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vii
viii Contents
Conclusions ............................................................................................... 18
Assess Your Knowledge............................................................................ 19
2 Early Childhood Development Theories ............................................... 21
Attachment Theory ................................................................................... 22
Cognitive Theory ...................................................................................... 23
Applied Behavior Analysis ....................................................................... 24
Parenting Styles ........................................................................................ 26
Ecological Systems Theory....................................................................... 27
Prevention Model ...................................................................................... 28
Conclusions ............................................................................................... 28
Assess Your Knowledge............................................................................ 29
3 The Prevention Model and Problem Solving ........................................ 31
Primary Prevention ................................................................................... 32
Secondary Prevention/Intervention ........................................................... 32
Tertiary Prevention/Intervention ............................................................... 33
Matching the Level of Care to the Child and Family’s Needs .................. 33
Problem-Solving Process Embedded in the Prevention Model ................ 34
Collaborative Problem Solving ................................................................. 37
Conclusions ............................................................................................... 38
Assess Your Knowledge............................................................................ 38
4 Screening Techniques.............................................................................. 41
Conclusions ............................................................................................... 48
Assess Your Knowledge............................................................................ 48
5 Evidence-Based Practices with Children and Their Caregivers......... 51
Parent/Child Programs: Primary Prevention ............................................. 54
Reach Out and Read.............................................................................. 54
Parent/Child Programs: Secondary Prevention ......................................... 57
Helping Our Toddlers, Developing Our Children’s Skills
(HOT DOCS) ........................................................................................ 58
Incredible Years .................................................................................... 60
Nurse-Family Partnership ..................................................................... 63
Parents as Teachers ............................................................................... 65
Parent/Child Programs: Tertiary Prevention ............................................. 67
Helping the Noncompliant Child Parent Training Program ................. 68
Lovaas Applied Behavior Analysis (Lovaas ABA) .............................. 70
Parent–Child Interaction Therapy ......................................................... 73
Trauma-Focused Cognitive Behavior Therapy ..................................... 75
Multi-tier Programs................................................................................... 77
Triple P-Positive Parenting Program..................................................... 78
Child/Classroom Programs ....................................................................... 81
Commonalities Among Child/Classroom Programs............................. 81
Child/Classroom Programs: Primary Prevention ...................................... 81
Promoting Alternative Thinking Strategies (PATHS) ........................... 81
Contents ix
Second Step........................................................................................... 85
Social Skills in Pictures, Stories, and Songs Program .......................... 87
Tools of the Mind .................................................................................. 89
Primary or Secondary Prevention Programs ............................................. 91
Al’s Pals ................................................................................................ 92
Devereux Early Childhood Assessment (DECA) Program .................. 94
I Can Problem Solve/Interpersonal Cognitive Problem
Solving (ICPS) ...................................................................................... 96
Incredible Years Dina Dinosaur ............................................................ 98
Classroom Programs: Tertiary Prevention ................................................ 101
Early Start Denver Model ..................................................................... 101
First Step to Success ............................................................................. 103
Learning Experiences and Alternative Programs
for Preschoolers and Their Parents (LEAP).......................................... 106
Conclusions ............................................................................................... 108
Assess Your Knowledge............................................................................ 109
6 Behavioral Terms and Principles ........................................................... 111
Reinforcement ........................................................................................... 112
Punishment................................................................................................ 113
Schedules of Reinforcement ..................................................................... 114
Time Out ................................................................................................... 115
Setting Up Time Out ............................................................................. 115
Using Time Out ..................................................................................... 116
Options for Younger Children............................................................... 117
Extinction .................................................................................................. 117
Imitation/Modeling ................................................................................... 118
Using Stories to Facilitate Imitation/Modeling in Novel Situations ..... 120
Shaping ..................................................................................................... 121
Conclusions ............................................................................................... 121
Assess Your Knowledge............................................................................ 121
7 Applying Principles of Behavior ............................................................ 125
The Problem-Solving Process ................................................................... 125
Problem Identification........................................................................... 125
Problem Analysis .................................................................................. 127
Intervention Implementation ................................................................. 129
Intervention Evaluation ......................................................................... 129
Conclusions ............................................................................................... 132
Assess Your Knowledge............................................................................ 132
8 Progress Monitoring ............................................................................... 135
Introduction to Progress Monitoring......................................................... 135
Progress Monitoring Methods................................................................... 137
Rating Scales......................................................................................... 137
Behavioral Observations ....................................................................... 138
Existing Tools ....................................................................................... 138
x Contents
hyperactivity, place children at risk not only for poor academic outcomes but also for
social-emotional and behavioral problems in school which may persist throughout
adulthood (Coie & Dodge, 1998; Dishion, French, & Patterson, 1995; Tremblay,
2000). Thus, it becomes important to differentiate between behaviors that are normal
and will possibly be outgrown and those needing more individualized attention.
It can be difficult to separate typical behaviors of early childhood from those that
would be considered problematic. For example, problems such as sleep difficulties
or short attention spans may be typical with young children, but those issues become
more problematic as children get older. Research suggests that rather than just con-
sidering the behavior by itself, one might want to observe for patterns of behavior
(Mathiesen & Sanson, 2000). For example, early onset behavior problems such as
aggression and noncompliance are more likely to be indicative of later problems if
they are exhibited across settings, including home and daycare, rather than in just
one setting (Miller, Koplewicz, & Klein, 1997).
The next sections provide information on a number of common behavioral con-
cerns in early childhood, including sleep problems, feeding issues, colic/excessive
crying, toileting issues, fears/worries/anxiety, sexual behaviors, aggression, and
social skills. These challenging behaviors were selected for discussion because (1)
they are frequent concerns for young children and their families (prevalence rates
for most is at least 20 %), (2) they are issues presented frequently in our clinical
practice, and (3) these difficulties have been described by other authors as prevalent
concerns in young children (e.g., Young, Davis, Schoen, & Parker, 1998). This
overview is intended to help early childhood professionals know what behaviors can
be expected during the typical course of development, and to be able to distinguish
behaviors which may be indicative of more serious and chronic problems in need of
more intensive intervention. Information about these common concerns as well as
guidelines to promote healthy development are presented.
Sleep Problems
Prevalence
Sleep problems are one of the most commonly reported difficulties in young chil-
dren, and may be associated with a variety of conditions and medical problems.
Sleep is important for renewing mental and physical health, while sleep disorders
can lead to reduced health and in some cases may be life threatening (Luginbuehl,
Bradley-Klug, Ferron, Anderson, & Benbadis, 2008). Research suggests that
between 20 and 25 % of children and adolescents may have a sleep disorder
(Mindell, Owens, & Carskadon, 1999), yet few are screened and treated (Luginbuehl
et al., 2008). Children with developmental disabilities, asthma, and other medical
conditions are at increased risk for sleep problems (Armstrong, Kohler, & Lilly,
2009; Buckhalt, Wolfson, & El-Sheikh, 2007). A number of factors have been
Sleep Problems 3
Table 1.1 National Sleep Foundation Guidelines for hours of sleep needed
Age Hours of sleep
Infants (3–11 months) 9–12 h during the night +
30 min to 2-h naps, 1–4 times a day
Toddlers (1–3 years) 12–14 h
Preschool (3–5 years) 11–13 h
School-aged children (5–12 years) 10–11 h (children typically do not nap after 5 years)
Guidelines
Even when caregivers are attempting to set healthy routines, limit setting prob-
lems around bedtime generally begin around age 2, when toddlers are naturally
testing limits, and resolve when parents develop consistent bedtime routines and
remain firm in their expectations. Bedtime routines that help children sleep well
include wind down activities such as a warm bath; avoidance of television or other
media before bed; keeping bedrooms cool, dark, and distraction-free; and building
in time for some personal interaction at bedtime, like reading books or saying
prayers. Parents should also avoid giving their child food or drinks containing caf-
feine, or over-the-counter cough medications that contain stimulants.
To address the issue of young children staying asleep during the night, an initial
consideration is nighttime feedings. Nighttime feeding problems are addressed by
gradually reducing the habit of providing the child with food at night. By 6 months
of age, a baby should be able to sleep through the night without feeding or feeling
hungry (National Sleep Foundation, 2010). Nursing babies can wait to be fed in
increasingly longer intervals, until nighttime feedings are eliminated. Bottle-fed
babies are offered one ounce less at each feeding and at less frequent intervals dur-
ing the night, until the problem is resolved. A protein snack shortly before bed for
older children can help ease hunger until morning.
Feeding Issues
Prevalence
medical issues such as reflux can make eating very painful and set up an aversion to
feedings. Alternatively, some nonorganic feeding problems develop and are main-
tained by problematic parent–child relationships, expectations, and lack of meal-
time routines. For example, children may refuse healthy foods during dinner because
they have learned that they will be allowed to have preferred snacks later.
Guidelines
Colic/Excessive Crying
Prevalence
Colic and excessive crying are common problems in very young children (from
birth to about 6 months old). Colic is often defined by “Wessel’s Rule of Threes”
which describes colic as:
• Crying for at least 3 h a day
• For at least 3 days in any 1 week
• For at least 3 weeks
This group of symptoms becomes colic when they occur in an otherwise healthy
infant and when no cause for the child’s discomfort can be identified (Lucassen
et al., 1998). Studies of the prevalence of colic have generated estimates as high as
40 % of young children, but most estimates indicate that between 14 and 19 % of
families seek assistance from a physician (Lucassen et al., 2001). The prevalence of
colic decreases with age, as one study found that up to 29 % of infants between 1
and 3 months had colic, but once a child is between 4 and 6 months old, the preva-
lence drops to 7–11 % (St. James-Roberts & Halil, 1991). The cause of colic is often
unknown and may include painful intestinal contractions, lactose intolerance, food
allergies, gas, or have no physical cause at all. In addition, a parent may perceive
normal amounts of crying as being in excess (Lucassen et al., 1998).
Guidelines
There are few effective interventions for colic, and most cases resolve without inter-
vention by 6 months of age. However, several reviews have examined the effective-
ness of common interventions used to (1) lessen a child’s crying and/or (2) lessen
parent anxiety over the child’s crying (Joanna Briggs Institute, 2004; Lucassen
et al., 1998, 2001). Interventions for colic are often divided into three categories: (1)
pharmaceutical interventions, or giving medicine to the infant; (2) dietary interven-
tions, or altering the diet of the child or breast-feeding mother to reduce the exis-
tence of certain allergens, and (3) behavioral interventions, or the changing of parent
behavior in reaction to the infant’s crying (Joanna Briggs Institute, 2004). The
Joanna Briggs Institute has evaluated interventions falling under all three of these
categories to determine if they could be categorized as being possibly useful, having
no effect, or having possibly harmful effects (Joanna Briggs Institute, 2004).
“Possibly Useful” interventions have been found to be at least moderately effective
across several studies. “No Effect” refers to interventions where either no effect was
found or the evidence is very mixed. Finally, the “Possibly Harmful” interventions
have evidence of harmful effects or potential harmful effects, as well as limited sup-
port for their effectiveness in lessening crying.
Colic/Excessive Crying 7
Toileting Issues
Prevalence
Guidelines
Toilet training will be more successful if parents wait until their child shows global
readiness skills, which include both developmental and physical readiness for being
trained. The first signs are developmental readiness, such as the child being able to
sit on the toilet, understand words for potty functions, and wanting to be indepen-
dent (Schum et al., 2002). Physical readiness for toilet training includes bladder
control and expressed discomfort with soiled diapers (Schum et al., 2002). Even
when a child presents these global readiness skills, there may be times when parents
might want to postpone toilet training, for example, during major life transitions,
such as the birth of a sibling or a move, or during developmental phases when the
child is most resistant.
There are a variety of strategies that can be used to promote successful toilet
training, which are recommended by the AAP (1999) and Azrin and Foxx’s (1974)
Toilet Training in Less Than One Day. Some parents may prefer the more casual
approach recommended by the AAP, during which parents gradually introduce the
potty and allow the child to set his or her own schedule. Praise and positive attention
make going to the toilet fun; however, one should expect occasional accidents. For