DOC00 - Micromachined inertial sensors - 1998
DOC00 - Micromachined inertial sensors - 1998
NAVID YAZDI, FARROKH AYAZI, AND KHALIL NAJAFI, SENIOR MEMBER, IEEE
Invited Paper
This paper presents a review of silicon micromachined ac- industrial applications such as robotics and machine and
celerometers and gyroscopes. Following a brief introduction to vibration monitoring; in many other applications, such as
their operating principles and specifications, various device struc- tracking and monitoring mechanical shock and vibration
tures, fabrication technologies, device designs, packaging, and
interface electronics issues, along with the present status in the during transportation and handling of a variety of equipment
commercialization of micromachined inertial sensors, are dis- and goods; and in several military applications, including
cussed. Inertial sensors have seen a steady improvement in their impact and void detection and safing and arming in mis-
performance, and today, microaccelerometers can resolve acceler- siles and other ordnance. High-sensitivity accelerometers
ations in the micro-g range, while the performance of gyroscopes
has improved by a factor of 102 every two years during the past
are crucial components in self-contained navigation and
eight years. This impressive drive to higher performance, lower guidance systems, seismometry for oil exploration and
cost, greater functionality, higher levels of integration, and higher earthquake prediction, and microgravity measurements and
volume will continue as new fabrication, circuit, and packaging platform stabilization in space. The impact of low-cost,
techniques are developed to meet the ever increasing demand for small, high-performance, micromachined accelerometers in
inertial sensors.
these applications is not just limited to reducing overall
Keywords— Accelerometer, gyroscope, inertial sensors, micro- size, cost, and weight. It opens up new market opportunities
fabrication technologies, micromachined sensors, micromachin-
ing, rate sensor, silicon sensors. such as personal navigators for consumer applications, or
it enhances the overall accuracy and performance of the
systems by making formation of large arrays of devices
I. INTRODUCTION feasible.
Micromachined inertial sensors, consisting of accelerom- Micromachined gyroscopes for measuring rate or angle
eters and gyroscopes, are one of the most important types of rotation have also attracted a lot of attention during
of silicon-based sensors. Microaccelerometers alone have the past few years for several applications. They can
the second largest sales volume after pressure sensors, be used either as a low-cost miniature companion with
and it is believed that gyroscopes will soon be mass micromachined accelerometers to provide heading infor-
produced at similar volumes. The large volume demand mation for inertial navigation purposes or in other areas
for accelerometers is due to their automotive applications, [1], including automotive applications for ride stabilization
where they are used to activate safety systems, including air and rollover detection; some consumer electronic applica-
bags, to implement vehicle stability systems and electronic tions, such as video-camera stabilization, virtual reality,
suspension. However, the application of accelerometers and inertial mouse for computers; robotics applications;
covers a much broader spectrum where their small size and a wide range of military applications. Conventional
and low cost have even a larger impact. They are used in rotating wheel as well as precision fiber-optic and ring laser
biomedical applications for activity monitoring; in numer- gyroscopes are all too expensive and too large for use in
ous consumer applications, such as active stabilization of most emerging applications. Micromachining can shrink the
picture in camcorders, head-mounted displays and virtual sensor size by orders of magnitude, reduce the fabrication
reality, three-dimensional mouse, and sport equipment; in cost significantly, and allow the electronics to be integrated
on the same silicon chip.
Manuscript received March 9, 1998; revised April 29, 1998. The work This paper will review both micromachined accelerome-
at the University of Michigan on inertial sensors was supported by the ters and gyroscopes by providing an introduction to their ba-
Defense Advanced Research Project Agency under Contracts JFBI 92-
149 and DABT63-C-0111 and by the National Science Foundation under sic operation, reviewing different types of devices reported
NSF-NYI Grant ECS-925-7400. in the literature and their performance, discussing important
The authors are with the Center for Integrated Sensors and Circuits, issues in their design and operation, and presenting a
Department of Electrical Engineering and Computer Science, University
of Michigan, Ann Arbor, MI 48109-2122 USA. summary and conclusion along with a discussion on the
Publisher Item Identifier S 0018-9219(98)05106-8. future trends in this important category of micromachined
TNEA (3)
(b)
Fig. 6. (a) g z -axis microaccelerometer structure. (b) SEM of a fabricated device [26].
and fixed heater, and vice versa, can be fabricated [58]. 6) Other Devices: In addition to the aforementioned de-
Recently, a novel thermal accelerometer was reported that vice types, accelerometers also use many other princi-
does not have any moving mechanical parts. Its operation ples, including optical [60], [61], electromagnetic [62],
is based on free-convection heat transfer of a small hot and piezoelectric [63], [64]. The motivation for the de-
air bubble in a sealed chamber [59]. The device consists velopment of optical accelerometers has been combining
of a thermally isolated heater that forms a hot air bubble. optics and silicon micromachining to exploit advantages
The heat distribution of this bubble changes in the presence of both, as well as achieving miniature devices with very
of an acceleration and becomes asymmetric with respect high EMI noise immunity [60] or good linearity [61].
to the heater. This heat profile can be sensed by two The electromagnetic accelerometer reported in [62] utilizes
symmetrically placed temperature sensors and is a measure two coils, one on top of the proof mass and the other
of the acceleration. The initial prototypes achieved a 0.6 separated by an air gap at the bottom, where the proof-
mg sensitivity, and future devices are expected to achieve mass displacement changes the mutual inductance of the
sub- g performance [59]. two coils. By using a simple readout circuit with a 2.5
in the market has been the ADXL50 by Analog Devices, E. Challenges and Future Trends
which is a surface-micromachined, closed-loop, fully mono- Today, microaccelerometers, with low and medium sensi-
lithic accelerometer integrated with its interface circuitry tivities, are in large volume production with prices under $5.
[71]. This accelerometer has been mainly developed for This is a good indication that their technology is maturing
air-bag deployment and has a range of 50 g with 6.6 and that numerous challenges involved in their design
mg/ Hz noise floor and shock survivability of 2000 and mass production are resolved. Although a number of
g. Motorola has also been mass producing a capacitive high-precision accelerometers have been already developed
accelerometer for air-bag applications [84]. This sensor has [21]–[25], most are not evaluated completely as inertial
a range of 40 g, a sensitivity of 40 mV/g, and a peak grade yet, and they are expensive for several applica-
noise level of 15 mV in 400 Hz bandwidth, and utilizes tions and still need improvement to overcome long-term
a plastic dual in pin integrated circuit (IC) package to stability and temperature-sensitivity problems. Therefore,
reduce cost. Other companies, including Delco and Ford, the development of low-cost, inertial-grade accelerometers
mass produce accelerometers for automotive applications. with sub- g noise levels, good long-term stability, and
Fig. 8 shows Ford’s hybrid packaged accelerometer, which low temperature sensitivity still remains a challenge. The
consists of a sensor chip, fabricated using bulk silicon development of low-stress, low-drift packaging technolo-
micromachining, and a CMOS sigma–delta interface chip gies for inertial-grade devices without affecting device
[33]. This accelerometer is designed for automotive pas- performance and stability is also being pursued. A major
sive restraint systems, has a range of 50 to 30 g challenge is the interface circuit, where low-drift read-
with 400 Hz bandwidth, provides serial digital output out/control circuitry with high sensitivity, low noise level,
with sensitivity of 3 kHz/g, has a self-test feature, and and large dynamic range is needed. It is believed that
is available with a low-cost plastic surface mount device highly stable (inertial-grade) multiaxis devices with sub-
(SMD) package [74]. Endevco produces a large variety of g resolution and over 120 dB dynamic range in several
piezoelectric, piezoresistive, and capacitive accelerometers hundred hertz bandwidth will be developed in the near
with full-scale ranges from 2 to over 4000 g for a wide future.
range of applications, including impact and crash sensing
and vibration analysis [85]. In Europe, silicon accelerom-
III. MICROMACHINED GYROSCOPES
eters are in volume production by Bosch, and in Japan by
Denso.
CSEM in Europe has produced one of the first high- A. Operating Principles and Specifications
precision silicon microaccelerometers [21], [22], [24]. Almost all reported micromachined gyroscopes use vi-
These devices are capacitive bulk micromachined. One brating mechanical elements to sense rotation. They have
of the latest versions, MS6100, is targeted for low-power no rotating parts that require bearings, and hence they can
applications and achieves sub-mg resolution with a TCO be easily miniaturized and batch fabricated using micro-
of 50 g/ C and stability of 1 mg for a 2 g device with machining techniques. All vibratory gyroscopes are based
less than 0.5 mW power dissipation [86]. In the United on the transfer of energy between two vibration modes
States, some companies active in navigation and guidance, of a structure caused by Coriolis acceleration. Coriolis
such as Litton, have also been pursuing development of acceleration, named after the French scientist and engineer
g accelerometers [25]. G. G. de Coriolis (1792–1843), is an apparent acceleration
(a) (b)
Fig. 9. (a) The Coriolis effect. (b) Tuning-fork vibratory gyro- scale range of at least 50 /s and a resolution of about
scope. The tines are differentially driven to a fixed amplitude. 0.1 /s in a bandwidth of 50 Hz, all at a cost of $10–20
Coriolis force is detected either as differential bending of the
tuning-fork tines or as a torsional vibration of the tuning-fork stem. [89]. The operating temperature is in the range from 40
to 85 C. There are also several other applications that
require improved performance, including inertial naviga-
that arises in a rotating reference frame and is proportional
tion, guidance, robotics, and some consumer electronics.
to the rate of rotation. To understand the Coriolis effect,
Today, optical gyroscopes are the most accurate gyroscopes
imagine a particle traveling in space with a velocity vector
available in the market. Among these, ring laser gyroscopes
. An observer sitting on the -axis of the coordinate
have demonstrated inertial-grade performance, while fiber-
system, shown in Fig. 9(a), is watching this particle. If the
optic gyroscopes are mainly used in tactical-grade applica-
coordinate system along with the observer starts rotating
tions. Delco’s hemispherical resonator gyroscope (HRG)
around the -axis with an angular velocity , the observer
is a vibratory gyroscope that has achieved impressive
thinks that the particle is changing its trajectory toward the
inertial-grade performance [90]. Although highly accurate,
-axis with an acceleration equal to . Although no
these devices are too expensive and bulky for many low-
real force has been exerted on the particle, to an observer,
cost applications. Achieving “tactical- and inertial-grade”
attached to the rotating reference frame an apparent force
performance levels has proven to be a tough challenge
has resulted that is directly proportional to the rate of rota-
for micromachined gyroscopes, and new technologies and
tion. This effect is the basic operating principle underlying
approaches are being developed. Because of their greater
all vibratory structure gyroscopes.
compatibility with batch fabrication technologies, this paper
Resolution, drift, zero-rate output (ZRO), and scale factor
will only review silicon micromachined vibratory gyro-
are important factors that determine the performance of a
scopes.
gyroscope. In the absence of rotation, the output signal
of a gyroscope is a random function that is the sum of
white noise and a slowly varying function [87]. The white B. Review of Micromachined Vibratory Gyroscopes
noise defines the resolution of the sensor and is expressed A number of vibratory gyroscopes have been demon-
in terms of the standard deviation of equivalent rotation strated, including tuning forks [91]–[94], vibrating beams
rate per square root of bandwidth of detection [( /s)/ Hz [95], and vibrating shells [89]. Tuning forks are a clas-
or ( /h)/ Hz]. The so-called “angle random walk” in h sical example of vibratory gyroscopes. The tuning fork,
may be used instead. The peak-to-peak value of the slowly as illustrated in Fig. 9(b), consists of two tines that are
varying function defines the short- or long-term drift of the connected to a junction bar. In operation, the tines are
gyroscope and is usually expressed in /s or /h [87]. Scale differentially resonated to a fixed amplitude, and when
factor is defined as the amount of change in the output rotated, Coriolis force causes a differential sinusoidal force
signal per unit change of rotation rate and is expressed in to develop on the individual tines, orthogonal to the main
V/( /s). Last, an important factor for any gyroscope that is vibration. This force is detected either as differential bend-
primarily defined by device imbalances is the ZRO, which ing of the tuning fork tines or as a torsional vibration
represents the output of the device in the absence of a of the tuning fork stem. The actuation mechanisms used
rotation rate. for driving the vibrating structure into resonance are pri-
In general, gyroscopes can be classified into three differ- marily electrostatic, electromagnetic, or piezoelectric. To
ent categories based on their performance: inertial-grade, sense the Coriolis-induced vibrations in the second mode,
tactical-grade, and rate-grade devices. Table 2 summarizes capacitive, piezoresistive, or piezoelectric detection mech-
the requirements for each of these categories [87], [88]. anisms can be used. Optical detection is also feasible,
Over the past few years, much of the effort in developing but it is too expensive to implement. In general, silicon
micromachined silicon gyroscopes has concentrated on micromachining processes for fabrication of vibratory gy-
“rate-grade” devices, primarily because of their use in roscopes fall into one of four categories: 1) silicon bulk
automotive applications. This application requires a full- micromachining and wafer bonding; 2) polysilicon surface
micromachining; 3) metal electroforming and LIGA; and 4) which is capacitively monitored. Fig. 11 shows an SEM
combined bulk-surface micromachining or so-called mixed view of the device with a perforated mass to minimize
processes. damping. The in-plane motion of the structure is lightly
Piezoelectric vibratory gyroscopes were demonstrated in damped by air, while out-of-plane motion is strongly
the early 1980’s. Examples of these devices are fused- damped due to squeeze film effects. Therefore, for out-
quartz HRG by Delco [90], quartz tuning forks [96] like of-plane modes, rises rapidly as pressure is reduced, in
the Quartz Rate Sensor by Systron Donner [97], [98], and contrast to the in-plane , which shows a small increase
a piezoelectric vibrating disc gyro [99]. Although quartz as the pressure drops. At pressures of 100 mTorr, a
vibratory gyroscopes can yield very high quality factors of 40 000 was observed for the drive mode and 5000 for
at atmospheric pressure with improved level of perfor- the sense mode. The silicon-on-glass technology used in
mance, their batch processing is not compatible with IC this device has the advantage of low stray capacitance.
fabrication technology. In the late 1980’s, after successful The noise equivalent rate observed by this structure was
demonstration of batch-fabricated silicon accelerometers, 470 /h in a 60 Hz bandwidth, equivalent to 0.02 /s in a 1
some efforts were initiated to replace quartz with silicon Hz bandwidth or angle random walk of 0.72 h [103].
in micromachined vibratory gyroscopes. The Charles Stark The scale-factor accuracy was better than 0.1%, and bias
Draper Laboratory demonstrated one of the first batch- stability was 55 /h overnight. The projected performance
fabricated silicon micromachined rate gyroscopes in 1991. was 10–100 /h for bias stability and resolution in a 60 Hz
This bulk silicon device was a double gimbal vibratory bandwidth.
gyroscope supported by torsional flexures, with the vibrat- If the sense and drive resonant modes of a tuning fork
ing mechanical element made from p silicon [100]. have equal frequencies, the output signal will be amplified
As illustrated in Fig. 10, the outer gimbal was electro- by the quality factor of the sense mode, resulting in
statically driven at a constant amplitude using the drive much higher sensitivity. However, this involves extreme
electrodes, and this oscillatory motion was transferred to control of device dimensions and may lead to temperature
the inner gimbal along the stiff axis of the inner flex- drift problems if these natural frequencies do not track
ures. When exposed to a rotation normal to the plane with temperature. Because of these difficulties, most tuning-
of the device, Coriolis force causes the inner gimbal to fork designs are not based on matched vibration mode
oscillate about its weak axis with a frequency equal to frequencies.
the drive frequency. Therefore, maximum resolution is Other tuning-fork designs have used electromagnetic
obtained when the outer gimbal is driven at the resonant excitation to obtain a large amplitude of motion [92],
frequency of the inner gimbal, causing the sensitivity to [93], [104]. Bosch’s silicon yaw rate sensor [93] achieves
be amplified by the mechanical quality factor of the sense vibration amplitudes as large as 50 m using a permanent
resonance mode of the structure. A rotation rate resolution magnet mounted inside a metal package. This device was
of 4 /s in a 1 Hz bandwidth was realized using this fabricated through a combination of bulk- and surface-
structure. micromachining processes, and it consists of two bulk-
Later in 1993, Draper reported an improved 1 mm micromachined oscillating masses, each of which supports
silicon-on-glass tuning fork gyroscope [91] fabricated two surface-micromachined accelerometers for detection of
through the dissolved wafer process [101]. This gyroscope Coriolis force. The sensor chip is anodically bonded to a
was electrostatically vibrated in its plane using a set supporting glass wafer and is covered by another silicon
of interdigitated comb drives [102] to achieve a large cap wafer. Operating at atmospheric pressure, the device
amplitude of motion (10 m). Any rotation in the plane has shown a resolution of 0.3 /s in a 100 Hz bandwidth,
of the substrate perpendicular to the drive mode will then thanks to its large amplitude of vibration. Although such
excite the out-of-plane rocking mode of the structure, a large amplitude of oscillation (50 m) can increase the
degrade the resolution. Later in 1997, Samsung reported Fig. 14. SEM of HSG-IMIT’s surface-micromachined x-axis vi-
a similar device that used a 3000-Å-thick polysilicon sense bratory gyroscope (MARS-RR) fabricated through Bosch’s process
with a 10-m-thick structural polysilicon layer [120].
electrode underneath a 7.5- m-thick low-pressure chemical
vapor deposition (LPCVD) polysilicon resonating mass
[112]. Since the detection mode is highly damped by standard Bosch foundry process featuring a 10- m-thick
squeeze film damping, these devices have to operate under structural polysilicon layer in addition to the buried
vacuum. Samsung’s device, vacuum packaged in an Al O polysilicon layer, which defines the sense electrodes. The
case, showed an improved open-loop noise-equivalent rate reported performance of this device is quite impressive: a
of 0.1 /s/ Hz with a good linearity up to 100 /s. random angle walk of 0.27 h, a bias stability of /h,
Berkeley has reported a surface-micromachined dual-axis and a scale-factor nonlinearity of 0.2%.
gyroscope based on rotational resonance of a 2- m-thick Researchers at General Motors and the University of
polysilicon rotor disk, as shown in [116] (Fig. 13). Since Michigan have developed a vibrating ring gyroscope [89],
the disk is symmetric in two orthogonal axes, the sensor can schematically shown in Fig. 15. This device consists of a
sense rotation equally about these two axes. This device, ring, semicircular support springs, and drive, sense, and
integrated with electronics, yielded a random walk as balance electrodes, which are located around the structure.
low as 10 h with cross-axis sensitivity ranging 3–16%. Symmetry considerations require at least eight springs to
Resolution can be further improved to 2 h by frequency result in a balanced device with two identical flexural
matching at the cost of excessive cross-axis sensitivity. Also modes that have equal natural frequencies [121]. The ring is
reported in the literature is a cross-shaped nickel-on-glass electrostatically vibrated into an in-plane elliptically shaped
two-axis micromachined gyroscope [117], which has shown primary flexural mode with a fixed amplitude. When it
a rate sensitivity of 0.1 mV/ /s. is subjected to rotation around its normal axis, Coriolis
The JPL, in collaboration with the University of Califor- force causes energy to be transferred from the primary
nia, Los Angeles, has demonstrated a bulk-micromachined, mode to the secondary flexural mode, which is located
precision silicon MEMS vibratory gyroscope for space ap- 45 apart from the primary mode, causing amplitude to
plications [118], [119]. This clover-leaf-shaped gyroscope build up proportionally in the latter mode; this buildup
consists of three major components: a silicon clover-leaf is capacitively monitored. The vibrating ring structure has
vibrating structure; a silicon baseplate, which is bonded to some important features compared to other types of vi-
the clover-leaf structure; and a metal post, which is epoxied bratory gyroscopes. First, the inherent symmetry of the
inside a hole on the silicon resonator. A hermetically sealed structure makes it less sensitive to spurious vibrations.
package, 1 1 0.7 in, houses the microgyroscope and Only when the ring has mass or stiffness asymmetries
most of its control electronics. This packaged gyroscope can environmental vibrations induce a spurious response.
has a 7 Hz split between its drive and sense mode ( Second, since two identical flexural modes of the structure
1.44 kHz), a scale factor of 24 mV/ /s, a bias stability of “with nominally equal resonant frequencies” are used to
70 /h, and an angle random walk of 6.3 h. sense rotation, the sensitivity of the sensor is amplified
Recently, researchers at HSG-IMIT, Germany, have by the quality factor of the structure, resulting in higher
demonstrated and reported a surface-micromachined sensitivity. Third, the vibrating ring is less temperature
precision -axis vibratory gyroscope (MARS-RR) with sensitive since the vibration modes are affected equally
a very small ZRO achieved by mechanical decoupling of by temperature. Last, electronic balancing of the struc-
the drive and sense vibration modes [120]. This device ture is possible. Any frequency mismatch due to mass
(6 mm ), shown in Fig. 14, was fabricated through the or stiffness asymmetries that occurs during the fabrica-
nonuniformities and its offset and sensitivity variations have been closing the gap with their bulk counterparts.
with temperature ( 40 to 85 C). High-performance gyro- Although this general trend is not expected to continue
scopes will continue to need precision, low-noise, parasitic- indefinitely, it is anticipated that for at least the next
insensitive interface circuits capable of resolving attofarad 5–10 years, we will see a continuing improvement in
changes in capacitance with as small an input capacitance the performance of both bulk- and surface-micromachined
as possible. gyroscopes.
Much effort is also under way for large-volume pro-
D. Commercialization and Future Trends duction of micromachined gyroscopes. Production cost,
Mainly driven by the automotive industry, microma- performance, and reliability are the key factors in commer-
chined silicon gyroscopes have been the subject of exten- cializing micromachined gyroscopes. Precision microma-
sive research and development over the past few years. The chining, robust vacuum packaging, and high-performance
performance of micromachined gyroscopes has drastically interface circuit and electronic tuning techniques are re-
improved over a rather short period, as illustrated in Fig. 17, quired to reduce the production cost to a level that is
which is based on a sample of devices reported in the lit- acceptable for the large-volume automotive market [132].
erature. Since 1991, performance, indicated by the random Since 1993, Draper and Rockwell International have been
angle walk, has improved by a factor of 10 every two collaborating to commercialize Draper’s silicon tuning-
years for both bulk- and surface-micromachined devices. fork gyroscope targeted for automotive applications [133].
The plot also shows that surface-micromachined devices Other companies like General Motors, Analog Devices,