Fishing Ship Stability During Purse Seining - Industrial Anchovy Fishing in Peru
Fishing Ship Stability During Purse Seining - Industrial Anchovy Fishing in Peru
https://doi.org/10.1007/s40868-025-00167-y
RESEARCH
Abstract
Purse seine fishing is an activity that, in its final phase, brings the loaded vessel to extreme conditions of transverse stabil-
ity. Under such circumstances, operations are limited, and it is not easy to adhere to the operational limits of navigation. A
procedure is presented to measure the density of the shoal, which is crucial for adjusting the heeling load. The forces and
moments that occur during purse seine fishing in calm waters are defined by considering three fishing configurations and
their corresponding fishing equipment. The aim is to provide some practical mathematical formulas that allow for limiting
the fishing capacity of vessels, thereby ensuring their minimum stability and safety through the capacity of the fishing instru-
ments. To achieve this goal, data from five real and typical vessels in the Peruvian fishing industry are utilized to evaluate
typical transverse stability curves under operational conditions, as well as to establish formulations for the maximum loads
of the fishing equipment. Stability criteria based on purse seine fishing operations are proposed to facilitate the assessment
of vessel limits during fishing.
Keywords Stability criteria · Experimental anchovy density · Load on the vessel in operation
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23 Page 2 of 23 Marine Systems & Ocean Technology (2025) 20:23
the fishing; the equations are created considering three pos- the submerged part of the hull, see Belenky [3], these influ-
sible typical fishing configurations in the Peruvian fishing ence changes in pressure due to the waves and consequently
industry. In chapter 5, real-scale experimental results of 5 the dynamics of the vessel. On the other hand, if we consider
representative vessels of the Peruvian fishing industry are that fishing is carried out in calm seas, i.e., with small waves,
presented, with which the formulations presented in this and that we are in the final stage of the purse seine operation
article could be determined. Chapter 6 presents a summary in which the vessel is finishing drying the bag (process in
of the dynamic behavior during fishing, focusing on the which the volume of the net is reduced), it happens that the
behavior of the net together with the bank and the vessel. shoal loses mobility, the amount of water between the fish
In the last chapter we presented a proposal for a stability is reduced and mortality increases due to hypoxia, among
criterion that allows us to evaluate stability during anchovy other reasons. At this point, the density of the fish plays a
purse seine fishing, define the maximum capacities that the crucial role in determining the heeling moment. At this stage
main fishing equipment must support and approximate the of fishing, it is possible to assume a quasi-static process and
maximum heeling angle based on the shape and capacity of consider the rolling movement as if it were a tilting test.
the vessel. This work uses the results obtained in five fishing
vessels whose main characteristics are presented in Table 1. 1.2 Previous studies and Peruvian regulatory
The description of the equipment mentioned in this table framework
will be carried out later in the corresponding item.
This section provides a comprehensive review of previous
1.1 Dynamic behavior studies that are related to the topic of this article. González
et al. [4] reinforces that the maritime fishing sector is at
Purse seine fishing is an activity that leads a fishing vessel the forefront of accidents and vessel losses that are usually
to extreme stability conditions, if the operational limits are caused by loss of stability and proposes a tool that allows
not respected it can lead to capsizing. This activity could the crew to know their level of stability. Mantari et al. [5]
be compared with dead ship conditions described by the present a set of accident records in artisanal and industrial
second-generation intact stability criteria of ships recom- fishing in Peru over a period of seven years, they support that
mended by the International Maritime Organization (IMO) even though the vessels meet the criteria established by the
and studied by the scientific community, see [1]. Since the IMO, there is a misalignment with the current stability cri-
fishing ship is in a high angle of heeling in the worst condi- teria to ensure safety during fishing operations. Obeng et al.
tion, a small perturbation could put it in a capsizing condi- [6] present a study in which they highlight the importance of
tion like a dead condition, see Munakata et al. [2]. training fishing vessel operators to avoid errors. The authors
The dynamic behavior of the fishing vessel can be conclude that implementing the risk management approach
described by four degrees of freedom (surge, sway/drift, in real-life scenarios involves a holistic process. Mantari
yaw, and roll) for the first part of this activity, but if waves et al. [7] study the reduction in the stability of fishing vessels
exist, the heave and pitch degrees of freedom must be added. from Peru and Portugal, considering the moment generated
Forces and moments generated by the incident wave (Froude by wind and the traction of the fishing gear, concluding that
Krylov) and diffraction waves are relevant, and depend on the heeling moments produced by the latter are more critical
than the heeling moments produced by climatic scenarios. As part of the justification for the increase in trans-
It also reports that some fishing vessels use oversized fish- verse metacentric height, Cortés & Veratudela De La Gala
ing machinery that negatively influences transverse stability. [11] argues that the weight of the catch in the second bag
In order to understand how the fishing net behaves, the becomes gravitational due to the gradual mortality of the fish
work of Riziotis et al. [8] presents a study in which they and the crushing within the net, causing a gigantic heeling
represent the components of the net as being composed of moment when the skipper hauls the net toward the vessel and
a flexible net strands are modeled by non-linear truss ele- tries to hold it steady (drying process of the bag), causing
ments having two nodes and then determined the hydrody- the vessel to capsize violently.
namic loads due to the relative motion of the lattice with the From an international point of view, the international
surrounding fluid using the Morison equation. The coupled code of stability without damage (2008) establishes the fol-
hydrodynamic-elastodynamic equations are solved using lowing: “Special care shall be taken when the traction of
finite element method (FEM) approximations. This study the fishing gear may adversely affect stability; for example,
allowed us to have a greater understanding of the approxi- when the nets are raised with a mechanical hauler or the
mate shape of nets, at least in the initial stages of the art of trawl gear is caught in obstructions on the bottom. The trac-
purse seine fishing. tion of the fishing gear must be exerted from a point of the
In Peru, Directorial Resolution No. 0474-98/DCG was vessel as low as possible, above the waterline.”
issued on November 13, 1998, through which the General Recently, on April 19, 2024, Directorial Resolution No.
Directorate of Captaincies and Coast Guard (DICAPI) [9] 900-2023 MGP/DICAPI was approved in Peru, which will
regulates the preparation and execution of inclining tests. come into force on October 16, 2024. This new regulation
According to this resolution, the result of the test will be finally repeals Directorial Resolution No. 0474-98/DCG and
satisfactory if the calculations determine a transverse meta- its controversial criteria.
centric height of at least 450 mm and in the specific case of
purse seine fishing vessels the transverse metacentric height
will be at least 900 mm [10]. 2 Density and body behavior of fish
Clearly, the restrictions imposed by Directorial Resolu-
tion No. 0474-98/DCG had a positive contribution in reduc- Most teleost fish (infraclass of actinopterygian bony fishes
ing the accident rate of fishing vessels. However, the rule that includes 96% of all existing fish species, including
was highly questioned for the following reasons: anchoveta, jack mackerel, and mackerel, among others.)
have a swim bladder filled with gas of sufficient volume to
i. The restriction imposed on metacentric height is estab- counterbalance the dense components of their bodies and
lished for lightship conditions, that is, a condition in allow them to float neutrally. With some exceptions for fish
which fishing vessels do not navigate. with very thick scales or heavy bones, most marine fish have
ii. Currently, it is known that most fishing vessels built a swim bladder that constitutes approximately 5% of their
before the year 2000 have freeboard problems and do body volume, while most freshwater fish have a swim blad-
not comply with the stability criteria of the Interna- der that constitutes approximately 7% of their body volume
tional Maritime Organization (IMO), which could [12].
be the root cause of the accidents that motivated the During the initial stage of purse seine fishing, the water-
increase in the transverse metacentric height require- to-fish ratio inside the net is very high, even after the net
ment. See Fig. 1. is cut, maintaining conditions very similar to the natural
environment (except for the confinement imposed by the As seen above, the gravitational behavior of the fish
net). In these terms, it is undeniable that the fish do not rep- (when it becomes evident that their density is higher than
resent any load for the vessel as they remain swimming with that of seawater) begins to be noticed during the drying of
neutral buoyancy within the confines of the net. In the final the bag. It is important to clarify that this behavior could
stages of purse seine fishing, the water-to-fish ratio inside have its origin in the stress faced by the fish during their
the net decreases drastically during what is known as the stay in the net; however, it is also likely that the fish have
“bag drying” process. At this point, the fish are exposed to a slightly higher density than seawater in its natural state.
significant stress and restricted mobility. While it is possible Measuring the body density of live fish is technically unfea-
that under these extreme conditions there may be alterations sible, since they are in constant motion, making direct or
in the volume of the fish’s swim bladder, there is a lack of indirect measurement impossible. On the other hand, the
scientific studies that validate and quantify this variation. density of dead fish could be affected by the degree of
Experience suggests that, after the bag dries, the anchoveta decomposition or other factors. In this sense, the density
begins to have gravitational behavior, producing in some of the fish was measured minutes after their capture (still
cases the immersion of the net floaters (especially noticeable at sea), which poses additional challenges due to lack of
in abundant catches). Regarding the pressure exerted by the specialized equipment and the inherent accelerations of the
net on the fish, it is extremely low and could be considered marine environment.
negligible (on the order of centimeters of water column).
Therefore, it would have no significant effect on the swim
bladders. Additionally, the pressure exerted by the net is so 2.1 Body density measurement method
low that it does not pose any limitations for sea lions to enter
and exit the net. What is known for certain is that once the To maintain good levels of confidence and accuracy, the
fish reach the holds after passing through the fish pump, they method that was developed was based on Archimedes' prin-
are slightly denser than water, causing most captured speci- ciple, which is based on buoyancy tests in different concen-
mens to settle at the bottom. However, there is no evidence trations of brine. Thus, if a fish floats in brine of density
of measurements of body density (weight/volume). 1058 kg/m3, but sinks in brine of density 1048 kg/m3, it is
There is also no evidence that this condition originated in evident that its body density is in that range (greater than
the net, leaving open the possibility that it is a natural condi- 1048 and less than 1058). For statistical purposes, the den-
tion of the fish. In Peruvian industrial fishing, it is common sity of a fish is considered to be represented by the central
to have abundant catches, and there are often cases in which value of the interval (1053 kg/m3 for the previous example).
the vessels manage to fill their holds with only one creek. In For the experiment, brine samples were prepared with the
some cases, the catch in the net may exceed the capacity of following densities: 1028, 1038, 1048, 1058, and 1068 kg/
the holds and the vessel may transfer the catch from the net m3, see Fig. 2. Thirty individuals of Engraulis ringens were
to other vessels, an operation known as “giving fish away.” collected and the flotation test was performed one hour after
Over the years, abundant catches have been pointed out as collection, obtaining the results shown in Table 2.
a possible cause of accidents in the fishing fleet, attributing The containers used in the experiment were filled with
to them the capacity to heel the fishing vessels and cause distilled water and in different proportions of common salt,
them to capsize. This has always been a cause of concern verifying its density with a density meter at 20 °C, the bal-
for fishing captains, the maritime authority and naval engi- ance has an accuracy of ± 0.5 g. The collection took place
neers; ironically, little or nothing has been done to study on August 12, 2023 at 22:00 h, the sample was taken in the
this behavior. fish bypass chute before entering the holds of the fishing
Table 2 Collected density Flotation Test—Fish: cargo hatch Class mark Characteristics
samples for each brine (Density, kg/m3)
composition
Samples 1028 1038 1048 1058 1068 Density Weight (g) Length (cm) Standard
lengtha
(cm)
Standard length is a morphometric measurement used in ichthyology to determine the size of fishes. It is
defined as the distance from the tip of the fish’s snout, generally the anterior most part of the lips to the
posterior end of the caudal fin base, excluding the length of the caudal fin itself. This metric allows for
more consistent comparisons of fish size, as it does not account for the variability in fin lengths, which can
vary significantly
ship (Fishing Ship 2) (at the time of collection the fish were
alive).
During the experiment, the density of the seawater was Table 3 Samples with their theoretical and relative cumulative fre-
also measured, obtaining a value of 1024.5 kg/m3. Note that quencies
Table 2 is affirmed with ‘yes’ in the affirmative when the fish Samples Density Oi Ai Di = Ai − Oi
floated and not the reverse.
1 1048.0 0.0333 0.0264 0.0069
The Kolmogorov–Smirnov test was used to evaluate the
7 1058.0 0.2667 0.3254 0.0587
similarity between data distributions with a Gaussian density
19 1068.0 0.9000 0.8488 0.0512
function.
3 1078.0 1.0000 0.9941 0.0059
Note that Table 3 and Fig. 3 both present the procedure
0 1088.0 1.0000 1.0000 0.0000
to evaluate the Kolmogorov–Smirnov test, where Ai is the
23 Page 6 of 23 Marine Systems & Ocean Technology (2025) 20:23
Fig. 3 Histograms of the samples (a). Observed and theoretical cumulative frequencies (KS-test) (b)
The main stages of the fishing task and the main equipment
used in the industrial fishing task are presented below.
Fig. 7 Purse seine net with purse line (jareth) Source: (Modified from: [13])
3.2 Main equipment used in industrial fishing a net hauler and stacker. Figure 9 shows a fishing ship with all
vessels possible equipment. Each configuration has its advantages and
disadvantages, with some solutions being more suitable for
Regarding fishing equipment, there are various configura- smaller vessels and others for larger ones.
tions, ranging from traditional ones with a power block and This publication does not aim to define or explain the opera-
friction winch to modern ones with a triple-roller hauler tion of each of the equipment involved in fishing operations.
and combination winch. The choice of fishing equipment However, as will be seen later, the net hauler is one of the most
configuration generally depends on the preferences of the representative pieces of equipment when evaluating the heeling
owner and the options available in the market. moments during purse seine fishing, especially when dealing
Figure 9 shows the fishing equipment of an industrial with abundant catches. Therefore, it is appropriate to provide a
anchovy fishing vessel with a hold capacity of 515 m3. brief description of the most common net haulers in Peruvian
Configurations for fishing equipment can vary greatly. Some industrial fishing.
vessels may not have an auxiliary boat (panga), some may lack
rigging, cranes, or auxiliary davits, while others may use fric-
tion winches and manual reels instead of combination winches.
Additionally, many vessels may have a power block instead of
Marine Systems & Ocean Technology (2025) 20:23 Page 9 of 23 23
3.3 Most common equipment for hauling the net installed on the main boom above the net well, at a suitable
height for the crew to handle the net with ease.
In general, in industrial fishing, three main configurations From an operational standpoint, the net passes through
are primarily used for net hauling and stacking: the headrope, occupying approximately 330° degrees of the
drum. Therefore, in most cases, the hauling capacity is lim-
1. Power block. ited by friction, which is directly proportional to the weight
2. Net hauler with V-shaped drum. of the net section hanging into the net stowage area.
3. Triple-roller net hauler. Due to its design, the net tends to slip on the drum,
damaging the net and delaying the recovery process. How-
3.3.1 Power block ever, there are uncommon variations (in the Peruvian fish-
ing fleet) that include a wheel or anti-friction device. It is
The power block is a traditional fishing equipment equipped important to note that anti-friction devices increase the
with a hydraulic motor and a V-shaped rotating reel, see capacity of the power block, so the new capacity must be
Fig. 10. Its main function is net hauling, and it is usually considered for the rigging design.
Note that in some cases, the hauling capacity is speci-
fied for an empty drum. However, the net usually occupies
a significant portion of the drum, so the actual capacity
of the equipment is achieved at approximately half drum.
3.3.2 Net hauler with V‑shaped reel 4 Static behavior during purse seining
(heeling)
The systems equipped with a net hauler with a V-shaped
drum are a net hauling and stacking system composed of During the purse seine operation, certain maneuvers occur
three components: that alter the position of the center of gravity or induce exter-
nal forces and heeling moments, resulting in the fishing ves-
1. Net hauler with V-shaped drum. sel heeling. The equilibrium angle is reached when the curve
2. Jockey drum. of righting arms intersects with the curve of heeling arms.
3. Net stacker with V-shaped drum. As will be seen later, the heeling moment can arise due
to three different phenomena:
For this type of net hauler to operate properly, all three com-
ponents of the system need to be correctly installed, and the (a) Moment generated by the weight of the anchovy inside
net stacker and hauler must be synchronized. This way, the net the bag (understanding that it is denser than water)—
stacker will exert tension on the net, reducing the likelihood of KA. This moment is purely static and becomes relevant
the hauler losing friction and slipping, see Fig. 11. as the fish lose mobility and/or die inside the net, par-
Due to its design and dependence on the net stacker, the ticularly in the final stages of the net drying process.
net tends to slip on the equipment, leading to net damage (b) Moment generated by changes in the position of equip-
and increasing net maintenance costs. ment and nets, and consequently, the variation in the
Just like in the case of the power block, the actual position of the center of gravity of the vessel—KB.
capacity of the equipment is achieved at approximately c) Moment generated by external forces generated by
half drum, and this should be considered for heeling equipment—KC. This moment is primarily depending on
moment calculations. the equipment and the direction of the maneuver. This
calculation assumes that the equipment operates at its
3.3.3 Triple‑roller net hauler maximum capacity, thus implying that the net encoun-
ters hydrodynamic restrictions allowing the equipment
The triple-roller net hauler is a highly efficient equipment, see to develop its full capacity.
Fig. 12. Due to its design, the net passes between the three roll-
ers without slipping, resulting in a reduction of approximately The total heeling moment is the result of applying the
35% to 40% in net repair costs. Due to its high efficiency and following equation:
the low probability of the net slipping, the triple-roller hauler ( )
KOverall = KB + MAX KA ;KC . (1)
can exert 100% of its capacity on the net, causing a significantly
higher heeling moment compared to other equipment. On the While KC presumes that the restrictions in the net (mainly
other hand, the pulling force produced by the hauler is inde- hydrodynamic) allow the equipment to achieve its nominal
pendent of the performance of the net stacker; however, it is pull, KA focuses on the weight of the anchoveta as a key fac-
necessary for both equipment to be synchronized for optimal tor in its formulation. Therefore, it is possible that in cases
system operation. of less abundant catches, KC might produce higher results,
whereas in cases of abundant catches, KA might yield higher
results. Given that the proposed formulations are simplified,
a conservative analysis considers the higher of the results in
the final analysis.
For use Eq. (1) is necessary to specify that due to the
principle of action and reaction, for a quasi-static move-
ment, the KA and the KC should have the same magnitude.
However, the analysis as a whole is complex, so it is recom-
mended to analyze separately and use the maximum value
of them for the analysis.
4.1 External loads
There are several configurations for strip, jareth, and shear 4.1.2 Loads on fishing net hauling
winches, depending on the supplier and the owner’s prefer-
ences. Despite this, the general operation is more or less the Like with fishing winches, there are several configurations
same. In all cases, the winches generate the driving force for net hauling. In small- to medium-sized and more tradi-
of the draft. However, the external load occurs on the davit tional vessels, a power block is commonly used. In larger
or guide normally installed on the gunwale. As for the pull- vessels, a net hauler with a V-shaped drum or triple-roller
ing of the stern strip, the direction of the force is mainly configuration is often employed. In general terms, the net
horizontal, which mainly causes longitudinal translation hauler is responsible for lifting the net on board and drying
and yaw of the vessel. For its part, the vertical component the bag. The magnitude of the forces depends on the speed of
of these forces is approximately 15% of the total pulling
force exerted by the winch, see Fig. 13. The magnitude of
the forces depends on the speed of the equipment and the
Fig. 14 a Main davit holding the ring. b Bow headboard Fig. 15 Hauling the net with a power block
23 Page 12 of 23 Marine Systems & Ocean Technology (2025) 20:23
4.4.1 Power block
[ ]
Kh = Fh × max 0; sin(40◦ − 𝜙) × Hh × cos(𝜙) + Fh × cos
( )
B
(40◦ − min(40;𝜙)) × × cos 𝜙 + Hhb × sin |𝜙| ,
2
(12)
where Fh is the maximum hauling force (data included in
the technical specifications) and Hh is the vertical distance
measured from the point of net hauling (rollers) to the center
of pressure of the net on the vessel's hull (see Fig. 15).
Hhb: Vertical distance measured from the point of net
hauling to the center of buoyancy.
4.4.3 Main Davit
Note that W n, this weight of the section of the wet net 4.4.4 Bow Davit or bow guide
hanging toward the net stowage area, considered that it
increases by approximately 50% due to water accumulation; In general, the overturning moment produced by the bow
for industrial anchovy fishing nets, it is approximately equal davit or bow guide is mainly due to its role as a restraint
to Wn = 0.075 × Hn . in the process of hauling the net. Therefore, it is subjected
The value of angle ϕ (~ 30° in Eq. 10) can be calculated
with the following formula, see Fig. 18:
( )
B + Bb
𝜙 = tan−1 . (11)
2 × Hm
4.4.2 Net hauler
1
The maximum capacity due to friction is a function that depends
on the coefficient of friction, the weight of the net and the opening
angle of the power block pulleys. It is suggested to use this simplified
formula when all the data are not known (9.3 is a constant that repre-
sents typical conditions and is based on a friction coefficient equal to
0.4). Fig. 21 Forces on the bow davit (headboard)
23 Page 16 of 23 Marine Systems & Ocean Technology (2025) 20:23
to forces very similar to those of the net hauler (or power on the main davit and KBv is the heeling moment produced
block). by the forces on the davit or bow guide.
[ ]
KBv = Fr × max 0; sin(40◦ − 𝜙) × Hr × cos(𝜙) 4.5 Experimental results
( )
+ Fr × cos (40◦ − min(40;𝜙)) + Wc
( )
, (14)
B Tests were carried out aboard a fishing vessel with a hold
× × cos 𝜙 + Hrb × sin |𝜙|
2 capacity of 514 m3 equipped with a combination winch of
28 tons capacity and a triple-roller hauler of 18 tons capacity.
where is the Fr is the maximum hauling force (power block
or net hauler, depending on the case), Wc is the weight of 4.5.1 No catch test
the headboard, Hr is the vertical distance measured from
the point of restraint to the center of pressure of the net Table 5 presents the following results obtained during a
on the vessel’s hull (see Fig. 21), and Hrb is the vertical blank cove test (without fishing).
distance measured from the point of restraint to the center The results clearly show that the heeling is significantly
of buoyancy. reduced when the equipment is stopped. It can also be seen
For Eqs. (12), (13), and (14), it should be considered that the equipment that causes the greatest heeling is the
that during fishing experiences it has been observed that net hauler.
the value of ϕ (= 40° in the upper equation) approaches 40°
degrees in abundant catches. 4.5.2 Test with catching purse seine operation
4.4.5 Total moment produced by the net lowering Regarding purse seine fishing, there are reports from the
equipment crew that the angle of heeling induced by the net hauler
increases noticeably when there are abundant catches,
Finally, the total moment produced by the net lowering mainly at the time of drying the bag. Likewise, the heel-
equipment, in the most critical condition of the manoeuvre, ing is reduced a little when the net hauler is stopped. The
can be calculated with the following equation: results presented in Tables 5, 6, and 7 show that the heeling
( ) angles in the last stages of the maneuver (items 11 and 12
KT = K𝜙 ou Kh + Kdv + KBv . (15)
of the table) are directly related to the amount of fish in the
Being KT is the total heeling moment produced by the net net. Note that since the real pull imposed by the hauler of
lowering equipment, K𝜙 is the heeling moment produced by net depends on the restriction that the net is placed on, in
the power block, Kh is the Heeling moment produced by the that sense, it is expected that the restriction increases, the
net hauler, Kdv is the heeling moment produced by the forces greater the catch in the net or when there is the presence
Cells containing a dash ‘–’ correspond to data that could not be measured during the test. P.S. and S.S. cor-
respond to Port Side and Starboard Side, respectively
Marine Systems & Ocean Technology (2025) 20:23 Page 17 of 23 23
Table 6 Results of the trial Fishing vessel with 60 Tons of Catch Balance Heel
with actual catch of 60 tons
(estimated) Date: August 12, Item Description P.S S.S
2023
1 Start (with net and panga on board) – – 0
2 After lowering the panga, unloading the net (yawing) −8 −2 −5
3 Approaching the panga to receive the net −7 6 − 0.5
4 Operating the combination winch (begin) −4 6 1
5 Operating the combination winch (intermediate) −1 9 4
6 Stopped the combination winch (end) – – –
7 Operating the net hauler (begin) 1 56 3.5
8 Operating the net hauler (50% of net on board) 4 11 7.5
9 Stopped the net hauler (55% of net on board) – – –
10 Operating the net hauler (80% of net on board) 4 12 8
11 Operating the net hauler (drying the bag) 5 11 8
12 Before stopping the fish grinder (just before pumping the fish) 4 10 7
13 Net on board (equipment in operational position) 2 6 4
14 Net and panga on board (equipment in resting position) 1 3 2
P.S. and S.S. correspond to Port Side and Starboard Side, respectively
Table 7 Results of test with Fishing vessel with 450 Tons of Catch Balance Heel
actual catch of 450 tons
(estimated). Data reported by Item Description P.S S.S
the crew (Date: August 8, 2023)
1 Start (with net and panga on board) – – –
2 After lowering the panga, unloading the net (yawing) – – –
3 Approaching the panga to receive the net – – –
4 Operating the combination winch (begin) – – –
5 Operating the combination winch (intermediate) – – –
6 Stopped the combination winch (end) – – –
7 Operating the net hauler (begin) – – –
8 Operating the net hauler (50% of net on board) – – –
9 Stopped the net hauler (55% of net on board) – – –
10 Operating the net hauler (80% of net on board) – – –
11 Operating the net hauler (drying the bag) 10 14 12
12 Before stopping the fish grinder (just before pumping the fish) 7 11 9
13 Net on board (equipment in operational position) – – –
14 Net and panga on board (equipment in resting position) – – –
Note: P.S. and S.S. correspond to Port Side and Starboard Side, respectively
of contaminants that saturate the net (e.g., Krill or small on the maneuvers that produce heeling moments since the
shrimps). magnitude of external loads can be altered with balance.
For this analysis, we will start with the condition of maxi-
mum heeling moment, which occurs at the end of the drying
5 Dynamic behavior during purse seine of the net with abundant catches. In this condition, the vessel
fishing (rolling) floats alongside the net filled with fish (bag); therefore, the
behavior of the vessel is closely related to the behavior of
Previously, we have analyzed the static behavior during the bag and the tension in the net.
fishing operations and observed that there are two types of
maneuvers that affect the static equilibrium position (heel): 5.1 Balance in the direction of the maneuver side
maneuvers that alter the position of the center of gravity
and maneuvers that produce heeling moments due to exter- When, due to dynamic conditions, the vessel leans toward
nal forces. To analyze the dynamic behavior, we will focus the side of the maneuver, the distance between the hauler
23 Page 18 of 23 Marine Systems & Ocean Technology (2025) 20:23
Fig. 22 Variation in the distance between the power block (net hauler) and the fishing bag
and the bag decreases, this can be seen in Fig. 22 on the right as the difference between the static and dynamic righting
side. This phenomenon allows the righting lever curve to arms resulting equal to the dynamic moment divided by the
restore its original capacity, reducing the impact that purse displacement.
seine operations have on dynamic stability. The increase or
decrease of the net’s tension due to the relative motion of the
vessel, with respect to the fish bag during the fishing pro-
cess (quasi-dynamic behavior) is approximated in this work
Marine Systems & Ocean Technology (2025) 20:23 Page 19 of 23 23
5.2 Balance in the opposite direction represents the instant when, due to the heeling of the vessel
of the maneuver side the net separates from the hull, producing an increase in the
heeling moment.
The actions of the waves can generate a dynamic scenario
that causes the vessel to list in the opposite direction to the
fishing maneuver. In this situation, the distance between the
6 Stability criteria in purse seine operations
hauler and the bag increases, causing greater tension in the
net and reducing the magnitude of the heel. This behavior is
From a regulatory perspective, there is no specific crite-
very important because it restricts the possibility of capsiz-
rion in Peru to analyze stability during fishing operations.
ing in the opposite direction to the maneuver. This would
However, the International Code on Intact Stability (2008)
only happen if the net or the elements holding it to the ves-
[16] advises the following: “Particular care should be taken
sel break.
when the pull from fishing gear might have a negative effect
on stability (e.g., when nets are hauled by power block or
the trawl catches obstructions on the seabed). The pull of
5.3 Righting arms and anchoring moment
the fishing gear should be from as low a point on the vessel,
with triple‑roller net hauler
above the waterline, as possible.” In this regard, there is a
need to establish a specific criterion to assess stability dur-
To better understand how the dynamics of the vessel occur
ing purse seine operations, evaluating, among other things,
under the effects of waves, we will graph the righting arm
the capacity and suitability of the equipment on each vessel.
curves of fishing ship # 3 (FS #3), whose characteristics are
As seen in the preceding paragraphs, calculating the heel-
described in Table 1 (435 m 3 refrigerated capacity and the
ing moment produced during the purse seine maneuver is
heeling moment induced by a 15 ton triple-roller hauler).
not very complicated; however, it does require basic knowl-
Figure 23 shows the initial righting arm curve (in the
edge of the fishing gear. On the other hand, determining
condition of arrival at the fishing ground) and its intersec-
the dynamic behavior of the vessel net system is extremely
tion with the heeling moment curve. From the graph it can
complex and difficult to determine. Therefore, a stability
be seen that the equilibrium angle occurs with a heel of 15
criterion related to purse seine operations should be related
degrees. Also note that at approximately 40° degrees, there
to the static equilibrium angle (heel angle).
is an inflection point in the heeling moment curve (subtle
The proposed criterion below could be considered
for this case and much more noticeable for the case of fish-
equivalent to the criterion established in R.D. 474-1998
ing with power block); this inflection point represents the
(GM = 0.9 m); furthermore, it would have a fairer application
moment when, due to the heel of the vessel, the net separates
across the universe of fishing vessels, as not all purse seine
from the hull.
vessels target anchovies, nor do they all have the same tech-
Figure 24 shows an approximation of the behavior of the
nology or fishing gear. This criterion would allow evaluating
heeling moment curve in relation to the balance of the vessel
the heeling moment produced during the fishing operations of
(dynamic behavior) Mto(dyn)/Displacement and the righting
each vessel, considering the technology and pulling capacity
arm curve of the vessel during purse seine operations GZ_ps
in each case.
(when drying a bag with abundant catch). Of course, due to
The proposed criterion could also be used to select suitable
the intrinsic difficulty in determining the precise dynamic
fishing equipment for each project.
behavior of the vessel net assembly, the curves are reference
approximations.
6.1 Criteria for maneuvers with purse seine
or similar fishing gear
5.4 Righting arms and anchoring moment
with power block In ships whose fishing methods, lifting devices, or other loads
subject them to additional external forces that create heeling
To understand the heeling moment produced by the ‘power moments, it must be demonstrated by direct calculation that
block,’ it is appropriate to replicate the analysis on a vessel
carrying this equipment. To do so, the data from the righting i. In the condition of arrival at the fishing grounds,
arm curve of fishing vessel # 5 (FS #5 in Table 1) will be - the heeling angle induced is not greater than 15 degrees
used (non-refrigerated hold capacity of 208 m3 and heeling or 50% of the heeling angle with maximum righting
moment induced by a power block). lever (GZ), whichever is lower.
Note that at approximately 30 degrees there is an inflec- ii. In the condition of departure from the fishing grounds
tion point in the heeling moment curve, this inflection point with 50% consumables and 100% catch,
23 Page 20 of 23 Marine Systems & Ocean Technology (2025) 20:23
- The vessel does not submerge any point on the deck variable; we know that in general the B/D ratio is more or less
when these forces are acting. constant in fishing vessels, so the formulas were rethought
- The heel angle produced by the heeling moment must considering the variable Depth (D) and another constant,
not exceed 10 degrees. obtaining more precise results.
i. For these calculations, the correction due to the opera- Grouping vessels by similar characteristics allows the genera-
tion of stabilizing tanks should not be considered. tion of formulas that allow the determination of capacities. The
ii. For the calculations of heeling moments, the following maximum pulling capacity of a power block can be determined
factors should be considered: by the following formula (designed to not exceed a heel angle
- The heeling moment produced by the weight of the shoal of 15° degrees):
in the bag, considering that the fish is denser than sea
Δ × GMT
water (1061.05 kg/m3 for anchovy) and that the catch Fmax = , (16)
exceeds the capacity of the holds (when applicable). D × 15.6
- The maximum capacity of the fishing equipment (for where Fmax is the Maximum pulling capacity of the power
example: when “drying” the bag with the net hauler), block to produce a heeling angle of 15 degrees. ∆ is the
discounting, if proven, the loss of capacity due to slip- Displacement in the “arrival at fishing grounds” condition.
ping of the fishing gear (if proven that the equipment GMT is the Transverse metacentric height in the “arrival at
slips during the operation). fishing grounds” condition. D is the represent the Depth of
- The actual load to which the fishing equipment is sub- the fishing ship.
jected (for example, when closing the draw, the weight Note that in many configurations, the actual capacity of
of the lead, rings, and chains of the net). the power block is limited by the friction coefficient and the
- The hydrodynamic forces produced by the lowering of weight of the net hanging toward the net well.
the fishing gear, when applicable.
- The amplification of the heeling moment produced by 7.2 Net hauler
the increase in the heeling arm when the vessel heels (for
example: when hauling the net with a “power block”). The maximum pulling capacity of a triple-roller or single-
roller net hauler can be determined using the following
formula (designed to not exceed a heeling angle of 15
7 Maximum capacity of the net hauler degrees):
or power block
Fig. 26 Righting arms in purse seine fishing of the others fishing ship with characteristics shown in Table 1
Δ × GMT moment in which the net bag begins to move away from
Fmax = . (17) the hull of the vessel. The information on the top of the
D × 12
vessel corresponds to that indicated in Table 1.
For the case of the V-shaped drum net hauler, it is The following figure describes the situation of purse
important to clarify that optimal performance of the hauler seine fishing in the part where the shoal of fish experiences
is conditioned by having a synchronized net stacker that an increase in its density and manages to tilt the vessel. If
allows maintaining tension in the net and preventing slip- we additionally have the action of waves and wind, which
ping (see Fig. 25). makes the situation dynamic, we can observe that the ves-
Figure 26 shows the heeling moment produced by the sel is in a situation of dead ship condition, see IMO [1].
‘power block’ of the other fishing vessels used to gener- This situation has already happened and has been reported
ate the proposed formulations. Note that in each of them in several situations in which vessels, without knowing the
the same inflection point is observed which indicates the number of shoal of fish, experience great forces from the
23 Page 22 of 23 Marine Systems & Ocean Technology (2025) 20:23
8.1 Recommendations
8 Conclusion
Acknowledgements The authors acknowledge the School of Naval
Engineering of the National University of Engineering (UNI) and
Based on the mathematical formulation of the heeling ASPINAV, the naval engineering course of the Federal University of
moments due to fishing, we note that it is not necessary to Pernambuco (DEMEC - CTG - UFPE), and the Austral shipyard for
use a traditional rigorous description such as reference sys- their collaboration in the data used in this article.
tems that can be located on the keel, mid-flotation plane or
Author contributions John Schuler contributed to writing, methodol-
center of gravity. Note that the center of gravity changes as ogy, investigation, formal analysis, review and editing, and conceptu-
the net and the shoal behave, as well as the holds are filled. alization. Miguel Celis contributed to writing, methodology, investiga-
These formulations allow us to address practical criteria to tion, formal analysis, review and editing, and conceptualization. Miguel
restrict the transverse stability of the vessel. Manco contributed to figures analysis and editing and review.
Performing a quasi-static analysis of the forces and Data availability Data will be made available on request. No datasets
heeling moments present during the purse seine operation were generated or analyzed during the current study.
allows to greatly simplify the analysis and leads to making
its analysis feasible in new and existing vessels. Declarations
A procedure was presented to determine the density
Competing interest The authors declare that they have no known
of recently caught fish and analyze its impact on fishing competing financial interests or personal relationships that could have
maneuvers. appeared to influence the work reported in this paper.
It was found that the density of anchovy is 1061.05 kg/
m3; 3.4% higher than that of sea water.
A procedure was presented to determine the external
forces and heeling moments caused by the weight of the References
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ards for the preparation and execution of stability tests on national
ships that carry out aquatic activities in the sea, rivers and navi- Springer Nature or its licensor (e.g. a society or other partner) holds
gable lakes. Peru: official newspaper 'El Peruano' (November 13, exclusive rights to this article under a publishing agreement with the
1998) author(s) or other rightsholder(s); author self-archiving of the accepted
10. Supreme decree that modifies the regulations of legislative decree manuscript version of this article is solely governed by the terms of
No. 1147, regulates the strengthening of the armed forces in the such publishing agreement and applicable law.
powers of the national maritime authority—General Directorate