Unit Role of Non-Governmental Organisations: Structure
Unit Role of Non-Governmental Organisations: Structure
7.3
Community Support
7.3.1 7.3.2 Encouraging Local Initiatives Enlisting Community Support
Projects and Innovations Monitoring and Evaluation LetUsSumUp Answers to Check your Progress References
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INTRODUCTION
Non-Governmental Organisations (NGOs) are becoming increasingly important in the field of development. NGOs are a very important link between people at the grassroots, civil society and the state. They are diverse both in terms of organisational form, structure and culture and in terms of the issues they cover. Their involvement is not only seen in the implementation of governmental programmes but also in the process of formulation of public policies, and even in the enforcement of social legislation. This unit will discuss Non-Governmental Organisations, their objectives, community support, projects and innovations and monitoring and evaluation with a view to understand their roles and responsibilities in the present context. According to Gangrade (2001) voluntary sector has always played an important role in society from time immemorial. The concept and approach in voluntary work has undergone many changes from time to time. From pure charity, relief and welfare oriented approach this sector has in recent times suitably modeled and equipped itself to meet the development needs of society. There is hardly any field which is not now touched by NGO sector/voluntary sector. The NGOs . have acquired an important position in various fields at the national and international levels. In 1994., at the Cairo International Conference on Population and Development, Governments unanimously endorsed, through the programme of action, the nced
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to promote an effective partnership between all levels of Government and the full range of non-governmental organisations, and local community groups in the discussion and decisions on the design, implementation, coordination, monitoring and evaluation of programmes relating to population, development and environment. In the Cairo Conference. a call was made to the Governments and donors to ensure that NGOs are able to maintain their capacities. In our country, the role of NGOs in various fields such as education, health, culture and social welfare has been increasingly recognised. Hasheni (1990) is of the opinion that NGOs and their members are organised in such a manner that they appear to be participatory. There is a need to institutionalise the role of NGOs in various fields through strong policy directives and implementation of such directives must be ensured by the Government of India and State Governments. The voluntary sector earlier was confined to the role of the capacity building, awareness raising and mobilisation of the community. During present time NGOs are no longer confined to their traditional domain of health, education and welfare. Today they are also taking up sophisticated technical assignments in various technical fields like water resources, watershed, forestry, environment, Human Immuno-Virus (HIV) or Acquired Immune Deficiency Syndrome (AIDS), drug abuse and consumer rights. Alarge number of Indian NGOs is now manned by professionals and technocrats of high caliber. Under the changing scenario. competent NGOs need to be involved in all the developmental fields, including technical fields. In the age of globalisation and consumerism when every field is being opened up for the industries, private sector and multi-nations, NGOs are also playing their important role especially in the field of social sector - education and health. The NGO sector has contrjbuted significantly in finding innovative solutions to poverty, deprivation, social discrimination and social mobilisation. It also includes service delivery, training, research and advocacy. The NGO sector has been serving as an important non-political link between the people and the Government.
In this unit we intend to provide an overview of the concept, scope and coverage of Non-Government Organisations. The unit will also analyse the role of community based organisations, formulating projects, monitoring and evaluation. Some success stories, constraints and lessons learnt in the voluntary sector will also be considered in this Unit. After having gone through this unit, you should be able to: Explain the concept of Non-Governmental Organisation; Describe new projects and innovations in the social sector; Explain monitoring and evaluation in the context of voluntary sector; and Understand some success stories and constraints in voluntary sector.
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7.2
NON-GOVERNMENTAL ORGANISATION
Role of Non-Governmental
re an is at ions
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Check Your Progress Notes: a) Space given below the question is for writing your answer.
b) Check your answer with the one given at the end of this unit under "Answers to Check Your Progress".
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ii) What are the two important social sectors covered by NGO?
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................................................................................................................ ................................................................................................................ Globalisation during the 20ficentury gave rise to the importance of NGOs. lVGOs have evolved to emphasize humanitarian issues, developmental aid and sustainable development.Aprorninent example of this is the 'World Social Forum' which is a rival convention of World Economic Forum. The fifth World Social Forum in 2005 held in Brazil was attended by more 1000NGOs including Indian NGOs.
Registered Societies: Societies Registration Act 1860 is a Central Act for registering non-profit organisations. Almost all the states in India have adopted the Central Act for creating state level authorities for registering various types of non profit entities. According to the Act, any seven persons who subscribe to the Memorandum of Association can register a society. The memorandum should include aims of society, its objectives, its names, addresses and occupation of the members.
NGOs have a long history at the international level, dating back to mid 19" century. They were important in the anti-slavery movement and the movement of women's suffrage and reached a peak at the time of the world Disarmament
Conference. However, the phrase non-governmental organisation only came into popular use with the establishment of the United Nations organisation in 1945 with provisions in Article 71 of the chapter 10 of the United Nations charter, for a consultative role for organisations which are neither governmental nor the member states. The definition of International NGO is first given in resolution 288(x) in 1950 as any International organisation that is not founded by an International treaty. The vital role of NGOs was recognised in chapter 27 of Agenda 21. An NGO can be created for public charitable purposes. There is no all India Act for setting up public Charitable Trusts. Some of the states in India have enacted the public Charitable Trust Act. An NGO can be created only under a Public Trust Act. Diane (2004) in Transfer Agents and Global Network emphasised that globalisation during the 20" century gave rise the importance of NGOs. NGOs have developed to emphasize humanitarian issues, development aid and sustainable development. In the Fifth World Social Forum (2005), more than 1000 NGOs participated to discuss poverty and social issues.
A Trust can be registered in one state, but the same has the scope to operate in any number of states.
Private Trusts: A private Trust created under governed by the Indian Trust Act of 1882, aims at managing assigned Trust properties for private or religious purposes. A private Trust does not enjoy the privileges and tax benefits that are available for public Trust or NGOs.
If voluntarism was inspired by religion and political ideology, commitment to normative pluralism facilitated its growth. National elites, already steeped in the indigenous cultural conception of society as autonomous of the State, readily
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embraced normative pluralism. Their commitment has been manifested in several ways. Formally, the Constitution guarantees the right to form organisations to Indian citizens. In addition to this legal provision, certain practices and norms were developed which promoted voluntary organisations. First, from the very outset Indian policy-makers had developed a tradition of consulting social elites and groups. Representative committees were created to secure opinions from various groups in society, and their views were solicited in formulating major domestic policies, even as a centrally planned model of development was adopted. Second, voluntary organisations were involved not only in formulating policies, but their help was also sought in implementing programmes. The Planning Commission itself had realized at the outset that the task of development was so large and so complex that the State alone would not be able to accomplish it. Accordingly, the very First Five Year Plan document had camed a plea to voluntary organisations to become involved in the task of development, mainly by implementing government programmes. Appropriate financial provisions were also made for them. Beginning with an allocation of Rs.4 crore in the First Plan, the voluntary sector has been receiving increasing amounts of public funds. In the Eighth Plan it rose to Rs.750 crore and multiplied in subsequent plans. Finally, because of the stand of international aid agencies, an extraneous factor has also played a conducive role. In the 1970s, the philosophy and strategy of the international development community began to change. Foreign aid donors started to focus their attention on voluntary organisations as supplementary delivery vehicles for development. They began to channel large amounts of developmental aid to those organisations which worked directly for the poor instead of for the governments. This access to financial resources led to mushrooming of voluntary organisations. The activities of voluntary organisations can be seen in a new way. Many typologies of voluntary associations have been developed, and the proposed typology makes no radical departure from them. It differs from them only in emphasising the political activities of voluntary associations. The activities can be considered under three heads; developmental, political and catalytic. Developmental, catalytic and political activities are not mutually exclusive, and most voluntary organisations pursue some combination of all three, often in conjunction with each other or as a series of successive steps. However, both voluntary associations themselves and the researchers have shied away from focusing exclusively on political activities.
The small NGOs (Population Foundation of India, 1989) work at the grassroots levels for advocacy capacity building and provide information to the community. Information at the grassroots level will help in generating demands at the various levels. As it is rightly stated, development is the best contraceptive. United States Agency for International Development (USAID) refers to NGO as private voluntary organisations. However, many scholars have argued that this definition is highly problematic as many NGOs are in fact state and corporate funded and manage projects with professional staff. NGOs exist for a variety of reasons, usually to further the political or social goals of their members or donors. Examples include encouraging the observance of human rights, improving the state of the natural environment, improving the welfare of the disadvantaged or representing a corporate agenda. There are a huge number of such organisations and their goals cover a broad range of political and philosophical positions. NGOs have several names and alternative tenns. However, there are by and large called Non-Governmental Organisations.
7 2 4 Methods ..
NGOs also vary in their methods. Several NGOs work on education and health. Oxfam is concerned with poverty alleviation and Prayas is corfcerned with education. Population Foundation of India m r k s in the areas of health and environment.
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Consulting: Many International NGOs have a consultative status with United Nations agencies relevant to their area of work. However,initially only 41 to 50 NGOs had consultative status, which became 3550 by 2003. Project Management: There is an increasing awareness that management techniques are crucial to project success in non-governmental organisations. Normally, NGOs focus on the community issues and also on environment. NGOs are also working as part of International relations. They are also directly involved in local action. Management: Diverse management styles deal with different work-cultures in an organisation. To develop the organisation, individuals have to be able to contribute in the decision making process and they need to learn by the following processes: Staffing: All the staff of non-governmental organisations are not volunteers. Some of them are working in specific projects.
The NGO sector is gradually becoming an imporrant e m ~ w e in termS0f r , ... numben Since the government sector is minimising its roles and r e s ~ ~ n s l b d l f ~ ~ & iniresing role is provided to the non-govemmen~I ~ t o rthe mmPOW" is s .
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gradually increasing in the voluntary sector. For example, school health program in India earlier the government through its doctors and nurses were taking care of the health check-up of the children in primary schools. Now, this responsibility is assigned to the voluntary sector.
Check Your Progress Notes: a) Space given below the question is for writing your answer.
b) Check your answer with the one given at the end of this unit under "Answers to Check Your Progress". 2) i) Mention any educational program in which voluntary sector is contributing.
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ii) What is the role of small NGOs at the grassroots levels?
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7.2.5
Legal Status
While creating an NGO, its objects are defined in the deed of creation, viz; care of the sick, disabled, economically weak, illiterate, old, women, children, agriculture and rural development, environment, animal welfare, any other social, cultural or educational activities. The NGO may be focused on one or several activities, stated in the memorandum of association.
Broadly speaking NGO is an association of persons, and that it can be created by one of the three modes, viz; either by i) registration under the Indian Trust Act, 1882 (or Charitable Religious Trusts Act, 1920), or by ii) registration under Societies Registration Act, 1860, or by iii) registration with the Registration of Companies, under section 25 of the Companies Act, 1956.
Role of N o n - G ~ ~ m m e n t a l Organisations
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Creation of an NGO as a Trust: It is the simplest and easiest mode of setting up an NGO, and thus commence charitable/social work for the purpose of public good without any fear or favour and without any motive of profit, directly or indirectly. It is a legal entity where the trustees work as per the objects and rules defined in the trust deed. The contents of the trust deed must include - the name of the trust, its address, the settler, the trustees, the beneficiaries, the objectives, the procedure to appointlremove trustees and any other condition that the settler may wish to enforce. In Chandigarh, the trust deeds are registered by the Sub-Registrar~Tehsildar.
ii) Creation of an NGO under Societies Registration Act, 1860: As mentioned in the foregoing, an association of persons has to be well organised and enjoys the status of a legal entity, to function as an NGO effectively. The commonest mode of creation of NGO is through registration under Societies Registration Act, 1860. Such societies are established for the promotion of charitable objectives, besides the promotion of literature, science or fine arts. Some states have made minor modifications in the said Act, to enlarge the scope of societies or to give broader meaning to them.
Any seven or more persons associated for any literary, scientific or charitable purpose, or for any such purpose, as is described in Section 20 of this Act, may, by subscribing their names to a memorandum of association, and filing the same with the Registrar of Societies, can form themselves into societies under this Act.
iii) Incorporation as a non-profit company: Section 25(1) of Company Regulations, 1956: This is the least exercised option since it is expensive and cumbersome. If it is private company at least 2 members are required, if it is for public purpose, at least 7 members are required.
7.3
COMMUNITY SUPPORT
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initiatives need to be documented as success stories, constraints felt and lessons learnt. Voluntary organisations should function on the principles of 'for the people by the people and of the people'. Bhagidari Scheme of the Delhi Government in each Ministry is one of the examples of involving local people in Shrishakti Camps, Gender Resource Centre, and by encouraging Resident Welfare Associations in the local initiatives. The importance of nonlgovernmental organisations in micro/local level intervention can not be ignored. It is well known that Government agencies implement programmes which are planned at the macro level for the benefit of a large section of the population. The NGOs work in isolated pockets, on issues touching the people, at the grassroots.
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local environment in which they work. Nevertheless, one of the basic reasons for the recentfocus on NGOs is that they are perceived as being able to accomplish u part of the development process that national governments are not able or willing, to do. Hence, it is generally recognised that NGOs can have a great potential impact on public policy by interacting with their governments. But it is also important to note that there are vast regional and international differences in relationship between NGOs and governments. For example, NGOs in India are supported and encouraged by the government and are registered with the government and work closely with it. Similarly,NGOs in Africa frequently need to work closely with their governments and try not to antagonise the authorities. On the other extreme, most NGOs in Latin America have historically worked in opposition to the government. In recent years, there is a growing momentum of the emergence of NGOs in Nepal as a major collective actor in development activities, as a result of the changed political scene. Presently, the term has been in use rather quite flexibly to accommodate all the NGOs which would like to be designated as quasi-official in nature because of the close link and support they draw from government establishments. Thus, the nature of the canvas of the NGOs in Nepal is increasingly being recognized as highly relevant to the problems of the rural and urban poor. However, as the vast majority of poor in Nepal are concentrated in rural areas, the NGOs have a special role to play as agents of change and catalysts of development in the villages, by complementing and supplementing the activities of the government and other developmental agencies. The range and diversity of the growth of NGOs is immense, and the literature and the documentation of their activities are expanding geometrically. However, the evolutionary trends of institutionalized form of such organisations can be traced back to the late 19" and early 20" centuries, particularly in the Western World where the history of social organisation seems to have been largely influenced by the laissez faire movement on the basis of the promulgation of the theory relating to minimisation of State-intervention, on the one hand, and dissemination of the concept of 'Volunteerism' in a more planned and organised way, on the other: The nineties was an interesting decade in the context of global priorities towards massive expansion of the NGOs, both in terms of the changing direction of the flow of aid funds sector-wise and country-wise. Indeed, social development is the broadest arena in both national as well as international context within which NGOs provide their contribution, which naturally addresses several strategic questions pertinent to prospects, constraints, weaknesses and strategic objectives to future NGO development. Thus, community support in various arenas developed during 19" and 20" century. Since mid 1980s, NGOs have been the primary focus for localized civil society driven interventions in development and this has resultyd in marked increase in the number of NGOs operating throughout the developing world.
Community Organisation: 'Community organisation' viewed from a humanitarian'approach to solve the problems of the community, is as old as society itself. But viewed as one of the methods of social work profession it is of very recent origin. There is much ambiguity and vagueness as to the precise meaning of the term 'Community Organisation'.
Murray G. Ross (1904) defines community organisation as a "process by which a community identifies its needs or objectives, gives priority to them, develops
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the confidence and will to work at them, finds resources - internal and external - to deal with them, and in doing so, extends and develops co-operative and collaborative attitudes and practices within the community". In other words, community organisation is a process and a method of organising the community. Its broader definition can be: Community organisation is the process by which the social system of the community provides for integration and adaptation within the community.This is a process which continues regardless of the work of the community organiser whose function is to initiate, nourish and develop this process. In participating in this process the community organiser should have regard for certain values relating to the forms of social change and the means by which they may be brought about. Community organisation for social welfare (or community welfare organisation) is the process of bringing about and maintaining adjustment between social welfare needs and social welfare resources in a geographical area or a special field of service.
7.4
Project-formulation and new innovations are keys to the development of the non-governmental organishtion. The funding agencies at the National and International levels require systematic projects with new innovations. For developing projectsi new innovative systems, like the following, are developed by various funding agencies. Expression of Interest: A funding agency, before asking for detailed projects, requires 'Expression of Interest' by the organisation. It deals with the physical, financial and professional capacities of the voluntary organisation. It helps the funding agency in short-listing the organisation. Executive Summary: For developing innovative projects, an executive summary is desired by the funding agency. It incorporates several points which are scored by the funding agency. Vision: It incorporates the vision and mission of the voluntary organisation. Objectives/Outcomes : The long and short-term objectives of the organisation and also about the specific project for which the organisation has applied. Activities (Proposed): The first and foremost task is to enumerate major and minor activities to be undertaken to achieve the objectives of the project. Time Schedule/Plan or Time Budget: It is also desired by the funding agency. The activity plan should cover the following details: Time Plan Programmes Need Assessment Recruitment of the staff Training 1 capacity building Actual implementation Mid term evaluation Service delivery Evaluation (Final) Duration Jan., Feb., March, April, May, June, July, Aug., dec.
Funding - The funding details of recurring and non-recurring expenditure. Funding should also specify the contribution of the ojganisation applying for the project. Sustainability - How the programme will sustain itself if the funding is delinked or minimised. Replicability -What are the issues or important lessons learnt to b'e replicated by the organisation in other areas or by other funding agency.
Expert Visit: Some of the funding agencies have started visiting the organisation
to understand and review the various capacities and physical infrastructure. The selection of the project is also done on the basis of the expert visit.
Infrastructure and Logistics: Tools and equipments for facilitating project work is also essential. The implementing agency should have the required infrastructural facilities and logistic support to carry out the project activities. Before initiating the implementation, it becomes necessary to review the existing infrastructural facilities and identify those needed in future.
Proper planning is also needed to ensure logistic support.
Periodic Staff Meeting: Staff members and those who are the stakeholders meet
to review, plan and monitor the programme. Several funding agencies require weekly and monthly review meetings. Such meeting reviews the achievements and the future planning. Such meetings help the grass-roots workers to be in tune with the objectives.
Field and Exposure Visits: Field visits in the project area and exposure visits by the project staff help in implementation and monitoring of the program.
This part deals with the actual implementation by the NGO and the process of
Check Your Progress Notes: a) Space given below the question is for writing your answer.
b) Check your answer with the one given at the end of this unit under "Answers to Check Your Progress".
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7.5
Monitoring can be defined as a process of measuring, recording, collecting and analysing data on actual implementation of the -programme to identify any deviation from the planned operations. Monitoring can be both internal and external: The programme staff monitors the programme in the field by various means. For an effective monitoring system, a plan for the main programme needs to be prepared thoroughly. The plan should identify key result areas and how they will be measured. It should also identify linkages of inputs and outputs. The monitoring process should consist of the following: Detecting deviations from the plans. Diagnosing causes for deviations. Taking corrective action. For systematic implementation of any project, monitoring should be done systematically.
Evolving a System of Record Keeping: The first step in monitoring is evolving a system of record keeping. Targeted intervention project implemented by National AIDS Control programme has developed a list for monitoring regular records. It consists of following FACTS:
F - Factual A - Accurate C - Concise T - Timely S - Simple
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External agencies may also be involved in monitoring. Qualitativeand quantitative indicators may be developed for monitoring.
Community Participation: We should secure community participation in monitoring. The continuous feedback should come from the community. Evaluation: Evaluation is a continuous process aimed at correcting and improving actions in order to render the activities more relevant and effective. This involves different aspects of implementation of a programme, its relevance, its formulation, its efficiency and effectiveness, its costs and acceptance by the community. Evaluation is expected to identify problems and also possible solutions. Evaluation might be a continuous process or mid-term evaluation or final (summative) evaluation. The process of evaluation should cover the following points:
Ensuring Information Support Verify Relevance Assess Adequacy Review Progress Assess Efficiency Assess Effectiveness ssess Impact Evaluation of a project may be mid-term or final evaluation. Mid-term evaluation helps,in analysing the progress of the project and the intervention required at that point. The final evaluation is carried out at the end of the project.
Methodology for Evaluation: The methodology of the evaluation of the programme depends upon the purpose of evaluation. For example, health programs of the Ministry of Health & Family Welfare, implemented through non-governmental organisations are evaluated each year to recommend the continuation for the next year. It consists of the records evaluation, field-visits and focus group discussions with the various project staff and other community people. The objective of the evaluation is decided on the basis of the programme, ob.jectives and also the financial allocations. It involves success stories, case studies, sample field visits and evaluating the documents and also the capacities of the various staff in relation to their roles and responsibilities.
Evaluation helps in the next programme planning, programme designing or using the same interventions in the ongoing programmes. Monitoring and evaluation are essential tools of the non-governmental organisations.
Check Your Progress Notes: a) Space given below the question is for writing your answer.
b) Check your answer with the one given at the end of this unit under
What is evaluation?
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7.6
LET US SUM UP
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In this unit, we have presented an overview of non-governmental organisation at the global and national levels. It has also discussed projects and innovations, and monitoring and evaluation pertaining to voluntary organisation. The basic purpose of providing this overview is that you should be able to understand the above terms and the concepts as well as to further study the materials on these concepts with more clarity.
7.7
1) i)
ii) There are several sectors in the sphere of social-welfare. However, education and health are two prime social sectors. 2) i) Sarva Shiksha Abhiyan for the age-group 6- 14 under Universalisation of the Elementary Education. SSA is being carried out under Sarva Shiksha Abhiyan.
ii) The small NGOs at the grassroots levels can perform the role of advocacy, capacity building and providing basic information on education health and on other social development issues.
3) i) Expression of interest is the statement of physical, financial and professional. capacities of an organisation,which is desired by a funding agency as a preliminary step towards project sanction.
ii) Time plan means activities/programrnes to be undertaken from January to December. T each project a development specific time-plan is desired. n 4) Evaluation is a continuous process aimed at correcting and improving actions in order to render the activities more relevant and effective. There are formative (in-between) and surnmative (end) evaluation.
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7.8
REFERENCES
Chambers, R. 1997. Whose reality counts? Putting the first last. London: Intermediate Technology. Deborah, Eade 1997. Oxford Development Guidelines on Capacity Building. London: Oxford. Diane. 2004. Transfer Agents and Global Network. New York: Association of Indian Publisher. Gangrade K. D. 2001. Working with Community at the Grassroots Level. New Delhi: Radha Publications. Hasheni, S. 1990. NGOs in Bangladeslz: Development Alternative or Alternative. Dhaka: Unique Publication. Kaplan, A. 1999. Capacity Building: Shifting tlze Paradigm of Practice. New Delhi: Community Development Resource Publication.
Murray, G. Ross. 1904. Civil Society Organisations. London: Oxford. Narayan, D., Chanmbers, R., Meera, S., and Petesch, P. 2000. Voicesfor Poor. Crying out for Change. Oxford: Oxford University Press. Olivier de Sardan. 2005. Anthropology and Development. London: Zed Books. Population Foundation of India. 1999. Reproductive and Child Health Care. New Delhi: PFI. World Bank Operational Manual. 1989. Bank Operational Guide-lines. Washington: World Bank.
Suggested Readiings Asian NGO. 1988. NGOs and International Development Cooperation. Manila: Lok Nitr. Bhatnagar, Bhuvan. 1991. Non-Governmental Organization and World Bank Supported projects in Asian: Lessons Learnt. Development Papers Series No. 2, Washigton. Chandra Puran. 2005. NGO's in India, Role, Guidelines and Perfarmance Appraisal. New Delhi: Akansha Publishing House. Development Alternatives. 1987. The challenges for NGOs. Special Supplement of World Development, Vol. 15, Autumn. Goel S. L., Kumar R. 2004. Administration and Management of NGOs. New Delhi: Deep& Deep Publications Pvt. Ltd. Lyal S. Sunga. 2005. NGO Involvement in International Human Rights Laws and NGOs. Cambridge: UN Press. Pruthi R. K. 2006. NGO's in the New Millennium. Delhi: SAAD Publication, Rhetoric. 1989. Institute for Development Policy and Management (Mimeo). Manchester: University of Manchester. Singh Ravi Shankar Kumar. 2003. Role of NGOs in Developing Countries. New Delhi: Deep and Deep Publication (P) Ltd. White S. C. and Pettit J. 2004. Participatory Approaclzes and Meusurement of Wellbeing. UK: University of Bath.