Review Study - Parametric Study of Selective Laser Melting
Review Study - Parametric Study of Selective Laser Melting
Review study
submitted in partial fulfillment of the requirements for the degree of: Master in
Mechanical Engineering
BENSALEM Sarah
Supervisors :
Dr. TAMSAOUT Toufik CDTA
Dr. SEDJAL Hamid ENP
10 Avenue des frères Ouddek, Hassen Badi BP182 El-Harrach 16200 Alger Algérie
www.enp.edu.dz Tél : (+213) 23 82 85 39 Fax : (+213) 023 82 85 29
Abstract
List of Tables 4
List of Figures 5
Nomenclature 6
Introduction 9
1.1 Principles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
2.1 Principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2
CONTENTS
4 MODELING OF SLM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Conclusion 24
References 25
CONTENTS
List of Tables
4
List of Figures
5 Melt pool zones in conduction mode (left) and Keyhole mode (right). . . . 15
9 Photo (scale 1 mm) and diagram of the flow in the melt pool during hump-
ing, and cross-sectional view of the resulting hump (scale: 0.5 mm). Extract
from Fabbro (2010) [6] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5
Nomenclature
Acronyms
- AM : Additive Manufacturing
Greek symbols
- κ : Curvature of the surface.
- σ : Surface tension.
Latin letters
- F⃗σ : Force of surface tension.
- kB : Boltzmann constant.
- m : Molecular mass.
- P0 : Operation pressure.
- Tb : Ambient temperature.
LIST OF FIGURES
Operators
- ∇s : Surface gradient.
LIST OF FIGURES
Introduction
Additive Manufacturing (AM) has transformed the modern manufacturing by enabling the
production of complex geometries through the deposition of layers of material from digital
3D models. Among numerous AM techniques, Selective Laser Melting (SLM) has emerged
as one of the leading processes for the production of high-performance metal components
with superior mechanical properties and design freedom. SLM employs high power laser
to selectively melt metal powders and is a key technology in aerospace, biomedical, and
automotive sectors.
In this literature review, an effort has been made to provide a comprehensive review of
the state of the art of research work on the SLM process, highlighting the key physical
phenomena, process parameters, and modeling strategies. Specifically, it reviews ongoing
research on the effect of hydrodynamic forces, laser-matter interaction and thermal effects
on the quality and reliability of SLM-produced parts and process-induced instabilities.
Furthermore, different modeling strategies used to investigate and optimize the SLM
process are reviewed, highlighting scope, accuracy, and limitations.
By summarizing the recent advances and highlighting the research gaps, this review serves
as a valuable resource for understanding the critical challenges and prospects in SLM re-
search. The insights presented herein aim to support further advancements in process
optimization and predictive modeling, contributing towards the advancement of the de-
velopment of AM technologies.
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State of the art
1.1 Principles
Additive manufacturing (AM) is the general term for those technologies that successively
join material to create physical objects as specified by 3D model data [9].
Additive manufacturing relies on a numerical chain that allows passing from a numerical
object to a real object, it can be summarized in four steps [10]:
(a) Creation of a digital 3D model of the product, either directly by a CAD tool, or by
scanning a real object and converting it into a CAD file (Reverse engineering).
(b) Creation of STL file, the previously designed volume is reduced to its simplest
geometric form. Its exterior surfaces are discretized using a triangular mesh, and
all other characteristics (construction history, assembly constraints, textures, etc.)
are erased.
(c) Defining the manufacturing strategy that will be adopted to produce the part. The
parameters that must be taken into consideration are:
- The orientation of the part, meaning the definition of the manufacturing di-
rection.
- The plate positioning, that is, the placement of the parts.
- The implementation, for the processes concerned, of supports. These supports
act as scaffolding and are manufactured at the same time as the part.
After setting these parameters, STL files are sliced, considering layer thickness and
machine resolution, to generate machine trajectories.
After manufacturing, parts undergo post-processing operations like separation from the
manufacturing platform, surface treatment to remove imperfections, and additional treat-
ments for final properties.
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On the other hand, the diffusion of the additive processes confronts always some chal-
lenges:
- High investment costs and operating expenses. However, this needs to be contextu-
alized based on the AM process.
- Lack of standards.
- The combined effect of improper scanning parameters and poor powder melting can
result in many issues, which can deteriorate the mechanical properties and impede
the large-scale industrial commercialization [11].
2.1 Principle
Selective Laser Melting (SLM), also called Laser Powder Bed Fusion (LPBF), is an ad-
ditive manufacturing process that relies on constructing a piece by stacking layers. This
is accomplished through consecutively melting and solidifying build material powder us-
ing a high-power laser. Its main advantage is that it can produce complex geometries
with adequate mechanical properties [12]. Atmosphere control by an inert gas (Argon or
nitrogen) is essential to prevent oxidation during the build process [13].
(a) The powder is deposited on top of the substrate using a scraper, with a controlled
height hp
(b) The laser beam melts the particles of the powder and the substrate following the
trajectory described by the CAM model, forming a melt pool, which rapidly cools
into a solid layer with a height. Happ
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(c) The platform is lowered with a distance hdown , generally equals to Happ [2].
The same steps are repeated until the production of the final piece.
Figure 1: Diagram presenting the main steps of the SLM process [2]
The parameters of SLM can be divided into 2 categories, primary parameters which
contribute mainly to the physical phenomena noticed on the scale of the melt pool [2].
- Laser power.
- Laser speed.
And secondary parameters, which have a less direct influence on the final outcome.
The next table presents the main parameters and the range of their values.
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Multiple physical phenomena intervene during the SLM process, the main ones are:
- The laser-matter interaction and the energy input towards the powder bed, which
provokes significant mass and heat transfer.
- The thermal cycles of heating and cooling resulting from the superposition of layers.
These phenomena have important consequences on the microstructure and the mechan-
ical properties of the final piece. In fact, the heat transfer influences the temperature
field distribution, which has a direct effect on the residual stresses, which may cause the
apparition of fissures within the piece. The hydrodynamics of the melt pool has a direct
influence on the morphology of the beads and the rugosity of the piece. The final mi-
crostructure of the piece is controlled by the cooling conditions. All these phenomena can
happen simultaneously, which complicates the process further [2].
The driving force of the SLM process is the laser energy absorbed by the material through
irradiation. The use of an inert gas (argon) complicates the laser-matter interaction [2].
The energy coupling varies based on the energy applied during the process. Trapp et
al. (2017) [17] and Ye et al. (2019) [18] studied this dependency and found that at
low volumetric energy, or during the initial moments of interaction, the absorption level
is relatively high because the incident radiation is trapped by the powder bed. During
melting, the laser illuminates a dense metal that acts like a mirror, reducing the absorption
level. Finally, during progressive vaporization, a recoil pressure applies to the surface
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of the molten pool, generating an optical cavity or "keyhole". This traps the incident
radiation through multiple reflections, increasing the energy coupling.
Absorption is governed by multiple reflections of incident laser beams. The laser beams
can penetrate considerable depths because the absorptivity of the powder is higher than
the known value for flat surfaces [16]. The incident beam is trapped by powder particles,
increasing the absorption of the powder bed [1]. Consequently, energy deposition must
be considered as a volumetric heat source distributed over the thickness of the powder
bed, rather than a surface heat source [16]. Factors influencing absorption and energy dis-
tribution include laser beam power, wavelength, polarization, angle of incidence, powder
temperature, surface roughness, and powder bed morphology [16].
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When the temperature of the molten pool exceeds the metal vaporization temperature, the
metallic vapor expands into the working atmosphere, and by the action-reaction principle,
a recoil pressure applies to the surface of the molten pool, forming a vapor capillary (the
Keyhole), which acts as an optical cavity trapping incident radiation and increasing energy
coupling (Figure 4) [1].
This transition moves from a conduction melting mode, where the molten pool surface
is flat and penetration is shallow (Figure 5, left), to a Keyhole mode, where the molten
pools are deeper (Figure 5, right) [1].
Figure 5: Melt pool zones in conduction mode (left) and Keyhole mode (right).
Once the melting temperature is reached, the phase transition from solid to liquid as well
as the formation of the melt pool is induced. Multiple forces govern the hydrodynamic
of the melt pool and influence its morphology. The most influential hydrodynamic forces
within the melt pool are :
It’s the force that tends to minimize the energy of the interface of the liquid, it’s given
by the equation
F⃗σ = σ · κ · ⃗n
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Where σ is the surface tension, κ is the curvature of the interface liquid/gas. This force
initiates a coalescence of individual melt drops and a reshaping of the resulting melt pool
[16].
Also called the Marangoni effect, it originates from the variation of tension surface coeffi-
cient of the melt pool with the temperature. A tangential forces is applied on the surface,
it has tendency to enlarge the melt pool, playing a prominent role in this process [4]. It
is given by the equation :
∂σ ⃗
F⃗M = · ∇s · T
∂T
When the temperature exceeds the vaporisation temperature of the metal, a release of
metallic vapor is observed. By the principle of action-reaction, a pressure is applied on
the surface of the melt pool, this pressure provokes the formation of a hollow capillary,
called keyhole. It can be expressed as [12]:
m · Lv Tb
prec = P0 · exp · 1−
KB · Tb T
Where P0 is the operation pressure, m is the molar mass of the material, Lv is the latent
heat of evaporation, KB is the constant of Boltzman and Tb is the ambient temperature.
Khairallah et al. [4] studied the effect of various hydrodynamic forces on the characteristics
of the melt pool.
Figure 7 illustrates the significant changes in melt pool characteristics when temperature-
dependent physical phenomena are considered.
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In the second figure, strong temperature gradients under the laser beam necessitate the
activation of temperature-dependent surface tension. This induces Marangoni effects
(thermocapillary stresses), directing the melt flow from the hot spot of the laser beam
toward the cooler rear zone. This increases the melt pool depth, recirculates the melt
flow (thus cooling the laser spot area), and creates splattering, as the low-viscosity liquid
metal is ejected away from the surface.
In the final figure, the effect of recoil pressure is observed, adding additional forces to the
liquid surface and creating a surface depression in the melt pool.
x
Figure 7: Effects of different hydrodynamic forces on the melt pool [4].
The significant temperature gradient during the process leads to the development of resid-
ual stresses and substantial deformations in the solidified part, which can cause cracks
and detachment of the part or its supports from the build platform.
Three main mechanisms contribute to the formation of significant residual stresses [2]:
- Thermal Cycling Effect: The successive heating and cooling cycles of the layers,
combined with the previous two mechanisms, are responsible for the formation of
residual stresses.
Reducing these stresses is a major challenge, as they can lead to part deformation.
When the absorbed laser energy is insufficient to continuously melt the powder bed,
fragmentation occurs in the bead line due to surface tension effects. This discontinuity
can create porosities within the part [1].
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A systematic study by Li et al. [5] identified the key parameters influencing the balling
phenomenon:
- Decreasing the scan speed and increasing the laser intensity reduces balling.
- A thick powder bed leads to poor wettability, thereby increasing the balling effect.
This phenomena occurs at high scan speeds and high laser power. It can be mixed up
with the balling phenomena since they both result in discontinuity of the bead, but the
physical mechanisms behind them are different. The liquid metal enters from the front
of the melt pool, it flows around the keyhole on its sides and downwards following the
leading edge of the keyhole (Figure 9). Due to the reduced fluid passage section caused
by the presence of the vapor capillary, the fluid flows backward at a speed of about
ten times that of the scanning speed [7] (principle of flow rate conservation). The main
flow is hindered on the sides by viscosity, so that only its central part manages to flow
backward at high speed into the pool, forming a relatively thin and elongated jet (Figure
9). Due to Plateau-Rayleigh instability, this flow forms a constriction at a certain length,
which promotes its cooling and anchors a point in the sample’s frame of reference. It is
at this moment that the hump forms due to accumulation effect, as the removal speed
of this point (equal to the scanning speed) is much lower than the liquid ejection speed.
Thus, the jet feeds a bulge that enlarges and solidifies as the solidification front progresses
forward. The feeding of the hump stops when a new constriction of the liquid jet occurs
following the same mechanisms, and the process repeats periodically, resulting in the
regular alternation of bumps and valleys observed on the beads.
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Figure 9: Photo (scale 1 mm) and diagram of the flow in the melt pool during humping,
and cross-sectional view of the resulting hump (scale: 0.5 mm). Extract from Fabbro
(2010) [6]
(a) Lack of Fusion Porosity: Porosities can result from insufficient overlap between
beads, where the scan spacing is too large, preventing full melting of the material
between tracks. Another cause is an insufficient incident energy density to melt the
entire powder bed thickness.
(b) Keyhole Closure Porosity: Another type of porosity results from keyhole closure.
A highly elongated keyhole can form with bulges on its upper front edge propagating
downward. As these bulges extend, they widen and periodically cause keyhole clo-
sure. The resulting porosity takes an almost spherical shape due to surface tension
[1].
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4 MODELING OF SLM
In light of the development presentes previously, the SLM process involves multiple cou-
pled physical phenomena at different scales. At a very fine scale, laser photons interact
with the powder bed and then the molten pool. Material vaporization introduces addi-
tional phenomena that influence both the flows in the pool and those in the surrounding
inert gas. As the bead solidifies, a columnar/dendritic structure begins to grow, with
competition between the dendrite "trunks." Significant temperature gradients and ther-
mal cycles are responsible at both the bead and part scales for the presence of residual
stresses, which can lead to significant distortions in the part or even detachment of the
part from the build plate (substrate).
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Since the mesoscale is the focal point of this study, a brief overview of significant research
in this domain is presented.
Among the most prominent and widely referenced simulation models are those developed
by Khairallah et al. [4, 19, 20]. Their model, based on the Arbitrary Lagrangian-Eulerian
(ALE) interface-tracking method (see section 2.3.1.1.1), intricately integrates a powder
bed with a granular representation that meticulously considers each individual powder
particle. Their findings indicate that the random distribution of powder bed particles can
adversely affect the uniformity and roughness of the melt track. Specifically, particles in
close proximity to the molten pool disturb its flow by adhering to the liquid metal.
Moreover, their model accounts for various hydrodynamic forces governing the molten
pool, including surface tension, the Marangoni effect, and recoil pressure. Their results
highlight the significant role of surface tension in controlling the coalescence of powder
particles. Notably, they incorporate multiple laser beam reflections using the Ray Tracing
method within their model. Their study demonstrates that the formation of ejecta, with
sizes comparable to the powder bed thickness, can obscure the incident laser beam and
disrupt the uniform melting of the powder. This phenomenon negatively impacts the
consistency of the melt track and may lead to surface roughness defects in manufactured
parts.
Yan et al. (2017) [21] investigated the SLM process using a Finite Volume (FV) formula-
tion implemented in the commercial software Flow-3D. Compared to the ALE formulation
by Khairallah et al. (2014) [20], the FV approach proved significantly more efficient in
terms of computational time. It was also successfully applied to simulate multi-layer
fabrication (Yan et al., 2018 [22]). A similar FV model was implemented by Qiu et al.
(2015) [23] within the open-source CFD code OpenFOAM. The formation of keyholes was
studied using the method proposed by Panwisawass et al. (2017) [24].
Tang et al. [7, 25] explored various hydrodynamic instabilities and influential parameters
affecting the occurrence of humping phenomena and porosity formation. They employed
a Discrete Element Method (DEM) and Computational Fluid Dynamics (CFD) approach,
utilizing the open-source codes LIGGGHTS and OpenFOAM.
Figure 11: Simulation of the humping phenomenon in SLM. Extracted from Tang et al.
(2020) [7]
Chouhan et al. [26] also used a DEM-CFD approach to model the in-situ formation of
aluminum-copper alloys through the SLM process. Their simulations involved melting an
aluminum powder layer on a copper substrate, examining the impact of recoil pressure and
Marangoni convection flows on Al-Cu mixing. This study provides fundamental insights
into the mixing of dissimilar metals and aims to support future research on the design
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The work of Masmoudi [27] investigates the impact of evaporation on the induced gas
flow and its implications for powder bed stability.
Mayi (2021) [1] developed a Finite Element Method (FEM) model using COMSOL to
study the effects of incorporating a granular powder bed and its advantages over a contin-
uous (equivalent) model. A ray tracing model was integrated into COMSOL to analyze
the transition between conduction, forced conduction, and keyhole melting regimes, as
well as the stability of these regimes.
Figure 12: Comparison of fusion pools and simulated temperature fields without and with
a powder bed [1]
Figure 13: Stages of keyhole formation. (a) Conduction mode. (b) Forced conduction
mode. (c) Keyhole threshold. (d) Initiation of the keyhole mode. [1]
Bayat et al. (2019) [8] developed a multiphysics numerical model for multi-layer SLM.
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Their model enables the analysis of porosity formation and evolution caused by lack of
fusion. It incorporates all previously discussed physical phenomena and accounts for
geometry-dependent absorptivity.
Figure 14: Simulation of two layers consisting of four tracks. Extracted from Bayat et al.
(2019) [8]
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Conclusion
Throughout this literature review chapter, we have examined the fundamental physical
principles utilized in the SLM process, along with the various numerical approaches pre-
viously documented in the literature.
We have explored the key principles of additive manufacturing processes, focusing specif-
ically on the Selective Laser Melting process. Our discussion has shed light on the unique
aspects and constraints of the SLM process. We have delved into the various physical
phenomena inherent in the process, as well as the potential instabilities and defects that
may arise. Finally, we have provided a concise overview of different simulations at a
mesoscopic scale, emphasizing their significant characteristics.
24
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