Complementation
Complementation
Spring 2010
Lecture IX
1
ING COMPLEMENTS
If there were in fact but one –ing in English, it would appear to have the
following morphological properties: it suffixes to verbs, and the resulting
complex lexical item may be of any category. The lack of category
specification exhibited by -ing is unique among derivational affixes, at
least in English. -ing is a category-neutral affix. If one takes the major
lexical categories, N, V, A, P one notices the existence of Ns, Vs, As and
sP derived from verbs using -ing:
(5) N V A P
[building]N, [avoiding]V, [(un)willing]A [concerning]P.
The distribution of the -ing suffix is limited by the requirement that it should
attach to verbs, i.e., that it must check a verbal [+V] feature. This amounts
to saying that ing attaches to either verbs or verbal projections, appearing
either as a suffix or as an inflectional head, as discussed in the case of
participial small clauses. The resulting form is free to assume any
syntactic categorization, given the above claim about the nature of –ing; all
the possible combinations of +/-N, +/-V features are available.
3
2.The categorial status of the gerund constructions
There is a sharp contrast between gerunds /verbal nouns on the one hand,
and that complements and infinitive complements on the other hand,
regarding their distribution. The general point to make is that gerundial
constructions are DPs, while that clauses and (control) infinitives are CPs.
This hypothesis can account for the considerable distributional differences
between gerunds and other types of complements and is supported by a
variety of empirical facts, some of which are reviewed below:
4
The structural Acc position is also accessible. Gerunds may be subjects of small
clauses, unlike infinitive and that complements:
(7) a. I consider his selling of the house a big mistake.
b. I consider his selling the house a big mistake.
c. I consider him selling the house a big mistake.
d. *I would consider for him to sell the house a big mistake.
e. *I considered that he sold the house a big mistake.
The most characteristic gerund environment is the position of object of a
preposition. CP complements are excluded from this position, while noun
phrases are allowed:
(8) a. I learned about John’s selling of the house.
b. I learned about John’s selling the house.
c. I learned about John selling the house.
d. *I learned about (for John) to sell the house.
e. *I learned about that John sold the house.
2.2 Position after sentence adverbs. Another characteristic nominal position is that
of subject of a sentence following a sentence adverb like perhaps, naturally,
etc. Since these adverbs are IP adjoined, the position following them is the
Spec IP, Nom position:
(9) a. Perhaps John’s selling of the house bothers his mother.
b. Perhaps John’s selling the house bothers his mother.
c. Perhaps John selling the house bothers his mother.
d. *Perhaps for John to sell the house would bother his mother. 5
Horn (1975) remarks that Acc-ing constructions are less good topics than
Poss-ing constructions, a difference that we will come back to.
2.4. Passive Gerunds passivize, behaving like DPs from this point of view as
well.
(11) a. Every body practiced singing the national anthem.
b. Singing the national anthem was practiced by everybody.
3.1. Let us review the evidence that gerunds (i.e., Poss-ing and Acc-ing) embed a
VP/IP. The first crucial difference between gerunds and verbal nouns is that
only gerunds have verbal categories, specifically, aspect and voice. Verbal
nouns do not have either aspect or voice, as shown by the impossibility of co-
occurrence between the perfect auxiliary have and the of-marked object in
(17)
(18) a. His /him selling the house at a good price pleased her.
b. His selling of the house at a good price pleased her.
(27) * His real appearing / appearance to still love her pleased her mother.
11
Subject to Object Raising
Tough Movement
All these facts prove that gerunds embed at least VPs, and moreover, and
more importantly, that gerunds have sufficient clausal functional structure
to license all these constructions.
12
The presence/ absence of determiners clearly differentiates between verbal
nouns, which require determiners, and gerunds, which disallow them.
14
Verbal nouns or ing-of constructions.
1. They do not have any verbal categories and do not allow any auxiliaries of
aspect and voice
2. They disallow clausal negation by means of not, being negated by means
of the negative determiner no, or by negative pronouns.
3. The object of verbal noun gets (analytical) Genitive case, by the preposition
of.
4. Manner adverbial modifiers are disallowed and replaced by corresponding
adjectives.
5. Typical sentence patterns such as the double object construction, the
Nom+ Inf or the Acc + Inf have no verbal noun counterparts. This proves
that the functional structure of the verbal noun is nominal, not clausal
6. The subject of a verbal noun gets (synthetic) Genitive case.
7. When there is no subject, a determiner must always precede the verbal
noun.
15
4. Differences between Acc-ing and Poss-ing structures
(36) a. John coming so often and Mary leaving so often bothers / *bother
Mother.
b. That John comes so often and that Mary leaves so often bothers
/*bother Mother.
c. John’s coming and Mary’s leaving *bothers / bother Mother.
16
4.3. Wh-movement. Elements of an Acc-ing complement may be extracted by
wh-Movement. In contrast, Poss-ing constructions are islands to
extraction.
4.4. Admissible range of subject DPs. The most important difference between
the Acc-ing and the Poss- ing is the case of the subject, Gen for the
former, Acc for the latter. This difference has significant distributional
consequences. 17
The range of acceptable Poss subjects is more limited than the range of
acceptable Acc subjects. As first remarked by Ross (1973), gerunds are rather
choosy in the kind of DPs that they allow as subjects. This higher selectivity
has two reasons. One reason is semantic and relates to the fact that the
Saxon Genitive prefers NPs higher on the animacy / personhood scale: the
bottom of the page, the mouth of the river vs. John's mouth. The Poss-ing
construction is thus preferred when the subject is definite or specific, and [+
animate]. Nominals which are low on the referential scale, such as idiom
chunks or expletive DPs are dispreferred in the Poss-ing construction though
they are allowed in the Acc-ing construction. The subject in the Acc-ing is not
subject to any constraint. Examples and grammaticality judgments belong to
Ross (1973):
(41) a. ?*That tack's having been taken again is incredible.
b. *?Advantage's being taken of him.
c. *No heed's being paid to her miffed Alice.
c. ?? Its being so hot was a real shame.
d.?? Its having rained on my birthday was tragic.
e. *There's being no beer in the house surpised the guests.
(42) a. This tack being taken on devaluation is scandalous.
b. I can understand no headway being made for ten years on this
problem.
c. I wishd for it being sunny down here.
d. I can't imagine it being likely that you'll be evicted.
e. It having rained threw me off stride. 18
f. There being no more beer in the house surprised me.
Apparently older stages of modern English were more permissive regarding the
types of Poss-ing subjects. For example Poutsma [1929: 472] comments that
"its as the genitive of the indefinite, or the anticipative pronoun is frequent
enough before a gerund." Here are some of Poutsma's examples:
(43) a. After some talk about its being hard upon Nan to have to take leave
so suddenly of her governess, Clara's wish was granted.
b. The notion of its being Sunday was the strongest in young ladies like
Miss Phipps.
c. I won't hear of its raining on your birthday.
(44) a. When I think of this /* this's being the last time of seeing you.
b. We did it without either of us /*either of us's knowing that the other
had taken up the subject.
c. We stood laughing at Sir Walter and my /*[ Sir Walter and my]'s
falling out 19
4.4. Recently, systematic investigation has brought to light differences in the
semantic interpretation of these complements. Portner (1994) accepts the
view that Poss-ing, as well as Acc-ing complements are DPs suggesting
that Poss-ing complements are inherently definite and presuppositional,
differing from Acc-ing constructions which may be indefinite. The
difference between the two types of interpretations is apparent in
examples of the following types (Portner (1994: 107)).
Sentence (45b), but not (45a) may have the reading indicated in (46):
(46) Most of the time, when Mary shouts at her, Joyce dreams about it.
It follows that Poss-ings are always interpreted as definite DPs, while Acc-ing
may also be interpreted as indefinite DPs. In certain contexts, the
containing predicate suspends this difference, so that both gerunds are
definite. Such a context is that of a factive predicate.
Conclusion:
The analysis that we propose will have to account for the differences in 4.1.-
21
4.3. above.
5. The syntax of the Poss-ing construction
5.1. One of them is Aspect. The aspectual auxiliaries have and be are not in
the VP, but head Aspect Phrases.
(49) a. I remembered having been waiting for him for two hours once.
b. I remember having heard Shaliapin once.
22
5.2. The evidence is also compatible with the hypothesis that the gerund
clause contains a Tense position.
Evidence supporting the presence of a Tense position in gerunds is not only
the existence of auxiliary verbs in gerunds, but also the fact that the
gerund complement may be negated by the sentential negation not. In this
respect, the gerund differs from the verbal noun which accepts only the
negative determiner no.( See examples above.) As known, the sentential
negation not scopes over Tense.
(50) John’s not knowing the truth.
*John's not knowing of the truth.
As to the content of the gerund Tense/ Mood feature, the following points
should be taken into account:
a) Many verbs of propositional attitude: believe, know, think, etc. are not
compatible with the gerund, probably because the setting they create is
not suitable for evaluating the truth of a gerund clause.
b) The content of the gerund comes out more clearly in contexts where it
contrasts with the infinitive:
(52) a. I remembered his being bald, so I brought a wig to disguise him.
b. I remembered him to be bald, so I was surprised to see him
wearing long hair.
(53) a. They reported the enemy's being defeated.
b. They reported the enemy to be defeated.
(54) a. I regret to say that you are fired. 23
The verbal part of the gerund clause thus represents a small clause. Since the
gerund’s subject is in the Genitive case, the gerund clause should contain the
nominal projection responsible for Genitive case assignment. Following Kayne
(1994), Gueron (1995), let us assume that that the Gen assigner 's is the head of a
an AgrP, bearing a strong nominal feature.
At the same time, we have also mentioned empirical evidence in favour of a DP layer
in the gerund construction; it is the layer that secures the nominal distribution.
From this point of view, the D layer acts as a category shifter. Moreover, we have
assumed that the T-chain of the gerund clause is headed by an Op in SpecD.
Asher ( 1993), Portner (1993), Zucchi (1993) argue that gerunds are interpreted as
quantified DPs, and they all agree that the Poss-ing gerund bears a [+definite]
feature, a "silent the" as Asher claims. The complete functional structure of the
Poss-ing is then the following:
(71) DP > AgrSP> NegP> TP > Asp P >( vP > FP > VP)
Since the silent D layer is contentful, and on the other hand, no determiners are
present in the gerund clause, we will assume that the Agr morpheme -'s
raises to D0 to lexicalize the definite feature, while the subject of the gerund
25
(73)
DP
DP D’
Mary
D0 AgrsP
s
DP Agrs'
tMary
AgrS0 NegP
ts
not
Neg'
Neg0 TP
DP T'
T0 AspP
having
Asp0 VP
taux
V0 DP
read the
book
26
One might wonder what makes possible the combination of the Determiner with and ing
gerund TP or vP, since in English such small clauses do not normally combine with
determiners, as was apparent in the discussion of English small clauses. The
answer is that the ing suffix attached to highest verb of the small clause contributes
a [+N] feature, i.e., in the case of the gerund, the combination of the verb with the –
ing suffix yields a [+V,+N] lexical head. It is reasonable to assume that at LF the [+N]
feature of the ing verb checks the [+N] feature of the determiner.
The gerund is thus a mixed [+V, +N] category. The [+V] feature is responsible for the
extended verbal projection engendering the small clause, the [+N] feature allows
combination with the a DP: the outer functional layer is nominal, so that the gerund
as a whole has DP distribution.
Gerunds and determiners. In older stages of the language, exceptionally the gerund
may have been headed by lexical determiners such as, no, this, that, any, no, and
even the. Jespersen (1909- 49) vol. 5 cites the following examples:
(81) a. John is [Neg P not [VP t AP happy for five minutes each day.
b. Johns [TP being [ AP not happy for five minutes each day is a
cause for concern.
There is a scope ambiguity between not and for five minutes each day in (81a).
However, in (81b), there is no reading on which not has wider scope than the
temporal modifier. In the derivation of the finite sentence, the copula is goes
up to T, and then to the Neg head and the AgrS0 head to check its agreement
features. The negation not is in the Neg P and the temporal modifier for five
minutes a day may be adjoined to the VP or to some other higher projection,
such as SpecAgrS', above NegP, so that the reading becomes: 'For five
minutes a day, John is not happy'. This reading is absent in the gerund
example, which can only mean :' the fact that John is not happy for five
minutes each day'. This difference is predictable. The verb being in the gerund
clause goes no higher then T0, not is adjoined to the AP and is always lower
than the durative phrase, attached as before, to the VP or to a higher
projection of the gerund clause. The proposed analysis explains certain
interpretative differences between gerunds and other kinds of clauses 28
The finite tense sentence is ambiguous, with the two readings, 'Not everyone
smiled', (x)(x smiled), as well as 'For all the people, it is not true that
they smiled', ((x) (x smiled). In contrast, the Poss-ing construction
allows only the wide scope interpretation of everyone.
Consider the interpretation of the finite clause first. The wide scope reading of
the QP results from interpreting the QP in situ, above negation. There are
two ways one might seek to derive the narrow scope reading for the
quantifier, a reading where not should be above everyone. One might claim
that everyone reconstructs to its thematic, Spec vP position, a position
which is below Negation. Such a view would run counter the more general
principle that A-positions do not reconstruct, and that DPs are interpreted
in their Case position or higher. Fortunately, there is a more convenient
analysis: the LF adjunction of not to the IP, a position which c-commands
the quantifier subject: [IP Not [IP Everyone came]]. The adjunction of not is
an instance of Quantifier /Operator raising, a process which is clause-
bound ( May (1985)). This analysis of the finite clause predicts that the
Poss-ing clause will not be ambiguous, disallowing the wide scope
negation reading, 'Not everyone came'. If negation raises at LF, it will
adjoin to the AgrS projection in (82b, 73), below the subject, which
continues to have wide scope. It follows that the only reading is the one 29
The Acc+Part construction involves SOR, the Acc may become a main clause
constituent and can be "passivized on the main clause cycle", more
precisely the Acc+ Part correlates with a Nom + Part construction, based
on SSR. In contrast, the Acc of the Acc+ing construction does not
passivize. It cannot become a main clause subject, by SSR, if the main
verb is passive. These data suggest that the manner of Acc case
assignment is different in the two constructions, in the sense that the
subject of the Acc-ing construction is assigned case clause-internally ( see
below).
a) The Acc+ing is particularly frequent after prepositions and after transitive verbs,
while being less felicitous in subject position:
(93) a. ? Would him leaving her surprise you.
b. I was surprised at him leaving her.
c. I deplored him leaving her.
This distribution has to be correlated with the property that verbs and prepositions
share: they are Acc-case assigners, capable to check the case feature of their
complement. In this, they contrast with Inflection / Tense which regularly check
Nom case only by SHA. The intuition we want to capture is that the source of the
Acc-Case in the Acc-ing is external to the Acc-ing; it is the [-Case] feature of
some head in the main clause (V0, P0, I0), this feature acts as a probe ultimately
checking the case feature of the Acc-ing subject through a chain of Agree relations.
b) The second important fact is that the constituent that is assigned Acc remains in the
subordinate clause, as demonstrated by the impossibility of SSR when the main
verb is passive:
(94) a. I saw him leaving her.
b. He was seen leaving her.
(95) a. I deplored him leaving her.
b. *He was deplored leaving her.
This clearly shows that no gerund subject movement is at stake in the Acc-ing
construction. Case is somehow transmitted from the main clause head to the
gerund subject. The most natural solution appears to be checking the case feature
of the subject by Agree. 33
c) The third fact that should be accepted is that Acc-ing constructions have a
DP layer. This is natural given their distribution. At the same time, as with
Poss-ing, the temporal interpretation of these constructions is best
understood by claiming that they have a Tense Op in SpecD.
The proposal that we want to make is that, like Poss-ings, Acc+ings are DPs
that embed clauses, IPs, headed by T/ AgrS0, in a configuration of the type
shown in (96):
(96)
V'
V0 DP
deplore
D'
Agree
D0 TP
Agree DP T"
him
T0 VP
DP V"
34
V0 DP
Essentially, D0 is in some sense an anaphoric case assigner, endowed
with a Case feature. This makes it a Probe, in search of an
appropriate Goal in suitably local search space, which is the sister
node TP. The subject in [Spec, TP] is an accessible Goal. The
difference between this Acc assigning silent D and the Gen-
assigning overt 's, is that D0 must itself be "activated" by an overt
case head, the V0 in (96). In that sense, D0 is an anaphoric
assigner. The Case of the subject is thus checked by means of two
Agree relations. V0 Agrees with D0, D0 Agrees with the subject DP,
whose case feature is thus checked in situ.
The -ing in the Acc-ing, like the -ing of the Poss-ing construction is
both nominal and verbal, It is its [+N] specification that makes it
compatible with the D0 head, which is thus licensed. and which is
instrumental in "transmitting" case to the subject.
35