Leung Pineda2010
Leung Pineda2010
The production of surfactant is a key step in fetal lung development. Surfactant decreases alveolar surface
tension, thereby preventing alveolar collapse and allowing efficient gas exchange. The lack of adequate
amounts of lung surfactant results in respiratory distress syndrome. Tests that assess surfactant
concentrations in amniotic fluid are good predictors of infants that will not develop respiratory distress
syndrome. The most frequently used test to assess fetal lung maturity (TDx FLM II) will not be available
after December 2011. Therefore, we review the currently available tests for fetal lung maturity including
lecithin:sphingomyelin ratio, phosphatidyl glycerol, surfactant:albumin ratio and lamellar body counts.
Herein, we discuss their clinical utility and consider a suitable replacement for the future.
Keywords: fetal lung maturity testing n lamellar body counts n respiratory distress Van Leung-Pineda1
syndrome n surfactant n TDx FLM II & Ann M Gronowski†1
1
Department of Pathology
Surfactant function in fetal where they are packaged into laminated storage & Immunology, Washington University
School of Medicine, 660 S. Euclid,
lung maturation granules called lamellar bodies. The lamellar Box 8118, St Louis, MO 63110, USA
Lung development bodies are subsequently secreted by endocyto †
Author for correspondence:
Tel.: +1 314 362 0194
Fetal lung development can be divided into four sis. The secreted lamellar body unfolds to form Fax: +1 314 362 1491
broad stages: pseudoglandular, canalicular, sac tubular myelin and other large aggregates that are [email protected]
cular and alveolar. The pseudoglandular stage adsorbed into the expanded surface monolayer.
spans weeks 5–17 in the embryo with the form Lamellar bodies are 1–5 µM or 1.7–7.3 fl [5,6] in
ation of two budding lungs. These undergo several diameter and appear around week 24 of gesta
steps of branching morphogenesis that result in the tion in the cytosol of type II pneumocytes, but
production of three lung lobes on the right side and surfactant is not measurable in the amniotic fluid
two lung lobes on the left [1,2] . The second canalic until approximately week 32 [2] .
ular stage takes place between gestational weeks 2 The function of pulmonary surfactant is to
and 16 and is remarkable for the increased angio coat the alveolar epithelium and decrease its sur
genesis and differentiation of type I and II pneu face tension. According to Laplaces’ law, there is
mocytes, which will be responsible for mediating an inverse relationship between surface tension
gas exchange [3] . The future lung parenchyma is and alveolar radius. Therefore, assuming their
also canalized by capillaries and surfactant first surface tensions are equal, a small alveolus will
appears during this period [1] . The saccular stage have greater inward force than a large alveolus.
comprises of weeks 24–38 and involves the forma Therefore, small alveoli are more likely to col
tion of transitory clusters of widened spaces in the lapse. Surfactant reduces the surface tension on
peripheral airways [1] . The fourth alveolar stage all alveoli, but its effect is greater on the small
begins around gestational week 36 and involves alveoli [7] . Thus, surfactant compensates for the
the formation of alveoli. Alveolarization begins size differences between alveoli and ensures that
with low ridges on both sides of the saccular walls; smaller alveoli do not collapse. The end result
with increasing growth the saccules subdivide into is that adequate amounts of surfactant allow
smaller units named alveoli. During this stage, the alveoli to expand and contract during gas
there is increased production of pulmonary sur exchange without collapsing.
factant by type II pneumocytes [1] . Lung devel Surfactant is comprised of approximately 90%
opment and alveoli formation continues until lipids and 10% protein. In the lipid portion, leci
approximately 8 years of age [4] . thin (phosphotidyl choline; 76–86%) and phos
phatidylglycerol (PG; 6–13%) are most abun
Lung surfactant dant. Phosphatidylinositol and sphingomyelin
Surfactant is synthesized in the rough endoplasmic are in lower abundance (4 and 2%, respectively).
reticulum of the alveolar type II pneumocytes. As illustrated in Table 1, the kinetics of produc
They are transported to the multivesicular bodies tion differs between the different lipids. Lecithin
10.2217/BMM.10.109 © 2010 Future Medicine Ltd Biomarkers Med. (2010) 4(6), 849–857 ISSN 1752-0363 849
Review Leung-Pineda & Gronowski
is synthesized around 28 weeks with a surge at noncompliant lungs and alveoli that are per
36 weeks and continues to increase until deliv fused but not aerated, a condition named ven
ery. Phosphatidylinositol production also starts tilation perfusion mismatch [7] . The resulting
at week 28, but peaks between 32 and 35 weeks, ischemia to the lung leads to a secondary defi
and subsequently decreases. PG is the last lipid ciency in surfactant, perpetuating a vicious cycle
to appear in surfactant, starting at 36 weeks that leads to worsening of the condition [17] . In
and increasing until delivery. Sphingomyelin 2007, RDS was the seventh most common cause
is the least abundant phospholipid, comprising of infant death [18] .
approximately 2% of total lipids [4,8] . Surfactant production increases with gesta
Proteins found in surfactant include sur tional age; therefore, the risk of RDS is high
factant protein (SP)‑A, ‑B, ‑C and ‑D. SP‑A est in premature births. The risk for develop
and ‑D are hydrophilic proteins that regulate ing RDS is more than 60% at 29 weeks, 20%
immunity in the lung. The function of SP‑A at 34 weeks and less than 5% at 37 weeks or
concerns the formation of tubular myelin that later [13,19] . Prevention of premature birth is the
derives the surfactant multilayer, whereas SP‑D best way to avoid RDS. The American College
regulates surfactant homeostasis and the innate of Obstetricians and Gynecologists (ACOG)
immunity of the lungs [8–10] . SP‑B interacts with practice bulletin regarding fetal lung matu
surfactant phospholipids and forms surfactant rity (FLM) does not recommend FLM testing
layers at the water–air boundary. Interaction of if delivery is mandated for fetal or maternal
SP‑B with ‑A is not required to form surfactant indications [20–22] . FLM testing should only
layers. Surfactant presents as multilayers on the be performed if delivery is desired, but could
surface of alveoli [9,11,12] . SP‑C stabilizes the safely be delayed. In addition, a mature FLM
physical properties of surfactant by promoting test result before gestational week 39 should
movement of lipid molecules [11] . be interpreted with caution, as complications
have been reported in premature neonates with
Respiratory distress syndrome mature FLM test results [20–22] . If waiting for
Respiratory distress syndrome (RDS) of the term birth is not indicated, antenatal steroid
newborn, previously called hyaline membrane treatment can be administered to the mother
disease, is a syndrome caused in premature to accelerate fetal lung maturation [23] . From
infants by developmental insufficiency of sur animal models, corticosteroid administration
factant production and structural immaturity of leads to an improvement in fetal lung mechan
the lungs. It can also be caused by genetic defects ics, alterations in lung structure and increase of
that cause altered production of SPs [13,14] . For phospholipid synthesis [24–26] . Current ACOG
instance, a genetic deficiency in SP‑B results in recommendations suggest a single course of cor
surfactant deficiency in newborns and is often ticosteroids for pregnant women at risk of pre
fatal [15] . Another genetic deficiency that leads term birth between 24 and 34 weeks of gesta
to RDS is mutations in the ATP-binding cas tion [27] . Furthermore, a recent article by Shanks
sette A3, which lead to the abnormal trans et al. used the same protocol on pregnancies over
port of lipids into lamellar bodies, resulting in 34 weeks of gestation with similar increases in
deficient or absent surfactant [16] . Insufficient lung maturity [28] . Neonatal treatment with exo
surfactant causes collapse of small alveoli and genous surfactant through endotracheal delivery
over-inf lation of large alveoli, resulting in has proven to be effective in treating RDS [29,30] .
macroscopic structures. The test is performed by are 55 mg/g or greater for mature and 39 mg/g or
mixing amniotic fluid with lecithin/cholesterol lower for immature. For the laboratory-developed
solution and buffer, to allow PG incorporation FPol, results are given in mPol units. The mPol
into lipid particles. An aliquot of the sample is units decrease with increasing maturity. This
then mixed with the anti-PG on a glass slide. is opposite to the TDx FLM II ratio, but there
Agglutination of the sample is compared with is a strong correlation between FPol and TDx
three controls: negative, low positive and high FLM II results, allowing conversion between
positive. The reported results are qualitative. the two [7,46] . Fpol less than 260 mPol indicates
The greatest advantage of AmnioStat-FLM over maturity, 260–290 mPol is indeterminate and
TLC is the short time needed to complete the over 290 mPol indicates immaturity. Amniotic
method (<30 min vs 3–5 h). Clinical sensitivity fluid samples have been demonstrated to be stable
for the TLC and AmmioStat-FLM methods is for 16 h at room temperature and 24 h at 4°C with
comparable [2,39] . no effect on S:A ratio results. Stability was studied
The main advantage of measuring PG is that up to 48 h, but values decreased after 16 h at room
it is not affected by blood or meconium [40] . temperature and 24 h at 4°C [45] . Freezing sam
However, if the PG is performed by TLC and ples at -20°C has been demonstrated to introduce
expressed as a ratio of PG:S, the test is not valid a large random error to the TDx FLM II result,
in the presence of blood, since sphingomyelin is and is not recommended for any specimens [45] .
found in blood. This analyte has the disadvantage Numerous studies have demonstrated that the
of being the last lipid to increase in surfactant sensitivity of this method is excellent (95.7–100%)
(gestational week 36) (Table 1) . Other drawbacks (Table 2) , and the National Academy of Clinical
are that interpretation of the AmnioStat-FLM Biochemistry (NACB) has recommended its use
can be subjective and only one vendor (Irvine for routine analysis of FLM [47] . The precision
Scientific) sells the test, which has caused of the TDx FLM II is relatively good, with CV
intermittent supply problems over the years. for CAP proficiency testing ranging from 4.9 to
6.0% [33] .
Surfactant:albumin ratio As mentioned previously, the prevalence of
The surfactant:albumin (S:A) ratio is the most RDS decreases with gestational age. This sug
frequently performed FLM test in the USA [2,33] . gests that a single cutoff across all gestational
The principle of the method is based on the parti ages is not appropriate. Recently, two groups
tioning of a fluorescent dye between the surfactant have published tables that report risk of RDS
and albumin in amniotic fluid [20,41] . Fluorescent across various gestational age-stratified FLM val
polarization is high when the dye binds to albu ues [48,49] . McElrath et al. provided the absolute
min and low when the dye binds to surfactant. risk for gestational age-stratified TDx FLM II
The current methodology uses PC‑16 dye on results [48] . The caveat with absolute risk is that
the Abbott TDx platform (Abbott Laboratories, if the prevalence of RDS in a particular insti
Abbott Park, IL, USA) and is sold commercially as tution is different from the RDS prevalence in
the TDx/TdxFLx® FLM II (TDx FLM II) [42,43] . the study, then the estimates cannot be adopted
A laboratory-developed version of this test exists, without a complex statistical conversion. By
which can be performed on the Abbott TDx plat contrast, Parvin et al. published both the abso
form. The main difference is that the laboratory- lute risk and relative risks associated with TDx
developed test uses NBD-phosphatidylcholine FLM II ratios by gestational week [49] . For the
as the fluorescent dye [44] and the test is known relative risk estimation, these authors established
as the fluorescent polarization test (FPol) [7] . a table that assigns an odds ratio (OR) of 1.0 to
The concentration of surfactant in the sample is a FLM result of 70 mg/g at 37 gestational weeks
extrapolated from a standard curve made with as a reference point. In this table, an OR greater
calibrators with known S:A ratios. Results are than 1.0 implies a higher risk of RDS and an
reported as milligrams of surfactant per gram of OR of less than 1.0 denotes lower risk of RDS.
albumin for the TDx FLM II, and ratios increase The advantage of relative risk over absolute
with increasing lung maturity. Amniotic fluid risk is its independence from RDS prevalence.
samples are filtered through a glass filter prior to Therefore, the OR estimates can be adopted
testing. Centrifugation has been demonstrated across institutions regardless of differences in
to significantly decrease results; however, cen RDS prevalence [49] .
trifuged samples can be resuspended without The advantages of the S:A ratio are: excellent
causing significant variation [45] . Manufacturer- sensitivity, short turnaround time, simplicity,
recommended cutoff ratios for the TDx FLM II quantitative results and, furthermore, there are
39 weeks of gestation. As the numbers of elective testing. We speculate that this test is performed,
deliveries have decreased, this has resulted in a in large part, to provide confirmatory evidence
decrease in the volume of FLM tests [59–61] . In of lung maturity for legal purposes in cases of
a survey of Maternal Fetal Medicine Fellows, elective delivery. With the newest recommenda
McGinnis et al. demonstrated that the major tions to avoid elective delivery before 39 weeks,
ity of physicians (60%) had decreased their it is feasible that FLM tests could be phased
order for FLM tests [60] . In the same survey, out owing to a lack of evidence for improving
the most common reason given for decreased patient care.
FLM testing was that physicians felt these tests In terms of popularity, the S:A ratio test (TDx
were not needed for patient care. The authors FLM II) is the most frequently performed [61] .
also noted that many physicians have changed When the Maternal Fetal Medicine Fellows
their practice, preferring to wait until 39 weeks were asked about which tests they would order
of gestation for delivery [60] . instead of the TDx FLM II when it is retired
A separate, more recent survey of Maternal in December 2011, respondents indicated a
Fetal Medicine Fellows regarding FLM test preference for the L:S ratio and LBC [61] .
ing demonstrated that FLM test utilization is
declining [61] . However, this decrease is gradual Replacement of the S:A ratio
and does not suggest that FLM testing will soon Faced with the imminent removal of the TDx
be obsolete. Furthermore, although both surveys FLM II from the market, clinicians and medi
demonstrated that the decline in FLM testing cal laboratory professionals need to agree upon
was mainly caused by physicians not needing and implement a suitable replacement. Ideally,
them for patient care [60,61] , Grenache et al. the replacement would have many of the same
demonstrated that 92% of physicians were not features as the S:A ratio: high sensitivity, quick
willing to eliminate FLM testing [61] . turnaround time, simplicity, high precision,
To our knowledge, no studies have directly quantitative results with QC and external pro
addressed the impact of FLM testing on improv ficiency testing available. As mentioned previ
ing patient care. Interestingly, except for the ously, the L:S ratio and the LBC were the tests
USA, most of the world does not perform FLM favored by physicians. However, in a survey
Executive summary
Respiratory distress syndrome is the seventh leading cause of infant mortality and is caused by lack of adequate amounts of pulmonary
surfactant when babies are born prematurely. It is the most common cause of adverse respiratory outcomes in newborns and incidence
decreases with increasing gestational age.
Fetal lung maturity (FLM) tests should be performed between 32 and 39 weeks of gestation and no FLM testing should be performed if
delivery is the only option. Testing before 32 weeks should be avoided as the risk of other comorbidities caused by preterm birth are too
high. The incidence of respiratory distress syndrome at 39 weeks is minimal.
Ordering of FLM tests is declining, the major reason is that physicians now wait until 39 weeks of gestation for elective delivery.
Significant respiratory complications have been observed in elective cesareans before 39 weeks. Most physicians feel that FLM testing
is not needed for patient care, but are not willing to forego these tests. The FLM tests have a high sensitivity for immaturity but a poor
positive (immature) predictive value.
The most popular FLM test is the surfactant:albumin (S:A) ratio (TDx FLM II). It has high sensitivity, short turnaround time, high
precision and is not technically challenging to perform. It is only provided by a single vendor, and reagents and platforms will be
discontinued soon.
Currently, the lamellar body count method is the best replacement for the S:A ratio. It uses instrumentation available in most
laboratories and shares many of the advantages of the S:A ratio.
Proficiency testing is now available for the College of American Pathologists (CAP).
The validation protocol has been published.
Although FLM testing has been declining in recent years, it is unlikely it will become obsolete in the near future.
With the discontinuation of the TDx FLM II, the lamellar body count method is primed to take its place.
In conclusion, we propose that the LBC Financial & competing interests disclosure
test would be a suitable substitute for the TDx AM Gronowski has received consulting fees from Abbott
FLM II, based on its widely available instrumen Laboratories. The authors have no other relevant affilia-
tation, high sensitivity, quick turnaround time tions or financial involvement with any organization or
and automated methodology. We also encourage entity with a financial interest in or financial conflict with
laboratory technicians to begin educating physi the subject matter or materials discussed in the manuscript
cians regarding the features and advantages of apart from those disclosed.
the LBC method, and how it is the best test to No writing assistance was utilized in the production of
replace the TDx FLM II. this manuscript.
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