A review on sand sample reconstitution methods
A review on sand sample reconstitution methods
To cite this article: Wing Shun Kwan (2018): A review on sand sample reconstitution methods and
procedures for undrained simple shear test, International Journal of Geotechnical Engineering, DOI:
10.1080/19386362.2018.1461988
Article views: 9
lack of complimentary shear stresses on the sides. While the shear specimens (before data interpretation), Table 1 summarizes the
stress is horizontally applied from the top or bottom platen, the pros and cons of each method. Figure 1 depicts each method,
smooth inner surface of latex membrane cannot impose a verti- and general procedures for creating a triaxial sand specimen are
cally balanced shear stress at the sides. The imbalance in forces summarized in the following.
creates a tendency for soil specimens to tilt in monotonic loading
or rock in cyclic loading. The rocking problem can be minimized Air pluviation (AP)
by using a larger diameter to height (D/H) ratio of specimen. Sandy soil particles are placed with a funnel that is initially placed
(Amer et al. 1987) compared saturated DSS sand specimens with at the bottom of a split mould. Then, the funnel is slowly raised,
D/H ratios ranging from 3 to 12 and found comparable results. and the sand particles are deposited with very small drop heights
(ASTM D6528-17, 2017) requires simple shear specimens of to form very loose specimens (generally relative density, Dr ~
a D/H ratio of at least 2.5. Many research projects (Boulanger 30% or less). If a denser specimen is desired, vibration can be
et al.1993; Kammerer, Pestana, and Seed 2002; Hazirbaba 2005; applied by tapping the split mould in a symmetrical pattern. The
Rutherford 2012; Kwan 2015) adopt a D/H ratio of four for Cyclic deposition and tapping procedures can be performed up to seven
Simple Shear (CSS) liquefaction research studies. The specimen layers (the number of layer increases with desired density), and
D/H ratio is one of the key differences in preparing triaxial verse typically allows creating sand specimens up to 85% Dr without
simple shear specimens. On the other hand, for triaxial testing, excessive effort of tapping.
(ASTM D4767-11, 2011) requires specimen to have a D/H ratio
of 0.4 to 0.5 to avoid effects of buckling (too tall) and end plates Wet sedimentation (WS)
(too short). This method is generally similar to AP, except that the processes
This paper discusses the techniques for reconstituting sand of deposition and tapping are performed under water. Firstly,
specimens specifically used for simple shear testing. There are place sand particles in a volumetric flask with water; then satu-
many studies on sand reconstitution method for triaxial speci- rate the sand–water solution by either boiling or applying vac-
mens, but one is missing for simple shear set-up. In the author’s uum. The flask is then inverted and lowered to the bottom of the
opinion, there are two reasons to explain this situation. First, split mould and raised up slowly while sand–water mixture is
it is generally believed that reconstituting a simple shear sand syphoned under water. Fine sand that is lighter than water sus-
specimen is not different from a triaxial one since both repre- pend in the volumetric flask to cause separation, and therefore,
sent a soil element. Nevertheless, this research project points out this method only works for reconstituting clean sand. Like the
that the specimen D/H ratio does matter when reconstituting procedures of AP, soil specimens can be tapped along the split
simple shear or triaxial specimens. Second, triaxial apparatus is mould to achieve desired relative density for triaxial specimens.
more commonly available than that for simple shear. Therefore,
previous studies in this subject are predominately investigated Moist tamping (MT)
through triaxial testing. Dry sand is initially mixed with water that represents 3 to 6%
water content of the specimen. Then, the moist coarse-grained
sand is compacted (or tamped) into four to seven layers inside a
Sand specimen reconstitution methods
split mould. Each layer is compacted into a designated portion
Among the many different reconstitution methods available, of the required dry unit weight of the specimen using a method
this paper only discusses three main types: Air Pluviation (AP), of ‘undercompaction’, which considers the factor that the bot-
Wet Sedimentation (WP), and Moist Tamping (MT). These three tom layers also absorb the tamping efforts from the layers above
methods are selected because they are commonly adopted in (Ladd 1978).
both research and practice, and do not require complicated and
custom-made parts such as a vacuum chamber (Kildalen and
Literature review in the effects of different preparation
Stenhamar 1977) and mechanical pluviator (Gade and Dasaka
methods
2016). From the standpoint of reconstituting triaxial sand
Many past experimental research projects show that the stress–
strain behaviour of sand highly depends on its reconstitution
Table 1. Comparison of the three popular sand reconstitution methods.
method. Different methods provide different fabrics of sand (the
Pro Cons orientation of the contacts between sand grains), which is the
Air pluviation • Simple to prepare • Sensitive to drop height primary reason for the observed differences in the stress–stain
(AP) • No fine separation • Large particles migrate to
• Can achieve a wide range of the specimen edge during
curves.
density taping (Mulilis et al. 1977) studied the effects of different prepa-
Water sedi- • Simulate the natural sedi- • Fine separation ration methods through a cyclic triaxial programme on clean
mentation mentation process • Heavy particles sediment
(WS) • Achieve better saturation faster than lighter particles
sand, Monterey Sand No. 0. They studied the effects of different
without an extra stage of CO2 methods (Vibration, Tamping, and Pluviation) at various vibra-
flushing tion frequencies and numbers of layer construction. The authors
Moist tamping • Simple to prepare • Apply high stresses
(MT) • No fine separation • Layer formation
conclude that the following factors are crucial to resistance to
• Good density control sand liquefaction: preparation method, number of layers and
• Can achieve a wide range of frequency of vibrations. The major concern for the WS method
density
is fine separation.
INTERNATIONAL JOURNAL OF GEOTECHNICAL ENGINEERING 3
Figure 1. Schematic diagram showing sand reconstitution methods for triaxial testing: (a) Air Pluviation (AP); (b) Water Sedimentation (WS); (c) Moist Tamping (MT).
(Vaid, Sivathayalan, and Stedman 1999) compared the stress– (Ghionna and Porcino 2006) documented a study that com-
strain sand behaviour from AP, WS, and MT reconstituted Fraser pares reconstituted sand and gravels samples with undisturbed
sand specimens with undisturbed samples that were retrieved by ones collected by ground freezing methods. The reconstituted
ground-freezing method through simple shear and triaxial test- methods used were AP and WS, and the authors concluded that
ing. The study concluded that WS specimens provide the closest WS closely replicates the in situ fabric of the investigated deposit.
response when compared with undisturbed samples. (Frost and Park 2003) critically assessed the MT method, and
(Høeg, Dyvik, and Sandbækken 2000) compared undisturbed pointed out that the vertical stresses applied by tamping can be
silty sand specimens (Triaxial) with those reconstituted by MT higher than the typical confining stresses in triaxial testing. Also,
and WS methods and concluded that WS method likely provides the bottom layer on top of the rigid bottom platen experiences
the most promising results. The paper also mentions that the greater compaction force than the layer above it.
laboratory results from reconstituted specimens on silt and silty In summary, through the past studies, including a few that
sand should not be used in the design analyses of associated were able to retrieve undisturbed sand samples, reconstituted WS
engineering projects, because the engineering evaluations were sand specimens show closer stress–strain response to natural fab-
changed significantly when results from reconstituted specimens ric than AP and MT methods. Therefore, the experimental study
were used instead of results from undisturbed specimens. described in this paper focuses on WS method. Nevertheless,
(Wood, Yamamuro, and Lade 2008) tested on Nevada 50/200 the results from reconstituted sand specimens should always be
sand containing 10–40% of silts with several types of reconsti- treated with great care because none of them can perfectly reflect
tution methods: AP, WS, Slurry Deposition, and Mixed Dry the natural fabric of a sand deposit.
Deposition. The authors concluded that undrained triaxial tests
performed on specimens with high densities reveal no significant
Undrained cyclic simple shear testing programme
effects on depositional method. Medium densities indicated sig-
nificant differences. Specimens formed by Water Sedimentation An undrained CSS testing programme (Table 2) was set up to
exhibited stable behaviour while those formed by AP in some search for and investigate the optimal ways of reconstituting sand
cases underwent temporary liquefaction. specimens through the WS method and was performed at the
4 W. S. KWAN
Table 2. CSS testing programme for investigations of optimal procedures reconsti- Procedure for reconstituting specimens with loose to
tuting sand specimen through the water sedimentation method at two different
densities.
medium relative density
Test Reconstitution Dr Test Reconstitution Dr Reconstituting uniformly loose specimens in simple shear set-
No. Method (%) CSR No. Method (%) CSR
ups is more challenging than in triaxial set-ups because of the
1 WS 74 0.159 9 WS-M1 73 0.230
larger cross-sectional area of simple shear specimens. To cre-
2 WS 73 0.150 10 WS-M1 71 0.177 ate tall and long triaxial specimens, the sand–water mixture is
3 WS 73 0.149 11 WS-M1 69 0.176 syphoned by raising the inverted volumetric flask along the axis
4 WS 65 0.174 12 WS-M2 65 0.228
5 WSS 49 0.176 13 WS-M2 65 0.176
of symmetry of the centre of specimen. This procedure can prom-
6 WSS 39 0.200 14 WS-M2 81 0.125 isingly reconstitute a specimen with uniform density throughout
7 WSS 41 0.226 15 WS-M3 76 0.259 its length. However, for short and wide simple shear specimens,
8 WSS 44 0.101 16 WS-M3 74 0.207
17 WS-M3 77 0.202
the deposition process requires going around the specimen area
18 WS-M3 82 0.152 in circles while raising up the inverted volumetric flask, and
19 WS-M3 73 0.125 therefore it is harder to maintain a constant drop height nec-
20 WS-M4 85 0.152
21 WS-M4 85 0.202
essarily to provide uniformity. To address this shortcoming, an
23 WS-M4 79 0.304 additional screen procedure (modified after Kammerer, Pestana,
24 WS-M4 78 0.350 and Seed 2002) can improve the sand–water mixture syphon-
ing process. A screen with a diameter slightly less than the soil
specimen of which the opening is slightly larger than the size
100 of the largest grain was placed at the bottom of the split mould
90 UnWashed under water prior to placement of the sand. After syphoning the
Washed
saturated sand, the screen was then pulled up slowly to drain the
80
sand particles through the screen opening with a constant drop
70 Gs = 2.67 height (Figure 3).
3
Percent Passing (%)
60 γd, min = 15.14 kN/m To investigate into the effects of an additional screening pro-
3
50 γd, max = 17.09 kN/m cedure, three specimens were reconstituted with typical WS
emax = 0.76 procedure, and compared with four CSS specimens that went
40
emin = 0.56
through an additional screening procedure after sand–water
30 USCS = SP-SM (Unwashed)
USCS = SP (Washed) syphoning (hereby WSS). All seven tests (with and without
20
additional screening) were subjected to various undrained cyclic
10 loading. For the tested Nevada sand and syphoning at almost
0 zero drop height, the typical WS procedure reconstituted sand
10 1 0.1 0.01
Grain Size (mm)
specimens at a Dr range of 60 to 70%, while WSS produced spec-
imens of a Dr range of 40%. Figure 4 summarizes the test results
Figure 2. Grain size distribution curves and sand properties for tested Nevada in a semi-log plot of CSR vs. Nf, where liquefaction initiation is
Sand, before and after pluviation (Kwan 2015). defined as the excess pore pressure ratio equal to unity (excess
pore pressure equals to σ’vo). Even with a lower Dr range, the
WSS specimens show stronger resistance to liquefaction than
University of Texas at Austin using the modified Geotechnical WS specimens, which implies that WS specimens’ density was
Consulting and Testing System (GCTS) manufactured CSS non-uniform. Since the syphoning process requires going around
apparatus. The WS procedures discussed above are adopted for in a circular pattern to cover the large area, it gives a high poten-
reconstituting triaxial specimens. The experimental research pro- tial on syphoning under inconsistence drop heights. This renders
gramme introduced here focuses on undrained simple shear con- a global density that falsely represents the soil specimen. Yet,
figuration. Liquefaction resistance curves (Cyclic Stress Ratio, this screen procedure is not ideal for triaxial specimen because
CSR vs. No. of cycle reaching liquefaction initiation, Nf) are used of the smaller D/H ratio.
to assess the performance of proposed reconstitution procedures.
CSR is defined as the applied amplitude of applied shear stress
Procedure for reconstituting specimens with dense to very
normalized by the initial vertical initial effective stress, σ’vo. An
dense relative density
ideal reconstitution procedure should able to generate consistent
liquefaction resistance curves reflecting the effect of soil density. Densification of sand is usually achieved by some forms of
For this testing programme, Nevada sand was tested, and the vibration, and the most typical method in reconstituting triax-
sand properties are summarized in Figure 1. The Nevada sand ial specimens is by tapping along the side of split mould (longer
used in this testing programme is a fine, uniform (Cu = 2), and dimension). Tapping must be performed at the larger dimension
angular sand with the mean grain size of 0.2 mm (Figure 2). All (i.e. along the specimen height for triaxial specimen; and along
reconstituted specimens were about 1-inch high and of 4-inch diameter face for simple shear specimen) so that the vibration
diameter and consolidated to 100 kPa vertical effective stress provided by tapping can penetrate through the entire specimen.
before subjected to undrained cyclic loadings. More details about Otherwise, only the portion of sand near the edge is densified, but
the testing apparatus can be found in (Kwan 2015; Kwan et al. the centre part remains loose. For creating WS specimens, drain-
2017). age is also important while vibration is being applied. Drainage is
INTERNATIONAL JOURNAL OF GEOTECHNICAL ENGINEERING 5
Bottom Platen
Figure 3. Picture on the left shows the soil syphoning; picture on the right shows the screen procedure afterward. The soil particles rain through the screen (Kwan 2015).
This method allows to reconstitute simple shear sand specimen with relative density of loose to medium.
tion during vibration. However, this set-up was found to be ineffective, because
specimen was heavily disturbed at the circular edge, but remained undensified
‘undrained’ condition. Since the pore pressure cannot be dissipated, this meth-
The ½″ layers allowed vibration to penetrate through the entire thickness, when
liquefaction initiation because it closely relates to pore pressure
The drilled holes on the plastic plate were designed for pore pressures dissipa-
The vibration cannot penetrate through the longer dimension (4″ Dia). So, the
generation (Ladd et al. 1989). Wu et al. (2004) recommends a
With the applied top platen, the sand specimen was vibrating almost at an
drainage holes, the vibratory table was removed. The escaped sand was dried
turned on and attached to the tip of metal thread, to provide vibration to the
soil specimen. After the water–sand mixture escaped from the plastic plate
A custom device (Figure 5) was created for applying uniform vibration to the
plastic plate. Holes were drilled on the plastic plate to allow drainage. The
The undrained CSS test results obtained from the optimal recon-
stitution methods (WSS and WS-M4) that are described above
are compared with other published undrained CSS test results.
[M1] Vibration with the shear actuator under a normal load
Since there are no available test result acquired under the exact
testing conditions as this study, three past studies (Arulmoli
et al., 1992, Kammerer et al. 2000, and Kammerer et al. 2004)
with similar testing conditions are selected for comparison.
These three studies have the same conditions of no initial static
[M2] Tapping on the side of split mould
directional loading. The stress level of selected tests from the other
research projects is similar, about 100 kPa. However, Arulmoli
et al. (1992) and Kammerer et al. (2000) adopted AP as the spec-
imen reconstitution method, and Kammerer et al. (2004) tested
on Monterey #0/30 sand. Figure 8 compares the results from
the four projects (the author’s study and other comparable three
projects) and summarizes the testing conditions.
Methods
vibration
vibration
101.6 mm
Figure 5. Liquefaction resistance curves from the sand specimens reconstituted by the methods of Water Sedimentation (WS) and Water Sedimentation with Screen
(WSS).
0.4
Loose D = 39-49%
r
0.35 Method 1 D r = 65-81%
Method 2 D r = 69-73%
0.3 Method 3 D r = 73-76%
Method 4 D r = 78-85%
0.25
0.2
0.15
0.1
0.05
0
10 0 10 1 10 2
0.5
0.4
0.3
CSR
0.2
0.1
0
1 10 100 1000
Nf
Figure 8. CSS data from reconstitution methods of WSS and WS-M4 compared with other published CSS data (Arulmoli et al.1992 ; Kammerer et al. 2000; and Kammerer
et al. 2004). The liquefaction initiation criteria for Kammerer et al. (2004) and Kammerer et al. (2000) is γDA = 6%, and Kwan (2015) is ru = 1.0.
Summary and conclusion loading is small (CSR < 0.2) and relative density is high (dense
to very dense).
Sand specimens are commonly reconstituted in geotechnical
laboratories instead of retrieving undisturbed ones. There are
a few popular methods available, including (Air Pluviation,
Water Sedimentation, and Moist Tamping), and they are briefly Acknowledgements
reviewed in this paper. Past studies have shown that the water This testing program was conducted during the author’s PhD study at the
sedimentation methods provide the closest simulation to results University of Texas at Austin (UT Austin), and supported by the National
from undisturbed granular sand specimens retrieved from Science Foundation, NEES Research programme, under grant number
0936408 and the Department of Civil, Architectural and Environmental
ground freezing techniques. Nevertheless, the typical reconsti-
Engineering at UT Austin. This support is gratefully acknowledged.
tution methods are set up for Triaxial specimens, and there is no
evaluation on these procedures when applying to simple shear
specimens, which have a very different diameter to height ratio. Disclosure statement
Through an undrained CSS testing programme, two opti- No potential conflict of interest was reported by the author.
mum reconstitution procedures for sand specimens, ‘Water
Sedimentation with Screen (WSS)’, and ‘Vertical Surface
Vibration with Two Layers (WS-M4)’ are established, and the Funding
results are compared with other published CSS data that have This testing program was conducted during the author’s PhD study
similar testing conditions. The results show general agreements, at the University of Texas at Austin (UT Austin), and supported by the
National Science Foundation, NEES Research programme [grant number
and the discrepancies are due to different testing conditions. 0936408] and the Department of Civil, Architectural and Environmental
Reconstitution method is the major factor that affects liquefac- Engineering at UT Austin.
tion resistance for low density tests, and mean grain size is the
major factor for high density tests. Moreover, the performance of
two popular strain-based liquefaction initiation criteria, 6% shear Notes on Contributor
strain double amplitude and 3.75% shear strain single amplitude Wing Shun Kwan is an assistant professor of Civil Engineering,
were evaluated. In terms of liquefaction resistance curve, the two California State University, Los Angeles and formerly a gradu-
criteria generally agree with those developed from high excess ate research assistant of Civil, Architectural and Eviornmental
pore pressure (ru = 0.8 to 1.0), except that when the amplitude Engineeirng, the University of Texas at Austin.
INTERNATIONAL JOURNAL OF GEOTECHNICAL ENGINEERING 9
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