LEIN LU 1+2
LEIN LU 1+2
Constitutional Supremacy:
• Is the supreme law of the Republic, any law or conduct inconsistent with it
is invalid, and the obligations imposed by it must be fulfilled (section 2).
• Courts may now test all legislation and government action in the light of
the Constitution.
• Initially, known as the Republic of South Africa Constitution Act 108
of 1996 (cannot merely be an Act).
• It is the highest law in the land, and incorporates the rights, aspirations
and values of its people.
• The Constitution was not adopted by Parliament but drafted by the
Constitutional Assembly and certified by the Constitutional Court.
• This mistake has been corrected by the Citation of Constitutional Laws Act
5 of 2005.
• From the date of commencement of the Citation of Constitutional Laws
Act, no Act number is associated with the Constitution.
Provincial ordinances:
1. List of amendments
i Acts that have amended it since promulgation → only some will
have this.
2. List of regulations
i List of regulations issued in terms of this act
3. Preamble
i States circumstances/context and background/reasons for
legislation
ii After “Whereas”
iii Not every statute has it
iv Forms part of private act - not with every public act (not
prerequisite).
4. Long title
i Short descriptive summary of the subject matter of the act
ii What the title means and what the legislation is about
5. Enacting provision
i Acknowledges constitutional authority of the body that enacts this
ii National = Parliament, Provincial and Municipal = own legislature
iii Who created the act
iv “Be it enacted by”
6. Table of contents.
7. Definitions
i Internal dictionary → legal jargon.
8. Purpose and interpretation
i Says what acts want to achieve
ii Frequently include in new-order legislation
iii Explains purpose of act and how it should be interpreted.
9. Regulations and ministerial powers
i Gives power to subordinate legislation
10. Repeal/amendment of legislation
i New Act must contain a section that provides for amendments
and/or repeals.
11. Short title and commencement.
i Contained within the content of the legislation
ii “This Act is called….”
12. Schedules
i Used to deal with technical details that will clog up the main body of
an act
13. Numbering
Square brackets used to show where it has been amended.
14. General explanatory note
i Public commentary [ ] – deletions _______ - insertions
15. Legislative code
i Amendments (including insertions and deletions) are also indicated
clearly in square brackets after the relevant provisions in the
amended version of an Act –
a) May indicate a particular date of commencement for the provision.
b) Serve as a historical paper trail should a lawyer have to use the
previous versions of the legislation.
c) Serve as a route map or cross-reference to the amending
Acts. In other words, the ‘codes’, the list of amending Acts at the
beginning of the Act and the amending Acts themselves should
correlate.
Adoption:
Promulgation:
Adoption of Legislation:
Promulgation:
Exceptions:
•Year
o 365 days (1Jan – 31 Dec)
• Month
o S2 of interpretation Act
o Month= calendar month (not lunar)
o E.g. 9 July – 9 August (not 9 July to 1 August)
• S4 of the Interpretation Act
o Exclude first day, include last, exclude weekends and public
holidays
o Statutory method
o S1 states that S4 will apply unless indicated otherwise
Common law methods
Complement s 4 of Interpretation Act
1) Ordinary Civil method
- Default method for calculating months and years unless otherwise
provided
- First day included last day excluded
- Last day regarded as ending the moment it begins at midnight
2) Natural
- Calculated from the hour or minute to corresponding hour or minute
3) Extraordinary civil method
- Both the first and last day of the period is included. No longer used at all
Purpose of legislation will remain decisive factor
[When does a ‘day’ start? Immediately at end of previous day 00:01
• The time-honoured principle that legislation should only apply to the future
is one of the basic foundations of a legal system based on the rule of law.
• Described as the ‘general rule of every civilised country’.
• Unless the contrary appears either expressly or by necessary implication,
it is presumed that the legislature intends to regulate future matters only.
• Common law presumption that the legislature intends to regulate future
matters only, and not the past.
• According to case law (Transnet) – This rule is based on the prevention of
o Unfair and unreasonable results, and
o to ensure predictability and legality (this rule is based on the
prevention of unfair result)
o Individuals should know what the law is and to adapt their conduct
accordingly.
• It is then presumed that legislation only applies to cases or transactions
occurring after coming into operation of the Act in question, so that the
vested rights are not taken away.
• The presumption was not intended to exclude the benefits of rights
sanctioned by new legislation, but rather to prevent the invasion of rights.
• Unless otherwise provided, legislation was not to be interpreted to take
away existing rights and obligations, because this principle was basic to
the rule of a law, a foundational principle (section 1) of the Constitution.
• In practical terms the rule that legislation only applies to the future means
that legislation should not have a retro-effect.
The court explained the difference between the two types of retro-effect of
legislation:
1. Retroactivity:
• ‘True or strong’ retro-effect.
• In this case, the legislation operates as of a time prior to its enactment.
• In other words, it operates backwards in time and changes the law from
what it was.
2. Retrospectivity:
• ‘Weak’ retro-effect.
• Operates for the future only, in line with the basic principle.
• Legislation is prospective, but it could impose new results in respect of a
past event.
• It operates forwards but it ‘looks backwards’ in that it attaches new
consequences for the future to an event that took place before the
legislation was enacted.
• Because of this backwards and forwards implementation, which is not
possible, the legislation uses a deeming clause.
The deeming clause:
• Difference between retroactive and retrospective lies in the date of
commencement
• In the case of retroactive commencement, the date of commencement is
before the date of publication
• “History is rewound” – because this is physically impossible, the legislation
uses a deeming clause to
• Legislation is deemed to have commenced on a date prior to the
publication date.
• What is it?
▪ Legislative activity in Virtual reality of make believe
▪ Creates a presumption that something is ‘deemed’ to have
happened
• The presumption does not apply if the retroactive legislation deals with
procedure.
• If substantive rights and obligations remain unimpaired and capable of
enforcement by using the newly prescribed procedure, then the general
principle does not apply.
• However, if the new procedure violates substantive rights, the general
principle against legislation with retro-effect will apply and the three
obstacles come into play.
• Therefore – the presumption does not apply if the retrospective legislation
deals with procedures where no rights are affected or if the application will
benefit the individual.
• The common law presumption that legislation applies only to the future
was the only legal obstacle that stood in the way of laws with retro-effect.
• However, legislation trumps common law, meaning that the legislature
could trump the presumption either expressly or by necessary implication.
• ‘By necessary implication’ – The legislature actually wanted to rebut
the presumption but failed to express the intention clearly in the
legislation.
• The court held in Kruger v President Insurance Co Ltd that it was easier to decide
(by necessary implication) that legislation did not apply to the future, only
when vested rights would not be affected by the retro-effect of the
legislations; or the purpose of the legislation is to grant a benefit or to the
effect even-handedness in the operation of law.
• The principle that legislation should only be prospective also applies to the
Constitution.
• The meaning of the Constitution itself is not retroactive.
o All law in force when the Constitution took effect remains in force
subject to amendment or repeal, and subject to consistency with
the Constitution (item 2 Schedule 6 of the Constitution).
o All proceedings pending before a court when the new Constitution
took effect must be finalised as if the new Constitution had not been
enacted, unless the interests of justice require otherwise (item 17
Schedule 6 of the Constitution).
• Any legislation process started in terms of the interim Constitution, but not
yet finalised when the 1996 one took effect must be finalised in terms of
the 1996 Constitution (item 5 Schedule 6 of the Constitution).
• In terms of section 172 of the Constitution, the High Court, or the Supreme
Court of Appeal, or the Constitutional Court may declare legislation
unconstitutional.
• Legislation may be declared unconstitutional if it violates a fundamental
right in the Bill of Rights, or if it conflicts with another constitutional
requirement.
• In terms of section 167(5) read with section 172(2) of the Constitution a
declaration of unconstitutionality of legislation by a High Court, of the
Supreme Court of Appeal has no force until such a declaration is confirmed
by the Constitutional Court, but a High Court or the Supreme Court of
Appeal may make an order which is just and equitable (including
appropriate interim relief).
• Local gov legislation and delegated legislation can be declared
unconstitutional by the High Court or SCA, but such invalidation doesn’t
need CC confirmation
(b) Invalid subordinate legislation:
Where a law repeals any other law, then, unless the contrary intention
appears, the repeal shall not –
Common law:
• This presumption reflects an inherent respect and esteem for our common
law heritage.
• Solomon J in Johannesburg Municipality v Cohen’s Trustees put it as follows:
It is a sound rule to construe a statute in conformity with the
common law rather than against it, except where and so far as the
statute is plainly intended to alter the course of the common law.
• It is presumed that legislation does not alter the common law, but this
presumption is rebutted if legislation clearly provides that the common law
is being altered.
Legislation:
(b) Deconstruction:
• The text-based approach was introduced into the South African legal
system in a roundabout way from English law. In the 1875 case of De Villiers
v Cape Divisional Council 1875 Buch 50, the Chief Justice decided that
legislation that had been adopted after the British had taken over the
Cape should be interpreted according to the English rules of statutory
interpretation.
• The text-based methodology is based on the ‘predominance of the word’
and the intention of the legislature is demoted to the status of the literal
meaning of the text.
• Over the years the courts came to regard the clear, literal meaning as
identical to what the legislature intended.
• As a result, only lip-service was paid to the principle of legislative intent,
because the so-called ‘clear and unambiguous meaning of the words to
the status of the will and intention of the legislature: if the legislature had
a specific intention, it would be reflected in the clear and unambiguous
words of the text.
• More recently in Commissioner, SARS v Executor, Frith’s Estate (2001) (2) SA 261
(SCA) 273 the SCA reiterated the well-known traditional rule of
interpretation:
o The primary rule in construction of a statutory provision is (as is
well established) to ascertain the intention of the legislator and (as
is equally well established) one seeks to achieve this, in the first
instance, by giving the words under consideration their ordinary
grammatical meaning, unless to do so would lead to an absurdity so
stark that the Legislature could not have contemplated it.
• All three of these judgements emanate from the SCA/AD.
• All three were based on the formalistic and text-based (literal) method of
interpretation.
• The foundations of a text-based approach are many:
o Legal positivism (the essence of law is in the decree, and law and
morality should be separated),
o Sovereignty of parliament (the will of Parliament is expressed in
the legislation)
o Formalistic idea about law, language and understanding.
• Criticism against the text-based approach to statutory interpretation can
be summarised as follows:
o The normative role of the common-law presumptions during the
interpretation process is reduced to a mere ‘last resort’, to be
applied only if the legislative text is ambiguous.
o In this narrow approach – the words (their literal meaning) are
regarded as the primary index to legislative meaning.
o Other important internal and external aids to interpretation which
could be applied to establish the meaning of text-in-context, are
ignored. The context of the legislation is only used if the text is not
clear.
o As a result, the ‘intention of the legislature’ is ultimately dependent
on how clear the language used in the legislation may be to the
particular court
o Very few texts are so clear that only one final interpretation is
possible. The mere fact that a discipline such as interpretation of
statutes exists would, by implication, suggest that legislation is
seldom clear unambiguous.
o The text-based approach leaves very little room for judicial law-
making, and the courts are often seen as mechanical interpreters of
the law (the so-called ‘his master’s voice’ role). This view creates
the impression that once the legislature has spoken, the courts
cease to have a law-making function. As a result of slavish
adherence to the doctrine of separation of powers, the courts can
only interpret the law, not make it. The legislature creates the
legislation, and the courts have no law-making capacity with regard
to legislation, except in very exceptional cases, where the courts
deviate from the ‘literal meaning’ of the legislation to apply some
sort of corrective interpretation.
o Iudis est ius dicere sed non dare and the casus omissus rule.
The well know maxims form the basis of the general principle that
no addition to or subtraction from the legislative text is possible.
- The literal approach was the predominant approach used in SA before 1994,
and regrettably, many courts still follow the same method
The text-in-context approach:
Impact of constitutionalism
- Interpretation took into account the values of the Constitution
- Recognises the injustices of the past, including past interpretation
methods (literal)
- Some critiques still say that rules of statutory interpretation were not
affected by constitution
- For many courts- interpretation is still a mechanical process
When assessing legislation
1. Constitution
2. PAJA, PAIA, PEPUDA
3. Legislation itself (internal aids)
4. External aids
• Post 1994 Courts have grappled with the issue of statutory interpretation
with varying approaches being followed.
• In one case the SCA suggested that interpretation under the Constitution
required the court to sail between the Scylla of the old-style literalism and
the Charybdis of judicial law-making.
• Du Plessis & Corder (1994) originally suggested five practical interrelated
techniques for constitutional interpretation.
• Du Plessis has applied this practical and inclusive method for statutory
interpretation as well.
• These components of a practical methodology are complementary and
interrelated, and should be applied in conjunction with one another.
• The inclusive method of interpretation is not new or radical – it brings
together all the different aspects or techniques necessary for
interpretation.
• Laid down in the 16th century by Lord Coke in the famous Heydon’s Case
(1584)
• Forms one of the cornerstones of the text-in-context approach to
interpretation.
• Aims to examine the circumstances that lead to the adoption of the
legislation in question.
The Mischief Rule poses 4 questions that will help to establish the meaning
of the rule:
o What was the existing law (the legal position) before the legislation
in question was adopted?
o Which problem (mischief or defect) was not adequately addressed
by the existing law before the new legislation was adopted?
o What remedy (solution) is proposed by the new legislation to solve
this problem?
o What is the true reason for the proposed remedy?
• The mischief rule acknowledges:
o The application of external aids
o The common law
o Whatever new remedies the legislature provides
o The true reason for the remedies.