1st (2)
1st (2)
A R T I C L E I N F O A B S T R A C T
Keywords: At nearly 27,500 m2, the Jacob K. Javits Convention Center (JJCC) located in New York City, hosts one of the
Urban Heat Island largest extensive green roofs in the United States. This paper explores three years of fine scale microclimate data
Green roof collected at the JJCC green roof and its potential ability to reduce the urban heat island intensity (UHII). Surface
Microclimate, Urban sistainability, climate
energy fluxes and microclimate parameters on four different surfaces are analyzed before and after installation of
the southern section of the green roof, offering a unique before/after, test/control study. The results indicate that
the temperatures of the air above the green roof, and its exterior surface are different (e.g. lower) than those
measured above and on, respectively, the black roof that preceded it. Differences in the maximum daytime air
and surface temperature between the black and green roof were 1.80 ◦ C and 18.4 ◦ C, respectively. Installation of
the green roof increased evapotranspiration, modifying the roof’s surface energy balance, and reduced the
median summer nighttime UHII (compared to the pedestrian level station) by 0.91 ◦ C. Though microclimatic
conditions on two sections of the green roofs vary somewhat, the research findings generally support the
statement that green roofs are a moderately effective strategy for mitigating the UHI effect.
1. Introduction 7,8,9,10,11]. Such processes are mediated through (1) the shade pro
vided by rooftop growing media and plants, (2) convective cooling
Urbanization often involves the replacement of natural landscapes brought about through the process of evapotranspiration (ET) [11] and
with impervious surfaces, such as roofs and roads. Because the thermal (3) reflectance of solar radiation by high albedo leaf surfaces [12].
properties of built and natural surfaces differ significantly, urbanization Research by Peng [13], for example, suggests that green roofs can reduce
leads to a modification of the urban energy balance, including elevation surface temperatures by 15–45 ◦ C and the near surface air temperature
of urban temperatures above those of nearby rural areas, a difference by 2–5 ◦ C. Speak [14] and Susca [15] have also reported cooling re
measured in terms of the urban heat island intensity (UHII) [1]. New ductions in this range. Studies that compare a green roof to a traditional
York City’s UHII has been estimated as 4 ◦ C and 3 ◦ C in the summer/ roof structure include Getter [16] who reported air temperature directly
autumn and winter/spring seasons, respectively [2]. Due to the greater above the green roof to be 5 ◦ C lower than on a white gravel roof, with
relative thermal mass of urban surfaces, and their tendency to release peak temperature differences reaching as much as 20 ◦ C in the summer.
heat more slowly than natural surfaces, the greatest UHII is typically In another study, Qin [17], reports the green roof reduced surface
observed between the late afternoon and night [1,3]. Prolonged frequent temperature and air temperatures by an average of 7.3 ◦ C and 0.5 ◦ C,
nighttime UHIIs are considered risks to human health, since they reduce respectively. Jim and Peng [18] reported a 0.7 ◦ C air temperature dif
the amount of time that the body has to recover from daytime high ference between the original and green roof at 10 cm but did not observe
temperatures [4]. a significant effect at 1.6 m. Alvizuri et al. [5], used thermal imaging to
To bring about a more sustainable form of urban development, quantify the ability of a green roof on top of the New York City’s Jacob
especially in the context of climate change, urban designers are in search K. Javits Convention Center to provide buffer thermal fluxes through the
of strategies like green (e.g. vegetated) roofs that can alter the local roof, finding that its exterior surface was >16 ◦ C cooler than a black
microclimate so as to partially mitigate some of the urban heat island bitumen roof, and 5–10 ◦ C cooler than an adjacent sidewalk surface
(UHI) effect. Previous work has documented the ability of green roofs to during the warm months.
provide thermal buffering, to increase the energy efficiency of building Though the body of green roof research is growing, thermal studies
systems, and to reduce their exterior surface and air temperatures [1,5,6, often focus on a very limited spatial area [19], are short-term, and do not
* Corresponding author.
E-mail address: [email protected] (F. Montalto).
https://doi.org/10.1016/j.buildenv.2021.107792
Received 29 June 2020; Received in revised form 6 March 2021; Accepted 7 March 2021
Available online 12 March 2021
0360-1323/© 2021 Published by Elsevier Ltd.
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
compare pre- and post- green roof observations [20,21] with those of a flux analysis is published separately in Alvizuri et al. [5].
control. In addition, most green roof thermal research utilizes modeling In July of 2013, four climate stations 3 m high were positioned (1) on
and not monitoring results, and does not investigate the influence of the the newly completed, north extensive green roof, hereafter referred to as
green roof on street level air temperature, and does not report changes in the “north green roof” (NGR), (2) on the south roof which still had a
air temperature before and after installation. The present study fills black asphalt bitumen surface, referred to as the “black roof” (BR), (3)
some of these gaps by studying the microclimate and energy fluxes of a on the metal reflective roof of a separate JJCC building located imme
large scale extensive green roof built on top of the Jacob K. Javits diately to the north of the NGR, termed the “metal roof” (MR) and (4) on
Convention Center (JJCC) in New York City (Fig. 1), in an attempt to a light pole mounted above the side walk to the east of the JGR on 11th
quantify its role in reducing the UHII. It extends the work of Alvizuri avenue at street level, referred to as the “street level station” (SLS).
et al. [5], who quantified the ability of this particular green roof to By June 2014, the BR had been converted to an extensive green roof
modify its microclimate. The research utilizes data gathered over three and is thereafter referred to as the “south green roof,” (SGR). In this
years from four weather stations located on and around the JJCC, paper the BR refers to the original southern roof which includes all dates
beginning before the green roof was installed. The discussion attempts to before June 2014. All climate stations were installed at a height of
further practitioner questions regarding whether partially greened roof approximately 3 m over the respective surface and monitored continu
surfaces can alter the UHII and if the cooling provided by the green roof ously at five-minute intervals. Although the weather station measure
influences street level air temperatures. ments were made only 3 m above the surface, a higher section of roof
existed at the JJCC and the monitored roofs were at a similar height to
2. Materials and methods many of the roof tops in the vicinity at the time of the analysis. Thus, the
observations recorded at the stations fall within the urban canopy layer.
The JJCC is located on the west side of Manhattan between 34th and The parameters measured by the climate station and the corresponding
40th streets and between 11th and 12th avenues (Fig. 1). The building equipment specifications are described in Table 1. The albedo and
itself is incised into a sloping terrain that is higher on the east side of the monitoring periods for each surface are presented in Table 2. Each of the
building. However, while the street elevations vary, the building is 4-component net radiometers were calibrated for the surface using the
separated from the street by an open space roughly equivalent to the manufacturers procedure.
street elevation on the west side of the building. In addition, the roof of To quantify the rate of ET from the JGR, three weighing lysimeters
the building contains complex shapes and towers. The green roof surface were installed on the SGR (Fig. 2). Each lysimeter consists of a square
is approximately 17 m above the street elevation on its east side, or an section of green roof, enclosed in a 0.372 m2 metal box that rests on a
average of 21 m above the average elevation of the perimeter sloping custom 0.372 m2 Rice Lake Roughdeck mild steel platform scale
terrain. The JJCC’s 27,316 m2 green roof was fully completed during the equipped with four mild steel load cells. The maximum capacity of the
Spring of 2014 and consists of a Xero Flor XF301 + XT extensive system. scale is 227 kg with a 0.02 kg resolution. Although physically isolated
In section, it consists of a pre-vegetated sedum mat installed on top of from the green roof, the lysimeter is surrounded by four sloped transi
1.5–5 cm of growing medium, a retention fleece layer, a drainage layer tion sections of the green roof to minimize the boundary effects. The
and a root barrier, as described in detail in Alvizuri et al. [5]. metal box is tilted on the weighing scale at a similar slope as the green
roof to allow drainage from the lysimeter.
To quantify the UHII at the JJCC monitoring locations, a fifth
2.1. Description of monitoring system weather station was established at a reference site. This climate station,
identical in components and sampling frequency, was established in
Monitoring of the Javits Green Roof (JGR) was initiated in July 2013, Alley Pond Park (Queens, NY), a 2.7 km2 urban park containing one of
before the south section of the green roof had been completed, enabling the last sections of old growth forest in New York City. The climate
a comparison of the pre- and post- green roof installation on the south station was installed under the forest canopy (Fig. 3). This reference site
section. The full monitoring setup was designed to aid in quantifying the is a canopied weather station approximating pre-industrial era air
energy and water balance of the JGR and includes climate stations, temperature conditions.
weighing lysimeters, soil sensors, flumes, pressure transducers and an The monitoring instruments were used to compare air and surface
infrared camera. Only the climate stations (Fig. 1) and weighing ly temperatures, compute surface energy fluxes, and to measure the UHII
simeters (Fig. 2) are utilized in the analysis presented here. A thermal
Fig. 1. Climate station locations and monitored surfaces at the Jacob K. Javits Convention Center (Google, 2017).
2
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Fig. 2. JJCC weighing lysimeter located on the SGR. Top: Picture of lysimeter installed on the roof; Bottom: Cross-section drawing of lysimeter.
Table 1
Climate station equipment and sensor accuracy.
Measured Parameter Equipment Sensor Accuracy
3
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
pairwise differences in air and surface temperature between the Unfortunately, QLE could not be computed for the NGR because there is
different monitoring locations were computed, and Dunn post hoc tests no lysimeter present on this section of the roof. Previously published
were used to determine which pairs were statistically similar or research presents the measured heat fluxes through the roof layers [5].
different. The heat accumulation term could not be directly measured in this study
but is included cumulatively with the RSE.
2.3. Computation of surface energy fluxes
2.4. Computation of the UHI intensity
The main energy fluxes of the surface energy balance over any sur
face are represented as: The UHII was calculated as the air temperature difference between
and of the JJCC monitoring stations and the rural reference station,
Q* = QH + QC + QLE, (1) Alley Pond Park, and was represented as follows:
where Q* represents the net radiation, QH is the sensible heat flux, QLE is UHII = TJ – TAP, (6)
the latent heat flux and QC is the conductive heat flux. The sign
convention denotes non-radiative flux away from the surface as positive. where TJ represents any of the four climate station locations on and
The net radiation (Q*) was calculated from the four-component radiation around the Javits Center, and TAP, is the simultaneous temperature
measured at the climate station and is expressed as: measured at Alley Pond Park.
4
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Fig. 4. Left: Microclimate summary and air temperature anomaly profiles. Right: Monthly median air temperature differences from NGR. Note: The dotted and solid
line denote the beginning end of the SGR installation, respectively.
Fig. 5. Air temperature post-hoc test results of surface pairs per month. True = fail to reject H0, False = reject H0. The dotted and solid line denote the beginning end
of the SGR installation, respectively.
temperature. The results presented in Figs. 4 and 5 suggest that the surface of the SGR and NGR differed by a maximum of 3.81 ◦ C and
cooled air found immediately over the green roof may not reach street 2.88 ◦ C, in spring and autumn, respectively. Compared to the other
level. surface temperature anomalies these differences are relatively small.
While diurnal surface temperature trends displayed by the NGR and
SGR roof surfaces were similar, profile comparisons with the other
3.2. Analysis of surface temperature
surfaces revealed differences. On a typical green roof (i.e. NGR/SGR)
during the day radiant energy is absorbed into the surface during the day
The average hourly surface temperatures at each location versus the
and released as the sun sets. The black roof maintains a higher surface
surface temperature of the NGR, per season is displayed in Fig. 6. To
temperature and experiences wider temperature fluctuations than the
facilitate visualization of diurnal variations, the observations are
NGR only returning to similar surface temperatures during the late night
colored based on the hour of the day. During the day, the surface of the
to early morning time period. This supports the findings of Alvizuri et al.
BR was consistently higher than the surface of the NGR, especially in the
[5], who concluded that the NGR is a better thermal regulator than the
afternoon, and it rarely fell below the surface temperature of the NGR at
BR. It also upholds the observations in the previous section which
any time of the day. Unlike the other surfaces, the BR surface remained
showed higher air temperatures above the BR than above the NGR. We
warmer for a longer portion of the the day. After the completion of the
note, however, that higher air temperature anomalies are not always
SGR, the surface temperature on the two green roof surfaces were
indicative of higher surface temperature anomalies.
similar, with only a few summer daytime periods as exceptions.
Throughout all seasons the MR nearly always maintains a lower
In general, during the summer, maximum daytime surface temper
surface temperature than the NGR. Differences in surface temperatures
atures differed from the NGR as follows (positive values are exceed
between these two surfaces were greatest in the cooler months. In
ances): BR, 12.07 ◦ C (9/2013); SLS, 9.53 ◦ C; MR, − 22.15 ◦ C. Notably the
5
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Fig. 6. Hourly surface temperature comparisons between the NGR and other monitored surfaces; solid line = 1:1 line; broken line = (right) 1:0.5 (left) 1:2. The colors
represent the hour of day. (For interpretation of the references to color in this figure legend, the reader is referred to the Web version of this article.)
contrast, during all seasons, the SLS only revealed a higher surface in Hein [37].
temperature than the NGR during the early morning to afternoon hours.
Recalling the previous section, the air temperature profiles of the SLS
3.3. Analysis of the residual energy flux
and MR are statistically similar, but the MR consistently maintains a
lower surface temperature than the SLS and green roofs. This observa
The RSE of the BR, SGR, MR and SLS are shown in Fig. 7. Note that
tion can potentially be attributed to the reflective properties of the MR
the measurements on the south roof were conducted pre- and post-green
which reradiates the incoming radiant energy as discussed further
roof installation. The observations displayed thus represent the same
below. It should also be noted that this building serves as a connector or
seasons, but not necessarily the same days. Measurements of QLE were
“link” between two buildings but is not thermally regulated inside. The
not calculated in the winter due to the disconnction of the lysimter
SLS exhibits the most dynamic surface temperature profile compared to
during the cold months.
the NGR.
The conversion of the BR to the SGR contributed to a 50%, 35% and
In summary, the surface temperature on the BR was nearly always
56% decrease in the median daytime RSE, for the spring, summer and
greater than the NGR. The median and maximum daytime autumn
autumn season, respectively. The highest RSE during the day was dis
surface temperature differences reached 3.26 ◦ C and 18.4 ◦ C respec
played by the SLS, followed by the MR and SGR. The RSE of the BR could
tively. Gaffin [23] reported a daily average and maximum (peak sum
only be computed for one season, due to the transition from the BR to
mer) BR to green roof surface temperature difference of 9.9 ◦ C and 33 ◦ C,
SGR. Although the UHII on the MR was statistically similar to the SLS,
respectively, on an extensive green roof in NYC. However, Gaffin’s
the RSE of the MR was 30%, 37% and 22% less than the SLS for the
measurements were made in the summer, while ours were during the
spring, summer and autumn seasons, respectively.
autumn, a potential explanation for this discrepancy. Hein [24] an Jim
The largest daytime air temperature was, unsurprisingly, observed
[18] observed a maximum surface temperature difference between the
on the BR. The lesser transfer of QH to the air from the two green roofs,
green roof and original surface of 18 ◦ C and 11 ◦ C, respectively. The
relative to the BR as displayed in Fig. 6, suggests that the green roofs do
maximum BR and NGR surface temperature difference measurements on
contribute less to warming of the environment.
the Javits roof was observed as 18.4 ◦ C, similar to observations reported
Installation of the green roof reduced the surface and air temperature
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L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Fig. 7. Residual energy flux (RSE) diurnal profile of the JJCC monitored locations per season.
on both sections of the JJCC roof. This finding is consistent with pre absorbs heat faster while a surface with a high negative rate of change
vious investigations into microclimatic conditions on the JJCC green denotes heat leaving the surface quickly. The black roof is not shown.
roofs conducted using an infrared camera [5]. The green roof decreased The magnitude of the roc of the air temperature is smaller than the
the RSE (QH + QC) by 68% in the summer, compared to the BR. Based on roc surface temperature. Air temperature roc varied most between the
equation (1) and the representation of RSE in equation (5), a higher QLE surfaces in the morning after sunrise and in the late afternoon during the
is attributed to lower RSE. The QLE at peak solar radiation (midday) summer. The air temperature roc of the green roofs begins to decrease
during the summer was 364 W m− 2. Similar values are reported in earlier than MR and SLS. Also of note is the slope of the line between
literature for other extensive green roofs, as detailed in Table 3 (adapted 16:00 and sunrise (~5:00) in each of the plots. As the seasons progresses
from Ref. [25]) even during the initial summer of the green roof. into cooler temperatures the slope gets smaller and closer to zero.
Increased partitioning of energy into QLE reduces the RSE, thereby Interestingly, the two green roofs, built about a year apart, maintain a
reducing the thermal transfer of energy in the air. The reduced energy similar roc temperature profile although the air temperature on the two
transfer into the atmosphere is expressed as lower air temperatures roofs are statistically different for a majority of the monitored months.
observed directly above the green roof, as observed on the Javits roof This finding supports the theory that the SGR maintains a slightly higher
between the BR and green roof surfaces. air temperature than the NGR due to its geographic orientation with
Large differences in the air temperature between the two sections of respect to solar exposure.
green roofs were not observed. However, during most of the monitoring The surfaces of the green roofs warm faster than MR and SLS, but the
period the SGR consistently displayed higher air temperatures than green roofs also cool faster after sunset. The MR releases heat at lower
NGR. This discrepancy could be due to one or more of the following: (1) roc than the green roofs. In the context of UHI formation a slower release
a slightly longer exposure to solar radiation (e.g. southern solar expo of heat is not a favorable. At night the slope of the line is nearly zero. The
sure), (2) differences in the density and maturity of vegetation on the SLS and MR air temperatures were significantly similar (section 3.1).
NGR and SGR (i.e. differences in green roof age), or (3) differences in the Interestingly, during the spring and summer at the SLS the surface
amount of water available for ET on the SGR. In support of the latter temperature is always greater than the corresponding air temperature,
explanations, air temperatures over the SGR differed most from the MR indicating a transfer of energy from the surface to the local environment.
and SLS locations during the sedum’s growing season, a potential indi During the spring and summer, the surface temperature at the SLS is
cator of the role that vegetation-mediated ET (QLE) in determining air nearly always greater than the air temperature. However, in autumn this
temperature. Precise differences in ET between the NGR and SGR could pattern changes. At lower air temperatures, the surface temperature is
not be computed, however, because QLE was only measured on the SGR. greater than the air for most of the day. At higher air temperatures this
The largest daytime air temperature was unsurprisingly observed on pattern is only exhibited during the day. These observations have led to
the BR. The lesser transfer of QH to the air from the two green roofs, the belief there is a tunnel under the SLS as the presence of a void would
relative to the BR as displayed in Fig. 7, suggests that the green roofs do change the surface/air dynamics of the surface.
contribute less to warming of the environment.
7
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Fig. 8. Rate of Change diurnal profile- Left: air temperature; Right: surface temperature; SS: sunset; SR: sunrise.
Fig. 9. UHII profile of all JJCC monitoring locations, per season. Reference site: Alley Pond Park.
hours.
4. Discussion
5. Conclusions
8
L. Smalls-Mantey and F. Montalto Building and Environment 197 (2021) 107792
Table 4
Median and maximum seasonal UHII observations. Reference site: Alley Pond Park.
UHII Period Maximum (◦ C) Median (◦ C)
Spring (Daytime) 8.55 8.77 9.54 9.63 0.268 1.01 1.24 1.29
Spring (Nighttime) 6.04 6.24 6.87 7.13 1.03 1.70 1.70 1.80
Summer (Daytime) 6.15 6.96 6.71 7.13 1.20 1.68 2.25 2.29
Summer (Nighttime) 5.15 5.40 5.99 6.19 1.56 2.00 2.37 2.47
Autumn (Daytime) 5.46 5.58 5.78 6.04 0.347 1.02 1.38 1.25
Autumn (Nighttime) 4.71 5.43 5.28 5.41 0.801 1.38 1.43 1.44
Winter (Daytime) 1.88 3.07 2.66 2.72 − 0.191 0.734 0.610 0.749
Winter (Nighttime) 3.87 4.57 4.77 4.65 0.211 1.11 0.878 0.746
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