C. 57, 107, 109, 111
Overton, W. F. 11, 12, 18, 104
Rawls, J. 3, 15, 84
Ricco, R. B. 11, 12, 18
Richard, M. 11
Riojas, J. 22
Rips, L. J. 18, 22, 29
Rosenberg, A. 37
Rosenberg, S. W. 87, 88
Rosenfeld, S. 94, 99
Ross, C. J. 124, 129
Royzman, E. B. 45
Ruck, M. D. 44
Rutland, A. 91
Sadler, E. 54
Sandoval, W. A. 12
Santa, J. L. xi
Saxonhouse, A. W. 86, 100, 141
Scholnick, E. K. 2 1 ,2 2
Schraw, G. 12, 52, 57
Sells, S. B. 27, 28
Selman, R. L. 43-45
Sen, A. 117, 138
Shaw, L. A. 59
Shayer, M. 52
Siegel, H. 120, 121, 124, 132, 134
Siegel, S. 11
Singer, M. 6
Slotnick, N. S. xi
Smetana, J. G. 43, 47
Smith, C. 37
Smith, L. 18, 33, 38
Sobel, D. M. 33
Sodian, B. 23, 37, 38, 40, 56-58, 108, 111
Sokol, B. W. 13, 58
Spanoudis, G. 12, 52, 53, 57, 107, 111
Sperber, D. 18, 31, 67, 76, 103-106
Staffel, J. 11
Stanovich, K. E. 11, 12, 52, 137, 138, 141
Starita, J. 142-145
Strossen, N. 100, 130
Talisse, R. B. 68, 84
Tarricone, P. 52
Taylor, A. 84, 86, 87, 94
Thompson, D. 84
Thompson, V. A. 11, 30, 54
Tibbetts, E. A. 22
Tomasello, M. 57, 76, 107, 110, 111
Trabasso, T. R. 6, 22, 24
Trippas, D. 30
Trouche, E. 76, 122
Turiel, E. 43, 47, 107
Wainryb, C. 59
Wakker, P. P. 76
Walker, R. 54
Warren, M. E. 15
Wason, P. C. 18, 28, 36, 40, 68, 72, 76, 92
Watson, J. 57
Wegmann, A. 86
Weinstock, M. 63
Wellman, H. M. 57
Whittington, K. E. 127, 128
Wilkins, M. C. 27
Wimmer, H. 23, 56, 57, 108
Wing, C. S. 21, 22
Witherington, D. C. 38, 104, 135
Woodruff, G. 58
Woodworth, R. S. 27, 28
Zentall, T. R. 22
Zillmer, N. 76, 122
SUBJECT INDEX
abduction 35
academic freedom 96, 97, 119, 125, 127-132
Academic Freedom Coalition of Nebraska 96
academic integrity 96, 129,131
adolescents: development of 38, 55, 56, 60-64, 68; distinct
from children 112; education of 122-124, 131, 132; and
identity 91; in lifespan perspective 102, 112-115; rationality
of 112-115; reasoning of 25, 26, 44, 47, 48
agency see rational agency
analogical inference 48
android, person hood of 145-148
argumentation 3; as basis for democracy 84-86, 89, 94; as
basis for development 110; as collaborative reasoning 14,
15, 67-82; constraints on 93, 127; in education 121-124,
127, 131-134; in juries 97-99; in legislatures 95-97; as
purpose of reasoning 103-106; rationality of 67, 68
Athens 86, 100, 141, 142
autonomy see rational agency
Kant 3, 43, 83
knowledge about knowledge see metacognition, epistemic
cognition