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International Editinn
OPTICS
F O U R T H E D T I n N ,
Eugene Hecht
Eugene Hecht
Adelphi University
ISBN 0-321-18878-0
If you purchased this book within the United States or Canada you should be
aware that it has been wrongfully imported without the approval of the Publisher
or the Author.
fiber amplifiers (p. 197), wavelength division multiplexing, grand ideas. Thus the concept of interference, which is one of
and optical switching via MOEMS (p. 200). Liquid mirrors are the premier notions in Optics (and not surprisingly in Quan-
briefly considered on page 223. The chapter ends with a new tum Mechanics, as well), is used qualitatively to understand
section on Gravitational Lensing (p. 23 1). propagation phenomena long before it's studied formally in
The discussion of wavefront aberrations in Chapter 6 (More Chapter 9. Among other benefits, this approach of presenting
on Geometrical Optics) has been enlarged (p. 254). There is a advanced concepts in simplified form early in the exposition
new piece concerning the upgraded Arecibo Observatory (p. allows the student to develop a cohesive perspective.
258) because it beautifully illustrates an important contempo- Over the years, I have received comments, articles, and
rary approach to dealing with spherical aberration. photographs, from hundreds of colleagues, and I most sincere-
Chapter 7 (The Superposition qf Waves) was reworked to ly thank them all. I am especially grateful to Professors P. J.
make the material generally more accessible (eg., p. 303). The Dolan of Northeastern Illinois University, W. A. Mendoza of
phasor representation was used to illuminate the creation of Jacksonville University, M. W. Coffey of the University of
both standing waves (p. 288) and partial standing waves (p. Colorado and H. Fearn of California State University for their
289). Because of a very significant series of experiments pub- contributions and suggestions. Prof. J. R. Peverley of The
lished in the last several years, the discussion of Group Veloc- George Washington University kindly donated several very
ity (p. 296), Section 7.2.2, was enriched and new subsections nice problems on Jones matrices and I thank him for helping to
on Superluminal and Subluminal Light were added. freshen up this edition. Anyone else wishing to contribute
In Chapter 8 (Polarization), as elsewhere, the prose was their favorite problems, please fell free to do so. Indeed, if you
tightened and the analysis clarified, here and there. A few new are interested in the discipline and wish to exchange ideas you
photographs and several fresh diagrams were included. The can contact me by mail at Adelphi University, Physics Depart-
section (8.7) on Retarders was extended, and the concepts of ment, Garden City, N.Y. 11530 or at [email protected].
zero-ordered, multiple-ordered, and compound zero-ordered I'd like to thank the entire team at Addison Wesley, for all
wave plates were introduced. A section on Liquid Crystals their help, without which this edition would never have seen
(8.12) was added, and the operation of both the liquid crystal the light of day, as it were. I am especially grateful to Adam
variable retarder and liquid crystal display (LCD) were Black whose enthusiasm for the project was sustaining, to
explained. Joan Marsh whose wise decisions made the whole thing man-
In addition to a few new photos and the occasional clarify- ageable, and to Nancy Gee who handled the day-to-day oper-
ing remark, Chapter 9 (Interference) now contains a section, ation with efficiency and good humor.
9.8.4, called Radar Intei$erometry. The book was produced by HRS Interactive, which did a
Over the last two decades there's been some interesting brilliant job of getting it all together. Lorraine Burke watched
work done on so-called nondiffracting beams. Accordingly, over every aspect of the process with incredible patience and
Chapter 10 (Diffraction) contains a new section (10.2.7) enti- skill; Alan Wiener and Jennifer Burke cheerfully brought their
tled The Zeroth-Order Bessel Beam, that deals with the phe- production acumen to bear; Ed Burke designed a beautiful
nomenon. book and struggled mightily to maintain the highest standards;
Chapters 11 (Fourier Optics), and 12 (Basics of Coherence Hilda Espreo was the tireless compositor; and as ever, Pat
Theory) have undergone a line-by-line fine tuning, but little or Hannagan, with the able assistance of Chris Burke, produced
no overhaul. incomparable art. All have my deepest respect and profound
Chapter 13, Modem Optics: Lasers and Other Topics, has appreciation. Finally, I thank my dear friend, my wife,
been revised with the addition of a subsection on Gaussian Carolyn Eisen Hecht for coping with one more edition of one
Laserbeams and some updating as required (e.g., it .now more book.
includes material on the Omega laser).
This fourth edition continues the agenda of unifying the
discourse, as much as possible, within the framework of a few Freeport, New York E.H.
1 A Brief History 1 4.2 Rayleigh Scattering 8 6
1.1 Prolegomenon 1 4.3 Reflection 95
1.2 In the Beginning 1 4.4 Refraction 100
1.3 From the Seventeenth Century 2 4.5 Fermat's Principle 106
1.4 The Nineteenth Century 4 4.6 The Electromagnetic Approach 111
1.5 Twentieth-Century Optics 7 4.7 Total Internal Reflection 122
4.8 Optical Properties of Metals 127
2 Wave Motion 10 4.9 Familiar Aspects of the Interaction of
2.1 One-Dimensional Waves 1 0 Light and Matter 131
2.2 Harmonic Waves 1 4 4.10 The Stokes Treatment of Reflection and
2.3 Phase and Phase Velocity 17 Refraction 136
2.4 The Superposition Principle 20 4.11 Photons, Waves, and Probability 137
2.5 The Complex Representation 2 1 Problems 141
2.6 Phasors and the Addition of Waves 2 3
2.7 Plane Waves 2 4 5 Geometrical Optics 149
2.8 The Three-Dimensional Differential 5.1 Introductory Remarks 149
Wave Equation 27 5.2 Lenses 150
2.9 Spherical Waves 2 8 5.3 Stops 171
2.10 Cylindrical Waves 3 1 5.4 Mirrors 175
Problems 3 2 5.5 Prisms 186
5.6 Fiberoptics 193
3 Electromagnetic Theory, Photons,
and Light 36 5.7 Optical Systems 201
5.8 Wavefront Shaping 226
3.1 Basic Laws of Electromagnetic Theory 37
5.9 Gravitational Lensing 231
3.2 Electromagnetic Waves 4 4
Problems 234
3.3 Energy and Momentum 47
3.4 Radiation 5 8
3.5 Light in Bulk Matter 6 6 6 More on Geometrical Optics 243
3.6 The Electromagnetic-Photon Spectrum 7 3 6.1 Thick Lenses and Lens Systems 243
3.7 Quantum Field Theory 8 0 6.2 Analytical Ray Tracing 246
Problems 8 2 6.3 Aberrations 253
6.4 GRIN Systems 273
4 The Propagation of Light 8 6 6.5 Concluding Remarks 276
4.1 Introduction 8 6 Problems 277
vi Contents
veyed to it at the same moment, from the separate action o f all Jean Bernard Lkon Foucault (1 8 19-1 868) was also involved
the portions o f the unobstructed wave considered in any one o f in research on the speed of light. In 1834 Charles Wheatstone
its anterior positions. (1 802-1875) had designed a rotating-mirror arrangement in
These waves were presumed to be longitudinal, in analogy order to measure the duration of an electric spark. Using this
with sound waves in air. Fresnel was able to calculate the dif- scheme, Arago had proposed to measure the speed of light in
fraction patterns arising from various obstacles and apertures dense media but was never able to carry out the experiment.
(p. 444) and satisfactorily accounted for rectilinear propaga- Foucault took up the work, which was later to provide materi-
tion in homogeneous isotropic media, thus dispelling New- al for his doctoral thesis. On May 6, 1850, he reported to the
ton's main objection to the undulatory theory. When finally Academy of Sciences that the speed of light in water was less
apprised of Young's priority to the interference principle, a than that in air. This result was in direct conflict with New-
somewhat disappointed Fresnel nonetheless wrote to Young ton's formulation of the emission theory and a hard blow to its
telling him that he was consoled by finding himself in such few remaining devotees.
good company-the two great men became allies. While all of this was happening in Optics, quite indepen-
Huygens was aware of the phenomenon of polarization dently, the study of electricity and magnetism was also bear-
arising in calcite crystals, as was Newton. Indeed, the latter in ing fruit. In 1845 the master experimentalist Michael Faraday
his Opticks stated, (1791-1867) established an interrelationship between electro-
magnetism and light when he found that the polarization direc-
Every Ray o f Light has therefore two opposite Sides ... tion of a beam could be altered by a strong magnetic field
applied to the medium. James Clerk Maxwell (1831-1879)
It was not until 1808 that ~ t i e n n eLouis Malus (1775- 1812)
brilliantly summarized and extended all the empirical knowl-
discovered that this two-sidedness of light also arose upon
edge on the subject in a single set of mathematical equations.
reflection (p. 348); the phenomenon was not inherent to crys-
Beginning with this remarkably succinct and beautifully sym-
talline media. Fresnel and Dominique F r a n ~ o i sArago
metrical synthesis, he was able to show, purely theoretically,
(1786-1853) then conducted a series of experiments to deter-
that the electromagnetic field could propagate as a transverse
mine the effect of polarization on interference, but the results
wave in the luminiferous aether (p. 44).
were utterly inexplicable within the framework of their longi-
Solving for the speed of the wave, Maxwell arrived at an
tudinal wave picture. This was a dark hour indeed. For several
expression in terms of electric and magnetic properties of the
years Young, - Arago,
- and Fresnel wrestled with the problem
until finally Young suggested that the aethereal vibration
might be transverse as is a wave on a string. The two-sided-
ness of light was then simply a manifestation of the two
orthogonal vibrations of the aether, transverse to the ray
direction. Fresnel went on to evolve a mechanistic description
of aether oscillations, which led to his now famous formulas
for the amplitudes of reflected and transmitted light (p. 113).
By 1825 the emission (or corpuscular) theory had only a few
tenacious advocates.
The first terrestrial determination of the speed of light was
performed by Armand Hippolyte Louis Fizeau (18 19-1 896)
in 1849. His apparatus, consisting of a rotating toothed wheel
and a distant mirror (8633 m), was set up in the suburbs of
Paris from Suresnes to Montmartre. A pulse of light leaving an
opening in the wheel struck the mirror and returned. By
adjusting the known rotational speed of the wheel, the return-
ing pulse could be made either to pass through an opening and
be seen or to be obstructed by a tooth. Fizeau arrived at a val-
6 Chapter 1 A Br~efHistory
medium ( c = 1 / ~ = ) . Upon substituting known empirical- natively, the wave theory also offers a satisfactory explanation
ly determined values for these quantities, he obtained a numer- provided that the clefher r r n ~ a i n stotally undisturbed a s the
ical result equal to the measured speed of light! The E m h p l o ~ xthrough it.
conclusion was inescapable-light ~ ~ "m r electrorr~cigrretic
s In response to speculation as to whether the Earth's motion
disturbance in the ,form of t i m e s " propc~gtrtedthrough the through the aether might result in an observable difference
trether. Maxwell died at the age of 48, eight years too soon to between light from terrestrial and extraterrestrial sources, Ara-
see the experimental confirmation of his insights and far too go set out to examine the problem experimentally. He found
soon for physics. Heinrich Rudolf Hertz (1857-1 894) verified that there were no such observable differences. Light behaved
the existence of long electromagnetic waves by generating and just as if the Earth were at rest with respect to the aether. To
detecting them in an extensive series of experiments published explain these results, Fresnel suggested in effect that light was
in 1888. partially dragged along as it traversed a transparent medium in
The acceptance of the wave theory of light seemed to motion. Experiments by Fizeau, in which light beams passed
necessitate an equal acceptance of the existence of an all-per- down moving columns of water, and by Sir George Biddell
vading substratum, the luminiferous aether. If there were Airy (1801-1892), who used a water-filled telescope in 1871
waves, it seemed obvious that there must be a supporting to examine stellar aberration, both seemed to confirm Fres-
medium. Quite naturally, a great deal of scientific effort went nel's drag hypothesis. Assuming an aether at absolute rest,
into determining the physical nature of the aether, yet it would Hendrik Antoon Lorentz (1 853-1928) derived a theory that
have to possess some rather strange properties. It had to be so encompassed Fresnel's ideas.
tenuous as to allow an apparently unimpeded motion of celes- In 1879 in a letter to D. P. Todd of the U.S. Nautical
tial bodies. At the same time, it could support the exceedingly Almanac Office, Maxwell suggested a scheme for measuring
high-frequency (- 10'"~) oscillations of light traveling at the speed at which the solar system moved with respect to the
186 000 miles per second. That implied remarkably strong luminiferous aether. The American physicist Albert Abraham
restoring forces within the aethereal substance. The speed at Michelson (1852-193 l ) , then a naval instructor, took up the
which a wave advances through a medium is dependent on the idea. Michelson, at the tender age of 26, had already estab-
characteristics of the disturbed substratum and not on any lished a favorable reputation by performing an extremely pre-
motion of the source. This is in contrast to the behavior of a cise determination of the speed of light. A few years later, he
stream of particles whose speed with respect to the source is began an experiment to measure the effect of the Earth's
the essential parameter. motion through the aether. Since the speed of light in aether is
Certain aspects of the nature of aether intrude when study- constant and the Earth, in turn, presumably moves in relation
ing the optics of moving objects, and it was this area of to the aether (orbital speed of 67 000 mi/h), the speed of light
research, evolving quietly on its own, that ultimately led to the measured with respect to the Earth should be affected by the
next great turning point. In 1725 James Bradley (1 693-1 762), planet's motion. In 1881 he published his findings. There was
then Savilian Professor of Astronomy at Oxford, attempted to no detectable motion of the Earth with respect to the aether-
measure the distance to a star by observing its orientation at the aether was stationary. But the decisiveness of this surpris-
two different times of the year. The position of the Earth ing result was blunted somewhat when Lorentz pointed out an
changed as it orbited around the Sun and thereby provided a oversight in the calculation. Several years later Michelson,
large baseline for triangulation on the star. To his surprise, then professor of physics at Case School of Applied Science in
Bradley found that the "fixed" stars displayed an apparent sys- Cleveland, Ohio, joined with Edward Williams Morley
tematic movement related to the direction of motion of the (1 838-1 923), a well-known professor of chemistry at Western
Earth in orbit and not dependent, as had been anticipated, on Reserve, to redo the experiment with considerably greater pre-
the Earth's position in space. This so-called stellar aberration cision. Amazingly enough, their results, published in 1887,
is analogous to the well-known falling-raindrop situation. A once again were negative:
raindrop, although traveling vertically with respect to an It appears from all that precedes reasonably certain that if there
observer at rest on the Earth, will appear to change its incident be any relative motion between the earth and the luminiferous
angle when the observer is in motion. Thus a corp~scularmod- aether, it rnu.;t be small; quite small enough entirely to refute
el of light could explain stellar aberration rather handily. Alter- Fresnel's explanation of aberration.
1.5 Twent~eth-CenturyOptics 7
*See, for example, Special Relativity by French, Chapter 5. *The word photon was coined by G. N. Lewis, Nature, December 18, 1926.
8 Chapter 1 A Brief History
a particle* of momentum p had an associated wavelength A , (1787-1826) greatly extended the subject. After accidentally
such that p = h/A. The neutrino, a neutral particle presumably discovering the double line of sodium (p. 270), he went on to
having zero rest mass, was postulated for theoretical reasons study sunlight and made the first wavelength determinations
in 1930 by Wolfgang Pauli (1900-1958) and verified experi- using diffraction gratings (p. 476). Gustav Robert Kirchhoff
mentally in the 1950s. The easy images of submicrosccpic (1 824-1 887) and Robert Wilhelm Bunsen (1 81 1-1899),
specks of matter became untenable, and the wave-particle working together at Heidelberg, established that each kind of
dichotomy dissolved into a duality. atom had its own signature in a characteristic array of spectral
Quantum Mechanics also treats the manner in which light lines. And in 1913 Niels Henrik David Bohr (1885-1962) set
is absorbed and emitted by atoms (p. 63). Suppose we cause a forth a precursory quantum theory of the hydrogen atom,
gas to glow by heating it or passing an electrical discharge which was able to predict the wavelengths of its emission
through it. The light emitted is characteristic of the very struc- spectrum. The light emitted by an atom is now understood to
ture of the atoms constituting the gas. Spectroscopy, which is arise from its outermost electrons (p. 63). The process is the
the branch of Optics dealing with spectrum analysis (p. 73), domain of modern quantum theory, which describes the most
developed from the research of Newton. William Hyde minute details with incredible precision and beauty.
Wollaston (1766-1828) made the earliest observations of the The flourishing of applied Optics in the second half of the
dark lines in the solar spectrum (1802). Because of the slit- twentieth century represents a renaissance in itself. In the
shaped aperture generally used in spectroscopes, the output 1950s several workers began to inculcate Optics with the
consisted of narrow colored bands of light, the so-called mathematical techniques and insights of communications the-
spectral lines. Working independently, Joseph Fraunhofer ory. Just as the idea of momentum provides another dimension
in which to visualize aspects of mechanics, the concept of spa-
tial frequency offers a rich new way of appreciating a broad
*Perhaps it might help if we just called them all wavicles. range of optical phenomena. Bound together by the mathe-
1.5 Twent~eth-CenturyOptics 9
matical formalism of Fourier analysis (p. 302), the outgrowths erators (p. 641), electro-optic and acousto-optic modulators,
of this contemporary emphasis have been far-reaching. Of par- and the like spurred a great deal of contemporary research in
ticular interest are the theory of image formation and evalua- crystal optics. The wavefront reconstruction technique known
tion (p. 529), the transfer functions (p. 550), and the idea of as holography (p. 623), which produces magnificent three-
spatialfiltering (p. 3 18). dimensional images, was found to have numerous additional
The advent of the high-speed digital computer brought applications (nondestructive testing, data storage, etc.).
with it a vast improvement in the design of complex optical The military orientation of much of the developmental
systems. Aspherical lens elements (p. 150) took on renewed work in the 1960s continued in the 1970s, 1980s, and the
practical significance, and the dimction-limited system with 1990s with added vigor. That technological interest in Optics
an appreciable field of view became a reality. The technique ranges across the spectrum from "smart bombs" and spy satel-
of ion bombardment polishing, in which one atom at a time is lites to "death rays" and infrared gadgets that see in the dark.
chipped away, was introduced to meet the need for extreme But economic considerations coupled with the need to
precision in the preparation of optical elements. The use of improve the quality of life have brought products of the disci-
single and multilayer thin-film coatings (reflecting, antire- pline into the consumer marketplace as never before. Today
flecting, etc.) became commonplace (p. 425). Fiberoptics lasers are in use everywhere: reading videodiscs in living
evolved into a practical communications tool (p. 197), and rooms, cutting steel in factories, scanning labels in supermar-
thin-film light guides continued to be studied. A great deal of kets, and performing surgery in hospitals. Millions of optical
attention was paid to the infrared end of the spectrum (sur- display systems on clocks and calculators and computers are
veillance systems, missile guidance, etc.), and this in turn blinking all around the world. The almost exclusive use, for
stimulated the development of infrared materials. Plastics the last one hundred years, of electrical signals to handle and
began to be used extensively in Optics (lens elements, replica transmit data is now rapidly giving way to more efficient opti-
gratings, fibers, aspherics, etc.). A new class of partially vitri- cal techniques. A far-reaching revolution in the methods of
fied glass ceramics with exceedingly low thermal expansion processing and communicating information is quietly taking
was developed. A resurgence in the construction of astronom- place, a revolution that will continue to change our lives in the
ical observatories (both terrestrial and extraterrestrial) operat- years ahead.
ing across the whole spectrum was well under way by the end Profound insights are slow in coming. What few we have
of the 1960s and vigorously sustained in the 1980s and 1990s took over three thousand years to glean, even though the pace
(p. 222). is ever quickening. It is marvelous indeed to watch the answer
The first laser was built in 1960, and within a decade laser- subtly change while the question immutably remains-what is
beams spanned the range from infrared to ultraviolet. The light?"
availability of high-power coherent sources led to the discov-
ery of a number of new optical effects (harmonic generation,
frequency mixing, etc.) and thence to a panorama of marvelous
new devices. The technology needed to produce a practicable 'For more reading on the history of Optics, see F. Cajori, A History of
Physics, and V. Ronchi, The Nature of Light. Excerpts from a number of
optical communications system developed rapidly. The sophis- original papers can conveniently be found in W. F. Magie, A Source
ticated use of crystals in devices such as second-harmonic gen- Book in Physics, and in M. H. Shamos, Great Experiments in Physics.
The issue of the actual nature of light is central to a complete notion of wave as distinct from particle. But in the past centu-
treatment of Optics, and we will struggle with it throughout ry we found that the energy of an electromagnetic wave is not
this work. The straightforward question "Is light a wave phe- distributed continuously. The classical formulation of the elec-
nomenon or a particle phenomenon?" is far more complicated tromagnetic theory of light, however wonderful it is on a
than it might at first seem. For example, the essential feature macroscopic level, is profoundly wanting on a microscopic
of a particle is its localization; it exists in a well-defined, level. Einstein was the first to suggest that the electromagnet-
"small" region of space. Practically, we tend to take something ic wave, which we perceive macroscopically, is the statistical
familiar like a ball or a pebble and shrink it down in imagina- manifestation of a fundamentally granular underlying micro-
tion until it becomes vanishingly small, and that's a "particle," scopic phenomenon (p. 5 1). In the subatomic domain, the clas-
or at least the basis for the concept of "particle." But a ball sical concept of a physical wave is an illusion. Still, in the
interacts with its environment; it has a gravitational field that large-scale regime in which we ordinarily work, electromag-
interacts with the Earth (and the Moon, and Sun, etc.). This netic waves seem real enough and classical theory applies
field, which spreads out into space-whatever it is-cannot be superbly well.
separated from the ball; it is an inextricable part of the ball just Because both the classical and quantum-mechanical treat-
as it is an inextricable part of the definition of "particle." Real ments of light make use of the mathematical description of
particles interact via fields, and, in a sense, the field is the par- waves, this chapter lays out the basics of what both formal-
ticle and the particle is the field. That little conundrum is the isms will need. The ideas we develop here will apply to all
domain of Quantum Field Theory, a discipline we'll talk more physical waves from a surface tension ripple in a cup of tea to
about later (p. 139). Suffice it to say now that if light is a a pulse of light reaching us from some distant galaxy.
stream of submicroscopic particles (photons), they are by no
means "ordinary" miniball classical particles.
On the other hand, the essential feature of a wave is its non-
localization. A classical traveling wave is a self-sustaining 2.1 One-Dimensional Waves
disturbance of a medium, which moves through space trans-
porting energy and momentum. We tend to think of the ideal An essential aspect of a traveling wave is that it is a self-sus-
wave as a continuous entity that exists over an extended taining disturbance of the medium through which it propa-
region. But when we look closely at real waves (such as waves gates. The most familiar waves, and the easiest to visualize
on strings), we see composite phenomena comprised of vast (Fig. 2. l ) , are the mechanical waves, among which are waves
numbers of particles moving in concert. The media supporting on strings, surface waves on liquids, sound waves in the air,
these waves are atomic (i.e., particulate), and so the waves are and compression waves in both solids and fluids. Sound waves
not continuous entities in and of themselves. The only possi- are longitudinal-the medium is displaced in the direction of
ble exception might be the electromagnetic wave. Conceptual- motion of the bvave. Waves on a string (and electromagnetic
ly, the classical electromagnetic wave (p. 44) is supposed to be waves) are transverse-the medium is displaced in a direc-
a continuous entity, and it serves as the model for the very tion perpendicular to that of the motion of the bvave. In all
2.1 One-Dimensional Waves 1 1
the profile of the disturbance. To turn f(x) into +(x, t), that is, appears for the first time. This linear, homogeneous, second-
to turn it into the description of a wave moving in the positive order, partial differential equation is usually taken as the defin-
x-direction at a speed v, we replace x wherever it appears in ing expression for physical waves in a lossless medium. There
f(x) by (x - vt), thereby yielding +(x, t) = 3/[10(x - vt12 + are lots of different kinds of waves, and each is described by
11. If v is arbitrarily set equal to, say, 1.0 m/s and the function its own wavefunction +(x). Some are written in terms of pres-
is plotted successively at t = 0, t = 1 s, t = 2 s, and t = 3 s, we sure, or displacement, while others deal with electromagnetic
get Fig. 2.4b, which shows the pulse sailing off to the right at fields, but remarkably all such wavefunctions are solutions of
1.0 m/s, just the way it's supposed to. Incidentally, had we the same differential wave equation. The reason it's aparrial
+
substituted (x vt) for x in the profile function, the resulting differential equation is that the wave must be a function of
wave would move off to the left. several independent variables, namely, those of space and
If we check the form of Eq. (2.5) by examining after an + time. A linear differential equation is essentially one consist-
increase in time of At and a corresponding increase of v At in ing of two or more terms, each composed of a constant multi-
x, we find plying a function +(x) or its derivatives. The relevant point is
that each such term must appear only to the first power; nor
f [(x + v At) - v(t + At)] = f(x - vt) +
can there be any cross products of with its derivatives, or of
its derivatives. Recall that the order of a differential equation
and the profile is unaltered. equals the order of the highest derivative in that equation. Fur-
Similarly, if the wave was traveling in the negative x-direc- thermore, if a differential equation is of order N, the solution
tion, that is, to the left, Eq. (2.5) would become will contain N arbitrary constants.
We now derive the one-dimensional form of the wave
I+5 = f(x + vt), with v >0 (2.6) equation guided by the foreknowledge (p. 14) that the most
basic of waves traveling at a fixed speed requires two con-
We may conclude therefore that, regardless of the shape of the stants (amplitude and frequency or wavelength) to specify it,
disturbance, the variables x and t must appear in the function and this suggests second derivatives. Because there are two
as a unit, that is, as a single variable in the form (x 3 vt). independent variables (here, x and t) we can take the derivative
Equation (2.5) is often expressed equivalently as some func- of $(x, t) with respect to either x or t. This is done by just dif-
tion of (t - x/v), since ferentiating with respect to one variable and treating the other
as if it were constant. The usual rules for differentiation apply,
but to make the distinction evident the partial derivative is
(2.7) written as alax.
To relate the space and time dependencies of +(x, t ) , take
The pulse shown in Fig. 2.2 and the disturbance described the partial derivative of $(x, t) = f(xl) with respect to x, hold-
by Eq. (2.5) are spoken of as one-dimensional because the ing t constant. Using x' = x 3 vt, and inasmuch as
waves sweep over points lying on a line-it takes only one
space variable to specify them. Don't be confused by the fact a$
-- - af
that in this particular case the rope happens to rise up into a ax ax
second dimension. In contrast, a two-dimensional wave prop-
agates out across a surface, like the ripples on a pond, and can a+
- af ax1 - af
--
be described by two space variables.
ax ax! ax axt
because
2.1.1 The Differential Wave Equation
In 1747 Jean Le Rond d' Alembert introduced partial differen- Holding constant, the partial derivative with respect to time is
tial equations into the mathematical treatment of physics. That
same year, he wrote an article on the motion of vibrating a+ df
- - --
- =
ax' af
7(Tv) = 3v,
af
(2.9)
strings in which the so-called differential wave equation at ax' at ax ax
14 Chapter 2 Wave Motion
Combining Eqs. (2.8) and (2.9) yields Combining this with Eq. (?.lo), we obtain
This says that the rate of change of @ with t and with x are
which is the desired one-dimensional differential wave equa-
equal, to within a multiplicative constant, as shown in Fig. 2.5.
tion. Note that this is a so-called homogerzeous differential
The second partial derivatives of Eqs. (2.8) and (2.9) are
equation: it doesn't contain a term (such as a "force" or a
"source") involving only independent variables. In other
words, rl, is in each term of the equation, and that means that if
+ i s a solution any multiple of 4 will also be a solution. Equa-
tion 2. l l is the wave equation for undamped systems that do
not contain sources in the region under consideration. The
effects of damping can be described by adding in a dg/at term
to form a more general wave equation, but we'll come back to
Since
that later (p. 71).
As a rule, partial differential equations arise when the sys-
tem being described is continuous. The fact that time is one of
the independent variables reflects the continuity of temporal
change in the process under analysis. Field theories, in gener-
at-
al, treat continuous distributions of quantities in space and
It follows, using Eq. (2.9), that time and so take the form of partial differential equations.
Maxwell's formulation of electromagnetism, which is a field
theory, yields a variation of Eq. (2.1 I), and from that the con-
cept of the electromagnetic wave arises in a completely natur-
al way (p. 45).
We began this discussion with the special case of waves that
have a constant shape as they propagate, even though, as a rule,
waves don't maintain a fixed profile. Still, that simple assump-
tion has led us to the general formulation, the differential wave
equation. If a function that represents a wave is a solution of
1 r = I, lime held constant
that equation, it will at the same time be a function of (x 3
vt)-specifically, one that is twice differentiable (in a nontriv-
ial way) with respect to both x and t.
of 4 wlth x and t.
Figure 2.5 Var~at~on $(x, t ) , = = $(x) = A sin kr = f(x) (2.12)
2.2 Harmonic Waves 15
or
In the case of a harmonic wave, this is equivalent to altering
the argument of the sine function by +-27~.Therefore,
from which it follows that
sin k(x - vt) = sin k[(x -+ A ) - vt] = sin [k(x - vt) -+ 27~1 T = Alv (2.18)
+ = A sin 211;( 7 f)
+ A sin 2.rr(~x3 vt)
= (2.23)
Figure 2.7 A harmonic wave moving along the x-axis during a time of
one period. Note that if this 1s a picture of a rope any one point on it 4 =A sin (kx 7 w t ) (2.24)
only moves vertically. We'll discuss the significance of the rotating arrow
in Section 2.6.
2.3 Phase and Phase Velocity 17
latter case,
@(x, t ) = y(x, t ) = A sin (kw - wt +7 ~ )
which is equivalent to
in Fig. 2.10 oscillates up and down. That point must go As long as the two terms in the phase subtract from each oth-
through the same number of cycles per second as the wave. er, the wave travels in the positive x-direction. On the other
For each cycle, cp changes by 2 ~ . hand. for
Similarly, the rate-of-change of phase with distance, hold-
ing t constant, is cp = k(x + vt) = constant
as t increases x can be positive and decreasing or negative and
becoming more negative. In either case, the constant-phase
These two expressions should bring to mind an equation condition moves in the decreasing x-direction.
from the theory of partial derivatives, one used frequently in Any point on a harmonic wave having a fixed magnitude
Thermodynamics, namely, moves such that cp(x, t) is constant in time, in other words,
dcp(x, t)/dt = 0, or alternatively, d+(x, t)/dt = 0. This is true
for all waves, periodic or not, and it leads (Problem 2.27) to
the expression
This is the speed at which the profile moves and is known com-
monly as the phase velocity of the wave. The phase velocity is
accompanied by a positive sign when the wave moves in the
direction of increasing x and a negative one in the direction of
decreasing x. This is consistent with our development of v as
the magnitude of the wave velocity: v > 0.
Consider the idea of the propagation of constant phase
and how it relates to any one of the harmonic wave equa-
tions, say
k r (rad)
(a) Imag~nary (b) ~m Notice that this process is very much like the component addi-
tion of vectors.
Y- * -
- (x + iy)* = (X - iy) The function e' is periodic; that is, it repeats itself every i27~:
2 F2 = (XI 2 x2) + i(y +- y2) Both of these expressions follow immediately from the
2.6 Phasors and the Addition of Waves 23
Argand diagram, Fig. 2 . 1 5 ~and c. For example, 2 2*= + express a phasor in terms of its amplitude, A, and phase, cp, as
2x because the imaginary parts cancel, and so Re ( 2 ) = x. ALq.
From the polar form where To see how this works, let's first examine each part of Fig.
2.16 separately. The phasor in Fig. 2 . 1 6 ~has a zero phase
Re (2) = r cos 0 and Im (2) = r sin 6 angle; that is, it lies along the reference axis; the associated
sine function can also serve as a reference. In Fig. 2.166 the
it is clear that either part could be chosen to describe a har- phasor has a phase angle of +.rr 3 rad, and the sine curve is
monic wave. It is customary, however, to choose the real part, shifted to the left by .rr 3 rad. That sine curve reaches its first
in which case a harmonic wave is written as peak at a smaller value of kw than does the reference curve in
part (a), and therefore it leads the reference by .rr 3 rad. In
parts ( c ) ,(d), and (e) of Fig. 2.16, the phase angles are +.rr 2
rad, +2.rr 3 rad, and +.rr rad, respectively. The entire
sequence of curves can be seen as a wave, i,b = A sin (kx +
which is, of course, equivalent to
wt), traveling to the left. It is equivalently represented by a
phasor rotating counterclockwise such that its phase angle at
@(x,t) = A cos (wt - kw + E)
Henceforth, wherever it's convenient, we shall write the wave- (a)
function as
,j(,., t) = ~ ~ l ( w f - h x + e-
) AdiF (2.37)
-A
:
.-
This is done to take advantage of the ease with which complex @ = A sm (kx +~ / 3 ) 3
exponentials can be manipulated. Only after arriving at a final
result, and then only if we want to represent the actual wave,
must we take the real part. It has, accordingly, become quite ~ / 3
common to write $(x, t), as in Eq. (2.37), where it is under-
(c)
stood that the actual wave is the real part. @=AL I ~ ( ~ A + T / ~ )
By setting
+
(I: - I:,).k = 0 (2.38)
where k is the magnitude of 2 and vk is a unit vector parallel
to it (Fig. 2.21). In the exponential form, this is equivalent to
we fo%e the vector (I: - Z0) to sweep out a plane perpendicu-
lar to k , as its endpoint ( x , y, z ) takes on all allowed values.
With
-
k = kxi + ky7+ k,k (2.39)
Figure 2.20 Wavefronts
Equation (2.38)can be expressed in the form for a harmonic plane
wave.
kX(x- X O ) + ky(y - yo) + k,(z - ZO) = 0 (2.40)
The plane is the locus of all points :hose position vectors each
have the same projection onto the k-direction.
26 Chapter 2 Wave Motion
For this to be true, we must have We could have anticipated thizresult by rotating the coordi-
nate system in Fig. 2.21 so that k was parallel to the x-axis. For
-
eiAk - 1 = ei2n
that orientation
Therefore,
Ak = 2.rr
and +
k = 2.rrlA since k . ? = krk = kx. The wave has thereby been effectively
+ reduced to the one-dimensional disturbance already dis-
The vector k, whose magnitude is the propagation number k cussed.
(already introduced), is called the propagation vector. Now consider the two waves in Fig. 2.22; both have the
At any fixed point in space where i: is constant, the phase is same wavelength A such that k , = k2 = k = 2.rrlh. Wave-1
constant as is +(;); in short, the planes are motionless. To get propagating along the z-axis can be written as
things moving, +(;) must be made to vary in time, something
we can accomplish by introducing the time dependence in an
analogous fashion to that of the one-dimensional wave. Here
then
+(;, t ) = A e i ( Z . ~ ~ W t ) (2.48)
-+ -+ +
where, because k t and c a r e parallel, k l .r = X; = (2m A);. er than harmonically (see photo). It will be seen in the next
Similarly for wave-', k 2 . i Z= X-; + k , ) = (X coc 9): + 4ection that harmonic plane waves are. indeed, a special case
(k sin %)yand of a more general plane-wave solution.
Adding the three spatial derivatives and utilizing the fact that
a' + p2 + y2 = 1, we obtain
Combining this with the time derivative, Eq. (2.58), and 2.9 Spherical Waves
remembering that v = w k, we arrive at
Toss a stone into a tank of water. The surface ripples that
emanate from the point of impact spread out in two-dimen-
sional circular waves. Extending this imagery to three dimen-
sions, envision a small pulsating sphere surrounded by a fluid.
the three-dimensional differential wave equation. Note that x, As the source expands and contracts, it generates pressure
J, and :do appear symmetrically, and the form is precisely variations that propagate outward as spherical waves.
what one might expect from the generalization of Eq. (2.11). Consider now an idealized point source of light. The radia-
Equation (2.60) is usually written in a more concise form tion emanating from it streams out radially, uniformly in all
by introducing the Luplacian operator directions. The source is said to be isotropic, and the resulting
wavefronts are again concentric spheres that increase in diam-
eter as they expand out into the surrounding space. The obvi-
ous symmetry of the wavefronts suggests that it might be more
whereupon it becomes simply convenient to describe them in terms of spherical polar coor-
dinates (Fig. 2.23). In this representation the Laplacian opera-
tor is
W e can obtain this result without being familiar with Eq. Notice that this expression is now just the one-dimensional
(2.67). Start with the Cartesian form of the Laplacian, Eq. differential wa\ e equation. Eq. (2.1 1 1. where the space vari-
(2.61), operate on the spherically symmetrical wavefunction able is r a n d the wajefunction is the product (I.$). The solution
*(r), and convert each term to polar coordinates. Examining of Eq. (2.71) is then simply
only the x-dependence, we have
Now having i,'$ d.1" we form d'$ i,x2 and dl$ d;', m d on
adding get
es. Far enough away from the source, a small area of the uave- ther restricts the wavefront to a right circular cylinder centered
front will closely resemble a portion of a plane wave (Fig. on the z-axis and having infinite length. The differential wave
2.26). equation becomes
where
x = r cos 0, y = r sin 0, and z = z
This represents a set of coaxial circular cylinders filling all
The simple case of cylindrical symmetry requires that space and traveling toward or away from an infinite line
source. No solutions in terms of arbitrary functions can now
be found as there were for both spherical [Eq. (2.73)] and
plane [Eq. (2.66)] waves.
The 0-independence means that a plane perpendicular to the z- A plane wave impinging on the back of a flat opaque screen
axis will intersect the wavefront in a circle, which may vary in containing a long, thin slit will result in the emission, from that
r , at different values of z. In addition, the z-independence fur- slit, of a disturbance resembling a cylindrical wave (see Fig.
2.28). Extensive use has been made of this technique to gener-
ate cylindrical lightwaves (p. 394).
PROBLEMS
Complete solutrons to ail problems-except those with an asterisk- 2.10* Make up a table uith columns headed by values of kx running
can be found 1n the back of the book. from x = -A 2 to x = +A in intervals of x of A 4-of course, k =
27r A. In each column place the corresponding values of cos (kx -
2.1 Hou many "yellou" lightuaves (A = 580 nm) uill fit into a dis-
tance in space equal to the thickness of a piece of paper (0.003 in.)?
7r 4) and beneath that the values of cos (kx +
3 n 4) Next plot the
functions 15 cos (kx - 7i 4) and 25 cos (kx + 37i 4).
How far will the same number of microuaves (v = 10"' Hz, i.e.. 10
GHz, and z1 = 3 X 10' m S ) extend? 2.11* Make up a table with columns headed by values of wt running
from t = - T 2 to t = + T in intervals of t of T 4-of course, w =
2.2* Thc speed of light in vacuum is approximately 3 X 10' m s.
27i T In each column place the corresponding values of sin (wt +
Find the wavelength of red light having a frequency of 5 X 10" Hz.
7r 4) and sin (7r 4 - wt) and then plot these two functions
Compare this with the uavelength of a 60-Hz electromagnetic wave.
2.12* The profile of a transverse harmonic wave, traveling at 1.2
2.3* It is possible to generate ultrasonic uaves in crystals uith
m s on a strlng, is given by
uakelengths similar to light (5 X 10-%m) but with lower frequen-
? = (0.02 m) sin (157 m p ' ) x
cies (6 X 1 0 % ~ ) .Compute the corresponding speed of such a uave.
Determine its amplitude, uavelength, frequency, and period.
2.4* A youngster in a boat on a lake uatches uaves that seem to be
an endless succession of identical crests passing uith a half-second 2.13* Figure P.2.13 represents the profile (t = 0) of a transverse
interval betueen each. If every disturbance takes 1.5 s to sueep n a v e on a string traveling in the positive x-direction at a speed of
straight along the length of her 4.5-m-long boat, u hat are the fre- 20.0 111 S. (a) Determine its wavelength. (b) What is the frequency
quency. period, and u a\ elength of the u aves? of the uave? (c) Write down the wavefunction for the disturbance.
(d) Notice that as the n a v e passes any fixed point on the x-axis the
2.5* A ~ibratinghammer strikes the end of a long metal rod in such
string at that location oscillates in time. Draw a graph of the I) versus
a n a y that a periodic compression wa\e uith a uavelength of 4.3 m
t showing how a point on the rope at x = 0 oscillates.
travels d o u n the rod's length at a speed of 3.5 km s. What u a s the
frequency of the \ ibration?
Figure P.2.13 IIIIX,
0 5 ) (ml
2.6 A violin is submerged in a suimming pool at the uedding of two
scuba d i ~ e r s Giken
. that the speed of compression waves in pure
uater is 1498 m s. what is the uavelength of an A-note of 440 Hz
played on the instrument?
functions. noting the effect of the phase shift. Does sin 0 lead or lag 2.14* Figure P.2.14 represents the profile ( t = 0) of a transverse
sin ( 0 - 7i 2). In other uords, does one of the functions reach a par- uake on a string traveling in the positive z-direction at a speed of 100
ticular magnitude at a smaller ~ a l u eof 0 than the other and therefore cm s . (a) Determine its uavelength. (b) Notice that as the wave
lead the othel. ( a \ co.; 0 lead.; sin O)? passes any fixed point on the :-axis the string at that location oscil-
Problems 33
+
lates in time. Draw a graph of the versus t showing how a point on determine in each case the values of (a) frequency, (b) wavelength,
the rope at x = 0 oscillates. (c) What is the frequency of the wave? (c) period, (d) amplitude, (e) phase velocity, and (f) direction of
motion. Time is in seconds and .x is in meters.
+(x, t) = (30.0 cm) cos [(6.28 rad! m)x - (20.0 rad s)t]
Compute the (a) frequency, (b) wavelength, (c) period, (d) ampli-
tude, (e) phase velocity, and (f) direction of motion.
2.25 Doc\ the l'ollowing function. in which A is a constant, 2.34* I m a g ~ n ca w u n d wavc w ~ t ha frcqucncy of I I0 kH7 propa-
g d t ~ n gw ~ t hd \peed of 730 m \ Dctermme the p h a w d~fterenceIn
rad1an5 betwccn any two point\ on the wavc q a r a t c d by 10 O cm
represent a wavc? Explain your rc;isoning.
2.35 Consider a lightwave having a phasc velocity of 3 X 10' m s
2.26* Use Eq. (3.33) to calculate the \peed o l the wavc whow rcp- and a frequency of 6 X l0I4 HI,. What is the shortest distance along
rcsentation in SI units is the wavc b c t ~ c e nany two points that havc a phasc diffcrcnce of 30°?
What phasc \hift occurs at a given point in 1 V " s, and how many
wavcs havc passed by in that time?
2.27 Beginning with the I h l l o ~ i n gthcorc~n:If: = fi \. v) and .w =
g(r). v = / / ( I )then
, 2.36 Write an expression for the wave shown in Fig. P.2.36. Find its
d: -d: +
=
d\ -[I: A dv wavelength, velocity, frequency, and period.
1 ;I.\ (It ;I), (11
Derive Eq. ( 3 . 1 4 ) . Figure P.2.36 A harmonic wave
2.28 U\ing the re\uIt\ of the previous problem, \ h o ~that for a har-
monic wave with a p h a x (F( t , r J k - r l r ) we can determine the
2.29* A (iatssian wave has the form i(i(.r. I ) = Ar """ "" . Usc the
h c t that I/I(.Y,1 ) = J7 F u t J to cletcr~nincits speed and then verify
yoill- answer ~lsingEq. ( 2 . 3 3 ) .
and that cw' + fi' + v' = I 2.45* Make up a table u ith columns hcaclcd hy values ol' H running
1'1-orn-7r 2 to 2.rr in intcl-\al\ of TT 4. In cacti column place the cor-
Draw a sketch showing all the pertinent quantities e \In 8. anel hcnealh tho\e the value\ ol' 2 sin 8.
rc\poncliny ~ a l u of
2.40* S h o w that Eqs. (2.04) and (2.65). which arc plane waves o f Next aclcl these, col~1n111by column. to yield the corre~pondiny\:due\
arbitrary form, \ati\fy the three-dimen\ional differential wabe equa- o f the function sin H + 2 sin 0. PI01 each of these three function, not-
tion. iny their relative amplit~lclcsand pha\e\.
2.41 D e Broglie's hypothesis states that cbery partlclc has aswciat- 2.46* Make up a table w ~ t hcolunln\ he;~clcdh) \aluc\ ol HI-~mning
cd with it a wavelength given by Planck's constant ( h = 6.6 X 10 from -7r 2 t o 77r i l l intcl-\al\ of 7r 4. In each column placc the
J . a) divided by the particlc's momentum. Compare the wavelength r c ~ p o n d i n gvalue ol' sin 8. and beneath thaw thc bnluc\ ol \in ( 8 -
of a 6.0-kg stone moving at a speed of I .0 In s with that of light. 7r 2 ) . Next add these. column by column. to yiclcl the col-rc\ponding
2.42 Writc an exprcs\ion in Cartesian coordinates for a harmonic functions. noting their relative amplitucle\ uncl phases.
plane wave of amplitude A and frequency w propagating in the clirec-
+
tion of thc vector k, which in turn lie\ on a line drawn f~romthe origin 2.47* With the laht two problems in mind. d r a b a plot ol.thc thrcc
+
to the point (4. 2, 1). Hint: First determine k and then dot it with F. functions (:I) sin 8. ( b ) sin ( 0 37r 3). anel ( c ) sin H + sin ( H -
-
Theory, Photons,
and Light
The work of J. Clerk Maxwell and subsequent developments the physical object. but on the experimental device set up to
since the late 1800s have made it evident that light is most cer- examine it."
tainly electromagnetic in nature. Classical electrodynamics, as
The quantum-mechanical treatment associates a wave
we shall see, unalterably leads to the picture of a continuous
equation with a particle, be it a photon, electron, proton, or
transfer of energy by way of electromagnetic waves. In con-
whatever. In the case of material particles, the wave aspects
trast, the more modern view of Quantum Electrodynamics
are introduced by way of the field equation known as
(p. 80) describes electromagnetic interactions and the trans-
Schrodinger's Equation. For light we have a representation of
port of energy in terms of massless elementary "particles"
the wave nature in the form of the classical electromagnetic
known as photons. The quantum nature of radiant energy is
field equations of Maxwell. With these as a starting point one
not always apparent, nor is it always of practical concern in
can construct a quantum-mechanical theory of photons and
Optics. There is a range of situations in which the detecting
their interaction with charges. The dual nature of light is evi-
equipment is such that it is impossible, and desirably so, to
denced by the fact that it propagates through space in a wave-
distinguish individual quanta.
like fashion and yet displays particlelike behavior during the
If the wavelength of light is small in comparison to the size
processes of emission and absorption. Electromagnetic radiant
of the apparatus (lenses, mirrors, etc.), one may use, as a first
energy is created and destroyed in quanta or photons and not
approximation, the techniques of Geometrical Optics. A
continuously as a classical wave. Nonetheless, its motion
somewhat more precise treatment, which is applicable as well
through a lens, a hole, or a set of slits is governed by wave
when the dimensions of the apparatus are small, is that of
characteristica. If we're unfamiliar with this kind of behavior
Physicd Optics. In Physical Optics the dominant property of
in the macroscopic world, it's because the wavelength of a
light is its wave nature. It is even possible to develop most of
material object varies inversely with its momentum (p. 56),
the treatment without ever specifying the kind of wave one is
and even :I grain of sand (which is barely moving) has a wave-
dealing with. Certainly, as far as the classical study of Physi-
length so small as to be indiscernible in any conceivable
cal Optics is concerned, it will suffice admirably to treat light
experiment.
as an electromagnetic wave.
The photon has zero mass, and therefore exceedingly large
We can think of light as the most tenuous form of matter.
numbers of' low-energy photons can be envisioned as present
Indeed, one of the basic tenets of Quantum Mechanics is that
in a beam of light. Within that model, dense streams of pho-
both light and material particles display similar wave-particle
tons act o n the average to produce well-defined classical fields
properties. As Erwin C. Schrodinger ( 1 887-1 96 1 ). one of the
(p. 52). We can draw a rough analogy with the flow of com-
founders of quantum theory, put it:
muters through a train station during rush hour. Each com-
In the new setting of ideas the distinction [between parti- muter presumably behaves individually as a quantum of
cles and waves] has vanished, because it was discovered that humanity, but all have the same intent and follow fairly simi-
all particles have also wave properties, and \,ice w r s n .
Neither of the two concepts must be discarded. they must be
amalgamated. Which aspect obtrudes itself depends not on 'Erw~n C. Schrodmger. Sc~enceTheory and Man.
3.1 Basic Laws of Electromagnetic Theory 37
lar trajectories. T o a distant, myopic observer there is a seem- tion. Alternativel), we can take the classical approach and
ingly smooth and continuous flow. The behavior of the stream imagine instead that every charge is surrounded by something
en r m s s e is predictable from day to day, and so the precise called an electric field. W e then need only suppose that each
motion of each commuter is unimportant, at least to the charge interacts directly with the electric field in which c i s
observer. The energy transported by a large number of pho- immersed. Thus if a point charge (1. experiences a force F,,
tons is, on the average, equivalent to the energy transferred by
a classical electromagnetic wave. For these reasons the classi-
-
the ~ l r c+
t t ~ i c , f ~ e l ratl the position of the charge is defined by
F, = y.E. In addition, we observe +
that a moving charge may
cal field representation of electromagnetic phenomena has experience another force F,, which is proportional to its
been, and will continue to be, so useful. Nonetheless, it should velocity ?. W e are thus led to define yet another fie$ namely,
be understood that the apparent continuous nature of electro-
magnetic waves is a fiction of the macroscopic world. just as
-
the ~ ~ ~ ~ i ~ ~ r z e t iorjust c~ ~ ~B. such that
c ~ ~ ct hl ei ~ n~q~n tr it icfield
F , = y.? x B. If forces F, and F, occur concurrently, the
the apparent continuous nature of ordinary matter is a fic- charge is moving through a regi2n pervaded by b 2 h electric
tion-it just isn't that simple. and magnetic fields, whereupon F = q.z + q.? x B.
Quite pragmatically, then, w e can consider light to be a As we'll see, electric fields are generated by both electric
classical electromagnetic wave, keeping in mind that there are charges and t i t w - ~ w r j i n gmagnetic,fields. Similarly, magnetic
situations for which this description is woefully inadequate. fields are generated by electric currents and by titne-~~crr?itzg
electt-ic~,firlds.This interdependence of 8 and B is a key point
in the description of light.
Iron Lore
Figure 3.1 ( a ) The start of a current in one coil produces a t ~ m evarylng magnetic f~eldthat Induces
a current in the other c o ~ l . ib) An Iron core couples the primary coil to the secondary.
38 Chapter 3 Electromagnetic Theory, Photons, and Light
stant current still in the primary. Whenever the switch was tional to B. In summary, when A, = constant, emf x A L I B I
opened, interrupting the primary current, the galvanometer in I t and, when B = constant, emf x BIA,/It.
the secondary circuit momentarily swung in the opposite All of this suggests that the emf depends on the rate-of-
direction and then promptly returned to zero. change of both A, and B, that is, on the rate of change of their
Using a ferromagnetic core to concentrate the "magnetic product. This should bring to mind the notion of the flux of the
force." Faraday wound two coil\ around opposing section5 of field-the product of field and area where the penetration is
a \oft iron ring (Fig. 3.1b). N o u the effect was unmistak- perpendicular. Accordingly, the flux of t h e m a g n e t i c field
able-+ changing magnetic field generated a current. through the wire loop is
Indeed. as he would continue to discover, c h m g e was the
essential aspect of electromagnetic induction. @ , = B,A = BA, = BA cos 6
By thrusting a magnet into a coil, Faraday showed that
there is a voltage-otherwise known as the intluc,ed elwrro- More generally, if B varies in space as it's likely to, the flux of
t~ioti\,e,fi~rce
or emf-across the coil's terminals. (Electromo- the magnetic field through any open area A bounded by the
tive force is a dreadful, outmoded term-it's not a force. but a conducting loop (Fig. 3.4) is given by
voltage-so we'll avoid it and just use emf.) Furthermore, the
amplitude of the emf depends on how rapidly the magnet is
moved. The itzduced e r ~ df e p t ~ d os n the r-utt.-of-cIurr~geof B
through the coil and not on B itself. A weak magnet moved The induced emf, developed around the loop, is then
rapidly can induce a greater emf than a strong magnet moved
slowly.
When the same changing B-field passes through two dif-
ferent wire loops. as in Fig. 3.2, the induced emf is larger
across the terminals of the larger loop. In other words, here
where the B-field is changing, the induced emf isproportion-
a1 to the area A of the looppenetratedperpendicularly by the
field. If the loop is successively tilted over, as is shown in Fig.
3.3. the area presented perpendicularly to the field (A,) varies
as A cos H. and. when H = YO", the induced emf is zero
because no amount of B-field then penetrates the loop: when
1 B / I r f 0, emf A,. The converse also holds: when the
field is constant, the induced emf is proportional to the rate-
of-change of the perpendicular area penetrated. If a coil is
twisted 01-rotated or even squashed while in a constant B-field
so that the perpendicular area initially penetrated is altered.
there will be an induced emf x I A , / I r and it will be propor-
Language: English
He laughed, without much humor. "I might as well tell you," he said.
"You won't believe it, and even if you did it'd make no difference.
Sometimes I tell the story—alcohol makes me feel like it—I start
remembering old times...."
He settled farther back in his chair. "Maybe it wasn't a real genie," he
went on. "More of a ghost, perhaps. That was a haunted planet.
They were great a million years before man existed on Earth. They
spanned the stars and they knew things the present civilization
hasn't even guessed at. And then they died. Their own weapons
swept them away in one burst of fire, and only broken ruins were
left—ruins and desert, and the ghost who lay waiting in that bottle."
I signalled for another round of drinks, wondering what he meant,
wondering just how sane that big man with the worn rocky face
was. Still—you never know. I've seen things out beyond that veil of
stars which your maddest dreams never hinted at. I've seen men
carried home mumbling and empty-eyed, the hollow cold of space
filling their brains where something had broken the thin taut wall of
their reason. They say spacemen are a credulous breed. Before
Heaven, they have to be!
"You don't mean New Egypt?" I asked.
"Stupid name. Just because there are remnants of a great dead
culture, they have to name it after an insignificant valley of
ephemeral peasants. I tell you, the men of Vwyrdda were like gods,
and when they were destroyed whole suns were darkened by the
forces they used. Why, they killed off Earth's dinosaurs in a day,
millions of years ago, and only used one ship to do it."
"How in hell do you know that? I didn't think the archeologists had
deciphered their records."
"They haven't. All our archeologists will ever know is that the
Vwyrddans were a race of remarkably humanoid appearance, with a
highly advanced interstellar culture wiped out about a million Earth-
years ago. Matter of fact, I don't really know that they did it to
Earth, but I do know that they had a regular policy of exterminating
the great reptiles of terrestroid planets with an eye to later
colonization, and I know that they got this far, so I suppose our
planet got the treatment too." Laird accepted his fresh drink and
raised the glass to me. "Thanks. But now do be a good fellow and
let me ramble on in my own way.
"It was—let me see—thirty-three years ago now, when I was a
bright young lieutenant with bright young ideas. The Revolt was in
full swing then, and the Janyards held all that region of space, out
Sagittari way you know. Things looked bad for Sol then—I don't
think it's ever been appreciated how close we were to defeat. They
were poised to drive right through our lines with their battle-fleets,
slash past our frontiers, and hit Earth itself with the rain of hell that
had already sterilized a score of planets. We were fighting on the
defensive, spread over several million cubic light-years, spread
horribly thin. Oh, bad!
"Vwyrdda—New Egypt—had been discovered and some excavation
done shortly before the war began. We knew about as much then as
we do now. Especially, we knew that the so-called Valley of the Gods
held more relics than any other spot on the surface. I'd been quite
interested in the work, visited the planet myself, even worked with
the crew that found and restored that gravitomagnetic generator—
the one which taught us half of what we know now about g-m fields.
"It was my young and fanciful notion that there might be more to be
found, somewhere in that labyrinth—and from study of the reports I
even thought I knew about what and where it would be. One of the
weapons that had novaed suns, a million years ago—
"The planet was far behind the Janyard lines, but militarily valueless.
They wouldn't garrison it, and I was sure that such semi-barbarians
wouldn't have my idea, especially with victory so close. A one-man
sneakboat could get in readily enough—it just isn't possible to
blockade a region of space; too damned inhumanly big. We had
nothing to lose but me, and maybe a lot to gain, so in I went.
"I made the planet without trouble and landed in the Valley of the
Gods and began work. And that's where the fun started."
Laird laughed again, with no more mirth than before.
There was a moon hanging low over the hills, a great scarred shield
thrice the size of Earth's, and its chill white radiance filled the Valley
with colorless light and long shadows. Overhead flamed the
incredible sky of the Sagittarian regions, thousands upon thousands
of great blazing suns swarming in strings and clusters and
constellations strange to human eyes, blinking and glittering in the
thin cold air. It was so bright that Laird could see the fine patterns of
his skin, loops and whorls on the numbed fingers that groped
against the pyramid. He shivered in the wind that streamed past
him, blowing dust devils with a dry whisper, searching under his
clothes to sheathe his flesh in cold. His breath was ghostly white
before him, the bitter air felt liquid when he breathed.
Around him loomed the fragments of what must have been a city,
now reduced to a few columns and crumbling walls held up by the
lava which had flowed. The stones reared high in the unreal
moonlight, seeming almost to move as the shadows and the drifting
sand passed them. Ghost city. Ghost planet. He was the last life that
stirred on its bleak surface.
But somewhere above that surface—
What was it, that descending hum high in the sky, sweeping closer
out of stars and moon and wind? Minutes ago the needle on his
gravitomagnetic detector had wavered down in the depths of the
pyramid. He had hurried up and now stood looking and listening and
feeling his heart turn stiff.
No, no, no—not a Janyard ship, not now—it was the end of
everything if they came.
Laird cursed with a hopeless fury. The wind caught his mouthings
and blew them away with the scudding sand, buried them under the
everlasting silence of the valley. His eyes traveled to his sneakboat.
It was invisible against the great pyramid—he'd taken that much
precaution, shoveling a low grave of sand over it—but, if they used
metal detectors that was valueless. He was fast, yes, but almost
unarmed; they could easily follow his trail down into the labyrinth
and locate the vault.
Lord if he had led them here—if his planning and striving had only
resulted in giving the enemy the weapon which would destroy Earth
—
His hand closed about the butt of his blaster. Silly weapon, stupid
popgun—what could he do?
Decision came. With a curse, he whirled and ran back into the
pyramid.
His flash lit the endless downward passages with a dim bobbing
radiance, and the shadows swept above and behind and marched
beside, the shadows of a million years closing in to smother him. His
boots slammed against the stone floor, thud-thud-thud—the echoes
caught the rhythm and rolled it boomingly ahead of him. A primitive
terror rose to drown his dismay; he was going down into the grave
of a thousand millennia, the grave of the gods, and it took all the
nerve he had to keep running and never look back. He didn't dare
look back.
Down and down and down, past this winding tunnel, along this
ramp, through this passageway into the guts of the planet. A man
could get lost here. A man could wander in the cold and the dark
and the echoes till he died. It had taken him weeks to find his way
into the great vault, and only the clues given by Murchison's reports
had made it possible at all. Now—
Joana Rostov was looking at him with an odd blend of hard suspicion
and half-frightened puzzlement. "There's something wrong about
you, Lieutenant," she said. "You don't behave like a man whose
project has just gone to smash. What was that helmet for?"
Daryesh shrugged. "Part of a control device," he said easily. "In my
excitement I failed to adjust it properly. No matter. There are plenty
of other machines here."
"What use to you?"
"Oh—all sorts of uses. For instance, that one over there is a
nucleonic disintegrator, and this is a shield projector, and—"
"You're lying. You can't know any more about this than we do."
"Shall I prove it?"
"Certainly not. Come back from there!"
Coldly, Daryesh estimated distances. He had all the superb
psychosomatic coordination of his race, the training evolved through
millions of years, but the sub-cellular components would be lacking
in this body. Still—he had to take the chance.
He launched himself against the Janyard who stood beside him. One
hand chopped into the man's larynx, the other grabbed him by the
tunic and threw him into the man beyond. In the same movement,
Daryesh stepped over the falling bodies, picked up the machine rifle
which one had dropped, and slammed over the switch of the
magnetic shield projector with its long barrel.
Guns blazed in the dimness. Bullets exploded into molten spray as
they hit that fantastic magnetic field. Daryesh, behind it, raced
through the door and out the tunnel.
They'd be after him in seconds, but this was a strong longlegged
body and he was getting the feel of it. He ran easily, breathing in
coordination with every movement, conserving his strength. He
couldn't master control of the involuntary functions yet, the nervous
system was too different, but he could last for a long while at this
pace.
He ducked into a remembered side passage. A rifle spewed a rain of
slugs after him as someone came through the magnetic field. He
chuckled in the dark. Unless they had mapped every labyrinthine
twist and turn of the tunnels, or had life-energy detectors, they'd
never dare trail him. They'd get lost and wander in here till they
starved.
Still, that woman had a brain. She'd guess he was making for the
surface and the boats, and try to cut him off. It would be a near
thing. He settled down to running.
It was long and black and hollow here, cold with age. The air was
dry and dusty, little moisture could be left on Vwyrdda. How long has
it been? How long has it been?
It was a small black thing that hummed and glowed on the desk
between them. He put the metal cap on his head, and took the
knobs in his hands, and waited while she adjusted the controls.
From Laird's memories, he recalled the principle of the thing, the
measurement of activity in separate brain-centers, the precise
detection of the slight extra energy needed in the higher cerebral
cortex to invent a falsehood.
"I have to calibrate," she said, "Make up something I know to be a
lie."
"New Egypt has rings," he smiled, "which are made of Limburger
cheese. However, the main body of the planet is a delicious
Camembert—"
"That will do. Now repeat your previous statements."
Relax, Laird, damn it—blank yourself! I can't control this thing with
you interfering.
He told his story again in a firm voice, and meanwhile he was
working within the brain of Laird, getting the feel of it, applying the
lessons of nerve control which had been part of his Vwyrddan
education. It should certainly be possible to fool a simple electronic
gadget, to heighten activity in all centers to such an extent that the
added effort of his creative cells could not be spotted.
He went on without hesitation, wondering if the flickering needles
would betray him and if her gun would spit death into his heart in
the next moment: "Naturally, Laird's personality was completely lost,
its fixed patterns obliterated by the superimposition of my own. I
have his memories, but otherwise I am Daryesh of Vwyrdda, at your
service."
She bit her lip. "What service! You shot four of my men."
"Consider my situation, woman. I came into instantaneous
existence. I remember sitting in the laboratory under the scanner, a
slight dizziness, and then immediately I was in an alien body. Its
nervous system was stunned by the shock of my entry, I couldn't
think clearly. All I had to go on was Laird's remembered conviction
that these were deadly foes surrounding me, murderous creatures
bent on killing me and wiping out my planet. I acted half-
instinctively. Also, I wanted, in my own personality, to be a free
agent, to get away and think this out for myself. So I did. I regret
the death of your men, but I think they will be amply compensated
for."
"H'm—you surrendered when we all but had you anyway."
"Yes, of course, but I had about decided to do so in all events." Her
eyes never lifted from the dials that wavered life or death. "I was,
after all, in your territory, with little or no hope of getting clear, and
you were the winning side of this war, which meant nothing to me
emotionally. Insofar as I have any convictions in this matter, it is that
the human race will best be served by a Janyard victory. History has
shown that when the frontier cultures—which the old empire calls
barbaric but which are actually new and better adapted civilizations
—when they win out over the older and more conservative nations,
the result is a synthesis and a period of unusual achievement."
He saw her visibly relaxing, and inwardly he smiled. It was so easy,
so easy. They were such children in this later age. All he had to do
was hand her a smooth lie which fitted in with the propaganda that
had been her mental environment from birth, and she could not
seriously think of him as an enemy.
The blue gaze lifted to his, and the lips were parted. "You will help
us?" she whispered.
Daryesh nodded. "I know the principles and construction and use of
those engines, and in truth there is in them the force that molds
planets. Your scientists would never work out the half of all that
there is to be found. I will show you the proper operation of them
all." He shrugged. "Naturally, I will expect commensurate rewards.
But even altruistically speaking, this is the best thing I can do. Those
energies should remain under the direction of one who understands
them, and not be misused in ignorance. That could lead to
unimaginable catastrophes."
Suddenly she picked up her gun and shoved it back into its holster.
She stood up, smiling, and held out her hand.
He shook it vigorously, and then bent over and kissed it. When he
looked up, she stood uncertain, half afraid and half glad.
It's not fair! protested Laird. The poor girl has never known anything
of this sort. She's never heard of coquetry. To her love isn't a game,
it's something mysterious and earnest and decent—
I told you to shut up, answered Daryesh coldly. Look, man, even if
we do have an official safe-conduct, this is still a ship full of watchful
hostility. We have to consolidate our position by every means at
hand. Now relax and enjoy this.
He walked around the desk and took her hands again. "You know,"
he said, and the crooked smile on his mouth reminded him that this
was more than half a truth, "you make me think of the woman I
loved, a million years ago on Vwyrdda."
She shrank back a little. "I can't get over it," she whispered. "You—
you're old, and you don't belong to this cycle of time at all, and what
you must think and know makes me feel like a child—Daryesh, it
frightens me."
"Don't let it, Joana," he said gently. "My mind is young, and very
lonely." He put a wistfulness in his voice. "Joana, I need someone to
talk to. You can't imagine what it is to wake up a million years after
all your world is dead, more alone than—oh, let me come in once in
awhile and talk to you, as one friend to another. Let's forget time
and death and loneliness. I need someone like you."
She lowered her eyes, and said with a stubborn honesty, "I think
that would be good too, Daryesh. A ship's captain doesn't have
friends, you know. They put me in this service because I had the
aptitude, and that's really all I've ever had. Oh, comets!" She forced
a laugh. "To space with all that self-pity. Certainly you may come in
whenever you like. I hope it'll be often."
They talked for quite a while longer, and when he kissed her
goodnight it was the most natural thing in the universe. He walked
to his bunk—transferred from the brig to a tiny unused compartment
—with his mind in pleasant haze.
Lying in the dark, he began the silent argument with Laird anew.
"Now what?" demanded the Solarian.
"We play it slow and easy," said Daryesh patiently—as if the fool
couldn't read it directly in their common brain. "We watch our
chance, but don't act for a while yet. Under the pretext of rigging
the energy projectors for action, we'll arrange a setup which can
destroy the ship at the flick of a switch. They won't know it. They
haven't an inkling about subspatial flows. Then, when an opportunity
to escape offers itself, we throw that switch and get away and try to
return to Sol. With my knowledge of Vwyrddan science, we can turn
the tide of the war. It's risky—sure—but it's the only chance I see.
And for Heaven's sake let me handle matters. You're supposed to be
dead."
"And what happens when we finally settle this business? How can I
get rid of you?"
"Frankly, I don't see any way to do it. Our patterns have become too
entangled. The scanners necessarily work on the whole nervous
system. We'll just have to learn to live together." Persuasively: "It
will be to your own advantage. Think, man! We can do as we choose
with Sol. With the Galaxy. And I'll set up a life-tank and make us a
new body to which we'll transfer the pattern, a body with all the
intelligence and abilities of a Vwyrddan, and I'll immortalize it. Man,
you'll never die!"
It wasn't too happy a prospect, thought Laird skeptically. His own
chances of dominating that combination were small. In time, his own
personality might be completely absorbed by Daryesh's greater one.
Of course—a psychiatrist—narcosis, hypnosis—
"No, you don't!" said Daryesh grimly. "I'm just as fond of my own
individuality as you are."
The mouth which was theirs twisted wryly in the dark. "Guess we'll
just have to learn to love each other," thought Laird.
The body dropped into slumber. Presently Laird's cells were asleep,
his personality faded into a shadowland of dreams. Daryesh
remained awake a while longer. Sleep—waste of time—the
Immortals had never been plagued by fatigue—
He chuckled to himself. What a web of lies and counterlies he had
woven. If Joana and Laird both knew—
The mind is an intricate thing. It can conceal facts from itself, make
itself forget that which is painful to remember, persuade its own
higher components of whatever the subconscious deems right.
Rationalization, schizophrenia, autohypnosis, they are but pale
indications of the self-deception which the brain practices. And the
training of the Immortals included full neural coordination; they
could consciously utilize the powers latent in themselves. They could
by an act of conscious will stop the heart, or block off pain, or split
their own personalities.
Daryesh had known his ego would be fighting whatever host it
found, and he had made preparations before he was scanned. Only
a part of his mind was in full contact with Laird's. Another section,
split off from the main stream of consciousness by deliberate and
controlled schizophrenia, was thinking its own thoughts and making
its own plans. Self-hypnotized, he automatically reunited his ego at
such times as Laird was not aware, otherwise there was only
subconscious contact. In effect a private compartment of his mind,
inaccessible to the Solarian, was making its own plans.
That destructive switch would have to be installed to satisfy Laird's
waking personality, he thought. But it would never be thrown. For he
had been telling Joana that much of the truth—his own advantage
lay with the Janyards, and he meant to see them through to final
victory.
It would be simple enough to get rid of Laird temporarily. Persuade
him that for some reason it was advisable to get dead drunk.
Daryesh's more controlled ego would remain conscious after Laird's
had passed out. Then he could make all arrangements with Joana,
who by that time should be ready to do whatever he wanted.
Psychiatry—yes, Laird's brief idea had been the right one. The
methods of treating schizophrenia could, with some modifications,
be applied to suppressing Daryesh's extra personality. He'd blank out
that Solarian ... permanently.
And after that would come his undying new body, and centuries and
millennia in which he could do what he wanted with this young
civilization.
The demon exorcising the man—He grinned drowsily. Presently he
slept.
The ship drove through a night of stars and distance. Time was
meaningless, was the position of the hands on a clock, was the
succession of sleeps and meals, was the slow shift in the
constellations as they gulped the light-years.
On and on, the mighty drone of the second-order drive filling their
bones and their days, the round of work and food and sleep and
Joana. Laird wondered if it would ever end. He wondered if he might
not be the Flying Dutchman, outward bound for eternity, locked in
his own skull with the thing that had possessed him. At such times
the only comfort was in Joana's arms. He drew of the wild young
strength of her, and he and Daryesh were one. But afterward—
We're going to join the Grand Fleet. You heard her, Daryesh. She's
making a triumphal pilgrimage to the gathered power of Janya,
bringing the invincible weapons of Vwyrdda to her admiral.
Why not? She's young and ambitious, she wants glory as much as
you do. What of it?
We have to escape before she gets there. We have to steal a lifeboat
and destroy this ship and all in it soon.
All in it? Joana Rostov, too?
Damn it, we'll kidnap her or something. You know I'm in love with
the girl, you devil. But it's a matter of all Earth. This one cruiser has
enough stuff in it now to wreck a planet. I have parents, brothers,
friends—a civilization. We've got to act!
All right, all right, Laird. But take it easy. We have to get the energy
devices installed first. We'll have to give them enough of a
demonstration to allay their suspicions. Joana's the only one aboard
here who trusts us. None of her officers do.
The body and the double mind labored as the slow days passed,
directing Janyard technicians who could not understand what it was
they built. Laird, drawing on Daryesh's memories, knew what a giant
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