11g12c18cECP8022023
11g12c18cECP8022023
Technology Products
Error Correction Policy
Major/Minor and Annual Releases
Oracle Databases11g, 12c, 18c
1 OVERVIEW 5
1.1 Basic Policy Concepts 5
1.2 Oracle Database Release Models 5
1.2.1 Annual Releases 5
1.2.2 Major Releases / Patch Sets 5
1.3 Patching Eligibility 6
1.3.1 Grace Period 6
1.4 Patching Models 7
1.4.1 Proactive Maintenance Annual Releases (12.2.0.1) 7
1.4.2 Proactive Maintenance Patch Set Releases (11.2.0.4/12.1.0.2) 7
1.4.3 Reactive Maintenance with Interim Patches 7
2 ERROR CORRECTION END DATES 9
2.1 Global Exceptions 9
2.2 Market Driven Support (MDS) / Upgrade Support 9
3 PROACTIVE PATCHING 10
3.1 Definitions 10
3.2 Recommended Patches 10
3.3 Release Update (RU) 10
3.3.1 Testing 11
3.3.2 Scope 11
3.4 Release Update Revision (RUR) - Deprecated 11
3.4.1 Testing 11
3.4.2 Scope 11
3.5 Patch Set Update (PSU) 11
3.5.1 Testing 12
3.5.2 Scope 12
3.5.3 Patch Set Update (PSU) Patch Eligibility 12
3.5.4 For Which PSUs Can Interim Patches Be Created? 13
3.5.5 Conflicts between PSUs and Previously Installed Interim Patches 13
3.8 Bundle Patches 13
3.7 Critical Patch Update Program 13
3.7.1 Versions covered under CPU patches 13
3.7.2 Patch Conflict Resolution for SPUs 14
3.8 Security Patch Updates 14
3.8.1 Testing 14
3.8.2 Scope 14
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4 INTERIM PATCHES 15
4.1 Testing 15
4.2 Supported Releases 15
4.2.1 Criteria for Considering Interim Patch Requests 15
4.2.2 Interim Patches 16
4.3 Regressions Due to Interim Patch 17
4.4 Interim Fixes Included in Future RUs and Releases 17
4.5 Customer Considerations 17
4.6 Interim Patches Available via Self-Service 17
5 DIAGNOSTIC PATCHES 19
5.1 Install Only on Problem System 19
5.2 Diagnostic Patch Version 19
5.3 Deinstallation 19
6 TERMINOLOGY 20
6.1 Bundle Patch (BP) 20
6.2 Conflicting Patch 20
6.3 Critical Patch Update (CPU) Program 20
6.4 Cumulative Patch 20
6.5 Diagnostic Patch 20
6.6 Grace Period 20
6.7 Innovation Release 20
6.8 Interim Patch 21
6.9 Long Term Release 21
6.10 Major Release 21
6.11 Merge Patch 21
6.12 Patch Conflict Resolution 21
6.13 Patch Set Release 22
6.14 Patch Set Update (PSU) 22
6.15 Regression 22
6.16 Release Update (RU) 22
6.17 Release Update Revision (RUR) 22
6.18 Security Patch Update (SPU) 23
7 ADDITIONAL DATABASE RESOURCES 24
APPENDIX A– OTHER TECHNOLOGY PRODUCTS 25
A.1. ENTERPRISE MANAGER: Base Platform and Plug-ins 25
EM Base Platform (Cloud Control) 25
EM Plug-ins 25
A.2 TIMES TEN IN-MEMORY DATABASE 26
A.3 ESSBASE 26
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4 Oracle Database (11g, 12c, 18c) and Other Technology Products / Version 2.1
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1 OVERVIEW
The Lifetime Support Policy (LSP) defines the types of support delivered during each stage of a product’s
lifecycle (Premier, Extended, and Sustaining.) The LSP for Oracle Database is: Lifetime Support Policy for
Technology Support Products
The Error Correction Policy (ECP) works alongside the LSP and defines the types of patches that will be
produced and most importantly establishes an end-date when patches and proactive bundles will no longer be
produced for a given Database version. This ECP document provides details on patching the Oracle Database
and covers releases 11g, 12c, and 18c. Oracle Database 19c and onward are covered in a separate ECP
document.
The Oracle Database release model has transitioned from a Major release with Patch Set releases to Annual
releases and then to Long Term releases with interim Innovation releases. This document covers Oracle
Database 11g through 18c or Major release with Patch Set releases to Annual releases. The ECP policy for
Long Term and Innovation releases are covered in a separate ECP document.
In an effort to get new features out more quickly, Oracle released annual releases of the database
beginning with 12.2 and including 18c. This release model only lasted two cycles before establishing
the Long Term Release with interim Innovation Releases. Support for Annual releases included at
least 2 years of Premier Support but did not provide Extended Support.
The Major release model was the primary model used by Oracle Database until version 12.2.0.1. With
Major releases which included 11.2 and 12.1, the first or second digit in the version number
incremented with each release. In between Major releases were Patch Set releases that incremented
the fourth digit in the version number (11.2.0.1, 11.2.0.2, 11.2.0.3, 11.2.0.4). Patch Sets were
normally full installations and included new features and patches but never architectural changes.
5 Oracle Database (11g, 12c, 18c) and Other Technology Products / Version 2.1
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Major releases could have 4 or more Patch Set releases and only the last Patch Set in a release (a.k.a.
Terminal release) was eligible for Extended Support as most others had reached the end of their grace
periods. In a few rare exceptions two Patch Set releases from the Major release family were in
Extended Support at a given time but only until the grace period expired for the oldest version. See
1.3.1 Grace Period below.
Database patches are normally created only during Premier Support or Extended Support. In some releases,
Oracle has offered a global exception known as Limited Error Correction service and/or Severity 1 Production
Support that cover only Severity 1 production bugs while the customer upgrades away from the Sustaining
release to the latest supported release.
Grace Period was first defined in the Major release model and represented the period-of-time
following a new release where Oracle created patches for both the new release and previous versions
that fell within a certain grace period window. This concept was necessary for the Major release
model because it helped establish an end date for previous Patch Set release error correction and it
gave customers two years to plan for and install the latest version while still receiving patches during
the upgrade process.
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1.4 Patching Models
Oracle Database patch delivery depend on the release model. For Annual releases, Oracle offered
Proactive Maintenance patches with RUs and RURs as well as reactive maintenance with interim
patches (a.k.a. one-off patches/overlay patches). For Major Releases/Patch Set Releases, Proactive
quarterly patches were released along with reactive interim patches. Proactive maintenance is
accomplished by proactively applying a routine quarterly patch bundle that is available from the My
Oracle Support (MOS) Customer Portal for each Oracle Database software release. Oracle releases
quarterly proactive patches and Database bundles on the third Tuesday of: Jan, Apr, July, Oct.
Quarterly proactive patches are marked as Recommended Patches. These patches are thoroughly
tested and are cumulative from quarter to quarter. If you attempt to download a quarterly patch
older than one year from My Oracle Support, you will be required to provide a password.
For the Annual releases, Oracle recommended proactive patches known as Release Updates
(RUs).
For 12.2 customers who have Severity 1 Production Support exception, the RU is a
cumulative, well-tested, proactive quarterly recommended patch that contains both Security
fixes and the most critical non-Security fixes for the release.
For terminal Patch Set releases, Oracle’s recommended proactive patches are known as Patch
Set Updates (PSU) which are cumulative, well-tested, proactive quarterly recommended
patches that contains the most critical fixes. An alternative to the PSU is the Database Bundle
Patch (DB BP) that is also released for 11.2 and 12.1 PSUs are available for Oracle Database
customers who have purchased Upgrade Support. Contact Customer Success Services (previously
known as Advanced Customer Services (ACS) for details.
As needed, Oracle can also produce non-proactive patches. These are defined below in Section 5 and
include such things as interim patches and diagnostic patches. These patches are characterized as:
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• Usually delivered as “Interim Patches”
• Historically known as “one-off” patches or “overlay” patches
• Are provided on demand for a given “defect, version, platform” combination
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2 ERROR CORRECTION END DATES
For Oracle Database, the Error Correction End Dates are listed in MOS Document 742060.1
Global exceptions and global waivers are documented in the Oracle Technology Support Policies guide.
When an Oracle Database release moves into Sustaining Support, if needed Market Driven Support (MDS)
provides additional Support for completing upgrades to the latest Long Term release. In all cases, the MDS
services that were setup for 11.2 have expired. To replace MDS, a custom Upgrade Support service has been
established and is available through Customer Success Services. Both Oracle 11.2.0.4 and 12.1.0.2 have
limited availability under Upgrade Support service. Please contact Customer Success Services for program
eligibility and service details.
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3 PROACTIVE PATCHING
,
3.1 Definitions
Oracle streamlines patching by providing customers with well-tested patches released on a fixed predictable
schedule. This allows you to plan for and install the fewest number of patches with the highest expectation
of success. Stating April 2022, these patches and bundles are released on the third Tuesday in the months
of: Jan, Apr, Jul, and Oct.
Beginning with Oracle Database 12.2.0.1, quarterly proactive patches are called Release Updates (RUs).
Patches are bundled together based on platform and release version. For example, PSUs are a single patch
for some platforms and as a bundle patch on other platforms.
Oracle may designate some patches as “Recommended” or “Critical”. Recommended patches address high
impact bugs that affect a given configuration and have a high likelihood of occurring.
Starting with Oracle Database 12.2.0.1, a RU is a cumulative, thoroughly tested, proactive quarterly
recommended patch that contain the Security fixes and the most critical non-Security fixes for an
Annual/Innovation/Long Term release. RUs allow customers to apply one patch to avoid many problems.
Where implemented for a product, RU patches replaces proactive bundles, PSU and SPU patches. Oracle
recommends as a best practice, that customers install each RU on a test system which mirrors their production
system’s environment before installing in a production system.
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3.3.1 Testing
RUs are tested extensively including install and functional regression tests, and in some cases are
tested as part of an Oracle application stack. Regression, system and performance testing are done
to ensure customers have the most successful experience using them.
3.3.2 Scope
o Fixes for critical technical issues such as wrong results, corruptions, and hangs.
For the Annual releases, RURs have been deprecated. They were quarterly, cumulative, proactive patches
that contained fixes for regressions introduced in the applicable RU, plus all new security updates for the
quarter. Oracle recommended as a best practice, that customers install each RUR on a test system which
mirrors their production system’s environment before installing in a production system.
3.4.1 Testing
RURs were tested extensively including install and functional regression tests, and in some cases are
tested as part of an Oracle application stack
3.4.2 Scope
Fixes include:
• Fixes for regressions introduced in the applicable RU
• Security updates for the given quarter
Patch Set Updates are only available for products in Upgrade Support (11.2, 12.1) and are created quarterly
if Oracle determines a PSU has content. When available, they are proactive cumulative patches comprised of
critical bug fixes released quarterly. PSUs establish a new baseline version number. Where both are released
in a quarter, all the fixes in the Security Patch Update are included in the PSU.
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Every PSU is a version of the software, changing the 5th place of the version number to a string that represents
the “year month date” of the PSU release (for example, 230417 means the patch released on April 17, 2023).
The PSU also represents a new baseline of the code, so in order to be applied, an interim patch may need to
be built specifically for the PSU you have installed. For more information on PSUs see Patch Set Updates for
Oracle Products (Doc ID 854428.1) including information about patch conflicts and how to resolve them.
3.5.1 Testing
PSUs are subjected to extensive tests prior to release. Regression, system and performance testing
are done to ensure customers have the most successful experience using them.
3.5.2 Scope
PSUs contain a strictly limited number of fixes. Content is selected to provide maximum benefit to
you while ensuring the PSUs are safe to apply. Fixes include:
• Fixes for critical technical issues such as wrong results, corruptions, and
hangs.
• Fixes encountered by a large number of customers.
• Fixes already proven in the field.
• All fixes that are included in the SPU patch
• Excluded from any PSU are:
• Fixes which would require recertification or changes functional behavior.
If a Critical Patch Update security fix breaks one of the above rules, we include it and document the
exception.
Patch Set Updates are created for products and Patch Sets which in Oracle’s judgment are adopted
widely enough to benefit from this approach to delivering an integrated set of fixes, and only for
Patch Sets currently under error correction (a.k.a. Upgrade Support, Contact Customer Success
Services for details).
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3.5.4 For Which PSUs Can Interim Patches Be Created?
Interim patches can be created for any PSU while the patch set it is based upon is supported under
Error Correction.
For product and release issue fixes via interim patches, it is very important to check for conflicts as
part of the planning process when applying a PSU so you know what installed patches will conflict and
can ensure conflicts are resolved before you install the PSU. You must get a replacement fix which is
specific to the PSU you are planning on applying. If the patch you need to resolve the conflict does
not already exist on My Oracle Support, you must request it. Unlike a typical request for a new interim
patch, no special approval is required to get a replacement patch built.
Note: Even if you resolve a conflict with the current PSU, the new fix might still conflict with
later PSUs. We do proactively create overlay patches to resolve conflicts as part of the
quarterly program, so the fix you need may already exist.
A bundle patch is a cumulative collection of fixes to address bugs for a given feature, product or
configuration. Windows Database Bundle Patch, Database Patch for Exadata and Database Proactive Bundle
Patch are all examples of a bundle patch.
Bundle Patches are a superset of a PSU and may span multiple stack components. For example: “Database
Patch for Exadata” includes fixes for both the Database and Grid Infrastructure. Unlike the PSU that is only
delivered quarterly, the bundle patch may have a more frequent pre-defined delivery schedule.
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Patches released as part of the CPU program include: RUs, MRPs, PSUs, SPUs, and BP. They are created
for releases that are still covered by Premier Support and for Terminal Patch Sets that are covered by
Upgrade Support.
• Only customers who have contracted for Upgrade Support are entitled to download and use
proactive patches created for a product covered by Upgrade Support. (i.e. DB 11.2.0.4, 12.1.0.2)
3.8.1 Testing
SPUs are tested extensively including install and functional regression tests, and in some cases are
tested as part of an Oracle application stack.
Oracle recommends as a best practice, that customers install each SPU on a test system which mirrors
their production system’s environment before installing in a production system.
3.8.2 Scope
SPUs contain new security fixes, plus all fixes from previous SPUs issued on any given patch set,
meaning each new SPU is cumulative. For example, the Oct quarterly SPU patch issued against DB
11.2.0.4.201020 will contain all the fixes from the July quarterly SPU for 11.2.0.4.200714 plus any
new fixes. Even though Oracle intends to include mainly security fixes in SPUs, we may decide to
include high-priority non- security fixes. Any high-priority non security fixes will always be identified
in the SPU documentation.
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4 INTERIM PATCHES
An Interim Patch is a patch containing one or more fixes made available to customers who cannot wait until
the next proactive patch to get the fix or who are running on a Terminal Patch Set Release.
Interim patches will not be used to backport features to older releases or implement new features. Interim
patches are specific to a particular Database version or Patch Set. Interim patches that meet the inclusion
criteria are included in the next RU, or PSU.
4.1 Testing
Interim patches are tested for the specific environment in which the patch was initially created. Users
installing interim patches in other environments, such as where different combinations of patches are
installed, compound the risk to system stability with each additional interim patch installed
New interim patches are only created for eligible releases covered under a Lifetime Support Policy phase or
an exception situation:
• Premier Support
• Extended Support
• Sustaining Support with restricted Upgrade Support through Customer Success Services
(a.k.a ACS)
See Lifetime Support Policy – Oracle Technology Products for the dates of Premier and Extended Support,
and Oracle Software Technical Support Policies for exceptions.
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Any request for a new interim patch should be accompanied by a case showing the customer business
and operational impact is severe enough to be considered. Also, Oracle must believe it is technically
feasible to create a patch that will not jeopardize the stability of the customer’s system.
Below are some of the criteria which should be discussed in the impact case which must accompany
a request:
• Operational/technical impact
• Bug fixes are not implemented in a later release, RU, RUR, or PSU and you are currently
upgrading or planning to upgrade to the latest Long Term Release.
• Technical Feasibility: if a fix requires too many lines of code to be changed, Oracle may
determine the bug fix cannot be safely implemented as an interim patch
• If the impact case for the request is strong, Oracle Support will log a request for an interim
patch on your behalf, which will result in the patch being created and placed on My Oracle
Support for you to download.
If the impact of a bug is high but does not meet the above criteria, Oracle Support will log a request to
include the fix in the next release or RU.
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4.3 Regressions Due to Interim Patch
If an interim patch introduces a new bug when installed on a customer system, Oracle will work the problem
at the level of priority assigned to the original bug. If necessary, Oracle may create a new interim patch to
correct the problem.
Interim patches that meet the inclusion criteria for an RU are automatically included. In cases where the
interim patch is created too late in the development cycle of the current release, it will be rolled into a
subsequent RU or bundle patch.
Be sure to review the list of bug fixes included in a new release to make certain all the fixes from patches
you currently have installed are included.
If you find a patch you need is missing, contact Support prior to installing so a new patch can be created for
you on the release you are preparing to install.
• An interim patch is unit tested but not tested with other interim patches, nor is the product regression
tested as a whole with the interim patch included.
• You should install and perform basic testing on a test system before installing an interim patch in a
production system.
• Install the requested patch promptly. If you do not plan to install it promptly, ask for the fix to be
included in the next release or bundle instead of requesting a patch.
• Report back to Oracle Support on the success of the patch, so Support can update the bug.
• As a best practice, install a patch set with this fix as soon as it is available on your platform.
Once an interim patch has been provided to you, at Oracle’s discretion it is made available to other
customers for download via My Oracle Support.
IF YOU PLAN TO INSTALL MORE THAN ONE INTERIM PATCH and/or QUARTERLY released patch into an Oracle
Home directory, it is very important to run the My Oracle Support Conflict Checker.
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The My Oracle Support Conflict Checker tool, available from both the Patch Search results page and Patch
Details page, enables you to upload an OPatch Inventory and check the patches that you want to apply to
your environment for conflicts.
If no conflicts are found, you can download the patches. If conflicts are found, the tool finds an existing
resolution to download. If no resolution is found, you can request a solution and monitor your request in
the Plans region.
For more information, see Knowledge Document 1091294.1, "How to use the My Oracle Support Conflict
Checker Tool".
Oracle Support will determine, based on the patches already installed, whether a Merged Patch must be
requested. Failure to do so may result in reoccurrence of problems fixed by an earlier-installed interim
patch.
If the database is in Extended Support and the resolution is provided by the Conflict Checker, you must have
Extended Support setup on your database CSI in order to download the patch.
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5 DIAGNOSTIC PATCHES
Diagnostic patches are patches created for the purpose of attempting to diagnose a product or performance
fault.
Diagnostic patches should not be installed on any other customer system than the one they were specifically
produced for unless so directed by Oracle Support personnel.
Diagnostic Patches may (at Oracle’s discretion) be created for any supported version.
5.3 Deinstallation
Diagnostic patches should be removed from a production system once the situation it was produced for has
been resolved, unless otherwise directed by Oracle Support personnel.
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6 TERMINOLOGY
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6.13 Patch Set Release
An integrated, cumulative, fully tested collection of fixes delivered as a full installation on top of a major
Database release. Patch Set numbers were denoted by the fourth digit in the version (e.g. 12.1.0.1 was the
initial 12.1 release and 12.1.0.2 was a Patch Set release) For 11.2, the Patch Set releases were: 11.2.0.2,
11.2.0.3 and 11.2.0.4. For 12.1, the only Patch Set was 12.1.0.2. Extended Support normally only applies
to the terminal or final Patch Set of a Major release.
6.15 Regression
A new bug introduced or revealed as part of a new release or interim patch.
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6.18 Security Patch Update (SPU)
An iterative, cumulative patch consisting of security fixes. Previously known as Critical Patch Update.
Only Oracle Database 11.2.0.4 is currently releasing an SPU.
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7 ADDITIONAL DATABASE RESOURCES
For more information about preparing a maintenance plan for your release, see the following
My Oracle Support notes:
• Primary Note for Database Proactive Patch Program (Doc ID 888.1)
• Release Schedule of Current Database Releases (Doc ID 742060.1)
• Oracle Doc: Oracle Database Patch Maintenance
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APPENDIX A– OTHER TECHNOLOGY PRODUCTS
EM Plug-ins
Example: Oracle Fusion Middleware Plug-in 13.2.1.0 released Oct 2016 (with EM Base Platform13.2.0.0). Oracle
Fusion Middleware Plug-in 13.2.2.0 released March 2017 with the PG release. The 13.2.1 FMW Plug-in was covered
under error correction until March 2018 (one year after the release of 13.2.2 FMW Plugin).
Exceptions:
Critical Patch Update Program and EM Plug-ins:
Patches will be provided for EM Plug-ins under error correction guidelines with the following exception: If
there is a later release of an EM Plug-in which includes the security vulnerability fixes, then the
recommendation will be to upgrade to the new EM Plug-in release and patches will be available only "on-
request".
Criteria for Considering Enterprise Manager Interim Patch Requests includes but is not limited to:
• Loss of functionality in the console user interface o Unable to run an automated mass-deployment
action (e.g. Deployment Procedure, Agent Patching)
• Permanent data corruption to the repository o Bug fix is not implemented in a later patch set for the
release you are running
• Technical Feasibility: if a fix requires too many lines of code to be changed, Oracle may determine
the bug fix cannot be safely implemented as an interim patch Error Correction Policy
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A.2 TIMES TEN IN-MEMORY DATABASE
Time Ten In-Memory Database utilizes the Major Release model which includes Patch Sets.
Patch Set version numbers:
Starting with Times Ten 18.1, patch sets are distinguished by a change in the 3rd digit of the version number
(e.g. 18.1.1.1.0 and 18.1.2.1.0). Patch sets for earlier versions of Times Ten are distinguished by a change in
the 4th place of the version number.
Grace Period: 1 year for interim patches and SPUs from the release of each patch set or bundle on each
different platform. Interim patches for Times Ten In-Memory Database are always cumulative and will include
all fixes made available in previous interim patches for the applicable patch set release.
A.3 ESSBASE
This document describes how Oracle delivers error correction for Oracle Essbase in the form of Annual Releases,
Release Updates (RU) and Release Update Revisions (RUR) for releases under Premier and Extended Support (but not
Sustaining Support), and is intended to complement the Lifetime Support Policy. The Error Correction Policy defines
the policies and practices surrounding the patching methodology and the grace period for which prior Release
Updates (6 months) are eligible for correction.
Terminology:
Effective with the October 2020 release of Essbase 21C, Release Updates (RU) and Release Update Revisions
(RUR) replaced the Patch Set Update (PSU) and Patch Set Exception (PSE) strategy. The new naming/version
conventions for Oracle Essbase releases are as follows:
• The first position denotes the Annual release number, YY.1.0.0.0. For example, 21.1.0.0.0 is an
Annual release
• The second position denotes the Release Update (RU). When the Release Update is 1 that indicates
the original Annual Release. Subsequent Release Updates will increment the second position. For
example, 21.2.0.0.0 is the first Release Update of 21.1.0.0.0
• The third Position denotes the Release Update Revision (RUR). For example, 21.2.3.0.0 is the third
Release Update Revision of the Release Update 21.2.0.0.0 Error Correction Policy Oracle Corporation
01-MAY-2021 Page
• The fourth and fifth digits are reserved for release identification and are not used for error correction
timeline.
Exceptions: none
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