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About the Cover
For Mark van der Laan, the beauty of mathematical problems and the journeys he takes on the
road to solving them are the driving force behind his work in the field of biostatistics. In particular,
he is intrigued by the variety of approaches there may be to solve a problem and the fact that it
requires a large diversity of scientists and people working in the field to find the most elegant and
satisfying solutions. As he moved from an M.A. in mathematics to a Ph.D. in mathematical statistics
from the University of Utrecht to his current position in the Department of Biostatistics at the
University of California, Berkeley, Mark has found that the most interesting and creative mathemati-
cal problems are present in real-life applications. He says, “I have always realized, and have been
told by experienced researchers, that solving these applied problems requires a thorough education
in mathematics and that probability theory is fundamental. However, as in real life, the approach
taken toward the solution is often by far the most important step and requires philosophical and
abstract thinking.”
MARK VAN DER LAAN
Every day Mark is engaged in creatively solving mathematical problems that have implications Biostatistician
in the fields of medical research, biology, and public health. For example, in collaboration with
medical researchers at the University of California, San Francisco, Mark is investigating the effects
of antiretroviral treatment (ART) on HIV/AIDS progression. As represented by the images on the cover, he is also involved in estab-
lishing the causal effect of air pollution on asthma in children, the causal effect of leisure-time activity and lean-to-fat ratio on health
outcomes in the elderly, as well as the identification of regulatory networks in basic biology.
Recognized for his progressive work in these fields, Mark van der Laan has received numerous awards. In April 2005, he was
awarded the van Dantzig Award for his theoretical and practical contributions made to the fields of operation research and statistics.
In August 2005, he received the COPSS (Committee of Presidents of Statistical Societies) Award, which is presented annually to a
young researcher in recognition of outstanding contributions to the statistics profession. Mark currently holds the UC Berkeley
Chancellor Endowed Chair 2005–2008, as well as the long-term Jiann-Ping Hsu/Karl E. Peace Endowed Chair in Biostatistics at
University of California, Berkeley.
Look for other featured applied researchers in forthcoming titles in the Tan applied mathematics series:
SOO T. TAN
STONEHILL COLLEGE
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1 2 3 4 5 6 7 12 11 10 09 08
TO PAT, BILL, AND MICHAEL
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CONTENTS
Preface xi
M ath is an integral part of our increasingly complex daily life. Applied Mathematics
for the Managerial, Life, and Social Sciences, Fifth Edition, attempts to illustrate this point
with its applied approach to mathematics. Our objective for this Fifth Edition is threefold:
(1) to write an applied text that motivates students while providing the background in the
quantitative techniques necessary to better understand and appreciate the courses normally
taken in undergraduate training, (2) to lay the foundation for more advanced courses, such
as statistics and operations research, and (3) to make the text a useful tool for instructors.
Since the book contains more than enough material for the usual two-semester or
three-semester course, the instructor may be flexible in choosing the topics most suitable
for his or her course. The following chart on chapter dependency is provided to help the
instructor design a course that is most suitable for the intended audience.
1 2 3 7
Fundamentals Functions and Exponential and Sets and
of Algebra Their Graphs Logarithmic Probability
Functions
4 5 9 8
Mathematics Systems of The Derivative Additional Topics
of Finance Linear Equations in Probability
and Matrices
6 10
Linear Program- Applications
ming of the
Derivative
11 12
Integration Calculus of
Several Variables
xii PREFACE
THE APPROACH
Level of Presentation
My approach is intuitive, and I state the results informally. However, I have taken special care
to ensure that this approach does not compromise the mathematical content and accuracy.
Problem-Solving Approach
A problem-solving approach is stressed throughout the book. Numerous examples and
applications illustrate each new concept and result. Special emphasis is placed on helping
students formulate, solve, and interpret the results of the problems involving applications.
Because students often have difficulty setting up and solving word problems, extra care
has been taken to help students master these skills:
■ Very early on in the text students are given practice in solving word problems (see
Example 7, Section 1.8).
■ Guidelines are given to help students formulate and solve word problems (see Section
2.7).
■ One entire section is devoted to modeling and setting up linear programming problems
(see Section 6.2).
■ Optimization problems are covered in two sections. In Section 10.4 students are asked
to solve problems in which the objective function to be optimized is given, and in Sec-
tion 10.5 students are asked to solve problems in which the optimization problems must
first be formulated.
Connections
One example (the maglev) is used as a common thread throughout the development of cal-
culus—from limits through integration. The goal here is to show students the connections
between the concepts presented—limits, continuity, rates of change, the derivative, the
definite integral, and so on.
Motivation
Illustrating the practical value of mathematics in applied areas is an important objective of
my approach. Many of the applications are based on mathematical models (functions) that
I have constructed using data drawn from various sources, including current newspapers,
magazines, and the Internet. Sources are given in the text for these applied problems.
PREFACE xiii
Modeling
I believe that one of the important skills that a student should acquire is the ability to trans-
late a real problem into a mathematical model that can provide insight into the problem.
In Section 2.7, the modeling process is discussed, and students are asked to use models
(functions) constructed from real-life data to answer questions. Students get hands-on
experience constructing these models in the Using Technology sections.
Motivating Real-World APPLIED EXAMPLE 1 Global Warming The increase in carbon diox-
Applications ide (CO2) in the atmosphere is a major cause of global warming. The
Keeling curve, named after Charles David Keeling, a professor at Scripps Institu-
More than 220 new applications have tion of Oceanography, gives the average amount of CO2, measured in parts per
been added to the Applied Examples million volume (ppmv), in the atmosphere from the beginning of 1958 through
and Exercises. Among these 2007. Even though data were available for every year in this time interval, we’ll
applications are global warming, construct the curve based only on the following randomly selected data points.
depletion of Social Security trust fund
assets, driving costs for a 2008 Year 1958 1970 1974 1978 1985 1991 1998 2003 2007
medium-sized sedan, hedge fund Amount 315 325 330 335 345 355 365 375 380
investments, mobile instant messaging
accounts, hiring lobbyists, Web The scatter plot associated with these data is shown in Figure 54a. A mathemati-
conferencing, the autistic brain, the cal model giving the approximate amount of CO2 in the atmosphere during this
revenue of Polo Ralph Lauren, U.S. period is given by
health-care IT spending, and A(t) ⫽ 0.010716t 2 ⫹ 0.8212t ⫹ 313.4 (1 ⱕ t ⱕ 50)
consumption of bottled water.
xiv PREFACE
Modeling with Data 40. INTERNET USERS IN CHINA The number of Internet users in
Modeling with Data exercises are China is projected to be
now found in many of the Using
N(t) ⫽ 94.5e0.2t (1 ⱕ t ⱕ 6)
Technology sections throughout
the text. Students can actually see where N(t) is measured in millions
14. MODELING andDtATA
WITH is measured
The numberin of Internet users in
how some of the functions found years, with t ⫽ 1 corresponding
China (in to the beginning
millions) of 2005.
from the beginning of 2005 through
in the exercises are constructed. a. How many Internet 2010
usersare
were thereinat the
shown the following
beginningtable:
of
(See Internet Users in China, 2005? At the beginning of 2006?
Exercise 40, page 159, and the b. How many Internet users are there expected to be at the
corresponding exercise where the beginning of 2010? Year 2005 2006 2007 2008 2009 2010
Number
c. Sketch the graph of N. 116.1 141.9 169.0 209.0 258.1 314.8
model is derived in Exercise 14,
page 161.) Source: C. E. Unterberg
a. Use ExpReg to find an exponential regression model
for the data. Let t ⫽ 1 correspond to the beginning of
2005.
Hint: a x ⫽ e x ln a.
b. Plot the scatter diagram and the graph of the function f
found in part (a).
4
x x 3
0 0
2
1
(2, 12 )
x
1 2 3 4 5
Action-Oriented
Study Tabs
Convenient color-coded study
tabs, similar to Post-it® flags,
make it easy for students to tab
pages that they want to return to
later, whether it be for
additional review, exam
preparation, online exploration,
or identifying a topic to be
discussed with the instructor.
xvi PREFACE
TRUSTED FEATURES
In addition to the new features, we have retained many of the following hallmarks that
have made this series so usable and well-received in past editions:
■ Section exercises to help students understand and apply concepts
■ Optional technology sections to explore mathematical ideas and solve problems
■ End-of-chapter review sections to assess understanding and problem-solving skills
■ Features to motivate further exploration
Using Technology
USING Finding the Accumulated Amount of an Investment,
These optional features appear after the TECHNOLOGY the Effective Rate of Interest, and the Present Value
section exercises. They can be used in of an Investment
the classroom if desired or as material Graphing Utility
Some graphing utilities have built-in routines for solving problems involving the
for self-study by the student. Here, the mathematics of finance. For example, the TI-83/84 TVM SOLVER function incorporates
graphing calculator and Microsoft Excel several functions that can be used to solve the problems that are encountered in Sec-
tions 4.1–4.3. To access the TVM SOLVER on the TI-83 press 2nd , press FINANCE ,
2003 are used as a tool to solve and then select 1: TVM Solver . To access the TVM Solver on the TI-83 plus and the
problems. (Instructions for Microsoft TI-84, press APPS , press 1: Finance , and then select 1: TVM Solver . Step-by-step
procedures for using these functions can be found on our Companion Web site.
Excel 2007 are given at the Companion
EXAMPLE 1 Finding the Accumulated Amount of an Investment Find the
Website.) These sections are written in accumulated amount after 10 years if $5000 is invested at a rate of 10% per year
the traditional example–exercise format, compounded monthly.
with answers given at the back of the Solution Using the TI-83/84 TVM SOLVER with the following inputs,
book. Illustrations showing graphing N = 120 N ⫽ 120 (10)(12)
I% = 10
calculator screens are extensively used. PV = −5000 I% ⫽ 10
PMT = 0 PV ⫽ ⫺5000 Recall that an investment is an outflow.
In keeping with the theme of motivation FV = 13535.20745
P/Y = 12 PMT ⫽ 0
through real-life examples, many C/Y = 12
PMT : END BEGIN FV ⫽ 0
sourced applications are again included. P/Y ⫽ 12 The number of payments each year
FIGURE T1 C/Y ⫽ 12 The number of conversion periods each year
Students can construct their own models The TI-83/84 screen showing the future
value (FV) of an investment PMT:END BEGIN
using real-life data in many of the Using we obtain the display shown in Figure T1. We conclude that the required accumu-
Technology sections. These include lated amount is $13,535.21.
models for the growth of the Indian EXAMPLE 2 Finding the Effective Rate of Interest Find the effective rate of
Excel
Eff (10, 4)
gaming industry, TIVO owners, nicotine 10.38128906 interest corresponding to a nominal rate of 10% per year compounded quarterly.
Excel has many built-in functions for solving problems involving the mathematics of
content of cigarettes, computer security, SolutiontheHere
finance. Here we illustrate useweof use FVEff(future
thethe functionvalue),
of the TI-83/84
EFFECT calculator to obtain
(effective the
rate),
result shown in Figure T2. The required effective rate is approximately 10.38% per
and online gaming, among others. and the PV (presentyear.
value) functions to solve problems of the type that we have
encountered in Section 4.1.
EXAMPLE 3 Finding the Present Value of an Investment Find the present
FIGURE T2
EXAMPLE 4 Findingvalue the
The TI-83/84 screen showing the effec-
Accumulated
of $20,000 Amount
due in 5 years of an
if the interest rateInvestment
is 7.5% per year compounded
Find the
accumulated amountdaily.
tive rate of interest (Eff) after 10 years if $5000 is invested at a rate of 10% per year
compounded monthly.l i Ui h TI 83/84 i h h f ll i i
and D ⫽ ad ⫺ bc ⫽ 0
1 ⫺b
c d
d
then A⫺1 ⫽
D ⫺c a
TERMS
system of linear equations (242) augmented matrix (252) square matrix (276)
solution of a system of linear equations row-reduced form of a matrix (253) transpose of a matrix (280)
(242) row operations (254) scalar (280)
parameter (243) unit column (254) scalar product (280)
dependent system (244) pivoting (255) matrix product (288)
inconsistent system (244) size of a matrix (276) identity matrix (291)
Gauss–Jordan elimination method (250) matrix (276) inverse of a matrix (302)
equivalent system (250) row matrix (276) nonsingular matrix (302)
coefficient matrix (252) column matrix (276) singular matrix (302)
These questions give students a chance to Fill in the blanks. b. A system of linear equations with at least as many equa-
1. a. Two lines in the plane can intersect at (a) exactly _____ tions as variables may have _____ solution, _____
check their knowledge of the basic defini- point, (b) infinitely _____ points, or (c) _____ point. _____ solutions, or a _____ solution.
b. A system of two linear equations in two variables can
tions and concepts given in each chapter. have (a) exactly _____ solution, (b) infinitely _____
5. Two matrices are equal provided they have the same _____
and their corresponding _____ are equal.
solutions, or (c) _____ solution.
6. Two matrices may be added (subtracted) if they both have
2. To find the point(s) of intersection of two lines, we solve the same _____. To add or subtract two matrices, we add
the system of _____ describing the two lines. or subtract their _____ entries.
3. The row operations used in the Gauss–Jordan elimination 7. The transpose of a/an _____ matrix with elements aij is the
method are denoted by _____, _____, and _____. The use matrix of size _____ with entries _____.
Review Exercises
of each of these operations does not alter the of the
CHAPTER 5 Review Exercises
Offering a solid review of the chapter In Exercises 1–4, perform the operations if possible. 9. 2 A ⫹ 3B 10. 3A ⫺ 2 B
material, the Review Exercises contain 1 2 1 0 11. 2(3A) 12. 2(3A ⫺ 4B)
1. £ ⫺1 3§ ⫹ £0 1§
routine computational exercises followed 2 1 1 2 13. A(B ⫺ C) 14. AB ⫹ AC
by applied problems. ⫺1 2 1 2
1
1CA ⫺ CB2
2. c d ⫺ c d
15. A(BC ) 16.
2
3 4 5 ⫺2
2 1 In Exercises 17–24, solve the system of linear equations
3. 3 ⫺3 14 £ ⫺1 0§
using the Gauss–Jordan elimination method.
2
2 1 17. 2x ⫺ 3y ⫽ 5 18. 3x ⫹ 2y ⫽ 3
3x ⫹ 4y ⫽ ⫺1 2x ⫺ 4y ⫽ ⫺14
1
1 3 2
4. c d £4§
19. x ⫺ y ⫹ 2z ⫽ 5 20. 3x ⫺ 2y ⫹ 4z ⫽ 16
⫺1 2 3 3x ⫹ 2y ⫹ z ⫽ 10 2x ⫹ y ⫺ 2z ⫽ ⫺1
2
2x ⫺ 3y ⫺ 2z ⫽ ⫺10 x ⫹ 4y ⫺ 8z ⫽ ⫺18
Before Moving On . . . CHAPTER 5 Before Moving On . . .
Found at the end of each chapter review, 1. Solve the following system of linear equations, using the 4. Let
Gauss–Jordan elimination method: 1 ⫺1 2
these exercises give students a chance to 1 ⫺2 4
2x ⫹ y ⫺ z ⫽ ⫺1 A⫽ c d B ⫽ £3 1 ⫺1 §
see if they have mastered the basic 3 0 1
x ⫹ 3y ⫹ 2z ⫽ 2 2 1 0
© kolvenbach/Alamy
that we can successfully compete in the market. minute weather forecasts. The result:
A number of factors must be taken into consideration in increased sales of product based on
order to meet my company’s financial forecasts. Precision math.
using mathematical models is key here, since so many vari-
TEACHING AIDS
INSTRUCTOR’S SOLUTIONS MANUAL (ISBN 0-495-55998-9) by Soo T. Tan
The complete solutions manual provides worked out solutions to all problems in the text,
as well as “Exploring with Technology” and “Explore & Discuss” questions.
ENHANCED WEBASSIGN
Instant feedback and ease of use are just two reasons why WebAssign is the most widely
used homework system in higher education. WebAssign allows you to assign, collect,
grade, and record homework assignments via the Web. Now this proven homework
system has been enhanced to include links to textbook sections, video examples, and
problem-specific tutorials. Enhanced WebAssign is more than a homework system—it is
a complete learning system for math students.
LEARNING AIDS
STUDENT SOLUTIONS MANUAL (ISBN 0-495-55997-0) by Soo T. Tan
Giving you more in-depth explanations, this insightful resource includes fully worked-out
solutions for the answers to select exercises included at the back of the textbook, as well
as problem-solving strategies, additional algebra steps, and review for selected problems.
ACKNOWLEDGMENTS
I wish to express my personal appreciation to each of the following reviewers of the Fifth
Edition, whose many suggestions have helped make a much improved book.
Paul Abraham Andrew Diener
Kent State University—Stark Christian Brothers University
James Adair Mike Everett
Missouri Valley College Santa Ana College
Jill Britton Kevin Ferland
Camosun College Bloomsburg University
Debra D. Bryant Tao Guo
Tennessee Technological University Rock Valley College
Michelle Dedeo Mark Jacobson
University of North Florida Montana State University—Billings
Scott L. Dennison Sarah Kilby
University of Wisconsin—Oshkosh North Country Community College
Christine Devena Murray Lieb
Miles Community College New Jersey Institute of Technology
PREFACE xxi
I also thank the previous edition reviewers whose comments and suggestions have
greatly shaped the current edition.
Faiz Al-Rubaee Joyce Longman
University of North Florida Villanova University
Jose F. Alvarado C. D. Luning
University of Texas, Pan American Sam Houston State University
Ronald Barnes Joseph Macaluso
University of Houston DeSales University
Larry Blaine Donald K. Mason
Plymouth State College Elmhurst College
Albert Bronstein Dean Moore
Purdue University Florida Community College at Jacksonville
Kimberly Jordan Burch Marna Mozeff
Montclair State University Drexel University
Peter Casazza James Olsen
University of Missouri—Columbia North Dakota State University
J. Curtis Chipman Wayne B. Powell
Oakland University Oklahoma State University
Lisa Cox Deborah Primm
Texas A&M University Jacksonville State University
Candy Giovanni Virginia Puckett
Michigan State University Miami Dade College
Harvey Greenwald Geetha Ramachandran
California Polytechnic State University— California State University, Sacramento
San Luis Obispo Mary E. Rerick
Mohammed Kazemi University of North Dakota
University of North Carolina—Charlotte Allan Silberger
Rasul Khan Cleveland State University
Cleveland State University Mehrdad Simkani
Daniel Lee University of Michigan, Flint
Southwest Texas State University Anne Siswanto
Jeffrey Lee East Los Angeles College
Texas Tech University
xxii PREFACE
I also wish to thank Jerrold Grossman and Tao Guo for their many helpful suggestions
for improving the text. A special thanks goes to Jill Britton for contributing some of the
new linear programming problems for this edition. I also thank the editorial, production,
and marketing staffs of Cengage Learning: Carolyn Crockett, Danielle Derbenti, Catie
Ronquillo, Rebecca Dashiell, Jeannine Lawless, Cheryll Linthicum, Ashley Pickering,
Joe Rogove, Angela Kim, and Sam Subity for all of their help and support during the
development and production of this edition. I also thank Martha Emry and Betty Duncan
who both did an excellent job of ensuring the accuracy and readability of this edition. Sim-
ply stated, the team I have been working with is outstanding, and I truly appreciate all their
hard work and efforts. Finally, a special thanks to the mathematicians—Chris Shannon and
Mark van der Lann at UC Berkeley, Peter Blair Henry at Stanford, Jonathan D. Farley at
Cal Tech, and Navin Khaneja at Harvard—for taking time off from their busy schedules
to describe how mathematics is used in their research. Their pictures and applications of
their research appear on the covers of my applied mathematics series.
S. T. Tan
A BOUT THE A UTHOR
SOO T. TAN received his S.B. degree from Massachusetts Institute
of Technology, his M.S. degree from the University of
Wisconsin–Madison, and his Ph.D. from the University of California
at Los Angeles. He has published numerous papers in Optimal
Control Theory, Numerical Analysis, and Mathematics of Finance. He
is currently Professor Emeritus of Mathematics at Stonehill College.
By the time I started writing the first of what turned out to be a series of textbooks in
mathematics for students in the managerial, life, and social sciences, I had quite a few
years of experience teaching mathematics to non-mathematics majors. One of the most
important lessons I learned from my early experience teaching these courses is that many
of the students come into these courses with some degree of apprehension. This aware-
ness led to the intuitive approach I have adopted in all of my texts. As you will see, I try to
introduce each abstract mathematical concept through an example drawn from a com-
mon, real-life experience. Once the idea has been conveyed, I then proceed to make it
precise, thereby assuring that no mathematical rigor is lost in this intuitive treatment of
the subject. Another lesson I learned from my students is that they have a much greater
appreciation of the material if the applications are drawn from their fields of interest and
from situations that occur in the real world. This is one reason you will see so many exer-
cises in my texts that are modeled on data gathered from newspapers, magazines, jour-
nals, and other media. Whether it be the market for cholesterol-reducing drugs, financing
a home, bidding for cable rights, broadband Internet households, or Starbucks’ annual
sales, I weave topics of current interest into my examples and exercises to keep the book
relevant to all of my readers.
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FUNDAMENTALS
OF ALGEBRA 1
T HIS CHAPTER CONTAINS a brief review of the algebra you
Q Ir Q = Rationals
I = Integers
W W = Whole numbers
N N = Natural numbers
FIGURE 1
Ir = Irrationals
The set of all real numbers consists of
the set of rational numbers plus the set
of irrational numbers.
*A set A is a proper subset of a set B if every element of a set A is also an element of a set B and there exists at least one ele-
ment in B that is not in A.
1.1 REAL NUMBERS 3
which may also be written 0.6, where the bar above the 6 indicates that the 6 repeats
indefinitely. The number 12 is represented by the terminating decimal
0.5 Terminating decimal
TABLE 1
The Set of Real Numbers
Set Description Examples Decimal Representation
Origin
Negative direction
x
–4 –3 –2 –1 0 1 2 3 4
FIGURE 2
The real number line 2 1
2
3
4 1 FUNDAMENTALS OF ALGEBRA
TABLE 2
Rules of Operation for Real Numbers
Rule Illustration
Under addition
1. a b b a Commutative law of addition 2332
2. a (b c) (a b) c Associative law of addition 4 (2 3) (4 2) 3
3. a 0 a Identity law of addition 606
4. a (a) 0 Inverse law of addition 5 (5) 0
Under multiplication
1. ab ba Commutative law of multiplication 3223
2. a(bc) (ab)c Associative law of multiplication 4(3 2) (4 3)2
3. a 1 1 a Identity law of multiplication 4114
4. a a b 1 3a b 1
1 1
(a 0) Inverse law of multiplication
a 3
Under addition and multiplication
1. a(b c) ab ac Distributive law for multiplication with respect to addition 3(4 5) 3 4 3 5
aa b
1
b
is written ab, and we say that a is divided by b. Thus, 4 1 13 2 43. Remember, zero does
not have a multiplicative inverse since division by zero is not defined.
Do the operations of associativity and commutativity hold for subtraction and
division? Looking first at associativity, we see that the answer is no since
a (b c) (a b) c 7 (4 2) (7 4) 2, or 5 1
and
a (b c) (a b) c 8 (4 2) (8 4) 2, or 4 1
and
1
abba 8 4 4 8, or 2
2
1.1 REAL NUMBERS 5
EXAMPLE 1 State the real number property that justifies each statement.
Statement Property
a. 4 (x 2) 4 (2 x) Commutative law of addition
b. (a 2b) c a (2b c) Associative law of addition
c. x( y z 2) ( y z 2)x Commutative law of multiplication
d. 4(xy2) (4x)y2 Associative law of multiplication
e. x( y 2) xy 2x Distributive law for multiplication
under addition
Using the properties of real numbers listed earlier, we can derive all other alge-
braic properties of real numbers. Some of the more important properties are given in
Tables 3–5.
TABLE 3
Properties of Negatives
Property Illustration
1. (a) a (6) 6
2. (a)b (ab) a(b) (3)4 (3 4) 3(4)
3. (a)(b) ab (3)(4) 3 4
4. (1)a a (1)5 5
TABLE 4 TABLE 5
Properties Involving Zero Properties of Quotients
Property Property Illustration
1. a 0 0 a c 3 9
1. if ad bc (b, d 0) because 3 12 9 4
2. If ab 0, then a 0, b d 4 12
b 0, or both. ca a 4 # 3 3
(b, c 0)
2.
cb b #
4 8 8
a a a 4 4 4
3. (b 0)
b b b 3 3 3
a # c ac 3 # 5 15
4. (b, d 0)
b d bd 4 2 8
# #
a c a d ad 3 5 3 2 3
5. (b, c, d 0)
b d b c bc 4 2 4 5 10
a c ad bc 3 5 3 # 24 # 5 13
6. (b, d 0)
b d bd 4 2 8 4
a c ad bc 3 5 #
3 24 5 # 7
7. (b, d 0)
b d bd 4 2 8 4
Note In the rest of this book, we will assume that all variables are restricted so that
division by zero is excluded.
6 1 FUNDAMENTALS OF ALGEBRA
EXAMPLE 2 State the real number property that justifies each statement.
Statement Property
a. (4) 4 Property 1 of negatives
1
b. If (4x 1)(x 3) 0, then x or x 3. Property 2 of zero properties
4
1x 1 2 1x 1 2 x1
1x 1 2 1x 3 2
c. Property 2 of quotients
x3
x1 y1 x1 # x x1x 1 2
y1y 1 2
d. Property 5 of quotients
y x y y1
x x x1y 1 2 xy
y1y 1 2
e. Property 6 of quotients
y y1
xy x xy 2xy x
y1y 1 2 y1y 1 2
Distributive law
1. (3√ 2) w 3√ (2 w) 2 2
4.
1u √2 u√
2. (3s)(4t) 3[s(4t)]
Solutions to Self-Check Exercises 1.1 can be found on page 7.
1.1 Exercises
In Exercises 1–10, classify the number as to type. (For In Exercises 11–16, indicate whether the statement is
example, 12 is rational and real, whereas 25 is irrational true or false.
and real.) 11. Every integer is a whole number.
3 4
1. 3 2. 420 3. 4. 12. Every integer is a rational number.
8 125
13. Every natural number is an integer.
p 2
5. 211 6. 25 7. 8.
2 p 14. Every rational number is a real number.
21
9. 2.4 10. 2.71828. . . 15. Every natural number is an irrational number.
16. Every irrational number is a real number.
1.2 POLYNOMIALS 7
1.2 Polynomials
Exponents
Expressions such as 25, (3)2, and 1 14 2 4 are exponential expressions. More generally,
if n is a natural number and a is a real number, then an represents the product of the
real number a and itself n times.
Exponential Notation
If a is a real number and n is a natural number, then
an a a a . . . a 34 3 3 3 3
n factors 4 factors
The natural number n is called the exponent, and the real number a is called the
base.
8 1 FUNDAMENTALS OF ALGEBRA
EXAMPLE 1
a. 44 (4)(4)(4)(4) 256
b. (5)3 (5)(5)(5) 125
c. a b a b a b a b
1 3 1 1 1 1
2 2 2 2 8
d. a b a b a b
2
1 1 1 1
3 3 3 9
When we evaluate expressions such as 32 33, we use the following property of expo-
nents to write the product in exponential form.
Property 1
If m and n are natural numbers and a is any real number, then
a m a n a mn 32 33 323 35
EXAMPLE 2
a. 32 33 323 35 243
b. (2)2 (2)5 (2)25 (2)7 128
c. (3x) (3x)3 (3x)13 (3x)4 81x 4
Be careful to apply the exponent to the indicated base only. Note that
— The exponent applies to 4x.
앗
4 x 4x (4x)2 42 x 2 16x 2
2 2
앖—
The exponent applies only to the base x.
and
— The exponent applies to 3.
앗
32 9 (3)2 9
앖—
The exponent applies only to the base 3.
Polynomials
Recall that a variable is a letter that is used to represent any element of a given set.
However, unless specified otherwise, variables in this text will represent real numbers.
Sometimes physical considerations impose restrictions on the values a variable may
assume. For example, if the variable x denotes the number of television sets sold daily
in an appliance store, then x must be a nonnegative integer. At other times, restrictions
must be imposed on x in order for an expression to make sense. For example, in the
expression x 1 2, x cannot take on the value 2 since division by 0 is not permitted.
We call the set of all real numbers that a variable is allowed to assume the domain of
the variable.
1.2 POLYNOMIALS 9
The expressions ak x k in the sum are called the terms of the polynomial. The numbers
a0, a1, . . . , an are called the coefficients of 1, x, x 2, . . . , x n, respectively. The coeffi-
cient an of x n (the highest power in x) is called the leading coefficient of the polyno-
mial. The nonnegative integer n gives the degree of the polynomial. For example, con-
sider the polynomial
2x 5 8x 3 6x 2 3x 1
Most of the terminology used for a polynomial in one variable carries over to the
discussion of polynomials in several variables. But the degree of a term in a polyno-
mial in several variables is obtained by adding the powers of all variables in the term,
and the degree of the polynomial is given by the highest degree of all its terms. For
example, the polynomial
2x 2y 5 3xy 3 8xy 2 3y 4
is a polynomial in the two variables x and y. It has five terms with degrees 7, 4, 3, 1,
and 0, respectively. Accordingly, the degree of the polynomial is 7.
and
m 3m2 a 3 b m2 m2
1 2 1 5
Subtract like terms.
2 2 2
The distributive property of the real number system,
ab ac a(b c)
is used to justify this procedure.
To add or subtract two or more polynomials, first remove the parentheses and then
combine like terms. The resulting expression is then written in order of decreasing
degree from left to right.
EXAMPLE 3
a. (3x 3 2x 2 4x 5) (2x 3 2x 2 2)
3x 3 2x 2 4x 5 2x 3 2x2 2 Remove parentheses.
3x 3 2x 3 2x2 2x 2 4x 5 2 Group like terms together.
x 3 4x 3 Combine like terms.
b. (2x 4 3x 3 4x 6) (3x 4 9x 3 3x 2)
2x 4 3x 3 4x 6 3x 4 9x 3 3x 2 Remove parentheses. Note that the
minus sign preceding the second
polynomial changes the sign of each
term of that polynomial.
2x 4 3x 4 3x 3 9x 3 3x 2 4x 6 Group like terms.
x 4 6x 3 3x 2 4x 6 Combine like terms.
Multiplying Polynomials
To find the product of two polynomials, we again use the distributive property for real
numbers. For example, to compute the product 3x(4x 2), we use the distributive law
to obtain
3x(4x 2) (3x)(4x) (3x)(2) a(b c) ab ac
12x 2 6x
Observe that each term of one polynomial is multiplied by each term of the other. The
resulting expression is then simplified by combining like terms. In general, an alge-
braic expression is simplified if none of its terms are similar.
1.2 POLYNOMIALS 11
(2t 2 t 3)(2t 2 1)
2t 2(2t 2 1) t(2t 2 1) 3(2t 2 1) Distributive property
(2t 2)(2t 2) (2t 2)(1) (t)(2t 2) Distributive property
(t)(1) (3)(2t 2) (3)(1)
4t 4 2t 2 2t 3 t 6t 2 3 Multiply terms.
4t 4 2t 3 4t 2 t 3 Combine terms.
Alternate Solution We can also find the product by arranging the polynomials
vertically and multiplying:
2t 2 t 3
2t 2 1
4t 4 2t 3 6t 2
2t 2 t 3
4t 4 2t 3 4t 2 t 3
The polynomials in Examples 4 and 5 are polynomials in one variable. The oper-
ations of addition, subtraction, and multiplication are performed on polynomials of
more than one variable in the same way as they are for polynomials in one variable.
TABLE 6
Special Products
Formula Illustration
16x 2 16xy 4y 2
3. (a b)(a b) a2 b2 (2x y)(2x y) (2x)2 ( y)2
4x 2 y2
12 1 FUNDAMENTALS OF ALGEBRA
c. a x 1 b a x 1 b
1 1
a. (2x y)2 b. (3a 4b)2
2 2
Solution
c. a x 1 b a x 1 b a x b 1 x 2 1
2
1 1 1 1
Formula 3
2 2 2 4
Order of Operations
The common steps in Examples 1–7 have been to remove parentheses and combine
like terms. If more than one grouping symbol is present, the innermost symbols are
removed first. As you work through Examples 8 and 9, note the order in which the
grouping symbols are removed: parentheses ( ) first, brackets [ ] second, and finally
braces { }. Also, note that the operations of multiplication and division take precedence
over addition and subtraction.
Solution
2t 3 {t 2 [t (2t 1)] 4}
2t 3 {t 2 [t 2t 1] 4} Remove parentheses.
2t 3 {t 2 [t 1] 4} Combine like terms within the brackets.
2t 3 {t 2 t 1 4} Remove brackets.
2t 3 {t 2 t 3} Combine like terms within the braces.
2t 3 t 2 t 3 Remove braces.
Solution
1.2 Exercises
In Exercises 1–12, evaluate the expression. 41. (2u √)(2u √) 42. (3r 4s)(3r 4s)
1. 34 2. (2)5 43. (2x 1) 3x 2(x 1) 3
2 2
3. a b 4. a b
3 2
2 3 44. (3m 2)2 2m(1 m) 4
3 4
45. (2x 3y)2 (2y 1)(3x 2) 2(x y)
6. a b
3
4
5. 43 46. (x 2y)( y 3x) 2xy 3(x y 1)
5
47. (t 2 2t 4)(2t 2 1) 48. (3m 2 1)(2m 2 3m 4)
7. 2 a b 8. a b a b
3 2 3
3 2 3
49. 2x {3x [x (2x 1)]}
5 3 4
50. 3m 2{m 3[2m (m 5)] 4}
9. 23 25 10. (3)2 (3)3
51. x {2x [x (1 x)]}
11. (3y)2(3y)3 12. (2x)3(2x)2
52. 3x 2 {x 2 1 x[x (2x 1)]} 2
In Exercises 13–56, perform the indicated operations and
simplify. 53. (2x 3)2 3(x 4)(x 4) 2(x 4) 1
13. (2x 3) (4x 6) 14. (3x 2) (4x 3) 54. (x 2y)2 2(x y)(x 3y) x(2x 3y 2)
16. (3x 2 5xy 2y) (4 3xy 2x 2) 56. 3[(x 2y)2 (3x 2y)2 (2x y)(2x y)]
17. (5y 2 2y 1) (y 2 3y 7) 57. MANUFACTURING PROFIT The total revenue realized in the
sale of x units of the LectroCopy photocopying machine is
18. (2x 2 3x 4) (x 2 2x 6)
0.04x 2 2000x
19. (2.4x 3 3x 2 1.7x 6.2) (1.2x 3 1.2x 2 0.8x 2)
dollars/week, and the total cost incurred in manufacturing
20. (1.4x 3 1.2x 2 3.2) (0.8x 3 2.1x 1.8) x units of the machines is
21. (3x 2)(2x 3) 22. (2rs 2)(4r 2s 2)(2s) 0.000002x 3 0.02x 2 1000x 120,000
23. 2x(x 2 2) 4x 3 24. xy(2y 3x) dollars/week (0 x 50,000). Find an expression giving
the total weekly profit of the company.
25. 2m(3m 4) m(m 1)
Hint: The profit is revenue minus cost.
26. 3x(2x 2 3x 5) 2x(x 2 3)
58. MANUFACTURING PROFIT A manufacturer of tennis rackets
27. 3(2a b) 4(b 2a) 28. 2(3m 1) 3(4m 2n) finds that the total cost of manufacturing x rackets/day is
given by
29. (2x 3)(3x 2) 30. (3r 1)(2r 5) 0.0001x 2 4x 400
31. (2x 3y)(3x 2y) 32. (5m 2n)(5m 3n) dollars. Each racket can be sold at a price of p dollars,
33. (3r 2s)(4r 3s) 34. (2m 3n)(3m 2n) where
p 0.0004x 10
35. (0.2x 1.2y)(0.3x 2.1y)
Find an expression giving the daily profit for the manufac-
36. (3.2m 1.7n)(4.2m 1.3n) turer, assuming that all the rackets manufactured can be sold.
Hint: The total revenue is given by the total number of rackets
37. (2x y)(3x 2 2y) 38. (3m 2n 2)(2m 2 3n)
sold multiplied by the price of each racket. The profit is given by
39. (2x 3y)2 40. (3m 2n)2 revenue minus cost.
14 1 FUNDAMENTALS OF ALGEBRA
59. PRISON OVERCROWDING The 1980s saw a trend toward ing (in dollars), including expenditures for Medicaid and
old-fashioned punitive deterrence as opposed to the more lib- other federal, state, and local government public health
eral penal policies and community-based corrections popular care, is
in the 1960s and early 1970s. As a result, prisons became
1.1t 2 29.1t 429 (0 t 6)
more crowded, and the gap between the number of people in
prison and prison capacity widened. Based on figures from where t has the same meaning as before. Find an expres-
the U.S. Department of Justice, the number of prisoners (in sion for the difference between private and government
thousands) in federal and state prisons is approximately expenditures per person at any time t. What was the differ-
ence between private and government expenditures per
3.5t 2 26.7t 436.2 (0 t 10)
person at the beginning of 1998? At the beginning of 2000?
and the number of inmates (in thousands) for which prisons Source: Health Care Financing Administration
were designed is given by
24.3t 365 (0 t 10) In Exercises 61–64, determine whether the statement is
true or false. If it is true, explain why it is true. If it is
where t is measured in years and t 0 corresponds to 1984. false, give an example to show why it is false.
Find an expression giving the gap between the number of
61. If m and n are natural numbers and a and b are real num-
prisoners and the number for which the prisons were
bers, then am bn (ab)mn.
designed at any time t.
Source: U.S. Dept. of Justice 62. a16 b16 (a8 b8)(a4 b4)(a2 b2)(a b)(a b)
60. HEALTH-CARE SPENDING Health-care spending per person 63. The degree of the product of a polynomial of degree m and
(in dollars) by the private sector includes payments by a polynomial of degree n is mn.
individuals, corporations, and their insurance companies
64. Suppose p and q are polynomials of degree n. Then p q
and is approximated by
is a polynomial of degree n.
2.5t 2 18.5t 509 (0 t 6)
65. Suppose p is a polynomial of degree m and q is a polyno-
where t is measured in years and t 0 corresponds to the mial of degree n, where m n. What is the degree of
beginning of 1994. The corresponding government spend- p q?
Note Unless otherwise mentioned, we will only consider factorization over the set
of integers in this text. Hence, when the term factor is used, it will be understood that
the factorization is to be completed over the set of integers.
Common Factors
The first step in factoring a polynomial is to check to see if it contains any common
factors. If it does, the common factor of highest degree is then factored out. For exam-
ple, the greatest common factor of 2a2x 4ax 6a is 2a because
2a2x 4ax 6a 2a ax 2a 2x 2a 3
2a(ax 2x 3)
Solution
TABLE 7
Factoring Formulas
Formula Illustration
Note Observe that a formula is given for factoring the sum of two cubes, but none
is given for factoring the sum of two squares since x 2 a 2 is prime over the set of
integers.
EXAMPLE 2 Factor:
a. x 2 9 b. 16x 2 81y 4 c. (a b)2 (a2 b)2
Solution Observe that each of the polynomials in parts (a)–(c) is the difference of
two squares. Using the formula given in Table 7, we have
a. x 2 9 x 2 32 (x 3)(x 3)
b. 16x 2 81y 4 (4x)2 (9y 2)2 (4x 9y 2)(4x 9y 2)
c. (a b)2 (a2 b)2 [(a b) (a2 b)][(a b) (a2 b)]
[a b a2 b][a b a2 b] Remove parentheses.
(a a2)(a2 a 2b) Combine like terms.
a(1 a)(a2 a 2b)
EXAMPLE 3 Factor:
a. x 2 4xy 4y 2 b. 4a2 12ab 9b2
EXAMPLE 4 Factor:
a. x 3 8y 3 b. 27a3 64b3
Solution
a. This polynomial is the sum of two cubes. Using the formula given in Table 7, we
have
x 3 8y 3 x 3 (2y)3 (x 2y)[x 2 x(2y) (2y)2]
(x 2y)(x 2 2xy 4y 2)
b. Using the formula for the difference of two cubes, we have
27a3 64b3 [(3a)3 (4b)3]
(3a 4b)[(3a)2 (3a)(4b) (4b)2]
(3a 4b)(9a2 12ab 16b2)
Trial-and-Error Factorization
The factors of the second-degree polynomial px 2 qx r, where p, q, and r are inte-
gers, have the form
(ax b)(cx d )
where ac p, ad bc q, and bd r. Since only a limited number of choices are
possible, we use a trial-and-error method to factor polynomials having this form.
For example, to factor x 2 2x 3, we first observe that the only possible first-
degree terms are
(x )(x ) Since the coefficient of x 2 is 1
1.3 FACTORING POLYNOMIALS 17
Next, we observe that the product of the constant terms is (3). This gives us the fol-
lowing possible factors:
(x 1)(x 3)
(x 1)(x 3)
Looking once again at the polynomial x 2 2x 3, we see that the coefficient of x is
2. Checking to see which set of factors yields 2 for the coefficient of x, we find that
Coefficients of inner terms Factors
앚 Coefficients of outer terms Outer terms
앗 앗
앗 앗
(1)(1) (1)(3) 2 (x 1)(x 3)
앖앖
Inner terms
Coefficients of inner terms
앚 Coefficients of outer terms Outer terms
앗 앗
앗 앗
(1)(1) (1)(3) 2 (x 1)(x 3)
앖앖
Inner terms
and we conclude that the correct factorization is
x 2 2x 3 (x 1)(x 3)
With practice, you will soon find that you can perform many of these steps mentally,
and you will no longer need to write out each step.
EXAMPLE 5 Factor:
a. 3x 2 4x 4 b. 3x 2 6x 24
Solution
Factoring by Regrouping
Sometimes a polynomial may be factored by regrouping and rearranging terms so that
a common term can be factored out. This technique is illustrated in Example 6.
EXAMPLE 6 Factor:
a. x 3 x x 2 1 b. 2ax 2ay bx by
Solution
b. First, factor the common term 2a from the first two terms and the common term b
from the last two terms. Thus,
2ax 2ay bx by 2a(x y) b(x y)
Since (x y) is common to both terms of the polynomial on the right, we can factor it
out. Hence,
2a(x y) b(x y) (x y)(2a b)
Solution
EXAMPLE 8 Factor:
a. 3x 2y 9x 2 12y 36 b. (x at)3 (x at)3
Solution
Be sure you become familiar with the factorization methods discussed in this
chapter because we will be using them throughout the text. As with many other alge-
braic techniques, you will find yourself becoming more proficient at factoring as you
work through the exercises.
1.3 Exercises
In Exercises 1–10, factor out the greatest common factor. 37. 8m3 1 38. 27m3 8
1. 6m 2m
2
2. 4t 12t
4 3
39. 8r 3 27s 3 40. x 3 64y 3
3. 9ab2 6a2b 4. 12x 3y 5 16x 2y 3 41. u 2√ 6 8u 2 42. r 6s 6 8s 3
5. 10m n 15mn 20mn
2 2
43. 2x 3 6x x 2 3 44. 2u 4 4u2 2u2 4
6. 6x 4y 4x 2y 2 2x 2y 3 45. 3ax 6ay bx 2by 46. 6ux 4uy 3√x 2√y
7. 3x(2x 1) 5(2x 1) 47. u √
4 4
48. u 4 u 2√ 2 6√ 4
8. 2u(3√ 2 w) 5√(3√ 2 w) 49. 4x 3 9xy 2 4x 2y 9y 3 50. 4u 4 11u 2√ 2 3√ 4
9. (3a b)(2c d) 2a(2c d ) 2
51. x 4 3x 3 2x 6 52. a 2 b2 a b
10. 4u√ 2(2u √) 6u 2√(√ 2u) 53. au 2 (a c)u c 54. ax 2 (1 ab)xy by 2
In Exercises 11–54, factor the polynomial. If the polyno- 55. SIMPLE INTEREST The accumulated amount after t yr when
mial is prime, state it. a deposit of P dollars is made in a bank and earning inter-
11. 2m2 11m 6 12. 6x 2 x 1 est at the rate of r/year is A P Prt. Factor the expres-
sion on the right-hand side of this equation.
13. x 2 xy 6y 2 14. 2u 2 5u√ 12√ 2
56. SPREAD OF AN EPIDEMIC The incidence (number of new
15. x 2 3x 1 16. m2 2m 3 cases/day) of a contagious disease spreading in a popula-
tion of M people, where k is a positive constant and x
17. 4a2 b2 18. 12x 2 3y 2
denotes the number of people already infected, is given by
19. u 2√ 2 w 2 20. 4a2b2 25c2 kMx kx 2. Factor this expression.
21. z 2 4 22. u 2 25√ 2 57. REACTION TO A DRUG The strength of a human body’s reac-
tion to a dosage D of a certain drug, where k is a positive
23. x 2 6xy y 2 24. 4u 2 12u√ 9√ 2 constant, is given by
25. x 2 3x 4 26. 3m3 3m2 18m
kD2 D3
27. 12x y 10xy 12y
2
28. 12x y 2xy 24y
2
2 3
29. 35r r 12
2
30. 6u√ 2 9u√ 6√ Factor this expression.
31. 9x 3y xy 3 32. 4u 4√ 9u2√ 3 58. REVENUE The total revenue realized by the Apollo Company
from the sale of x PDAs is given by R(x) 0.1x 2 500x
33. x 16y
4 2
34. 16u √ 9√
4 3
dollars. Factor the expression on the right-hand side of this
35. (a 2b)2 (a 2b)2 36. 2x(x y)2 8x(x y 2)2 equation.
b. The common factor is a2 2b2. Therefore, Using the trial-and-error method of factorization, we find
that
3(a 2b ) 4(a 2b ) (a 2b )[3 4(a 2b )]
2 2 2 2 2 2 2 2 2
EXAMPLE 1 Simplify:
x 2 2x 3 3 4x 4x2 1k 4 2 2 1k 1 2
a. b. c.
x 2 4x 3 2x 1 k 2 16
Solution
x 2 2x 3 1x 3 2 1x 1 2 x1
1x 3 2 1x 1 2
a. Factor numerator and denominator and
x 4x 3
2
x1 cancel common factors.
1.4 RATIONAL EXPRESSIONS 21
3 4x 4x 2 11 2x 2 13 2x 2
b.
2x 1 2x 1
12x 1 2 12x 3 2
Rewrite the term 1 2x in the
2x 1 equivalent form (2x 1).
(2x 3) Cancel common factors.
1k 42 1k 1 2
2
1k 4 2 1k 1 2
2
1k 4 2 1k 12
1k 4 2 1k 4 2
c.
k 16
2
k4
TABLE 8
Multiplication and Division of Rational Expressions
Operation Illustration
When rational expressions are multiplied and divided, the resulting expressions
should be simplified.
Solution
2x 8 x 2 4x 4
a. #
x2 x 2 16
21x 4 2 1x 2 2 2
#
1x 4 2 1x 4 2
Factor numerators and denominators.
x2
21x 4 2 1x 22 1x 2 2
1x 2 2 1x 42 1x 4 2
21x 2 2
Cancel the common factors (x 2)(x 4).
x4
22 1 FUNDAMENTALS OF ALGEBRA
x 2 6x 9 x2 9 x 2 6x 9 6x 2 18x
b. 2 #
3x 12 6x 18x 3x 12 x2 9
1x 32
# 6x1x 32
2
31x 4 2 1x 3 2 1x 3 2
1x 32 1x 3 2 16x 2 1x 3 2
31x 4 2 1x 3 2 1x 3 2
2x1x 3 2
x4
TABLE 9
Adding and Subtracting Fractions with Common Denominators
Operation Illustration
To add or subtract fractions that have different denominators, first find a common
denominator, preferably the least common denominator (LCD). To find the LCD of
two or more rational expressions, follow these steps:
1. Find the prime factors of each denominator.
2. Form the product of the different prime factors that occur in the denominators.
Raise each prime factor in this product to the highest power of that factor appear-
ing in the denominators.
After finding the LCD, carry out the indicated operations following the procedure for
adding and subtracting fractions with common denominators.
EXAMPLE 3 Simplify:
3x 4 4y 2 2x 3x 1 1 1
a. b. 2 c.
4x 3y x 1
2
2x x 1 xh x
Solution
4y 2 3x 4 3y
a.
3x 4
# 4y 2 # 4x LCD (4x)(3y) 12xy
4x 3y 4x 3y 3y 4x
9xy 12y 16xy 8x
12xy 12xy
25xy 8x 12y
12xy
1.4 RATIONAL EXPRESSIONS 23
2x 3x 1 2x 3x 1
2
1x 1 2 1x 12 12x 1 2 1x 1 2
b.
x 1
2
2x x 1
2x12x 1 2 13x 1 2 1x 12 LCD
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1x 1 2 1x 1 2 12x 1 2 (x 1)(x 1)
4x 2 2x 3x 2 3x x 1
1x 1 2 1x 1 2 12x 1 2
7x 2 6x 1
1x 1 2 1x 1 2 12x 12
1 # x 1 xh
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Compound Fractions
A fractional expression that contains fractions in its numerator and/or denominator is
called a compound fraction. The techniques used to simplify rational expressions
may be used to simplify these fractions.
EXAMPLE 4 Simplify:
1 1 1
1
x1 x y
a. b.
4 1 1
x 2
x x2 y
Solution
As to Waverley, I will play Sir Fretful for once, and assure you
that I left the story to flag in the first volume on purpose; the
second and third have rather more bustle and interest. I wished
(with what success Heaven knows) to avoid the ordinary error of
novel writers, whose first volume is usually their best. But since it
has served to amuse Mrs. Morritt and you usque ab initio, I have
no doubt you will tolerate it even unto the end. It may really
boast to be a tolerably faithful portrait of Scottish manners, and
has been recognized as such in Edinburgh. The first edition of a
thousand instantly disappeared, and the bookseller informs me
that the second, of double the quantity, will not supply the
market long.—As I shall be very anxious to know how Mrs.
Morritt is, I hope to have a few lines from you on my return,
which will be about the end of August or beginning of September.
I should have mentioned that we have the celebrated engineer,
Stevenson, along with us. I delight in these professional men of
talent; they always give you some new lights by the peculiarity of
their habits and studies, so different from the people who are
rounded, and smoothed, and ground down for conversation, and
who can say all that every other person says, and—nothing
more.
—I had just proceeded thus far when your kind favor of the
21st reached Abbotsford. I am heartily glad you continued to like
Waverley to the end. The hero is a sneaking piece of imbecility;
and if he had married Flora, she would have set him up upon the
chimney-piece, as Count Borowlaski's wife used to do with him.
[56] I am a bad hand at depicting a hero, properly so called, and
have an unfortunate propensity for the dubious characters of
Borderers, buccaneers, Highland robbers, and all others of a
Robin Hood description. I do not know why it should be, as I am
myself, like Hamlet, indifferent honest; but I suppose the blood
of the old cattle-drivers of Teviotdale continues to stir in my
veins.
I shall not own Waverley; my chief reason is that it would
prevent me of the pleasure of writing again. David Hume,
nephew of the historian, says the author must be of a Jacobite
family and predilections, a yeoman-cavalry man, and a Scottish
lawyer, and desires me to guess in whom these happy attributes
are united. I shall not plead guilty, however; and as such seems
to be the fashion of the day, I hope charitable people will believe
my affidavit in contradiction to all other evidence. The Edinburgh
faith now is, that Waverley is written by Jeffrey, having been
composed to lighten the tedium of his late transatlantic voyage.
So you see the unknown infant is like to come to preferment. In
truth, I am not sure it would be considered quite decorous for
me, as a Clerk of Session, to write novels. Judges being monks,
Clerks are a sort of lay brethren, from whom some solemnity of
walk and conduct may be expected. So, whatever I may do of
this kind, "I shall whistle it down the wind, and let it prey at
fortune."[57] I will take care, in the next edition, to make the
corrections you recommend. The second is, I believe, nearly
through the press. It will hardly be printed faster than it was
written; for though the first volume was begun long ago, and
actually lost for a time, yet the other two were begun and
finished between the 4th June and the 1st July, during all which I
attended my duty in Court, and proceeded without loss of time or
hindrance of business.
I wish, for poor auld Scotland's sake,[58] and for the manes of
Bruce and Wallace, and for the living comfort of a very worthy
and ingenious dissenting clergyman, who has collected a library
and medals of some value, and brought up, I believe, sixteen or
seventeen children (his wife's ambition extended to twenty) upon
about £150 a year—I say I wish, for all these reasons, you could
get me among your wealthy friends a name or two for the
enclosed proposals. The price is, I think, too high; but the
booksellers fixed it two guineas above what I proposed. I trust it
will be yet lowered to five guineas, which is a more come-at-able
sum than six. The poems themselves are great curiosities, both
to the philologist and antiquary; and that of Bruce is invaluable
even to the historian. They have been hitherto wretchedly edited.
I am glad you are not to pay for this scrawl. Ever yours,
Walter Scott.
W. S.
I am not able to give the exact date of the following reply to one
of John Ballantyne's expostulations on the subject of the secret:—
Walter Scott."
CHAPTER XXVIII
1814
VACATION, 1814.
"Reached the Isle of May in the evening; went ashore, and saw
the light—an old tower, and much in the form of a border-keep,
with a beacon-grate on the top. It is to be abolished for an oil
revolving-light, the grate-fire only being ignited upon the leeward
side when the wind is very high. Quære—Might not the grate
revolve? The isle had once a cell or two upon it. The vestiges of
the chapel are still visible. Mr. Stevenson proposed demolishing
the old tower, and I recommended ruining it à la picturesque—i.
e., demolishing it partially. The island might be made a delightful
residence for sea-bathers.
"2d August.—At sea in the mouth of the Moray Firth. This day
almost a blank—light baffling airs, which do us very little good;
most of the landsmen sick, more or less; piquet, backgammon,
and chess, the only resources.—P.M. A breeze, and we begin to
think we have passed the Fair Isle, lying between Shetland and
Orkney, at which it was our intention to have touched. In short,
like one of Sinbad's adventures, we have run on till neither
captain nor pilot know exactly where we are. The breeze
increases—weather may be called rough; worse and worse after
we are in our berths, nothing but booming, trampling, and
whizzing of waves about our ears, and ever and anon, as we fall
asleep, our ribs come in contact with those of the vessel; hail
Duff and the Udaller[62] in the after-cabin, but they are too sick
to answer. Towards morning, calm (comparative), and a nap.
"We parade Lerwick. The most remarkable thing is, that the
main street being flagged, and all the others very narrow lanes
descending the hill by steps, anything like a cart, of the most
ordinary and rude construction, seems not only out of question
when the town was built, but in its present state quite excluded.
A road of five miles in length, on the line between Lerwick and
Scalloway, has been already made—upon a very awkward and
expensive plan, and ill-lined as may be supposed. But it is
proposed to extend this road by degrees: carts will then be
introduced, and by crossing the breed of their ponies judiciously,
they will have Galloways to draw them. The streets of Lerwick
(as one blunder perpetrates another) will then be a bar to
improvement, for till the present houses are greatly altered, no
cart can approach the quay. In the garden of Captain Nicolson, R.
N., which is rather in a flourishing state, he has tried various
trees, almost all of which have died except the willow. But the
plants seem to me to be injured in their passage; seeds would
perhaps do better. We are visited by several of the notables of
the island, particularly Mr. Mowat, a considerable proprietor, who
claims acquaintance with me as the friend of my father, and
remembers me as a boy. The day clearing up, Duff and I walk
with this good old gentleman to Cleik-him-in, and with some
trouble drag a boat off the beach into the fresh-water loch, and
go to visit the Picts' castle. It is of considerable size, and consists
of three circular walls of huge natural stones admirably combined
without cement. The outer circuit seems to have been simply a
bounding wall or bulwark; the second or interior defence contains
lodgments such as I shall describe. This inner circuit is
surrounded by a wall of about sixteen or eighteen feet thick,
composed, as I said, of huge massive stones placed in layers
with great art, but without mortar or cement. The wall is not
perpendicular, but the circle lessens gradually towards the top, as
an old-fashioned pigeon-house. Up the interior of this wall there
proceeds a circular winding gallery ascending in the form of an
inclined plane, so as to gain the top by circling round like a
corkscrew within the walls. This is enlightened by little apertures
(about two feet by three) into the inside, and also, it is said, by
small slits—of which I saw none. It is said there are marks of
galleries within the circuit, running parallel to the horizon; these I
saw no remains of; and the interior gallery, with its apertures, is
so extremely low and narrow, being only about three feet square,
that it is difficult to conceive how it could serve the purpose of
communication. At any rate, the size fully justifies the tradition
prevalent here as well as in the south of Scotland, that the Picts
were a diminutive race. More of this when we see the more
perfect specimen of a Pict castle in Mousa, which we resolve to
examine, if it be possible. Certainly I am deeply curious to see
what must be one of the most ancient houses in the world, built
by a people who, while they seem to have bestowed much pains
on their habitations, knew neither the art of cement, of arches,
or of stairs. The situation is wild, dreary, and impressive. On the
land side are huge sheets and fragments of rocks, interspersed
with a stinted vegetation of grass and heath, which bears no
proportion to the rocks and stones. From the top of his tower the
Pictish Monarch might look out upon a stormy sea, washing a
succession of rocky capes, reaches, and headlands, and
immediately around him was the deep fresh-water loch on which
his fortress was constructed. It communicates with the land by a
sort of causeway, formed, like the artificial islet itself, by heaping
together stones till the pile reached the surface of the water. This
is usually passable, but at present overflooded.—Return and dine
with Mr. Duncan, Sheriff-substitute—are introduced to Dr.
Edmonstone, author of a History of Shetland, who proposes to
accompany us to-morrow to see the Cradle of Noss. I should
have mentioned that Mr. Stevenson sailed this morning with the
yacht to survey some isles to the northward; he returns on
Saturday, it is hoped.
Not lone, however, in one sense, for their numbers and the
variety of their tribes are immense, though I think they do not
quite equal those of Dunbuy, on the coast of Buchan. Standing
across a little bay, we reached the Isle of Noss, having hitherto
coasted the shore of Bressay. Here we see a detached and
precipitous rock, or island, being a portion rent by a narrow
sound from the rest of the cliff, and called the Holm. This
detached rock is wholly inaccessible, unless by a pass of peril,
entitled the Cradle of Noss, which is a sort of wooden chair,
travelling from precipice to precipice on rings, which run upon
two cables stretched across over the gulf. We viewed this
extraordinary contrivance from beneath, at the distance of
perhaps one hundred fathoms at least. The boatmen made light
of the risk of crossing it, but it must be tremendous to a brain
disposed to be giddy. Seen from beneath, a man in the basket
would resemble a large crow or raven floating between rock and
rock. The purpose of this strange contrivance is to give the
tenant the benefit of putting a few sheep upon the Holm, the top
of which is level, and affords good pasture. The animals are
transported in the cradle by one at a time, a shepherd holding
them upon his knees. The channel between the Holm and the
isle is passable by boats in calm weather, but not at the time
when we saw it. Rowing on through a heavy tide, and nearer the
breakers than any but Zetlanders would have ventured, we
rounded another immensely high cape, called by the islanders
the Noup of Noss, but by sailors Hang-cliff, from its having a
projecting appearance. This was the highest rock we had yet
seen, though not quite perpendicular. Its height has never been
measured: I should judge it exceeds 600 feet; it has been
conjectured to measure 800 and upwards. Our steersman had
often descended this precipitous rock, having only the occasional
assistance of a rope, one end of which he secured from time to
time round some projecting cliff. The collecting sea-fowl for their
feathers was the object, and he might gain five or six dozen,
worth eight or ten shillings, by such an adventure. These huge
precipices abound with caverns, many of which run much farther
into the rock than any one has ventured to explore. We entered
(with much hazard to our boat) one called the Orkney-man's
Harbor, because an Orkney vessel run in there some years since
to escape a French privateer. The entrance was lofty enough to
admit us without striking the mast, but a sudden turn in the
direction of the cave would have consigned us to utter darkness
if we had gone in farther. The dropping of the sea-fowl and
cormorants into the water from the sides of the cavern, when
disturbed by our approach, had something in it wild and terrible.
"After passing the Noup, the precipices become lower, and sink
into a rocky shore with deep indentations, called by the natives,
Gios. Here we would fain have landed to visit the Cradle from the
top of the cliff, but the surf rendered it impossible. We therefore
rowed on like Thalaba, in 'Allah's name,' around the Isle of Noss,
and landed upon the opposite side of the small sound which
divides it from Bressay. Noss exactly resembles in shape
Salisbury crags, supposing the sea to flow down the valley called
the Hunter's bog, and round the foot of the precipice. The
eastern part of the isle is fine smooth pasture, the best I have
seen in these isles, sloping upwards to the verge of the
tremendous rocks which form its western front.
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