1-Students-Proof-Schemes-for-Proving-and-Disproving-of-propositions-final-paper
1-Students-Proof-Schemes-for-Proving-and-Disproving-of-propositions-final-paper
Propositions
KoSze Lee
Corresponding author:
KoSze Lee. Department of Foundations and Secondary Education, University of North Florida. 1
UNF Drive, Building 57, Room 2326. Jacksonville, FL, 32224, USA. 1-904-620-1775 (Office).
Email: [email protected]
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Abstract
Students’ mathematical proving remains crucial for classrooms practices that adopt reformed
curriculum approaches or common core standards (CCSSO, 2010). Teachers often face
challenges in teaching mathematical proving meaningfully to students. This may be due to their
teachers with the necessary knowledge to obtain insights into students’ proving (Balacheff, 1988;
Harel & Sowder, 1998). However, little attention was given to the cognitive nuances in students’
inferences and proving attempts, students’ more sophisticated use of a random selection of
examples in the “Empirical” proofs (Balacheff, 1988; Harel & Sowder, 1998). Moreover, these
classifications were developed for proving mathematically true propositions (Balacheff, 1988;
Harel & Sowder, 1998); students’ schemes of disproving mathematically false propositions using
inferences and counterexamples were hardly investigated. This study presents two classifications
of proof schemes, each for students’ proving and disproving of mathematical propositions. The
refined scheme elaborated the transition phase between proofs based on examples and deductive
proofs, and further suggested the role played by students’ mathematical knowledge and use of
Students’ mathematical proving and deductive reasoning remain crucial for classrooms
practices that adopt reformed curriculum approaches or Common Core State Standards (CCSSO,
2010; NCTM, 2000). Its emphases on students’ conjecturing of mathematical propositions and
complementary to each other. A number of high school standards in the Geometry, Functions,
and Algebra strands have also provided clear expectations about students’ proficiencies to prove
or disprove mathematical theorems, properties, equations, and formulae. However, teachers often
face challenges in interpreting students’ proficiencies in mathematical proving from their written
proofs, and specifically the degree of soundness in students’ deductive reasoning (Knuth, 2002).
This may be due to teachers’ limited knowledge of mathematical proof or interpreting students’
Classification of students' proof schemes provides teachers with the necessary knowledge to
obtain insights into students’ proving (Balacheff, 1988; Coe & Ruthven, 1994; Harel & Sowder,
Past research paid little attention to the cognitive nuances in students’ inferences and
proving attempts. For instance, students might prove a mathematical proposition unsuccessfully
based on the evidence of a single example or a random selection of examples. Though both
approaches exhibited mathematical and deductive reasoning errors and were classified under the
same category of “empirical scheme” (Balacheff, 1988; Harel & Sowder, 1998), the latter
approach indicated more sophisticated mathematical reasoning and knowledge from a cognitive
true propositions (Balacheff, 1988; Harel & Sowder, 1998); how students used inferences and
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Consequently, little is known about students’ proof schemes underlying their disproving of
mathematical propositions.
mathematical propositions and how they use inferences and counterexamples in mathematical
proving. Specifically, the study aims to establish a classification of proof schemes, each for
students’ proving of mathematically true and false propositions using their written proofs.
Theoretical Framework
Mathematical Proving
proposition in order to determine whether the proposition is true (Durand-Guerrier, 2003). The
extent to which students engage in deductive inferences during this process, either to consider
the proposition or the chain of inferences, indicates the proficiency levels of their proving. In this
regard, inductive and deductive inferential processes in mathematical proving are two ends of a
cognitive continuum between which students may traverse to make logical conclusions about the
proposition.
Incorporating Harel & Sowder’s (1998) notion, proof construction is defined as the
process of removing one’s doubt about a mathematical proposition through their search for and
knowledge to construct arguments that connect the given mathematical premises to the
their mathematical knowledge to construct arguments that connect the given mathematical
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premises to the conjectured mathematical conclusions (Stylianides, 2007) and is different from
evaluating the logical validity of a proof (Selden & Selden, 2003; Weber & Alcock, 2004).
Depending on the mathematical proposition, there are two types of proof constructions:
for false propositions. Accordingly, a student’s proof scheme is the cognitive scheme underlying
Construction?
Method
The data of this study came from proofs constructed by 60 Singapore Secondary Three
(equivalent to U.S. 9th Grade) student participants in a study about logical reasoning and
mathematical proving. Each student attempted four Proof Construction tasks (two Deductive-
proof construction and two Proof-by-counterexample) on two separate sessions during after-
school hours. During each session, students were allowed to use calculators and writing paper.
To minimize the impact due to a lack of relevant mathematical knowledge, they were
encouraged to clarify the mathematical terms and definitions used in the tasks with the
researcher.
The four tasks consisted of one true proposition and one false proposition in Elementary
Number theory, and one true and one false proposition in Quadratics. Students had learnt in class
how to apply these sets of knowledge to solve typical mathematics problems but not for Proof
Construction tasks. Each task described a mathematical situation and posed a mathematical
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implication, posed in the form of “If P then Q” since student reasoning and proving of
findings, see Durand-Guerrier, 2003). Students were asked to decide whether it was true or false
and to justify their conclusions using the most convincing argument by either proving
exactly two factors, 1 and the number itself (Note that 1 is not a prime number since it
has only one factor). Two positive whole numbers, which may or may not be prime
numbers, are added together. Decide whether the following rule is true or false: If two
prime numbers are added together, then the sum is an even number.
Justify why your conclusion must be true or false using the most convincing argument.”
To elicit a wide collection of student proof schemes, two different sets of tasks containing
similar implications were phrased in a similar style and given to each student (see Table 1
below). Half of the students attempted the first set in the first occasion and the second set in the
second occasion while the other half attempted the sets in reverse order.
A total of 480 students’ written proofs were analyzed: 120 true and false implications
each related to elementary number theory and quadratics. Two coding classifications were
developed as broad categories based on past research (e.g., Balacheff, 1988; Harel & Sowder,
1998). Thus classification of external conviction schemes, empirical-based schemes, and analytic
schemes were used for coding students’ works of Deductive-proof Construction, while only
some of the classifications, such as empirical-based schemes, were adapted for coding students’
Subsequently, the researcher made finer distinctions within each type of schemes based
on the cognitive nuances shown in students’ proofs. For instance, some students’ proofs
considered cases of the implication for which deductive reasoning was incomplete and this was
scheme. The classification of schemes assumed a hierarchical ordering of the extent of students'
mathematical proving (Balacheff, 1988; Coe & Ruthven, 1994; Durand-Guerrier, 2008;
Stylianides & Stylianides, 2009). In the event when students’ works demonstrated two or more
different types of approaches, the approach that corresponded to higher-level of sophisticated use
of inferences would be coded and classified as that level. A second coder, who was a high school
mathematics teacher, then coded each proof using the refined classification. The inter-rater
Findings
through four phases: attempts that failed to relate the antecedent with the consequent (level 0),
proofs that were based on examples or logical reasoning errors (levels 1 to 2), proofs that were
based on incomplete deductive inferences (levels 3 to 4), i.e., “missing a step” (Lin, 2005), and
proofs that were based on coherent deductive inferences (levels 5 to 6). Table 2 below showed
At level 0, some proof schemes resembled “External Conviction” (Harel & Sowder,
1998) while others cited irrelevant mathematical properties that did not explain the conditional
relationship of the implication. At both levels 1 and 2, proof schemes exhibited little or no
deductive inferences and used only examples. Typically, students generated a few examples that
verified the implication, which resembled the empirical-based schemes (Harel & Sowder, 1998).
Some students might relate the antecedent to the consequent via inference of irrelevant property
use of examples and productive inferences. Students might consider a mathematical example as a
“crucial experiment” for testing the implication (Balacheff, 1988; Chazan, 1993). Alternatively,
students generated examples to verify the implication by make strategic choices based on either
random or case-based sampling (see Fig. 1 below). Some students inferred mathematical
properties from a set of examples and use them to further justify the implication.
Students’ proof schemes at both levels 3 and 4 exhibited productive but incomplete chain
of deductive inferences. The distinction between them was determined by whether one case of
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the antecedent or one or two deductive inferences were skipped in students’ proofs. For example,
students proved the implication for the case of even numbers but not the odd numbers were
At level 4, students constructed a chain of inferences that was almost entirely deductive
or complete. Distinction between levels 4 and 5 was based on whether the proof might have one
or two inferences absent, or could be interpreted as non-deductive or had minor errors. That is,
the proof is “missing a step” in making a chain of deductive inferences (Lin, 2005). For instance,
“3 times an odd number x will give an odd number” was not substantiated by “product of two
odd numbers is an odd number” and might be interpreted as an inductive inference. Minor errors
were either due to writing errors or lack of logical organization in sequencing the chain of
inferences. In the figure (Fig. 3) below, the student missed a step in justifying the conclusion
from the inferences of “the y-axis would touch on either part of the curve below the x-axis.”
Proof Schemes at levels 5 and 6 exhibited logically valid and coherent chain of deductive
inferences, with the latter level constructing a concise proof using mathematical symbols and
notations (Boero, 1999; Miyazaki, 2000). In Figure 4 (level 6 scheme) below, the student
formulated the sum of the numbers as a product of two numbers and considered the case of the
number being odd and even. For each case, the student was able to justify why the product would
The distribution of students’ proof schemes across the levels by the type of tasks is
shown below (Table 3). More students were exhibiting higher levels of proof schemes for the
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Elementary Number Theory tasks than the Quadratics tasks. Majority of the students were
struggling with relating the antecedent and the consequent and using the examples in a way that
For the tasks related to Number Theory, majority of the proofs were classified as levels 1
and 2, which indicated prevalent use of examples to verify the implication or more productive
ways. There were also a number of proofs in which deductive inferences were used and were
thus classified as levels 3 and 4. For the tasks related to Quadratics, majority of the proofs were
classified as levels 0 to 1, suggesting that the tasks were challenging and students struggled to
find sophisticated ways to use examples productively. Across both topics, there were very few
proofs being classified as levels 5 and 6 because few students were able to prove the implications
in rigorously when making deductive inferences. Only two of the proofs related to Number
Theory were at level 6, which indicated that constructing formal deductive proofs using
mathematical symbols is challenging, even for students who were proficient in applying
progression through four phases, of which the first two phases resembled their counterparts in
Deductive-proof Construction schemes: attempts that failed to relate the antecedent with the
consequent (level 0), proofs that were based on examples or logical reasoning errors (levels 1 to
2), proofs that were based on deductive inferences but justify the implication incorrectly due to
misconceptions (level 3), and proofs that were based on coherent deductive inferences using
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constructed counterexamples. Table 4 below showed the six levels of the coding scheme in
hierarchical order. Apart from level 0, the hierarchical levels posited a general distinction
between proofs which considered the implications using examples (coded as levels 1 to 2) and
proofs which considered the implication using deductive inferences but not possible
counterexamples (levels 3), and proofs which indicate logically valid Proof-by-counterexamples
Proof schemes at both level 1 and 2 were also similar to their counterparts in Deductive-proof
Construction. At level 1, students used example or made logically invalid inferences to justify
the implication and exhibited little or no use of deductive inferences during the process. This is
akin to incorrect empirical proof attempts to prove a false implication (Ko & Knuth, 2009). At
level 2, students exhibited sophisticated use of the examples by inferring properties from the
At level 3, students' proof schemes exhibited productive use of deductive inferences but
had identified, they were able to make deductive inferences to prove the implication. However,
students did not consider a subset of mathematical objects (e.g., asserting that all prime numbers
are odd numbers and did not consider that 2 is the only even prime number), which would
students’ proof of deciding whether the implication “If two prime numbers are multiplied
The student started considering the set of prime numbers based on the end-digits of the
numbers but incorrectly asserted that all prime numbers were odd numbers. She did not consider
the prime number “2”. Next she deduced that when two prime numbers with odd end-digits were
multiplied together, the resulting end-digit was also an odd number. Her conclusion would have
been logically valid if not for the omission of the case of prime number 2.
For proof schemes at levels 4 and 5, students had successfully constructed one or more
falsification of the implication based on one specific counterexample. In contrast, proof schemes
figure below (Fig. 6), the student concluded that “anything multiplying with 2” would constitute
a collection of counterexamples.
The distribution of students’ proof schemes across the levels by the type of tasks is
shown below (Table 5). Note that more students were exhibiting higher levels of proof schemes
for the Elementary Number Theory tasks than the Quadratics tasks.
For the tasks related to Number Theory, majority of the proofs were classified as level 4
construction and that the task was less challenging for the students. Moreover, around one third
or more of the proofs were using generic counterexamples. For the tasks related to Quadratics,
majority of the proofs were classified as level 0 to 1 in both occasions. This suggested that the
tasks were probably too challenging for many students. They were struggling with relating the
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antecedent and the consequent concerning property of the quadratic functions though they were
able to relate graphing and factoring of quadratic equations. Interestingly, only two written
Discussion
This study suggested that a classification of students’ proof schemes, based on the extent
of their search and reasoning of examples and counterexamples and their use of deductive
inferences, revealed finer cognitive nuances in proof construction. In this study, students’ proof
schemes underlying Deductive-proof Construction not only bear resemblance to past findings
about proof schemes which were characterized as “External conviction,” “Naive empiricism,”
“Crucial experiment,” and “Analytical” (Balacheff, 1988; Harel & Sowder, 1998) but also
refined the hierarchical classification. In comparison to college students, this study suggested
that high school students exhibited proof schemes of an intermediate phase between empirical-
based and analytical-based schemes. They consisted of two finer levels (levels 3 and 4) that
Cognitive nuances underlying students’ use of examples were also evident. They constructed
examples based on strategic choices or make inferences from examples to justify a proposition.
More significantly, this study proposed a classification of students’ proof schemes for
require every single instance to satisfy a proposition using deductive inferences. However, the
cognitive nuances underlying students’ proof schemes revealed an intermediate phase (level 3) of
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productive inferential processes in between the failure and success in disproving a proposition.
Specifically, students were able to use deductive inferences effectively to prove a proposition for
a smaller subset of mathematical objects, though they might have overlooked some cases for
counterexamples.
In addition, the distinction between levels 4 and 5 in students’ proof schemes was
counterexample (level 4) or more counterexamples (level 5) does not make any logical
difference but does demonstrate that proofs present epistemic values as well as logical values for
students (Duval, 1993). In the course of disproving by a larger set of counterexamples, students
not only justified their conviction about the mathematical propositions but also developed
sophisticated mathematical knowledge about the proposition. The distinction also corroborated
process that searches for examples and counterexamples to a proposition in order to determine
the maximal set on which the proposition is satisfied. Such views are also echoed in the
mathematical discipline and philosophy (Lakatos, 1976). However, the cognitive and
highlighted the transition phases between proofs based on examples and deductive proofs.
The classification of proof schemes further suggested the role of students’ mathematical
knowledge in proof construction. As seen from the distribution of proof schemes across levels
(see Tables 2 and 4), a number of students consider cases of a proposition when they were
constructing examples or deductive inferences, for instances, the cases of odd and even numbers
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for the set of whole numbers. Using an appropriate ways of distinguishing different cases (or
subsets) of the mathematical objects in the proposition, students were able to prove the
proposition. Such an approach required students’ mathematical knowledge about the properties
about mathematical objects as well as the strategic leverage of partitioning the set into these
cases versus alternative ways. Students’ mathematical knowledge help facilitated their proof
constructions in addition to knowledge about proofs and logical statements. The interplay
construction thus generate further questions of when and how students’ mathematical knowledge
facilitate their proof construction. Inquiry into the interplay deserves equal attention in
References
Selden, Annie, & Selden, John. (2003). Validations of Proofs Considered as Texts: Can
Undergraduates Tell Whether an Argument Proves a Theorem? Journal for Research in
Mathematics Education, 34(1), 4-36.
Stylianides, Andreas. (2007). Proof and Proving in School Mathematics. Journal for Research in
Mathematics Education, 38(3), 289-321.
Weber, Keith, & Alcock, Lara. (2004). Semantic and Syntactic Proof Productions.(Author
abstract). Educational Studies in Mathematics, 56(3), 209(226).
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Table 1
2 If two prime numbers are If two prime numbers are Proof-by- Elementary
multiplied together, then added together, then the counterexample Number
the product is an odd sum is an even number. Construction Theory
number.
3 [For graphs of If x 2 Mx N can be Deductive- Quadratics
y=ax2+bx+c] If a is factorized, then proof
positive and c is negative, M N 1. Construction
then the x-intercepts of the
graphs are one positive
number and one negative
number.
4 If x 2 Mx N can be [For graphs of Proof-by- Quadratics
factorized, then M N 1 . y=ax2+bx+c] If the x - counterexample
intercepts of the graphs Construction
are both positive
numbers, then both a
and c are positive.
Table 2
Table 3
Table 4
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Table 5
Frequency distribution of students’ proof schemes by levels across topics and sessions
1 Figure Captions
2 Figure 1. Level 2 – considering examples for cases of the antecedent (odd or even)
3 Figure 2. Level 3 – Incomplete deductive inferences but omitting a case of the antecedent
4 Figure 3. Level 4 – Proof that misses a step in making connected deductive inferences
9 Figure 1
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11 Figure 2
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2 Figure 3
4 Figure 4
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2 Figure 5
4 Figure 6