Building an Effective Security Operations Center (SOC) (1)
Building an Effective Security Operations Center (SOC) (1)
Report
Presented by Green Armor Cyber Security Company and Academy | GREEN
ARMOR Cyber Security
Introduction:
This report aims to provide a comprehensive and practical guide for organizations on
how to design, build, operate, and optimize an effective Security Operations Center. It
will detail the fundamental pillars upon which a SOC stands, including qualified
personnel, organized processes, and advanced technologies. The report will also
cover the vital stages of SOC establishment, recommended best practices for
enhancing its effectiveness, common challenges organizations may face with practical
solutions, and key performance indicators (KPIs) for continuous SOC performance
measurement and evaluation.
Today, a Security Operations Center is a strategic imperative that goes beyond being
merely a technical function. The SOC's ability to protect business reputation, enhance
productivity, reduce operational risks, and improve threat containment capabilities
makes it a vital component of business continuity and resilience. This underscores
that investment in a SOC should be viewed as a strategic business decision affecting
the core of commercial operations, not just an operational cost for the IT department.
Consequently, SOC objectives must be closely aligned with the organization's overall
goals and receive senior management support to ensure adequate resource
allocation.
SOC operating models vary to suit the diverse needs, sizes, and resources of different
organizations. The SOC team can be on-site or off-site.2 Generally, Security
Operations Centers are classified into several main categories:
● In-House SOC: This model means the organization fully owns and manages a
Security Operations Center within its infrastructure. This model suits large
organizations with the financial and human resources necessary to employ a
complete security team and manage the required technical infrastructure.5 This
model offers the highest degree of control and visibility into security operations.
● Managed SOC: For many organizations, maintaining a mature in-house SOC may
not be feasible or desirable due to high costs or lack of expertise. In this case,
organizations can leverage SOC-as-a-Service offerings provided by Managed
Security Service Providers (MSSPs), such as Managed Detection and Response
(MDR) services. These providers monitor the organization's security environment,
detect threats, and respond to them.5
● Virtual SOC: This model is characterized by the absence of a dedicated facility,
with team members working part-time. This SOC is reactive and activated only
when a critical alert or incident occurs, making it suitable for organizations with
limited budgets or less complex security needs .
● Distributed/Co-managed SOC: This model includes dedicated or
semi-dedicated team members, and operations typically run during normal
business hours (5x8). When used in collaboration with a Managed Security
Service Provider (MSSP), it is co-managed between the organization and the
provider, allowing the organization to benefit from external expertise while
maintaining a degree of control .
● Command SOC: This model is suitable for large organizations spanning multiple
countries or having several local SOCs. A Command SOC coordinates other SOCs,
provides threat intelligence, situational awareness, and additional expertise. This
SOC rarely participates directly in day-to-day operations, focusing instead on
strategy and coordination .
The existence of multiple SOC models indicates that organizations can adapt their
cybersecurity strategy to their unique capabilities and resources. For example, small
organizations or those facing challenges in securing security talent (such as the talent
gap challenge ) can benefit from managed SOC services or virtual models to meet
their security needs without significant investment in infrastructure or recruitment.
This diversity reflects the maturity of the cybersecurity market and its ability to
provide customized solutions. Organizations must carefully assess their security
needs, budget, and internal expertise 6 before choosing the most suitable model. This
choice directly impacts the SOC's effectiveness and its ability to counter threats,
considering that each model comes with its own set of advantages and challenges.
Building an effective Security Operations Center relies on three integrated core pillars:
People, Processes, and Technology. The harmony between these pillars ensures
maximum security effectiveness.
People:
The human element is the most crucial in any Security Operations Center; without a
qualified and trained team, no technology can achieve its objectives.
● Building a SOC Team: Roles and Responsibilities:
A SOC team consists of security professionals with various roles and
responsibilities, including security analysts, threat hunters, incident responders,
and SOC managers.7 The team is typically organized into tiered levels of expertise
and responsibility:
○ SOC Manager: The SOC manager assumes overall responsibility for the
general direction and performance of the Security Operations Center . Their
daily duties include training and managing SOC staff, developing and
implementing security policies, establishing SOC performance goals and
priorities, overseeing SOC activities, managing SOC tools and resources,
leading incident response efforts, analyzing incident reports, serving as a
point of contact for security incidents, reporting to the CISO on security
operations, and conducting performance reviews for the team . This role is
vital to ensure the team understands its priorities and works towards specific
goals such as improving response times and reducing false positives.8
○ Tier 1 Analysts: These are the first line of defense in the SOC.6 Their primary
responsibility is continuous real-time monitoring of security tools and
systems, and performing initial alert triage. This involves quickly assessing
incoming security alerts, determining their legitimacy, and filtering out false
positives that could overwhelm the security team's resources . They also
conduct basic threat analysis, gather initial evidence, enrich alert data with
additional context, and document findings in incident tracking systems.6 When
encountering incidents beyond their scope, Tier 1 analysts escalate them to
Tier 2 with comprehensive details.6
○ Tier 2 Analysts: Represent the intermediate level of security operations,
handling complex security incidents that require deeper investigation and
specialized expertise.6 Their responsibilities include conducting in-depth
analysis of escalated incidents, comprehensive log analysis and forensic
examination, implementing detailed containment and remediation strategies,
and coordinating response efforts across multiple teams . They also
contribute to developing custom detection rules and correlation logic,
participate in refining incident response procedures and workflows, and
mentor and train Tier 1 analysts .
○ Tier 3 Analysts: Represent the highest level of technical expertise within the
security operations hierarchy.6 They are experts in incident handling and
forensics, dealing with the most complex and sophisticated attacks . They
proactively hunt for threats using advanced analytics, conduct deep-dive
investigations into sophisticated attacks, and research emerging threats and
attack methodologies . They also develop custom detection mechanisms and
analytics, and lead vulnerability assessments and penetration testing
initiatives . They contribute to designing and implementing enterprise-wide
security strategies and provide technical leadership and guidance to
lower-level analysts .
● Continuous Skill Development and Training:
Human expertise is the primary driver of SOC effectiveness. SOC team skills
should be regularly assessed to identify strengths and areas for improvement.9
To address skill gaps, organizations can resort to additional training, hiring new
talent, or leveraging managed security services for specialized tasks.9 Regular
training and certifications are vital to help the team keep up with the latest threat
trends and technologies.9 Studies indicate that companies with security
certifications experience 53% fewer security incidents . Continuous learning
should be encouraged through regular internal workshops and security
conferences, and regular security drills and attack simulations should be
conducted to ensure team readiness .
The talent gap and knowledge shortage in cybersecurity represent significant
challenges faced by many organizations . This emphasizes that investing in the
human capital of the SOC, through proper recruitment, continuous training, and
professional development, is paramount. It is not enough to simply acquire the
latest tools; there must be a qualified team capable of effectively using these
tools, analyzing data, and making quick, informed decisions. Building clear career
paths within the SOC can help retain talent and mitigate the impact of the skills
gap, ensuring the sustainability and effectiveness of the SOC team.
Processes:
Organized and clear processes form the backbone of SOC operations, ensuring
effective and systematic response to security incidents.
● Security Incident Response Lifecycle (According to Frameworks like NIST):
A SOC follows a defined workflow for managing security incidents.7 The security
incident response lifecycle is a series of steps that enable organizations to
anticipate, detect, remediate, and contain security events . According to the
National Institute of Standards and Technology (NIST), this cycle consists of four
main phases :
○ Phase 1: Preparation: This phase involves all the work an organization does
to prepare for incident response, including establishing appropriate tools and
resources, training the team, and developing a comprehensive incident
response plan . This includes identifying critical assets, setting up a "war
room" and response tools, and establishing a clear communication plan that
defines who to contact, how, and when in case of an incident . This phase also
includes work done to prevent incidents from happening in the first place.10
○ Phase 2: Detection and Analysis: This phase is often the most difficult in
incident response.10 The SOC aims to accurately identify and assess security
incidents.10 This involves continuous threat monitoring, analyzing alerts from
security tools such as SIEM systems 11, and collecting and analyzing data from
various sources to determine the source and extent of the attack .
○ Phase 3: Containment, Eradication, and Recovery: This phase focuses on
minimizing the impact of the incident and mitigating service disruptions.10
■ Containment: The goal is to prevent the security threat from spreading.
This may include disconnecting affected systems from the internet,
quarantining discovered malware, reviewing backup systems and
credentials, and applying relevant security patches and updates .
■ Eradication: Means completely removing the threat from the
environment, which is essential if the threat has already entered the
organization's environment and could spread to cause further damage .
■ Recovery: Aims to restore systems and data to their pre-incident state.
This may involve wiping and re-imaging infected endpoints, reconfiguring
systems, restoring data from trusted backups, and re-enabling disabled
accounts .
○ Phase 4: Post-Incident Activity: This phase is crucial for learning and
improvement, and is often overlooked.10 The incident and response efforts are
analyzed to determine root causes, reduce the chances of recurrence, and
identify ways to improve future response activities .
● Key Operational Processes:
The daily operational processes of a SOC are multifaceted and require precise
coordination:
○ Continuous Threat Monitoring: This activity is the core of SOC work. The
team monitors the network 24/7 using specialized tools to continuously scan
the network and identify any abnormal or suspicious activities . This
monitoring includes analyzing alerts from security tools such as SIEM systems
to detect potential threats like SQL injection attacks, network scans, and
unauthorized access attempts.11 Continuous monitoring is essential for rapid
detection of emerging threats and minimizing the impact of attacks.5
○ Threat Detection & Analysis: When an alert is triggered, it is investigated to
confirm its legitimacy. If the alert is deemed malicious, it is escalated to Tier 2
or Tier 3 analysts for further investigation.11 Contextual information is gathered
from external and internal threat intelligence sources to determine the
significance of the event.11 Tools like SIEM are used to collect and analyze log
data from various sources to identify potential security threats.7 User and
Entity Behavior Analytics (UEBA) powered by AI are also used to establish a
baseline of normal activity and identify deviations that may indicate malicious
activity .
○ Vulnerability Management: Vulnerability management is an essential part of
the SOC's preventive operations.13 This process involves regularly identifying,
assessing, reporting on, prioritizing, managing, and remediating security
vulnerabilities . This includes updating firewall policies and patching
vulnerabilities.13 It is crucial to integrate SOC operations with vulnerability
management to ensure a proactive and collaborative approach to
cybersecurity, leading to more efficient resource utilization and enhanced
security insights . This process helps reduce the attack surface and prevents
the exploitation of known weaknesses .
○ Threat Intelligence Management: Threat intelligence (TI) is essential for
enhancing the SOC's ability to detect emerging threats and improve overall
situational awareness.14 The threat intelligence process involves continuously
collecting data from a wide range of reliable sources (public and private),
aggregating and organizing it to filter out noise, automatically processing and
validating it, and then delivering it in a near real-time and flexible manner .
Threat intelligence provides crucial insights into attacker tactics and exploited
vulnerabilities, helping SOC analysts understand the threat landscape and
respond to incidents effectively .
An effective SOC is not just a collection of separate processes, but an integrated
ecosystem where each process feeds into the others. For example, continuous
monitoring leads to threat detection, which in turn requires rapid incident response.
Threat intelligence enriches both processes, while vulnerability management reduces
the number of potential incidents. This interconnectedness requires clear workflows,
effective communication channels, and integrated tools to ensure no blind spots or
delays in defense.Furthermore, it is observed that a mature SOC does not merely
extinguish fires after they occur, but actively seeks to reduce the likelihood of
incidents occurring in the first place. This shift from purely reactive to an effective
blend of proactive and reactive is what distinguishes an effective SOC and reduces
the burden on the team in the long run. This requires investment in threat hunting,
vulnerability assessment, patch application, and policy updates based on threat
intelligence.
Technologies and tools form the backbone of any Security Operations Center,
providing the necessary capabilities for threat detection, analysis, and response.
These tools must be carefully selected to ensure integration and effectiveness.
● Security Information and Event Management (SIEM):
SIEM tools are essential for monitoring and analyzing security events across
hybrid environments.4 These tools collect and analyze log data from multiple
sources, including firewalls, network traffic, cloud logs, endpoints, servers,
databases, network applications, and websites . SIEM helps detect suspicious
activity by correlating logs and sending alerts . SIEM acts as a "security archive,
alarm system, and investigator" , and is fundamental for compliance, auditing, and
deep historical analysis, helping to reconstruct the sequence of events . However,
its main weakness is that it can generate a large number of alerts, many of which
may be false positives, leading to analyst fatigue .
● Endpoint Detection and Response (EDR):
EDR tools are designed to detect threats on endpoints such as laptops, desktops,
and mobile devices . EDR monitors endpoint behavior in real-time, detects and
blocks malware, ransomware, and exploits, and isolates infected devices before
they cause further damage . EDR acts as a "trained guard" at every entry point ,
providing real-time visibility and forensic data, and aiding in threat investigation
and containment . Despite its effectiveness, it also generates many alerts, and its
effectiveness depends on the analyst's ability to triage them .
● Security Orchestration, Automation, and Response (SOAR):
SOAR acts as the "automated crisis manager" in the SOC.15 It automates
repetitive and predictable enrichment, response, and remediation tasks, saving
time and resources for more in-depth investigations . SOAR connects various
security tools for seamless coordination , and significantly reduces response time
by following predefined "playbooks" . SOAR is an effective solution for addressing
alert fatigue and reducing manual work, allowing analysts to focus on more
critical threats . However, its effectiveness depends on the existence of
established detection processes and tools .
● Extended Detection and Response (XDR):
XDR is an evolution of EDR tools, providing comprehensive and advanced security
by integrating security products and data into simplified solutions.2 Unlike EDR,
which primarily focuses on endpoints, XDR extends security scope to include
servers, cloud applications, emails, and more . XDR combines attack prevention,
detection, verification, and response operations to provide visibility, analytics,
relevant incident alerts, and automated responses, thereby enhancing data
security and threat response .
● Other Supporting Tools and Technologies:
In addition to the core tools mentioned, a SOC relies on a wide range of
supporting technologies:
○ Firewalls: Monitor traffic to and from the network, allowing or blocking traffic
based on security rules defined by the SOC .
○ Identity and Access Management (IAM): Essential for managing user
access across hybrid environments, ensuring users have appropriate access
to resources based on their role and responsibilities.4
○ Network Traffic Analysis (NTA): Monitors network traffic to detect
suspicious activity and potential threats.4
○ Cloud Security Posture Management (CSPM): Helps organizations identify
security risks in their cloud environments.4
○ Anti-malware, antivirus, and anti-spyware software.3
○ Intrusion Prevention Systems (IPS).3
○ User and Entity Behavior Analytics (UEBA): Uses AI to analyze data
collected from various devices to create a baseline of normal activity for each
user and entity, flagging any deviation for further analysis .
● Importance of Tool Integration:
The power of synergy in an integrated security stack is the cornerstone of an
effective SOC. It is not enough to simply possess a collection of individual security
tools; the true effectiveness of a modern SOC lies in the ability of these tools to
communicate and collaborate seamlessly. Integration is key to creating a unified
and effective SOC environment.9 When SIEM, SOAR, and EDR work together, they
form the "ultimate trio" that helps security teams detect, analyze, and shut down
cyber threats quickly . Effective integration enhances comprehensive visibility,
improves data correlation, and streamlines response efforts, ultimately reducing
the risk of missed threats.9 SOCs should use integrated security platforms
whenever possible to simplify and streamline security monitoring and
management.5 This creates a unified security ecosystem where data flows freely,
alerts are correlated, and responses are automated, transcending fragmented
solutions. This integration is crucial for overcoming challenges such as alert
fatigue and staffing shortages by increasing the efficiency of both human
analysts and automated systems.
Automation, particularly through SOAR and AI/Machine Learning, is a force
multiplier for human analyst capabilities. By handling repetitive, high-volume, and
low-complexity tasks, automation frees analysts to focus on advanced threat
hunting, complex investigations, and strategic security improvements. This not
only addresses the problem of alert fatigue and talent shortages , but also
improves analyst efficiency and job satisfaction, ultimately leading to faster and
more accurate incident response.
Table 1: Comparison of Key SOC Tools (SIEM, EDR, SOAR)
Detection Strength Strong for Strong for behavioral Does not detect on
compliance and and real-time its own, relies on
forensic analysis, detection . other tools .
rule-based .
Who Operates It Internal security team Internal security team Internal SOC team
or Managed Service or SOC . with mature response
Provider (MSP) . playbooks .
Best Suited For Mature organizations Organizations with Mature teams with
needing audit trails in-house security defined response
and deep analysis, analysts or small processes facing
especially in SOCs wanting direct alert fatigue .
regulated industries . control .
When to Add to When compliance or When basic antivirus When alert overload
Stack forensic investigation is insufficient and or response delays
is critical . endpoint visibility is occur .
needed .
Key Performance Indicators (KPIs) are essential for measuring the effectiveness and
efficiency of a Security Operations Center (SOC), identifying areas for improvement,
and aligning the SOC with overall business objectives.14 They enable organizations to
track progress towards business goals and strategic growth opportunities, and help
verify the extent to which employees, teams, and projects are achieving desired
objectives .
False Positive Rate The percentage of High rates can Fine-tune detection
alerts incorrectly overwhelm SOC algorithms,
identified as threats . analysts and lead to implement more
alert fatigue, accurate threat
potentially intelligence, and
overlooking real continuously refine
threats. A low rate alerting
indicates higher mechanisms.14
detection accuracy .
Measuring performance using KPIs is not just a reporting exercise, but a vital
mechanism for organizational learning. By regularly tracking these metrics, the SOC
can identify weaknesses, measure the impact of changes in processes or
technologies, and justify security investments to senior management. This transforms
operational data into strategic insights that drive continuous improvement and ensure
the SOC delivers tangible value to the organization. Furthermore, an effective SOC
recognizes that security is a shared responsibility, and measuring the effectiveness of
user security awareness programs is as important as measuring technical response
times, emphasizing a holistic approach to security where technological defenses
complement an informed and vigilant workforce.
Building an effective Security Operations Center (SOC) is a complex yet essential task
in the ever-evolving cybersecurity landscape. As this report has demonstrated, an
effective SOC is not merely a collection of technical tools, but an integrated
ecosystem built upon qualified personnel, organized processes, and advanced
technologies working in harmony.
It has been shown that the SOC is a strategic business imperative, extending beyond
its technical function to directly contribute to business resilience, reputation
protection, and operational continuity. The flexibility of SOC operating models allows
organizations to tailor their security solutions to their unique resources and needs.
The analysis has shown that the power of synergy in an integrated security stack,
where tools like SIEM, EDR, and SOAR work together seamlessly, significantly
enhances detection and response capabilities. Automation, especially that powered
by artificial intelligence, is a force multiplier for analyst capabilities, allowing them to
focus on more complex and creative tasks.
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