Second paste
Second paste
Marko Milanovic
European Journal of International Law, Volume 23, Issue 1, 1 February 2012, Pages 121–139,
https://doi.org/10.1093/ejil/chr102
Published: 01 February 2012
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Abstract
The article analyses the European Court of Human Rights’ recent judgments in Al-Skeini v.
United Kingdom and Al-Jedda v. United Kingdom. The former is set to become the leading
Strasbourg authority on the extraterritorial application of the ECHR; the latter presents
significant developments with regard to issues such as the dual attribution of conduct to states
and to international organizations, norm conflict, the relationship between the ECHR and
general international law, and the ability or inability of UN Security Council decisions to displace
human rights treaties by virtue of Article 103 of the UN Charter. The article critically examines
the reasoning behind the two judgments, as well as their broad policy implications regarding
ECHR member state action abroad and their implementation of various Security Council
measures.
As we will see, in both cases the UK government lost rather badly. But the two judgments repay
deeper study, not because of their human rights-friendly result, but on account of the Court’s
reasoning, its attempts to place its approach to some of these issues on firmer doctrinal
foundations, and the broad policy implications that the two judgments will have with regard to
ECHR member state action abroad and the members’ implementation of various Security
Council measures. The judgments also directly affect a number of other cases pending either in
Strasbourg or before national courts. To address these issues I will provide some background to
the two cases and deal with each judgment in turn.
The relationship between these two strands of the case law has never been clear, as the
question of extraterritoriality was never approached in a methodical way, and a number of
deviations from the two models stood in between them. Even what little clarity existed was
blown away by the Grand Chamber’s decision in Bankovic, holding that individuals killed outside
an area under the effective overall control of a state by missiles or bombs fired from an aircraft
were not within the state’s jurisdiction, and that such control generally requires troops on the
ground; control over airspace and a ‘mere’ power to kill were insufficient to create a jurisdictional
link. The Court held that Convention rights could not be ‘divided and tailored’ with respect to the
circumstances; either all of them applied or none of them applied. In doing so, the Court
basically ignored the personal model/authority and control over individuals line of cases, which it
did not even discuss,10 probably on the basis that it was unable to come up with a non-arbitrary
limitation on the personal model – ultimately, any state act capable of violating a person’s
human rights would seem to amount to an exercise of ‘authority and control’ over that
individual.11 However, the necessary implication of its ruling was that the power to kill alone
could not constitute ‘authority and control’.
The Court has been much criticized for Bankovic, and rightly so.12 The most fundamental
problem with the decision was not the end result, but the Court’s reasoning, in particular its
holding that extraterritorial application of the ECHR supposedly has to be justified by reference
to general international law, and its conflation of the concept of state ‘jurisdiction’ in Article 1
ECHR with that of state jurisdiction to prescribe and enforce its domestic law.13 But it was not
really the Court’s failure to distinguish between the different meanings and concepts of
‘jurisdiction’ that produced Bankovic. Rather, Bankovic was the result of the Court’s less than
transparent weighing of competing policy considerations, and its ultimate desire to come up with
a superficial, legalistic rationale that would justify making the extraterritorial application of the
ECHR exceptional. Deciding the case in late 2001, in the immediate wake of 9/11, the Court
was understandably torn between considerations of universality and effectiveness.14 On one
hand, it wanted to be as protective as it could of human rights, based in universalist notions of
human dignity. On the other, it thought that deciding in favour of the applicants would open the
floodgates and involve it in assessing all uses of force by European states – a task it was
institutionally unsuited for, lacked the necessary evidence, and lacked the competence in other
relevant bodies of law, such as IHL, properly to do.15 It could not, it would not find itself the
ultimate arbiter of all European overseas adventures. It would not fetter these states with
unrealistically stringent ECHR standards developed mainly in and for peacetime (as, e.g., with
Article 2 ECHR). It would not dilute these standards developed in and for Europe on a gamble
that few, if any, non-Europeans would benefit from them. And so, thought the Court, why not
simply say that the Convention does not apply at all?
But, as the years went by, the stringency of Bankovic started to look less and less appealing. In
Issa v. Turkey,16 a Chamber of the Court allowed for the application of both the spatial and the
personal models of jurisdiction to a Turkish incursion in northern Iraq,17 relying on a decision of
the Human Rights Committee that the Bankovic Grand Chamber had discounted.18 In Pad and
others v. Turkey,19 the applicants were Iranian nationals living close to the Turkish border. They
were killed by a Turkish helicopter, when Turkey claimed they attempted to cross the border
illegally. Though it was undisputed that they were killed by Turkish forces, it was disputed
whether the killing took place on the Turkish or on the Iranian side of the border. Applying Issa,
the Chamber held them to have been within Turkey’s jurisdiction under the personal model,
regardless of on which side of the border the deaths took place – the Court clearly thought that
it would have been entirely arbitrary for the application of the ECHR to hinge on the applicants’
location within a few hundred metres.20 This was, of course, in direct contradiction of Bankovic
– even the killing itself took place by missile fire from an aircraft! In Isaak and others v. Turkey21
the same Chamber declared admissible the complaint by a family of an individual beaten to
death by Turkish Cypriot police in northern Cyprus in a UN buffer zone, and therefore not in an
area over which Turkey had effective overall control under the Loizidou spatial model of
jurisdiction. In Isaak and in two similar cases22 the Court again felt that it would have been
manifestly arbitrary for the applicants to be unprotected by the ECHR, opting instead to rely on
the personal model, Bankovic notwithstanding. Other cases seemed to apply a version of the
spatial model in extremis, regarding ‘areas’ diminishing in size so much as to become mere
‘places’ or indeed man-made objects.23
And so, with the inconsistencies and uncertainties in the Court’s case law and its apparent
unease with the rigidity of Bankovic growing, the stage was set for Al-Skeini.
The case first went to the High Court,24 then to the Court of Appeal,25 and finally to the House
of Lords (now rebranded as the UK Supreme Court).26 All of the UK courts opted to dismiss the
cases of the five applicants killed on patrol on the preliminary grounds of lack of UK jurisdiction,
and consequent lack of extraterritorial application of the ECHR, yet found the sixth applicant,
Baha Mousa, to have been within the UK’s jurisdiction. They did so on different grounds. While
the Court of Appeal thought that the personal model of jurisdiction best suited the case and
covered the sixth applicant, the High Court and the House of Lords considered that Bankovic
precluded the application of the personal model and opted for a variant of the spatial model. For
reasons of space I will not examine the reasoning of the lower courts in detail, but will confine
myself to the judgment of the Law Lords, which could be summarized as follows:
(1) The spatial model of jurisdiction does not apply outside the espace juridique of the ECHR –
a concept introduced but not explained by the European Court in Bankovic, designating the
combined territories of ECHR member states.27 In other words, though, say, in Loizidou Turkey
had ECHR obligations to the people of Northern Cyprus because it exercised effective overall
control over that area, this was so only because Cyprus was an ECHR state party. According to
their Lordships, that reasoning did not extend to the UK in Iraq, because the ECHR is a regional
instrument, the imposition of which in Iraq would amount to ‘human rights imperialism’.28
(2) Even if the spatial model did apply in principle, as a matter of fact the UK did not have
effective overall control over Basra, despite being the occupying power in Southern Iraq, since
the strength of the insurgency and the low level of its forces there rendered it factually unable to
guarantee ECHR rights, and these rights were per Bankovic an all-or-nothing package that
could not be divided and tailored.29
(3) Whatever the validity of the personal model of jurisdiction in Strasbourg’s conflicting case
law, Bankovic was clear on the point that a mere killing would not suffice for it to engage.
Therefore, the first five applicants were not within the UK’s jurisdiction.
(4) However, the sixth applicant, who was detained in a UK facility and killed there, was in fact
within the UK’s jurisdiction, because a military prison has a special status in international law
akin to that of an embassy.30 The government conceded that jurisdiction attached on this basis.
On point (1), their Lordships’ reasoning on the spatial model and the espace juridique point has
been heavily and rightly criticized.31 Technically, the House of Lords put the espace juridique
concept to a much more radical use that the European Court did in Bankovic. Moreover Issa at
least was directly contrary to the proposition that the spatial model can apply only within
‘Europe’. More fundamentally, if universality truly is the foundation of human rights, why should
it matter for the purpose of its extraterritorial application that the ECHR is a regional treaty?
Jurisdiction either means control of a territory or it does not, and people either are within the
state’s jurisdiction or they are not.
On point (2), the issue of whether the belligerent occupation threshold of effective control and
the human rights jurisdiction threshold of effective overall control is a complex one, on which
reasonable people can disagree.32 The threshold should in either case be met only when the
obligations imposed could be realistically complied with. In that regard, the English courts have
in my view underestimated the flexibility inherent in the positive obligation to secure human
rights under Article 1 ECHR, which requires states to do only what they reasonably can, and
have thus exaggerated the adverse implications that considering the two thresholds to be the
same could potentially have.33
On point (3), it is fair to say that Bankovic did preclude the application of the personal model to
the first five applicants – but that does not make it any less wrongly decided.
But how are we then to explain the fact that the sixth applicant was within the UK’s jurisdiction?
The justification given by the House of Lords – that a military prison is analogous to an embassy
– to my mind simply defies common sense. A prison is in no meaningful way like an embassy,
as I imagine any prisoner would be able to attest to, if we, say, invited him to a cocktail party at
an appropriate location in Belgravia. It most certainly does not have any ‘special status’ in
international law.34 The only thing common to a prison and an embassy is that they both
operate on the basis of the territorial state’s consent. But if this were the reason why the
extraterritorial state’s jurisdiction were to exist, not only is there no justification given for why this
would be so – one would imagine that non-consensual interventions would generally be more
likely to affect the human rights of the population – but consent can be given to many things, like
the presence of foreign forces in general.35
What in my view explains the result of Al-Skeini is not the intricacies of the concept of
jurisdiction in Article 1 ECHR, real or imagined, but again the tensions in the policy
considerations underpinning the law. On the one hand, like the ECtHR in Bankovic, the House
of Lords in Al-Skeini did not want to open the floodgates of litigation by considering every
individual against whom force was used as falling under the protection of the Convention. They
did not want to micromanage the use of force in the field, especially when some of the killings in
question may even have been justified. On the other hand, however, nothing could have
justified the mistreatment and killing of a defenceless prisoner. Baha Mousa simply had to be
protected – and this is where the prison somehow became analogous to an embassy.
This is, in a nutshell, what the House of Lords had to say on Al-Skeini. The applicants then
understandably decided to pursue the case in Strasbourg. With the ruling of the Lords as it was,
the ECtHR had before it a veritable menu of options with a number of issues that it could either
explore or completely avoid. Let us now finally see what it actually did.
The Court first outlined the two main strands of the case law, one based on a personal and the
other on a spatial notion of jurisdiction. It dealt with the former under the heading ‘state agent
authority and control’, and said that:
the Court has recognised the exercise of extra-territorial jurisdiction by a Contracting State
when, through the consent, invitation or acquiescence of the Government of that territory, it
exercises all or some of the public powers normally to be exercised by that Government
(Banković, cited above, § 71). Thus where, in accordance with custom, treaty or other
agreement, authorities of the Contracting State carry out executive or judicial functions on the
territory of another State, the Contracting State may be responsible for breaches of the
Convention thereby incurred, as long as the acts in question are attributable to it rather than to
the territorial State.37
Note the Bankovic reference to ‘public powers’, which prove to be key later in the judgment, but
which the Court actually (purposefully) misplaces. That paragraph of Bankovic was not about
jurisdiction as authority and control over individuals (personal model), but about jurisdiction as
effective control over territory (spatial model), and even in that context it was unclear what the
Court had meant by this reference to ‘public powers’.38 Again, we will see in a moment why this
shift from the spatial to the personal model matters. The Court then continued by saying that:
In addition, the Court’s case-law demonstrates that, in certain circumstances, the use of force
by a State’s agents operating outside its territory may bring the individual thereby brought under
the control of the State’s authorities into the State’s Article 1 jurisdiction. This principle has been
applied where an individual is taken into the custody of State agents abroad [citing Öcalan, Issa,
Al-Saadoon and Medvedyev]. The Court does not consider that jurisdiction in the above cases
arose solely from the control exercised by the Contracting State over the buildings, aircraft or
ship in which the individuals were held. What is decisive in such cases is the exercise of
physical power and control over the person in question.
It is clear that, whenever the State through its agents exercises control and authority over an
individual, and thus jurisdiction, the State is under an obligation under Article 1 to secure to that
individual the rights and freedoms under Section 1 of the Convention that are relevant to the
situation of that individual. In this sense, therefore, the Convention rights can be “divided and
tailored” (compare Banković, cited above, § 75).39
Note, first, how the Court rightly says that the cases it cites were not (solely!) about control over
ships, aircraft, or places – the spatial model of jurisdiction in extremis, applied to ever
decreasing ‘areas’. The word ‘solely’ of course leaves open the possibility of applying the spatial
model in such circumstances.40 Rather, the cases were about jurisdiction in personal terms, as
the ‘exercise of physical power and control over the person in question’. So far so good. But the
question that immediately arises is whether there should be any reason, or indeed whether
there is any non-arbitrary way, to limit this personal conception of jurisdiction, for example to
physical custody.41 Is it not true that having the power to kill a person, whether through a drone
or from a rifle, is very much an exercise of ‘physical power’ over that individual? Does that not
flatly contradict the Bankovic holding that a ‘mere’ power to kill cannot equal jurisdiction? The
UK courts in Al-Skeini certainly (and rightly) thought so. Note also how the Court’s express
allowance for dividing and tailoring Convention rights is in fact completely contradictory to
paragraph 75 of Bankovic which the Court somewhat cheekily asks as to ‘compare’ its holding
to (viz. ‘the wording of Article 1 does not provide any support for the applicants’ suggestion that
the positive obligation in Article 1 to secure “the rights and freedoms defined in Section I of this
Convention” can be divided and tailored in accordance with the particular circumstances of the
extra-territorial act in question’).
To put this in the strongest possible terms: this is as close as the ECtHR has come to overruling
Bankovic, and good riddance. Except, as we will see, the Court’s disavowal of Bankovic is
half-hearted at best. Its conceptual foundation – that the extraterritorial application of the ECHR
can only be exceptional and needs to be justified by reference to general international law –
remains.
The Court has emphasised that, where the territory of one Convention State is occupied by the
armed forces of another, the occupying State should in principle be held accountable under the
Convention for breaches of human rights within the occupied territory, because to hold
otherwise would be to deprive the population of that territory of the rights and freedoms hitherto
enjoyed and would result in a “vacuum” of protection within the “Convention legal space” (see
Loizidou (merits), cited above, §78; Banković, cited above, § 80). However, the importance of
establishing the occupying State’s jurisdiction in such cases does not imply, a contrario, that
jurisdiction under Article 1 of the Convention can never exist outside the territory covered by the
Council of Europe Member States. The Court has not in its case-law applied any such restriction
(see amongst other examples Öcalan, Issa, Al-Saadoon and Mufdhi, Medvedyev, all cited
above).43
After this ‘espace juridique’ is now rightly nothing more than a fishy French phrase, which is all
that it was in Bankovic anyway.44 Having thus overruled the House of Lords, one would have
expected the Court then to apply the spatial concept of jurisdiction to Basra, but that is not what
the Court in fact did. It completely avoided the question whether the UK had effective overall
control over Basra/Southern Iraq as a basis for Article 1 jurisdiction, and more particularly
whether that threshold was identical to, or indeed higher than, that for belligerent occupation, as
was held by the House of Lords in Al-Skeini. Rather, it noted that, as the occupying powers in
Iraq, the US and the UK obviously exercised elements of governmental authority, which it
established in very formal terms, by reference to Security Council resolutions and regulations of
the Coalition Provisional Authority in Iraq,45 and concluded as follows:
It can be seen, therefore, that following the removal from power of the Ba’ath regime and until
the accession of the Interim Government, the United Kingdom (together with the United States)
assumed in Iraq the exercise of some of the public powers normally to be exercised by a
sovereign government. In particular, the United Kingdom assumed authority and responsibility
for the maintenance of security in South East Iraq. In these exceptional circumstances, the
Court considers that the United Kingdom, through its soldiers engaged in security operations in
Basrah during the period in question, exercised authority and control over individuals killed in
the course of such security operations, so as to establish a jurisdictional link between the
deceased and the United Kingdom for the purposes of Article 1 of the Convention.
Against this background, the Court recalls that the deaths at issue in the present case occurred
during the relevant period: the fifth applicant’s son died on 8 May 2003; the first and fourth
applicants’ brothers died in August 2003; the sixth applicant’s son died in September 2003; and
the spouses of the second and third applicants died in November 2003. It is not disputed that
the deaths of the first, second, fourth, fifth and sixth applicants’ relatives were caused by the
acts of British soldiers during the course of or contiguous to security operations carried out by
British forces in various parts of Basrah City. It follows that in all these cases there was a
jurisdictional link for the purposes of Article 1 of the Convention between the United Kingdom
and the deceased. The third applicant’s wife was killed during an exchange of fire between a
patrol of British soldiers and unidentified gunmen and it is not known which side fired the fatal
bullet. The Court considers that, since the death occurred in the course of a United Kingdom
security operation, when British soldiers carried out a patrol in the vicinity of the applicant’s
home and joined in the fatal exchange of fire, there was a jurisdictional link between the United
Kingdom and this deceased also.46
As we can see, the Court applied a personal model of jurisdiction to the killing of all six
applicants, but it did so only exceptionally, because the UK exercised public powers in Iraq. But,
a contrario, had the UK not exercised such public powers, the personal model of jurisdiction
would not have applied. In other words, Bankovic is, according to the Court, still perfectly correct
in its result. While the ability to kill is ‘authority and control’ over the individual if the state has
public powers, killing is not authority and control if the state is merely firing missiles from an
aircraft. Under this reasoning, drone operations in Yemen or wherever would be just as
excluded from the purview of human rights treaties as under Bankovic.
In short, while the Al-Skeini judgment is good news, it is not all good news. Unlike the English
courts, the Grand Chamber thought that all of the six applicants were under the UK’s jurisdiction
conceived of in personal terms. But that reasoning extends only to situations where the state
using force exercises some kind of ‘public powers’, whatever these may be, in a rather bizarre
mix of the personal model with the spatial one. Bankovic-type killings would still be off the table,
and how all this is reconcilable with judgments like Issa or Pad v. Turkey is anyone’s guess. The
best news from an Article 1 standpoint is the affirmation in pretty clear terms that both the
personal and the spatial conceptions of jurisdiction can apply outside that unfortunate espace
juridique.
As for the merits of the Article 2 complaint, recall that the merits claim in Al-Skeini was not that
the killings were substantively unlawful, but that the UK failed to comply with its procedural
obligation to investigate the killings. Other than with Baha Mousa, even the UK government
essentially conceded that its investigative procedures in Iraq were not Article 2-compliant (e.g.,
because of the lack of institutional independence of the investigators from the military chain of
command). The Court thus found it fairly easy to establish a violation of the procedural
component of Article 2. But the Court also made a very useful contribution in that it showed
awareness that Article 2 could not be applied in Iraq in exactly the same way as it would be
applied in the UK in peacetime, because the conditions on the ground were so difficult. It was
prepared to interpret Article 2 flexibly, and not impose unrealistic burdens on the UK, but even
under that less rigid standard the UK was found to be in violation.47
D Implications
This judgment needs to be read very carefully by the legal advisors in all European foreign
ministries, particularly those which send their troops or agents abroad with some frequency.
Bearing in mind that there could be many, many people in a similar situation to those of the
applicants, the financial implications for the UK are by no means negligible.48 But it is also
important to note that the picture is not all rosy. While the Court’s approach to extraterritorial
application is now more expansive than in Bankovic and than the English courts allowed in
Al-Skeini, Bankovic has still not been overruled. For example, under Al-Skeini the current
bombing of Libya by a number of European states could not fall under Article 1 ECHR. Note
also how the limitation on the application of the personal conception of jurisdiction is entirely
arbitrary. Why is one killing under the scope of the ECHR and the other not, merely because the
state concerned exercises some vaguely framed ‘public powers’? Note also how the fact that
Al-Skeini was limited to the procedural component of Article 2 allowed the Court to say nothing
about how Article 2 would substantively apply in an occupation context, e.g., how the ECHR
would interact with IHL and its targeting rules.
In short, while the Grand Chamber’s Al-Skeini judgment clarified some matters, it raised at least
as many questions as it answered. At least the following issues remain unresolved or unclear:
(1) While Al-Skeini leaves unchanged the outcome of Bankovic, I wonder what the Court will do
when it has to decide the case brought against Russia by the family of Alexander Litvinenko,
assassinated in London in 2006 by radioactive poison, ostensibly at the orders of or with the
collusion of the Kremlin.49 Russia could hardly be said to have exercised ‘public powers’ on
British soil. And what of the Court’s judgments in Issa, Isaak, or Pad?
(2) Similarly, while an Osama Bin Laden-type targeted killing scenario seems to be out of the
picture under Al-Skeini, would that change if the territorial state gave its consent to the killing,
say if Pakistan had consented to the US military operation? To my mind consent or the
sovereignty of the territorial state more generally should be entirely irrelevant for the issue of
extraterritorial application, but the Court in Al-Skeini left this matter open.50
(3) And what of various extraterritorial complicity scenarios, say if a UK agent were to feed
questions to a coercive interrogation of a terrorist suspect in Pakistan? Would that person be
within the UK’s ‘authority and control’ and does the UK exercise some kind of ‘public
powers’?51
(4) The scope of positive obligations is likewise unclear. Would, for example, the UK have had
the positive obligation to protect the right to life of the applicants in Al-Skeini even from purely
private violence, as it would have on its own territory,52 and as it arguable would have under
the spatial conception of jurisdiction, i.e., if it had effective overall control over Basra? Similarly,
would it have had the procedural positive obligation to investigate if one of the killings was
purely private in nature, i.e., if there was no involvement by UK soldiers? Note how in pararaph
150 quoted above with respect to the third applicant the Court ‘consider[ed] that, since the death
occurred in the course of a United Kingdom security operation, when British soldiers carried out
a patrol in the vicinity of the applicant’s home and joined in the fatal exchange of fire, there was
a jurisdictional link between the United Kingdom and this deceased also’. A contrario, had the
death not happened in the course of a UK military operation, the UK would have had no
obligation to investigate. It is unclear whether this conclusion flows only from the fact the
applicants were within the UK’s jurisdiction under the personal model, or whether the result
would have been different under the spatial model.53
(5) Similarly, it is unclear what the Court’s position would be in a reverse Al-Skeini scenario, as
in the Smith case decided by the UK Supreme Court,54 where at issue was whether a UK
soldier had rights vis-à-vis the UK.55 Would the UK’s exercise of ‘public powers’ mean that a
UK soldier was continuously under the UK’s jurisdiction on the basis of the personal model?
(6) Finally, when it comes to the spatial model of jurisdiction, as we have seen the Court has left
completely open the question whether the imposition of belligerent occupation necessarily
satisfies the Loizidou effective overall control of an area test, i.e., whether the two thresholds for
occupation and jurisdiction are one and the same.
As Al-Jedda was finding its way before UK courts under the Human Rights Act and then on to
Strasbourg there were a number of significant developments. First, the use of targeted
sanctions against suspected terrorists by the Security Council under resolutions 1267 and 1373
and the reliance by states on Article 103 to preclude any human rights-based challenge to these
sanctions provoked a wave of litigation. Most famously, in Kadi the European Court of Justice
held that guarantees of fundamental rights under EU law could not be displaced by Security
Council resolutions, as EU law constituted an independent legal order that international law
could penetrate only on the EU’s own terms.60 Secondly, the ECtHR decided the Behrami and
Saramati case,61 which in many ways mirrored Al-Jedda. Specifically, Mr Saramati was
detained by international forces in Kosovo (KFOR) on preventive grounds, on the basis of
purported detention authority in Security Council resolution 1244, which was argued to prevail
over Article 5 ECHR. In its decision, however, the Court did not reach the Article 103 issue,
holding instead that the actions of KFOR troops were not attributable to individual troop
contributing states, but to the UN, as by authorizing the military mission in Kosovo the UN
Security Council supposedly exercised ‘ultimate authority and control’ over it. The Behrami
ruling was roundly criticized,62 again not merely for its end result, but for its numerous
methodological flaws and its failure either to apply or at least openly to disagree with the
effective control rule codified in then draft Article 5, and now draft Article 7, of the International
Law Commission’s (ILC) Draft Articles on the Responsibility of International Organizations
(DARIO), as finally adopted by the ILC on second reading on 3 June 2011.63 Indeed, the ILC
itself considered and explicitly rejected Behrami.64
Most importantly from a law of international responsibility standpoint, Behrami did not even
consider the possibility that attribution of conduct may be dual or even multiple, i.e., that the
same action or inaction can be attributable both to a member state or states and to an
international organization. Indeed, when it comes to troop contingents or other military assets
that states put at the disposal of international organizations, say in peacekeeping missions, the
default rule of attribution continues to apply: being organs of the state the conduct of the troops
will be attributable to the state, under Article 4 of the ILC Articles on State Responsibility. The
same conduct may also be attributable to an organization, but it requires more than mere
attribution to the organization for that conduct to cease being attributable to state, and this is the
scenario which the DARIO effective control criterion was meant to encapsulate.
Secondly, the Lords had to deal with Mr Al-Jedda’s argument that Article 103 was inapplicable,
since resolution 1546 merely authorized the UK to detain people considered to be security
threats, but did not oblige it to do so, while Article 103 accords pre-eminence only to obligations
under the Charter. Lord Bingham did not find that argument persuasive. He considered that both
state practice and academic opinion clearly favoured the applicability of Article 103 to Council
authorizations, because the importance of maintaining peace and security in the world could
scarcely be exaggerated, and since authorizations have effectively replaced the system of
collective security that was envisaged by the drafters.70
Thirdly, finding that there was indeed a norm conflict between resolution 1546 on one hand and
Article 5 ECHR on the other, Lord Bingham held that pursuant to Article 103 that conflict had to
be resolved in favour of the resolution, and that its prohibition of preventive detention was
accordingly displaced or qualified. However, Article 5 could be displaced only to the absolute
minimum necessary so that ‘the detainee’s rights under article 5 are not infringed to any greater
extent than is inherent in such detention’.71
As in Al-Skeini, the Court had before it a number of issues and as many options to tackle them.
First, on the attribution issue the Court perhaps did the most predictable thing by following the
House of Lords in distinguishing Behrami on the facts, saying that it ‘does not consider that, as
a result of the authorisation contained in Resolution 1511, the acts of soldiers within the
Multi-National Force became attributable to the United Nations or – more importantly, for the
purposes of this case – ceased to be attributable to the troop-contributing nations’.74 The is a
crucial development, as the Court now essentially admits the possibility of dual or multiple
attribution of the same conduct to the UN and to a state, a possibility that it did not entertain in
Behrami. The Court then continued by saying that:
It would appear from the opinion of Lord Bingham in the first set of proceedings brought by the
applicant that it was common ground between the parties before the House of Lords that the
test to be applied in order to establish attribution was that set out by the International Law
Commission, in Article 5 of its draft Articles on the Responsibility of International Organisations
and in its commentary thereon, namely that the conduct of an organ of a State placed at the
disposal of an international organisation should be attributable under international law to that
organisation if the organisation exercises effective control over that conduct (see paragraphs 18
and 56 above). For the reasons set out above, the Court considers that the United Nations
Security Council had neither effective control nor ultimate authority and control over the acts
and omissions of troops within the Multi-National Force and that the applicant’s detention was
not, therefore, attributable to the United Nations.75
Here the Court does not acknowledge in any way the overwhelming criticism that Behrami has
received, but is content to say that the situation in Iraq does not satisfy either the ILC’s or its
own test, without telling us which applies and why. While it was fairly predictable that the Court
would distinguish Behrami rather than apply it or overrule it, the Court’s evasiveness is still quite
troubling.
This brings us to the merits of the case: the apparent norm conflict between the ECHR and
resolution 1546 and the role of Article 103 of the Charter, on which the Court held as follows:
In its approach to the interpretation of Resolution 1546, the Court has reference to the
considerations set out in paragraph 76 above. In addition, the Court must have regard to the
purposes for which the United Nations was created. As well as the purpose of maintaining
international peace and security, set out in the first subparagraph of Article 1 of the United
Nations Charter, the third subparagraph provides that the United Nations was established to
“achieve international cooperation in … promoting and encouraging respect for human rights
and fundamental freedoms”. Article 24(2) of the Charter requires the Security Council, in
discharging its duties with respect to its primary responsibility for the maintenance of
international peace and security, to “act in accordance with the Purposes and Principles of the
United Nations”. Against this background, the Court considers that, in interpreting its
resolutions, there must be a presumption that the Security Council does not intend to impose
any obligation on Member States to breach fundamental principles of human rights. In the event
of any ambiguity in the terms of a Security Council Resolution, the Court must therefore choose
the interpretation which is most in harmony with the requirements of the Convention and which
avoids any conflict of obligations. In the light of the United Nations’ important role in promoting
and encouraging respect for human rights, it is to be expected that clear and explicit language
would be used were the Security Council to intend States to take particular measures which
would conflict with their obligations under international human rights law.76
This is an incredibly important development – the Court has laid down a clear statement rule for
interpreting SC resolutions that can go a long way in providing a meaningful human rights check
on the Security Council. Sir Nigel Rodley argued for precisely such an interpretative rule in his
separate opinion in the Sayadi case before the Human Rights Committee,77 while I have made
a similar argument, relying inter alia on domestic public law jurisprudence.78
Note how the interpretative presumption that the Court creates is very, very strong. Despite the
fact that the letters annexed to the resolution expressly referred to security internment,79 the
Court still did not find that the presumption was rebutted, because the resolution seemed to
leave internment as just one of a number of options that the states concerned could use,
because it also expressly referred to the need to comply with international human rights law,
and because the UN Secretary-General and his special representative in Iraq frequently
objected to the use of internment.80 Since Article 5 therefore continued to apply in full force, the
Court found that Mr. Al-Jedda was unlawfully detained.81
D Implications
An interpretative presumption, particularly one this strong, can prove to be a key tool for
securing human rights compliance with respect to UN SC decisions. Its main purpose is to foster
accountability. If the Council now truly wishes to release states from their human rights
obligations, it will have to do so through clear and unambiguous language – language that does
not get used very often in its chambers – and its members will have to take political
responsibility for their actions. But note also what the Court did not say. It did not at all examine
the fundamental question whether resolution 1546 could have prevailed over the ECHR even if
it did satisfy the presumption. Perhaps that argument can be taken as implicitly accepted, but I
think the Court’s silence speaks volumes; it is not easy for it to accept that the SC can displace
the ECHR, the ‘constitutional instrument of European public order’, of which it is the ultimate
guardian. The Court also did not address the issue of whether authorizations are capable of
being covered by Article 103.82 The Article 103 issue thus remains open for a sequel, whilst
bearing in mind the strong presumption that the Court has created. That sequel may come
sooner rather than later, say in the Nada v. Switzerland case currently pending before the
Court.83
4 Conclusion
In both cases the Court awarded substantial damages and costs; the financial and policy
implications of the two cases are immense – just consider the number of people detained, killed,
or otherwise affected in UK or multi-national operations in Iraq or Afghanistan.84 Despite its
flaws Al-Skeini will be of particular importance for those European states, such as the UK or
France, which engage in overseas military action with relative frequency. On the other hand,
Al-Jedda is likely to produce ripple effects in all situations involving SC sanctions that may have
an adverse impact on human rights, and we will soon see just how far the ECtHR – and other
European courts – will be prepared to take the Al-Jedda presumption.
Clearly, in both judgments the Court articulated some very important principles; these will be
leading cases on the various issues for many years to come. Importantly for their precedential
value, the Court was unanimous or near-unanimous in both cases. Whether the Court’s
reasoning is persuasive on all counts will undoubtedly be a matter of some controversy, but it is
fair to say that, at least in terms of legal craftsmanship and quality of analysis, the Al-Skeini and
Al-Jedda Court absorbed some lessons from Bankovic and Behrami. However, despite some
improvements the Court’s jurisprudence on the extraterritorial application of the ECHR still rests
on shaky ground; the Court’s incorporation into the personal model of jurisdiction of the
nebulous Bankovic reference to ‘public powers’ is particularly unfortunate, and the resulting
uncertainty will be likely to prove to be unsustainable in the long term.