Risk and Protective Factors of Mental
Risk and Protective Factors of Mental
Environmental Research
and Public Health
Article
Risk and Protective Factors of Mental Health Conditions:
Impact of Employment, Deprivation and Social Relationships
Beatriz Oliveros 1, * , Esteban Agulló-Tomás 2 and Luis-Javier Márquez-Álvarez 3
1 Social Education, Faculty Padre Ossó, University of Oviedo, 33008 Oviedo, Spain
2 Department of Psychology, University of Oviedo, 33003 Oviedo, Spain; [email protected]
3 Occupational Therapy, Faculty Padre Ossó, University of Oviedo, 33003 Oviedo, Spain;
[email protected]
* Correspondence: [email protected]
Abstract: This study looks into the relationship between mental health and social exclusion scenarios,
paying special attention to employment-related factors. Previous studies have shown the relationship
between mental health, social exclusion and poverty. For this study, authors have used data from the
VIII Report on social development and exclusion in Spain, with a sample of 11,655 households. The
SPSS Statistics programme was used for statistical analysis. Several factors that could pose a risk or be
a protection for the presence of mental health conditions were designed. By means of a binary logistic
regression the impact of these factors on mental health issues was scored. The results show that a
deteriorated social network and a negative interpretation of reality are the most influential factors
related to the presence of mental health conditions in a given household. On the contrary, positive
social relationships protect households and function as a support when mental health conditions are
already present. Thus, the support of positive and committed social relationships is a key element to
protect the mental health of households.
Citation: Oliveros, B.; Agulló-Tomás, Keywords: mental health; risk factor; protective factor; exclusion; deprivation; job insecurity
E.; Márquez-Álvarez, L.-J. Risk and
Protective Factors of Mental Health
Conditions: Impact of Employment,
Deprivation and Social Relationships. 1. Introduction
Int. J. Environ. Res. Public Health 2022,
Mental health, according to World Health Organization (WHO), is “a state of well-
19, 6781. https://doi.org/10.3390/
being in which an individual realizes his or her own abilities, can cope with the normal
ijerph19116781
stresses of life, can work productively and is able to make a contribution to his or her
Academic Editor: Paul B. Tchounwou community” [1]. It is a key aspect in peoples’ lives, but also necessary for economic
Received: 6 May 2022
growth and social development. This concept is directly related to quality of life (QoL)
Accepted: 30 May 2022
and well-being. Its decrease or deficit results in health issues, deprivation and relationship
Published: 1 June 2022
problems but also in problems concerning education, employability and job performance [2].
Data show that individuals suffering from mental health problems also indicate a low
Publisher’s Note: MDPI stays neutral
employability rate which may lead to a greater poverty and social exclusion risk. Mental
with regard to jurisdictional claims in
health in developed countries accounts for between a third and half of long-term medical
published maps and institutional affil-
leave [3].
iations.
Since 2008, the WHO has studied the impact on health as well as the impact on mental
health on the basis of the model of Social Determinants of Health which are defined as
the conditions in which people are born, grow, work, live, and age, and the wider set of
Copyright: © 2022 by the authors.
forces and systems shaping the conditions of daily life [4]. Ten social determinants of health
Licensee MDPI, Basel, Switzerland. have been identified, among which: the social gradient (i.e., the phenomenon whereby
This article is an open access article people who are less advantaged in terms of socioeconomic position have worse health than
distributed under the terms and those who are more advantaged), stress, early childhood, social exclusion, employment,
conditions of the Creative Commons unemployment, social support, addictions, food and transport [5,6].
Attribution (CC BY) license (https:// As of 2010 there has been an increase in scientific production regarding the social and
creativecommons.org/licenses/by/ occupational impact of mental health [7], but knowledge gaps remain in many aspects.
4.0/). The greater interest in generating knowledge related to this topic may be linked to the
Int. J. Environ. Res. Public Health 2022, 19, 6781. https://doi.org/10.3390/ijerph19116781 https://www.mdpi.com/journal/ijerph
Int. J. Environ. Res. Public Health 2022, 19, 6781 2 of 11
current high impact of mental health on social costs, whereby the prevalence rate of
mental disorders amounts to 38.2% [8–11]. Mental health problems may be both a result
of and a risk factor for unemployment [12]. Risk ratios of mental health issues among the
unemployed increase between 1.5 to 3.5 times more than among the employed, whereby
the greater the unemployment the more severe the condition [13–16].
According to 2012 data, the percentage of employed individuals with mental health
conditions is greater than that of unemployed individuals with mental health conditions.
Although data vary depending on the country of reference in Europe, approximately 50%
of individuals with severe mental health disorders have a job; this data applies up until
2021 [3,17]. However, there is still a large number of individuals who cannot find a job and
are unemployed, which exacerbates the stigmatisation processes faced by these individuals
due to the fact of having a mental ill-health issues [18].
In terms of the working conditions of these people, there is a high percentage of
workers with different mental health conditions working part-time. While there is a group
of workers who had no choice over their work schedule, the other group have used this
reduction of working hours to balance the demands resulting from their mental health
condition. In this sense, a flexible schedule (flexitime) seems to be a key aspect for people
to remain in the labour market [17].
Table 1 shows an analysis of the National Health Survey in Spain (Encuesta Nacional
de Salud en España-ENSE) [19] in relation to the presence of mental health disorders based
on the labour situation informed by the respondent. The profile of people with the worst
mental health conditions is that of individuals who, due to disability, cannot access the
labour market and stand out with a value above 4; they are followed by unemployed
people who only do household chores and those in early retirement/retirement.
Table 1. Prevalence (%) of mental health issues related to economic activity. Source: Encuesta
Nacional de Salud en España (ENSE) 2017 [19].
In recent years a lot of research has been done on the impact of unemployment on the
physical and mental health of people [2,18,20–22]. In this regard, it is interesting to highlight
the contributions by Espino [20] related to the effects of unemployment on mental health. The
author states that unemployment is a relevant risk factor for the emergence of mental health
problems: anxiety, insomnia, depression and dissocial and self-destructive behaviours.
The current situation due to COVID-19 has resulted in an even greater impact on
health and economics. The work environment has changed significantly and many jobs
have been lost, in particular jobs performed by women [23,24]. The extraordinary working
conditions generated to respond to the exceptional situation resulting from the pandemic
has widened the gender gap linked to employment. Other people have experienced how
their own home has become their workplace amidst a technological revolution that has
adapted working conditions to new tasks. A range of positive benefits are associated
with teleworking, including improved family and work integration, reductions in fatigue
and improved productivity [25]. “However, the blurring of physical and organisational
boundaries between work and home can also negatively impact an individual’s mental and
physical health due to extended hours, lack of or unclear delineation between work and
home, and limited support from organisations” [26].
Int. J. Environ. Res. Public Health 2022, 19, 6781 3 of 11
In this new scenario, it is necessary to establish more evidence on the different risk
and protective factors that may strengthen or weaken the mental health of people. To such
an end, the following terms should be conceptualised: (a) Protective factor: characteristic
at the biological, psychological, family, or community (including peers and culture) level
that is associated with a lower likelihood of problem outcomes or that reduces the negative
impact of a risk factor on problem outcomes; (b) Risk factor: characteristic, condition, or
behaviour that increases the likelihood of getting a disease or injury [27,28].
This study aims to identify the factors that have an impact and are a protection or
a risk for the onset of mental health conditions in households and their impact on the
labour market.
2.1. Participants
The sample used in this study is the one used for the VII Report on social development
and exclusion in Spain [29]. The survey aims to quantify and analyse living conditions and
social exclusion in Spain, obtaining representative data both on a national level and on the
level of autonomous communities and territories.
The report has been drafted on the basis of a sample including 11,655 households.
For the general sample the initial maximum error is set at 2%, although the final error
will be much lower due to the specific samples. With these sizes an error level of ±5%, is
guaranteed, with a confidence interval of 95% for the population with signs of inclusion,
and the same error level for all households in general. The sampling has been random
and stratified. The total sample starts from an approach of statistical representativeness of
the national population and, thus, each household has been weighted over the total value
depending on their city, community, gender or age. This method guarantees that results
have a high level of representativeness with respect to the total population.
2.2. Instruments
The set of EINSFOESSA (Encuesta sobre Integración y Necesidades Sociales) exclusion
indicators has been used since 2007 and has been employed in the four editions prior to the
survey [29–32]. This survey includes information focused on three spheres related to social
exclusion: (a) economic sphere; (b) political sphere or sphere of access to citizen’s rights;
(c) social and relational sphere. These spheres are broken down into eight dimensions:
(a) Employment; (b) Consumption; (c) Politics; (d) Education; (e) Health; (f) Housing;
(g) Social conflict; and (h) Social isolation. Independent variables collected add data about:
(a) housing; (b) gender; (c) relationship with the main breadwinner; (d) civil status; (e) legal
situation.
category and the main questionnaire was completed, on the basis of the necessary quotas
for that area.
All FOESSA Foundation researchers used the questionnaire of the VII Report on social
development and exclusion in Spain [29]. The SPSS programme was used for sample
analysis (v23.0). All variables of interest were included in a database available to the
research team.
It was decided that the binary logistic regression model was the most appropriate in
line with the research approach and the data handling on the basis of the questionnaire
used, among other reasons because the selected dependent variable is binary in nature. In
accordance with the objective of this research, this selection is justified on two grounds:
(a) the sample is large enough to provide reliable data with a significance level lower than
0.05; (b) the 11,655 households of the sample represent a number large enough to obtain
adequate reliable margins.
The variables have been obtained through the binary logistic regression model to build
two models that explain the existing relationship between them for the purpose of risk
factors (called risk model) or protective factors (called protection model) for mental health
in the household of each interviewed family. For clarification purposes, results are shown
in Odds ratios (OR) measures. OR that are greater than 1 shall indicate that the event is
more likely to occur as the predictor increases. OR that are less than 1 indicate that the
event is less likely to occur as the predictor increases. This is translated interpretatively as
protective factors on the protective model and risk factors on the risk model.
To perform the selected analyses two dependent variables were used to create such
models: (a) the presence of a mental condition in the household for the model of risk
factors; (b) the absence of a mental health condition in the household for the model of
protective factors. The independent categorisation of these models allows us to calculate
the actual value and the implications of the different independent variables. By following
this structure, each variable provides a different weight to the presence or absence of a
mental health disorder and allows for a better understanding of the phenomena studied.
3. Results
After analysing, through the binary logistic regression model, the relationships be-
tween the different variables, two models have been elaborated. Both models have taken
into account a sufficient number of response variables that may explain the presence of
mental conditions in households. The model including risk factors started with 111 vari-
ables, until the final 29 variables were obtained. The model including protective factors
started with 30 variables until the final 8 variables were obtained.
Table 2. Variables included in the risk model, significance level (p) and corresponding Odds Ratio (OR).
Field Description p OR
Employment Have applied for unemployment benefits 0.004 1.298
Do not purchase drugs due to financial difficulties 0.000 2.805
Do not attend therapy due to financial difficulties 0.000 2.413
Need medical care but they are still on the waiting list 0.013 1.773
Loss of social relationships due to financial difficulties 0.011 1.326
Deprivation
Need to ask a relative or friend for help 0.009 1.290
Housing payment delays 0.002 0.587
Cannot afford hospitalisation costs 0.000 0.360
Treatment withdrawal due to financial difficulties 0.000 0.185
Political participation Do not take part in elections 0.005 0.596
Household with severe disorders 0.000 1.682
Health Household with disabilities 0.002 1.555
Households with situations of dependency 0.001 1.458
Poor relationships with other relatives 0.006 1.906
No relationships with neighbours 0.001 1.645
Social relationships
Lacking a support network 0.000 0.572
They do not provide support to other people 0.000 0.548
People with drug addictions in the last ten years 0.000 5.810
Households with members in institutions (mental health, nursing homes,
0.000 4.869
etc.)
Risk behaviours Households with psychological abuses in the last ten years 0.000 4.611
Households with gambling issues in the last ten years 0.001 3.838
Households with alcohol abuse in the last ten years 0.000 2.934
Households with criminal records in the last ten years 0.015 2.404
Gender discrimination (women) 0.000 1.710
Households that manifest life dissatisfaction 0.000 1.868
Households self-described as poor 0.001 1.469
Vital perception
Households that do not perceive the economic recovery 0.009 1.282
Households whose living standard has worsened in the last ten years 0.037 1.184
From a health standpoint, the table shows that the three variables included in the
model and related to this sphere have to do with the existence in the household of people
with chronic conditions, dependency or limitations to perform basic daily activities au-
tonomously. In all of them, ORs are close to 1.5, that is, they multiply by 1.5 the likelihood
of there being a mental health condition in the household.
Risk behaviours are, by definition, a risk for households. But this risk is the most
significant and should be taken into account by social policies as the ORs are much higher
than in any other of the fields analysed in this study.
Family units with prior criminal records multiply by 2.4 the potential existence of
mental health disorders. lients of services catering to people with disabilities, drug addicts,
the elderly, homeless, or women are 4.8 times more likely to experience mental health
issues. People experiencing alcohol, drug, or gambling addiction also show a very high OR
ranked between 3 and 5.8.
From a gender standpoint, worth noting is the discrimination suffered by some women
for the very fact of being women (with a 1.7 OR) and psychological abuse with a 4.6 OR.
Finally, data show how a negative perception, from the point of view of a worsening
of the personal situation or the lack of hope, poses a risk to mental health. Vital perception
variables in Table 2 are related to the lack of life satisfaction and the perception of no
improvement. In all cases, the OR is positive and greater than 1, reaching almost 2 in all
the households in which the respondent did not feel satisfied with her/his life.
Int. J. Environ. Res. Public Health 2022, 19, 6781 6 of 11
Table 3. Variables included in the protection model, significance level (p) and corresponding Odds
Ratio (OR).
Field Description p OR
Deprivation Can keep their home warm 0.000 1.366
Health Households without severe diseases 0.000 1.990
Frequent contact with friends 0.000 1.333
Frequent contact with neighbours 0.005 1.247
Social relationships
Good relationships with other relatives 0.000 2.062
Good relationships with neighbours 0.000 1.561
Households that think they will not need financial assistance in
0.007 1.253
Perceived quality of life the following 12 months
Households in which the interviewee is satisfied with his/her life 0.000 1.752
In terms of the protection model, the first aspect to be highlighted is that the number
of variables and the impacted spheres and dimensions is much lower than in the risk
model. However, all the spheres are present though the economic and political spheres lose
strength in comparison to the social sphere, which is strongly represented.
In terms of deprivation, the simple fact of having a sufficient income level to maintain
the household at an optimal temperature protects households against mental conditions:
more specifically, protection level amounts to 1.4.
From a health standpoint, the table shows that those without any severe health condi-
tions are more protected against mental health conditions, in particular, almost twofold in
comparison to households with a chronic condition.
Table 3 shows that four of the eight variables included in the protection model are
related to social relationships. Having frequent relationships with friends multiplies by
1.33 the protection against mental conditions. Furthermore, frequent relationships with
neighbours provide a 1.27 protection level. But not only is the frequency of relationships
assessed but also their quality. The greatest protection level is indeed found in this quality.
Having good relationships with non-cohabitant relatives multiplies protection by almost
2.1, whereas having good relationships with neighbours multiplies it by 1.6.
Results show that a positive perceived quality of life is also a strong protector of
mental health. The respondents who think that their household income level will not make
them need financial support in the following 12 months multiply protection by 1.2. The
respondents who express satisfaction with their lives multiply protection by 1.7.
4. Discussion
This study aimed to identify the protective and risk factors that have an impact for
the onset of mental health conditions in households and their impact on the labour market.
Some recent studies had already revealed the scarce protective role of the current employ-
ment system in the prevention of exclusion scenarios and mental health conditions [33].
As the results have shown, none of the models attach a decisive role to situations of
employment, unemployment, precarious employment or job insecurity: they are all absent.
On the other hand, neither unemployment (short or long-term) nor employment when
the individual is already in an exclusion scenario, nor irregular employment, stand out as
variables with significance in their relationship with the presence of mental health disorders.
Regarding the existence of employment in the model, only one variable refers to this
field: households in which one member has applied for unemployment benefits multiplies
by 1.3 the presence of mental health disorders. In this regard, one could assess the deficient
coverage of the benefits, contributory and, to a greater extent non-contributory ones, to
Int. J. Environ. Res. Public Health 2022, 19, 6781 7 of 11
cover household needs. But still, it could seem that the current unemployment coverage,
contributory in nature, does protect them from mental health conditions. Unemployment
may not be linked to issues such as social exclusion or social vulnerability. This is not the
case of poverty, as in the case of poor workers [33–35].
This fact links directly to the need for a guaranteed minimum income. In this regard,
Fernández [36] states that the income guarantee system is a support for citizens to maintain
a decent living standard and affirms that it impacts on poverty reduction as well as on main-
taining well-being in the household. The resulting data allows us to show that an adequate
economic coverage could prevent a greater risk posed by the presence of mental health
disorders. Evidence that emerges from the analysis shows a relevant impact of material
deprivation on the risk of mental conditions. Austerity policies implemented on occasion
of the Global Financial Crisis in 2008 as well as the scarce political interest in introducing a
minimum, sufficient and adequate income in the different territories as a commitment to
the social agenda expose families to a risk of a mental health conditions [29,30,32].
In general, situations of severe illness and dependency are closely linked to the pres-
ence of mental health disorders in households and their absence. Situations of good health
and well-being function as a clear protective factor. Situations of deteriorated health usually
highlight the need for the presence of an “informal care-giver”, defined by the Institute
of the Elderly and Social Services (Instituto de Mayores y Servicios Sociales-IMSERSO)
as the care provided to individuals in a situation of dependency at home, by relatives or
persons around him/her who are not linked to a professional care service [37]. The risk of
the presence of mental health conditions in these caregivers is greater. This is emphasised
by López et al. [38], who states that some processes such as anxiety, depression, sleep
disturbance, apathy and irritability are more typical of informal caregivers in comparison to
the rest of the population. This reality has intensified during the pandemic as people taken
care of had limitations to access specialised resources due to lockdowns. The pandemic
has had a negative impact on the mental health of family caregivers, especially affected by
loneliness and excessive care-related responsibility [39].
Social relationships generate solidarity networks that are real social resources, but
they also generate processes of significance and identity, no less important, in the symbolic
dimension of social integration [40].
The working hypotheses had included the possibility of the fact that the absence of
healthy and committed social relationships could be one of the aspects that most influenced
the emergence of risks regarding the presence of mental health conditions. Such has been
the case: households with bad relationships with other relatives or neighbours are twice
as exposed to the presence of a mental health disorder. This agrees with Raynor’s et al.
findings, where residents of group households characterised by pre-existing precariousness
were vulnerable to negative mental health effects [41], or Gan et al. findings, where
neighbourhood cohesion plays an important role in the mental health of residents [42].
Also Subirats et al. mention the importance of socialising and relational factors that allow
for the genesis of social and community ties promoting social inclusion processes [43].
One curious point is how variables that refer to mutual support (people who have
nobody to help them or who are not of help to others), although significant in the model,
do not expose households to the presence of mental health disorders but rather are a kind
of protective framework that has not been looked into. This may be due to the deterioration
of family support networks (above all the ones related to the extended family) due to the
crisis. Many research projects performed in recent years mention social media “burnout”,
above all the extended family [44–50].
In the section on social anomie and conflict the variables selected are related to situa-
tions and behaviours that are a disruptive element in the household. One way to express
social exclusion scenarios has to do with relationships that show a perverse dimension
or are manifested in behaviours with wide social rejection [40]. In this case the problem
does not lie in the absence of social ties but rather in the fact that the existing ties place the
involved individuals outside of society as a whole.
Int. J. Environ. Res. Public Health 2022, 19, 6781 8 of 11
At this point it should be mentioned that one of the studied mental health categories
is related to disorders linked to addictions, namely, dual pathologies that are very frequent
in people in a situation of exclusion with addiction issues. In this case, the data linked
to consumption in the presence of a mental health disorder is worsened, as stated by
Torrens [51] who affirms that these “dual” patients or with a psychiatric comorbidity are
frequent and show more severity from a clinical as well as a social perspective, as they do
not only have one type of disorder (addictive or any other psychiatric condition). In any
event, it cannot be confirmed whether these data refer exclusively to the person with an
addiction and mental issues or to another person who shares the household.
Physical abuse has not been significant and has been withdrawn from the models. In
relation to this, research on gender violence in the household has highlighted the impact
of reiterated and prolonged abuse on mental health. For example, Amor et al. stated that
only a small percentage of victims had a prior psychiatric record, mainly emotional issues
like anxiety and depression. These are, therefore, mentally balanced women who currently
suffer from psychological disorders as a result of a context of chronic abuse [52].
The perception regarding the subjective experience of reality is paramount in that
important dimension of life called “happiness”. Some authors have focused on this idea and
have designed scales to measure life satisfaction [53]. This satisfaction can be understood
as a comparison between global life circumstances and other imposed standards [54]. Data
show how a positive vision of the present and a positive outlook on the future function as
a protective element. On the contrary, negative future outlooks are an important risk for
the onset of mental health conditions.
Finally, it may be noted that we have found two important limitations in this study.
Firstly, the fact that the questionnaire asks about the presence of mental health conditions
in the household, without specifying the member of the household being referred to. In
future it would be necessary to define who this/these person/persons are to perform the
analysis in greater depth. The second limitation refers to the interpretation of the outcomes
obtained in those variables that, although significant, function conversely.
Also, the cultural implications of the findings do not validate them for societies other
than Spain. Even with the selection of households, it could not be overlooked that mental
health has a cultural component that should be referred. Our model tried to expose
relevant variables that other researchers could contrast with their current cultures. Because
of this, the thorough study of these variables could be a future line of work in upcoming
research studies.
5. Conclusions
This study has shown the impact of the different variables of interest on mental health
in households. Such variables may be understood jointly, creating two models to facilitate
their understanding.
Results have shown how certain variables (above all, those related to the subjective
perception of personal reality and conflictive social relationships) have a high impact on
the presence of mental disorders in people. Thus, in the design of social inclusion processes
based on mental health, the following determining factors should be taken into account:
Risk behaviours are the most significant risk factors. It should be taken into account
by social policies as the OR for this area are much higher than the OR in any other field
analysed in this study.
Employment is not a guarantor of inclusion or protection of mental health. The fact of
insisting on inclusion processes linked to employment does not lead to the improvement of
individuals’ health, but rather it exposes people to precarious situations resulting in a more
severe and intense mental health illness and suffering.
The lack of adequate and sufficient income does impact on the mental health of people.
Therefore, a guaranteed minimum income to cover basic needs is a priority to be taken into
account in social inclusion models. In this sense, it is also necessary to implement housing
policies related to access to regular supplies. Support for families, facilitating their access
Int. J. Environ. Res. Public Health 2022, 19, 6781 9 of 11
to necessary supplies to maintain the household, is a way to protect their health, especially
their mental health.
Healthcare, from a broad healthcare and health approach, is one of the most impor-
tant elements to adjust mental health to life circumstances. Prevention programmes that
prioritise primary health care as the first step to find out about a person’s state of health are
paramount. A solid budget will allow for public and high-quality health services focused
on the strengthening of primary care and mental health.
A stable, healthy and committed network of relationships is highly protective in
the presence of mental health conditions. More attention should be paid to the different
relational dynamics developed by people with mental health conditions, reinforcing those
subjected to greater stress. Public policies should take into account initiatives that provide
social spaces and consolidate social and community ties.
The model provided enables rethinking the relationship between health and mental
health on the basis of social determinants of health. It also allows us to establish priorities
in the fields of mental health protection from a social and health care approach. It allows us
to address mental health in a multidisciplinary way, focusing not only on a purely biologic
approach but rather on the impact of the social sphere and how it determines lifestyles.
It is necessary to create more lines of research into the influence of these determinants
and look into their evolution with their different and changing social situations.
Author Contributions: Conceptualization, B.O. and E.A.-T.; methodology, B.O., E.A.-T. and L.-J.M.-Á.;
analysis, B.O.; investigation, B.O. and E.A.-T.; writing—original draft preparation, B.O. and L.-J.M.-Á.;
writing—review and editing, B.O., E.A.-T. and L.-J.M.-Á. All authors have read and agreed to the
published version of the manuscript.
Funding: This research received no external funding.
Data Availability Statement: Additional data can be accessed in FOESSA foundation webpage.
Acknowledgments: We would like to thank FOESSA foundation for the disinterested cession of the data.
Conflicts of Interest: The authors declare no conflict of interest.
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