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health-related behavior can occur at any one or several of those levels. A full under-
standing of the interactions between health and behavior requires consideration of the
separate levels and the interplay among them (i.e., the social ecology).
Asthma, Health and Society represents an effort to view asthma from a perspective
of public health. It is divided into three sections: introduction, control of asthma, and
the social ecology of asthma. The first section, the introduction, deals with basic
aspects of asthma including its epidemiology, its pathogenesis, its genetic and envi-
ronmental risk factors, its identification, and its role in society. Section II deals with
asthma management. It includes discussions of medical and behavioral management
of the disease and considerations of specific management questions concerning
administration of steroid medication, home monitoring, and computer applications.
Section III focuses on the problems of subpopulations of asthma patients, and how
the disease impacts important societal institutions: the family, schools, and the work-
place. It also includes chapters on barriers to asthma care and efforts to surmount
them. Section III closes with a discussion of public policy as it relates to asthma.
Together the three sections provide a comprehensive view of asthma as both an indi-
vidual and societal problem, one deserving of a prominent place in discussions of
public health policy.
Each contributor to this volume developed a highly original chapter with a broad
public health audience in mind. We are grateful to them; this is their book.
Asthma, Health and Society was made possible, in part, by a grant (5R01HL068706)
from the National Institutes of Health/National Heart, Lung, and Blood Institute to
the senior editor and by support from The University of North Carolina at Charlotte
and Ohio University.
Andrew Harver
Harry Kotses
Contents
I Asthma: An Introduction
II Managing Asthma
vii
viii Contents
Index.................................................................................................................... 347
Contributors
ix
x Contributors
Peter J. Gergen, MD
National Institute for Allergy & Infectious Disease, National Institutes of Health,
Atlanta, GA, USA
Andrew Harver, PhD
Department of Public Health Sciences, The University of
North Carolina at Charlotte, Charlotte, NC, USA
Robert M. Kaplan, PhD
Fred W. and Pamela K. Wasserman Professor, Department of Health Services,
UCLA School of Public Health, UCLA David Geffen School of Medicine,
Los Angeles, CA, USA
Monroe J. King, DO
College of Medicine, University of South Florida, Tampa, FL, USA
Daphne Koinis-Mitchell, PhD
Bradley Hasbro Children’s Research Center, Brown Medical School,
Providence, RI, USA
Harry Kotses, PhD
Department of Psychology, Ohio University, Athens, OH, USA
James Krieger, MD, MPH
Epidemiology Planning and Evaluation Unit, Public Health – Seattle
and King County, University of Washington Schools of Medicine and
Public Health, Seattle, WA, USA
Karl J. Krobot, MD, PhD, MPH
Outcomes Research, MSD Sharp & Dohme GmbH, Haar, Germany
Manon Labrecque, MD, MSc
Center for Asthma in the Workplace, Hôpital du Sacré-Coeur de Montréal,
Montreal, QC, Canada
Kim Lavoie, PhD
Center for Asthma in the Workplace, Hôpital du Sacré-Coeur de Montréal,
Montreal, QC, Canada
Catherine Lemière, MD, MSc
Center for Asthma in the Workplace, Hôpital du Sacré-Coeur de Montréal,
Montreal, QC, Canada
Jean-Luc Malo, MD
Center for Asthma in the Workplace, Hôpital du Sacré-Coeur de Montréal,
Montreal, QC, Canada
Joan M. Mangan, PhD, MST
Lung Health Center, University of Alabama at Birmingham, Birmingham, AL, USA
David M. Mannino, MD
Division of Pulmonary, Critical Care, and Sleep Medicine,
University of Kentucky Medical Center, Lexington, KY, USA
Elizabeth L. McQuaid, PhD
Bradley Hasbro Children’s Research Center, Brown Medical School, Providence,
RI, USA
Contributors xi
Epidemiologic Studies: An Introduction between potential risk factors and diseases, in part
because the exposure of interest occurs prior to the
outcome. Cross-sectional studies, case-control studies,
Epidemiology has been defined as the study of the
and prospective studies are commonly referred to as
distribution and determinants of diseases and health.
observational studies. Each of these study designs is
Commonly used epidemiological study designs are
subject to various biases. Thus, the results from studies
ecological studies, cross-sectional studies, case-control
using these various study designs must be interpreted
studies, prospective studies, and randomized trials. In
in the context of potential bias. In a randomized clini-
an ecological study, levels of potential or actual risk
cal trial, participants with a condition are selected, and
factors are correlated with levels of disease across dis-
they are then randomly assigned to one or more inter-
tinct geographically defined populations either among
vention groups or a control group. In a randomized
countries or within countries. In a cross-sectional
community trial, communities are selected and ran-
study, a sample of participants is selected and subse-
domly allocated to receiving an intervention or no or
quently those with a particular condition are compared
lower-level intervention. Such trials are generally con-
with those who do not have that condition. Such studies
sidered to provide the most rigorous evidence support-
provide solid information about the prevalence of a
ing the causal relationship between a risk factor and
condition and the attendant risk factors. However,
disease or the usefulness of a specific treatment.
cross-sectional studies provide weaker evidence for
potential associations between possible risk factors
and outcomes than case-control or prospective studies.
In a case-control study, people with a condition are Public Health Burden of Asthma
selected and a separate control group is selected, and
then the two groups are compared. These studies are
usually performed to look for associations between A variety of measures can be used to assess the public
potential risk factors and disease. Furthermore, case- health burden of asthma (Sennhauser et al. 2005;
control studies are a practical method to study associa- Bousquet et al. 2005). Prevalence is the proportion of
tions for diseases that are relatively rare. In a prospective people with asthma in a population, and incidence rate
study (cohort study, panel study, longitudinal study), a is a measure of the instantaneous force of asthma
sample of participants is selected and they are followed occurrence. Prevalence may be delineated into point
forward in time. These studies provide the most com- prevalence (the proportion of people with asthma at a
pelling evidence for possible causal relationships given point in time) and period prevalence (the propor-
tion of people with asthma during a specified period of
time such as the past 12 months). Incidence rate refers
E.S. Ford (*) to the new onset of asthma during a specified period of
Division of Adult and Community Health, National Center for time (number of new cases per unit of person-time),
Chronic Disease Prevention and Health Promotion, Centers for
Disease Control and Prevention, 4770 Buford Highway, MS whereas cumulative incidence refers to the proportion
K66, Atlanta, GA, 30341, USA of people initially free of disease who subsequently
e-mail: [email protected] develop disease over a certain time span. Mortality
A. Harver and H. Kotses (eds.), Asthma, Health and Society: A Public Health Perspective, 3
DOI 10.1007/978-0-387-78285-0_1, © Springer Science+Business Media, LLC 2010
4 E.S. Ford and D.M. Mannino
rates provide an idea of how deadly the condition is Table 1.1 Methods for determining asthma in epidemiological
and also an estimate of premature mortality through a studies
calculation of years of productive life lost. Examining Questionnaires
Diaries
the number of physician office visits, emergency room
Medical records
visits, and hospitalizations yields important insights Administrative data bases
into the use of and need for medical resources and Pharmacy
whether the capacity of the medical care sector is ade- Health maintenance organizations
quate to meet the need. Estimates of the direct and Outpatient visits
indirect costs of the disease provide critical insights Emergency room
into the dimensions of health care resources that are Hospitalizations
Vital statistics
needed to combat this condition. Inherently tied to
Provocation tests (bronchial hyperresponsiveness)
estimating indirect costs are the number of lost school Methacholine challenge test
days and lost workdays attributable to asthma. Histamine challenge
Measuring disability-adjusted life years and health- Adenosine 5¢-monophosphate
related quality of life of people with asthma provides Exercise challenge test
another dimension of the burden of asthma. Cold air challenge
Hypertonic saline
Lung function tests
Spirometry
Defining Asthma Peak expiratory flow rate variability
Exhaled nitric oxide
Eosinophilia
Critical to the conduct of epidemiological studies and to Blood sputum eosinophils
examining the various facets of asthma is the availability
of a case definition for asthma. In the Second Expert
ceptually attractive and is inexpensive, the validity and
Panel Report of the Guidelines for the Diagnosis and
reliability of identifying people with asthma in this way
Management of Asthma, asthma was defined as “a
need to be established. The simplicity of this approach
chronic inflammatory disorder of the airways in which
can also lead to the creation of numerous such instru-
many cells and cellular elements play a role, in particular,
ments that differ in minor or major ways, thus possibly
mast cells, eosinophils, T lymphocytes, neutrophils, and
compromising comparisons of study results.
epithelial cells. In susceptible individuals, this inflamma-
Consequently, attempts have been made to standardize
tion causes recurrent episodes of wheezing, breathless-
asthma questionnaires to facilitate comparisons of the
ness, chest tightness, and cough, particularly at night and
prevalence of asthma among populations as was done in
in the early morning. These episodes are usually associ-
the European Community Respiratory Health Survey
ated with widespread but variable airflow obstruction that
(ECRHS 2007) and International Study of Asthma and
is often reversible either spontaneously or with treatment.
Allergies in Childhood (ISAAC 1993). The develop-
The inflammation also causes an associated increase in
ment of such questionnaires requires a process of testing
the existing bronchial hyperresponsiveness to a variety of
the validity and reliability of the questions (Venables
stimuli” (National Asthma Education and Prevention
et al. 1993; Jenkins et al. 1996; Galobardes et al. 1998;
Program 1997). This definition is rooted in physiology
Sole et al. 1998; Wolf et al. 1999; Kilpelainen et al.
and clinical considerations. For epidemiological pur-
2001a; Aroni et al. 2004; Redline et al. 2004). This pro-
poses, however, a workable definition for use in often
cess may have to be repeated for special populations
large-scale studies is a sine qua non.
such as health-care workers (Delclos et al. 2006).
Several approaches to defining asthma for epidemio-
logic use or developing case definitions have been taken
(Table 1.1). The use of questionnaires is perhaps the
most common approach. A single question or a series of
questions is used to identify people with asthma. Asthma from Medical Records
Examples from several large US surveys have been
summarized elsewhere (Centers for Disease Control Using medical records to identify people with
and Prevention 2009). Although this approach is con- asthma is another method of case ascertainment
1 Considerations Regarding the Epidemiology and Public Health Burden of Asthma 5
(Wamboldt et al. 2002). The use of this technique hyperreactivity, whereas approximately 15% of
depends heavily on the diagnosis made by clinicians. children who have never wheezed may have a positive
Although national or professional guidelines for bronchial hyperreactivity test (Phelan 1994).
diagnosing asthma have been developed, the degree to Nevertheless, bronchial hyperreactivity is often used
which clinicians adhere to these guidelines is not as a “hard measure” of asthma. Testing for bronchial
always clear. Thus, differences in diagnostic prac- hyperreactivity may involve the use of metacholine,
tices may occur among clinicians. In a sample of 182 histamine, adenosine, cold air, hypertonic saline solu-
children, the reliability and validity of coding asthma tion, and exercise as triggers (de Meer et al. 2004).
outcomes were good (Wamboldt et al. 2002). Furthermore, different protocols exist for various
stimulants that could yield somewhat different find-
ings in studies. The relative merit of these protocols is
still being investigated (Haby et al. 1995).
Asthma from Administrative Databases
advantages and disadvantages. Because there is no Control and Prevention 2004a). In contrast, the prevalence
“gold standard” to assess asthma, the validity of the of ever having asthma or having an asthma attack
different methods is difficult to establish. A clinical in the past 12 months among children varied only
diagnosis of asthma derived by following professional slightly from 1997 through 2004, according to NHIS
guidelines is often used as the “gold standard.” The data (Fig. 1.2) (Centers for Disease Control and
choice of which test to incorporate in a study will be Prevention 2005; Centers for Disease Control and
based on the perceived accuracy of a test as well as on Prevention 2002a, b; Centers for Disease Control
practical considerations involving cost, invasiveness, and Prevention 2003a, b, c; Centers for Disease
complexity, and patient acceptability. Attempts have Control and Prevention 2004b; Centers for Disease
been made to assess the validity of different methods Control and Prevention 2006b). Previously, the prev-
in diagnosing asthma (Hunter et al. 2002; Yurdakul alence of having asthma during the previous 12
et al. 2005). The findings of inconsistent rates of months in children increased from 3.6% in 1980 to
asthma across four different data sources used rou- 6.2% in 1996 (Akinbami and Schoendorf 2002).
tinely for surveillance purposes in the United Kingdom
sound a note of caution about the use of such data
(Hansell et al. 2003).
Age, Sex, and Race or Ethnicity
14
12
10
2000
8 2001
% 2002
6
2003
4 2004
0
Lifetime Current
Fig. 1.1 Trend in the prevalence of asthma among US adults aged ³18 years with asthma, Behavioral Risk Factor Surveillance
System, 2000–2004
14
12 1997
10 1998
1999
8
2000
%
6 2001
2002
4
2003
2 2004
0
Ever told had asthma Attack in past 12 months
Fig. 1.2 Trend in the prevalence of asthma among US children aged <18 years with asthma, National Health Interview Survey,
1997–2004
16
14
12
10 0-4 years
8
%
5-11 years
6 12-17 years
0
Ever told had asthma Attack in past 12
months
Fig. 1.3 Age-specific percentage of US children aged <18 years with asthma, National Health Interview Survey, 2004
8 E.S. Ford and D.M. Mannino
16
14
12
10
Male
% 8
Female
6
0
Ever told had asthma Attack in past 12 months
Fig. 1.4 Age-adjusted percentage of US children aged <18 years with asthma, by gender, National Health Interview Survey, 2004
16
14
12
10
Male
% 8
Female
6
0
Lifetime Current
Fig. 1.5 Age-adjusted percentage of US adults aged ³18 years with asthma, by gender, Behavioral Risk Factor Surveillance
System, 2004
12
10
8 18-44 years
45-64 years
% 6
65-74 years
4 75+ years
0
Ever told had asthma Still has asthma
Fig. 1.6 Age-specific percentage of US adults with asthma, National Health Interview Survey, 2004