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a signed .) Incomplete applications in any respect and / or not
held till completion or rejected.

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 20

Profession:

Source(s) of Investments (the principal unit holder or on whom dependent upon)

For Sole Proprietor(s) / Business Income Investors (Principal unit holder or On whom dependent upon)

Geographies Involved

Type of counterparties dealing with

: 0-5 6 – 10 11 – 15

0-5 6 – 10 11 – 15

Regular income

Do you Belong to these professions

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Risk of Principle
Score Category of CIS/Plan Risk Profile
Erosion
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Principal at
=< 61 the risk is Money Market Funds with no exposure in Corporate Commercial Papers Very Low
Very Low Risk
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Money Market Funds with investment in Corporate Commercial Papers, Capital

Protected Funds(non-equity), Income funds with deposits/placements
> 61 but =< 83 Principal at
in 'A' or above rated banks/DFIs, investments in Govt. Securities or Govt. Low
Low Risk
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the risk is backed Sukuks. Weighted average duration of portfolio of securities shall not
exceed six (6) months
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Income Funds with investment in 'AA' rated Corporate debt instruments, MTS
>83 but =< 105 and spread transcations. Weighted average duration of portfolio of Moderate Principal at
the risk is securities shall not exceed two (2) years Moderate Risk

CPPI strategy Based Funds, Income Funds (where investment is made in

> 105 but= <127 fixed rate instruments or below 'A' rated Banks or corporate sukuks or bonds, Medium Principal at
the risk is spread transactions, Asset Allocation and Balanced Funds (with equity Medium Risk
exposure up to 50% mandate)

Equity Funds, Asset Allocation (with 0 - 100% Equity exposure mandate) and
>127 the risk is Balanced Funds (with 30 - 70% Equity exposure mandate), Commodity High Principal at
Funds, Index Trakker Funds and Sector Specific Equity related Funds High Risk

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Risk Profiling: I/We understand that this questionnaire only help me/our in assessing my risk appetite based on the information
provided by me/us in present circumstance and I/We have the sole right & discretion to choose the CIS(s)/Plan(s)/VPS(s) as I/we deem
fit which may be different compared to my/our risk profile. I/We am/are aware that my financial needs may change over time
depending on my circumstances.

Scheme Category Front End Load to

be Charge Maximum Front
(One time cost)*,*** End Load
(One time cost)*,***

Upto 1%

Nil Nil

Nil Nil

Nil Nil

Nil Nil

Upto 2%
(May change in different plans)
Risk Profile :

Upto 1.5%
(May change in different plans)

Fixed Return Scheme

��
Note: At the time of investment, Unit Holder is required to provide

� ‫ر��ن‬
maturity instructions as below:

�‫ا‬ � UBL Fixed Return Fund*- ___

UBL Fixed Return Plan- ____
Risk Profile:
Roll-over Disclosure (mandatory): Yes No
If No: Convert to UMMF Transfer to Bank A/C

Note: Roll-over will be made in Plan of same

duration. The terms & conditions including fixed rate Nil Nil
of return may vary for rolled over plans depending
upon market conditions on the date of roll-over and
will be published on website. In case of no instruction
or no same duration plan being offered at maturity,
the maturity proceeds (net-off tax) will be transferred
to your registered Bank Account.

Shariah Compliant Fixed Return Scheme

��
Note: At the time of investment, Unit Holder is required to provide

� ‫ر��ن‬
maturity instructions as below:

�‫ا‬ � Al-Ameen islamic Fixed Return Fund*- ___

Al-Ameen Islamic Fixed Return Plan- ____
Risk Profile:
Roll-over Disclosure (mandatory): Yes No
If No: Convert to AICF Transfer to Bank A/C

Note: Roll-over will be made in Plan of same

duration. The terms & conditions including fixed rate Nil Nil
of return may vary for rolled over plans depending
upon market conditions on the date of roll-over and
will be published on website. In case of no instruction
or no same duration plan being offered at maturity,
the maturity proceeds (net-off tax) will be transferred
to your registered Bank Account.

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 Scheme Category Front End Load to
be Charge Maximum Front
(One time cost)*,*** End Load
(One time cost)*,***

Upto 1.5%
Risk Profile: Medium

Risk of Principal Erosion: Medium risk Upto 1%

Risk Profile: Medium

Upto 1.5%
Risk of Principal Erosion: Medium risk

Risk Profile: Medium

Upto 3%

Risk of Principal Erosion: Medium risk

Upto 1%
Risk Profile: Medium
Upto 1.5% / Upto
1.5% (Back-end
Risk of Principal Erosion: Medium risk
Load)

Upto 1%
Risk Profile: Medium
(May change in different plan)

Risk of Principal Erosion: Medium risk

Upto 3%

Upto 2.5%

Upto 3%

Upto 2.5%

Upto 3%

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I/We have understood in detail with the help of the company representative of UBL Fund Managers Limited / Distributor, the risks involved in my invest-
ment. I have understood the details of sales load and have reviewed the Total Expense ratio including Management fee and Selling & Marketing expenses
as disclosed in the Fund Managers' Report/Term Sheet and as disclosed on the UBL Fund Managers' website under latest fund prices' section. I/We have
carefully read, understood, and accepted the terms and conditions given in the relevant Trust Deed(s) and Consolidated Offering Document(s) of the
Fund(s)/Plan(s). I/We understand that investments in Mutual funds and Pension funds are subject to market risks, and fund prices may go up or down
based on market conditions. I/We understand that past performance is not necessarily an indicator of future results and there are no fixed or guaranteed
returns.

1.

‫۔‬1

2. For UBL Fixed Return Fund-1, payment shall be made in the favour of either one of the following:
1. “DCCL Trustee – “UBL Funds”
2. “DCCL Trustee – “UBL Fixed Return Fund-1”
3. “DCCL Trustee – UBL Fixed Return Fund-1___ – UBL Fixed Return Plan – ____ (Please specifically mention the plan name)
1

1
1

3. For UBL Fixed Return Fund II & III, payment shall be made in the favour of either one of the following:
1. “CDC Trustee – “UBL Funds”
2. “CDC Trustee – “UBL Fixed Return Fund- 2 or UBL Fixed Return Fund-3”
3. “CDC Trustee – UBL Fixed Return Fund- ____ UBL Fixed Return Plan- ____ (Please specifically mention the plan name)

2&3

3 2

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 3. For Al-Ameen Fixed Return Fund, payment shall be made in the favour of either one of the following:
1. “CDC Trustee – “Al-Ameen Funds”
2. “CDC Trustee – “Al-Ameen Islamic Fixed Return Fund- I”
3. “CDC Trustee – Al-Ameen Islamic Fixed Return Fund- ____ Al-Ameen Islamic Fixed Return Plan- ____ (Please specifically mention the plan name)

For Underlying Plan(s) only of UBL Special Savings Fund(s),: Any dividend declared will be given in form of cash dividend (from commencement of
Life of Plan), any dividend declared during the subscription period will be reinvested in plan.

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10 Undertaking & Disclaimer

Undertaking

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I/we hereby declare that the information provided in this form is true and correct and that I/We am/are authorized to conduct transaction in
this account. I/We, hereby give our consent to UBL Funds to share my/our information with any third party(ies) in order to perform KYC
related verification including NADRA Verisys, IBAN, due diligence, Mobile CNIC pairing verification and for improvement in customer
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services. I/We hereby acknowledge having read and understood the Consolidated Offering Document(s) as amended from time to time,
latest Fund Manager Report and/or Fact Sheet of the relevant CIS(s)/VPS(s)/Plan(s). I/We understand to access the Company website to
keep myself/ourselves updated before every operation of this account. I/We declare that I/We am/are the Ultimate Beneficial Owner of the
amount invested and the funds are legitimate and not generated from Money Laundering Activities. I/We am/are fully informed and under-
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stand that investment in units of CIS(s)/VPS(s)/Plan(s) are not bank deposit, not guaranteed and not issued by any person. Shareholder of
UBL Funds are not responsible for any loss to investor resulting from the operations of any CIS(s)/VPS(s)/Plan(s) launched by UBL Funds
unless otherwise mentioned.
A

I/We hereby indemnify UBL Funds against any liability, loss or damages, compensation, legal proceedings arising as a result of the inaccu-
rate and / or incomplete information by me/us and / or due to technical issue in the site / portal / service for the execution of online transac-
tion (online, IBFT & RTGS). I further indemnify UBL Funds from any loss or liability occurring by blocking of accounts due to any administra-
tive action including missing or outdated Source of Income and/or Know Your Customer related information. I/We hereby further confirmed
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and undertake that the provided account details are correct.

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Disclaimer
I/We understand that investment in CIS(s)/Plan(s)/VPS(s) are subject to market risks and fund prices may go up or down based on market
conditions. I/We understand that past performance is not necessarily an indicator of future results and there is no guaranteed return or
capital. I/We hereby also acknowledge that I/We have reviewed and understood detail of Sales Load, the Total Expense Ratio, Back-end
C

and Contingent Load percentages including taxes of the Scheme as disclosed at UBL Fund website. Under the Cooling-off Right Investor
can claim, first time investment in a CIS(s)/Plan(s)/VPS(s), through a written request at the applicable NAV on the date of the application
within three business days of the said investment.
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Use of name and logo of UBL Bank / UBL Ameen as given above does not mean that they are responsible for the liabilities/obligations of
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UBL Fund Managers & Al-Ameen Funds or any investment scheme managed by them.

Note: Charges applicable (if any) for online transfer will be borne by the Unit Holder.

Joint Account Holder Joint Account Holder Joint Account Holder

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For UBL Fixed Return Plan _____ / Al Ameen Islamic Fixed Return Plan ______ only:

I/We confirm that I/We have understood the details mentioned below at the time of investments.
1. Due to uncontrollable factors/force majeure including but not limited to Pandemics, Debt Restructuring, Wars, Government economic
restructuring measures etc. there may be situation where the underlying asset lose their value in any shape, form or manner thereby
resulting in loss of principal to the investor;
2. In the event of premature redemption, the contingent load, if any, will apply which may result in not delivering the quoted return as well as
potential loss in principal investment;
3. Contingent load referred to as exit charges (including taxes), against early redemption of units / withdrawal during subscription period or
completion of plan (not applicable on cash dividends).
4. For information regarding investment policy of respective allocation plans, please refer to consolidated offering document specifically annexure B.
5. I/We hereby also agree to inform UBL Fund Managers in writing on specified form, in case of any change in the standing instruction regarding
maturity.

Joint Account Holder Joint Account Holder Joint Account Holder

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For UBL Special Savings Plan ________ Only:

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I/We confirm that I/We have understood the details mentioned below at the time of investments.
1. Due to uncontrollable factors/force majeure including but not limited to Pandemics, Debt Restructuring, Wars, Government economic
restructuring measures etc. there may be situation where the underlying asset losses their value in any shape, form or manner thereby resulting
in loss of principal to the investor;
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2. In the event of premature redemption the contingent load, if any, will apply which may result in not delivering the quoted return as well as
potential loss of principal investment;
3. Back End Load (Deferred Sales load) referred to as Exit Charges to be deducted including taxes upon redemption of units before completion of
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thirty six (36) months from commencement of Life of the Plan (excluding units redeemed during Subscription Period & Cash Dividends)
4. For information regarding the investment policy of the respective allocation plan, please refer to Annexure ‘B’ of the offering document & thereto
supplemental of ‘UBL Special Savings Fund/ UBL Special Savings Fund II ’
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Joint Account Holder Joint Account Holder Joint Account Holder

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 1

I/We hereby acknowledge and declare that the FATCA information provided is correct and true and complete to the best of my/our knowl-
edge and belief. I/We agree to provide supporting evidence and provide updates within 30 days in case any of the aforementioned
information changes.

In consideration of UBL Fund Managers Limited maintaining continuing to maintain my/our accounts with it. I/We expressly and uncondi-
tionally authorized UBL Funds to disclose relevant account and/or personal information to third parties including US tax authorities as
well as take necessary action including stopping redemption from any/all of my/our account(s) and/or withholding of tax for the purpose
of UBL Funds compliance with its obligations under the US foreign Account Tax Compliance Act (“FATCA”).

I/We undertake to fully cooperate with UBL Funds in meeting its obligation under FATCA in connection with my/our account(s). I/We
irrevocably confirm and undertake that I shall indemnify, defend and hold harmless UBL Funds, its Directors, Officers and Employees
from any loss, action (including, but not limited to, sums paid in settlement of claims, reasonable attorney and consultant fees, and expert
fees), claim, damages or liability which may be suffered or incurred by UBL Funds in discharging its obligations under FATCA and/or as
a result of disclosures to the US tax authorities. I/We acknowledge and accept that UBL Funds reserves the right to close or suspend,
without prior notice, any/all of my/our account(s), if required documentation/information is not submitted within a stipulated time.

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Joint Account Holder Joint Account Holder Joint Account Holder

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 12 Undertaking (by the Sales agent / Supervisor)

o only

3 Checklist

P P
in Pakistan s

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B-Form / uvenile card & Guardian CNIC/ NICOP/ POC / ARC
ta (For minor)

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1 ARC No Alien Registration Card 14 KYC Know Your Customer

2 CFT Combating the Financing of Terrorism 15 MFS Margin Financing System
3 CIS Collective Investment Scheme 16 MTS Margin Trading System
4 CNIC Computerised National Identity Card 17 NAV Net Asset Value
5 CPPI Constant Proportion Portfolio Insurance NBFC & NE Non Banking Finance & Companies Notified
18
6 CRS Common Reporting Standard Regulations Entities Regulations
7 DFI Development Financial Institution 19 NICOP National Identity Card for Overseas Pakistanis
8 FATA Federally Administered Tribal Areas 20 NTN National Tax Number
9 FATCA Foreign Account Tax Compliance Act 21 POC No Pakistan Origin Card Number
10 IBAN International Bank Account Number 22 TIN Taxpayer Identification Number
11 IC Investment Center 23 VAS Value Added Service
12 ID Card Identification Card 24 VPS Voluntary Pension Scheme
13 IPO Initial Product Offering

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Customer ID

(For Office Use)

You can submit the form to your nearest UBL Fund Managers Investment Center, designated UBL Branches or authorized distributor outlets. You can also
courier the form to: UBL Fund Managers - Operations Office, 4th Floor, STSM Building, Beaumont Road, Civil Lines. Karachi, Pakistan.

Mr. Ms. Mrs.

(Please write your name in block letters)

CNIC No NICOP No ARC No POC No Passport No

The Investor Risk Profile as per the Account Opening Form is:

High

(Please tick only one box)

The Fund Risk Profile as per the Account Opening Form is:
Moderate Medium High

(Please tick only one box)

I have understood that I have the absolute right to choose the investment as I deem fit even if it does not matches with my risk profile.
I also declare that I, with the help of the company representative of UBL Fund Managers Limited, have completely understood the risks
involved in my investment as mentioned in the Offering Document and Fund Manager Report/ Term Sheet and I am responsible for all my
current and future transactions.

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I understand that the information supplied by me is covered by the full provision of the terms and conditions governing the
Account Holder’s relationship with UBL Funds and its funds under management setting out how UBL Funds and its Funds
under management may use and share the information supplied by me.

I acknowledge that the information contained in this form and information regarding the Account Holder and any Reportable
Account(s) may be provided to the tax authorities of the country in which this account(s) is maintained and exchanged with
tax authorities of another country or countries in which the Account Holder may be tax resident pursuant to intergovernmental
agreements to exchange financial account information

I certify that I am the account holder (or an authorized to sign for the Account Holder) of all the account(s) to which this form
relates. I declare that I have neither asked for, nor received from UBL Funds and its Fund under management in determining
my classification as a reportable person or otherwise.