Ecological Engagement Urie Bronfenbrenners Method to Study Human Development Full Text DOCX
Ecological Engagement Urie Bronfenbrenners Method to Study Human Development Full Text DOCX
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viii Foreword to the International Edition by Richard M. Lerner
individual context relations. These individual context relations are the process
in the PPCT framework.
Of course, the bioecological model goes well beyond a statement that the indi-
vidual and the context are fused in a dynamic relation across life. It was Urie’s
insight that the actual (ecologically valid) instantiation of this process required a
thorough understanding of a person’s specific attributes of individuality (the second
“P” in the PPCT conception) in concert with the specific attributes of his or her
context (the “C” in the PPCT conception), as this coaction changes across the levels
of the chronosystem (the “T” in the PPCT conception). Therefore, to describe,
explain, and optimize the trajectories of development for any individual—and in
particular, the diverse and often underserved and marginalized children whose ecol-
ogies are marked by adversity and ongoing challenges to not only their health and
well-being but, as well, to their very existence—methods must be used to under-
stand their individual, contextual, and developmental specificity.
The singular and historically important contribution of ecological engagement
methodology is that it provides a clear and compellingly rationalized set of proce-
dures that, together, assure that questions derived from the use of the PPCT concep-
tion can be addressed systematically and comprehensively with the scientific rigor
that Urie insisted must be used to persuade scientific colleagues and policy-makers
and practitioners that the information derived from research was valid internally and
externally in regard to the ecology of the individuals participating in the research.
The methodology triangulates observations across multiple dimensions: for exam-
ple, quantitative and qualitative, explanatory research and intervention research,
predesigned and formatively researcher participant designed procedures, and—
perhaps most superordinate—researcher-generated definitions of the research pro-
cess and participant and community-/institutional-generated definitions of the
research process.
As documented across the chapters of this book, the methods of ecological
engagement are complex and time-consuming, given that genuine and continued
embeddedness of the research team within the ecology of participants must be
undertaken to create the trust and the ecological knowledge that provide the founda-
tion for the collaborative research practitioner procedures that are emblematic of
the method. Yet, without embracing complexity and having the commitment to the
time needed to create valid engagement, meaningful data cannot be derived from
this methodology. However, as documented through each chapter of this unique
and, frankly, inspiring book, the readers will realize the remarkable contributions to
enhancing the lives of individuals and contexts that can be made by informed and
systematic use of this methodology.
Indeed, the chapters of Ecological Engagement constitute the ongoing building
blocks for the growth of a living monument to the highest aspirations of the career
contributions of Urie Bronfenbrenner. During the last decade of Urie’s life, I had the
privilege of serving as the editor of three of his last major works: his 1998 chapter
and 2006 chapter (a chapter completed posthumously with the help of Pam and
Urie’s wife, Liese) with Pamela Morris in the fifth and sixth editions, respectively,
of the Handbook of Child Psychology and Urie’s final book, published just before
Foreword to the International Edition by Richard M. Lerner ix
Richard M. Lerner
Institute for Applied Research
in Youth Development, Tufts University
Medford, MA, USA
Foreword to the International Edition by
Stephen F. Hamilton and Mary Agnes Hamilton
This book is a fitting tribute to Urie Bronfenbrenner and an indication of his endur-
ing legacy. Having known him as a colleague and friend, we are certain that he
would have appreciated the authors’ close attention to his theory, their commitment
to testing it empirically, and their willingness to do so in complicated real-world
contexts. They are continuing to modify his ideas, as he did himself. Their method
of ecological engagement is a means of investigating processes and contexts, a chal-
lenge he did not address explicitly, though his 1970 book, Two Worlds of Childhood:
U.S. and U.S.S.R., contains examples of formal and informal observations of child
rearing in the Soviet Union.
Urie was motivated to conduct rigorous research and theorizing by concern for
fostering human development for every person everywhere but especially for mar-
ginalized children, youth, and families. He readily shared his findings and his ideas
with policy-makers and practitioners, not just other scholars. He demonstrated his
respect for them and their work by explaining his ideas to them in their complexity
rather than simplifying them. The method of Ecological Engagement explicated in
this book employs the tools of science to delve deeply into people’s daily lives,
yielding the kind of understanding that can ground action to make those lives
better.
It is also fitting that the chapter authors live and work outside the United States.
As an immigrant who grew up speaking two languages and acquired at least two
more later in life, Urie was a world citizen who was knowledgeable about and con-
nected with people around the globe. His theory embraces influences on and pro-
cesses of human development that are universal but also those that are specific to
particular countries and cultures.
Finally, it is appropriate that the foreword was written by a former student. He
was a legendary teacher who indelibly affected generations of undergraduate and
graduate students.
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Foreword to the Brazilian Edition
It was a real pleasure to be invited to write the foreword for this book. In some ways,
this invitation captures well two distinct, but connected, parts of my life. I went to
the United States, in 1981, in order to do my PhD with Urie Bronfenbrenner and
started publishing on his theory there in the mid-1990s (Tudge, Gray, & Hogan,
1997) and in Brazil soon thereafter (Tudge, 2008; Tudge et al., 1999, 2000). My
writing on Bronfenbrenner’s theory occurred at about the same time that I met
Silvia Koller, in 1995, when I was first invited to talk at the PPG Psychology at the
Federal University of Rio Grande do Sul (UFRGS) and have given many presenta-
tions on Bronfenbrenner’s theory, as well as teaching a semester-long class on his
theory, over the following years. This invitation thus nicely connects these two parts
of my life.
Although Bronfenbrenner’s theory, in one or other of its stages of development,
has been very widely cited by scholars, surprisingly, little has been written about the
theory, its development, or the methods that should be used to test the theory (Rosa
& Tudge, 2013; Tudge, 2013). So it was with great satisfaction that I read the vari-
ous chapters in this book. The first two chapters are reprints of papers that were
originally published in 2003 and 2008, both in Psicologia: Reflexão e Crítica. The
first, by Cecconello and Koller, does an excellent job of describing Bronfenbrenner’s
bioecological theory, and the second, by Eschiletti-Prati and her colleagues, aims to
show how the theory can be applied in research practice. The remaining chapters of
the book are mostly devoted to studies that used the method (ecological engage-
ment) that Dr. Koller, her colleagues, and students devised in order to put
Bronfenbrenner’s theory into practice. These studies were conducted in various
parts of Brazil, from its southernmost city (Rio Grande) to an Amazonian river com-
munity close to Belém, and in Angola.
As Eschiletti-Prati and her colleagues point out, Bronfenbrenner’s theory went
through many changes from the 1970s, when he first started developing it, until his
death in 2005. In fact, three distinct periods can be identified (Rosa & Tudge, 2013),
and scholars wishing to use the theory should either rely on the “mature” version of
the theory or be explicit about the fact that they are drawing on concepts from one
or other of the two earlier stages in the theory’s development. Failure to do that is
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xiv Foreword to the Brazilian Edition
likely to lead to theoretical incoherence if not a total misuse of the theory (Tudge,
Mokrova, Hatfield, & Karnik, 2009; Tudge et al., 2016). It is thus very helpful that
Cecconello and Koller devote so much time to describing the mature, bioecological
theory, with its focus on the process-person-context-time (PPCT) model. They draw
extensively on Bronfenbrenner’s writings from the 1990s, which is important, given
that Bronfenbrenner first described his theory (which he sometimes termed a
“model”) as “bioecological” in 1993 and discussed the PPCT model from 1994
onwards. It is very helpful to the readers that they draw so extensively on these
original sources; it is always dangerous for researchers to rely on “authorities”
(myself included) for their understanding of a theory rather than use the theorist’s
own words.
Although at first glance this model seems very complex, it is, in fact, rather
straightforward. Proximal processes (the “engines of development”) are the natu-
rally occurring everyday activities in which developing individuals are involved.
These, as Eschiletti-Prati et al. make clear, need to be the focus of attention for
researchers trying to apply bioecological theory. Proximal processes vary depend-
ing on the characteristics of the individuals involved (the “person” of the PPCT
model) and by the context and need to be studied over time. As Cecconello and
Koller point out, Bronfenbrenner described three types of person characteristics and
four “systems” of context. Bronfenbrenner made clear, however, primarily in the
course of discussing others’ research, that one can test the PPCT model by examin-
ing the ways in which proximal processes are influenced by variations in a single
person characteristic and by examining one contextual variation. In many of his
later publications (e.g., Bronfenbrenner 1999; Bronfenbrenner & Ceci, 1994;
Bronfenbrenner & Morris, 1998, 2006) describing the bioecological theory and the
PPCT model, he used Drillien’s (1964) study to illustrate the ways in which differ-
ences in the child’s birth weight (the person characteristic of interest) and differ-
ences in the family’s social class (the context characteristic of interest) jointly
influenced mother-child proximal processes, leading to different outcomes for the
children 2 years later. In other words, despite the apparent complexity of the theory,
it does not require researchers to do the impossible in applying the theory (see
Tudge et al., 2009).
Most of the authors in this book use Bronfenbrenner’s theory as their starting
point, but they focus primarily on the method that is at the heart of this volume—
ecological insertion. This method involves conducting a study in context, with the
team of researchers “inserted” into the environment over a period long enough to
understand the problems and issues of the individuals being studied. The most
important aspect of the method is the fact that the researchers are explicitly viewed
as part of the system, a system including all of the people involved (researchers,
community members, and the participants of primary interest), and the context
itself. As authors of two of the chapters point out, this method has a lot of similarity
with ethnographic approaches involving participant observation (Bucher-
Maluschke) and systems theory (Pontes et al.). Eschiletti-Prati and her colleagues,
however, argue that the main difference between this ecological insertion and eth-
nographic approaches is the explicit attention given to proximal processes, the
Foreword to the Brazilian Edition xv
p erson, the context, and time. In other words, they make a connection between the
method of ecological insertion and Bronfenbrenner’s bioecological theory.
The most creative part of this connection is treating interactions among the
research team and the other individuals in the context as the proximal processes of
interest. Eschiletti-Prati and her colleagues draw on Bronfenbrenner’s writing about
ecological validity from the 1970s as the supporting concept and argue, rightly I
think, that although Bronfenbrenner never returned to the concept in his later writ-
ings, it is well worthy of greater consideration. The concept refers to the fact that
there needs to be congruence between what participants in a study experience in
their context (whether home or laboratory context) and what the researchers assume
the participants are experiencing. How better to ensure that congruence than by
members of the research team spending a great deal of time in the context, inter-
viewing community members as well as the individuals who are the focus of the
study, writing field notes about their perceptions, sharing those perceptions with
others in the team, and so on? The goal, clearly, of the method is to understand the
context and the individuals within it as thoroughly as possible. Some type of invis-
ible “fly on the wall” approach is obviously not what is required, and the method is
explicit that the research team is influencing and being influenced by the community
and its inhabitants.
The chapters in the second section of the book do an excellent job of describing
the method of ecological insertion that Koller and her collaborators developed and
showing how they applied that method in their research. They all note, for example,
that the method is time-intensive. For example, Morais and her colleagues describe
the way in which the research team spent 7 months, averaging two visits each week,
with at-risk children and adolescents and workers at two different institutions help-
ing at-risk youth in Porto Alegre. Rosa and her colleagues describe the way in which
the ecological insertion of her research group took place, also over 7 months, involv-
ing 30 visits to a children’s shelter in Espírito Santo. Siqueira and Dell’Aglio
describe the 9 months in which their research team spent with five adolescents fol-
lowing their reunion with their families after a period in an institution for troubled
adolescents.
Both Silva and colleagues and Mendes describe the work that their group of
researchers spent in a river community of the island of Marajó, near Belém. Their
work appears the most traditionally ethnographic (given that ethnography is the
method primarily associated with cultural anthropology). Silva and her colleagues
went to the island every 2 months, spending 10 days each time in the community.
Mendes spent 3 years meeting with and observing children from the same commu-
nity and their teachers. As with the best ethnographic studies, ecological insertion
requires this type of time investment, as the researchers aim to understand the com-
munity, the individuals of interest, and establish connections between themselves
and the families, children, adolescents, and youth workers.
The difficulty is not simply with the investment of time, necessary though it is.
In all of the studies reported on in this book, the researchers are reaching out to
children and adolescents who are vulnerable to many risks, including often living on
the streets, physical and sexual abuse, drugs and prostitution, and a lack of so many
xvi Foreword to the Brazilian Edition
resources. Trying to build trust is not at all easy and, as Vega and Paludo discovered,
may not be possible. Their research team spent 5 months getting to know the com-
munity and talking with youth workers at shelters in an attempt to understand and
help adolescents being sexually exploited in Rio Grande. The team only managed
five interviews with adolescents, and at times, team members felt themselves to be
in serious danger. A different difficulty was noted by Sacco and Koller, describing
the first author’s attempt to do focal group interviews with six children in Angola.
As the children’s lessons took place outside, gathering a small group under a tree
quickly led to the group being surrounded by other children.
As a way of showing that the method of ecological insertion can be employed in
a variety of different ways, Souza and her colleagues describe using the method to
create a program in human rights education with adolescents. They argue that proxi-
mal processes between the research group and 72 adolescents in Porto Alegre, with
whom they met twice monthly for 5 months, created a new microsystem. Another
interesting use of the method is described by Krum and Bandeira. The researcher
first built contacts with a well-respected leader of the military police in a small city
about 300 km north of Porto Alegre that had recently experienced a tornado. These
initial contacts facilitated two sessions of focal group and individual interviews with
ten of the affected inhabitants.
One important part of the method which certainly deserves attention is the care-
ful way in which field notes are meticulously written by all members of the research
team, and discussed among members of the group, as a way to help the team mem-
bers understand the local context better, raise questions about issues that need to be
discussed more, reveal biases that have to be confronted, and so on. The field notes
should include impressions of the context, doubts, and questions about the initial
encounters with community members, informal observations, feelings about the
ways in which the interviews or meetings went, and much more. Aquino-Morais
and her colleagues do a particularly nice job of showing would-be researchers why
these field notes are so important and how to use them appropriately. However, the
authors of many of the other chapters also explain well the use of field notes with
the method of ecological insertion.
In summary, then, the authors of this book do an exceptional job discussing the
roots of the method of ecological engagement, showing how it can be used in
research, and pointing out many of the problems that are bound to be encountered
when trying to understand and to help children, adolescents, and their families liv-
ing in situations of vulnerability and risk. The book deserves to be read widely.
Jonathan Tudge
University of North Carolina at Greensboro
Greensboro, NC, USA
Universidade Federal do Rio Grande do Sul
Porto Alegre, Brazil
Foreword to the Brazilian Edition xvii
References
xix
Contents
xxi
xxii Contents
Index������������������������������������������������������������������������������������������������������������������ 261
Part I
Ecological Engagement
Chapter 1
Ecological Engagement: Promotion
of Knowledge Production
J. S. N. F. Bucher-Maluschke (*)
Universidade de Brasília, Brasília, Brazil