Maynard V West Midlands Regional Health Authority (1985) 1 All ER 635
In the case of Maynard v West Midlands RHA, the House of Lords addressed allegations of negligence against two medical consultants who performed an exploratory operation on a patient without waiting for tuberculosis test results. The court ruled that the decision to operate was supported by a body of competent medical opinion, and thus, the consultants were not negligent despite the operation resulting in harm. The appeal was dismissed, affirming that differences in medical opinion do not automatically constitute negligence if the decision was reasonable at the time.
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Maynard V West Midlands Regional Health Authority (1985) 1 All ER 635
In the case of Maynard v West Midlands RHA, the House of Lords addressed allegations of negligence against two medical consultants who performed an exploratory operation on a patient without waiting for tuberculosis test results. The court ruled that the decision to operate was supported by a body of competent medical opinion, and thus, the consultants were not negligent despite the operation resulting in harm. The appeal was dismissed, affirming that differences in medical opinion do not automatically constitute negligence if the decision was reasonable at the time.
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HL Maynard v West Midlands RHA 635
Maynard v West Midlands Regional Health
Authority
HOUSE OF LORDS
LORD FRASER OF TULLYBELTON, LORD ELWYN-JONES, LORD SCARMAN, LORD ROSKILL AND LORD.
TEMPLEMAN
14, 15, 16, 17, 21, 22, 23 MARCH, 5 MAY 1983
Medical practitioner — Negligence ~ Diagnosis and treatment — Decision to operate ~ Operation
involving risk to patient — Conflicting medical opinion as to necessity of operation - Whether
negligence if operation supported by body of competent professional opinion.
Appeal - Evidence ~ Medical evidence ~ Conflicting medical evidence - Trial judge preferring
medical evidence called by plaintiff to that called by defendant ~ Interference with judge's
preference — Principles on which appellate court should act.
Two consultants employed by the defendant health authority who were treating the
plaintiff for a chest complaint thought she was suffering from tuberculosis, but also
considered the possibility that she might be suffering from Hodgkin's disease.
Accordingly, before obtaining the result ofa test which would have determined whether
she was suffering from tuberculosis, they decided to perform an exploratory operation to
determine whether she was suffering from Hodgkin's disease. One of the consultants
carried out the operation, which showed her in fact to be suffering from tuberculosis and
not Hodgkin's disease. However as a result of the operation the plaintiff suffered damage
toa nerve affecting her vocal cords which caused her speech to be impaired, such damage
being an inherent risk of the operation, The plaintiff brought an action for negligence
against the defendant health authority claiming that the consultants had been negligent
in deciding to carry out the operation before obtaining the result of the tuberculosis test.
At the trial of the action, expert medical evidence was called on both sides concerning
whether the operation should have been carried out. The judge preferred the plaintiff's
expert evidence and accordingly gave judgment to the plaintiff. On appeal, the Court of
Appeal reversed the judge's decision, holding that there had been no negligence. The
plaintiff appealed to the House of Lords.
Held - Where a plaintiff's claim was based on an allegation chat the fully considered
decision of two consultants in the field of their special skill was negligent, it was not
sufficient for the plaintiff to show that there was a body of competent opinion which
considered that that decision was wrong if there also existed a body of professional
opinion, equally competent, which supported the decision as being reasonable in the
circumstances, Furthermore, it was not sufficient for the plaintiff to show that subsequent
events demonstrated that an operation need not have been performed if the decision to
‘operate was reasonable at the time, in the sense that a responsible body of medical opinion
would have accepted it as being proper. It had to be recognised that differences of opinion
and practice existed in the medical profession and that there was seldom any one answer
exclusive of all others to problems of professional judgment and therefore although the
court might prefer one body of opinion to the other that was not a basis for a conclusion
that there had been negligence on the part of the defendant doctor. On the evidence, the
Court of Appeal had been right to reverse the judge's finding of negligence and the
appeal would accordingly be dismissed (see p 636 fg, p 638 deg h, p639 deh, po4ocd
and p 642.4 to ¢, post).
Dicta of the Lord President (Clyde) in Hunter v Hanley 1955 SLT at 217, of Lord Bridge
in Whitehouse v Jordan [1981) 1 All ER at 286 and of Brandon LJ in Joyce v Yeomans[ 1981]
2 Al ER at 26-27 applied.
Notes
For the standard of care required of doctors, see 34 Halsbury’s Laws (4th edn) para 12,
and for cases on the subject, see 33 Digest (Reissue) 262-288, 2162-2330.636 All England Law Reports [1985] 1 AILER
Cases referred to in opinions
Bolam v Friern Hospital Management Committee (1957]2 All ER 118,[1957]1 WLR 582. g
Hunter v Hanley 1955 SLT 213.
Joyce v Yeomans [1981] 2 All ER 21,[1981] 1 WLR 549, CA.
Watt (or Thomas) v Thomas [1947] 1 All ER 582, [1947] AC 484, HL.
Whitehouse v Jordan {1981} 1 All ER 267,[1981] 1 WLR 246, HL.
Case also cited b
Onassis and Calogeropoulos v Vergottis[ 1968) 2 Lloyd's Rep 403, HL.
Appeal
Blondell Agatha Maynard appealed, with leave of the Appeal Committee of the House of
Lords granted on 17 June 1982, against the decision of the Court of Appeal (Cumming.
Bruce LJ and Sir Stanley Rees, Dunn L} dissenting) on 21 December 1981 allowing an ¢
appeal by the respondents, West Midland Regional Health Authority, against the
judgment of Comyn J dated 28 July 1980 whereby he gave judgment for the appellant
for damages to be assessed in her action against the respondents for damages for
negligence by themselves their servants or agents in the performance of an operation or
treatment on her at East Birmingham Hospital between 20 July and 14 October 1970.
‘The facts are set out in the opinion of Lord Scarman. d
Richard Rougier QC and Raymond Walker for the appellant.
Philip Cox QC and Conrad Seagroatt for the respondents.
Their Lordships took time for consideration.
5 May. The following opinions were delivered.
LORD FRASER OF TULLYBELTON. My Lords, | have had the advantage of
reading in draft the speech of my noble and learned friend Lord Scarman, and | agree
with it, For the reasons that he gives | would dismiss this appeal.
LORD ELWYN-JONES. My Lords, | have had the benefit of reading in draft the
speech to be delivered by my noble and learned friend Lord Scarman. I agree with it and
for the reasons he gives | would dismiss the appeal.
LORD SCARMAN,. My Lords, the question in this appeal is whether a physician and
a surgeon, working together in the treatment of their patient, were guilty of an error of
professional judgment of such a character as to constitute a breach of their duty of care
towards her. The negligence alleged against each, or one or other, of them is that contrary
to the strong medical indications which should have led them to diagnose tuberculosis
they held back from a firm diagnosis and decided that she should undergo the diagnostic
operation, mediastinoscopy. It was an operation which carried certain risks, even when
correctly performed, as it is admitted that it was in this case. One of the risks, namely
damage to the left laryngeal recurrent nerve, did, as the judge has found and the
respondent authority now accepts, unfortunately materialise with resulting paralysis of
the left vocal chord, Comyn J, the trial judge, held that the two doctors were negligent.
The Court of Appeal (Cumming-Bruce LJ and Sir Stanley Rees, Dunn LJ dissenting) held
that they were not. The only issue for the House is whether the two medical men, Dr
Ross who was the consultant physician and Mr Stephenson the surgeon, were guilty of
an error of judgment amounting to a breach of their duty of care to their patient. Both
accept that the refusal to make a firm diagnosis until they had available the findings of
the diagnostic operation was one for which they were jointly responsible.
The issue is essentially one of fact; but there remains the possibility, which it will be
necessary to examine closely, that the judge, although directing himself correctly as to
the law, failed to apply it correctly when he came to draw the inferences on which hisHL Maynard v West Midlands RHA (Lord Scarman) 637
conclusion of negligence was based, Should this possibility be established as the true
interpretation to be put on his judgment, he would, of course, be guilty of an error of
law.
In English law the appeal process is a rehearing of fact and law. But the limitations on
an appellate court's ability to review findings of fact are severe, and well established, Lord
Thankerton stated the principles in Watt (or Thomas) v Thomas (t947] 1 All ER 582,
[1947] AC 484; and recently the cases and the principles have been reviewed by this
House in Whitehouse v Jordan [1981] 1 All ER 267, [1981] 1 WLR 246, itself a medical
negligence case. It is, therefore, unnecessary now to restate them. | would, however,
draw attention to some observations by Lord Bridge in Whitehouse’s case and by Brandon
LJ ina Court of Appeal case, Joyce v Yeomans [1981] All ER 21, [1981] 1 WLR 549, since
they are directly relevant to the problems facing your Lordships in this appeal. Lord
Bridge said ((1981] 1 All ER 267 at 286, [1981] 1 WLR 246 at 269):
‘.. . Lrecognise that this is a question of pure fact and that, in the realm of fact, as
the authorities repeatedly emphasise, the advantages which the judge derives from
seeing and hearing the witnesses must always be respected by an appellate court. At
the same time the importance of the part played by those advantages in assisting the
judge to any particular conclusion of fact varies through a wide spectrum from, at
one end, a straight conflict of primary fact between witnesses, where credibility is
crucial and the appellate court can hardly ever interfere, to, at the other end, an
inference from undisputed primary facts, where the appellate court is in just as good
a position as the trial judge to make the decision.”
The primary facts in this case are undisputed. But there are gaps in our knowledge of
some details of the medical picture due toa loss of hospital notes. These gaps occur in the
critical period during which the two doctors made the decision which is said to be
negligent. The gaps have to be bridged by inference. In this task, the trial judge, it must
be recognised, had the advantage of seeing and hearing the two medical men whose
professional judgment, reached during that period, is impugned, We are not, therefore,
at the extreme end of Lord Bridge's ‘wide spectrum’, though we are near it. There is
room fora judgment on credibility for the reasons given by Brandon LJ in Joyce v Yeomans
[1981] 2 AI ER 21 at 26-27, [1981] 1 WLR 54g at 556 where, speaking of expert
evidence, he made this comment:
“There are various aspects of such evidence in respect of which the trial judge can
get the “fecling” of a case in a way in which an appellate court, reading the transcript,
cannot. Sometimes expert witnesses display signs of partisanship in a witness box or
Jack of objectivity. This may or may not be obvious from the transcript, yet it may
be quite plain to the trial judge. Sometimes an expert witness may refuse to make
what a more wise witness would make, namely proper concessions to the viewpoint
of the other side. Here again this may or may not be apparent from the appellate
court, although plain to the trial judge. I mention only two aspects of the matter,
but there are others.’
These are wise words of warning, but they do not modify Lord Thankerton’s statement
of principle, nor were they intended to do so. The relevant principle remains, namely
that an appellate court, if disposed to come to a different conclusion from the trial judge
on the printed evidence, should not do so unles satisfied that the advantage enjoyed by
him of seeing and hearing the witnesses {s not sufficient to explain or justify his
conclusion. But if the appellate court is satisfied that he has not made a proper use of his
advantage, ‘the matter will then become at large for the appellate court’ (see [1947] 1 All
ER 582 at 587, [1947] AC 484 at 488).
The only other question of law in the appeal is as to the nature of the duty owed by a
doctor to his patient. The most recent authoritative formulation is that by Lord Edmund-
Davies in the Whitehouse case. Quoting from the judgment of McNair J in Bolam v Friern
Hospital Management Committee [1957] 2 All ER 118 at 121, [1957] 1 WLR 582 at 586 he
said ((1981} 1 All ER 267 at 277, [1981] 1 WLR 246 at 258):638 All England Law Reports {1985} 1 AER
“The test is the standard of the ordinary skilled man exercising and professing to
have that special skill.” If a surgeon fails to measure up to that standard in any
respect (“clinical judgment” or otherwise) he has been negligent... (Lord Edmund-
Davies's emphasis.)
The present case may be classified as one of clinical judgment. Two distinguished
consultants, a physician and a surgeon experienced in the treatment of chest diseases,
formed a judgment as to what was, in their opinion, in the best interests of their patient.
They recognised that tuberculosis was the most likely diagnosis. But in their opinion,
there was an unusual factor, viz. swollen glands in the mediastinum unaccompanied by
any evidence of lesion in the lungs. Hodgkin's disease, carcinoma, and sarcoidosis were,
therefore, possibilities. The danger they thought was Hodgkin's disease; though unlikely,
it was, if present, a killer (as treatment was understood in 1970) unless remedial steps
were taken in its early stage. They therefore decided on mediastinoscopy, an operative
procedure which would provide them with a biopsy from the swollen gland which could
be subjected to immediate microscopic examination. It is said that the evidence of
tuberculosis was so strong that it was unreasonable and wrong to defer diagnosis and to
put their patient to the risks of the operation, The case against them is not mistake or
carelessness in performing the operation, which it is admitted was properly carried out,
but an error of judgment in requiring the operation to be undertaken.
‘case which is based on anallegation that a fully considered decision of two consultants
in the field of their special skill was negligent clearly presents certain difficulties of proof.
It is not enough to show that there is a body of competent professional opinion which
considers that theirs was a wrong decision, if there also exists a body of professional
opinion, equally competent, which supports the decision as reasonable in the
circumstances. It is not enough to show that subsequent events show that the operation
need never have been performed, if at the time the decision to operate was taken it was
reasonable in the sense that a responsible body of medical opinion would have accepted
it as proper. I do not think that the words of the Lord President (Clyde) in Hunter v
Hanley 1955 SLT 213 at 217 can be bettered:
‘in the realm of diagnosis and treatment there is ample scope for genuine
difference of opinion and one man clearly is not negligent merely because his
conclusion diflers from that of other professional men .,. The true test for
establishing negligence in diagnosis or treatment on the part of a doctor is whether
he has been proved to be guilty of such failure as no doctor of ordinary skill would
be guilty of if acting with ordinary care..."
I would only add that a doctor who professes to exercise a special skill must exercise
the ordinary skill of his speciality. Differences of opinion and practice exist, and will
always exisi, in the medical as in other professions, There is seldom any one answer
exclusive of all others to problems of professional judgment, A court may prefer one
body of opinion to the other, but that is no basis for a conclusion of negligence.
(His Lordship then considered the facts and evidence in detail and continue
At the trial and in the Court of Appeal there were two issues: causation and negligence.
The judge decided both in favour Ot ehe plaintiff appellant. The Court of Appeal had no
hesitation in upholding the judge on causation but reversed him on negligence. Thus it
is that the only issue now is negligence. On this the judge's conclusions were that the
operation was unnecessary, wrong, and in the circumstances unreasonable and a breach
of the duty of care. He found that Dr Ross instigated the operation and that Mr
Stephenson in failing to object to it and in sharing the decision was also in breach of his
duty of care, The judge accepted the evidence of Dr Hugh-Jones, the appellant's principal
expert witness, that it was almost certainly a case of tuberculosis from the outset and
should have been so diagnosed, and that it was wrong and dangerous to undertake the
operation. His detailed findings against Dr Ross were that he should not have used the
operation where the right diagnosis was almost certainly tuberculosis, and that he should
at the very least have waited for the pathological reports on the sputum, which in factHL Maynard v West Midlands RHA (Lord Scarman) 639
turned out to be positive. Dr Ross's defence that because of the risk of Hodgkin's disease
he could not delay was rejected by the judge on the grounds that a delay of four to six
weeks, up (0 ten at maximum, would not have mattered and that the fear of Hodgkin's
disease being present was not a reasonable fear in the circumstances. The judge recognised
that the defence had called a formidable number of distinguished experts, amongst
whom it was legitimate to include Dr Ross and Mr Stephenson themselves, all of whom
expressed a contrary view to his and approved the course of action taken in deferring
diagnosis and performing the operation. The judge accepted not only the expertise of all
the medical witnesses called before him but also their truthfulness and honesty. But he
found Dr Hugh-Jones ‘an outstanding witness; clear, definite, logical and persuasive’.
The judge continued:
‘Thave weighed his evidence against that of the distinguished contrary experts. |
do not intend or wish to take away from their distinction by holding that in the
particular circumstances of this particular case | prefer his opinions and his evidence
to theirs.”
My Lords, even before considering the reasons given by the majority of the Court of
Appeal for reversing the findings of negligence, I have to say that a judge's ‘preference’
for one body of distinguished professional opinion to another also. professionally
distinguished is not sufficient to establish negligence in a practitioner whose actions have
received the seal of approval of those whose opinions, truthfully expressed, honestly held,
were not preferred. If this was the real reason for the judge’s finding, he erred in law
even though elsewhere in his judgment he stated the law correctly. For in the realm of
diagnosis and treatment negligence is not established by preferring one respectable body
of professional opinion to another. Failure to exercise the ordinary skill of a doctor (in
the appropriate speciality, if he be a specialist) is necessary.
My Lords, it would be doing an injustice to the careful and detailed reasoning
elsewhere evident in the judgment of the trial judge to dismiss this appeal on the basis of
this one passage. But, to borrow a telling phrase from Cumming-Bruce LJ in the Court
of Appeal, it certainly suggests that his finding of negligence is ‘vulnerable to attack’. It
gives rise to doubt whether he succeeded in making proper use of his advantage of seeing
and hearing the witnesses who gave oral evidence.
The majority of the Court of Appeal developed a devastating attack on certain parts of
the trial judge's judgment, They found that: (1) he failed to understand why Dr Ross
expected the sputum tests to be negative; (2) he misunderstood Dr Ross reason for not
attaching diagnostic importance to the strongly positive Mantoux test; (3) he failed to
understand the reasons in the medical history of the case for Dr Ross's cautious approach
to diagnosis; (4) mistakenly finding that the respondent’s experts were wrong in
attributing the palsy of the right laryngeal nerve to the disease, he relied to some extent
on this finding to discredit their opinion as to the wisdom and appropriateness of Dr
Ross's course of action; (5) he mistakenly believed that an enlarged spleen (which the
appellant did not have) was commorly an early indication of Hodgkin's disease.
My Lords, | will not take up time by explaining in detail why in my judgment each of
these criticisms is justified. On points (4) and (5) the judge misunderstood the relevant
evidence. On point (3) in preferring the opinion of Dr Hugh-Jones he utterly rejected
the evidence of Dr Ross, Mr Stephenson and Dr Davies that the first cause for anxiety in
the medical history was the X-ray of 2 July 1970 which showed an enlargement of the
mediastinal glands, Dr Ross described it as puzzling, Mr Stephenson as ‘alarming’. And
Dr Shieff had noted on 2 July that perhaps there had been a recession followed by an
enlargement of the glands. It was, of course, the contrast between the X-ray of 1968 and
the X-ray of 2 July 1970 which led Dr Ross, when at a much later date he was discussing
the case with the appellant's husband, to describe her condition as one of an ‘enlarging’
gland. The judge made the point that all the X-ray showed was an enlarged gland. This
is perfectly true but Dr Ross in July 1970 had no means of knowing whether the
enlargement had developed slowly over two years or recently and rapidly: and serial X-
rays beginning in July, as was suggested he should have required, would not have given640 All England Law Reports [1985] 1 AllER
him the answer and might have led to delay which, if she was suffering from Hodgkin's
disease, could have been fatal.
On point (2) Cumming-Bruce LJ pointed out, as is the fact, that Hodgkin's disease in a
considerable proportion of cases does not convert a positive Mantoux reaction to negative.
Though Dr Hugh-Jones's view, that a strongly positive Mantoux was very strong,
corroboration of tuberculosis was reasonable, there was room for the other view held by
Dr Ross and others that it would not necessarily exclude Hodgkin's disease. Indeed it is
plain, if I may make my own comment at this stage, that the judge consistently under-
rated the possibility and the dangers of Hodgkin's disease.
And so far as sputum tests were concerned, the judge seems to have misunderstood
why it was a reasonable view of Dr Ross that in the absence of any evidence of lesion in
thelungs (and there was none, even though the possibly of hidden lesions remained it
was unlikely that the sputum tests would be positive. It was simply that in the absence
of ulceration the infection would not make its way from mediastinum to bronchi or
lungs.
None of these points are, however, decisive against the judge's finding of negligence,
But they strongly suggest that this is a case in which, since the primary facts are not in
dispute, the appellate court should review the trial judge's finding.
The Court of Appeal was, therefore, justified, | think, to treat the issue of negligence
as being at large for it to draw the appropriate inferences and to reach its own conclusion.
This it did: and I find the reasoning of the majority compelling, Cumming-Bruce LJ put
it in this way. (1) Dr Hugh-Jones thought the appellant's case was a straightforward one
of glandular tuberculosis in a West Indian lady: ‘a typical case’. Dr Ross thought the case
was not as obvious as Dr Hugh-Jones thought. Dr Ross accepted that glandular
tuberculosis without any obvious lesion in the lungs, though very rare in persons of
Caucasian origin, was not unexpected in West Indians, though he thought it unusual.
He was supported by Mr Drew, a surgeon called for the defence (a witness whom the
judge rejected on a ground (point 4) which was clearly mistaken). (2) Hodgkin's disease
was certainly unlikely, as Dr Hugh Jones argued, But, if presents menace was so great
that Dr Ross was not unreasonable in seeking to establish whether it was present or not.
(3) Dr Ross was not unreasonable in refusing to wait for the sputum results before
proceeding with the operation. Dr Hugh-Jones appeared to think that a few weeks delay
would not matter. But he recognised, as did Dr Ross, that Hodgkin's was an extremely
dangerous disease. Dr Ross was strongly supported by the evidence in his belief that, if it
was present, treatment was urgent and should be begun before the disease began to
spread. The caution of Dr Ross was as reasonable as the confidence of Dr Hugh-Jones. (4)
The operation of mediastinoscopy was considered and acknowledged to be a reasonably
safe procedure. Like all operations, it has its hazards, both general and particular. One of
its particular hazards, by no means frequent, is permanent damage to the left laryngeal
nerve, as sadly happened in the case of the appellant. Mr Stephenson had met with no
complications in the 30 or more operations he had performed before July 1970.
The final conclusion, as expressed by Cumming-Bruce LJ, was that the judge's finding
that the decision to operate was unreasonable could not be supported. Had the House not
had the benefit of a fine, sustained argument by counsel for the appellant, | would at this
stage have concluded my speech by expressing agreement with the views of the majority
of the Court of Appeal, I hope I shall be doing no injustice to his argument, presented
with a wealth of detail and an understanding of medical problems which | know won
the admiration of the House, if I confine myself to a short statement of the reasons which
compel me to reject it.
Before addressing himself to the medical issues, counsel submitted that it was wrong
of the Court of Appeal to interfere with the findings of fact of the trial judge, and that it
would be equally wrong of this House to review them. I have already given my reasons
for rejecting this submission. It is certainly true that only rarely will the House itself
review questions of fact. But the duty to doo does occasionally arise. Cases of professional
negligence, where the primary facts are not in dispute, do sometimes require a review of
the inferential findings, particularly in a case such as this where chere are grounds for
believing that the judge misunderstood some of the expert evidence.>
HL Maynard v West Midlands RHA (Lord Scarman) 641
It will be convenient to consider counsel's six medical points in the order in which he
developed them. First, he stressed what he called the ‘risk-benefir’ ratio. The difficulty in
the way of this point is the existence of a substantial body of professional opinion
supporting Mr Stephenson's view that mediastinoscopy was, and is, a reasonably safe
procedure. Its particular risks, haemorrhage and palsy of the left laryngeal nerve, were
accepted, but their incidence is not high. Benefit from the operation could not be assured
in advance: but it did provide the opportunity of direct visual observation of the swollen
tissue and the procuring of a biopsy for analysis. These might well have proved to be of
great value in either establishing or excluding the existence of Hodgkin's disease in this
case. In the event, the operation was inconclusive: but it did enable Dr Ross to decide to
proceed with anti-tuberculosis therapy.
Counsel described his second medical point as the ‘cardinal question in the case’. It was
based on Dr Hugh-Jones's opinion that enlargement of the mediastinal glands without
necessarily a lesion in the lung was a typical presentation of tuberculosis in persons of
Afro-Asian stock, though rare in persons of Caucasian stock. It was alleged that Dr Ross
should have seen the appellant as a ‘classic’ case of Afro-Asian tuberculosis and should
have proceeded to a firm diagnosis without calling for a mediastinoscopy. Dr Ross was
not unaware of this difference between the two stocks, even though he refused to describe
the presentation as a ‘typical presentation’ in a West Indian, His view he expressed in
these words:
‘In the West Indian and in some of the Asian and some of the African patients
there may or may not be a lesion in the lung, She was unusual in that an adult
should present with this [but] it was not unexpected in a West Indian because they
do this more often than you would get it in an English person, but, even so, it is an
unusual presentation to have enlarged glands like that with an adult.”
Dr Ross was not alone in his view. He was described by the judge as a careful, skilful,
highly experienced consultant. And his experience lay in Birmingham where there was
a substantial ‘Afro-Asian’ population. It cannot be said, therefore, that he was unaware of
the presentation, even though he preferred to describe it as ‘not unexpected’ rather than
as typical’ or ‘classic’, In this he was displaying, in contrast to Dr Hugh-Jones, a cautious
approach to his problem of diagnosis. On the evidence adduced at trial his cautious
approach cannot be said to be unreasonable.
Counsel's third point related to the three possibilities other than tuberculosis for the
appellant's illness which had been mooted in evidence: sarcoid, carcinoma, Hodgkin's
disease. Sarcoid and carcinoma could be ruled out, he submitted, as a justification in this
case for deferring diagnosis until after a mediastinoscopy. He was, | think, plainly right.
He was left with the possibility of Hodgkin's disease, His fourth and fifth points dealt
with this, Tuberculosis, he submitted, was almost certain, while Hodgkin's disease was
no more than a remote possibility which should not have prevented a firm diagnosis of
tuberculosis. Certainly this was Dr Hugh-Jones's view: itis not, therefore, to be considered
unreasonable. But neither Dr Ross nor Mr Stephenson agreed: nor did the experts called
for the defence. Dr Davies, a distinguished consultant physician, a Fellow of the Royal
college of Physicians with continuous experience of tuberculosis over a period of 30
years, said that he would have called in this case for a mediastinoscopy for diagnostic
purposes. It cannot, therefore, be said that Dr Ross, faced as he was with the contrast
between the 1968 and 1970 X-rays, and aware of the menace of Hodgkin's disease if it
were present, which was admittedly unlikely but by no means impossible, was
unreasonable in his cautious approach to diagnosis. Further, there were very real
differences of opinion amongst the experts as to the significance of some of the matters
on which Dr Hugh-Jones relied for his confident diagnosis: notably the ‘strongly positive’
Mantoux test and the absence of an enlarged spleen. Finally, counsel submitted that Dr
Ross, if uncertain, should have resorted to other diagnostic aids before using the
mediastinoscopy operation, In particular why not wait for the sputum results? Why not
arrange for serial X-rays? The answer of Dr Ross, which cannot on the evidence be said
to be unreasonable, was that, if Hodgkin’s disease should be present, speed was essential.
The judge thought that Dr Ross might have had an ‘idee fixe’ about the possibility of642 All England Law Reports (1985) 1 ANER
Hodgkin's disease. This, with respect, is not a possible view of his evidence read as a
whole, especially in the light of the judge's own appraisal of him as a witness. Nor is it
consistent with the existence of a strong body of evidence given by distinguished medical
men supporting and approving of what he did in the circumstances of this case as they
presented themselves to him at the time when he made his decision.
My Lords, the House in this case has reviewed the evidence. The review has led me to
the clear conclusion that the Court of Appeal was right to reverse the judge's finding of
negligence. | would dismiss the appeal.
LORD ROSKILL, My Lords, I have had the advantage of reading in draft the speech
delivered by my noble and learned friend Lord Scarman, | entirely agree with it and for
the reasons he gives | would dismiss this appeal.
LORD TEMPLEMAN. My Lords, | have had the advantage of reading in draft the
speech of my noble and learned friend Lord Scarman, and | agree with it. For the reasons
that he gives I. would dismiss this appeal.
Appeal dismissed.
Solicitors: Halls, agents for Rees Edwards Maddox é Co, Birmingham (for the appellant);
Hempsons (for the respondent),
Mary Rose Plummer Barrister.
Practice Direction
COURT OF PROTECTION
Mental health — Court of Protection — Practice ~ Application to the court ~ Matters requiring
formal application — Trustee Act 1925, 85 36(9), 54 ~ Variation of Trusts Act 1958, 5 1(3) ~
Mental Health Act 1983, 85 96(1)(d)(e)(k), 99 ~ Court of Protection Rules 1984, 7 6, Form B.
1. Rule 6 of the Court of Protection Rules 1984, SI 1984/2035, coming into operation on
1 February 1985, provides that any application to the court, other than a first application
for the appointment of a receiver, may be by letter unless the court directs that a formal
application shall be made, in which case it shall be made in Form B.
2, In some cases, decisions as to the need for a formal application will be made when
the particular case is considered, However, application for the following relief will always
require a formal application in Form B: (i) the settlement or gift of any property of a
patient pursuant to s 96(1)(d) of the Mental Health Act 1983, other than gifts of amounts
falling within the current annual limits for exemption from capital transfer tax, or
qualifying for the exemptions for gifts in consideration of marriage or within the
patient’s normal expenditure; (ji) the execution for the patient of a will or codicil
(5 96(1)(¢) of the 1983 Act); (iii) the exercise of any power (including a power to consent)
vested in the patient (s 96(1)(k) of the 1983 Act); (iv) the appointment of a new receiver
(6.99 of the 1983 Act); (v) the appointment of new trustees under s 36(9) of the Trustee
Act 1925 where the application is made subsequent to or separately from the first
application for the appoirttment of a receiver; (vi) the appointment of new trustees under
854 of the 1925 Act; (vii) orders for the execution of deeds of family arrangement (s 1(3)
of the Variation of Trusts Act 1958).
‘AB MACFARLANE
31 January 1985 Master.