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Nature’s Patterns
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Nature’s
Patterns
A Tapestry in Three Parts
Philip Ball
Nature’s Patterns is a trilogy composed of
Shapes, Flow, and Branches
1
3
Great Clarendon Street, Oxford OX2 6DP
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Oxford is a registered trade mark of Oxford University Press
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Published in the United States
by Oxford University Press Inc., New York
# Philip Ball 2009
The moral rights of the author have been asserted
Database right Oxford University Press (maker)
First published 2009
All rights reserved. No part of this publication may be reproduced,
stored in a retrieval system, or transmitted, in any form or by any means,
without the prior permission in writing of Oxford University Press,
or as expressly permitted by law, or under terms agreed with the appropriate
reprographics rights organization. Enquiries concerning reproduction
outside the scope of the above should be sent to the Rights Department,
Oxford University Press, at the address above
You must not circulate this book in any other binding or cover
and you must impose the same condition on any acquirer
British Library Cataloguing in Publication Data
Data available
Library of Congress Cataloging in Publication Data
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Typeset by SPI Publisher Services, Pondicherry, India
Printed in Great Britain
on acid-free paper by
Clays Ltd., St Ives plc
ISBN 978–0–19–923796–8
1 3 5 7 9 10 8 6 4 2
Shapes
T
HERE is beauty to be found in regularity: the same element
repeating again and again, typically with geometric order.
There is no better example than the honeycomb, a miracle of
hexagonal perfection. This sort of pattern is a lattice. On a leopard’s
pelt, the lattice melts but a pattern remains: spots spaced at more or
less equal distances but no longer in neat rows. There is a comparable
order in stripes and concentric bands: a succession rather strictly
enforced on the angelfish, but more loosely applied in the meandering,
merging stripes of the zebra or of sand ripples. The means by which
these natural patterns are constructed may tell us something about
how the far more complicated forms of animals and plants are created
by a progressive division and subdivision of space, orchestrated by
nothing more than simple physical forces.
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Contents
Appendices 287
Bibliography 295
Index 303
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Preface and
acknowledgements
A
FTER my 1999 book The Self-Made Tapestry: Pattern Formation
in Nature went out of print, I’d often be contacted by would-be
readers asking where they could get hold of a copy. That was
how I discovered that copies were changing hands in the used-book
market for considerably more than the original cover price. While that
was gratifying in its way, I would far rather see the material accessible to
anyone who wanted it. So I approached Latha Menon at Oxford Uni-
versity Press to ask about a reprinting. But Latha had something more
substantial in mind, and that is how this new trilogy came into being.
Quite rightly, Latha perceived that the original Tapestry was neither
conceived nor packaged to the best advantage of the material. I hope
this format does it more justice.
The suggestion of partitioning the material between three volumes
sounded challenging at first, but once I saw how it might be done,
I realized that this offered a structure that could bring more thematic
organization to the topic. Each volume is self-contained and does not
depend on one having read the others, although there is inevitably
some cross-referencing. Anyone who has seen The Self-Made Tapestry
will find some familiar things here, but also plenty that is new. In
adding that material, I have benefited from the great generosity of
many scientists who have given images, reprints and suggestions.
I am particularly grateful to Sean Carroll, Iain Couzin, and Andrea
Rinaldo for critical readings of some of the new text. Latha set me
more work than I’d perhaps anticipated, but I remain deeply indebted
to her for her vision of what these books might become, and her
encouragement in making that happen.
Philip Ball
London, October 2007
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The Shapes of Things
Pattern and Form
1
A
on Earth, the aliens approach the first thing they see
R RIV IN G
and utter the familiar words: ‘take me to your leader’ (Fig. 1.1).
Like many jokes, this one offers a damning critique. It under-
mines the venerable and serious scientific quest to find life on other
worlds, exploding the question of ‘how would we know if we found it?’
by answering that we tend to imagine it will look like us.
Now, let me assure you that astrobiologists (as scientists who study
aliens are called nowadays) are not really that foolish. They do not
imagine for a moment that when we touch down on another inhabited
world, we will be greeted by envoys who look like Leonard Nimoy.
Indeed, if there is life in those parts of our own solar system that
seem at all habitable (such as the subsurface seas of Jupiter’s icy
moon Europa), it is most unlikely to warrant the description ‘intelli-
gent’. And we may have to look hard and long to find it, precisely
because we don’t know what we’re looking for. Yet even if we know it
is not going to be Dr Spock, we have trouble shaking the conviction that
it will look something like the forms of life we have seen before.
Fig. 1.2: Living organisms on Earth come in a bewildering variety of shapes and sizes. (Photos: a,
carolsgalaxy; b, Keenan Pepper; c, Sarah Nichols; d, twoblueday; e, Ed Schipul; f, Doug Bowman.)
THE SHAPES OF THINGS j 3
Fig. 1.3: These microscopic structures found in Martian meteorite ALH84001 have been interpreted as
evidence of ancient bacterial life. Might they be the fossilized remnants of tiny organisms? (Photo: NASA.)
4 j NATURE’S PATTERNS: SHAPES
were mineral too, and so tiny that they could only be seen in the electron
microscope; but the suggestion was that they could be the fossilized
remains of Martian bacteria that once infested this chunk of stone.
The researchers who investigated ALH84001 admitted that this con-
clusion was tentative, and they didn’t make it lightly. These wormy
forms were by no means the sole evidence—and after all, the scientists
acknowledged, they were much smaller than earthly bacteria tend to
be. All the same, these structures didn’t look like inorganic forms: it was
hard to explain them as microscopic rock features formed by physical
forces alone. And so the researchers stuck out their necks and used
shape, pattern, form—what scientists tend to call morphology—as the
partial basis for inferring a possible signature of life.
That doesn’t seem an unreasonable thing to do, does it? Surely, after all,
we can distinguish a crystal from a living creature, an insect from a rock?
Well, you might think so. But take a look at Fig. 1.4. At the top are the
shells of marine creatures called diatoms (which we will meet again
shortly). Below are microscopic mineral formations created in a test
tube, entirely without the agency of life. Would you trust yourself to say
which is a ‘living’ form, and which is not? Now look at Fig. 1.5, in which
the microscopic patterns are a product of much the same chemical
process that made those in 1.4b. Does this remind you of anything?
What is it that encourages us to typecast some forms as those made
by life, and others as the products of the non-living world? A tree, a
rabbit, a spider have rather little in common when considered as mere
shapes—and yet we don’t hesitate to see them as examples of living
morphology. Why? Perhaps we sense a kind of purpose, of design, in
these forms? They are ‘complex’, certainly, but what does that mean?
They may have some regularity or symmetry—the bilateral symmetry
of the animals, the repeated branching of the tree—but that can’t be all
there is to it, for surely it is often in a high degree of regularity and
symmetry, in the onset of crystallinity, that we might imagine we
discern life’s absence. Even if we can’t say exactly what living form is,
we’d like to think we know it when we see it. But do we?
In the late 1990s, a group of NASA researchers decided this was a
problem that, like many others, is best left to a computer. They believed
that artificial intelligence would be more likely than we are to distin-
guish the living from the non-living, and so they hoped to ‘train’ com-
puters to recognize life from morphology alone, using all the examples
6 j NATURE’S PATTERNS: SHAPES
they could muster from our own planet. The machine would sense
and assimilate the subtle characteristics of living form, and would
then look for these signatures on missions to Mars or other potentially
life-supporting worlds. They intended this to be another of the compu-
tationally intensive projects like that which analyses radio signals for
signs of extraterrestrial intelligence,* in which volunteers’ home com-
puters analyse the data—in this case, running the computationally
intensive learning process—during spare time. This distributed system
would feed its output into the central brain of the operation, a com-
puter that the NASA researchers proposed to call the D’Arcy Machine.
Now that seems truly ironic, for the name is inspired by the man who,
to my mind, did more than anyone else to undermine the notion that life
has characteristic forms that distinguish it from non-living systems. This
man was the Scottish zoologist D’Arcy Wentworth Thompson, whose
classic book On Growth and Form, first published in 1917, provides the
first formal analysis of pattern and form in nature. Thompson’s book was
deeply erudite, beautifully written, and like nothing that had gone before.
It was also several decades ahead of its time—and this, coupled with its
undoubted idiosyncrasy, has meant that On Growth and Form never
sparked the emergence of ‘morphology’ as a scientific discipline. For a
long time, no one really knew what to make of Thompson’s tome.
On Growth and Form presents a challenge to the naive view that non-
living systems can produce only ‘simple’, often classically geometric,
shapes and forms—the prismatic shapes of crystals, say, or the sterile
ellipses of planetary orbits. Physics apparently teaches us that the basic
laws of nature are simple and symmetrical, and so it seems natural to
expect that their manifestations will share that characteristic. By the
same token, we tend to imagine that life is a complicated and infinitely
plastic influence, generating complex shapes that geometry struggles to
encompass or describe.
D’Arcy Thompson argued that, on the contrary, life’s forms may often
echo those of the inorganic world, and both of them may be rather simple,
or conversely, delightfully subtle and complex. Many of them, moreover,
have an undeniable beauty, whether that be the elegant, Platonic beauty
that we seem to perceive in symmetry and regularity or the dynamic,
organic beauty of living nature. The ambitions of the D’Arcy Machine
notwithstanding, life leaves no characteristic signature in natural form.
The quixotic flavour of On Growth and Form stems not only from the
fact that Thompson was attempting to explain many things for which
he lacked the right instruments. He was also taking a stand against what
he considered to be a stifling orthodoxy imposed by those who, at the
beginning of the twentieth century, sought explanations for form and
pattern in the living world. For although Darwinism obviated the need
for Paley’s natural theology, it seemed at times in danger of conducting
the same conjuring trick by another name. Instead of proclaiming
‘God’s work’ in response to every example of apparent design in nature,
there was a tendency to exclaim ‘evolution’s work!’ instead.
Darwin argued that, given enough time, small random changes in the
forms of organisms could carry them towards those shapes that were
best adapted to the demands that their environment made on them,
because the struggle for survival weeded out those changes that made
survival harder while conferring a reproductive advantage on those
individuals who, by sheer luck, acquired a beneficial mutation.
This means that, in biology, it is natural to expect that form follows
function: that the shape and structure of a biological entity (which
could be a molecule, a limb, an organism, even a whole colony) is
that which best equips the associated organism for survival. Biologists
are still divided about whether the selective pressure that dictates such
forms acts primarily at the level of the individual genes responsible for
that characteristic, or of the whole organism. But either way, the impli-
cation is that form is naturally selected from a palette of possibilities. A
form that confers evolutionary advantage tends to stick.
This is an extraordinarily powerful idea, and no serious biologist
doubts that it is basically correct in explaining how organisms evolve
and adapt over time. But as an explanation for the forms of life, it is not
entirely satisfying—not because it is wrong, but because it says nothing
about proximate mechanism, about causes that operate not over evo-
lutionary time but in the here and now, in the shaping of each individ-
ual organism. There is a tendency to imagine that science boasts an
answer to every question about the material world, but the truth is that
many questions can be given several different kinds of answer. It is like
asking how a car gets from London to Edinburgh. One answer might be
‘You get in, switch on the engine, and drive up the M1.’ That is not so
much an explanation as a narrative, and Darwinian evolution is a bit
THE SHAPES OF THINGS j 11
is possible: that nature has at its disposal an infinite palette, and that it
dabbles at random with the options, occasionally (oh, so rarely!) hitting
on a winning formula with which it then tinkers to make minor vari-
ations on a theme. The torpedo-and-fins theme works for fish, say, and
the four-legs-and-muscle design is just the ticket for land predators.
Given the diversity of living forms evident today (Fig. 1.2), which is
after all only a fraction of that which has been exhibited over geological
time, this assumption of an infinite palette is understandable. But as
D’Arcy Thompson reminded his readers, ‘Cell and tissue, shell and
bone, leaf and flower, are so many portions of matter, and it is in
obedience to the laws of physics that their particles have been moved,
moulded and conformed.’ Evolution operates within physical con-
straints which insist that not everything really is possible. Are the zebra’s
stripes really the ‘best’ form of camouflage, or just the best that nature
can come up with given the limitations imposed by physical law?
That might seem a minor quibble, since if the whole of nature
operates within the same constraints then all we’re apparently saying
is that Darwinian evolution is a matter of finding the most advanta-
geous forms out of those available. But by insisting on those limits,
D’Arcy Thompson brought to the fore the issue of exactly how such
forms come about through the action of physical forces. It wasn’t just a
question of ensuring that evolutionary biology obeys physical and
chemical laws; he felt that these laws play a direct, causative role in
determining shape and form in biology. Thus he insisted that there
were many forms in the natural world that one could, and indeed
should, explain not by arguing that evolution has shaped the material
that way, but as a direct consequence of the conditions of growth or the
forces in the environment.
What, he felt, could be more unnecessary than invoking millions of
years of selective fine-tuning to explain the curving shape of a horn or
shell when one could invoke a mathematically simple growth law,
based on proximate, physical causes, to account for it? The sabre-like
sweep of an ibex horn need not have been selected from a presumed
gallery of bizarre and ornate alternative horn shapes. We can assume
merely that the horn grows at a progressively slower rate from one side
of the circumference to the other, whereupon, hey presto, you have an
arc. In this case, then, an evolutionary argument is redundant, or at best
ancillary, because the forms of horns are inevitable. Either a horn grows
at the same rate all around its circumference, in which case it becomes
THE SHAPES OF THINGS j 13
Fig. 1.7: Many animal horns, such as that of this Dall’s sheep, have
spiral shapes that can be explained with a simple growth law.
(Photo: Brian Uhreen.)
14 j NATURE’S PATTERNS: SHAPES
D’Arcy Thompson’s thesis, then, was that biology cannot afford to neglect
physics, and in particular that branch of it that deals with the mechanics
of matter. (He was far less concerned with chemistry, the other pillar of
the physical sciences, seemingly because he did not consider it to be
THE SHAPES OF THINGS j 15
has been slow. . . to invoke the aid of the physical or mathematical sciences; and
the reasons for this difference lie deep, and are partly rooted in old tradition and
partly in the diverse minds and temperaments of men. To treat the living body as
a mechanism was repugnant, and seemed even ludicrous, to Pascal; and Goethe,
lover of nature as he was, ruled mathematics out of place in natural history. Even
now the zoologist has scarce began to dream of defining in mathematical
language even the simplest organic forms. When he meets with a simple geo-
metrical construction, for instance in the honeycomb, he would fain refer it to
psychical instinct, or to skill an ingenuity, rather than to the operation of
physical forces or mathematical laws; when he sees in snail, or nautilus, or tiny
foraminiferal or radiolarian shell a close approach to sphere or spiral, he is prone
of old habit to believe that after all it is something more than a spiral or a sphere,
and that in this ‘something more’ there lies what neither mathematics nor
physics can explain. In short, he is deeply reluctant to compare the living with
the dead, or to explain by geometry or by mechanics the things which have their
part in the mystery of life. Moreover he is little inclined to feel the need of such
explanations, or of such extension of his field of thought.
Strange that this was written nearly a century ago, for I have a feeling
that I’ve met this ‘morphologist’ and spent some time in frustrated
debate with him. He has a point: life’s mechanisms are seldom simple,
and (contrary to common belief) biology does not always do things by
the most economical means imaginable, but can become encumbered
with the legacy of history, on which physics must remain silent. More-
over, physicists can be as arrogant as biologists are stubborn. But a
tradition that has rendered ‘theoretical biology’ almost a term of abuse
does not seem likely to be very productive of theories that explain
(rather than describe) its subject.
Of course, today’s biologists have a more sophisticated answer to
questions of form than the magic word ‘adaptation’. They call on gen-
etics, the ‘microscopic’ basis of Darwinism. It is tempting to imagine,
16 j NATURE’S PATTERNS: SHAPES
from what has been said and written about genes, that they are where all
biological questions end. One hears about genes responsible for this
or that illness or trait or feature—for cancer, for intelligence, for the
development of flies’ wings or of blue eyes. The climate of the culture in
molecular biology (if not the expressed belief of all its practitioners) is
that, by understanding the roles of genes and the mutual interactions of
the protein molecules they encode, we will understand life.
That attitude underpinned the Human Genome Project, the inter-
national effort to map out every one of the 30,000 or so genes in the 23
chromosome pairs of the human cell. The first draft of this map was
completed in 2000 (most of the holes have been filled in subsequently),
and to judge from some of the hyperbole it elicited, you would think
that it has provided us with a complete instruction manual for the
human body. But it does not do that at all. The Human Genome Project
has created a bank of genetic data that is sure to be of immense medical
value, and which contains a great deal of information about how our
cells work. But for biological questions that have a genetic component
(and not all of them do), the respective genes are just the beginning of
an answer. Most of these genes encode the chemical structures, and
thus the chemical functions, of proteins. The issue is how the produc-
tion (or absence) of a particular protein affects the network of biochem-
ical processes in the cell, and how this gives rise to the particular
physiological consequences that we are studying. Identifying the gene
‘responsible’ for this or that trait is like discovering which door we need
to go through in order to enter this network and find out where it leads.
(And most answers can be accessed through several doors.)
Elucidating precisely how genes work is the really hard part of the
matter, which is why so much of genetics operates at the ‘black box’
level: we know that the presence or lack of a gene in the genome is
linked to a certain manifestation at the level of the whole organism, but
we do not know why. In the same way, our computers are blank boxes
(available in a range of colours more tasteful than black) that we know
will respond in certain ways when poked, even though most of us have
not the faintest idea of why this happens.
But in any event, organisms are not just genes and the proteins made
from them. There is all kinds of other stuff in the cell: sugars, fatty acids,
hormones, small inorganic molecules like oxygen and nitric oxide,
salts, and minerals such as those in bone and tooth. None of these
substances is encoded in genes (that is, in the structure of our DNA),
THE SHAPES OF THINGS j 17
and you would never guess, by looking at the genome, that they were
required at all, let alone what roles they play. And yet these substances
tend to be highly organized and orchestrated in their interactions and
their structures at the level of the cell (and at larger scales too). Where
does that structure come from? Proteins often play a role in building it,
but so too do physical forces, such as surface tension, electrical attrac-
tion, fluid viscosity. Gene-hunting tells us nothing about such things.
In short, questions in biology of a ‘how?’ nature need more than
genetics—and frequently more than a reductionist approach. If nature
is at all economical (and there is good reason to suppose that is often
the case, though not invariably so), we can expect that she will choose
to create at least some complex forms not by laborious piece-by-piece
construction but by harnessing some of the organizational and pattern-
forming phenomena we see in the non-living world. Evolution, via
genetics, can exploit, tame and tune such phenomena; but it does not
necessarily generate them. If this is so, we can expect to see similarities
in the forms and patterns of living and purely inorganic systems, and to
be able to explain them both in the same manner.
I should add a cautionary note. It is true that biology has been
somewhat resistant to the idea that crude, general physical principles
might sometimes be capable on their own of explaining aspects of
biological form. To biologists, this seems too risky and uncontrollable,
like driving a car with no hands on the wheel and hoping that friction
and air resistance will somehow conspire to guide the vehicle along the
winding road. But one can go too far to the other extreme. It is popular
in some circles to denounce the so-called reductionist science of mo-
lecular biology and imply instead that the universe is somehow imbued
with a creative potential that operates in a ‘holistic’ way. The fad for the
notion of ‘complexity’, which shows that sophisticated forms and pat-
terns may emerge spontaneously from a miasma of interactions, may
sometimes veer towards a kind of neo-vitalism in the way that it
invokes a cosmic creativity. Worst of all is the tendency to make moral
distinctions, so that ‘holistic science’ becomes good and ‘reductionist
science’ meretricious. While I applaud a perspective that broadens the
horizons of ‘black-box’ biology and argues for a role of spontaneous
pattern formation in the living world, there is no getting away from the
fact that most of biology, particularly at the molecular level, is hid-
eously complicated. In distinction from complex, this means that the
details really do matter: leave out one part of the chain of events, and
18 j NATURE’S PATTERNS: SHAPES
the whole thing grinds to a halt. In such cases, one gains rather than
loses understanding by turning up the magnifying power of the micro-
scope. Until we get reductionistic about, say, the body’s immune re-
sponse, we won’t know much about it, let alone develop the potential to
tackle pathological dysfunctions such as AIDS. A reductionist view
won’t necessarily provide an explanation of how it works, but without
it we might not know quite what needs to be explained. Reductionism
can be aesthetically unattractive, I know, but it is wonderfully useful.
These concepts are, after all, my topics, and yet I am afraid that I cannot
offer a rigorous definition of either, nor make a rigid distinction be-
tween them. If it makes you feel any better, remember that neither can
scientists offer a rigorous definition of life. (They have tried often
enough, but the very attempt is ill-advised, for the word is colloquial
rather than scientific. You might as well try to define the word ‘love’.)
What is clear is that ‘pattern’ is a supremely plastic word, and evi-
dently it implies quite different things to, say, a psychologist and to a
wallpaper designer. My definition, such as it is, is much closer to the
latter than the former. The best I can do is to say that a pattern is a form
in which particular features recur recognizably and regularly, if not
identically or symmetrically. And while I shall occasionally mention
patterns of a temporal nature—events that repeat more or less regu-
larly, such as the beating of a heart—on the whole I shall be talking in
spatial terms, and so the image of a pattern on wallpaper or a carpet is a
useful one to bear in mind. In those cases, however, the repeating units
are generally identical. My concept of pattern will not necessarily be so
demanding. The repeating elements may be similar but not identical,
and they will repeat in a way that could be called regular without
following a perfect symmetry. Yes, I know it’s vague—but I believe we
usually know such patterns when we see them. One such is made up
from the ripples of sand on a wave-lapped beach or in a windswept
desert (Fig. 1.8). No two of these ripples are identical, and they are not
positioned at exactly repeating intervals. But we can see at once that
there are elementary units (ripples) that recur throughout space. We see
the pattern. Indeed, we are remarkably good at seeing the pattern,
which, because it is not mathematically perfect, is typically harder for
THE SHAPES OF THINGS j 19
Fig. 1.8: Ripples in sand clearly constitute a repetitive pattern even though no two parts of the pattern
elements are identical. (Photo: Nick Lancaster, Desert Research Institute, Nevada.)
Fig. 1.10: A mirror reflection of a checkerboard reproduces the original pattern exactly, in such
a way that the two can be superimposed.
I would think not. The logic of the structure, you might say, is that as
you pass upwards from the trunk, it branches repeatedly at a roughly
constant angle (and the limb’s width decreases at each branch point).
The very fact that we confuse ‘symmetrical’ with ‘highly ordered’
indicates the limited utility of symmetry as a measure of order. Is either
of the shapes in Fig. 1.11 more symmetrical than a circle? Most people
would say they are (this is a popular audience test in lectures on
symmetry), but in fact the circle has the highest possible degree of
symmetry for a two-dimensional (flat) object. There are an infinite
number of rotation angles and reflection planes that leave it looking
unchanged. A very high degree of symmetry can thus seem to us to be
featureless and bland—quite the opposite of what we might expect
intuitively.
Think, for example, of a soap bubble: to all intents and purposes it is a
perfectly spherical film of liquid. Like a circle, the bubble is highly
symmetrical: you can turn it this way and that, and it still looks the
same. And yet now think about zooming in on the bubble until we can
make out individual atoms and molecules, both in the liquid wall and
the gas it encloses. Now there doesn’t seem to be any symmetry at all:
everything is in random disorder as molecules whiz here and there. The
uniformity and high symmetry becomes apparent only by considering
the average features of these systems. With randomness and uniformity
THE SHAPES OF THINGS j 23
alike, one part of the system is equivalent to any other, and things look
the same (on average) in every direction. The perfect spherical sym-
metry of the bubble is a consequence of the average uniformity of the
gas inside it, which means that the pressure it exerts on the bubble wall
is equal in all directions.
The problem of creating patterns and forms that we tend to recognize
as such is therefore not one of how to generate the symmetry that they
often possess but of how to reduce the perfect symmetry that total
randomness engenders (when considered on average), to give rise to
the lower symmetry of the pattern. How do the water molecules moving
at random in the atmosphere coalesce into a six-petalled snowflake?
Patterns like this are the result of symmetry breaking.
The symmetry of a uniform gas can be broken by applying a force
that changes the disposition of its molecules. Gravity will do that: in a
gravitational field the gas is denser where the field is stronger (closer to
the ground). Thus the Earth’s atmosphere has a density that increases
steadily towards ground level. The gas is then no longer uniform, and
you can gauge your altitude by measuring the air density. Here the
symmetry of the force dictates the symmetry of the distribution of
matter that it produces: gravity acts downwards, and it is only in the
downward direction that symmetry is broken. Within horizontal planes
above the ground (more properly, within concentric spherical shells
around the Earth), the atmosphere has a constant density. (Rather, it
would have if the Earth were a perfect sphere and there were no winds
or weather.) We might intuitively expect that this will always be so: that
the final symmetry of a system will be dictated by that of the symmetry-
breaking force that destroys an initially uniform state. In other words,
24 j NATURE’S PATTERNS: SHAPES
we might expect that matter will rearrange itself only in the direction in
which it is pushed or pulled, so that a pattern mimics the ‘shape’ of the
force that generates it. Within this picture, if you want to pile up sand
into mounds arranged in a square, checkerboard array, you will have to
apply a force with this ‘square’ symmetry.
But the central surprise of the science of pattern formation is that this
is not always so: the symmetry of a pattern formed by a symmetry-
breaking force does not always reflect the symmetry of that force. Of the
many examples that I shall describe throughout this book, one will
serve here to illustrate what I mean, and why this seems at first sight
to be astonishing. If you heat (very carefully—it is not an easy experi-
ment in practice) a shallow pan of oil, it will develop roughly hexagonal
circulation cells once the rate of heating exceeds a certain threshold
(Fig. 1.12). The oil is initially uniform, and the symmetry-breaking force
(the temperature difference between the top and bottom of the oil)
does not vary horizontally. So there seems to be nothing that could
make one bit of the oil behave differently from a bit slightly to its right
or left. Yet suddenly this uniformity is lost, being replaced by a pattern
with hexagonal symmetry. Where has this sixfold pattern come from?
Fig. 1.12: When a liquid is heated uniformly from below, like a pan of water placed on the stove, it
will spontaneously develop a pattern of circulating convection cells. In a well-controlled situation the
cells are regular hexagons, made visible here by metal flakes suspended in the liquid. (Photo:
Manuel Velarde, Universidad Complutense, Madrid.)
THE SHAPES OF THINGS j 25
I do not plan to say any more than this about symmetry per se, because
there are many splendid books that deal with this endlessly fascinating
topic, of which Hermann Weyl’s Symmetry is a classic and Fearful
Symmetry by Ian Stewart and Martin Golubitsky is one of the most
lucid and up to date.
Neither do I propose to say a great deal more about mathematics
more generally—which, without wishing to patronize, will surely come
as a relief to some readers. There is, however, no escaping the fact that
mathematics is the natural language of pattern and form. That may
seem disappointing to those who never quite made friends with this
universal tool of science—for patterns can be things of tremendous
beauty, whereas mathematics can often appear to be a cold, unroman-
tic and, well, calculated practice. D’Arcy Thompson admitted that ‘The
introduction of mathematical concepts into natural science has
seemed to many men no mere stumbling-block, but a very parting of
the ways.’ But mathematics has its beauty, too, and part of that lies in
the way it distils from the apparently complex an essence of pellucid
simplicity. That is why maths enables us to get to the heart of pattern
and form—to describe it at the most fundamental level, to reveal its
Platonic core. This is more than a mere convenience; it may show us
what truly needs explaining, rather than being distracted by the
ephemeral or incidental. To explain how the form of a shell arises,
there is no point in trying to account for every tiny bump and groove,
since these will probably be different from one shell to the next. We
should instead focus on the mathematical form of the ‘ideal’ shell.
Mathematics and geometry can describe what everyday words can-
not. What is the shape of a circle? If we want to avoid tautology, we
26 j NATURE’S PATTERNS: SHAPES
*OK, you asked for it. According to Doug Durian and colleagues at the University of
Pennsylvania, a pebble is a three-dimensional rounded object whose surface has a near
gaussian distribution of curvature. This isn’t as fearsome as it sounds. The curvature at any
point on a surface is just what you might imagine it to be—a measure of how strongly
curved it is. Technically, it is proportional to the inverse of the radius of a circle that fits the
surface just at that point. A flat surface has zero curvature—the radius of the circle is
infinite. If you measure the curvature at various points on a pebble surface and plot them
on a histogram, the plot has approximately a bell-curve shape, called a gaussian distribu-
tion. This distribution is the crucial thing: it is the geometrical way of expressing the ‘typical’
shape, a kind of average if you will. No two pebbles will have the same curvatures at every
point, or even at most points, on their surfaces, but they can still have the same overall
distribution of curvatures.
THE SHAPES OF THINGS j 27
any initial rock shape, a form that converges on the Platonic pebble.
The mathematical shape supplies a criterion for evaluating theories of
how pebbles are made.
D’Arcy Thompson was very much preoccupied by one geometric
form in particular: the so-called logarithmic spiral (Fig. 1.14a), which
appears on a slate plaque commemorating the house in St Andrews,
near Dundee, where he lived. This form was first expressed as a math-
ematical equation by René Descartes in 1638: the equation has a very
simple and concise form, but will mean little to the non-mathematician.
Crudely speaking, the spiral widens as one moves along the curve from
the centre (unlike, say, the spiral made by a flat coil of rope, where the
distance between each successive loop of the coil remains the same).
Thompson noted that this spiral often appears in nature, in particular
in the shape of animal horns and the cross-sectional outline of mollusc
shells like that of the marine Nautilus* (Fig. 1.14b). Its ubiquity, he said, is
not at all surprising once one recognizes that the logarithmic spiral has an
important characteristic: its shape does not alter as it grows. Thus, a large
Nautilus shell looks just like a small one magnified. That is just what is
needed to house an organism that is steadily getting bigger in all direc-
tions. The Nautilus mollusc itself dwells in a series of chambers of in-
creasing size, making a new one each time it has outgrown the last.
*The Nautilus has become something of the ‘poster animal’ of mathematical nature, but the
poor creature itself gets short shrift: all we tend to see is its beautiful, empty shell. The
animal is something of an oddity: a relative of squids and octopi, and highly mobile in the
deep ocean by virtue of its ability to suck in water and expel it as a jet.
28 j NATURE’S PATTERNS: SHAPES
The process is shown in Fig. 1.15a, and the forms it can produce have been
explored in computer modelling by Deborah Fowler and Przemyslaw
Prusinkiewicz at the University of Regina in Canada (Fig. 1.15b). Thomp-
son noted that the shape of the generating curve ‘is seldom open to easy
mathematical expressions’, but the way the shell is created by sweeping
this boundary in a spiral around a fixed axis is mathematically well
defined, and can be seen to be a consequence of a simple growth law.
Thompson admitted that in general it was no easy thing to find math-
ematical expressions that describe the organic forms of nature, and on
the whole he was right. But as this example illustrates, that is not really the
right way to proceed. Equations describing the surfaces of the shells in
Fig. 1.15b would indeed be cumbersome, and probably not very illumin-
ating. It is far more instructive to look for the algorithm that generates the
form—for a mathematical description of how to grow it. An algorithm is a
series of steps conducted in succession. In this case, it could read:
THE SHAPES OF THINGS j 29
Shell
surface Shell axis
b
Fig. 1.15: A shell surface can be constructed by sweeping a two-
dimensional ‘generating curve’ through a logarithmic spiral (a). This
procedure will create many different types of shell surface (b),
depending on the generating curve. Here some of these artificial
shells have been given surface pigmentation patterns for added
realism. (Image b: Przemyslaw Prusinkiewicz, University of Calgary.)
Complex shapes and patterns of the sort I consider in this book are
often most easily described not in terms of ‘what goes where’ but by a
generating algorithm. Once we have identified an algorithm that makes
30 j NATURE’S PATTERNS: SHAPES
the right shape, we can ask which physical processes might produce
such an algorithm. If the algorithm gives the right shape, that doesn’t
necessarily mean it corresponds to anything that happens in the real
world—but at least it could do.
Model making
suspect, that they are probably important, but we simply do not know
how to include them, or how to solve the equations if we do. So we
might then look for reasonable approximations that we do know how to
solve, accepting that what the model predicts might not match very well
with what we observe. Scientists interested in fluid flow, for example
(the topic of Book II), commonly find themselves in this situation,
making big approximations and having to live with the consequences.
The point is that scientific descriptions of phenomena do not fully
capture reality, nor do they aim or claim to. They are models. This is not
a shortcoming of science but a strength, since it allows scientists to
make useful predictions without getting bogged down by intractable
details. Much of the scientist’s art lies in working out what to include
and what to exclude in a model.
There are very many natural phenomena (one could make a case for
this being true of them all) for which there is not a single, unique model
that is ‘right’. This is more than a matter of models differing by the
choice of what to put in and leave out. Rather, some phenomena can be
tackled successfully from more than one entirely different theoretical
perspective. For example, one can write down equations that describe
traffic flow on a road rather as though it was a liquid flowing down a
pipe. Or you can write a computer programme that takes account of the
behaviour of each individual and discrete vehicle, acting out the flow
rather like a computer game. Both models can show some predictive
value—both are valid models. This is true of several of the phenomena
that I shall discuss in this book, and it means that it can be rather hard
to decide the relative merits of a particular model. If two seemingly
different models both capture aspects of the real system under study,
which is best? There may be no right answer—perhaps one model is
best for one purpose, and another for understanding some other as-
pect. That is a reminder that science is about finding good enough
approximations to reality to give us some understanding of it, and not
about capturing an absolute ‘truth’.
Some models are expressed in terms of mathematical equations, for
example describing the forces at play (such as Newton’s inverse-square
law of gravity). If the modeller is lucky, it may even be possible to solve
such a model with pen and paper (which was all theorists had at their
disposal until half a century ago). If the calculations are too hard, they can
be made on a computer. But other systems might not be so amenable:
you know how the components interact, but not how to describe that
32 j NATURE’S PATTERNS: SHAPES
interaction with equations you can solve. In such cases, one can conduct
a simulation of the system on a computer, such as that described above
for traffic. The predicted behaviour emerges not by solving any maths but
by running the simulation and seeing what happens.
Perhaps the strongest point that I want to make about models in the
present context is that they can often generate the complex patterns
seen in nature from remarkably few ingredients, which are themselves
of striking simplicity. What does that tell us? On one level it simply
means that growth and form need not be mysterious—we do not have
to resign ourselves to thinking that the shape of a flower will be for ever
beyond our abilities to explain, or even that an explanation (at some
level) will require years of dedicated research on plant genetics. On the
other hand, it carries at least an implication that there exist universal
patterns and forms that remain insensitive to the fine details of a
particular system. Bear this idea in mind as we peruse the gallery of
extraordinary and often beautiful patterns and forms in these three
books: we will see that nature, like any artist, has themes and prefer-
ences for the images it creates. For nature, at least, we can sometimes
understand why this is.
Models are maps of reality: they include only the features one wants to
study, and leave out everything else. Maps have a fascination of their
own, but they are as nothing compared to the real thing—to a walk in
the woods and mountains. That is why I recommend that you try to
create some of these patterns for yourself, with the recipes given in the
appendices. I hope you will discover that the most exciting, the most
profound experience of them is to be found through direct encounter.
This is not so hard to arrange, for these self-made patterns are every-
where, in the vegetable patch, in the coffee cup, on mountain tops, and
in the city streets. I hope you enjoy them.
Lessons of the Beehive
Building with Bubbles
2
A
PH OTOG RAPH of Ernst Haeckel doing field research on Lanzarote
in 1866 shows the archetypal German Romantic: here are the
abundant waves of glossy hair, the full beard, and the distant
gaze of the dreamer. This image is furthered in a letter that Haeckel, a
professor of zoology at the University of Jena, wrote to his parents from
the Spanish island early the next year, in which he describes a jellyfish
called a siphonophore:
Imagine a delicate, slender flowering whose leaves and brightly coloured flowers
are transparent like glass, and which meanders through the water with the most
graceful and sprightly movements, and you have an idea of these delightful,
beautiful and delicate examples of animal finery.
Fig. 2.2: Some of the radiolarians depicted by Haeckel look like the products of a baroque
imagination.
to organize itself into ever more complex forms, based on symmetry and
pattern. Thus Haeckel held a somewhat Platonic view of beauty, which is
not in the eye of the beholder but is the result of the way we are condi-
tioned by the objective forms of the natural world. In his bestselling
Riddle of the Universe (1899), Haeckel asserted that there is a fundamental
unity between organic and inorganic matter, not simply because (as
some chemists had argued already) they are made of the same basic
stuff but because the drive towards organization, and thus towards life,
is inherent in all matter. When in 1888 the Austrian botanist Friedrich
Reinitzer discovered the first liquid crystal—a compound whose mol-
ecules became spontaneously aligned with one another in the liquid
state, rather like logs floating on a river—Haeckel was delighted. Here,
he believed, was evidence of simple matter exhibiting nature’s organizing
principle, and in his last and perhaps strangest book, Crystal Souls:
Studies on Inorganic Life (1917), he argued that liquid crystals are a
genuine kind of life.
This all amounts to a rather peculiar distortion of Darwin’s grand
idea. But Riddle of the Universe is disturbing not just because of its
teleology. It also shows abundant evidence of the darker side of Teut-
onic Romanticism. The Cambridge evolutionary biologist Simon Con-
way Morris says of the book,
*Monism was the idea that all life stems from matter alone, denying the dualism of body
and spirit. Haeckel pursued this idea throughout his career, leading him to be regarded as
anti-religious and atheistic. The link between Monism and Nazi ideology is still debated; at
the very least, one must say that the equation is not simple.
38 j NATURE’S PATTERNS: SHAPES
The gorgeous plates in Art Forms in Nature were thus intended not as
mere demonstrations that ‘nature is beautiful’ but as data supporting
Haeckel’s contention that the emergence of spontaneous form, sym-
metry, and order in the living world was an inevitable process. This
should make us look at the pictures with a more critical eye. When
Haeckel wants to show us nature’s organizing force at work, we must
start to wonder if he is doing a little organizing of his own. Do the fronds
and globular chambers of medusae really have such perfect forms and
symmetries, as though they are the engineered products of an archi-
tect’s blueprint? His cofferfish are Platonic creatures with polygonal
scales, and Haeckel has plucked off some of those scales and served
them up as abstract geometrical designs. The heads of his bats have the
uncanny bilateral symmetry of Rorschach blots. The fossil sea creatures
called cystids look here like elaborate caskets fashioned by silversmiths,
unreal in their precision. Haeckel was a wonderful draughtsman, but
was he really drawing what he was seeing, or what he felt he should be
seeing—the idealized form that he intuited behind the debased, mun-
dane reality?
First and foremost, Haeckel’s illustrations have a decorative quality of
a now familiar stamp. The fronds of his discomedusae (Fig. 2.3) resem-
ble nothing so much as the leaves and stems of a William Morris floral
print, while the swirling exuberance of their trailers make us think of
the artistic movement that was very much in sway when Haeckel was
making these drawings: Art Nouveau and its German equivalent, Ju-
gendstil. That is no coincidence, for Haeckel was both influenced by
this movement and influenced it in turn. His jellyfish images were used
as ceiling decorations in his house, the Villa Medusa (Fig. 2.4), where
they were perfectly in keeping with the Art Nouveau furnishings.
Haeckel’s pictures influenced artists such as Hermann Obrist and
Louis Comfort Tiffany, and their impact was acknowledged most expli-
citly in the work of the French architect and designer René Binet, who
wrote to Haeckel in 1899 while working on the entrance gate to the
Paris World Exposition of 1900:
About six years ago I began to study the numerous volumes written about the
Challenger Expedition [see below] in the library of the Paris museum and, thanks
to your work, I was able to amass a considerable amount of microscopic
LESSONS OF THE BEEHIVE j 39
Fig. 2.3: Haeckel’s discomedusae seem to owe a clear debt to the arabesque Art Nouveau style.
COLUMBUS'S ARMOR.
BAHAMA ISLANDS.
ANTONIO HERRERA
1601
[From Major's Select Letters of Columbus, 2d Edition.]
BAHAMA ISLANDS.
MODERN
[From Major's Select Letters of Columbus, 2d Edition.]
The ships continued their course about the island, 1492. October 19.
the weather not altogether favorable; but on
October 19 they veered away to another island to the west of
Fernandina, which Columbus named Isabella, after his Queen. This
he pronounced the most beautiful he had seen; and he remarks on
the interior region of it being higher than in the other islands, and
the source of streams. The breezes from the shore brought him
odors, and when he landed he became conscious that his botanical
knowledge did not aid him in selecting such dyestuffs, medicines,
and spices as would command high prices in Spain. He saw a
hideous reptile, and the canonizers, after their amusing fashion, tell
us that "to see and attack him were the same thing for Columbus,
for he considered it of importance to accustom Spanish intrepidity to
such warfare."
The reptile proved inoffensive. The signs of his
prisoners were interpreted to repeat here the To find gold
Columbus's main
welcome tale of gold. He understood them to refer object.
to a king decked with gold. "I do not, however," he
adds, "give much credit to these accounts, for I 1492. October 21.
understand the natives but imperfectly." "I am
proceeding solely in quest of gold and spices," he says again.
On Sunday they went ashore, and found a house
from which the occupants had recently departed. Cuba heard of.
The foliage was enchanting. Flocks of parrots
obscured the sky. Specimens were gathered of 1492. October 24.
wonderful trees. They killed a snake in a lake. They Isabella.
cajoled some timid natives with beads, and got their help in filling
their water cask. They heard of a very large island named Colba,
which had ships and sailors, as the natives were thought to say.
They had little doubt that these stories referred to Cipango. They
hoped the native king would bring them gold in the night; but this
not happening, and being cheered by the accounts of Colba, they
made up their minds that it would be a waste of time to search
longer for this backward king, and so resolved to run for the big
island.
Starting from Isabella at midnight on October 24,
and passing other smaller islands, they finally, on October 26.
Sunday, October 26, entered a river near the
easterly end of Cuba.
The track of Columbus from San Salvador to Cuba
has been as variously disputed as the landfall; Cuba.
indeed, the divergent views of the landfall
necessitate such later variations.
They landed within the river's mouth, and
discovered deserted houses, which from the Pearls.
implements within they supposed to be the houses of fishermen.
Columbus observed that the grass grew down to the water's edge;
and he reasoned therefrom that the sea could never be rough. He
now observed mountains, and likened them to those of Sicily. He
finally supposed his prisoners to affirm by their signs that the island
was too large for a canoe to sail round it in twenty days. There were
the old stories of gold; but the mention of pearls appears now for
the first time in the journal, which in this place, however, we have
only in Las Casas's abridgment.
When the natives pointed to the interior and said,
"Cubanacan," meaning, it is supposed, an inland Columbus
supposes himself
region, Columbus imagined it was a reference to at Mangi.
Kublai Khan; and the Cuban name of Mangon he
was very ready to associate with the Mangi of Mandeville.
As he still coasted westerly he found river and village, and made
more use of his prisoners than had before been possible. They seem
by this time to have settled into an acquiescent spirit. He wondered
in one place at statues which looked like women. He was not quite
sure whether the natives kept them for the love of the beautiful, or
for worship.
He found domesticated fowl; and saw a skull,
which he supposed was a cow's, which was Columbus
supposes himself
probably that of the sea-calf, a denizen of these on the coast of
waters. He thought the temperature cooler than in Cathay.
the other islands, and ascribed the change to the
mountains. He observed on one of these eminences a protuberance
that looked like a mosque. Such interpretation as the Spaniards
could make of their prisoners' signs convinced them that if they
sailed farther west they would find some potentate, and so they
pushed on. Bad weather, however, delayed them, and they again
opened communication with the natives. They could hear nothing of
gold, but saw a silver trinket; and learned, as they thought, that
news of their coming had been carried to the distant king. Columbus
felt convinced that the people of these regions were banded enemies
of the Great Khan, and that he had at last struck the continent of
Cathay, and was skirting the shores of the Zartun and Quinsay of
Marco Polo. Taking an observation, Columbus found himself to be in
21° north latitude, and as near as he could reckon, he was 1142
leagues west of Ferro. He really was 1105.
From Friday, November 2, to Monday, November 5,
two Spaniards, whom Columbus had sent into the 1492. November
2-5.
interior, accompanied by some Indians, had made
their way unmolested in their search for a king.
They had been entertained here and there with Cuba explored.
ceremony, and apparently worshiped as celestial
comers. The evidences of the early Spanish Tobacco.
voyagers give pretty constant testimony that the
whites were supposed to have come from the Potatoes.
skies. Columbus had given to his envoys samples
of cinnamon, pepper, and other spices, which were shown to the
people. In reply, his messengers learned that such things grew to
the southeast of them. Columbus later, in his first letter, speaks of
cinnamon as one of the spices which they found, but it turned out to
be the bark of a sort of laurel. Las Casas, in mentioning this
expedition, says that the Spaniards found the natives smoking small
tubes of dried leaves, filled with other leaves, which they called
tobacos. Sir Arthur Helps aptly remarks on this trivial discovery by
the Spaniards of a great financial resource of modern statesmen,
since tobacco has in the end proved more productive to the Spanish
crown than the gold which Columbus sought. The Spaniards found
no large villages; but they perceived great stores of fine cotton of a
long staple. They found the people eating what we must recognize
as potatoes. The absence of gold gave Columbus an opportunity to
wish more fervently than before for the conversion of some of these
people.
While this party was absent, Columbus found a
quiet beach, and careened his ships, one at a time. One-eyed and
dog-faced men.
In melting his tar, the wood which he used gave
out a powerful odor, and he pronounced it the mastic gum, which
Europe had always got from Chios. As this work
was going on, the Spaniards got from the natives, Cannibals.
as best they could, many intimations of larger
wealth and commerce to the southeast. Other strange stories were
told of men with one eye, and faces like dogs, and of cruel,
bloodthirsty man-eaters, who fought to appease their appetite on
the flesh of the slain.
It was not till the 12th of November that Columbus
left this hospitable haven, at daybreak, in search of 1492. November
12.
a place called Babeque, "where gold was collected
at night by torch-light upon the shore, and
afterward hammered into bars." He the more Babeque.
readily retraced his track, that the coast to the westward seemed to
trend northerly, and he dreaded a colder climate. He must leave for
another time the sight of men with tails, who inhabited a province in
that direction, as he was informed.
Again the historian recognizes how a chance turned the Spaniards
away from a greater goal. If Columbus had gone on westerly and
discovered the insular character of Cuba, he might have sought the
main of Mexico and Yucatan, and anticipated the wonders of the
conquest of Cortez. He never was undeceived in believing that Cuba
was the Asiatic main.
Columbus sailed back over his course with an
inordinate idea of the riches of the country which Columbus
captures some
he was leaving. He thought the people docile; that natives.
their simple belief in a God was easily to be
enlarged into the true faith, whereby Spain might gain vassals and
the church a people. He managed to entice on board, and took
away, six men, seven women, and three children, condoning the act
of kidnapping—the canonizers call it "retaining on board"—by a
purpose to teach them the Spanish language, and open a readier
avenue to their benighted souls. He allowed the men to have women
to share their durance, as such ways, he says, had proved useful on
the coast of Guinea.
The Admiral says in his first letter, referring to his captives, "that we
immediately understood each other, either by words or signs." This
was his message to expectant Europe. His journal is far from
conveying that impression.
The ships now steered east-by-south, passing
mountainous lands, which on November 14 he tried 1492. November
14.
to approach. After a while he discovered a harbor,
which he could enter, and found it filled with lofty wooded islands,
some pointed and some flat at the top. He was quite sure he had
now got among the islands which are made to swarm on the Asiatic
coast in the early accounts and maps. He now speaks of his practice
in all his landings to set up and leave a cross. He observed, also, a
promontory in the bay fit for a fortress, and caught a strange fish
resembling a hog. He was at this time embayed in the King's
Garden, as the archipelago is called.
Shortly after this, when they had been baffled in
their courses, Martin Alonso Pinzon, incited, as the Pinzon deserts.
record says, by his cupidity to find the stores of
gold to which some of his Indian captives had 1492. November
directed him, disregarded the Admiral's signals, 23.
and sailed away in the "Pinta." The flagship kept a light for him all
night, at the mast-head; but in the morning the caravel was out of
sight. The Admiral takes occasion in his journal to remark that this
was not the first act of Pinzon's insubordination. On Friday,
November 23, the vessels approached a headland, which the Indians
called Bohio.
The prisoners here began to manifest fear, for it
was a spot where the one-eyed people and the 1492. November
24.
cannibals dwelt; but on Saturday, November 24,
the ships were forced back into the gulf with the many islands,
where Columbus found a desirable roadstead, which he had not
before discovered.
On Sunday, exploring in a boat, he found in a stream "certain stones
which shone with spots of a golden hue; and recollecting that gold
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