Holistic Medicine in Late Modernity Some Theses On The Efficacy of Spiritual Healing Author Anne Koch and Karin Meissner
Holistic Medicine in Late Modernity Some Theses On The Efficacy of Spiritual Healing Author Anne Koch and Karin Meissner
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Holistic Medicine in Late Modernity
Some Theses on the Efficacy of Spiritual Healing
Introduction
Research during the last years has come up with some exciting insights into spiritual heal-
ing and what might affect its positive influence on the subjective well-being of many of the
participants. This is also the aim of our interdisciplinary approach from cultural studies and
placebo research. We aim at better understanding the underlying biopsychosocial mechanisms,
rules and dynamics of spiritual healing. We therefore have to bring together our very different
and at the same time highly specialized categories and methods of describing and analyzing
the healing intervention. Interdisciplinary work in this field means that the relevant contexts
of healing performance are multiplied: semantic, interpersonal, chemical, neural, behavioral
contexts have to be considered and, as a greater challenge, they have to be related and at best
combined. This article therefore will localize the phenomenon of modern spiritual healing in the
context of contemporary spirituality and introduce into our findings and assumptions of our
work-in-progress on the efficacy of spiritual healing.
One of our goals is to determine specific factors for improved well-being as an outcome of par-
ticipating in healing rituals. This goal is challenging because an interpersonal intervention in heal-
ing involves such a huge number of features that range from touching, talking, sharing or
teaching wisdom to moving and performing. Further, through regular performance a new
bodily and emotional experience may turn into a more permanent attitude. We must not over-
look the factors belonging to a ritual community and the highly sensorial environment created
by a specific brightness of light, the tactile quality of materials, symbols and the “genius loci.”
In the meantime it is a well-proven fact of ritual studies that even non-human “participants” of
the ritual, like powers, spirits and devotional objects, may take over agency within the hap-
pening according to the experience of the participants. We will have to ask how this way of ex-
periencing healing energies also triggers psychophysiological responses on the side of the par-
ticipants. And this again enlarges the bundle of possibly relevant factors contributing to the
benefit of partaking in healing ceremonies. Placebo research1 along with medical psychology and
ritual studies are the reference sciences vital to taking a step towards understanding the crucial
factors for the efficacy of spiritual healing. It needs to be stated clearly that with a back- ground in
cultural study of religion and medicine we are not at all aiming at a physico-reductionist or natu-
ralizing view of spiritual healing.
Effect—Efficacy—Benefit
Let us start with some important clarifications of the concept of efficacy and keep them in
mind for the evaluation of the manifold forms of alternative treatments. A common distinction
in pharmaceutical research is that between a) effect, b) efficacy, and c) benefit.2 First of all, a
substance or treatment has to prompt some biochemical response in the human organism: the
effect. The underlying mechanisms of the effect may differ widely: blocking neural transmission
to alleviate pain, activating enzymes to accelerate metabolic processes etc. Many alternative
pharmaceutical substances already fail at this stage since the amount or type of substance is
powerless (e.g., homeopathic and anthroposophical remedies, tissue salt (“Schüssler Salz”),
Bach flower extracts). Then, the amount of the dose plays a crucial role: increasing the dose in-
creases the effect to a certain degree, after which it can harm; below a certain dose it has no ef-
fect. The effect is a precondition for the efficacy that is the sum of all desirable effects. Here
some severe problems occur when medication intrudes in a metabolism that is unimaginably
skilled by nature. A small input may have unforeseeable and intertwined consequences. Next,
what is desirable for one person may harm another person with a differing pre-existing health
condition. The dose of a substance or intensity of treatment also interferes with other bio-
chemical processes and may have side effects that are desirable or not. At this stage clinical
studies have to prove the specific efficacy of the dose or treatment. Only then the benefit of a
product for patients can be evaluated by its ability to lengthen life expectancy and to mitigate
pain. Knee surgeries, for example, in comparison with placebo knee surgeries turned out not to
be beneficial3 like many other interventions, e.g., some cancer screenings.4
These distinctions can help us to better conceive of the causality of intervention in types of
spiritual healing. In the context of spiritual healing we will have to think of tissue salt, for exam-
ple, as biochemically non-effective and therefore not efficacious. In this terminology a placebo
effect is an ef- fect insofar there is an underlying biochemical process even if this is not trig-
gered by use of a prescribed substance. Nevertheless, a benefit may arise from the general psychic
improvement of having a good feeling about taking precautions and being active in dealing with
one’s illness. The same goes for energy work with qi or prana that as long as it depresses blood
pressure it contributes to better well-being even if this does not heal a severe illness. Psycho-
physiological processes can be involved even if many of the spiritual healing practices do not
prescribe remedies or substances but involve, for example, touching the client and embedding
him into specific environments or making him move in a specific way. We want to understand
which mechanisms on an autonomic, hormonal, and muscular level are involved in realizing
improved well-being.
1
Benedetti, Placebo effects.
2
For further discussion see: Witt, “Efficacy, Effectiveness, Pragmatic Trials,” 292–294.
3
Moseley et al., “A Controlled Trial of Arthroscopic Surgery.”
4
Bleyer and Welch, “Effect of Three Decades of Screening Mammography.”
Holistic Medicine
Spiritual healing may be subsumed under holistic medicine. Therefore our understanding of
holistic medicine needs some conceptual explanation, as it denotes a vast field of diverging
practices and is not used always in the same sense but often overlaps with complementary and
alternative medicine (CAM). Holistic medicine or mind-body-medicine5 is not only a trend in
the CAM sector but also in the fields of alternative spirituality and religion as for example in
Christian revivalism where spiritual healing is very com- mon. Some scholars observe the emer-
gence of a service industry of healing originating from the many movements and organizations
within alternative spirituality. The new profession of a spiritual entrepreneur offers angel healing,
aura cleansing, therapeutic touch, touch healing, movement therapies, bioresonance, shamanic
and indigenous healings, bioenergetic meditation and many other forms. Holistic medicine
encompasses on the one hand complex complementary medical systems like homeopathy,
Ayurveda, traditional Western medicines, anthroposophical medicine, and on the other hand
secularist treatments. They are called secularist because they stem from various sciences:6
from psychologies (Neo-Reichian, humanist psychology, human potential movement, self-
regulation, self-realization), biology and physiotherapy (cell memory: osteopathy, craniosacral
therapy, Rolfing), medicine (immune system: self-healing powers, bio feedback, psychosomatics,
placebo research), physics (quantum physics: entanglement, non locality), cybernetics, infor-
mation theory and so on. Some secularist spiritualties stem from a blending of arts, spirituality
and (body) therapies like modern dance (contact dance, 5 rhythms of Gabriel Roth, Biodanza, Qi
Dance, Yoga Dance).
The impressive rise of holistic medicine correlates with deep changes in our societies dur-
ing the last decades. Holistic medicine and spiritual healing in their many facets are part of a
self-therapy culture and self-care,7 the third pillar of health-care besides pharmacological and
other medical interventions. Therefore, we will first embed holistic medicine and spiritual
healing from the mid-1990’s onwards in the context of late modernity.
5
Harrington, The Cure Within: A History of Mind-Body Medicine.
6
Binder and Koch, “Holistic Medicine between Religion and Science.”
7
Self-care in the context of salutogenesis should be distinguished from the con- cept of self-care in the ar-
chaeology of knowledge and subject theory (Michel Foucault).
8
Fisher, van Haselen, Hardy, Berkovitz, and McCarney, “Effectiveness Gaps.”
patient and healthcare institution. Even if the economizing of cost is not our main concern, it may
also emerge from this double supply and make the “spiritual healing type check up” attractive for
clinics and health insurance companies. For this far future aim we need to evaluate the efficacy
and benefit of spiritual healing. This is not possible in general, but only in view of types of heal-
ing and types of person. For this aim we will have to elaborate a taxonomy of spiritual healing
and holistic medicine with the criteria of specific factors of efficacy that they include. For such
a taxonomy at first we have to know: what are the benefits in spiritual healing?
In this search for a suitable tool for understanding healing, insights from study of religion
and medical anthropology concerning local cultural belief systems, sensorial practices, emic
narratives, transformation dynamics and ways of exercising power all contribute. Thus,
knowledge obtained from the study of religion is indispensable for the shaping of future health-
preserving or health-restoring interventions based on the resource of self- healing. Scholars
have studied the relations between body and symbolic meaning, somatic manipulation and so-
cial purpose, self-regulation and aesthetic regimes, especially form the aesthetics of religion per-
spective. They pursue the questions: Are coherent beliefs stronger than isolated beliefs? Are
embodied and highly sensory coded worldviews more powerful than intellectual beliefs for the
efficacy of healing? How important is the overall social integration of healees, the empathy of
the healer and the involving of imaginative healing forces? These are some of the questions we
want to understand in our two interdisciplinary pilot studies of therapeutic touch in a spiritual
healing context.
9
Dawson, “Entangled Modernity and Commodified Religion.”
authenticity, and enlarged self-identity when illness threatens their sense of intactness and
connection to the world.”10
Holistic medicine is above all characterized by the presumptions of holism and energies
(“vitalism”). Holism is expressed in a philosophical anthropology of mind-body-unity often
embedded in a continuum of cos- mic and subtle energies. Bodies are not seen in a biologi-
cal manner but as several bodies or mantles alongside the material body (according to
school): the astral, subtle, mental, emotional, ethereal bodies also known as aura. Cosmic el-
ements often correspond to character types, food and spiritual tasks. Balance of energies is
the clue to harmonious and healthy being. Therapeutic treatments therefore can follow several
ways: energetic body work, meditation, and dietetics are some of them. Holism not only con-
cerns the bodily interaction but the world as such that is penetrated by one principle that is a
lived energy, a position named vitalism.
According to many of these doctrines, illness is an imbalance of energies or a blockage of
energy channels. The reasons for this condition are various. The sociologists Susan Sered and
Amy Agigian explored in a field study in the US “holistic sickening.” By this they mean that,
for example, CAM-“practitioners” discursive construction of breast cancer transforms it from
a discrete physical disease of the breast to a much larger problem potentially involving all areas
of a woman’s life (and possibly her past lives). “This re-framing is what we call holistic sickening;
that is, a discursive pro- cess through which a discrete corporeal diagnosis (cancer cells clustered
in the breast) is widened into a broad assessment of trauma, misfortune, character defects,
stunted spirituality, bad food choices, gender trouble, and a degraded environment.”11 In the
practitioners’ emic etiologies of the illness of their clients and of our time are explained by envi-
ronmental degradation, toxic food, and genetic considerations. In the social dimension typi-
cally stress, social alienation, and contemporary lifestyles are said to be responsible for diseases.
And as a third group of reasons for a personal illness the CAM-practitioners draw on personal
traits like trauma, character defects, negative thoughts, and spiritual stagnation.
Spiritual stagnation is a very common term in the holistic milieu of late modern spirituali-
ty. It offers many kinds of self-techniques that help overcome blockages and stagnation. Dis-
ease is linked closely together with spiritual transformation. Health and disease are poles of a
continuum. The task of staying healthy or recovering from a disease is an open-ended and life-
long project. Transformation of the self is an utmost important issue behind holistic medicine
besides encountering transcendence.12 This being said, it is evident that healing will vary wide-
ly relative to self-conceptions within western and non-western cultures and within individual-
ist, collective, peer-group or family-oriented social formations.
And this brings us back to our topic of efficacy: for the CAM-practitioners of the breast cancer
study the efficacy of their treatment seems not to be a topic: “for the most part the practitioners de-
scribed efficacy as of marginal relevance to their work. None of our interviewees kept track of
success rates or used any sort of systematic means of assessing their own work.“13 Sered and
Agigian determine efficacy as “constructs in which a variety of actors have more or less power
to shape narratives in which certain outcomes are labeled as successes, a variety of experts have
the power to judge success, and a variety of methods are used in those assessments.”14 Efficacy
in this constructivist and discursive sense is the result of communication and legitimating pro-
cesses. In our terminology introduced above what they name efficacy is the “benefit” that can be
a positive outcome of a treatment with- out any underlying effect and efficacy. What is evidently
10
Kaptchuk and Eisenberg, “The Persuasive Appeal of Alternative Medicine,” 1061.
11
Sered and Agigian, “Holistic Sickening,“ 627.
12
Koss-Chioino, “Spiritual Transformation, Relation and Radical Empathy: Core Components of the
Ritual Healing Process”; and Kaptchuk, “Placebo Studies and Ritual Theory,” 1854.
13
Sered and Agigian, “Holistic Sickening,” 626.
14
Ibid., 625.
true for the emic understanding leaves unanswered our concern for the correlation of specific and
efficacious interventions with improvement of well-being.
15
Koch, “Alternative Healing as Magical Self-Care.”
fit be- fore and after the ceremony.16 In both pilot studies we measured the benefit as an im-
proved subjective well-being of participants. Psycho-physiological measurements of heart rate,
gastric activity, breathing frequency and skin conductance levels were taken before, during, and
after the 15–20 minutes- long treatments. In guided interviews the 27 group members and test
per- sons were asked about their body image, what they were feeling during the treatment, what
illness means to them, why they think that this ritual heals and with whom this ritual will proba-
bly be inefficacious.
fig. 1:
The illuminated altar of plastic material in the ceremonial room of the White Eagle Lodge in Germering (near
Munich, Germany) with the symbol of a cross in a circle and the goblet of light on top of it, a crystalline bowl with a
swimming candle (left side). A wall lamp in the form of a star radiates a pattern over the wall (right side). The aes-
thetics encodes the significance of light as healing energy and emplaces light-figurations into the setting of healing
(photos: A.K.).
16
Short Questionnaire on Current Burden (SQCB) (Müller and Basler, Kurzfragebogen zur aktuellen
Beanspruchung—KAB. Beltz Test GmbH, Weinheim, 1993).
17
Meissner / Koch, "Sympathetic Arousal during a Touch-Based Healing Ritual Predicts Increased Well-Being")
Our research focuses on two healing rituals that involve touching the client’s body. According
to this procedure at least the following dimensions might be relevant for efficacy:
18
The US-American placebo researcher Ted Kaptchuk states this for the feeling of doubt by partici-
pants towards the efficacy of the healing, see Kaptchuk, “Placebo Studies and Ritual Theory.”
penetrable through the creation of a safe healing space. This intensifies the body awareness and
feelings and creates an interactive space for the “third force.”
fig. 2:
A test person is sitting on a stool with the healer holding her hands a few centimeters above her head at the be-
ginning of the sequence “opening the crown chakra” (left side) and later during the treating the healer touches belly
and back of the test person with both her hands (right side) (photos A.K.). In the right front corner you see the de-
vice used for the recording of physiological signals.
19
See for example Blasi et al., “Influence of Context Effects on Health Outcomes”; and Kaptchuk et al.,
“Components of Placebo Effect.”
20
Lindquist, “Healing Efficacy.”
21
Lindquist, “Healing Efficacy,” 339.
22
Koss-Chioino, “Spiritual Transformation, Relation and Radical Empathy.”
said to evoke deep memories and feelings on the side of the healee.
In our pilot studies we also observed on the somatic and communicative level a moment of
matching between healer and healee we call congruence. In our second pilot study with con-
gruence we address exactly the moment when agency is ascribed to the healing power by the
healee, which means that from then on the deepened subcutaneous warmth can be guided
through the client’s body by the spinning hand of the healer. This congruence in the treatment
process was easier and faster to perform with some clients than with others. Congruence
might be induced by the constant and thus tiring somatic stimulus of the spinning hand of the
healer on the client’s naked skin and the repetitive monotonous communication asking every
minute about the feeling of the warmth, its intensity, if the warmth is superficial or deepening,
if the warmth follows the moving hand or not, if the degree of warmth changes or not etc. We
assume that both stimuli— touch and talk, applied in a repetitive manner—induce a relaxed
state of consciousness comparable to trance.23
Instruments
The instruments used in the ritual as carriers of healing power may also intensify the au-
tonomic arousal and corresponding bio-chemical reactions. Interestingly, sham injections and
sham acupuncture induce greater pain reduction than oral placebo pills, and sham surgery is one
of the most potent healing rituals.24 That is, the more complex and emotionally arousing a heal-
ing ritual is, the greater the placebo effect seems to be. Thus, the Plexiglas rod or second cop-
per rod used sometimes by the healer in our second pilot study to visualize light will be a
more powerful instrument for interiorizing an image of the healing energy in the test person
than the healer’s placing together of thumb, first finger and middle finger to “fill in” the energy.
23
There is a longstanding debate over the specificity of a state of consciousness in hypnosis. It seems that
hypnosis need not be seen as so extraordinary as it sometimes appears in its mise-en-scène. Many scholars in
hypnotherapy agree that similar states of consciousness and relaxation can be realized with task motivated
instructions like the levitation of body parts, liveliness of sensorial imagination.
24
Meissner et al., “Differential Effectiveness of Placebo Treatments”; Kaptchuk et al., “Sham Device v
Inert Pill”; de Craen et al., “Placebo Effect.”
25
Luhrman, “Building on William James.”
behavior in ecstatic prayer, participants in spiritual energy healing can recognize the healing
power in their body. For an analysis of efficacy in spiritual healing it is important to take into
account how habitualization and habituation are performed on the somatic, behavioral and in-
tellectual level. These different types of adapting to con- texts—the stimuli or the social con-
text—do not exclude one another but are complementary.
26
Craig, “Interoception.”
cedure through selective perception, depending on the narrative of meaning and degree of sen-
sory intrusiveness. Therapeutic landscapes27 may be places of retreat with a deprivation of sensory
stimulus like the desert or caves, like Zen-aesthetic places, dark or mono-material places, e.g.,
with wooden and natural materials. Landscapes and places can be therapeutic through under-
regulation or over-regulation. Vision quest with fasting and staying alone during several days
as well as Yoga with clearly prescribed moving and breathing within 1,5 square meter over-
regulate the practice. Free dancing with unforeseeable contact with co-agents or feasts with al-
cohol are under-regulated. Therapeutic landscapes are at the inter- face of real and imagined
places and co-constitute the recipient who moves within their framework. Many therapeutic land-
scapes are not extraordinary but common places that temporarily distinguish themselves as ther-
apeutic. Even then they often are ambivalent as places of breach, violation or injury and of heal-
ing. Whether a landscape is seen as therapeutic depends on the recipient. Also which forces are
viable within the place is the product of a meaning-making process. Nature can be ascribed a
restoring power; disturbing materiality like heat or cold can play a role to steer attention and
trigger processes of self-confrontation; the experiencing of a counter world to everyday life can
be therapeutic; the experiencing of a diverging setting may have the same effect; through mod-
eration of the healer a perceptive space in relation to the sensorial environment may be opened
for somatic- symbolized interaction; the space my offer images for emotions and exteriorize
them, thus taking a first step towards psychic distancing etc. There are countless ways in which
places might be integrated on a very somatic level into healing. All this may unleash deep and
hidden emotions, intensify the feeling and reconfigure the body scheme. Emotional ambivalences
may be expressed in the experiencing of stability-instability of a movement or posture. This
enables therapeutic landscapes to pass on and access emotions in healing.
27
Williams, Therapeutic Landscapes.
lates with a positive outcome.28 In a study by psychologist Michael P. Hyland et al.29 high
scores in the spirituality variable better predict the positive outcome of a flower essence self-
treatment than expectancy. If spirituality is central in the worldview and attitude of a person, re-
ligious coping can be a precious resource in overcoming disease and life crisis.
Specific cues within frames give signals when a sequence starts or ends. These cues may
be explicit or implicit as in the case of metacommunication with gestures or mimicry. If features
are interpreted as the opener of a new sequence of the ritual then the general program or
script of the ritual sequence is actualized for the participant and his experiencing of the action.
Since frames are the psychological structures of ritual, they bring together the individual ex-
perience with the collective structure of repeated action at a time that is very prone to subjec-
tive interpretation. Frames are an important device to decide intentionally or spontaneously
what is part of the healing ritual and what does not belong to it. Methodologically frames are
current with anthropologists and sociologists because they can relate some conceptual bina-
ries, such as for example individual/collective, active/ passive, intentional/unconscious, sta-
ble/changing.
Re-framing also takes part in Sered and Agigian’s holistic sickening: They discover a con-
gruence on the worldview level between healer and healee: this congruence is the re-framing
of the illness as holistic sickening. This reframing is a precondition for personal transformation:
“this transformation is experienced positively by many patients, particularly in situations in
which there is congruence between the worldviews of the practitioner and the client.“30
Frames make a healee recognize a claim of healing power as authentic. Charismatic healers im-
plicitly or explicitly refer to healing energies, depending on the given framework. The psycho-
physiological sense of these energies is their role of affect intensification and of creating this one
field of experience. The healing energy or spirit or whatever the image is connects the individ-
ual to the source of healing.
The laying on of hands can be performed with imagining energetic life forces going through
the bodies or in the belief that God will do a miracle out of his sovereign power. The phenotype
and performance of the sequential laying on of hands are very similar if not the same, but the ac-
companying images and explicit or implicit symbols differ widely. Today they also often inter-
mingle with popcultural symbols since the energetic worldview is so common in public dis-
course.
An important factor in the efficacy of the treatment is the client’s agreement and plausibilization
in the cognitive and the somatic dimensions. The US-American placebo researcher Ted
Kaptchuk (2011) names this “evaluation.” He thinks that the evaluation at the end of the ritual,
or after and outside the ritual, is decisive for its efficacy as it reframes the experience. On the
basis of our pilot studies, we think that somatic meaning-making through the experience of
congruence is equally important. This means that throughout the whole duration of the ritual
the client has a sustaining and affirmative attitude which constantly recalculates the success of
today’s ritual. This is shown for instance by that fact that some test persons attribute the occa-
sional shallowness of their healing energy experience to their initial constitution (“I had to rush
to get here”), their current need (“I don’t need anything at the moment”), or their spiritual disposi-
tion (“I wasn’t open today”). The creation of meaning probably is intensified by habitualization.
Habitualization as regular attendance and performance of healing ritual fosters the learning
process and familiarity with the healing narrative, alters the expectation and builds up a somatic
pattern of how it feels.
28
Hyland, Geraghty, Joy, and Turner, “Spirituality Predicts Outcome.”
29
Hyland and Whalley, “Motivational Concordance.”
30
Sered and Agigian, “Holistic Sickening,” 627.
Conclusion
In the sense discussed above, spiritual healing is a highly ambivalent practice situated in late
modernity. Most late modern societies practice holistic medicine, spiritual healing, wellness
with relaxing, stress relief, well-being and prevention through fitness, singing, dancing and
sports, while some of them are mixed practices also offering “meaning (of life) on demand,”
e.g., in yoga, self-help therapies or martial arts. Spiritual healing offers a self- cure where the
self seeks to experience itself and enforces “energies.” One could call this understanding magical
insofar it tends to belief in the power of consciousness and self-reflexive powers like self-
healing forces of the immune system to be manipulated by the respective practices for healing
success.31 This ascription of causality to invisible cultural entities is based on an alternative con-
ception of subtle fields.32
For reasons of comparability and to measure the psychophysiological data we choose heal-
ing rituals that guide “energy” through the body by touching body parts following a specific se-
quence. For the type of treatment we studied we could determine at least some features as rele-
vant for a subjective positive outcome of spiritual healing. For some features we still assume hy-
pothetically that the underlying psychophysiological mechanisms could be attached to the ac-
tion. The healee’s affirmative familiarity with certain healing practices including their sym-
bolic meaning or worldview and his emotional congruence with the healer at some specific
point of the treatment are relevant, as are the centrality of spirituality in the healee’s life (the de-
gree to which spiritual convictions, e.g., of energetic forces are connected to experiencing, Huber
and Huber "The centrality of religiosity scale [CRS]"), suggestibility, how a sequential healing
treatment steers attention through the body, high emotionality triggered also on the somatic
level, and the interaction with the ritual environment as therapeutic landscape. Also the reconfig-
uration of the body scheme and an evaluative reframing proved to be relevant. They rely on the
effect of afferent emotionality and gain efficacy mediated by the regulating circuits of the refram-
ing of emotions, cognitive evaluation and the emotional body-image. Efficacy depends to some
degree on repeated and even regular practice that can be followed by behavioral change (for
example in work load, relationships, sportive profile). Against many descriptions of a singu-
larizing individualization we also found the healer-healee-interaction to be crucial in the
healing practices we studied.33
There still is great need for further interdisciplinary research to examine the relations be-
tween various specialized studies on efficacy and to set up hypotheses regarding the different
kinds of healing practice. Due to the complexity of the healing process, it is not yet possible to
make a list of scalable factors that influence healing. At the present stage of research, much
could be gained on both sides (medical and psychological research, and research by scholars of
religion), by comparing the detailed results of dozens of very specific placebo experiments on
the relevant level with the comparatively broad concepts used to describe spiritual healing in
the cultural sciences.
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