Advanced Control Charts
Advanced Control Charts
In addition to the control charts already introduced, several other types of control
charts are used in industry. This section briefly reviews three of them: stabilized con-
trol charts, exponentially weighted moving average (EWMA) charts, and cumulative
sum control charts. The reader is encouraged to study more advanced books on sta-
tistical quality control for further details on these and other types of control charts.
z = (p – p–)/s p
Because z is measured in standard deviations, the upper and lower control limits are
+3 and –3, respectively. Readers are encouraged to consult Pyzdek’s book cited in the
bibliography for further information.
1
EWMA Charts
The exponentially weighted moving average (EWMA) chart was introduced for ap-
plications in chemical and process industries in which only one observation per time
period may be available. These measurement applications are the same situations in
which charts for individuals are used, except that the EWMA chart incorporates in-
formation on all the past data, not simply the last observation. The term exponentially
weighted refers to the fact that the data are weighted, with more weight being given to
the most recent data. (You may have studied exponential smoothing as a forecasting
technique; the same principle applies.)
The statistic that is plotted on the chart is
zt = αx–t + (1 – α)zt – 1
Here, zt is the exponentially weighted moving average after observation t is taken; x–t
is the value of observation t; zt – 1 is the previous exponentially weighted moving av-
erage; and α is a weighting factor between 0 and 1. This formula can be written in an
alternate fashion:
zt = zt – 1 + α(x–t – zt – 1)
which states that the current value of the statistic is equal to the previous value plus
some fraction of the difference between the current observation and its last estimate.
Note that when α = 1, the formula reduces to the ordinary x–-chart.
The standard error of the exponentially weighted moving average is
α σx α
σz = σx– =
t 2 – α
n 2 – α
– σ α
UCLz = x + 3 x
n 2 – α
– σx α
LCLz = x – 3
n 2 – α
The EWMA chart is more sensitive to small process level shifts than x–- or indi-
vidual charts. The smaller the value of α, the more easily are smaller shifts detectable.
This chart is useful when the acceptable process limits are narrow. However, this sen-
sitivity can lead to an excessive number of unnecessary adjustments to the process
and, consequently, unnecessary costs.
2
The CuSum chart incorporates all past data by plotting cumulative sums of the
deviations of sample values from a target value; that is,
St = (x–i – x–0)
where x–i is the average of the ith subgroup, x–0 is the standard or reference value, and
St is the cumulative sum when the ith observation is taken. Note that when n = 1, x–i
is the value of the ith observation.
The CuSum chart looks different from ordinary x–- and R-charts. In place of a cen-
ter line and horizontal control limits, a “mask” is constructed that consists of a loca-
tion pointer and two angled control limits as illustrated in Figure ACC.1. The mask is
located on the chart so that the point p lies on the last point plotted. The distance d
and the angle θ are the design parameters of the mask. (This text does not discuss
how these are computed. Readers are referred to Chapter 10 of Grant and Leaven-
worth or Chapter 7 of Montgomery [both cited in the bibliography at the end of the
chapter] for details.)
If no previous points lie outside the control limits, the process is assumed to be in
control. If, for example, a shift in the process mean raises it above the reference value,
each new value added to the cumulative sum will cause St to increase and result in an
upward trend in the chart. Eventually a point will fall outside the upper control limit,
indicating that the process has fallen out of control (illustrated in Figure ACC.2). The
opposite will occur if the mean shifts downward.
St
15
10
Lower control limit
5
0
pθ
–5
d
–10
–15
Upper control limit
1 2 3 4 5 10 15 20
Sample Number
3
Figure ACC.2 CuSum Chart Illustration of Lack of Control
St
20
15
10
Points outside upper
5 control limit
0
–5
–10
–15
–20
Sample Number