Law of Designs Class Notes
Law of Designs Class Notes
● Mandatory Disclosure & Novelty: Design law, like other intellectual property (IP),
mandates the disclosure of a new idea. This involves transforming an existing design into
a new, attractive feature. The intellectual input in creating aesthetic value that competes
with common designs is recognized by law.
● Legal Status and Due Diligence: A registration certificate serves as evidence of a design.
When a client alleges design copying, the first step is to verify registration. This
establishes the client's legal standing to sue.
● Rights Conferred by Registration:
○ Assertion of Right: Registration allows the owner to assert their right over the
design.
○ Monopoly Period: A registered design grants a 10-year monopoly, which can be
renewed for an additional 5 years. This renewal is a business decision based on
the design's sustained commercial viability.
○ Right to Sue: Without valid registration, one cannot assert rights for the 10-year
period, renew the right, or take action against infringement.
● Eligibility Criteria: The law establishes eligibility criteria for design registration, which,
if met, grants a right for 10+5 years.
● Application to Articles: A design must be applied to an article, enhancing its commercial
value. The "statement of novelty" is a crucial legal document drafted by lawyers to define
the client's claim and protect against future infringement or cancellation claims.
● Public Domain: After the 15-year protection period lapses, the design falls into the public
domain, meaning it becomes accessible to all without needing permission. This is part of
the social contract where the IP owner discloses the design in exchange for a limited
monopoly.
● Commercialization and Sufficient Disclosure: Design is driven by commercial intent; it's
meant to be applied in the industry. If a registered design is not commercialized, it can be
grounds for cancellation. It's crucial that what is being sold is what was registered; any
changes must be reported to the registry.
● Basis for Infringement Claim: A registered design provides the primary basis for an
infringement claim as the registrant is considered the first mover in the market.
● Renewal (Pattern Style): A design's novelty can be the basis for a 5-year monopoly
extension. The law questions whether a design should be assertable after 25 years if it
re-enters the market and still holds commercial value, highlighting the balance between
innovator rights and public access.
● Cancellation: A registered design can be challenged for its validity and potentially
canceled if evidence shows the claim was fraudulent (e.g., the design was not novel or
was previously known). The design office itself doesn't typically initiate cancellation; it
arises when new evidence is brought forth.
● Restoration of Lapsed Design: A unique feature of design law is the ability to restore a
lapsed design. If a design registration is not renewed after the initial 10 years, it normally
falls into the public domain. However, Section 12(2) allows the owner to apply for
restoration within a specific period (e.g., before the 11th year ends for the remaining 4
years of the potential 5-year extension), clarifying that the design was not abandoned.
This underscores the law's intent to protect the proprietor and allow full utilization of the
15-year term.
● Book Jackets: The discussion on book jackets highlights the distinction between design
law and copyright. While a book jacket has aesthetic elements and informs about the
book, its primary commercial value is tied to the book itself. If a book jacket lacks an
independent commercial identity separable from the book, it is more likely to be
protected by copyright rather than design law. Design law seeks to protect designs that
have an individual character and can be commercially viable as applied to an article. The
decision to pursue copyright over design protection can also be a strategic business
choice, considering the longer protection term copyright might offer for artistic elements.
● Tree-Shaped Lamps: A lamp designed to look like a tree illustrates the concept of
applying a known design (a tree) to an article (a lamp) in a novel way to create a new
aesthetic and functional product. The novelty lies in the application and the resulting
luminescent effect. To protect such a design, the statement of novelty must clearly
identify the unique features (shape, pattern, effect) that distinguish it from other lamps.
● Students are to determine project items and use the information to develop their projects.
● The project involves intelligently drafting a "statement of novelty" for a client's design.
● Students need to research the real owner of a design (business entity, commissioned
designer, etc.) for their projects.
● Understanding the classification of goods for the chosen design/article is important for
the registration application.
March 5, 2024
● Design Law Evolution: The class began with a discussion on the evolution of design law
in India, highlighting the transition from earlier legislation to the Designs Act of 2000. It
was noted that traditionally, courts knew about general IP but not specifically design law,
leading to confusion.
● Specialization in IP: Intellectual Property (IP) was not always a compulsory course but
has become so due to its increasing importance in commercial and international disputes.
India's National IP Policy emerged in 2015, with a focus on innovation, creativity, and
entrepreneurship.
● Common Designs vs. Novel Designs: A key distinction was made between "common
designs" (generic, accessible novelty that shouldn't be monopolized) and "novel designs."
The example of a "shoe is a shoe is a shoe" illustrated that basic articles and their
common forms are in the public domain. To claim design protection, one must establish
specialized novelty.
● Copyright in Designs vs. Copyright Act: Section 2(c) of the Designs Act defines
"copyright" in the context of designs as the exclusive right to apply a registered design to
an article in a specific class. This is different from copyright under the Copyright Act,
which protects original works of authorship. Design protection is linked to the industrial
production and sale of articles bearing the design.
● Application to an Article: A design must be applied to an "article of manufacture" to be
registrable. This means buildings and structures are generally excluded. The article must
be capable of being made and sold separately.
○ The "capable of being made and sold separately" clause was debated, with the
Marico oil cap example illustrating that technical capability to remove and sell
separately isn't the sole determinant if the primary business isn't selling that part
individually.
● Visual Appeal Judged by the Eye: The visual element of a design is crucial and is
judged solely by the eye of the consumer. The design should influence the consumer's
purchasing decision.
● Definition of Design (Section 2(d)):
○ Inclusions: Features of shape, configuration, pattern, ornament, or composition of
lines or colors applied to an article (2D, 3D, or both) by an industrial process
(manual, mechanical, chemical, separate or combined).
○ The design must be in the finished article and appeal to and be judged solely by
the eye. Intermediate steps or unfinished products are not the concern of design
law.
○ Exclusions:
■ Any mode or principle of construction (a feature of patent law).
■ Anything which is in substance a mere mechanical device (subject matter
for patents).
■ Any trademark (as defined in the Trademark Act) or property mark.
■ Any artistic work (as defined in the Copyright Act). This is crucial for
understanding the overlap and distinctions between design and copyright
protection.
● Non-Functionality: Design protection is for aesthetic features, not purely functional
ones. A design does not need to have a "use" in the patent sense; its "use" is its
commercial appeal.
● Assignment Discussion: The class discussed the case presentation assignment,
emphasizing tracing case history, understanding arguments, and the Amicus Curiae's role
in determining if a precedent holds value today.
March 6, 2024
Design Law: Novelty, Originality, and Procedural Aspects (Focus on Pre-2000 Act)
● Course Material and Expectations: The instructor emphasized that provided slides are
hand-holding material, and assessment is based on application. Active participation,
discussions, and timely assignment completion are crucial. The aim is a "clean, crisp,
conceptually sound elective."
● Historical Context of Indian Design Law:
1. India had an 1888 version of a patents and designs act.
2. The Inventions and Designs Act of 1911, adopted from British law, was the
primary legislation until the 2000 Act. This act clubbed inventions and designs
together.
● Case Study Introduction (Pre-2000 Act): A 1919 Calcutta High Court decision was
introduced as an example. This case is significant because it overturned a controller's
decision and interpreted the 1911 statute.
● Novelty vs. Originality (under 1911 Act):
1. New: Unknown before, similar to a patentable standard (worldwide novelty).
2. Original: Original application of a known design onto an article of commerce in a
way not known before. Originality is attached to the application.
3. The 1911 Act understood novelty and originality (conjunctive), requiring both to
be proven. This was a tough standard.
4. The 2000 Act uses "new or original" (disjunctive), a key difference.
● Problem with "And" Conjunction (1911 Act): Requiring designs to be novel (like
inventions) and original led to confusion, asking designs to have a "use" akin to
inventions, which contradicts the visual appeal nature of designs.
1. Visual appeal's only "use" is to generate consumer preference. It's not meant to
solve or improve a function.
2. The intellectual aspect of design is creating a visual effect that was not known, not
inventiveness in a functional sense.
● Case Analysis (Wristband for Watch - 1919):
1. Procedural Issue: The case dealt with the controller's power for clerical error
correction and cancellation of design registration.
■ The 1911 Act (Section 62) discussed clerical error correction (applied by
the proprietor) and cancellation.
■ The controller and subsequently the High Court (conservatively)
interpreted that only the proprietor could apply for cancellation. This was
deemed absurd, as third parties have a vested interest in canceling bad
designs.
■ The court narrowed the controller's ability to entertain third-party
cancellations.
2. Substantive Issue (Novelty/Originality of a Metal Wristband for a Watch):
■ The court upheld the novelty/originality of a metal wristband for a watch,
even though similar gold bracelets existed as jewelry.
■ Key Distinction: Watch (utility) vs. Jewelry (ornamentation).
■ Applying a jewelry-like band to a watch was for ornamentation, not to
enhance the watch's function.
■ Ornamental vs. Instrumental: The ornamental purpose of the bejeweled
wristband on the watch made it a design. The inherent ornamental function
of jewelry in a bracelet is instrumental (it has to be ornamental to be
jewelry).
■ The court recognized that the application of the design (bejeweled band)
to a different class of goods (watch) with an ornamental purpose was
original.
■ The court, acting as the consumer, found the items (watch with band vs.
bracelet) to be different.
■ Tests Laid Down (Implicitly):
■ Dissimilar Purpose and Use: The design on the watch had a
purpose (ornamentation) dissimilar to that of a bracelet (being
jewelry).
■ Exceptional Overlap: If classes of goods merge due to a design,
it's an exceptional overlap, not a standard rule for novelty.
■ Enhanced Commercial Appeal: The ornamentation added
commercial value to the watch. This is key for industrial design.
■ Fixation/New Way of Applying: The original application of the
design onto the article matters.
■ Street Test: Would a buyer opt for this product because of the
design?
● Comparison with 2000 Act Provisions:
1. Section 29 (2000 Act): Controller can correct clerical errors in representation,
name/address of proprietor upon request (implies proprietor).
2. Section 31 (2000 Act): Rectification of register can be applied for by "any person
aggrieved" (broader than just proprietor).
3. Section 35 (2000 Act): Controller may refuse registration if use is contrary to
public order or morality; appealable to High Court.
4. Section 19 (2000 Act): "Any person interested" can petition for cancellation of
registration after it's granted, on specified grounds. This typically means a
competitor.
5. The 2000 Act expands the locus for challenging/correcting designs beyond just
the proprietor, unlike the narrow interpretation of the 1911 Act in the 1919 case.
● Conceptual Takeaways from the 1919 Case (Substantive):
1. Fixation/New Way of Applying: Original application to an article that fixes the
design onto it.
2. Dissimilar Purpose/Use: Distinguish if the design is ornamental, instrumental, or
essential.
3. Identify Exception by Filtering Overlap: If items seem to overlap/substitute,
filter to see what novel aspect remains.
4. New Use Altogether/Street Test: Does the design create a new trend or
significantly enhance saleability?
5. Evidence of Commercial Viability: Design must have a commercial identity and
be saleable.
● Assignments and Project Work: The instructor discussed upcoming assignments,
including case presentations and a project involving analyzing chosen design items.
Students were asked to finalize their design items for the project.
● Context of Design Law Today: The instructor highlighted that court interpretations of
design law can be confusing, sometimes mixing design per se with design rights, or
copyright under copyright law with copyright within design law. The aim is to understand
what courts have gotten right and how Indian design law compares internationally.
● Commercial Angle of Design: Design law inherently has a commercial angle because
designs are applied to articles intended for sale and profit. It's about gaining a competitive
edge.
● The "Shoe is a Shoe" Fallacy: The generalization that "every shoe is a shoe" (meaning
common articles cannot be protected) needs careful consideration. Design law protects
the enhancement of a useful article's value through a new design, not the utility itself.
● International Perspectives (Briefly Mentioned):
○ Europe: Concept of "unregistered design" protection.
○ US: "Design patent" concept, where invention and design can be fused. Miniature
versions of the Statue of Liberty could be design patents.
● India's Stance: India distinguishes artistic works (copyright, e.g., sculptures for life + 60
years) from saleable designs (10+5 years). Design requires an application to an article of
commerce.
● What is NOT Protected by Design Law (Section 4 & Related Concepts):
○ Methods or Principles of Construction: These are typically patent subject
matter. Design protection is for appearance, not the method of making.
Architectural forms, urban planning, etc., are generally excluded.
○ Features Dictated Solely by Function (Every Feature Rule):
■ If every feature of a design is dictated by its function, it's not protectable
as a design.
■ However, if even one feature is not solely functional (i.e., has aesthetic
appeal), the design may be registrable. The overall design is assessed.
■ If a design creates the function, it's likely an invention.
■ Escorts Construction Case (1999): The court held that functional shapes
of heavy machinery (pick and carry hydraulic crane) are not protectable
under design law as their primary object is function, not aesthetics. If a
part is made solely to enable the machine to work, it's judged by
performance, not appearance.
○ Mechanical Devices: Generally patent subject matter. Medical devices with
non-clinical aesthetic features might be an exception.
○ Trademarks, Property Marks, Artistic Works: Explicitly excluded by Section
2(d).
○ Designs Contrary to Public Order/Morality.
○ Cultural Works & Traditional Cultural Expressions (TCEs): This is a newer
area of conflict.
■ International brands sometimes misappropriate cultural designs.
■ India has taken a stance to protect TCEs, recognizing their cultural value
beyond mere commercial exploitation. This involves ensuring benefits
return to the communities and preventing erosion of cultural identity.
■ Startups and nodal agencies are now facilitating the commercialization of
artisan work while protecting cultural identity, sometimes using GIs or
other forms of recognition.
● Novelty in Design: Requires establishing that the design (or its application) is new and
not a mere trade variant. It involves comparing with prior structures and showing a new
element or a new combination of old elements.
● Case Presentation and Project Guidance: The instructor reiterated the importance of
researching chosen design items, understanding their history, and the legal principles
involved.
This lecture focused on the broader context of Intellectual Property (IP), particularly how it
intersects with economic power, international relations, and public policy.
● Defining Offensive and Public Policy in IP: The lecture began by questioning how IP
registries (for copyright, designs, trademarks) determine what is considered "offensive"
or against "public policy". This is a sensitive issue, especially in the current global
climate.
● IP in the International Arena:
○ India's position as a global producer and supplier is contrasted with international
backlash and the behavior of economic powers like America.
○ The discussion touched upon the role of TRIPS (Trade-Related Aspects of
Intellectual Property Rights) and the continuous monitoring of compliance by
member countries.
○ IP is increasingly seen as a tool of economic power rather than just rights and
liabilities, with states and multinational corporations (MNCs) being significant
players. MNCs can even act unilaterally against countries.
○ The lecture drew parallels between the current period (2025) and the post-1995
era, questioning if similar compromises will be made by emerging economies.
○ The India-China dynamic is seen as serving Western interests more than those of
the two nations themselves.
○ Technology owners are gaining significant power, even influencing governments.
● Specific Indian Context:
○ The shift of the patent office to Dwarka, Delhi, and the practical responses from
Indian IP offices were mentioned.
○ The debate between religion and science in India, particularly in the context of
gene editing and cloning (e.g., should man become God?).
○ India's independent stance in scientific policy, not being reliant on the West, was
highlighted.
○ The importance of lawyers being critical but also recognizing legal merits within
India, especially when presenting arguments internationally.
○ A specific case regarding a surname ("Sutia") from Assam, which sounds like an
offensive word in Hindi, was discussed to illustrate the complexities of
determining offensiveness and the tension between secularism and religious
sentiments. The core trademark question should be whether it confuses the
customer, not whether it offends them.
○ The challenge of IP imperialism, where dominant languages and cultures can
overshadow local ones.
○ The responsibility of researchers when dealing with localized businesses and
potential language barriers, ensuring that information isn't misrepresented, even
with good intentions.
● Design Law Specifics - Introduction to Separability:
○ The primary challenge in design law is severing "art" from "commerce". The
traditional view separates artists from those who sell designs, but this distinction
is subjective and practically difficult.
○ A registrable design must be uncommon and not a "common design".
○ The courts struggle to determine when an artistic work becomes less visually
appealing to be sold commercially, especially since any article of commerce
inherently has some use and needs to look good to be sellable.
○ The concept of "separability" was introduced as a key theme for understanding
design law.
● Section 15 of the Copyright Act, 1957:
○ This section deals with copyright in designs that are registered or capable of being
registered under the Design Act.
○ Clause 1: Copyright does not subsist in any design registered under the Design
Act, 2000.
○ Clause 2: Copyright in a design capable of being registered under the Design Act,
but not so registered, ceases as soon as any article to which the design has been
applied has been reproduced more than 50 times by an industrial process.
○ This means an unregistered design (capable of registration) is protected under
copyright until it's reproduced more than 50 times. After the 50th reproduction, if
not registered as a design, the copyright protection ceases, and it may fall into the
public domain.
○ The intent is to prevent co-terminus protection under both IP regimes and to
encourage registration under design law if commercial exploitation is intended.
○ If a work is purely artistic workmanship with no intention of design registration, it
remains under copyright protection. The 50-item limit applies when selling it as a
commercial entity without design registration.
○ The legislation aims to protect commercial use of designed articles. Registration
under the Design Act is necessary before the 51st article is sold if design
protection is desired.
○ The law distinguishes between protecting "pure art" and "design for commercial
works".
○ The tools used to create designs (e.g., molds, stencils) are generally not
protectable as designs themselves, as mechanical devices are often excluded; the
finished article is what's typically protected.
○ Section 15 aims to:
■ Urge judges to consider the legislative intent: protect proprietors of new
designs.
■ Protect owners of unregistered (but registrable) designs under copyright
law temporarily.
○ The creator's intention is key: if they intend to protect it under design law, they
must register it (ideally before 50 reproductions) and forego copyright.
● Comparing Design and Copyright Protection:
○ Copyright infringement can be harder to prove due to principles like "sweat of the
brow" vs. "originality," making remedies more reliant on precedents. Design
registration provides a stronger, more definite monopoly for mass production.
○ Most countries require design registration for protection (a key exception being
the EU's Community Design Right for unregistered designs).
○ Design protection is for a limited term (e.g., 10 years, extendable to 15 in India),
while copyright lasts for the life of the author plus a significant period (e.g., 60
years).
○ The first owner in copyright is the author; in design, registration makes the
proprietor the first owner, indicating intent to sell.
○ Design registration is for a specific class of goods, while copyright can cover
various adaptations (book, movie, etc.).
● Practical Advice for Design Protection & Case Study Approach:
○ The line between art and commerce is blurring, and courts should recognize the
clear legislative intent to protect designs meant for commercial use.
○ A case-by-case analysis is often necessary, comparing the design to competitors'
products within the same class of goods (e.g., combs, locks).
○ Accurate and complete representation of the design in the application is crucial.
Failure to disclose a key feature (e.g., a protruding part of a keyhole) that is later
claimed as novel can lead to cancellation of the registration if that feature wasn't
examined.
○ Key historical cases like Lighting Western Engineering (1911) are important for
understanding the evolution of Indian design law.
○ The Indian approach to design law is significant internationally, especially as
India is not an OECD country and has a strong stance on traditional knowledge.
The focus is on promoting local manufacturing and commercial tie-ups.
● Priority Rights (Recap): Allows an applicant to claim an earlier filing date from another
convention country if applying within a specific timeframe (6 months for industrial
designs). Governed by treaties like the Paris Convention. Benefits include preventing loss
of novelty and avoiding a "race to file."
● Case: Reckitt Benckiser India vs. Wyeth Ltd.
○ Subject Matter: Design infringement of a spatula used for applying and
removing hair removal cream (Reckitt's "Veet" vs. Wyeth's "Anne French").
○ Procedural History:
■ Single Judge: Held that prior registration abroad (UK, US, Australia for
Reckitt) constituted prior disclosure under Section 4(b) of the Designs
Act, 2000. Found the design was in the public domain before Indian
registration and thus published. Prima facie, no infringement.
■ Division Bench: Agreed with the single judge's reasoning but noted that
the interrelation between Section 4(b), 19(1)(a), 19(1)(b), and Section 44
(priority rights) needed clarification, especially regarding prior publication
and registration abroad. Referred to a Full Bench.
○ Reckitt's (Plaintiff) Arguments:
■ Design could be "new OR original" (either/or). Even if not new, its
application was original and new.
■ "Publication" is not defined in the Act. Documents submitted by Wyeth
showing alleged prior publication abroad (ads, magazine) did not clearly
depict the spatula's design and thus weren't valid prior publication.
■ Crucially, prior registration abroad is NOT a ground for cancellation of
an Indian registration under Section 19. Prior registration in India is a
ground. Prior publication (in India or abroad) is a ground. Relied on Gopal
Glass Works.
○ Wyeth's (Defendant) Arguments:
■ Prior Publication: Alleged Reckitt's design was published abroad
(Amsterdam ad agency communication, Australian magazine "Girlfriend")
before Indian registration, thus lacking novelty/originality under Section 4.
■ Clear Distinction in Design: Argued their "Anne French" spatula was
visually distinct from "Veet's" (curved vs. angular contour, hourglass vs.
straight/U-shape, presence/absence of cushions/lines).
○ Full Bench Analysis & Key Legal Interpretations:
■ Issue 1: Prior Registration Abroad as Ground for Cancellation:
■ Section 19(1)(a) (Designs Act, 2000) allows cancellation if a
design was previously registered in India.
■ The 1911 Act (Section 51A) also specified "previously registered
in India."
■ Section 19(1)(b) (2000 Act) allows cancellation if a design was
published in India or any other country prior to the date of
registration.
■ Crucial Distinction: Mere registration abroad is NOT a ground
for canceling an Indian registration. However, publication abroad
IS a ground.
■ Role of Section 44 (Priority Rights): Section 44 is a provision giving
benefit to convention country applicants; it does not create a ground for
cancellation if someone fails to claim priority within 6 months. If
registered in India (even if originally a foreign design), it becomes an
Indian registered design.
■ Issue 2: Consequence of Failing to Apply Within 6 Months (Section
44): If a convention country applicant fails to apply in India within 6
months of the foreign filing, they lose the benefit of the earlier priority
date; their Indian application date becomes the effective date.
■ Issue 3: What Constitutes "Prior Publication"?
■ Not explicitly defined in the Act.
■ Relied on Gopal Glass Works Ltd.: Publication means the design is
available and accessible to the public in a tangible form, not just a
document in a design office. It must be something the public can
see and recognize.
■ Issue 4: Do Foreign Registration Documents Constitute Publication?
No, mere registration documents in a foreign office, not accessible to the
Indian public/registry, do not constitute "prior publication" in India for
cancellation purposes under 19(1)(b). The key is accessibility and
tangibility.
○ Amicus Curiae/Class Opinion on the Judgment:
■ The judgment was considered "good law" for its interpretation of
legislative intent, differentiating registration vs. publication, and its
practical approach to what publication means (visual representation
accessible to the public).
■ It provides certainty for businesses relying on design registration in India,
preventing automatic invalidation by mere foreign registrations.
○ Critique/Further Points from Class Discussion (Regarding Wyeth's
Arguments):
■ Wyeth's argument relied on Section 4(b) (prohibiting registration of
published designs) and linked it to 19(1)(b) (cancellation ground for prior
publication).
■ Section 4(b) offers three ways for prior disclosure: (i) publication in
tangible form, (ii) by use, or (iii) "in any other way."
■ Wyeth argued the magazine/ad constituted disclosure "in any other way."
Reckitt countered that the design wasn't clearly depicted.
■ The weakness in Wyeth's argument was not sufficiently pressing the "any
other way" aspect of disclosure under 4(b) or proving sufficient (not
necessarily exact) disclosure that compromised novelty. Even one clear
disclosure could be enough.
● Key Takeaways from the Case:
○ Law is deliberate: Foreign publication is a ground for cancellation; foreign
registration alone is not.
○ Disclosure (accessibility) is the hinging point for prior art.
○ The party alleging prior publication must prove it sufficiently.
● Case: Pentel vs. AMX (Add Gel): (This case was also discussed, focusing on novelty of
pen designs)
○ Facts: Pentel sued Add Gel (Montex) for infringing its registered design for the
"Energel" pen. Add Gel argued Pentel's design lacked novelty (combination of
existing features, functional elements like grip) and was liable for cancellation
under Section 19.
○ Single Judge (2018): Ruled against Pentel, stating a pen needs to be significantly
distinguishable ("a ballpoint pen is a ballpoint pen" logic, implying most features
are standard/functional). Viewed components in isolation. Said grip/wedges were
functional.
○ Division Bench (2019): Overturned the single judge.
Design Law: Overlap with Copyright (Section 15 of Copyright Act) - Microfibers &
Gemini Cases
This lecture focused on the practical aspects of protecting designs, advising clients, and the
specifics of design registration and novelty.
Design Law: Functionality vs. Form, Separability, and Infringement Tests (Varsity Brands
& Castrol India)
● Case: Varsity Brands vs. Star Athletica (US Supreme Court - on Cheerleader
Uniform Designs)
○ Context: US copyright law protects pictorial, graphic, or sculptural (PGS)
features of useful articles only if those features can be (1) identified separately
from, and (2) are capable of existing independently of, the utilitarian aspects of
the article. This is the "separability test."
○ Facts: Varsity Brands (cheerleader apparel) sued Star Athletica for infringing
copyrights in its 2D surface designs (stripes, chevrons, colors) on uniforms.
○ Lower Courts: Initial ruling found designs not separable (removing them makes
it not a cheerleader uniform). Overturned by 6th Circuit, which proposed a
multi-step separability analysis, focusing on whether the article's utilitarian
function could be fulfilled without the design.
○ Supreme Court's Separability Test (Conceptual Separability):
■ A feature incorporated into the design of a useful article is eligible for
copyright protection only if the feature (1) can be perceived as a 2D or 3D
work of art separate from the useful article and (2) would qualify as a
protectable PGS work—either on its own or fixed in some other tangible
medium of expression—if it were imagined separately from the useful
article into which it is incorporated.
■ The court leaned towards protecting the surface designs as they could be
imagined existing independently (e.g., on a canvas) and didn't make the
uniform itself copyrightable, just the specific arrangement of PGS
elements.
○ Dissent (Justice Breyer): Argued the designs were essential to the uniform's
identity as a cheerleader uniform and thus not truly separable; extending
copyright could monopolize common design elements in clothing.
○ Amicus/Class Analysis:
■ This case highlights the conceptual vs. physical separability debate.
Unlike Indian law's focus on industrial application (>50 units) triggering
Section 15(2) of Copyright Act, US law uses this complex separability
test.
■ The majority view in Varsity seems to broaden copyright for surface
designs on clothing, which could impact fashion.
■ Indian position (Microfibers): Copyright in a design capable of design
registration ceases after 50 mass productions if not registered as a design.
■ The question "Does form follow function or function follow form?"
remains central.
● Case: Castrol India Ltd. vs. Tide Water Oil Co. (Calcutta HC, Pre-2000 Act - on
Lubricant Containers)
○ Facts: Castrol (plaintiff) alleged design infringement of its registered design for a
lubricant oil container (GTX2) by Tide Water (defendant). Tide Water launched a
similar container.
○ Key Legal Provisions (1911 Act referenced):
■ Design (Sec 2(5) of 1911 Act): Visual features, configuration, excluding
construction methods.
■ Copyright in Design (Sec 47(1) of 1911 Act): Exclusive right to apply the
registered design.
■ Cancellation (Sec 51A of 1911 Act): Grounds like lack of novelty.
■ Piracy (Sec 53 of 1911 Act): Unauthorized application, import, or sale.
○ Castrol's Design Features: Rectangular container, ending in a mouth, handle
supported by triangles.
○ Tide Water's Defense: Container design was common, lacked novelty.
○ Justice Ruma Pal's Infringement Test (Landmark Principles):
■ Overall Visual Impression, Not Just Individual Features: The court
must assess if the alleged copy is substantially different from the
registered design based on overall visual impression, judged by the eye.
■ Mere Resemblance is Not Infringement: Some resemblance is expected
if the articles are of the same class. The question is substantial difference.
■ Essential Features Copied: Infringement occurs if the essential features
of the registered design are copied, not just any feature.
■ Obvious vs. Fraudulent Imitation:
■ Obvious imitation: Strikingly similar at first glance.
■ Fraudulent imitation: Deliberately based on the registered
design, may have subtle differences but amounts to imitation on
closer comparison.
○ Court's Finding: Found Tide Water's container to be an obvious imitation.
Rejected the argument that container design is irrelevant for functional products;
packaging influences consumer choice. Granted injunction.
○ Significance: Established key tests for design infringement in India, balancing
protection for novel aesthetic features with the understanding that functional
products still have design elements affecting consumer appeal. Section 22 of the
2000 Act mirrors these principles.
● Case: Godrej Sara Lee Ltd. vs. Reckitt Benckiser (Supreme Court - Jurisdictional
Issue in Design Cancellation/Infringement)
○ Facts: Reckitt (insecticide coil design registered in Kolkata) sued Godrej for
infringement in Delhi HC. Godrej filed a written statement in Delhi challenging
design validity AND simultaneously filed a cancellation petition with the
Controller in Kolkata. Controller in Kolkata cancelled Reckitt's design. Reckitt
appealed this cancellation to Delhi HC. Delhi HC held it had jurisdiction. Godrej
appealed to SC against Delhi HC's jurisdiction.
○ Issues before SC:
■ Did Delhi HC have jurisdiction to hear an appeal against a Kolkata
Controller's cancellation order?
■ Should "High Court" in Section 19(2) (appeal from Controller's
cancellation order) mean the HC where Controller is located or where
infringement suit is pending?
■ Was reliance on 1911 Act provisions appropriate for a 2000 Act matter?
■ Did pendency of infringement suit in Delhi confer appellate jurisdiction on
Delhi HC for the cancellation order?
○ Legal Background on Cancellation Jurisdiction:
■ 1911 Act (Sec 51A): High Court had original jurisdiction for cancellation;
Controller also had power within 1 year on limited grounds. Led to
overlap.
■ 2000 Act (Sec 19): Controller has exclusive original jurisdiction for
cancellation applications. High Court is the appellate body for the
Controller's decision on cancellation.
○ Godrej's (Appellant) Arguments: "High Court" for appeal under 19(2) means
the HC with territorial jurisdiction over where the cause of action (Controller's
cancellation order) arose – i.e., Kolkata HC. Delhi HC erred in comparing 1911
and 2000 Act provisions. Relied on cases like GSK Noodles and Ambica
Industries (jurisdiction based on where tribunal/cause of action lies for original
proceeding).
○ Reckitt's (Respondent) Arguments: Delhi HC had jurisdiction because
infringement suit (where design validity was a defense) was already pending
there. To avoid conflicting decisions, Delhi HC was appropriate. Invoked broader
jurisdictional nexus and cause of action principles. Alleged Godrej engaged in
forum shopping by not disclosing the Delhi suit to the Kolkata Controller.
○ Supreme Court's Holding:
■ Delhi HC did NOT have jurisdiction to hear the appeal against the Kolkata
Controller's cancellation order.
■ "High Court" in Section 19(2) refers to the HC within whose territorial
jurisdiction the Controller passed the order (Kolkata HC).
■ Pendency of infringement suit in Delhi does not confer appellate
jurisdiction for the cancellation order from Kolkata.
■ The 2000 Act clearly shifted original cancellation power to the Controller.
○ Significance: Clarified that for cancellation appeals under Section 19, jurisdiction
lies with the High Court having authority over the Controller who made the
decision. Avoids forum shopping and maintains a clear hierarchy (Controller for
original cancellation, respective HC for appeal).
● Case: Polycab India Ltd. vs. S.D. Containers (Post-Commercial Courts Act era;
jurisdictional complexity involving infringement and cancellation counterclaims)
○ Facts: Polycab (plaintiff) held registered designs for a container and lid for edible
oils. Sued S.D. Containers (defendant) for design piracy/infringement under Order
39 Rules 1 & 2 CPC. S.D. Containers counterclaimed for cancellation of
Polycab's designs due to prior publication and lack of novelty.
○ Polycab's Arguments (Plaintiff):
■ Registered designs are prima facie valid (Section 10). S.D.'s containers
replicate key visual features (integration, stability, surface patterns)
constituting piracy under Section 22(1)(a).
■ Suffered financial loss (>₹5 crores) and disruption of client relationships.
■ Jurisdiction lies with the Commercial Court (as both parties are
commercial entities). Counterclaim for cancellation (Section 19) must go
to Controller, not this court.
○ S.D. Containers' Arguments (Defendant):
■ Not the manufacturer; purchased containers from Vibha Packaging
(Dubai). Piracy under 22(1)(a) requires the defendant to apply the design;
they didn't. No evidence of acting knowingly under 22(1)(c).
■ Polycab's designs lack novelty (Section 4(b)) due to prior publication on
Polycab's own website/reports before 2017 registration, and other identical
global designs.
■ No prima facie case for injunction: design validity uncertain due to prior
publication; harm is monetary (quantifiable); balance of convenience with
S.D. (caught in middle).
■ Jurisdictional/Procedural Point: After counterclaim for cancellation
(under Sec 19 grounds, raised as defense under Sec 22(3)), the case must
be transferred to the High Court (Sec 22(4)). The District Court wrongly
transferred it to Gwalior (no connection). SC later directed transfer to MP
High Court (Indore Bench - correct territorial jurisdiction).
■ Section 22(5) empowers the High Court (hearing the transferred suit) to
cancel the design and notify the Controller. Thus, the argument that only
the Controller can cancel is wrong when raised as a defense in an
infringement suit.
○ Court's Analysis (as discussed in class, likely referring to the High
Court/Supreme Court's view on the jurisdictional transfer):
■ Distinguished pure cancellation suits (Section 19 - to Controller) from
infringement suits where cancellation is a remedy/defense (Section 22).
■ In an infringement suit, if cancellation is counterclaimed as a defense
(using Section 19 grounds), Section 22(4) mandates transfer to the
appropriate High Court (with territorial jurisdiction over the cause of
action for infringement).
■ This High Court then has the power to decide on the cancellation and
direct the Controller (Section 22(5)). This aligns with Godrej Sara Lee
regarding avoiding conflicting decisions.
■ The role of Commercial Courts/Commercial Division of High Courts
becomes relevant here. The "appropriate High Court" for transfer under
22(4) would be the one with territorial jurisdiction and the ability to
handle commercial aspects of IP disputes. If the territorial HC lacks a
commercial division, a designated Commercial Court might be the forum.
○ Amicus/Class Critique: The ruling correctly interprets the statutes to ensure that
when design validity is challenged in an infringement suit, the High Court (with
commercial competence) decides comprehensively. The initial injunction was
rightly dismissed given doubts about novelty and Polycab not suing the actual
manufacturer.
● Case: A. Sira A. Ramalingam Trading as RSRM vs. A.K.A. จํา (Tanya Creations)
(Jewelry Design - Copyright vs. Design)
○ Facts: Plaintiff (RSRM) claimed copyright infringement of their traditional
temple-inspired jewelry designs (artistic works) by defendant (Tanya), a former
employee. Alleged replication of distinctive, complex, original artistic designs.
○ Plaintiff's Arguments (RSRM):
■ Designs are original artistic works (sketches, 3D renderings) under
copyright (Sec 14, 2(c) Copyright Act). Format change (2D to 3D) doesn't
lose copyright.
■ Section 15(2) Copyright Act (loss of copyright if >50 reproductions of a
design-registrable item without design registration) does not apply because
jewelry designs are "artistic works" explicitly excluded from "design"
definition in Section 2(d) of Designs Act. Relied on Rajesh Masrani.
■ Defendant (former employee) had access and copied, amounting to trade
secret violation/passing off.
○ Defendant's Arguments (Tanya):
■ Plaintiff's designs, being commercially exploited jewelry, should have
been registered under Designs Act. More than 50 reproductions made, so
copyright extinguished by Section 15(2). Relied on Microfibers.
■ Designs based on common temple/cultural motifs in public domain,
lacking originality for copyright.
■ No valid copyright to infringe. Trade secret claim lacks specifics.
○ Court's Holding (likely Delhi HC, aligning with Microfibers):
■ Affirmed that copyright protects original artistic expression, even if the
underlying idea/motif is from public domain (like temple art). The unique
stylized rendering is the IP.
■ However, it failed to deeply engage with Section 15(2) regarding the >50
reproductions threshold for jewelry. This was a key critique.
■ The judgment (as per amicus) implicitly treated jewelry as having an
inherent artistic value where the medium itself is artistic, thus leaning
towards copyright rather than design if not registered as a design. This
contrasts with items where a design is applied to a purely utilitarian
article.
■ If the shell necklace example (class discussion) is made for commercial
sale (>50 units), it shifts from artistic enjoyment to commercial identity,
and Section 15(2) would apply, meaning it needs design registration if
protection is sought beyond 50 units.
○ Amicus Critique:
■ The court should have scrutinized the >50 reproductions aspect more
rigorously.
■ Lack of a clear test (like "primary use test" from Rajesh Masrani) to
distinguish artistic work from industrial design for hybrid items (art +
commercial use) leads to ambiguity. Proposed a multi-factor test: original
creative intent, commercial vs. expressive intent, transformation of work.
● Case: Tristar Home Appliances vs. Jagdamba Aluminum (Cone-making machine
drawings - Copyright vs. Design)
○ Facts: Tristar (plaintiff) claimed copyright in drawings for a cone-making
machine. Jagdamba (defendant) allegedly copied these drawings to make similar
machines. Tristar produced >50 machines.
○ Jagdamba's (Defendant) Argument: Tristar's machine drawings are functional
designs. Since >50 machines produced, copyright is extinguished by Section
15(2). Ownership of drawings also disputed (allegedly belonged to a third party,
Mr. Gupta).
○ Tristar's (Plaintiff) Argument: Drawings are purely artistic works, not "designs"
under Designs Act because they don't appeal to the eye in a "finished article"
sense (they are for machine construction). Section 15(2) doesn't apply. Drawings
weren't directly applied to the cones (final article); cones are the product, machine
is the means.
○ Court's Holding (likely favored Jagdamba, finding it a design): The court
seems to have focused on the fact that the drawings led to the industrial
production of >50 machines (articles to which the "design" of the machine was
applied), thus triggering 15(2).
○ Amicus/Class Critique: The court erred. The subject matter was the machine
drawings, not the cones produced by the machine.
● Exam Pattern:
○ Section A: Essay question (similar to midterm project, covering registration,
cancellation, novelty, legality of design).
○ Section B & C: Choice between hypothetical problem and opinion/analysis for a
senior lawyer/judge, based on discussed case law.
● "Good Design" vs. "Well-Made Design":
○ The essay might explore this. "Good design" goes beyond mere aesthetics or
being well-made.
○ Dieter Rams' 10 Principles of Good Design (discussed as a framework):
1. Innovative: Solves a problem, not just new for newness's sake.
2. Makes a Product Useful: Enhances usability in the consumer's eyes, not
just basic utility.
3. Aesthetic: Essential for well-being; purity, not distraction.
4. Makes a Product Understandable: Simplifies, self-explanatory, not
abstract.
5. Unobtrusive: Neutral, doesn't impose, complements life. (Relates to
"right to repair" - design shouldn't lock users in).
6. Honest: Doesn't deceive about value or innovation. (Discloses material
source, adverse effects).
7. Long-lasting: Avoids being merely fashionable; timeless. (Sustainable
materials, justifies use).
8. Thorough down to the last detail: Completeness, precision, care.
9. Environmentally friendly: Conserves resources, minimizes pollution
throughout lifecycle. (No carbon footprint, no landfills).
10.As little design as possible: Concentrates on essential aspects, back to
purity/simplicity. (Minimalism can be offensive if it strips meaning).
○ Contemporary "Good Design": Includes sustainability, ethical sourcing (no
sweatshops), honesty (disclosing cultural origins), and addressing societal needs
(design for development).
● Startup IP Facilitators (India): Government-authorized agencies/startups that help
artisans and indigenous craftspeople commercialize their designs, ensuring benefit
sharing and protecting cultural identity. This is a semi-formal IP system working
alongside formal IP.
● Design Filing Trends in India:
○ Increase in design filings (resident and foreign) in recent years, suggesting more
interest in the 15-year exclusivity.
○ Decrease in copyright filings.
○ This shift might indicate a move towards leveraging design protection for
commercial identity and pattern protection, possibly due to clearer (though
shorter) exclusivity compared to copyright complexities for applied art.
● Design & Development Agenda: "Good design" must align with a country's
development goals. IP is a tool to incentivize this, not impede it. If formal IP systems
don't serve progress, other innovation models may emerge.
● Examples of Award-Winning/Contemporary Designs (Illustrating Good Design
Principles):
○ Soul Seat Mat (Zero Power Thermal Regulation): A foldable, solar-chargeable
mat for temperature control, aimed at refugees/migrants. Solves a governance
issue (housing, survival) with sustainable, portable design.
○ Soluboard (Soluble Circuit Boards): Waterproof, dissolves rather than creating
e-waste, safe, recyclable. Addresses e-waste and climate impact.
○ Aline Cool Lugs (Sustainable Packaging/Transport for Perishables): (Not
detailed, but mentioned in context of good design solving real-world problems).
○ Hark (Hearing Aid Reimagined): Focuses on user experience and aesthetics to
destigmatize hearing aids.
○ "One-Piece Peg": A clothes peg designed to pop apart without breaking and be
easily reassembled, promoting repairability and longevity. Contrasts with pegs
designed for obsolescence.
○ Toy Train Example (Separability): Individual components (engine, bogies) can
be designed. The question is whether the design claim is for individual parts or
the assembled whole, and if parts have standalone commercial identity.
○ Toy Carrier Truck Example (Accessory vs. Essential): Is the design for the
carrier, the toy cars inside, or the combination? If cars are generic and carrier is
specific, or vice-versa. Relates to spare parts vs. integrated designs.
○ Teenage Mutant Ninja Turtles / Spice Girls / BTS (Individualized Characters
as Merchandise): Each character has a distinct design, allowing individual sale
and collection, but also forming a set. Individual character is key to commercial
value.
○ Food Design (Cookie Cutters vs. Finished Product): Cookie cutters are molds
(not designs under Microfibers). The finished cookie/cake with a unique applied
pattern/shape could be a design, if it meets novelty and is sold as such.
● Enforcement & Piracy (General Harms): Weak enforcement leads to brand dilution,
market confusion, reduced incentive to file, supply chain disruption (grey/black markets),
and potential consumer harm from low-quality fakes.