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vi Contents
Review Questions 41
Points to Remember About Attending Behavior 41
Activity Unit 2.1 42
Activity Unit 2.2 43
Activity Unit 2.3 44
Activity Unit 2.4 44
Answers to the Review Questions 45
C hapter 3
Questioning 47
Cultural Considerations 60
Ethical Considerations 61
Review Questions 63
Points to Remember About Questioning 63
Activity Unit 3.1 64
Activity Unit 3.2 65
Activity Unit 3.3 66
Answers to the Review Questions 66
C hapter 4
Reflecting Content 67
Cultural Considerations 79
Ethical Considerations 82
Review Questions 83
Points to Remember About Paraphrasing 83
Points to Remember About Summarizing 84
Activity Unit 4.1 84
Activity Unit 4.2 85
Activity Unit 4.3 86
Answers to the Review Questions 87
C hapter 5
Reflecting Feeling 89
Cultural Considerations 103
Ethical Considerations 106
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Contents vii
C hapter 6
Integrating Your Listening and Exploration Skills 111
Cultural Considerations 126
Ethical Considerations 129
Review Questions 131
Points to Remember About Integrating Your Exploration Skills 131
Activity Unit 6.1 132
Activity Unit 6.2 133
Activity Unit 6.3 135
Exploration Skills with Young Clients 136
Answers to the Review Questions 137
STAGE 2
Clarification: Helping Clients Clarify Their Experiences
and Develop Goals 139
CHAPTER 7
Confronting 141
Cultural Considerations 155
Ethical Considerations 157
Review Questions 158
Points to Remember About Attending Behavior 159
Activity Unit 7.1 159
Activity Unit 7.2 161
Activity Unit 7.3 161
Answers to the Review Questions 162
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
viii Contents
C hapter 8
Communicating Feeling and Immediacy 163
Cultural Considerations 177
Ethical Considerations 180
Review Questions 181
Points to Remember About Communicating Feeling
and Immediacy 182
Activity Unit 8.1 183
Activity Unit 8.2 184
Activity Unit 8.3 185
Answers to the Review Questions 185
C hapter 9
Self-Disclosing 187
Cultural Considerations 195
Ethical Considerations 197
Review Questions 199
Points to Remember About Self-Disclosing 199
Activity Unit 9.1 200
Activity Unit 9.2 201
Activity Unit 9.3 202
Activity Unit 9.4 202
Answers to the Review Questions 202
C hapter 1 0
Interpreting 203
Cultural Considerations 215
Ethical Considerations 217
Review Questions 218
Points to Remember About Interpreting 218
Activity Unit 10.1 219
Activity Unit 10.2 220
Activity Unit 10.3 221
Answers to the Review Questions 221
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Contents ix
S ta g e 3
Action: Helping Clients Take Action 223
C hapter 1 1
Information Giving 225
Cultural Considerations 240
Ethical Considerations 243
Review Questions 244
Points to Remember About Information Giving 245
Activity Unit 11.1 245
Activity Unit 11.2 246
Activity Unit 11.3 247
Activity Unit 11.4 248
Answers to the Review Questions 248
C hapter 1 2
Structuring for Exploration, Clarification, and Action 249
Final Thoughts About Structuring 264
Cultural Considerations 264
Ethical Considerations 267
Review Questions 269
Points to Remember About Structuring 269
Activity Unit 12.1 269
Activity Unit 12.2 272
Activity Unit 12.3 273
Answers to the Review Questions 273
C hapter 1 3
Enlisting Cooperation 275
Cultural Considerations 294
Ethical Considerations 296
Review Questions 298
Points to Remember About Enlisting Cooperation 299
Activity Unit 13.1 299
Activity Unit 13.2 300
Activity Unit 13.3 301
Answers to the Review Questions 301
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x Contents
S ta g e 4
Effective Communication: Facilitating Exploration,
Clarification, and Action 303
C hapter 1 4
Putting It All Together 305
Cultural Considerations 324
Ethical Considerations 326
Points to Remember About Integrating the Skills 327
Activity Unit 14.1 327
Activity Unit 14.2 329
Activity Unit 14.3 330
Interviewing Skills with Adolescents 330
Final Thoughts 332
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Preface
THIS PUBLICATION IS THE NINTH edition of Essential Interviewing. Looking back to its
early origins, we are amazed and delighted that this book has stayed the course over the
years. As a recent reviewer said, “A great book, one that I have been looking [for] for ten
years.” We are also aware of and pleased that many individuals of all ages and professions
have profited from its existence. As in past editions, our primary goal in this edition was
to update the content and remain current. As a colleague has stated, “The book has not
remained static, but has incorporated current conceptual thinking and empirical findings.”
He concluded that the “…authors have been given the rare opportunity of crafting a gift
over [36] years.”
At the heart of this and previous editions lies the importance of individual communi-
cation skills. A group of core communication skills is essential to any interview, whether
it takes place in counseling, nursing, social work, personnel work, human services, or in-
formation gathering. Essential Interviewing defines these communication skills and dem-
onstrates how to use them effectively in a wide range of interviews.
The single-skills focus and branching programmed structure used in Essential
Interviewing have proven to be effective in developing communication skills in lay and
professional workers. Even those who initially were skeptical about the utility of the
programmed-learning model have come to value its efficiency in preparing individuals to
communicate effectively in a variety of face-to-face situations.
Competent interviewers, regardless of orientation and degree of training, find that
communication is basic to their relationships with clients. Physicians; nurses; ministers;
law enforcement and human service personnel; teachers; psychologists; counselors; pro-
fessionals who are constantly involved with other individuals; and paraprofessionals,
from crisis workers to community volunteers, must also know how to communicate in
order to effect beneficial change. Parents note improvements in their relationships with
their children when they exercise the skills discussed in this book. Couples can use the
material presented here to improve their relationships with each other. Essential Inter-
viewing offers techniques that can be important in conducting personnel interviews and
business conferences and in developing harmonious work relationships.
For those of you who are students in training for a profession or a volunteer position,
this book will guide and facilitate your first experiences in interviewing. For others of
you who have experience in interviewing, this book will help you review your skills and
place them in a more systematic context. It is our hope that whatever the stage you are at
in interviewing, this book will challenge you to think about the essentials of interviewing
and what you need to focus on to become a skilled interviewer.
xi
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xii Preface
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Preface xiii
• MindTap helps students stay organized and efficient with a single destination that
reflects what’s important to the instructor, along with the tools students need to master
the content.
• MindTap empowers and motivates students with information that shows where they
stand at all times—both individually and compared to the highest performers in class.
Additionally, for instructors, MindTap allows you to:
• Control what content students see and when they see it with a learning path that can
be used as-is or matched to your syllabus exactly.
• Create a unique learning path of relevant readings and multimedia activities that
move students up the learning taxonomy from basic knowledge and comprehension
to analysis, application, and critical thinking.
• Integrate your own content into the MindTap Reader using your own documents or
pulling from sources like RSS feeds, YouTube videos, websites, GoogleDocs, and more.
• Use powerful analytics and reports that provide a snapshot of class progress, time in
course, engagement, and completion.
In addition to the benefits of the platform, MindTap for Counseling offers:
• Video clips tied to the learning outcomes and content of specific chapters.
• Activities to introduce and engage students with each chapter’s key concepts.
• Interactive exercises and in-platform discussion questions to provide direct hands-on
experiences for students of various learning styles.
• Review and reflection activities to demonstrate growth and a mastering of skills as
students progress through the course.
Acknowledgments
We would like to express our appreciation to the following reviewers, who shared their
students’ reactions and suggested improvements to the text: Christopher Perrello, Syracuse
University; Jennifer Kukis, Lorain County Community College; Carrie Wachter Morris,
Purdue University; Betsy Vonk, University of Georgia at Athens; Willie Elliott, Northern
Kentucky University; Jonathan Lent, Marshall University; Heather Trepal, University of
Texas at San Antonio.
We also wish to acknowledge the cooperative support of our colleagues and students,
past and present, in our respective communities.
David R. Evans
Margaret T. Hearn
Max R. Uhlemann
Allen E. Ivey
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Editorial review has deemed that any suppressed content does not materially affect the overall learning experience. Cengage Learning reserves the right to remove additional content at any time if subsequent rights restrictions require it.
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Chapter 1
Programming a
Foundation for Learning
Tetra Images / Alamy
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2 Chapter 1
listening, we can help clients find new meanings in their experiences and, per-
haps, even develop new interpretations of what happened.
Finally, clients need to act. Understanding one’s experiences may provide
a foundation, but action is also required. As an interviewer, counselor, health
practitioner, or human service provider often your task is to help clients find
new ways of thinking and feeling as well as new behaviors and coping skills.
Essential Interviewing will help you develop the skills required to do the following:
• Listen to clients and help them describe their experiences.
• Help clients think about their lives and the world in new ways.
• Assist clients in discovering what needs to be done and in taking action
toward change in their daily lives.
You will find that the listening skills and strategies of Essential Interviewing are
central to learning how the client’s story and concerns developed. Once you un-
derstand the client’s way of thinking and feeling, you are better prepared to use
skills such as confronting and interpreting to help them find new meaning in their
experiences—enabling them to discover new ways of thinking, feeling, and acting.
iStockphoto.com/ultramarinfoto
partner Chris seems so strange and cold lately. He
seems so depressed. What should I do?
Choose the statement that best reflects what you
might say in response.
Interviewer: Things have been bad for you lately. You’re won-
dering what to do. (Go to 1.2)
Interviewer: What specifically has Chris been doing that gives you that impression? (Go to 1.3)
Interviewer: I think we ought to bring in both you and Chris so we can talk about the relationship
in more depth. (Go to 1.4)
1.2 Your answer: Things have been bad for you lately. You’re wondering what to do.
Correct. This reflective listening response suggests to the client that you want to
hear more before you provide an answer. It is indicative of a listening style that at-
tempts to find out what is going on with the client before taking action. The reflec-
tive response also focuses on the client in front of you. Most often, interviewing is
at maximum effectiveness if we give prime attention to the person in front of us.
1.3 Your answer: What specifically has Chris been doing that gives you that impression?
This open question provides you with more data and facts about the situation
but is less effective. The focus is on Chris rather than the client in front of you.
Listen to and focus on the client early in the session. This response might be
useful later and could be helpful in a problem-solving approach to helping in
which the goal is to find out as much as possible before making a decision.
1.4 Your answer: I think we ought to bring in both you and Chris so we can talk about the relationship
in more depth.
This response places responsibility on the interviewer immediately. The inter-
viewer has not taken time to listen. Although the idea of couples counseling
may be very important, the interviewer provides structure at too early a point.
Generally, it is considered best to “listen before you leap.”
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4 Chapter 1
As you can see in the example, the programmed approach helps examine very
specifically what is occurring between the interviewer and the client through-
out the session. As you may have noted, each of the three responses has some
merit and the programmed approach makes it possible to examine the pluses
and minuses of each. Throughout this book, we will be emphasizing listening
to the client’s experiences first—then we can work on client’s understanding
and action. This text cannot supply you with the answers to every interviewing
situation, but it does provide you with some basic and important guidelines
that ultimately you will integrate into your own style.
An effective interviewer can make a tremendous difference in the life of an-
other human being. Rather than telling you what to do, we want you to participate
actively by dealing with the client’s story, choosing the appropriate response, and
practicing the essential dimensions of interviewing. You may expect to acquire a
basic knowledge of the interviewing process, equip yourself with useful skills im-
portant in interviewing and in day-to-day interactions, and establish a foundation
for further practice as you develop your own unique style of working with others.
Although this text focuses on the client, both interviewer and client grow
in the process of effective interviewing. As you read and participate in the step-
by-step process of this programmed text, you may encounter ideas and skills
you can experiment with in your daily life—skills that can help you understand
others and yourself more completely. Moreover, as you develop competence in
relating to others, the material presented here will help you understand what
skilled interviewers are doing and will enable you to adopt the elements of their
styles that seem valuable to you.
This book provides you with specific formulas and methods that have
proven useful in a variety of interviewing situations. However, no one method
or interviewing skill is appropriate in every situation or with every individual.
Therefore, we return to you. As an interviewer, you are the individual who can
make a difference if you combine the ideas and skills presented here with your
own knowledge and experience. Use this text as a tool: challenge, evaluate, and
shape the material, maintaining your individuality, and personal genuineness
in your relationships with others. Effective use of the tools of interviewing can
enhance the development of another human being; poor interviewing can be
destructive. If the tools provided in this text become an end in themselves and
you act as a slave to them, you will not be an effective interviewer.
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Programming a Foundation for Learning 5
Many of you now have video available on your computer or smart phone. While
a little challenging to set up, observing yourself and your client in action is the
best way to learn and improve. Many programs have sophisticated video equip-
ment for practice and use this as often as possible. And, perhaps the easiest is
just to audio record, although critical nonverbal communication is different.
Carl Rogers
The ascendance of cognitive-behavioral therapy Today the predomi-
nant theory is cognitive-behavioral therapy (CBT). The behavioral portion
of CBT began with B. F. Skinner, whose focus on observable behavior con-
trasted markedly with the internal and self-reflective approach of Freud and
Rogers. Albert Ellis and Aaron Beck returned to the internal approach with
their cognitive therapy (Beck, 1979; Ellis & Dryden, 1997). Donald Meichen-
baum (1977), however, “put it together” most completely with a balance of
observable behavior and internal cognitive reflection. Out of this has come
the most researched and successful approach to date. Aaron Beck’s daughter
Judith Beck (2011) has become the major and clearest proponent of CBT. Most
CBT authorities recognize and stress the importance of listening skills and the
Rogerian relationship.
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Discovering Diverse Content Through
Random Scribd Documents
always preceded. It was said before he answered or put a question, or took
any medicine, or gave alms, or did anything else. Thus always all his acts
were actually referred to God our Lord, and to His most holy Mother. This
was a custom of the highest virtue; but when the business was of unusual
weight, he was not contented with an Ave Maria, but recited a rosary. Thus
he did in China, when the judges caused him to write a petition in their
presence in Chinese characters—something which far exceeded his powers,
but not those of the Virgin. Accordingly he wrote a miraculous petition, to
the satisfaction of the judges. They believed that which they saw to be
impossible, as it really was; for though father Fray Miguel knew some of
the commoner Chinese letters, he did not understand those which were
necessary for what was then required of him, since they were extremely
peculiar and were in the judicial style, with which he was not acquainted.
Hence this was doubtless a miraculous event, worthy of the compassion
with which this great Lady comes to the aid of her afflicted devotees. The
sufferings of the archbishop from storms at sea, as well as from the
opposition of clergymen and laymen with disrespectful words and acts,
were very great, but were the cause of great happiness. As was affirmed by
his confessor—a religious of great virtue, a man who had known him for
many years and who was familiar with the secrets of his soul—when the
sufferings were at their greatest, and in his sorrow and affliction he went to
God, our Lord himself visibly consoled him and gave him strength, not
once, but often. To this was attributed his habit of looking sometimes with
his eyes fixed on heaven, with flames of fire, as it were, shining upon his
face. On such occasions he was heard to utter some words which, without
his striving or having power to say more, he spoke in affectionate converse
with God. This caused great devotion in those who heard; and as it was so,
it is no wonder that he so much desired other sufferings in addition to the
weighty cross of his scruples, because their absence was much more painful
to him than the necessity of enduring them. Hence he showed much more
sadness and melancholy when he was exposed to no hardships than when
they were heaped upon him; for in the latter case he was sure of the
consolation of heaven, which was lacking when he had no sufferings.
The end of his days finally approached; and as he lay on his bed it was plain
to him that this was his last sickness, and he began to prepare for this
important journey. At his departure he was much afflicted to leave without a
minister the Indians of Marivelez, which is situated at no great distance
from Manila. Since these Indians were few and by themselves, he had
found no one who was willing to accept the charge of them. Taking
advantage of the present occasion, he sent for father Fray Miguel de San
Jacintho, who at that time was provincial of the province, and most
energetically begged him to urge on his religious to give instruction to these
poor Indians. When the provincial promised that he would do all he could
for this purpose, the bishop remained in great content, as if there were
nothing now to cause him sorrow. He divided his poor treasures, sending
part of them immediately to his church, and giving part to our Lady of the
Rosary, and part to the poor. In his illness he did not complain or ask for
anything; and when he was asked if he wished or longed for anything, he
answered, “I desire to be saved.” His face was very full of joy, and the
words which he uttered came forth kindled so by the love of God that they
showed plainly what a fire of love was in the breast where they were
forged. He asked them to dress him in his habit; and on the coming of the
festival of the glorious St. Anne in the year 1605 he asked them to get ready
his pontifical robes, as if he were preparing to go out on that festal day. This
was as much as to say that his departure was at hand. He was surrounded by
his friars, and though they saw him joyful they themselves were very sad to
perceive that they were to be deprived of such a superior and such a
religious. He consoled them with loving words, and, perceiving that his
departure was at hand he called fervently upon his special patroness, the
Virgin, his guardian angel, our father St. Dominic, and the other saints of
his devotion, with whom he spoke as if he were already with them in
heaven. His countenance appeared to be celestial rather than to belong to
earth; and amid loving converse with God, with His most holy Mother, and
with the saints, his soul departed to his Lord, leaving his body, as many
said, fragrant with the odor of roses. By the voice of all, he was given the
palm of a virgin, as if all had heard him in confession and felt the certainty
which his confessor had and manifested in this respect, although this
declaration was made after that in which the palm had been given to him as
to a virgin. When the fathers of St. Francis came, father Fray Vicente
Valero, who lived and died with the reputation of sainthood, went up to the
dead man, saying, “This body is holy and should be regarded as such,” and
kissed the feet. After this all of his religious did the same thing, and they
were followed by the others, for in this way the Lord honors those who
faithfully serve Him. His interment was performed with all possible
solemnity in the cathedral, on the epistle side near the high altar. The
archbishop left behind him some writings of much erudition, and full of
Christian teaching, which are very helpful to the ministers of the holy
gospel.
Chapter LXII
Of some religious who died at this time
[At this time there were taken away by death a number of the most superior
religious, the lack of whom was greatly felt. In the year of our Lord 1604
one of the definitors in the provincial chapter was father Fray Pedro de San
Vicente. He was elected as a definitor in the general chapter, and also as
procurator of the province at the courts of España and Roma. There was no
one at either court at that time, and a procurator was necessary, especially
for the purpose of bringing over religious from España, without whom this
province could not be maintained. He set out to undertake the duties
entrusted to him, in the ships which sailed that year for Nueva España, and
died on the way, the same ships in the following year bringing back the
news of his death. Father Fray Pedro was a native of Zalamea. He assumed
the habit in the convent of San Esteban at Salamanca, whence he came to
this province in the year 1594. Here he was engaged in the ministry of
Bataan, and afterward in the ministry to the Chinese of Binondoc, being
much beloved and esteemed in both these offices. He always thought well
of all, and never spoke ill of anyone. He was twice superior of Binondoc, to
the great spiritual and temporal augmentation of that mission. He set sail on
the voyage without taking a real or a piece of silk, or any other thing, either
for the journey or for the business which fell to his charge, trusting solely in
the divine Providence. He even refused to take for his convent some articles
of little value here, but esteemed as rare and curious in España, and such as
it is customary for a religious to take as a mark of affection to the convent
where he assumed the habit. When he died he made the following testament
or declaration: “I, Fray Pedro de San Vicente, declare that I die as a friar of
St. Dominic, without having in my possession gold or silver, or anything
else, except one old blanket with which I cover myself at night. I pray for
the love of God that this may be given to a boy who travels with me, named
Andresillo.” Let it be remembered that father Fray Pedro was in the
Philippinas ten years, for the greater part of the time minister to the Chinese
and for four years their vicar, and that he was very much beloved; that they
are of their nature inclined to make presents; that many in this town are
very rich, and are ready to give much on small occasions; and that when
they saw him about to go to España they were much more likely to show
generosity, without his needing to put forward any effort. Any one who will
consider these things, and who will observe that he went from among them
so poor, without money or anything else, will clearly recognize his great
virtue, and see how justly he is entitled to the great praise of the Holy Spirit,
who says, “Happy is he who does not follow after gold, and who does not
put his trust in the treasures of money; who is he? let us praise him because
he has wrought marvels in his life.”
In the province of Nueva Segovia there died at this time father Fray
Jacintho Pardo, a learned theologian and a virtuous religious. He was a
native of Cuellar and took the habit in San Pablo at Valladolid. He was so
much beloved in the convent that the elder fathers strove to retain him; but
it was shown in a vision to a devout woman that father Fray Jacintho was to
serve among the heathen.] He was sent to Nueva Segovia, where there were
very many heathen to be converted; for at that time missionaries had just
been sent there, and nearly the whole of the province was without them.
The natives were fierce, constantly causing alarm from warlike
disturbances, and were much given to idolatry and to the vices which
accompany it. The good fortune of going thither fell to him; and he
immediately learned the ordinary language of that province so perfectly that
he was the first to compose a grammar of it. Since the village of
Tuguegarao (where he lived) in La Yrraya had, although the inhabitants
understood this common and general language, another particular language
of their own, in which it pleased them better to hear and answer, he
undertook the labor of learning that also, and succeeded very well. He acted
thus as one desirous in all ways of attracting them to Christ, without giving
any consideration to his own labor, and to the fact that this language could
be of no use outside of this village. They were a warlike, ferocious, and
wrathful tribe; and, being enraged against their Spanish encomendero, they
killed him, and threatened the religious that they would take his life unless
he left the village. Being enraged, and having declared war against the
Spaniards, they did not wish to see him among them. But father Fray
Jacintho, who loved them for the sake of God more than for his own life,
desired to bring them to a reconciliation and to peace; and was unwilling to
leave the village, in spite of their threats. To him indeed they were not
threats, but promises of something which he greatly desired. Under these
circumstances he fell sick, and in a few days ended his life. The Spaniards,
knowing what the Indians had said, believed that they had given him poison
so that he should not preach to them or reconcile them with the Spaniards;
and this opinion was shared by the physician, because of his very speedy
death. If this were true, it was a happy death which he suffered in such a
holy cause. He died on the day of the eleven thousand virgins, to whom he
showed a particular devotion; and it might have been a reward to him to die
on such a day, since the church knows by experience the great protection
which these saints offer at that time to those who are devoted to them.
[In the district of Bataan died Father Juan de la Cruz, a son of the convent
of San Pablo at Sevilla. He was one of the first founders of this province, in
which he lived for eighteen years. He was small of body, and weak and
delicate in constitution; but his zeal gave him strength for the great labors
which accompanied the beginning of this conversion. He was one of the
first workers in the field of Pangasinan, where he suffered all the evils and
miseries which have been described in the account of that conversion. He
very rapidly learned the language of these Indians, which they call Tagala;
and succeeded so perfectly with it that father Fray Francisco San Joseph,
who was afterwards the best linguist there was, profited by the papers and
labors of father Fray Juan de la Cruz. Father Fray Juan even learned
afterward two other Indian languages, those of the Zambales and the
Pampangos. Father Fray Juan, being the only linguist among the fathers,
was called upon constantly to hear confessions; and therefore suffered even
more than the rest from the exposures of traveling from place to place in
this district. These hardships broke down the health even of strong men like
father Fray Christobal de Salvatierra, who suffered from a terrible asthma.
Father Fray Juan was afflicted by an asthma so terrible that it seemed as if
every night must be his last; and he felt the dreadful anxiety which
accompanies this disease. He also suffered from two other diseases even
more severe, colic and urinary ailments, which afflicted him even more than
the asthma. He was so patient and so angelic in nature that all these diseases
and afflictions could not disturb him or make him irritable. His body he
treated like a wild beast that had to be tamed, weakening it with fasts,
binding it with chains, mortifying it with hair-shirts, and chastising it with
scourgings. He was chosen as confessor by the archbishop of Manila, Don
Fray Miguel de Venavides. Immediately after the death of the archbishop he
returned to his labors among the Indians, but did not survive long. When a
religious of the Order of St. Dominic is about to breathe his last, the rest of
the convent gather about him to aid him to die well; and to call them
together some boards are struck or a rattle is sounded, he who strikes them
repeating, “Credo, credo.” Father Fray Juan de la Cruz, desiring to follow
the usual custom of the order, taught an Indian to strike together these
boards, although the father was alone in the village; and this was the last
farewell of this noble religious. He had refused repeated requests to return
to Manila for care; and he was buried, as he desired, in the church of those
Indians for whose spiritual good he had spent his life.
In this year 1605 the religious of our order had been three years in Japon.
They were not a little disturbed by a brief which at this time reached Japon
and which had been obtained by the fathers of the Society of Jesus. This
brief directed that all the religious and secular clergy who desired to preach
in Japon might go thither by the way of Eastern India, but that no one
should have authority to go by way of the Western Indias. The brief directed
that all who had come in that way or by the Philippinas should depart, on
penalty of major excommunication, latæ sententiæ. The religious of the
other orders, when this brief was shown to them by the fathers of the
Society, replied that the brief had been presented in the previous year to the
archbishop of Manila; and that the fathers of the various orders had laid
before the archbishop reasons for supposing that his Holiness had been
misinformed, and had appealed to the supreme pontiff for a reconsideration.
They declared that it was unreasonable to expect them to leave Japon until
the reply of the supreme pontiff should be received. The brief was annulled
by his Holiness Paul V in 1608, only three years after the petition; and this
repeal was confirmed afterwards by Urban VIII. In the interim the fathers of
the Society of Jesus did things which annoyed the other religious, but were
not sufficient to drive them from Japon. After the repeal the superior sent
fathers Fray Thomas del Spiritu Sancto, or Zumarraga, and Fray Alonso de
Mena to extend the mission from Satzuma to Vomura [i.e., Omura]. It was a
time of great disturbance and of much feeling against the Christians. The
fathers of the order did what they could for some fathers of the Society of
Jesus who were imprisoned in a church. They went on to the kingdom of
Firando—the lord of which47 had in 1587 begged for religious of St.
Francis, but was now strongly opposed to Christianity. Among his vassals
they found some who were Christians in secret, and encouraged them and
gave them the sacraments of the church.]
Chapter LXIII
The conquest of Maluco by the intercession of our
Lady of the Rosary; the foundation of her religious
confraternity in this province, and the entry of
religious into it.
[The member of the college of San Gregorio at Valladolid who came with
the rest of these religious was Fray Pedro Rodriguez, a native of Montilla
and a son of the convent of San Pablo at Cordoba. His departure caused
much grief. His parents loved him tenderly, for he was, like Benjamin, the
youngest and was very obedient and docile by nature. The religious of his
convent were grieved because they had seen in him so notable a beginning
in virtue and letters. In spite of the efforts of fathers, kinsmen, and religious,
father Fray Pedro maintained his resolve. His virtues were very great, and
he mortified himself constantly. His last illness befell him when the vessel
had already come among these islands; and they were already at the port of
Ybalon, and were carrying him ashore that he might receive the viaticum,
when he lost consciousness. He had desired to be left in the islands of the
Ladrones, that he might serve as missionary; but he was not permitted to do
so, on account of the great difficulties which he would have met with
because of ignorance of the language. It may be that father Fray Pedro
would have overcome them; but such things ought not to be left in the
hands of a single person. The evil results which follow are morally worse
than the gain which may be expected, as has been found out by experience
since religious of the seraphic father St. Francis have remained there. His
body was taken to be buried in the church of Casigura. He left behind him
among his brethren the name of saint.]
Chapter LXIV
Other events which happened at this time in Japon
and the Philippinas
[The circumstances in Japon were such that many of the converts were
obliged to spend six, or eight, or even fifteen years without confessing,
while some of them had not seen a confessor within forty years. Hence the
fathers Fray Thomas and Fray Alonso were anxious to go up into the
country to continue the good work which they had begun. The vicar-
provincial, Fray Francisco de Morales, sent father Fray Alonso de Mena to
the kingdom of Fixen,49 where there had been no church up to this year
1606. A certain captain, Francisco Moreno Donoso, had taken some
Franciscan fathers with him on a journey, and on the voyage had been
delivered from great danger by the intercession of our Lady of the Rosary.
He was therefore devoted to this our Lady. Although the kingdom of Fixen
is very near Nangasaqui, the king had always been unwilling to admit
preachers of Christianity; but this king had a great regard for Captain
Moreno Donoso, who went to visit the king with father Fray Alonso; and
the captain made the king many gifts, refusing to accept anything in return
except a chain. The king showed him such favor that the captain took
advantage of the opportunity to ask permission that father Fray Alonso
might establish convents and churches in the kingdom. The king was
pleased to grant it, insisting only that the sanction of a great bonze, named
Gaco, should first be secured; he was a native of Fixen, and was the most
highly regarded man in Japan because of his learning. The king sent his
own secretary to go before the bonze, to tell him of the poverty, the
penitence, the contempt for the things of this world, the modesty, the
humility, and the courteous behavior of the father. The bonze, seeing that it
was the pleasure of the king, said that such a man might very well receive
this permission. In conformity with it three poor churches and houses were
built—one in Famamachi under the patronage of our Lady of the Rosary;
the second in the city of Caxima [i.e., Kashima]. named for St. Vincent;
and, after some time, another one at the king’s court [i.e., Saga], for which
at that time permission had been refused. Father Fray Alonso and his
companion, when he had one, got the little they needed for their support
from Portuguese and Castilians in Nangasaqui, that they might avoid asking
for alms from the Japanese, and might thus give no opportunity for the
bonzes to complain against them, and to find a pretext for sending them out
of the country. Father Fray Alonso remained in this kingdom; and the order
persevered until the persecution, when all the religious who had been hiding
there were ordered to depart from Japon. Father Fray Alonso found in this
kingdom some Japanese who had been baptized in other kingdoms, but had
not been well taught in the faith, or who had forgotten the good teachings
that they had received at their baptism. They were guilty of much
irregularity in their marriages; and some of them had assumed to baptize
others without knowing the essence of the baptismal form, so that it was
difficult to determine which of them had received valid baptisms. These
imperfectly prepared converts had also done harm by endeavoring to
sustain arguments against the opponents of Christianity, and, being
insufficiently grounded in the faith, they had spread false impressions of the
Christian religion. Notable cases of conversion occurred, there being some
instances well worthy of remark in the court; and finally the sanctity of the
life of the missionaries caused them to be called xaxino padre, “fathers who
despise the world.” The father Fray Juan de Los Angeles, or Rueda, came to
live at Fixen in the following year, 1607.
In this year 1606 of which we have been speaking, there died at sea father
Fray Domingo de Nieva, who was on his way to act as procurator of the
province. He had labored much and well among the Indians of Bataan and
among the Chinese. Father Fray Domingo was a native of Billoria in
Campos, and a son of the convent of San Pablo at Valladolid. He was a man
of ability and of good will. When nearly all the lecturers in theology from
that convent, together with the lecturers in arts, and many of their most able
and learned disciples, determined to go to the Philippinas, father Fray
Domingo joined his masters. He suffered his life long from headache. Being
sent to Bataan in company with three other fathers, he, as the youngest, had
to carry a very heavy burden of duties. He was fortunate enough not to
suffer from any further diseases, the Lord being pleased not to add any to
his constant headache. His mortification, fasting, and discipline were very
great. He wrote some devout tracts in the language of the Indians, and some
others in that of the Chinese. He had printed for the Chinese in their
language and characters an essay upon the Christian life, with other brief
tracts of prayer and meditation, in preparation for the holy sacraments of
confession and the sacred communion. He wrote a practically new grammar
of the Chinese language, a vocabulary, a manual of confession, and many
sermons, in order that those who had to learn this language might find it
less difficult. He was prior of Manila; and in the third year of his priorate
the news arrived of the death of father Fray Pedro de San Vicente, who was
going to España as definitor in the chapter general and as procurator for this
province. Since it was necessary to send another in his place, father Fray
Domingo received the appointment to the duty. Like his predecessor, he
died on the voyage from the islands to Mexico.]
Chapter LXV
The foundation of Manavag in Pangasinan and the
deaths of some religious
In the year 1605 the missionaries to Pangasinan, not contented with the
fruitful results of their labors in the level region of that province, took under
their charge the village of Manavag, situated among the mountains at a
considerable distance from the other villages. The first entry into this
village was made by the religious of our father St. Augustine in the year
1600; they built there a church named after St. Monica, and baptized some
children. The village was so small, however, that it was not possible for a
religious to find enough to do there to justify his continued residence; and
accordingly it was visited from Lingayen, the capital of that province,
which was at that time in their hands. It caused them a great deal of labor,
since they were obliged to travel three days if they went there by water, and
two if they went by land; and therefore it was seldom visited, and little good
resulted to the village. Inasmuch as the whole population were heathen,
they required much persuasion to lead them to baptism, and a great deal of
attention to their religious instruction. On this account, those fathers placed
a juridical renunciation of the said village in the hands of the bishop, Don
Fray Diego de Soria. The bishop, being a religious of our order, asked his
brethren to take charge of this village, since there were in it many baptized
children, and no other body of religious could care for and guide them. The
bishop, in asking the religious to take this matter in charge, was laying upon
them no small burden; yet the need was almost extreme, and the great labor
brought with it great reward—for, as the apostle says, each man shall be
rewarded at the last judgment in proportion to his labors. Hence they
determined to assume the charge, and the superior sent there father Fray
Juan de San Jacintho,50 a devoted religious and an indefatigable laborer in
the teaching of the Indians. He went to Manavag in the year mentioned, and
the fact was spread abroad among the neighboring villages. On account of
the great love which they had for the order, and especially for the religious
who was there (for he was like an angel from heaven), some other hamlets
were added to that one, and the village of Manavag was made of reasonable
size. The Negrillos and Zambales who go about through those mountains
were continually harassing this village, partly because of their evil desires
to kill men, and partly for robbery. They often came down upon it with
bows and arrows, and with fire to burn the houses and the church which
was practically all of straw. They committed murders, and robbed women
and children. Those in the village being thus terrorized, and the men being
unable to prevent the evil, since their enemies came when they had gone out
into the fields, it was determined to take as patroness the Virgin of the
Rosary, that she might aid them in this need. They accordingly dedicated a
new church to her, and solemnized the dedication with many baptisms of
adult persons. Within a few months, there was not a heathen within the
village—a clear proof that the presence of heathen in the country is due
solely to a lack of missionaries. Wherever the missionaries are, all are
immediately baptized; and not only those of that village which has the
missionaries, but some of their neighbors also, participate in the teaching of
the religious, and in the favors of our Lady of the Rosary. This is plain from
a miracle which occurred a few years after, and was verified before the
vicar-general of this country, who at that time was father Fray Pedro de
Madalena. It happened thus. Four leguas from Manavag, in a village of
Ygolote Indians who inhabit some high mountain ridges, there lived an
Indian chief, a heathen, by the name of Dogarat, who used sometimes to go
down to the village of Manavag, and to listen out of curiosity to the
preaching of the religious. Since the matters of our faith are truly divine, the
Indian began to incline toward them, and even toward becoming a
Christian. He therefore learned the prayers, and knew them by heart; and
the only thing which held him back was the necessity of leaving his vassals
and his kinsmen if he was baptized, and going away from the washings in a
river of his village, where they used to gather grains of gold, which come
down with the water from those hills and ridges where they are formed.
God our Lord, to draw him to the precious waters of baptism, brought upon
him a severe illness. When he felt the misery of this disease, he sent to call
the religious who was at that time in Manavag, father Fray Thomas
Gutierrez, who came to his village, called Ambayaban, and visited the sick
Indian, giving him thorough instruction in the matters of our holy faith.
When he was thoroughly prepared he baptized him and named him
Domingo. By the aid of the Lord he recovered, and used to attend church on
feast days. He asked for a rosary, which the religious gave him with a
direction to say the prayers of the rosary every day, that the Sovereign Lady
might aid him. He went out hunting once; and in order that the rosary,
which he always wore about his neck, might not interfere with him or be
broken by catching in a branch, he took it off and hung it on a tree, and with
it a little purse in which he was carrying a trifle of gold. It happened soon
after that some Indians set fire to the mountain to frighten out the game.
The fire kindled the tree where the rosary was hanging, and burnt it all to
ashes. Some time afterward Don Domingo came back for his rosary, and
discovered the destruction which the fire had wrought, and the tree in ashes.
As he was looking among them he found his rosary entire and unhurt, while
everything else was burnt up, and the purse and the gold were consumed,
though they were close to the rosary, which did not show a sign of fire. The
Indian, amazed, went and told his story to father Fray Thomas, who for a
memorial of this marvel kept the miraculous rosary among the treasures of
the church, giving the Indian another in its place. There it remained, in
token of the esteem and respect which our Lady willed that the fire should
pay to her holy rosary.
[In the month of June, 1607, father Fray Juan Baptista Gacet ended his
labors happily in the convent of Sancto Domingo at Manila. He was a son
of the convent of Preachers at Valencia, and a beloved disciple of St. Luis
Beltran, whom he succeeded in the office of master of novices at Valencia.
When St. Luis returned from the Indias, the Lord moved father Fray Juan to
go to them, as he desired to reap a harvest of souls, and feared that they
might strive to make him superior in his own province. He received the
approval of St. Luis, and went to the Indias at the time when master Fray
Alonso Bayllo went out from his convent of Murcia, by command of our
lord the king and of the general of the order, to divide the province of Vaxac
from that of Sanctiago de Mexico. Being threatened with a superiorship in
the province of Vaxac, father Fray Juan did what he could to avoid it. When
a company of religious under the leadership of father Fray Pedro de
Ledesma passed through Nueva España on their way to the Philippinas,
father Fray Juan decided to accompany them, though he was already of
venerable age; and he reached Manila in 1596. Here he was greatly
honored, and, being too old to learn the Indian languages, was retained in
the convent of Manila to act as confessor and spiritual guide to a number of
devout persons in the city. He was made definitor in the first provincial
chapter, and was later obliged to accept the office of prior—having no other
country to flee to, as he had fled from España to the Indias, and thence to
the Philippinas, to avoid this elevation. He was given to devout exercises
and to prayer, reading often from some devout book, usually from St. John
Climachus, and afterward discussing the passage, and making it the basis of
devout meditation. After leaving the office of prior, he returned to his life of
devotion and abstraction.
On the twentieth of July in the same year, father Fray Miguel de Oro ended
his life in the province of Nueva Segovia. He was a native of Carrion de
Los Condes; and he took the habit and professed in San Pablo at Valladolid.
He afterward went to the religious province of Guatemala, where he
remained for some years, but afterward returned to España. In 1599 the
plague attacked all España and raged with especial violence in Valladolid.
Father Fray Miguel, with four other religious of our order, devoted himself
to the care of those who were plague-stricken. After the plague he retired to
the convent of La Peña de Francia; but his memory was constantly stirred
by the recollection of his service among the Indians, and in 1601 he went
with some other religious to Manila. He was assigned to the province of
Nueva Segovia, where, although on account of his great age he was unable
to learn the language, his holy example was of great value. He was of great
help and comfort to the minister whom he accompanied, doing all that he
could to make it possible for the minister (who knew the language) to work
among the Indians, and to write in the Indian language compositions and
spiritual exercises, which were of service to the ministers that came after
them. He used to wear next his skin a thick chain, weighing ten libras; and,
that the other brethren might not perceive the marks of it on his tunics, he
used to take care to wash and dry them apart. He died as a result of a fever
caused by the heat of the sun. Father Fray Miguel was of swarthy
complexion, with black and very prominent eyes which inspired fear. After
his death he remained handsome, fair, and rosy, which caused those present
to wonder-all supposing that these were signs of the glory which his soul
already enjoyed.]
Chapter LXVI
The establishment of two churches in Nueva Segovia
In the month of August, 1607, at the octave of the Assumption of our Lady,
a church was erected in the village of Nalfotan, the chief village among
those which are called the villages of Malagueg [i.e., Malaúeg] in Nueva
Segovia. This church had the name and was under the patronage of St.
Raymond. The Indians of these villages were and are courageous and
warlike. Hence before the coming of the faith they were constantly at war
among themselves and with their neighbors, being men of fierce mind and
lofty courage, and highly prizing their valor, strength and spirit, an
inheritance left to them by their ancestors. Thus they and their neighbors of
Gatarang and Talapa, with whom they were very closely related, gave the
Spaniards a great deal of trouble, and were feared and still are feared by the
other Indians of that large province. In the village called Nalfotan the chief
and lord at this time was a young man named Pagulayan, to whom our
Lord, in addition to high rank, great wealth, and courage, had given a quiet
and peaceful disposition. He was a friend of peace and of the public weal—
[seeking not only] his own advantage, but that of his people, and striving to
secure what he recognized as good; and in him ran side by side the love of
peace, and military spirit and courage—in which he was distinguished and
eminent, and for which he was therefore feared by his enemies. God our
Lord, so far as we can judge, had predestinated him for Himself; and this he
showed by the great affection with which he listened to matters dealing with
the service of God, even when he was a heathen and was living among
barbarians, idolaters and demons, such as were all his vassals. When he
heard that the Ytabes Indians, his neighbors, had religious of St. Dominic
who taught them a sure and certain road to salvation, and to the gaining of
perpetual happiness for the soul in heaven by serving God in peace and
quietude, he strove with all his heart to enjoy so great a good. He discussed
the matter with his Indians, and with their approval went down many times
to the city of the Spaniards to carry out his religious purpose, endeavoring
to have the father provincial, Fray Miguel de San Jacintho, give him a
religious for his village. The provincial would have rejoiced to give him
one; but those whom he had were so busy, and he had already withdrawn so
many in response to such requests, that he was unable to satisfy this good
desire, except with the hope that a missionary would be provided there as
soon as the religious had come whom he was expecting from España. The
good Pagulayan, although he was somewhat consoled, did not cease to
complain, with feeling, that he had been unable to bring to his village the
good which he desired for it. As he was unable to obtain a religious, he took
with him a Christian child from among those who were being taught the
Christian doctrine in the church, that the boy might instruct him until a
father should come who could complete and perfect his teaching. Nay,
more: he and his people, having confidence in the promise which had been
given them, erected a church in their village that they might influence the
religious [to go there], and have that stronger reason for supplying a
minister to them rather than to other villages which had no church. All this
greatly affected the religious; and finally, in August of this year [1607],
father Fray Pedro de Sancto Thomas51 went there and found the church
already built, and the whole village—men, women, and children—gathered
on purpose to receive him, as they did with great joy and the exhibition of
much content. This caused like content in the soul of father Fray Pedro,
who giving many thanks to the Lord, whose work this was, firmly resolved
to labor with all his strength in this vineyard which seemed to bear fruit
before it was cultivated. Father Fray Pedro was very well suited to begin a
conversion like this; for he was so simple and affable that the most remote
barbarians, if they talked with him, were compelled to love him. He was of
a very gentle nature, and extremely open-hearted, being entirely free from
any duplicity or deceit, and acting in all things with the bowels of charity.
This is the greatest snare to catch love which may be set for men. Hence
they received him as if he came from heaven, and at the beginning they
listened to him and obeyed him with great zeal. The devil at these things
suffered from rage and the worst pains of hell, as he saw himself losing, all
at once, villages which had been his for so many ages. Hence by the means
of a sorceress, a priestess of his, named Caquenga, he began to disturb the
Indians, to whom this wicked woman said such things that many
determined to follow the rites of their ancestors and not to receive the
teaching of the divine law. So devilish was this cursed anitera that she kept
stirring up some of them against the religious, while at the same time with
those who wished to keep him she pretended to be on their side; thus she
deceived them all, especially those who were influenced by their zeal for
ancient superstitions. Hence they themselves killed their fowls and the
swine which they had bred, tore down their houses, and cut down their
palm-groves, in which their principal wealth consisted; and, crying out,
“Liberty!” they fled to the mountains. Here they joined those who had
hitherto been their enemies, that they might be more in number and might
bring a greater multitude of weapons against a solitary friar who went
unarmed, and whom they had invited to their village with such urgency, and
received with such joy; and against whom they had no complaint except
simply that he preached to them the law of God and the gospel of peace, at
their own invitation, and that a most earnest invitation. Pagulayan, with
some of his vassals, was constantly at the side of Fray Pedro—who, being
secure in his own conscience, was not intimidated, but strove to bring back
those who had revolted. Seeking for means of speaking to them, he
determined to send an Indian who should arrange in his behalf for a
conference; and who should promise the chief of the revolted ones, whose
name was Furaganan, that the Spaniards who were ¡n the city of Nueva
Segovia would not punish him for what he had done. That the Indian might
feel safe and might believe him, he gave the man a relic of St. Thomas to
carry; for among them there was no one who knew how to read or write,
because they had no letters of their own, so that he was unable to give him a
letter, or any other token better known as coming from the father. This,
however, sufficed to cause Furaganan to listen to the messenger without ill-
treating him; and he agreed to meet the religious at a certain place and on an
appointed day. As a token of fidelity and peace, Furaganan sent his bararao
—a dagger with which they stab close at hand, and can easily cut off a head
—that it might be put in the hands of the religious. They met on the
assigned day; and the Indian, annoyed with Caquenga, who had caused the
disturbance among them, immediately joined the party of the religious
against whom she had caused them to rebel. Furaganan asked them to give
him this Indian anitera as a slave, alleging that she had been a slave of his
mother, and that in this way and no other could quiet be restored, because
he could not suffer that this intriguing slave-woman should, merely through
her crafty acts, be more esteemed by the Spaniards than were the chiefs.
She was, he said, full of duplicity, having remained with Pagulayan that she
might be able to say afterward to the Spaniards that she was not at fault for
the uprising—although, in point of fact, she had been the cause of it. Fray
Pedro promised to look after this business with great diligence, and to do
what should be best. The Indian departed, apparently in peace; but the
others did not continue in that frame of mind. At midnight, while the
religious was reciting the matins, on the first Sunday of Advent, and when
he had come to the first response, the insurgents set fire to the church, thus
alarming those who had remained in the village, and causing them to take
flight. Pagulayan came to father Fray Pedro, and, acting as his guide, put
him on a safe road, carrying him at times on his shoulders across creeks and
rivers on the road which they followed. At dawn they halted in a thicket,
whence the father went to a little village farther down, because the place
where they were was not safe. Here Pagulayan carried the robes from the
sacristy, and father Fray Pedro put them as well as he could into a chest,
being obliged to leave out a canvas of our Lady, which on account of its
size the chest would not hold. Leaving it there, he went on to the village of
Pia, where there was a religious with many Christians, and where the
people were peaceful. The insurgents went straight down to the village
where the chest and the picture were; and, opening the chest, they took out
the ornaments, the chalice, and all the rest, and profaned everything. They
cut the ornaments of the mass into pieces, to make head-cloths and ribbons.
They tore the leaves out of the missal, and drank out of the chalice, like a
godless race governed by the devil. Taking the image painted on the canvas,
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