Deep Brain Stimulation Programming Principles and Practice 1st Edition Erwin B. Montgomery pdf download
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Deep Brain Stimulation Programming Principles and
Practice 1st Edition Erwin B. Montgomery Digital Instant
Download
Author(s): Erwin B. Montgomery
ISBN(s): 9780199738526, 0199738521
Edition: 1
File Details: PDF, 6.62 MB
Year: 2010
Language: english
Deep Brain Stimulation Programming
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Deep Brain Stimulation
Programming
Principles and Practice
1
2010
1
Oxford University Press, Inc., publishes works that further
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Copyright Ó 2010 by Oxford University Press, Inc.
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Oxford is a registered trademark of Oxford University Press
All rights reserved. No part of this publication may be reproduced,
stored in a retrieval system, or transmitted, in any form or by any means,
electronic, mechanical, photocopying, recording, or otherwise,
without the prior permission of Oxford University Press.
Library of Congress Cataloging-in-Publication Data
Montgomery, Erwin B.
Deep brain stimulation programming : principles and practice / Erwin B.
Montgomery Jr.
p. ; cm.
Includes bibliographical references and index.
ISBN 978-0-19-973852-6 (alk. paper)
1. Brain stimulation. 2. Brain stimulation—Therapeutic use. I. Title.
[DNLM: 1. Deep Brain Stimulation. 2. Brain Diseases—therapy.
3. Neurologic Manifestations. WL 368 M787d 2010]
RC350.B72M66 2010
616.80 4—dc22
2009036475
9 8 7 6 5 4 3 2 1
Printed in the United States of America
on acid-free paper
Disclaimer
to become this monograph and is solely responsible for its content. The author has
no other conflicts of interest related to the preparation of this monograph.
Erwin B. Montgomery Jr. MD
Dr. Sigmund Rosen Scholar in Neurology
Department of Neurology
University of Alabama at Birmingham
Birmingham, Alabama
To Lyn Turkstra, a true miracle in my life, and to my sons Erwin, Steven, and
Matthew, who have been constant sources of pride and joy.
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Preface
Deep brain stimulation (DBS) is a remarkable therapy. For many neurological and
psychiatric disorders, DBS is more effective than the best medical therapy. For other
disorders, DBS may be the only therapy (see Commentary 1.1).
It is difficult to convey the impact on the patient, family members, caregivers, and
health care professionals of the nearly miraculous effect of DBS on some patients.
Patients severely disabled for years are suddenly able to function nearly normally.
The only comparable experience might be that which followed the introduction of
levodopa for Parkinson’s disease. But unlike the effects of levodopa, for some
patients, the improvement with DBS is present at the click of a switch. For
neurologists, the nearly immediate improvement of many neurological disorders
provides a gratification not usually afforded in the discipline.
The adoption of DBS by neurologists lags far behind its promise. Several
factors may explain this lag, including vicissitudes in financial reimbursement,
but a potentially critical factor is that DBS appears foreign to many people in the
field. Most health care professionals have never been exposed to the technology
and so do not fully appreciate it. Most medical and professional schools no longer
teach, or at least do not teach to an appropriate degree, the neuro- and
electrophysiological principles that would facilitate the greater appreciation and
acceptance of the technology, particularly in this era of molecular neurobiology.
One purpose of this book is to redress this dearth of understanding of electro-
physiological principles.
The lack of understanding of neuro- and electrophysiological principles makes it
difficult for the physician or health care professional to feel comfortable using DBS.
Often, the lack of familiarity creates the impression that DBS is “magical.” In such
cases, the investment in time, effort, and resources needed to learn DBS program-
ming appears to be too great to justify, particularly when health care professionals are
already overworked. Lack of knowledge and skills often results in programmers
resorting to the “average” stimulation configurations and parameters and rarely
venturing beyond, thereby potentially denying patients the benefit that unusual or
atypical settings might provide. This is an increasing danger because some devices
may offer “cookbook” guides to DBS programming, which potential programmers
may take too literally. The result is that many health care providers are giving up too
early (Moro et al., 2006). Often they resort to a reliance on medications that
previously failed, leading to the DBS surgery in the first place.
Knowing the electrophysiology and the neuroanatomy near the DBS electrodes
would make DBS far less foreign. DBS programming does not need to be magical or
involve blindly trying every one of the thousands of different DBS parameters. The
premise of this book is that treating patients with DBS can be made more efficient
and effective by understanding the principles on which it is based. An understanding
x PREFACE
of the fundamental principles will serve the programmer in good stead regardless of
future technical developments. The knowledge will never become obsolete.
DBS is more than a remarkable therapy. It also provides a unique opportunity to
probe brain function and dysfunction. Already, DBS-related research has made
obsolete several cherished notions of physiology and pathophysiology. Also, the
history of DBS provides remarkable insight into the strengths and weakness of how
we conduct research and deliver clinical care. For example, in response to case reports
of rare conditions responding to DBS, some physicians have called for randomized
controlled clinical trials, but the statistical sample size required would exceed the
number of potential cases in any reasonable time frame. Though not widely appre-
ciated, DBS is a symptomatic therapy, not disease specific. Just as it would be
unreasonable to require separate randomized clinical trials of a pain relief medication
for every conceivable cause of pain, similar judgments should apply to DBS.
In surveying the clinical and scientific response to DBS, one is struck by how DBS
is seen as intruding on more traditional therapies. The risks of DBS are often
exaggerated and this sometimes discourages its use or further research. The excite-
ment regarding DBS pales in comparison to that of stem cell treatment, despite the
failure of fetal cell transplants and the lack of a cogent argument that dopamine
replacement therapy with stem cells will fare any better. Interest in DBS also pales in
comparison with that of gene therapy and despite the fact that the clinical benefits of
DBS exceed those of gene therapy, at least at this early stage. Also, curiously missing
from the discussions of both stem cell and gene therapy is mention of their surgical
risks, which likely equal or exceed those of DBS because the risks are proportional to
the number of times the brain is penetrated.
Assuming this apparent poorer risk-to-benefit ratio of dopamine stem cell and gene
therapy, why then is there greater interest in them? The likely answer is that scientists
and health care professionals are more predisposed to stem cell and gene therapy
because these therapies more closely resemble current concepts of disease pathogenesis
and the mistaken notion that treatment is synonymous with reversal of the pathogen-
esis. What could be more intuitive than the notion of dopamine cell replacement
when Parkinson’s disease is thought to be synonymous with dopamine cell loss? What
could make more sense than converting the excitatory output of subthalamic nucleus
neurons, which in the disease state excite an already overactive globus pallidus internal
segment (GPi), to an inhibitory output to reduce the overactive GPi? The intuitive
appeal notwithstanding, these notions are misleading (see Chapter 12).
Current research suggests that the therapeutic mechanisms of DBS action are not
related to direct effects on dopamine neurotransmission. This clearly implies that
there are nondirect dopaminergic mechanisms and, consequently, other potential
therapeutic targets. It is likely that dopamine depletion sets up a cascade of effects
throughout the basal ganglia–thalamic–cortical system, and these effects could be
potential therapeutic targets. However, the lesson is clear. Pathogenesis of the disease
is not synonymous with the pathophysiology, and it is the pathophysiology that leads
to the disabilities associated with the disease. Failure to recognize that pathogenesis is
not the same as pathophysiology likely will lead to failure to develop alternative and
potentially better treatments. One could argue that the success of DBS is a case
against the claims made previously. That would be the case if the development of
DBS were the result of deliberate application of reason and science. The truth of
PREFACE xi
the matter is that the origins of DBS were serendipitous. DBS followed from
the demonstration of therapeutic electrical stimulation effects only as a test of
location preceding surgical ablation (Cooper et al., 1980).
Unfortunately, the mechanisms of action of DBS are largely unknown.
However, this knowledge is increasing (Montgomery and Gale, 2008). For
example, DBS at any frequency excites various neuronal elements, such as axons
and presynaptic terminals in the vicinity of the DBS electrode including those that
project to and from neurons in the stimulated target. In addition to generating
action potentials that run down the axon to presynaptic terminals in the usually
(orthodromic) direction, these action potentials travel upwards to the cell body in
reverse (antidromic) direction from the usual. DBS activates axons near the
stimulated target, and activation of these axons may have more to do with the
therapeutic benefit of DBS than stimulation of neurons within the stimulated
target. Unfortunately, none of these neuronal responses map conveniently onto
preconceived notions of pathophysiology and, consequently, seem to be given
little credence. It is human nature to discount observations that are counter to
current theories (Johnson-Laird, 2006), but these new observations are the source
of new and better theories. DBS-related research could revolutionize theories of
brain function if given a chance. So far, the chances do not look good, but like
Pascal’s Wager, one tries to be optimistic.
The use of DBS also challenges how new therapies are justified and approved. As is
the case with other complex, expensive, and less commonly used technologies, DBS
has not fared well under the current preoccupation with evidence-based medicine,
where randomized, placebo and blinded trials are the preferred and often the
exclusive form of evidence (Montgomery and Turkstra, 2003). Case reports of
DBS for rare disorders have been greeted by demands for randomized clinical trials
requiring sample sizes that may exceed the numbers of candidate patients. Whereas
in the past, these patients might still benefit by the “off-label” use of Food and Drug
Administration (FDA)-approved devices, such off-label use is under increasing
attack. Compounding the problem, the costs of such studies and the low likelihood
of finding financial sponsors mean that off-label uses are not likely to become
“on-label” uses and patients with off-label disorders clearly responding to DBS will
not treated. The increasing FDA censorship of physicians who speak of their own
judgment in recommending the long-respected off-label use of FDA-approved
therapies increasingly may endanger these patients.
The importance of DBS for understanding brain function cannot be overstated.
In this era of remarkable advances in molecular neurobiology, we forget that the
brain is essentially an electrical device. Although the prevailing view is that neurolo-
gical disease is caused by a deficiency or surplus of neurotransmitters, DBS reminds
us that the brain processes information electrically. Thus, neurological and psychia-
tric disorders can be seen as “misinformation” related to the patterns of electrical
activities in and among neurons. The old saws of clinical neurology that there are
“positive” symptoms, such as abnormal gain of function, “negative” symptoms, such
as loss of function, and “disconnection” symptoms need to be updated based on
symptoms related to misinformation. The information and misinformation in the
brain most likely is primary and proximately represented in the electrical activities of
neural systems. Neurotransmitters are the messangers not the message and it is the
xii PREFACE
A PROSPECT
Leaving the shepherd, I bent my way in the direction pointed out
by him as that in which the most remarkable of the strange remains
of which he had spoken lay. I proceeded rapidly, making my way
over the downs covered with coarse grass and fern; with respect to
the river of which he had spoken, I reflected that, either by wading
or swimming, I could easily transfer myself and what I bore to the
opposite side. On arriving at its banks, I found it a beautiful stream,
but shallow, with here and there a deep place, where the water ran
dark and still.
Always fond of the pure lymph, I undressed, and plunged into one
of these gulfs, from which I emerged, my whole frame in a glow,
and tingling with delicious sensations. After conveying my clothes
and scanty baggage to the farther side, I dressed, and then with
hurried steps bent my course in the direction of some lofty ground; I
at length found myself on a high road, leading over wide and arid
downs; following the road for some miles without seeing anything
remarkable, I supposed at length that I had taken the wrong path,
and wended on slowly and disconsolately for some time, till, having
nearly surmounted a steep hill, I knew at once, from certain
appearances, that I was near the object of my search. Turning to the
right near the brow of the hill, I proceeded along a path which
brought me to a causeway leading over a deep ravine, and
connecting the hill with another which had once formed part of it,
for the ravine was evidently the work of art. I passed over the
causeway, and found myself in a kind of gateway which admitted me
into a square space of many acres, surrounded on all sides by
mounds or ramparts of earth. Though I had never been in such a
place before, I knew that I stood within the precincts of what had
been a Roman encampment, and one probably of the largest size,
for many thousand warriors might have found room to perform their
evolutions in that space, in which corn was now growing, the green
ears waving in the morning wind.
After I had gazed about the space for a time, standing in the
gateway formed by the mounds, I clambered up the mound to the
left hand, and on the top of that mound I found myself at a great
altitude; beneath, at the distance of a mile, was a fair old city,
situated amongst verdant meadows, watered with streams, and from
the heart of that old city, from amidst mighty trees, I beheld
towering to the sky the finest spire in the world.
After I had looked from the Roman rampart for a long time, I
hurried away, and, retracing my steps along the causeway, regained
the road, and, passing over the brow of the hill, descended to the
city of the spire.
OF UMBRELLAS
Wending my course to the north, I came to the white bare spot
which I had seen from the moor, and which was in fact the top of a
considerable elevation over which the road passed. Here I turned
and looked at the hills I had come across. There they stood, darkly
blue, a rain cloud, like ink, hanging over their summits. O, the wild
hills of Wales, the land of old renown and of wonder, the land of
Arthur and Merlin.
The road now lay nearly due west. Rain came on, but it was at my
back, so I expanded my umbrella, flung it over my shoulder and
laughed. O, how a man laughs who has a good umbrella when he
has the rain at his back, aye and over his head too, and at all times
when it rains except when the rain is in his face, when the umbrella
is not of much service. O, what a good friend to a man is an
umbrella in rain time, and likewise at many other times. What need
he fear if a wild bull or a ferocious dog attacks him, provided he has
a good umbrella? he unfurls the umbrella in the face of the bull or
dog, and the brute turns round quite scared, and runs away. Or if a
footpad asks him for his money, what need he care provided he has
an umbrella? he threatens to dodge the ferrule into the ruffian's eye,
and the fellow starts back and says, "Lord, sir! I meant no harm. I
never saw you before in all my life. I merely meant a little fun."
Moreover, who doubts that you are a respectable character provided
you have an umbrella? you go into a public-house and call for a pot
of beer, and the publican puts it down before you with one hand
without holding out the other for the money, for he sees that you
have an umbrella and consequently property. And what respectable
man, when you overtake him on the way and speak to him, will
refuse to hold conversation with you, provided you have an
umbrella? No one. The respectable man sees you have an umbrella
and concludes that you do not intend to rob him, and with justice,
for robbers never carry umbrellas. O, a tent, a shield, a lance and a
voucher for character is an umbrella. Amongst the very best friends
of man must be reckoned an umbrella.[2]
[2] As the umbrella is rather a hackneyed subject two or three
things will of course be found in the above eulogium on an
umbrella which have been said by other folks on that subject; the
writer, however, flatters himself that in his eulogium on an
umbrella two or three things will also be found which have never
been said by any one else about an umbrella.
The way lay over dreary, moory hills: at last it began to descend
and I saw a valley below me with a narrow river running through it
to which wooded hills sloped down; far to the west were blue
mountains. The scene was beautiful but melancholy; the rain had
passed away, but a gloomy almost November sky was above, and
the mists of night were coming down apace.
I crossed a bridge at the bottom of the valley and presently saw a
road branching to the right. I paused, but after a little time went
straight forward. Gloomy woods were on each side of me and night
had come down. Fear came upon me that I was not in the right
road, but I saw no house at which I could inquire, nor did I see a
single individual for miles of whom I could ask. At last I heard the
sound of hatchets in a dingle on my right, and catching a glimpse of
a gate at the head of a path, which led down into it, I got over it.
After descending some time I hallooed. The noise of the hatchets
ceased. I hallooed again, and a voice cried in Welsh, "What do you
want?" "To know the way to Bala," I replied. There was no answer,
but presently I heard steps, and the figure of a man drew nigh half
undistinguishable in the darkness and saluted me. I returned his
salutation, and told him I wanted to know the way to Bala. He told
me, and I found I had been going right. I thanked him and regained
the road. I sped onward and in about half an hour saw some
houses, then a bridge, then a lake on my left, which I recognised as
the lake of Bala. I skirted the end of it, and came to a street
cheerfully lighted up, and in a minute more was in the White Lion
Inn.
SUPPER—AND A MORNING VIEW
The sun was going down as I left the inn. I recrossed the
streamlet by means of the pole and rail. The water was running with
much less violence than in the morning, and was considerably lower.
The evening was calm and beautifully cool, with a slight tendency to
frost. I walked along with a bounding and elastic step, and never
remember to have felt more happy and cheerful.
I reached the hospice at about six o'clock, a bright moon shining
upon me, and found a capital supper awaiting me, which I enjoyed
exceedingly.
How one enjoys one's supper at one's inn, after a good day's
walk, provided one has the proud and glorious consciousness of
being able to pay one's reckoning on the morrow!
The morning of the sixth was bright and glorious. As I looked from
the window of the upper sitting-room of the hospice the scene which
presented itself was wild and beautiful to a degree. The oak-covered
tops of the volcanic crater were gilded with the brightest sunshine,
whilst the eastern side remained in dark shade and the gap or
narrow entrance to the north in shadow yet darker, in the midst of
which shone the silver of the Rheidol cataract. Should I live a
hundred years I shall never forget the wild fantastic beauty of that
morning scene.
George Borrow,—"Wild Wales."
Song of the Open Road
Afoot and light-hearted I take to the open road!
Healthy, free, the world before me,
The long brown path before me, leading where-ever I choose!
You road I travel and look around! I believe you are not all
that is here!
I believe that something unseen is also here.
You flagg'd walks of the cities! you strong curbs at the edges!
You ferries! you planks and posts of wharves! you timber-
lined sides! you distant ships!
Here is realization,
Here is a man tallied—he realizes here what he has in him,
The past, the future, majesty, love—if they are vacant of you,
you are vacant of them.
Let the paper remain on the desk unwritten, and the book on
the shelf unopen'd!
Let the tools remain in the workshop! let the money remain
unearn'd!
Let the school stand! mind not the cry of the teacher!
Let the preacher preach in his pulpit! let the lawyer plead in
the court, and the judge expound the law.
Walt Whitman.
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