CONSTITUTIONAL_RIGHT_TO_EQUALITyy
CONSTITUTIONAL_RIGHT_TO_EQUALITyy
I provide my immense gratitude to Dr. Basant Singh, for giving me with this opportunity to widen my
horizon on the given topic “CONSTITUTIONAL RIGHT TO EQUALITY: IN RELATION TO
SERVICE MATTERS”.
I would like to thank him for his constant support and guidance for the completion of this assignment.
I would also like to thank the department library and staff for their support and cooperation for the
research work.
1) Introduction 4
2) New Concept Of Equality- Dynamic Approach 5
3) Equality Of Opportunity In Matters Of Public Employments 6
4) Requirement As To Residence In State 7
5) Reservation Of Posts For Backward Classes 8
6) Meaning Of Backward Classes 8
7) Reservation In Promotions 9
8) Carry Forward Of Reserved Vacancies 10
9) Post Nagraj: Supreme Court Cases On Reservation In Promotion (2010- 2018) 10
10) Concept Of Creamy Layer: Application To Candidates Of Scheduled Castes And
Scheduled Tribes 12
11) Reservations In Promotion And Consequential Seniority 13
12) Conclusion 15
13) Bibliography 14
Introduction
1 Constitution of India
2 TN. Godavarman v. Ashok Khat AIR 2006 SC
3 Keshvanand Bharati v. Union of India AIR 1973 SC.
4 SC Special Courts Bill Case AIR 1979.
5 State of West Bengal v. Anwar Ali Sarkar AIR 1952 SC.
After 1970, the concept of equality as contained in the Article 14, has acquired new and
very important dimensions. Before this the requirements of Article 14 were met if a law
or administrative action satisfied the reasonable classification-doctrine based on nexus
test. These tests were laid down in case of R.K. Dalmia v. Justice Tendulkar 7 where the
supreme court held that article 14 permits reasonable classification but prohibits class
legislation. The court said the following things:
a) that classification must be founded on intelligible differentia which distinguishes
persons or things that are grouped together from others left out of the group.
b) that the differentia must have a rational relation to the object sought to be
achieved by the statute in question.
By the end of 1973, justice Bhagwati in E.P. Royappa v. State of Tamil Nadu 8
propounded a new approach to the concept of equality under Article 14, providing that:
“Equality is a dynamic concept with many aspects and dimensions and it cannot be
cribbed, cabined and confined within traditional and doctrinaire limits. From a
positivistic point of view, equality is antithetic to arbitrariness. In fact, one belongs to the
rule of law in a republic while the other to the whim and caprice of an absolute monarchy.
Where an act is arbitrary it is implicit in it according to political logic and constitutional
law and is, therefore, volatile of Article 14.”9
In the famous case of Maneka Gandhi v. Union of Indi 10, Justice Bhagwati has held that
the provisions of Part III of the Constitution should be given widest possible
interpretation. Quoting himself from Royappa case, Justice Bhagwati very clearly read
the principle of reasonableness in Article 14. He said: “Article 14 strikes at arbitrariness
in State action and ensures fairness and equality of treatment. The principle of
reasonableness, which logically as well as philosophically, is an essential element of
equality or non-arbitrariness, pervades Article 14 like a brooding omnipresence.” 11
6 Srinivas Theater v. Govt. of Tamil Nadu AIR 1992 SC.
7 AIR 1958 SC 538
8 AIR 1974 Sc 555
9 ibid.
10 AIR 1978 SC 597
11 Ibid.
That the new concept of equality explains that the doctrine of classification is applied for
determining the reasonableness in state action. It is a subsidiary rule for testing whether
a particular state action is arbitrary or not. It means that where an action of state is
arbitrary it will violate article 14 of the constitution and would not even be justified on
the basis of reasonable classification.13
Article 16 is an instance of the application of the general rule with special reference to
the opportunity of appointments under the State. It says that there shall be equality of
opportunity for all citizens in matters relating to employment or appointment to any
office under the State.
There shall be equality of opportunity for all citizens in matters relating to employment
or appointment to any office under the State. The rule applies only in respect of
employments or offices which are held under the state. i.e., the person holding office as
subordinate to the state. The clause accordingly, does not prevent the state from laying
down the requisite qualifications for recruitment for government services, and it is open
to the authority to lay down such other conditions of appointment as would be conducive
to the maintenance of proper discipline among the servants. 14
The qualification pointed may, besides mental excellence, include physical fitness, sense
of discipline, moral integrity and loyalty to the state. The qualification or the selection
test must not be arbitrary and be based on reasonable grounds and must have nexus with
the efficient performance and duties of particular post.15
Denial of equal treatment on the sole ground of drawing a particular amount of salary on
a particular date while other conditions relating to qualifications and experience being
Article 16(3) provides: Nothing in this Article shall prevent from making any law
prescribing in regards to a class or classes of employment to an office.... any requirement
as to residence within that state or union territory prior to such employment or
appointment. This shows that there is a flexibility of approach as to the ground of
residence, which is a prohibitory grounds of discrimination under Article 16(2). This
clause emerged as an exception to Article 16(2), enabling the Parliament to make law(s)
in special cases prescribing any requirement as to residence within a State or union
territory prior to appointment, as a condition of employment in such State or Union
territory. The rationale for this exception is given by the Supreme Court in Narsimha
Rao Vrs. State of Andhra Pradesh 19 as: " that some times local sentiments may have to be
respected or sometimes an inroad from more advanced states into less developed states
may have to be prevented, a residential qualification may, have to be prescribed, following
exception in Cl.(3) was accordingly made".
Clause 420 of Article 16 is an enabling provision 21. It confers discretionary power on the
state to make reservations in appointments to services of the state in favour of backward
classes of citizens not adequately represented either numerically or qualitatively. 22
However it is not a mandatory article and there is no right on citizens to claim
reservations.23
The rationale of Art. 16(4) is stated by the Supreme Court in State of Kerala v.
N.M.Thomas24 The court noted that the framers of the Constitution were conscious of the
backwardness of large sections of the population. It was also plain that because of their
backwardness, classes, sections of the population would not be in a position to compete
with advanced section of the community who had all the advantages of affluence and
better education . The fact that the doors of competition were open to them would have
been a poor consolation to the members f the backward class, because the chances of their
success in the competition in the competition were far too remote on account of the
inherent handicap and disadvantages from which they suffered. The result would been
that, leaving aside some exceptional cases the members of backward classes would have
hardly got any representation in jobs requiring educational background. Under the above
clause, it is permissible for the State, in case it finds the representation of any backward
class of citizens in the State services to be not adequate, to make provision for the
reservation of appointments or posts in favour of that backward class of citizens . The
reservation of seats for the members of the backward classes was not, however, to be at
the cost of efficiency . In view of that it is not permissible to waive the requirement of
minimum educational qualification and other standard essential for the maintenance of
efficiency of service.25
20 Constitution of India art. 16(4). Nothing in this Article shall prevent the State from making any provision for the
reservation of appointments or posts in favour of any backward class of citizens which, in the opinion of the State
is not adequately represented in the services of the state.
21 State of Bihar v. Bal Mukund AIR 2000 SC 1296
22 Indira Swahney v. Union of India AIR 1993 SC 477
23 VG Deshmukh v. PC Aggarwal AIR 1999 Bom 142
24 AIR 1976 SC 490
25 Ibid.
In M.R. Balaji v. State of Mysore 26, it was held that the caste of a group of persons cannot
be the sole or even predominant factor though it may be a relevant test for ascertaining
whether a particular class is backward or not. The two tests should be conjunctively
applied in determining backward classes: one, they should be comparable to the Schedule
Castes and Schedule Tribes in the matter of their backwardness; and, two, they should
satisfy the means test, that is to say, the test of economic backwardness laid down by the
State government in the context of the prevailing economic conditions. Poverty, caste,
occupation and habitation are the principal factors contributing to social backwardness.
Supreme Court in Indira Sawhney & Ors. v. Union of India 27 Upheld Implementation of
separate reservation for other backward classes in central government jobs. Court
ordered to exclude Creamy layer of other backward classes from enjoying reservation
facilities. Ordered to restrict reservations within the 50% limit and declared separate
reservations for economically poor among forward castes as invalid.
Reservations in Promotions
The validity of this amendment was challenged in the “Nagraj Case” but both the clauses
4A and 4B were upheld considering they fulfill the criteria of backwardness, inadequacy
in representation and efficiancy in administration. The court held that Arts.l6(4A)and
Art.l6(4B) have been inserted and flow from Art.l6(4). They do not alter the structure of
Art.l6(4). They retain the controlling factors or the compelling reasons, namely,
backwardness and inadequacy of representation which enables the State to provide for
reservation keeping in mind the overall efficiency of the State administration under
Artcle 335. These impugned amendments are confined only to SCs and STs. 30
Through 81st Amendment, the government introduced Article 16(4B), which allowed
reservation in promotion to breach the 50% ceiling set on regular reservations. The
Amendment allowed the State to carry forward unfilled vacancies from previous years.
This came to be known as the Carry Forward Rule.
In Indra Sawhney case the apex court held that operation of carry forward of vacancies
should not breach the 50% ceiling. But this became obsolete after amendment to
constitution in 2000.31 This added clause 4B32 to Article 16.
The following are instances where the Supreme Court applied the principles outlined in
Nagaraj with regards to granting reservations in promotion. Nagaraj introduced
guidelines that require the State to demonstrate “further backwardness”, inadequate
In Suraj Bhan Meena vs. State of Rajasthan 33 ,the Supreme Court upheld the decision of
the Rajasthan High Court that had quashed a notification by Rajasthan government. The
notification provided for promotion of SC/STs in State employment without acquiring
quantifiable data showing inadequacy of representation by the SC/STs in question in
public employment. The Court held the notification violated the criteria outlined in
Nagaraj.
The Court said that it is wrong to assume that once reservation in promotion has
constitutional recognition, no fresh exercise by the State is needed.
Then in Chairman & Managing Director, Central Bank of India v. Central Bank of India
SC/ST Employees Welfare Association35, the main question was that Could an Association
representing SC/ST candidates demand that the mandamus be issued against the State
concerned for effectuating a reservation in promotion policy as a matter of right.
Article 16(4A) enables the State to make any law regarding reservation in promotion for
SC/Sts. Article16(4B) provides that reserved promotion posts for SC/STs that remain
unfilled, can be carried forward to the subsequent year. Article 16 (4B) also ensures that
the ceiling on the reservation quota – capped at 50% by Indra Sawhney -- for these
carried forward unfilled posts does not apply to subsequent years.
The current issue arose from an appeal by the State of Tripura against the judgment of
the Tripura High Court. Tripura High Court had struck down Section 4(2) of the Tripura
Scheduled Castes and Scheduled Tribes (Reservation of Vacancies in Services and Posts)
Act, 1991 as being in violation of the three controlling conditions laid down in Nagaraj.
A Division Bench of the Supreme Court, heard the appeal and decided to refer the case to
a Constitution Bench in November 2017.Various other matters were tagged to the appeal.
Furthermore, the Court evaluated whether the Nagaraj judgement violates the Indra
Sawhney ruling. On 26th September 2018, the Court delivered its verdict. It did not call
for a review of Nagaraj. Further, it struck down the demonstration of backwardness
provision from Nagaraj. However, while doing so, it introduced the creamy layer
exclusion principle, thus requiring that the State does not extend reservations in
promotion to SC/ST individuals who belong to the creamy layer of the said SC/ST. 40
However, while the judgment modified the further backwardness criterion, it also added
that the principle of creamy layer exclusion applies to SC/Sts. Previously creamy layer
exclusion only applied to Other Backward Classes (OBCs) in matters of reservation.
37 The Constitution (Seventy Seventh Amendment) Act, 1995 which inserted Article 16(4A); The Constitution
(Eighty First Amendment) Act, 2000 which added Article 16(4B); The Constitution (Eighty Second Amendment)
Act, 2000 which inserted a proviso to Article 335; The Constitution (Eighty Fifth Amendment) Act, 2001 which
added "consequential seniority" for SC/STs under 16(4B).
38 AIR 1993 SC 477
39 The constitution of India , art. 335.
40 Jarnail Singh v. Lachhmi Narain Gupta, SLP (C) 30621/2011, decided on 26 sept 2018.
Nariman J. observed "the whole object of reservation is to see that backward classes of
citizens move forward so that they march hand in hand with other citizens of India on an
equal basis. This will not be possible if only the creamy layer within that class bag all the
coveted jobs in the public sector and perpetuate themselves, leaving the rest of the class
as backward as they always were." 42
Justice Nariman wrote, the Castes and groups mentioned under Presidential Order is not
altered, but those persons of the group who have come out of untouchability or
backwardness by virtue of belonging to creamy layer are excluded from the benefit of
reservation in promotion.43
On 10 May 2019, the Supreme Court upheld the validity of the 2018 Reservation Act 44
that introduced consequential seniority for SC/STs in Karnataka public employment.
The Court did not look at the data on backwardness because Jairnail Singh46 had
removed that requirement. However, Jarnail Singh did introduce the creamy layer
Justice Chandrachud reasoned that Jarnail Singh introduced the creamy layer principle
for reservation in promotion and not for consequential seniority. Specifically, he held that
consequential seniority is a consequence of reservation in promotion and not an
additional benefit. Hence, he held that the creamy layer test could only be applied at the
stage of reservation in promotion and not subsequently for consequential seniority. 47
Next, the Court looked at administrative efficiency. Justice Chandrachud accepted the
Committee’s claim that Karnataka continues to show high performance in various sectors
despite reservation in public jobs. While the Report did not go into specifics, it concluded
that no inference can be drawn that reservation in favor of SC/ST has negatively
impacted efficiency.48 Further, Justice Chandrachud introduced an inclusive definition of
administrative efficiency. He examined the definition of efficiency under Article 335 of
the Constitution and observed that it ‘does not define what the framers meant by the
phrase “efficiency of administration”.’ He then proceeded to define efficiency in terms of
equal representation.49
Articles 14, 15 and 16 signifier part of a strategy of the Constitutional Right to Equality.
Article 15 and 16 are peripheral of guarantees of Equality, and yield result to Article 14.
However, at first, Articles 15(4) and 16(4) were reasoned exceptions to Articles 15(1) and
16(1), but are enabling clauses. Thus majority of a 7-Judge Bench of the Hon’ble Supreme
Court, in State of Kerala v. N.M. Thomas 53,introduced a change in the concept of equality.
It held that Articles 14, 15, and 16 are all equality rights, and that the scheme of equality
sought to achieve real equality.
Article 15 is an instance and particular application of the right of equality provided for in
Article 14. While Article 14 guarantees the general right, Articles 15 and 16 are instances
of the same right in favour of citizens in some special circumstances 54.
Therefore, the equality contemplated by Article 14 and other cognate Articles like 15(1),
16(1), 29(2), and 38(2) are secured not only by treating equals equally, but also by
treating un-equals unequally.
The wording of Article 15(4) is similar to that of Article 15(3). Article 15(3) was there
from the inception. It enables special provisions being made for women and children
53 1976 2 SCC 310
54 Dasaratha v. State of A.P., AIR 1961 SC 564.
Since every such policy makes a departure from the equality norm, though in a
permissible manner, for the benefit of the backward, it has to be designed and worked in
a manner conducive to the ultimate building up of an egalitarian non-discriminating
society. That is its final constitutional justification.
All public policies, therefore, in this area have to be tested on the anvil of reasonableness
and ultimate public good. In the case of Article 16(4) the Constitution-makers explicitly
spell out in Article 335 one such public good which cannot be sacrificed, namely, the
necessity of maintaining efficiency in administration. Article 15(4) also must be used and
policies under it framed in a reasonable manner consistently with the ultimate public
interests.
1. http://iitr.ac.in/internalcomplaintscommittee/annexure.pdf
2. https://shodhganga.inflibnet.ac.in/bitstream/10603/187007/11/11_chapter%206.pdf
3. https://www.thehindu.com/opinion/op-ed/questions-of-
promotion/article24116633.ece
4. https://www.legalbites.in/law-notes-constitution-reservation/
5. https://www.lawctopus.com/academike/equality-opportunity-public-
employment/#_ednref4
6. https://www.scobserver.in/court-case/reservation-in-promotion-for-scs-and-sts
7. https://www.scobserver.in/court-case/reservation-in-promotion-for-scs-and-
sts/consequential-seniority-in-karnataka-plain-english
8. https://scobserver-
production.s3.amazonaws.com/uploads/ckeditor/attachments/146/CourtInReview-
PostNagarajJudgments.pdf
9. https://indconlawphil.wordpress.com/2018/09/30/the-nagaraj-creamy-layer-
judgment-and-its-discontents/
10. https://www.quora.com/What-does-Article-16-5-of-the-Indian-constitution-say