Fundamentals of Lightning Protection Systems
Fundamentals of Lightning Protection Systems
Protection Systems
1. Introduction
In this lesson, you will learn the fundamentals of how lightning protection systems function.
The intent of the lesson is not to discuss the detailed design requirements presented in various
codes and standards for lightning protection but to understand the basic physics associated with
lightning protection systems and how they affect the system design.
2. Historical Vignette
Lightning protection systems have been in use in one fashion or another for over two hundred
and fifty years, well before electricity was harnessed as a usable form of power. In the past one
hundred years, progressive scientific study has contributed to the body of knowledge
concerning lightning and its behavior. Engineering and construction standards for lightning
protection have been published in the United States for over one hundred years. During the
past century, various governmental and private organizations keeping statistics on the
performance of lightning protection systems have found that they are highly effective.
Underwriter’s Laboratories statistics showed that these systems prevented damage due to
lightning approximately 99% of the time, when installed in accordance with accepted
engineering standards.
3. System Overview
Lightning protection systems (LPS) have five distinct subsystems. They are:
These subsystems function in a complimentary fashion to protect a structure from the damaging
effects of lightning. Figure 1 illustrates a simple representative LPS that might be installed on a
small structure. Each will be reviewed in turn and how they function will be discussed.
The purpose of the strike termination subsystem is to intercept the lightning event and course it
harmlessly into the conductor subsystem. The strike termination subsystem can take many
forms specified by the various engineering standards available. In general, it is a metal device
that is connected in an electrically and mechanically robust fashion to the conductor subsystem.
A common specific type of strike termination is an air terminal. The air terminal is a device
listed for the purpose by a Nationally Recognized Testing Laboratory (like Underwriter’s
Laboratories, for example) consisting of a metal rod protruding above a structure. These are
commonly known as ‘lightning rods’ but this term is generally not used in the lightning protection
industry. Other types of strike terminations are commonly used consisting of overhead wires
and structural steel parts of a building.
The strike termination is a device that responds to the electric field of an approaching
thunderstorm. When thunderstorm conditions emerge, electric charge is lowered from the
cloud, generally in the form of a line charge. This is called the downward leader and is the
precursor of a lightning strike. These may be several of these at any given time and could have
a range measured in kilometers. Polarity of the downward leader is negative approximately
90% of the time but ‘positive strikes’ do occur. However, the behavior of negative and positive
strikes are identical, as far as we are concerned in this lesson. As the downward leader
approaches the ground, the electric field under it becomes very intense.
Since the strike termination is intended to intercept the downward leader, it implies a region of
protection. This is called the ‘Zone of Protection’ (ZOP) and is based on models of lightning
behavior. The ZOP is defined as ‘the space adjacent to a lightning protection system that is
substantially immune to direct lightning flashes.’
All of the available engineering and construction standards use three types of model for the
determination of the ZOP. They are the ‘roof rule’ method, rolling sphere method and the
protective angle method. These methods are ways to determine placement of strike
terminations and to find a ZOP.
In the application of the roof rules, the ZOP is Figure 3. Example of Empirical Roof Rules
considered to be the volume extending under the for Gable and Hip Roofs. Circles denote air
roof vertically from where the eave extends. terminals, dashed lines denote conductors
(Lower roof levels may be protected within the which terminate in grounding electrodes.
protective angle method, which is discussed later.)
So one can see, that this type of model can only apply to the simplest structures and is
somewhat limited. Fortunately, models to account for more complicated structures are
available.
The Rolling Sphere Method (RSM) is one way to determine strike termination placement and
the ZOP of lightning protection systems. It is the most general of the methods. It is formulated
by correlating the radius of the sphere with the average amount of charge present in the
downward lightning leader. For most applications, the radius of the sphere is 150 feet (46 m).
This correlates to the ‘striking distance’ of over 90% of all lightning events. For more critical
applications, a smaller sphere of 100 feet (30 m) is used, correlating to over 97% of all lightning
events.
How this method is applied is to begin with an imaginary sphere of the desired diameter (usually
150 feet) and ‘roll’ it over the affected structure. Areas under the exterior of the sphere between
points of contact become the ZOP. This method is illustrated in figure 4. It is assumed that
strike terminations are needed wherever the sphere contacts the structure, installed in
accordance with accepted engineering standards. The sphere must consider all directions of
approach to the building although we have really just illustrated two directions (from the left and
right) of the building in figure 4. In addition, there are analytical methods to apply RSM.
Fundamentals of Lightning Protection Systems
Figure 4. Illustration of Rolling Sphere Method. Areas under the curves denoted by ‘Z’ indicate a zone
of protection.
An older and simpler way to determine placement of strike terminations is the Protective Angle
Method (PAM). This method is a simplification of the RSM for structures that do not exceed 50
feet in height. For structures less than 25 feet in height, a 60 degree, or 1:2, angle is permitted.
For structure over 25 feet but not in excess of 50 feet, a 45 degree, or 1:1, angle is used. This
is illustrated in figure 5.
The protected angle method is also used with the empirical roof rules so lower attached may be
protected. Detailed information to determine zones of protection are found in lightning
protection design standards.
While these methods dictate the placement of the strike terminations to determine zones of
protection, other design rules for specific placement apply depending on the type of strike
terminations. More details will be found in the engineering standards documents commonly
used for lightning protection. For example, if air terminals (a common form of strike termination,
sometimes termed ‘lightning rods’) are used, they have to be placed so that they extend ten
inches above the protected structure, within two feet of the edge and no more than 20 feet
apart. In addition, other strike terminations may be needed to protect objects that are typically
installed on roofs, such as Heating, Ventilation and Air Conditioning (HVAC) equipment.
Alternatively, some structural metal components commonly used in buildings may serve as
strike terminations. It is essential to have a thorough understanding of these details to emplace
an effective lightning protection system.
Once the strike termination intercepts the lightning event, it is then directed into the conductors
that are part of the system.
5. Conductors
The conductors confine and direct the lightning event toward eventual dissipation into the earth.
In general, there are two types of conductors in lightning protection systems: main conductors
and bonding conductors.
a. Types of Conductors
1) Main conductors are intended to carry current. They are sized accordingly and are installed
in a fashion to be conducive to conducting the lightning event. Often, robust metal structural
materials of a building are used for this purpose.
2) Bonding conductors are intended to equalize the voltage, or electrical potential, between
conductive parts and are therefore designed to prevent current flow. Recall that (nominally) all
points on a conductor are at the same voltage. By connecting metal parts together electrically,
bonding conductors minimize the voltage between them. This is essential to prevent the
development of electric arcing between the LPS and other metal parts of the structure.
However, they are installed and sized in such a fashion that they can carry some of the lightning
current.
In the conductor subsystem, lightning is now electric current. However, it is quite different in
behavior than electric power that we may be more familiar with. This is because the lightning
event is initially a pulse of very high current up to hundreds of thousands of amperes in
magnitude for durations of tens of microseconds. This behaves in a fashion similar to a high
frequency signal. It then decays into a continuing current that more resembles direct current,
lasting for up to a second. Multiple pulses commonly occur during a single lightning event. The
conductors in a lightning protection system must account for these effects brought on by the
lightning waveform, which we shall now discuss.
Fundamentals of Lightning Protection Systems
A maximal lightning event begins with a high current pulse of up to 200,000 amps that can last
500 microseconds. A commonly used lightning waveform illustrating this is presented in figure
5. Examining the waveform, we can correlate different effects of the waveform applied to
lightning conductors.
1) The A and D Components contribute to electromagnetic forces and the development of high
voltages due to the fast rise time of the pulse and the high peak current. The construction of the
conductors and their associated installation practices have to account for these effects.
Electromagnetic forces, can damage or even break conductors. The inductive reactance of
conductors, usually ignored in most power system considerations becomes a major contributing
factor in conductor failure.
2) Sideflash is when an arc occurs between a lightning protection system conductor and
another conductive item. It occurs when a voltage on the conductor becomes high enough to
exceed the dielectric breakdown value of air (or other material) through which the lightning
current can arc to another grounded metal body. It is usually result of a point of high resistance
or inductive reactance in the conductor (such as a loose connection or a sharp bend in the
conductor) or just from having another metal body in close proximity. This is very undesirable
and is considered a failure of the lightning protection system. The resulting arc from sideflash
can ignite materials and can be catastrophic if a flammable atmosphere exists. Design
guidelines for the materials for lightning protection conductors and method for their installation
are given in detail in the applicable engineering standards.
3) The B and C components of the lightning waveform are responsible for the heating and
other ohmic effects on the conductor. Far more charge is transferred during the B and C
components of the lightning event compared to the A and D components. While lightning
Fundamentals of Lightning Protection Systems
conductors are of robust construction or heavy enough gauge of low resistivity material, which
minimizes liberation of heat, any point of high resistance can cause melting and failure. For
example, a corroded or loose connection or a frayed conductor can cause a failure from ohmic
heating.
In light of the lightning waveform we must now consider the properties of the conductors used in
lightning protection systems. Any electrical conductor has an impedance, which is comprised of
resistance, inductive reactance and capacitive reactance. Most often in electrical design for
power systems, only resistance is accounted for especially over short distances. However, for
lightning conductors, the inductive reactance becomes significant. Capacitive reactance is
negligible and therefore ignored.
1) Resistance is a property of the conductor that is dependent upon its physical configuration
and material. As a figure of merit, lower resistance is better in any conductor system. The
material property that affects the resistance of the conductor is resistivity. For most lightning
protection applications, materials with low resistivity are specified, e.g., copper or aluminum.
Resistance in a conductor is given by the following formula:
R = ρl /A [ohms]
One can see that lower resistance can arise from enlarging the cross-sectional area or reducing
length given similar materials. In addition, enlarging the cross-section to account for higher
resistance is possible. These techniques are used in lightning protection conductor design
rules. For example, conductor runs have maximum length limits to minimize resistance.
Another example is structural steel used as a LPS conductor which has greater cross-sectional
area than copper conductors of much lower resistance.
2) Power dissipation occurs due to resistance in a conductor as does a voltage drop. Both are a
function of current, given by:
V=IR ; P=I2R
Typically, the power dissipation and voltage drops are not calculated in lightning protection
system design but we discuss these relations here to underscore an important physical point. In
power systems, the power dissipation and voltage drop is usually negligible. Consider when
lightning currents of tens or hundreds of thousands of amperes flow, the power dissipation and
voltage drop becomes very large. Ohmic heating results from the dissipation of power in the
conductor.
3) Inductance is a property of any conductor and is a function of the geometry and configuration.
One may be familiar with an inductor, which is often a coil of wire perhaps wrapped around a
ferrous core material. While the direct current resistance of the inductor remains low, the
inductor impedes alternating current flow (or a current pulse) due to magnetic effects.
4) Inductive reactance becomes significant due to the fast rise time of the initial lightning pulse,
the A-component which behaves like a high-frequency signal. The inductive reactance for a
conductor subject to a lightning pulse is:
Fundamentals of Lightning Protection Systems
V = (di/dt) L
Typical lightning conductors may have an inductance of a few microhenries. However, the di/dt
can be on the order of 1010 amperes/sec or higher. Consequently the voltage induced on a
lightning conductor can be momentarily very high, tens or hundreds of thousands of volts. Once
this voltage exceeds the breakdown value of the material between the conductor and another
grounded object, sideflash may occur to the grounded object.
e. Conductor Summary
Conductors in an LPS serve to confine and direct the lightning electrical energy. There are
generally two types, main and bonding conductors. These conductors must be sized and
installed in accordance with the design rules found in an authoritative lightning protection design
standard. These design rules account for the various effects of the lightning waveform on
conductors. In general, it is essential to minimize resistance and inductive reactance in the
conductor subsystem of a lightning protection system.
6. Grounding
The grounding subsystem of the lightning protection system is designed to transfer the lightning
current from the conductor subsystem into the earth. An additional function is to ‘clamp’ the
electrical potential of the system as close to zero volts, or ground potential, as possible. In this
section we explore the purpose and function of the grounding subsystem.
a. Grounding Electrodes
Grounding electrodes are placed in contact with the earth and electrically connected to the
lightning protection system. A grounding electrode can have a variety of different configurations
but it’s a corrosion resistant conductor that is intentionally placed in close physical contact with
the earth, typically buried. The most common and familiar grounding electrode is a ground rod,
which is a conductor placed generally vertically into the earth.
One can think of the grounding electrode as the electrical bond of the LPS to the earth. Given
that bond, the LPS is ideally held at the same electrical potential as earth. Ideally ground is at
zero volts, however, this is seldom achieved in practice because of the non-ideal electrical
properties of the conductors, the grounding electrode and earth, namely, impedance.
A grounding electrode has an impedance, Z, like a conductor. However, the variables that
drive this impedance depend on the grounding media as well as the electrode itself. The
impedance of the grounding electrode will depend upon:
• Electrode configuration
• Depth of burial
• Resistivity of the soil
1) Electrode configuration is a strong variable in the final impedance value of the earth
electrode. In many cases, standard ground rods are used which are generally eight to ten feet
Fundamentals of Lightning Protection Systems
long and approximately 5/8 inch in diameter. However, there are many different configurations
possible including ground loop conductors, horizontal conductors and arrays of ground rods.
Imagination is the limit. Arrays of multiple ground electrodes are possible and are often used.
In this case, more is generally better in lowering the final grounding system resistance but
progressively smaller improvements results from additional ground electrodes.
Spacing of the electrodes is also an important variable. In general, spacing the electrodes
twice to four times their burial depth results in optimal results. If the electrodes are spaced too
close to each other, they begin to (electrically) function as a single electrode and any
improvement is lost.
3) Soil resistivity is the single most important property that affects the final grounding resistance
developed. In turn, several variables affect soil resistivity:
3a) Soil composition ranging from loam rich in organic material to clay to composites of basaltic
rock and granites can range from 100 Ω-cm to 106 Ω-cm.
3b) Moisture content varies the soil resistivity considerably. Orders of magnitude changes occur
between zero moisture content up to 30%. After a point, the soil saturates and no additional
improvement is seen as this situation resembles immersion in water.
3c) Mineral content can also improve the soil resistivity. This technique is often used in areas
where poor resistivity soils are encountered. A mineral back fill is added to the soil surrounding
the electrode. Many commercial alternatives exist, although common salt can improve the soil
resistivity by up to two orders of magnitude. Beware of local environmental regulations before
choosing a backfill, however.
3d) Temperature is a strong factor. Colder temperatures degrade soil resistivity. Resistivity of
any soil will generally double between 70°F and 32°F. Once the soil freezes (moisture content
turning to ice) the resistivity will immediately triple and get progressively more resistive as the
temperature goes down. Often, it is specified that ground electrodes get installed below the
frost line as a result of this phenomena.
Fundamentals of Lightning Protection Systems
Due to the large magnitude initial current pulse (A-component) of the lightning event, a voltage
is induced upon the surface of the earth when the current flows through the grounding system
into the earth. In figure 7, imagine a lightning current injected into a simple grounding system,
like a typical ground rod. As the current
flows into the rod, it then flows outward into
the earth through incremental shells of soil.
As it flows through these shells, each with a
resistance, a voltage drop occurs just as it
would for any conductor. In reality, the
outward current flow is not uniform as a
function of depth. The distribution depends
upon several variables including the soil
resistivity as a function of depth and the
inductive reactance of the grounding system.
There is significant evidence that much of
the current actually flows near the surface of Figure 7. Ground Potential Rise.
the earth.
Whatever the distribution, a voltage drop occurs across each incremental shell of soil, which
becomes manifest as a voltage gradient radiating from the grounding electrode. GPR then is
this potential or voltage rise in the earth near the grounding electrode. The GPR can have
harmful effects, notably the step potential. Step potential is the voltage difference that occurs
over the space of an average persons’ stride. During the high current A-component pulse, this
voltage could easily be tens of thousands of volts, occurring for the duration of the A-
component. In turn, this poses a serious shock hazard to people nearby.
1) LPS connection to earth is through the grounding electrode subsystem. The grounding
subsystem also is intended to hold the LPS system at ground potential, or zero volts.
2) Low impedance is desirable for the grounding subsystem. In practice, only resistance is
measured and/or calculated. Impedance is considered in the geometric configuration of the
grounding electrodes.
4) Ground Potential Rise (GPR) occurs from the lightning event. The earth near the grounding
system becomes significantly energized during the lightning event, which could result in harmful
step potentials.
a. Potential Equalization
Having equipotential between parts of the LPS and/or any dead metal parts in a structure is
essential. As was discussed earlier, severe voltages can arise through the normal function of
the LPS. If severe voltage differences occur, arcing can take place which becomes an ignition
Fundamentals of Lightning Protection Systems
This situation is illustrated in figure 8. In our hypothetical conductor on the left of the figure, a
current, denoted by I, flows to ground. Since the conductor has an impedance, a voltage V,
greater than the ground voltage V0 is induced on the conductor. Since the conductor is
energized to this voltage V, an electric field, denoted by E, results and terminates on a nearby
metal object. (A magnetic field, not illustrated here, will also occur surrounding the conductor as
a part of this process.) In practice, this metal object could be a window frame or metal piping,
etc. Metal objects in structures, most notably water piping, is commonly grounded to earth in
some fashion, either intentionally or incidentally. So once the voltage difference between the
conductor and metal object exceeds the dielectric breakdown value of the medium between
them, an arc will occur at the point of the strongest electric field between the objects.
cases, the metal structural part, piping system, etc., may be incidentally connected to earth
ground, in which case some current may be imposed upon it. Usually this current will be
significantly less than the amount that lightning injected due to current division and the (ideally)
lower impedance of the lightning protection system. In general, conductors intended for
bonding are of smaller cross-section than those intended for the main flow of lightning current.
3) Additional bonding is often needed between dead metal parts and the LPS within a structure.
The requirement is defined when dead metal parts are within a certain proximity of the LPS
conductor and from the configuration of the LPS. Detailed methods for determination of bond
implementation are given in lightning protection installation standards.
4) Roof and intermediate level equipotential bonding is also required. This is a consequence of
the development of voltages in conductors subject to lightning current flow, as we have learned.
Essentially, it is necessary to establish a ‘ground plane’ or an area of equipotential at the roof
and at intermediate levels for a tall building.
b. Surge Protection
2) Figures of merit for SPDs are important considerations for device selection. These include:
Available lightning protection standards and other literature provide requirements and guidance
for the selection of SPD devices.
A few lightning protection standards are available for use. These documents provide the
details for the installation and implementation of the components of the LPS. Typically one, or
more, of these standards will be specified for the installation of lightning protection systems in
the United States.
• National Fire Protection Association’s (NFPA) Standard for the Installation of Lightning
Protection Systems (NFPA 780.)
• Underwriter’s Laboratory Installation Requirements for Lightning Protection Systems (UL
96A)
• Lightning Protection Institute’s Standard of Practice for the Design - Installation -
Inspection of Lightning Protection Systems (LPI 175)
All of these standards provide detailed guidance for the selection of materials and installation
requirements for the lightning protection system. Additional topics are discussed such as
personnel protection, protection for various special occupancies, which includes large
smokestacks, structures housing flammable and explosive materials. Inspection methods and
maintenance topics are also discussed. In the first document, NFPA 780, risk assessment
methods are offered to better understand and quantify if any particular structure is at significant
risk from lightning.
9. Summary
In this lesson, we discussed the fundamentals of lightning protection systems and how they
operate. We reviewed the LPS subsystems which are:
The basic function of each of these subsystems was discussed with a view toward the concept
of how they operate. In closing, a list of commonly used engineering standards for the
implementation of the LPS was provided. Detailed guidance for the installation of lightning
Fundamentals of Lightning Protection Systems
Using this knowledge, you will be better able how to understand and implement lightning
protection systems using one of these engineering design standards.
i
Getting Down to Earth, Biddle Instruments, 1990.