Bilmoria Negationin 2008
Bilmoria Negationin 2008
the Mimamsa
AUTHOR(S)
Purushottama Bilimoria
PUBLICATION DATE
01-01-2008
HANDLE
10536/DRO/DU:30017023
The focus of this essay is on the Mı̄mām . sās’ radical epistemological the-
ory of negation, otherwise known as abhāva or “absence”, and which may
be read as nāsti or non-existent. Before we go any further, a word on
“Mı̄mām. sā” is appropriate, particularly for those who may not be familiar
with this particular school of classical Indian thought —perhaps in some
ways even pre-classical with its roots in the Brāhman.as of the Vedas— and
to which also arguably belongs the genesis of the Nyāya school of thought.
The term “mı̄mām . sā” literally signifies “commeasurement” — from the
root “mān”, “to think” and (with the additional gan.-prefix mı̄) — “to
interpret and align”, and this implies, in Zilberman’s words,
“achievement of consistency in reasoning [naya, later nyāya], as a
necessary precondition of making the meanings of words or sentences
(for Sanskrit it is all the same) comprehensible [19]”.
guru), Frits Staal, Dhirendra Sharma (in absentia), and two anonymous referees for
their inputs into this paper, which I wish to dedicate to the memory of the ever absently-
present, Bimal Krishna Matilal.
Mihir K. Chakraborty, Benedikt Löwe, Madhabendra Nath Mitra, Sundar Sarukkai (eds.).
Logic, Navya-Nyāya & Applications. Homage to Bimal Krishna Matilal. College Publications,
London, 2008. Studies in Logic 15. pp. 43–64.
Received by the editors: 7 May 2007; 30 May 2007.
Accepted for publication: 27 August 2008.
44 P. Bilimoria
1
As mentioned above, the logical thesis begins with deliberations on rules
followed in expressions pertaining to certain actions. The concern is not
at all with indicative or purely descriptive expressions (for these are re-
garded as arthavāda, of auxiliary aid to the deliberations). To elaborate
on this, I shall use Zilberman’s succinct descriptors for action-statements.
Actions are divided subjunctively into two classes: prescriptive and pro-
hibitive. Normative injunctions (vidhi s), derived from the Vedic sentences,
which stimulate or are an accomplice to actions can take one of these forms
(1) regular, imperative or non-exemptive (nitya), i.e., categorically non-
conditional; (2) imposed by circumstances (naimittika), hence conditional
to some greater good; (3) optative, prudentially conditional, i.e., conducive
to some desirable award or potential effect (kāmya), and is non-prescriptive.
These together constitute dharma, the normative performatives: this is the
Bhāt.t.a a (followers of Kumārila) view; the Prābhākara extend the kāryatā,
practicum, of dharma only to the first two.1 The inducement or conducive-
ness toward the requisite effort is communicatively generated, after atten-
tion has been roused, in the form of a verbal energy in the so-compelled,
excited or inspired initiate by the vidhi -proposition, generally of the form:
“Let him be induced to do this and that”, and it abides in the subjective
1 anyākāryatā, anyā ces..tasādhanatā ... phalam . prati upayātam . phalasādha-
natvam . , kr.tim. prati pradhānatvam . tadadhı̄nasattākatvam ca kāryatva; ... loke
kriyākāryatājñānātpravr.ttāvapi kāryatājñānameva pravr.ttinimittah.. [11, p. 57]. Cf. also
[9, p. 63] where this passage is also cited.
Abhāva 45
predicate; thus: not-ought, ought-not, ought not to, you-not ought, you not-
ought, etc., etc. So now we shall see how these formulations are transformed
and tightened up when the injunctive operator, N , is introduced by the
Mı̄mām. sā.
Let us take Prasajya-pratis.edha (which is also called nis.edha) first and
take the injunction “na bhaks.ayet”, “he shall not eat”. It is a negation
of the positive injunction “bhaks.ayet”, “he shall eat” that is denoted by
N [F (x)], where F (x) denotes “he eats” (and modally, “it is necessary that
he eats”). Its injunctive force is not in prescribing an action other than
eating; rather it simply prohibits eating and so should be rendered as “he
shall-not eat” (colloquially, eating is a “no-no”). If “he shall eat” is sym-
bolised by “N [F (x)]”, its logical negation is symbolised by “N ¬[F (x)]” .
In this context, as J. L. Shaw notes, the negative injunction has not been
symbolised by “¬N [F (x)]” for “in standard deontic logic ‘¬N [F (x)]’ would
be equivalent to ‘P ¬[F (x)]’, where ‘P ’ stands for the permissibility opera-
tor. So ‘¬N [F (x)]’ would not express a negative injunction [14].” In other
words, the expression “¬N [F (x)]”, even though it appears as a negation of
the positive injunction (takes on, as it were, the whole sentence), it eo ipso
does not have the force of an injunction, and could mean “it is permissible
that he does not eat”. In that regard, it is more consistent with the sec-
ond, the paryudāsa, or “exclusionary” rather than the strictly prohibitive
type of negation, which must strike at a very specific part of the injunction
(represented by the verbal ending only, ākhyāta/lakara-pratyaya). And this
takes us to the second type of negation.
The second type is paryudāsa, or “exclusion” negation. Here the nega-
tion is connected with either the verbal root or with the noun (the nominal
indexical or the predicate object); thus in the injunction, neks.eta 5 , “he shall
not look”, the “not” is attached to the verbal root, so it should be rendered
as “he shall not-look”; more positively it prescribes something other than
looking (looking away, for instance). Curiously, there is positive injunction
here, because there is a preceding phrase “his vows are...” Hence, techni-
cally speaking, nothing is prohibited; there is no iks.ana-virodhi (opposition
to looking) for he never thought of looking (in the direction of Dharmakı̄rti’s
distractingly dancing mistress)! He has not been given a desirous option:
the expression is bereft of an optative ending in the negative, which is dif-
ferent from saying you can be enjoined to do W (kāryatā), even where W
cashes out into ¬F (x) = “not-look”. You are still doing your work. But
the negative could as well strike at the nominal indexical or the predicate
object: “he-shall not look”; “he shall not look-at-the-mistress”; thus
someone is excluded or something is occluded from the gaze.6 Symbolised
5 Staal takes this from the Mı̄mām
. sā-nyāya-prākāśa in [6].
6 Whereas Staal takes it to be the opposite and swaps the two. Staal gives the sym-
50 P. Bilimoria
respectively (per bold qualifiers) by N [¬F (x)], and N [F (¬x)], N [F (x, ¬y)].
We could go on and find sentences where one of the nouns is negated
(subject, qualia, or object), drawing on #3, the anyonyābhāva negation.
Thus it could take any one of these forms: N ¬[F (x)], N [¬F (x)], N [F (¬x)].
If the positive injunction of the expression F (x, y) is N [F (x, y)], [y is contra
x, so other than x], its negation or paryudāsa is N [F (¬x, y)], but it still
remains positive in its injunctive force (kāryatā).
The difference between the two is that in paryudāsa, there is a residue
of the essentially positive still lingering on, while the negative is secondary
or of second order, a semantic negation that strikes at the last member, not
necessarily the verb itself. Whereas in the former, prasajya, the essential
assertion is of a negation and there need not be any positive residue; it
does not apply to the last member of the negative compound but strikes at
the verbal ending (krı̄yaya saha yatra nañ) (nañ signifies the negation). So
the “paryudāsa” type of negation may be called “exclusion type of nega-
tion”; whereas prasajya-pratis.edha is a “prohibition type” of negation. And
this latter is also called “nis.edha”, which can spell out more radical forms
of negation the harder the negative strikes at verbal intension via the N -
operator.
In other words, one form of negation may suggest that doing x is not all
right at this moment, but it may be permissible at another moment, or by
someone else. “He shall not-eat”, inscribes into its propositional structure
the permissibility of eating at other times.7 The Mı̄mām . sās were interested
in delineating the kinds of negation that are prohibitory without a residue
of permissibility in any part of the semantic field, for one can easily say,
“Do not indulge in sex”, but if P got married tomorrow it may become
permissible. Likewise, “a Śūdra should not even as much as be permitted to
hear the Vedas recited”, but it does not necessarily exclude the remaining
castes from being present at a sacrifice, and so on. These belong to the
exclusionary type. While the Mı̄mām . sās are in search of the equivalence of
the strictly obligatory of the negative kind.
Clearly the kind of negation in the foregoing examples, if it be ad-
mitted as a valid kind of negation (which I presume it would not be in
Aristotelian logic, unless one brings in some other operators, like Church’s
bolic form of nis.edha as “(¬N )[F (x)], but which does not in deontic modal logic express
a negative injunction, so while it admits of permissibility it may or may not reign in pro-
hibition, which prasajya-pratis.edha or nis.edha must do. Staal’s candidate “(¬N )[F (x)]”
would denote there is no injunction or mandate for him to eat — and Staal says as much
when he renders “(¬N )[F (x)]” as “there is no mandate for eating”; whereas there is
a clear injunction prohibiting any eating: “shall-not”; the negation must strike at the
verbal ending not just the N operator. It is not a simple withholding of the taxes but
forfeiting the taxes to the taxman.
7 E.g., crossing communities, it would apply to the Muslim observance of Ramzaan,
where eating in the day hours is prohibited, but permitted after sunset.
Abhāva 51
paryudāsa : F (¬x) you may unlock not this, the other door
(ii) (not well formed negation; not gov-
erned by principle of noncontradiction,
as in Quine also)
prasajya-pratis.edha: ¬F (x) you may not unlock this door (iii)
(negation of the predicate, as in Aris-
totelean logic; governed by principle of
noncontradiction)
Figure 1. Grammarian
Figure 2. Mı̄mām
. sā
caveats built into the “temporal relation as the limiting relation of the property of being
the counterpositive”. Although in his other papers on negation, Shaw limits Nyāya nega-
tion to two main kinds: relational absence and mutual absence, represented respectively
by (1): x is not in y, or x does not occur in y, or the absence of x occurring in y; and (2):
x is not y, or x is different from y; where “x” and “y” are non-empty terms, and their
counterpositive are: (1’) x is in y, or x occurs in y, and (2’) x is y. I am indeed grateful
to J. L. Shaw for sharing his papers on negation with me, and I have drawn liberally
with his permission and kind guidance for the present essay. In particular, his [14] (cf.
Footnote 4), [13], and [15, p. 144].
Abhāva 53
12 By the way, the Buddhist view represented in the text here is attributed to one
Avalokitavarta, which Shaw finds discussed by Kajiyama; but also cf. [12].
Abhāva 55
2
Now to the last part of the paper. As we have seen, the Mı̄mām . sā were in-
exorably committed to the absoluteness of negation and its manifestation at
least in the injunctive mode, initially in Vedic propositions. The paribhās.ā
(“meta-language”) rules became instructive with the development of gram-
mar for its application to more secular speech. The Mı̄mām . sās, however,
under Kumārila Bhat.t.a, followed a trajectory laid out in Śabarasvāmin’s
bhās.ya,14 or even before that in one Upavars.a15 ; their intuitions on negation
is taken a step further and extendedly applied to the perceptual encounter
with the objective world as well. In other words, they set out to make a
connection between negation and things seen or un-seen, and even to the
soteriological end of all perception and knowing: namely, apavarga or eman-
cipation. There is a negative underbelly to that as well. Let me explore
these insights further, beginning with the foray into the epistemological
frontier.
Let us revert back to the fourfold division of negation we began with:
antecedent, posterior, mutual, and absolute. Kumārila’s argument turns on
causality: if one did not admit these four kinds of negation it would not be
possible to differentiate between cause and effect (i.e., we would be com-
mitting the fallacy of running cause into effect, and vice versa). But what
precisely is the ontological status of “negation”? Is it simply a characteris-
tic, viśes.a, of an object whose negation is being effected here, or is it about a
phenomenon in its own right? The word used here is “vastuta” (not a mere
semantic substantive but a “thing-signifying” substantive), substantive en-
tity or object, which I have advisedly called a phenomenon as it could be an
event, or an episode, or a substantive absence: an existentially non-existent
object, rather an “entitative item” in that sense nevertheless.16
In his adhikaran.a on “Abhāva”, Kumārila observes: there are “those
who hold that negation being a non-entity (avastu) is not an objective
13 In its expanded form, without collapsing double negation into its positive assertion:
Śāstradı̄pikā.
19 Although for Udayana its is more a case of anumāna, straight inference than it is of
implication.
Abhāva 57
pp. 29sqq].
58 P. Bilimoria
So, the judgment “p” implies denial of “not-p”; hence, all meaningful
positive judgments embed negative cognitive essence — they are not mu-
tually contradictory as Śaṅkara later wanted to argue; when the judgment
Abhāva 59
tilts to the latter, in full view, literally, of the absence of “p”, we say it in re-
spect of the negative cognitive entity, “not-p”. There cannot be a cognition
without reference to some object or other. Kumārila is being consistently
realist, perhaps a naı̈ve negative realist!
In short, from Kumārila’s standpoint, negation is not plain “ignorance”
(ajñāna) but rather “the knowledge of absence” (abhāvajñāna), which oc-
curs through the absence of knowledge of the counterpositive; in other
words, pratiyoginah. anupalabdhyā abhāvasya upalabdhih.. Another way of
putting this is to say that “negation is a cognition of real absence in the same
way in which affirmation is (a) cognition of real presence”. In Stcherbatsky’s
words: “The Mı̄mām . sakas viewed non-existence as a reality sui generis (vas-
tuvantaram)”.21 The Buddhist objection to this standpoint is that the pro-
cess of grasping the absence connected with the perception of the bare locus
(kaivalya) could be explained inferentially as tending towards the exclusive
or paryudāsa kind of negation. Of course, the neo-Nyāya, railing against
the Buddhist reductionism, also came to accept abhāva as designating a
real which is absent in the locus (entity — hence a padārtha); however, the
Naiyāyikas denied that its perceptual grasping (albeit, the non-cognition of
the otherwise present in the locus of absence) needs to be attributed to an
independent pramān.a. The judgment for them is in respect of the cognition
of the locus devoid of the suggested relation with the object negated there,
on the epistemic consideration that the negative cognition must refer to pos-
itive entities only. The perception of kaivalya, bareness, is in respect of the
locus (ādhāra, adhikaran.a, āśraya) and not in respect of the absented object
as such to which of course it is related by resemblance (i.e., relationally to
its counterpositive). This alternative standpoint that inscribes a relational
exclusion was first championed by Prabhākara, and by Śālikanāth Miśra22 —
who set out to refute abhāvaprāman.a, which brings the Prābhākarans closer
to the Buddhists (who re-tool it as dr.śyānupalabdhi ). The Naiyāyikas seem
to have expropriated the qualified reading in Prabhākara in order to qualify
the more radical standpoint of Kumārila: on the basis of the non-perception
of a perceptible object (dr.śyādarśana or yogyānupalambha), whence the bare
locus, the substratum (bhūtala) is cognised, the absence of the object is ap-
prehended through a special inferential trope (yogyānulapabdhi ). The free-
standing reference to anulapabdhi is left-out as being otiose, in the Nyāya at
least, while for later Mı̄mām . sakas, particularly with Pārthasārathi Miśra,
anupalabdhi comes to replace abhāva in naming the distinctive pramān.a
that is implicated, rendered it simply as “non-perception of the otherwise
21 Cited in [12, pp. 35–36]. This means that for these philosophers the “non-existent” is
a reality sui generis (vastuvantaram) and this “knowledge of absence” (not just absence
of knowledge) is admitted via yogya-pratiyogya-anupalabdhi, though not as an inference
(anumāna), but a special means of knowing, pramān . a, which they called abhāva.
22 Cf. Footnote 23.
60 P. Bilimoria
to the Naiyāyikas. The latter themselves did not begin with the kind of rad-
ical doctrine of negation that they end up with, particularly, in Vallabha
and Raghunāth Śiroman.i.
The Buddhists again enter at this juncture and insist that without the
bare locus nothing is perceived: or that all cognitions are in relation of one
thing to another, and so it is only with reference to the empty ground that
the negative judgment, “the jar is not there” is made possible. Dharmottara
in Nyāya-bindu-t.ikā, puts it thus: “the perception of the bare locus with
reference to the perceptible jar and the apprehension of this fact are the
basis of the negative cognition”. “Non-perception is due to the paryudāsa
type of negation” (which is really Dharmakı̄rti’s position in Nyāya-bindu).24
It is the Nyāya-Vaiśes.ikas who heed most to this objection, recognising
that since there is no direct sense-contact with the non-existent object it
cannot properly be said to be a case of perception; however, if we shift the fo-
cus to the locus —or if the locus is made the focal point of perception— then
the onus too shifts from the non-existent to the absence-marking-the-locus,
as though the invisible ink- traces of the once-present-but-now-absent object
is simmering to the clear-light of the mind that picks up the efflorescence. A
negative entity of the kind the Bhāt.t.as of the realist world are hell-bent on
positing is not a substance and it therefore cannot come into contact with
the senses (indriyasannikar .sāyogya). Thus, on the anti-Bhāt.t.a view cir-
cling around, it is far better to hypotheticate a unique relation (viśe .san.atā)
between the so-called negative entity (nivr.tti, by default) and the locus or
substratum which is at least pravr.tti, substantive. Thus, they maintain
that the reality of non-existence (abhāva) is perceived not as ordinary per-
ception goes but as qualifying the locus which is a perceivable substance
(Śrı̄dhara, though it is also in Vallabha). This is tantamount to the return
of the bhūtalamātra in another guise. Even Raghunātha Śiroman.i, who bol-
stered the logical character of negation by redefining abhāvatva as upadhi,
and introducing double negation without regress, could not bring himself to
accept the traditional Bhāt.t.a view of “abhāva” as an ontological padārtha
that calls for its own distinctive pramān.a; he accepts abhāva as a prameya,
yes, but only derivatively so. And much has been made of this compromised
Navya-Nyāya doctrine in recent literature on Indian philosophy, even as it
took the sails out of the more radical Bhāt.t.a view. Why then this resistance
to condescending to “abhāva” as an object (padārtha) not in respect of the
absent-marked locus as the perceptible object (prameya), but of absence
qua the non-existent itself that is neither perceived nor inferred but is the
result of a certain “non-cognition”?
Two implications of the Bhāt.t.a view are worth noting: where there
is absolute absence of valid knowledge of something, one can be assured
24 Notice that paryudāsa negation still involves or implies an affirmation, so this is
“catch-22” situation from which even the Buddhist could not escape!
62 P. Bilimoria
Primary Sources
SV. = Ślokavārttika, with Nyāyaratnākara of Pārthasārathi Miśra, in: [1].
25 Cf. [5].
Abhāva 63
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