Stress Cracking in PET Bottles
Stress Cracking in PET Bottles
PET bottles
Content
• Objectives
• Reasons to be concerned
• Failure Mechanisms
• Factors Involved
• Gate Failure x Stress Cracking
• Degradation of PET
• Drying PET / parameters / maintenance
• Low IV
• Effects of aging
• Fractography / testing to study Stress Cracking
• Injection molding / conditions
• Blow molding / conditions / troubleshooting
• Quality Control
• Reacting to the problem
• Recommendations – Summary
• Check List – after failure
• ISBT – Check List
Reheat
air
Re-
Working
generating
desiccant
desiccant
Control
panel
3 MAIN
COMPONENTS Reheat
air
FOR BOTTLE
PRODUCTION
To
injection
Objectives
• As the stress cracking can occur even 3 weeks after being filled,
there are big chances that it can occur with the final customer.
• The stress cracking failures happen without any order and can be
violent.
• If the stress cracking cause is at the bottle producer or the bottler,
the quantity of filled product before the problem being found, can
be enormous.
• Usually, 10 to 20 failures bottles per million is considered
excessive.
• It is hard to find the direct causes. It is a very emotional situation.
• Normally, it occurs during the first 3 weeks after being filled, and
happens in a small number of bottles, but with severe results.
Failure Mechanisms
CAPPER LUBRICANTS
New Lubricant
Stress-Cracking Limit
Recycled water
Overcarbonation
Bad drying
Date 1 Date 2
Gate Failure vs Stress Cracking
Lubricant
Overcarbonation
Wrapping film of
finish product
Syrup leaking
over other
bottles
Material
distribution
Non-conclusive
Old bottle
Contribution of factors - History
Preform quality
Other contributors to Stress Cracking
Time
– Hot conditions, high humidity increase significantly th
chances of stress cracking ocurrence.
– The summer is a stress cracking season.
Base design:
– A bottle must support very high pressures, and the base
design is very important
Bottle design:
– The larger the bottle dia, the more susceptible to stress
cracking.
Homo vs Copolymer
HOMOPOLYMER COPOLYMER
TPA and EG TPA, EG and other glycol or
acid.
• Origin:
- From overcarbonation
– Surfactants in Detergents
– Caustic substance (solutions of NaOH) – most
aggressive !
– Ketones such as acetone
– Alcohols
– Other organic solvents
Degradation of PET
O O
* O O CH2 CH2
n + OH-
O O
* O O + HO CH2 CH2
n *
Drying PET
0.3
0.25
Amorphous PET
0.2
Crystalline PET
0.15
0.1
0.05
0
0 10 20
Time ( Days ) @ 50% RH
Parts of dessicant dryer
Resin in
Resin SW H
Adjustable
Desiccant
Hot Wet Air
Resin SW L Canister
Dew point
Sensor
Con
Insulated
Feed Hose
Dry Air
Magnet Box Process Heater
Barrel
= Temperature Gauge
DRYING PARAMETERS
Formulas:
Ru = (3.6 x SS) / Ct
Rt = Sc / Ru
Drying PET Pellets
Oxidative Degradation
It takes place in the hopper if drying temperatures are too high for long
periods. This is where the oxygen in the drying air chemically attacks the
polymer structure.
330
320 Optimum
310 High Limit
Low Limit
300
290
280
4 5 6 7 8
Check that dryer bed indexes properly and at the proper time.
Check for any air leaks, inside the dryer cabinet and outside.
Check the dew point of each bed at it comes on-stream.
Check regeneration air temperature.
Check the after cooler. Make sure of proper water flow through
coil.
Check inlet air temperature of on-stream (process) beds.
Check the operation of the air blowers, regeneration and process
Check for proper regrind level in hopper.
Check the air temperature on the cylinders when they are in use.
Dryer Preventive Maintenance III
MONTHLY CHECKS
A) Solution:
• Dissolution of PET on Tetrachloroethane.
• Measurement of the time that takes to flow in a
orifice.
• Comparison with the time with solvent alone
• Remarks: results can vary much, and it is a very
dangerous procedure.
IV Measurement - Testings
• Will mean:
a) Faster crystallization rate
b) Higher natural stretch ratio
c) Faster aging
And causing:
- Thin sidewalls: affecting shelf life, burst, top load.
- Heavy bases: stress-cracks.
- Light bases: roll-out, white feet.
- Faster aging: embrittelment causing stress-cracks,
drop impact, and neck fractures.
Low IV
a) Hazy preforms
b) Hazy bottles
c) Gate with crystallinity
d) Crystallization lines: material distribution
Low IV
a) Thin sidewalls
b) Heavy bases: stress-cracking
c) Light bases: foot with pearlescence
Low IV
40
35
30
25
20
15
2000 4000 6000 8000 10000
PET in NAOH: 1% Time (s)
Testing to study Stress Cracking
0.1
da/dt (mm/s)
0.01
0.001
0.0001
0.1 1 10
PET in NAOH: 1%
K (MPa.m^0.5)
Testing to study Stress Cracking
Critical Strength:
– Critical strength, c , is the minimum
deformation required to create crazes.
– It is determined using eliptical formula of
Bergen:
1.5
b tb 1 b 2
2
ε 2 1 2 4 X
2a a a
a
Testing to study Stress Cracking
Critical Strength:
2
=23.5 MPa1/2
Critical Strain (%)
1.5
0.5
0
14 19 24 29 34
Solubility Parameter
Testing to study Stress Cracking
Critical Strength:
Injection Molding
Typical Machine Settings
Always keep in mind the strong impact of shear heat on the overall
resin temperature.
Controlling the shear heat is the reason why emphasis is placed on
minimizing screw speed whenever possible in processing PET.
Screw speeds higher than necessary can only have detrimental
results as it affects resin quality.
Not only is the mechanical shear damaging the polymer physically, the
increased shear heat damages the polymer thermally.
-1
Shear Rate sec = 3.14 * Screw Diameter * Screw RPM
Flight Depth * 60
The formula indicates that the highest shear rate take place where the
flight depth is smallest, i.e. in the metering zone.
To avoid excessive shearing of the material the screw RPM should
be as low as possible.
Injection Molding
Mold Cooling Calculation
nRe = D*Va*Vp / u
Where:
nRe Reynolds Number
D The diameter of the cooling channel
Va The average velocity of the cooling media
Vp Density of the cooling media
u Viscosity of the cooling media
If the Reynolds number, which is the product of velocity, fluid density, and
pipe diameter, divided by the fluid viscosity, is less than 2100, the pipe
flow will always be laminar; at higher values it will normally be turbulent.
Blown Molding conditions
Stretch-Blow Molding of PET
Crystallite Melting Range
°C °F Processing Range
Injection MT Glass Transition Point
300 572
MT Melting Temperature
ST Stretch Temperature
250 482
RT Room Temperature
Cooling
200 392 Melting in Barrel Crystallites Growth
Fastest Crystallites Growth
150 302
Stretch Blow Range
One Step ST
100 212
Drying of PET
50 122
in Hopper Cooling
Two Step
RT
START
PET Chips Preform Bottle
Stretch-Blow Molding
What Affects Bottle Blowing ?
Preform IV
Preform crystallinity
IV of polymer
Polymer type
Stretch-Blow Molding
RHB Process Window
3
HAZE
REHEAT TEMPERATURE
MECHANICAL
PROPERTIES
6 5 1
PEARL
4
1
LOW
PEARL 2
Position
1. Ideal conditions
2. Pearlescent ( too cold for design )
3. Crystalline Haze ( too hot )
4. Pearlescent ( too much stretch for any temperature )
5. Mediocre Properties
6. Poor Properties
Stretch-Blow Molding
Heating preforms
Stretch Rod:
- Helps the material distribution on the bottle.
- Starts just after the pre-blow.
- Critical adjustment
- Act for less than 0.5 seconds.
- Usually constructed with stainless steel.
- Different designs of tip.
Stretch-Blow Molding
Pre-blow Process:
HAZY BOTTLES
Preform too hot
IV too low
Crystallinity in preform
PEARLESCENT BOTTLES
Preform too cold
Insufficient soak time
Improper preform design
THIN SIDEWALLS
Preform too hot
IV too low
Improper heating profile
Excessive moisture absorption in preforms
FOLDED NECK
Wrong heating profile
Late preblow
Preblow pressure too low
EXCESSIVE SHRINKAGE
Wrong preform design
High IV for the preform design
Long storage time
Preform too cold
Preform too hot
Premature descompressure
Inefficient mold cooling
GATE DISTORTED
Preform too hot
Cooling water too hot
Inefficient water flow
Accumulation of material on the gate area
FOOT DISTORTED
Review pressure and timing on the pre-blowing
Increase the thickness
STRANGLED BOTTLE
Premature pre-blowing
Quality Control
Preform
Checks on:
Measuring the IV of the material in the preform and comparing it with that of
the virgin material can give an indication of dryer effectiveness
PET in the molten shape is very susceptible to hydrolytic degradation and
therefore must be correctly dried before processing
Any moisture remaining in the polymer chip will lead to a drop in viscosity
during processing resulting in:
Reduced physical properties:
a) Reduced top load
b) Increased creep in the finished container
Experiment has shown that an IV drop of 0.01 will occur for every
25 PPM of moisture retained in the PET on melting.
Quality Control
Dimensions
Capacity
The container capacity should be within the tolerance specified on
the drawing
Container capacity is affected by:
Storage time
Environment
Shrinkage of a typical PET bottle is:
0.5% on volume after 72 hours storage, rising to a maximum
of about 1.5% after 150 days at 22° C, (higher temperature will
increase shrinkage rates but not peak values).
Quality Control
Container wall thickness and material distribution
Circumferential Vertical
- container shape (oval designs) - container shape (wasted designs)
- uneven wall thickness of preform - uneven gate balance
- wrong temperature distribution - wrong stretch speed
in preform - wrong primary blow timing
- wrong stretch ratio or - wrong secondary blow timing
grade of PET resin - wrong stretch ratio or
- grade of PET resin
Quality Control
Environmental Stress Crazing Test
Pass criteria:
no leakage from the pressurized bottles after the above test
sequence has been repeated 25 times.
Reacting to the problem
• Do not overload the preform and/or bottles boxes – each box can
transfer the weight to another box.
• Empty the preform box with cautious.
• Identify clearly the preform boxes.
• Allow the preforms to equilibrate its temperature at 24 hours before
the blowing.
• Do not stock preforms for more than 2 months (free volume
relaxation).
• Always keep track of the preforms/bottles.
• Never mix preforms with different storage times.
• Keep preforms protected against dust, heat and humidity.
• Check if stretch ratio is OK for the bottle.
Recommendations – Summary
Bottles/filling lines:
• Avoid over-carbonation
• Avoid the unnecessary exposition to chemicals, such
as: oils, alcohols, lubricants, cleaners, detergents, hard
water, etc.
• Control the pH of the any water used in contact with the
bottles.
• Use FIFO stock system.
• Blow at the lowest temperature possible.
• Adjust with care the stretch rod and pre-blow.
• Delay the decompression as much as you can.
Recommendations – Summary
Bottles/filling lines:
From Chemstation:
a) 3930 (400:1)
- Bottle Washers:
- Guarantee that the detergent be appropriately
dilluted.
- Alkalinity must not exceed 50 ppm
- Alkalinity must not exceed 100 ppm with lubricant.
- Only use silicon spray with edible level, with
additive that does not have any component or
additive that could cause stress cracking.
- Control the carbonation level below 4.2 volumes.
Recommendations – Summary
Bottles/filling lines:
• Avoid exposure to stress cracking agents such as caustic,
degreasers, solvents, ketones and alcohols.
• Avoid exposure to water with excessive alkalinity,
excessive hardness, or high chlorine level.
• Rinse the bottles before packing them.
• The lubricant for aluminum Myvacet Capper is a very
severe stress cracking agent. Be sure to keep it far from
the filling lines.
• Plant must dry the bottles, as the humidity ambient can
contribute to have the failure. If excessive humidity can
not be avoided, the bottles should be packed in corrugate
boxes.
Recommendations – Summary
Empty Bottle Storage Guidelines:
1) Bottle identification
a) Packaging profile
b) Bottle weight
c) Cavity number of the preform
d) Cavity number of the blow mold
e) Bottle supplier and location
f) Production date and time
Check List
2) Bottler information:
• Location of filling
• Filling time and time
• CO2 level
• Used (or not) the flange
• Counter-pressure
• Type of lubricant used / concentration / last time
the line received maintenance.
• Alkalinity of the water
• Where the bottle was not approved (bottler or line
or storage or at the field)
Check List
4) Laboratory Analysis:
• Base weight x specifications
• IV test
• Measurement of material distribution
• Results of titration of the lubricant
• Results of water alkalinity
• Results of chemical contamination
• Results of comparison of samples.
Check List
• Resin:
a) Receive certificate of analysis for each
lot.
b) Resin needs to be dried correctly, to
assure performance. Residual moisture
of pellets must be less than 0.005% (50
ppm)
c) Very good control of recycled material.
ISBT – Check List (Summary)
• Bottle production and handling:
a) Maintain good material distribution on the base.
b) Isolate all samples in the storage and help the plant
to get the following data:
- Retain all samples and note all data involved (bottler
and bottle supplier). Separate for inspection.
- Get sample of water in all lines, and dilluted
lubricant, and chemical samples in-house for
analysis. Consult info about water alkalinity and
dillution of the lubricant.
- Check if any chemical substance not approved for
contact with PET.
ISBT – Check List (Summary)
• Segregate all suspect materials.
• Review the collected data in the quality control,
of the preform and bottle (such as dryer
maintenance, notes about dew point meter, IV
certificate and base weight).
• Check if any chemical substance not approved
contacted the PET bottles.
• Keep all water that could be in touch with the
bottles with controlled alkalinity.
===/===