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Tarun Resume -- PDF Format

Tarun Chhabria is an experienced professional specializing in KYC, AML, compliance, and due diligence, currently working as an Assistant Manager at Vistra International. He has a strong background in managing teams, conducting onboarding and periodic reviews, and ensuring compliance with global regulations. Tarun has previously held positions at eClerx Services and Indiafirst Life Insurance, showcasing a diverse skill set in financial services and client interaction.

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Yashwant J
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20 views2 pages

Tarun Resume -- PDF Format

Tarun Chhabria is an experienced professional specializing in KYC, AML, compliance, and due diligence, currently working as an Assistant Manager at Vistra International. He has a strong background in managing teams, conducting onboarding and periodic reviews, and ensuring compliance with global regulations. Tarun has previously held positions at eClerx Services and Indiafirst Life Insurance, showcasing a diverse skill set in financial services and client interaction.

Uploaded by

Yashwant J
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Tarun Chhabria

Address: Bk No – 1402/5, Section – 32, Opposite Mukti Apartment, Ulhasnagar – 4.


Contact: + (91) 9890977836; Email [email protected]

Expertise Profile Summary

 KYC/AML/Compliance  Acting as SME for the Periodic reviews/Onboarding/ Due Diligence of


 Due diligence and different type of entities like Financial institution, Corporation,
Onboarding Government entity, Funds, Charitable organization, Trusts, Listed &
Regulated entities of all Regions (Americas, APAC and EMEA).
 Sanction Screening
 Preparing SOP’ s, Query tracker and Sharing the weekly & Accuracy
 Subject Matter Expert reports with all stakeholders.
 Team Handlings  Scheduling meeting with Compliance team to discuss team member’ s
 Reporting quarries and providing ideas and proposals to improve the process.
 Client interaction  Managing team members by providing training, resolving the quarries,
 Managing Automation arranging the team meeting, team Hurdles and grooming them by
providing feedbacks.
 Tools worked on - World
 Automated US State registry websites co-ordinating with Tech team.
Check, Bankers Almanac
and Mint Global

Professional Experience

Current Employer: Vistra International Expansion (India) Pvt Ltd. July 2021 – Till Date
Designation: Assistant Manager - Job Description:

 Acting as SME and managing team of five members by processing Onboarding and Periodic Reviews of
Netherlands jurisdiction (EMEA region).
 Assisting team members on Worldcheck screening, Negative news and Risk Assessment of the entity based
on their profile.
 Assisting team members on Identification of PEPs and guide them on proper of procedures relating to it.
 Conducting Team hurdle meetings to help team members in product knowledge, resolving queries,
discussing errors and sharing updates with team members.
 Sharing Weekly and Accuracy report with all stakeholders
 Preparing SOP’ s and Maintaining Query tracker and discuss all the quarries with Compliance on Bi-weekly
call, and share minutes of meeting.
 Managing Training tracker and Co-ordinating with team members on timely completion of their trainings.
 Arrange calls with RM’ s, operation team and Compliance team to streamline the process.
 Co-ordinate with Tech team to resolve the tech issue of team member and follow up on new joiner’ s access.
 Doing the QC of client reviews and sharing the feedback with team members.
 Coordinating with clients and the RM for documents required for Onboarding and Periodic review.
 Performing Screening on Directors, C Suite officers, Shareholders, Parent company, UBO’s, Subsidiaries and
all the related parties and updating third party list.
 Assessing the negative hits/PEP hit and complete the hit by preparing Coversheet and highlight with
Compliance team, if applicable.
 Conducting customer due diligence and enhanced due diligence depending on customer’ s profile.
 Coordinating with Compliance & Business teams to comply with global AML policies and standards.
 Ensuring team is compliance with all Global/Local KYC regulations, guidelines, written procedures and
Sanctions
.
Previous Employer: eClerx Services Limited May 2014 – July 2021
Designation: Senior Analyst – Job Description:

 Performing QC and making sure that data provided is as per the agreed quality standard
for Periodic reviews/Onboarding/ Due Diligence of different type of entities like Financial institution,
Corporation, Government entity, Funds, Charitable Organization, Trusts, Listed & Regulated entities of all
Regions (Americas, APAC and EMEA).
 Building a Profile by thoroughly researching State Registries, Regulatory Bodies, Countries Exchanges,
Research and Analysis of public records, Commercial database, Company website, Annual Report and
Reliable media source.
 Preparing Rule book and SOP’ s and Query tracker and get it approved from stakeholders
 Prepared BRD of US registries for Automation and coordinated with tech team to implement automation by
doing Tool Testing
 Assisting team members on PEP, Worldcheck screening Negative news
 Documenting all the information collected for an entity in tool
 Streamlined KYC Data collection for authenticity from approved sources and upload in tool

Previous Employer: Indiafirst Life Insurance June 2011 – May 2014


Designation: Business Manager (Bancassurance) - Job Description:

 Responsible for Logging and Converting the policy.


 Convert the Lead into Business given by Bank Branch.
 Doing the financial planning of client and suggesting the suitable product as per requirement.
 Training Bank staff about our Range of Products-Insurance, Investment, Saving & Retirement.
 Checking details of application form in the system with scan images.
 Raising the Issue-Incomplete details in the System, if the application form is not filled completely or not able
to view and sending the discrepancy report to Scanning team or Sales team on daily basis.
 Underwriting the application form, as per Sum Assured, Age, Height Weight, and Income, Habits, Work
Details and issue policy if it comes under Limited Underwriting.

Previous Employer: HDFC Standard Life Insurance January 2010 – April 2011
Designation: Business Development Executive - Job Description:

 Provide a consolidated financial plan to the customer so as to maximize business from customer by offering
basket of Wealth products
 Work on the Lead given by call center and convert the lead into business.
 Providing Financial Planning to customer and giving suggestion for suitable product.
 Proving after sales support to the customers.
 Assisting Customers for online application and collecting the Renewal Premiums.

Languages known English, Hindi, Marathi, and Sindhi


Education Qualification: T.Y.B. Com from CHM College, Mumbai University.
Hobbies: Listening Music, Watching Movies, Reading, Learning New Things.

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