Developmental Neurobiology of Childhood Stress and Trauma
Developmental Neurobiology of Childhood Stress and Trauma
Developmental neurobiology
of childhood stress and trauma
Martin H. Teicher, MD, PhDa,b,c,*,
Susan L. Andersen, PhDa,c, Ann Polcari, PhDb,
Carl M. Anderson, PhDa,b,d, Carryl P. Navalta, PhDa,b
a
Department of Psychiatry, Harvard Medical School, 25 Shattuck Street,
Boston, MA 02115, USA
b
Developmental Biopsychiatry Research Program, McLean Hospital,
115 Mill Street, Belmont, MA 02478, USA
c
Laboratory of Developmental Psychopharmacology,
Mailman Laboratories for Psychiatric Research,
McLean Hospital, 115 Mill Street, Belmont, MA 02478, USA
d
Brain Imaging Center, McLean Hospital 115 Mill Street, Belmont, MA 02478, USA
Neither youth nor innocence provides protection from the ravages of fate.
Exposure to traumatic stress can occur at any point along the developmental
continuum. Considerable progress has been made in unraveling the nature of
the stress response and in understanding the neurobiological and neuroendo-
crine underpinnings of post-traumatic stress disorder (PTSD) in adults. Expo-
sure to intense or persistent stress during childhood is another matter. Because
it occurs during a time when the brain is undergoing enormous change, the
impact of severe stress may leave an indelible imprint on the structure and
function of the brain [1]. Indeed, the mammalian brain is designed to be
sculpted into its final configuration by the effects of early experience [2].
Hence, an understanding of the neurobiology of childhood trauma must begin
with an understanding of the effects of early stress on brain development.
This article does not focus exclusively on PTSD because most children
exposed to traumatic events never develop PTSD. Deblinger et al. [3] found
that only 6.9% of psychiatrically hospitalized children with a history of phy-
sical abuse and 20.7% with a history of sexual abuse met diagnostic criteria
for PTSD. Famularo et al. [4] found that only 35% of severely maltreated
and psychologically traumatized children who were removed from parental
custody because of the trauma actually met strict criteria for PTSD. Widom
* Corresponding author.
E-mail address: [email protected] (M.H. Teicher).
0193-953X/02/$ - see front matter Ó 2002, Elsevier Science (USA). All rights reserved.
PII: S 0 1 9 3 - 9 5 3 X ( 0 1 ) 0 0 0 0 3 - X
398 M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426
[5] reported a 37.5% lifetime prevalence for emergence of PTSD for victims
of substantiated childhood abuse and neglect. This is not necessarily a mat-
ter of resilience; Kiser et al. [6] found that abused children and adolescents
who did not develop PTSD actually exhibited more anxiety, depression,
externalizing behaviors, and more overall problems than children who did
develop PTSD. Similarly, Glod et al. [7] found that psychiatrically hospita-
lized abused children without PTSD had more agitated and disrupted sleep
than abused children with PTSD. These findings suggest that PTSD criteria
formulated and validated in adults do not necessarily adequately describe
the psychiatric impact of exposure to childhood trauma and do not necessa-
rily identify which children are most adversely affected by trauma. Hence,
we focus on the developmental neurobiological effects of severe stress with
or without concomitant PTSD.
This article synthesizes two lines of research into a specific, testable,
empirical model that outlines a cascade of alterations likely to follow from
severe exposure to stress before the onset of puberty. One line of investigation
focuses on the effects of early experience on the development of the mamma-
lian brain at the molecular, cellular, and behavioral level. The second line of
investigation examines the enduring effects of childhood maltreatment on
neuromorphology, functional brain activity, and neuropsychiatric health.
information and develop skills. This rich network performs slowly, at great
metabolic expense, and requires long periods of deep sleep [31]. At a certain
stage of development, excess and redundant connections are sculpted to
speed the performance of acquired skills and to reduce metabolic demands
and sleep requirements while sacrificing a certain degree of plasticity.
Because the brain is designed to develop in this fashion, it is intrinsically
shaped by the effects of early experience, and the consequences of inade-
quate or deleterious experience may be enduring and irreversible.
Hippocampus
Preclinical studies have demonstrated the marked vulnerability of the
hippocampus to the ravages of stress. This region has a protracted ontog-
eny, persistent postnatal neurogenesis [53], and a high density of GC recep-
tors (e.g., [54,55], but see [56]). Exposure to stress or corticosteroids can
markedly alter pyramidal cell morphology and can even produce pyramidal
cell death [57]. Stress also suppresses production of new granule cells [53],
and we have found that early stress prevents the normal prepubertal over-
production of synapses in CA1 and CA3 but does not prevent pruning,
which leads to an enduring deficit in synaptic numbers (Anderson et al.
2000, unpublished data).
Bremner et al. [58] and Stein [59] reported a reduction in left hippocampal
volume in adults with childhood trauma and a current diagnosis of PTSD or
dissociative identity disorder. Stein [59] found that there was a 5% reduction
M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426 403
in left hippocampal volume and that the degree of hippocampal size cor-
related with symptoms of dissociation and the magnitude of cortisol suppres-
sion on the low-dose dexamethasone suppression test. Bremner et al. [58]
reported a 12% reduction in left hippocampal volume but, unlike other
researchers, did not conduct a complete volumetric analysis of the hippo-
campus but examined only the anterior portions. More recently, De Bellis
et al. [60] conducted a detailed volumetric analysis of the hippocampus in
44 maltreated children with PTSD and 61 healthy control subjects. They
failed to observe a significant difference in hippocampal volume. We con-
ducted a complete volumetric analysis of the hippocampus in 18 young
adults (18 to 22 years of age) with a history of repeated forced sexual abuse
accompanied by fear or terror and compared these with 19 healthy age-
matched control subjects. Unlike in previous studies, the study subjects were
not patients but were recruited from a community sample. At the time of
assessment, only one subject met the criteria for PTSD, although six had
a prior history. No subject had a history of drug use or significant alcohol
consumption. No differences were observed in left or right hippocampal
volume, and there were no significant associations between hippocampal
volume, psychiatric symptomatology, or memory function (Navalta et al.
2000, unpublished data).
Why might Bremner et al. [58] and Stein [59] have observed reduced hippo-
campal volume in adults with a history of childhood abuse and current
PTSD, whereas our group and DeBellis et al. [60] failed to find any differ-
ences? One possible answer is that PTSD exerts a very gradual effect on hip-
pocampal morphology so that the adverse effects are not discernible in
children or young adults [61]. Another possible answer is that reduced hippo-
campal size may be an artifact of the high levels of alcohol and substance
abuse that often occurs in adults with PTSD. Indeed, De Bellis et al. [62]
found that adolescent-onset alcohol abuse was associated with decreased
hippocampal volume. Bremner et al. [58] and Stein [59] tried to statistically
control for this factor, but this does not exclude the possibility that alcohol
abuse served as a catalyst to augment the impact of childhood trauma and
PTSD [63]. Another intriguing possibility is that reduced hippocampal size
may not be a result of childhood abuse or even a risk factor for the emer-
gence of PTSD but may be a risk factor for the persistence of PTSD into
adulthood.
Amygdala
The amygdaloid nuclei are some of the most sensitive structures in the
brain for the emergence of kindling, an important phenomenon in which
repeated intermittent stimulation produces greater and greater alteration
in neuronal excitability that may eventually result in seizures [64,65]. How-
ever, the emergence of seizure activity is not critical; kindling results in long-
term alterations in neuronal excitability that can have major impact on
behavioral control [65]. As noted above, early stress attenuates development
404 M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426
Cerebellar vermis
Another brain region that should be extraordinarily sensitive to the effects
of early maltreatment is the cerebellar vermis. Like the hippocampus, the ver-
mis has a protracted period of postnatal development and may produce gran-
ule cells postnatally [79]. The vermis also has the highest density of GC
receptors during development, exceeding that of the hippocampus [56,80,81],
and may be particularly vulnerable to the effects of stress hormones [43,82].
Anderson et al. [83] studied the association between activity in the cere-
bellar vermis and symptoms of limbic irritability. Vermal activation was
assessed using T2 relaxometry, a novel functional magnetic resonance ima-
ging (f MRI) procedure that provides an indirect index of basal cerebral
blood volume [84]. Unlike bold f MRI, this technique does not utilize an acti-
vation procedure and provides an index of relative blood volume that corre-
lates well with the assessment of resting cerebral blood volume using dynamic
susceptibility contrast mapping [85]. There was a striking correlation between
activity in the cerebellar vermis and the degree of limbic irritability on the
LSCL-33 in both healthy young adult control subjects and young adults with
a history of repeated sexual abuse. However, at any level of limbic sympto-
matology, there was a marked decrease in relative perfusion of the vermis in
the individuals with the abuse history. This is indicative of a functional
impairment in the activity of the cerebellar vermis. The vermis is known to
play an important role in modulating limbic irritability, and vermal stimula-
tion is highly effective in suppressing limbic seizure activity [86–89].
Cerebral cortex
The neocortex as a whole matures slowly through cyclic processes of
reorganization [90]. Delayed myelination of the corpus callosum enables the
two hemispheres to develop relatively independently. Language and motor
lateralization is largely established before 5 years of age [91] and emerges
through a multistage process that begins in utero [92–94]. During the first
few postnatal months, the right hemisphere develops more rapidly than
the left, with more advanced dendritic outgrowth [95,96]. However, by
5–6 months of age, dendritic growth in the left hemisphere surpasses that
in the right and continues at a rapid pace for the next 2 years. From 3 to
6 years of age, the right hemisphere accelerates in its development and helps
provide the prosodic components of language that flower between 5 and 6
years of age. Right hemisphere specialization for perception of human faces
emerges between 8 and 13 years of age [97]. The left hemisphere, however,
remains more differentiated. Early experience can exert marked effects on
lateralization in laboratory animals [98–100].
The prefrontal cortex has the most delayed ontogeny of any brain region.
Major projections to the prefrontal cortex scarcely begin to myelinate until
adolescence, and this process continues into the third decade [32,101,102].
The prefrontal cortex also has a relatively high density of glucocorticoid
receptors [103]. Dopamine projections to the prefrontal cortex are specifically
M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426 407
vermis? To better describe the potential effects of stress, a review the functions
of these brain regions follows.
Hippocampus
The hippocampus has long been known to play a critical role in memory
storage and retrieval [115] and is postulated to be a critical locus for the gen-
eration of dissociative states [116]. The hippocampus and parahippocampal
gyrus may also play a dominant role in the pathophysiology of generalized
anxiety and panic disorders [117–119]. These disorders possibly arise from
excess noradrenergic influences on the hippocampus ascending from the
locus coeruleus. Recent research also suggests that the septal area and hippo-
campus are crucial components of the behavioral inhibitory system, which
arrests ongoing behavior when it is environmentally inappropriate [120].
Serotonergic projections from the median raphe nuclei to the hippocampus
presumably play an important role in establishing an individual’s overall
level of behavioral inhibition [120]. Thus, alterations in hippocampal devel-
opment may subserve the anxiogenic, dissociative, amnestic, and disinhibi-
tory aspects of PTSD.
Amygdala
The interconnecting amygdaloid nuclei have been strongly implicated in
fear conditioning and in the control of aggressive, oral, and sexual behaviors
[115]. Episodic dyscontrol and impulsive violence in man may be caused by
irritable foci in the amygdaloid nuclei [115]. It is also likely that this region is
involved in the formation and recollection of emotional memory and in the
learning of nonverbal motor patterns. The amygdala is thought to play a
crucial role in triggering fight-or-flight responses [121]. Excessive amygda-
loid activation has been proposed to play a crucial role in the development
of PTSD [73,122–125].
Temporolimbic seizures
Seizure foci producing partial complex seizures are often localized to lim-
bic structures in the temporal lobe. One of the primary known causes (or
consequences of seizures) is hippocampal sclerosis, which is characterized
by neuronal loss in the dentate nucleus and in the CA1 and CA4 sectors
of the hippocampus. These lesions cause shrinkage of the hippocampus that
can be detected by MRI. Amygdaloid damage has also been observed in a
significant percentage of patients with TLE [126,127]. What are the potential
consequences of partial complex seizures or abnormalities in temporal lobe
electrophysiology? One controversial consequence may be a tendency to-
ward aggressive behavior. EEG abnormalities are frequently present in
patients with episodic violence. For instance, in a study of 130 violent
patients with substantial histories of childhood deprivation, parental psy-
chiatric illness, and family violence, Bach-y-Rita [128] found that 50% of all
patients receiving EEGs showed abnormalities, particularly temporal spikes.
M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426 409
Hemispheric laterality
The two cerebral hemispheres are specialized to a considerable degree in
their information processing abilities. Usually, the left hemisphere is special-
ized for the perception and expression of language and is logical and ana-
lytical. The left hemisphere is also slightly more intricate in its development,
and it usually dominates in a variety of tasks. The right hemisphere appears
to play a pivotal role in the perception and expression of emotion, particu-
larly negative emotion [135–139]. Hemispheric dominance and degree and
direction of lateralized function are controlled by genetic, hormonal, and
experiential factors [100,140–142]. The two hemispheres are connected
through the corpus callosum and the anterior and posterior commissures.
The two hemispheres need to interact closely to ensure optimal function
[143]. Cynader et al. [144] has shown in kittens that the normal bidirectional
flow of information from the right and left hemispheres through the corpus
callosum can be affected by early experience. In extreme circumstances, the
corpus callosum can be so affected that communication becomes entirely
unidirectional. We have hypothesized that early stress strongly affects the
degree of right–left hemispheric integration [78,109,145].
Neurotransmitter systems are lateralized in their innervation patterns in
both rats and humans [146–148]. The degree and direction of these hemi-
spheric differences may have important behavioral consequences. For exam-
ple, we observed that right> left asymmetries in serotonin and dopamine
projections to the amygdala and prefrontal cortex, respectively, were much
more highly correlated with levels of anxiety than with actual transmitter
levels [149]. Early stress alters the development of monamine neurotransmit-
ters and affects their degree of laterality [66,150].
Cerebellar vermis
Although the cerebellum has not generally been regarded as an important
brain region in the maintenance of psychiatric health, this picture is rapidly
410 M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426
Depression
Many disorders are associated with childhood abuse; one such disorder is
depression or the heightened risk for developing it. Depression may be a
consequence of reduced activity of the left frontal lobes [191,192]. If so, the
stunted development of the left hemisphere related to abuse could easily
enhance the risk of developing depression. Depression has also been asso-
ciated with hypersecretion of CRF, hypercortisolemia, and diminished feed-
back regulation of cortisol. Heim et al. [193] have hypothesized that early
life stress enhances CRF neuronal activity and sensitizes the anterior pitu-
itary to the effects of subsequent stress exposure. Exposure to frequent non-
specific stress may result in downregulation of CRF receptors, dysregulation
of cortisol rhythms, and emergence of symptoms of depression [194].
PTSD
In a similar manner, early childhood maltreatment can lead to the emer-
gence of PTSD or increase risk of developing PTSD in response to sub-
sequent trauma [195,196]. Enhanced risk may be related to CRF neuronal
overactivity [197]. Subsequent exposure to infrequent specific traumas may
sensitize the CRF receptor system and enhance feedback and the circadian
regulation of cortisol, providing the neuroendocrine underpinnings for
PTSD [194]. Molecular alterations within the amygdala and locus coeruleus
may produce limbic irritability or kindling, induce sympathetic hyperarou-
sal [73], enhance fear or startle reactions [125], augment fight-or-flight res-
ponses [122], and lead to the emergence of intrusive memories [123], which
are other components of PTSD. Furthermore, adverse effects of early stress
on hippocampal development may facilitate the emergence of the dissocia-
tive and amnestic components of PTSD [110].
Attention-deficit/hyperactivity disorder
There also appears to be an association between childhood abuse and
emergence of symptoms of ADHD. Pynoos et al. [198] found a strong asso-
ciation between exposure to childhood trauma (playground sniper attack)
and emergence of new-onset symptoms of ADHD. Putnam [199] also
reported a relatively high prevalence of ADHD symptoms in prepubertal
412 M.H. Teicher et al. / Psychiatr Clin N Am 25 (2002) 397–426
children with a history of sexual abuse. We have also found that 30% of chil-
dren with a history of severe abuse meet diagnostic criteria for ADHD,
although they are objectively less hyperactive than children with classic
ADHD [200]. Abuse in very early childhood was particularly likely to be
associated with the emergence of ADHD-like behavior problems; abuse
later in childhood was associated with emergence of depression [200]. Inter-
estingly, a reduction in the size of the cerebellar vermis seems the most reli-
able anatomical finding in ADHD [173–175]. Some studies have also found
an association between reduced size of the middle portions of the corpus
callosum and the emergence of the ADHD-like symptom of impulsivity
[201]. Hence, early abuse may produce brain changes that mimic key aspects
of ADHD.
Substance abuse
Early stress or maltreatment is an important risk factor for the later
development of substance abuse [210–213]. Recently, we have proposed that
the cerebellar vermis may be a key region linking the effects of early stress
with heightened risk for substance abuse [83]. There are compelling reasons
to hypothesize that the vermis plays a role in modulating the response to
addictive drugs. The vermis, through its fastigial projections to the ventral
tegmental area and locus coeruleus, exerts strong effects on the turnover
of dopamine and norepinephrine in the caudate and nucleus accumbens
[177,214–216]. The vermis receives direct monoamine projections from the
midbrain [216–219] and has dopamine receptors [220,221] and transporters
[222]. The vermis is affected by stimulants, cocaine, and ethanol. Methylphe-
nidate exerts robust effects on blood flow in these regions [83,223]. The puta-
tive antiaddictive agent ibogaine exerts profound effects on the vermis [224].
ADHD is a serious risk factor for the development of substance abuse
[225,226], and the most consistent anatomical finding in ADHD is reduced
vermal size [173,174]. As reported above, we found that repeated childhood
sexual abuse led to a deficit in perfusion of the vermis but that the degree of
vermal perfusion correlated strongly with LSCL-33 scores. We then evalu-
ated a survey of 537 college students to determine whether there was an
association between degree of substance abuse and ratings on the LSCL-
33. We found that LSCL-33 ratings were most strongly associated with
degree of substance use followed by self-report ratings of depression and
anger/irritability. Together, these finding suggest that early traumatic stress
may enhance risk for later substance abuse by fostering limbic irritability
and inadequate vermal development.
Acknowledgments
This work was supported by NIMH grants RO1 MH43743 and
MH53636 (MHT). Carl Anderson was supported by a special supplement
to MH53636.
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