Plato Literature
Plato Literature
MAJOR TRENDS
IN ENGLISH LITERATURE
Semester 5 — Major: Literature
Groups: A & B
Chapter One : From Classicism to Neo-Classicism: On the Theory of Art and the Artist
A. Greco-Roman Classicism:
1. Plato’s Charges Against Poetry: the Dialogues
2. Aristotle’s Defense: On the theory of genres, mimesis and catharsis
3. Defining the concept of Classicism: General Characteristics
B. English Neoclassicism:
1. Sir Philip Sidney: “An Apology for Poetry”
2. Alexander Pope: “An Essay on Criticism” ; “An Essay on Man”
Chapter Two: English Romanticism
1. William Wordsworth and S.T. Coleridge: “Preface to the Lyrical Ballads”
Two Poems: “The Rainbow”; “A Slumber Did My Spirit Seal”
2. Romantic Theory: Major Tenets
3. Romanticism vs. Classicism : a Summary
A. Greco-Roman Classicism:
1. Plato’s Charges Against Poetry: the Dialogues
2. Aristotle’s Defense: On the theory of genres, mimesis and catharsis
3. Defining the concept of Classicism: General Characteristics
B. English Neoclassicism:
1. Sir Philip Sidney: “An Apology for Poetry”
2. Alexander Pope: “An Essay on Criticism” ; “An Essay on Man”
PLATO
THE REPUBLIC (Book VII)
The Allegory of the Cave
The Allegory of the Cave – also known as the Analogy of the Cave, Plato's Cave, or
the Parable of the Cave – is an allegory used by the Greek philosopher Plato in his
work The Republic to illustrate "our nature in its education and want of
education". It is written as a fictional dialogue between Plato's teacher Socrates
and Plato's eldest brother Glaucon in Book VII. Socrates describes a group of
people who have lived chained to the wall of a cave all of their lives, facing a blank
wall. The people watch shadows projected on the wall by things passing in front of
a fire behind them, and begin to ascribe forms to these shadows. According to
Socrates, the shadows are as close as the prisoners get to viewing reality. He then
explains how the philosopher is like a prisoner who is freed from the cave and
comes to understand that the shadows on the wall are not constitutive of reality at
all, as he can perceive the true form of reality rather than the mere shadows seen
by the prisoners. (See the reading assignment)
INSIDE THE CAVE
Socrates suggests the prisoners would take the shadows to be real things and the
echoes to be real sounds, not just reflections of reality, since they are all they had
ever seen or heard. They would praise as clever whoever could best guess which
shadow would come next, as someone who understood the nature of the world,
and the whole of their society would depend on the shadows on the wall.
RELEASE FROM THE CAVE
Socrates next introduces something new to this scenario. Suppose that a prisoner
is freed and permitted to stand up. If someone were to show him the things that
had cast the shadows, he would not recognize them for what they were and could
not name them; he would believe the shadows on the wall to be more real than
what he sees.
"Suppose further," Socrates says, "that the man was compelled to look at the fire:
wouldn't he be struck blind and try to turn his gaze back toward the shadows, as
toward what he can see clearly and hold to be real? What if someone forcibly
dragged such a man upward, out of the cave: wouldn't the man be angry at the
one doing this to him? And if dragged all the way out into the sunlight, wouldn't
he be distressed and unable to see "even one of the things now said to be true,"
viz. the shadows on the wall?
After some time on the surface, however, Socrates suggests that the freed prisoner
would acclimate. He would see more and more things around him, until he could
look upon the Sun. He would understand that the Sun is the "source of the seasons
and the years, and is the steward of all things in the visible place, and is in a
certain way the cause of all those things he and his companions had been seeing".
RETURN TO THE CAVE
Socrates next asks Glaucon to consider the condition of this
man. "Wouldn't he remember his first home, what passed
for wisdom there, and his fellow prisoners, and consider
himself happy and them pitiable? And wouldn't he disdain
whatever honors, praises, and prizes were awarded there to
the ones who guessed best which shadows followed which?
Moreover, were he to return there, wouldn't he be rather
bad at their game, no longer being accustomed to the
darkness? Wouldn't it be said of him that he went up and
came back with his eyes corrupted, and that it's not even
worth trying to go up? And if they were somehow able to
get their hands on and kill the man who attempts to release
and lead up, wouldn't they kill him?“.
PLATO’S CHARGES AGAINST POETRY
Plato’s first charge, and perhaps the most shocking to ancient readers,
is that, from Homer onwards, poetry has been full of lies about the
gods. The entire religious and mythological tradition stands
condemned for blasphemy. It is like someone today proposing to ban
the Bible and all reference to Biblical stories, because the Bible
presents a wrong picture of divinity. None of the stories of God’s
dealings with humankind can be true; and even if some of them were
true, they are morally unsuitable for young ears.
Yet telling false, blasphemous, immoral and passionate stories is not
the worst thing a poet can do, in Plato’s opinion. Such stories corrupt
the young by filling their minds with dangerously wrong ideas about
matters of great moment. But a more enlightened, grown-up mind,
with the aid of philosophy, may come to reject the community’s
religious narratives, as Socrates does in the Euthyphro. Stories as such
are something a rational mind can resist, question and reject. With
visual images and likenesses in sound and music, resistance is not so
easy. The manner of poetic performance is more insidious than the
content. Even the best philosophical minds are at risk.
As a moralist Plato disapproves of poetry because it is immoral, as a
philosopher he disapproves of it because it is based on falsehood.
Philosophy is better than poetry because the philosopher deals with
ideas / truth, whereas the poet deals with what appears to him / illusion.
He believed that truth of philosophy was more important than the
pleasure of poetry.
Plato’s chief interest was in philosophical investigation.
He is not a professed critic or theorist of literature and his critical
observations are occasionally delivered in some of his Dialogues
(particularly in The Phaedrus, The Ion, The Symposium) and in The
Republic.
When thinking of these three elements of the soul, Plato believed that to be
fully human it was necessary to suppress the bestial nature and appetitive nature
of our soul and keep them under the control of the rational part of the soul.
However, poets, according to Plato, work by arousing raw emotions from deep
within us. Their talent does not lie in proving arguments, but by provoking
emotional responses that cause us to act irrationally. Because of their ability to
arouse the appetitive part of our soul, and give it more power than the rational
part, he thought they should be banished from the ideal city.
Plato's three main objections to poetry:
Greek Aristoteles, ancient Greek philosopher and scientist, one of the two
greatest intellectual figures produced by the Greeks (the other being Plato). He
surveyed the whole of human knowledge more than any other thinker, for he
determined the orientation and the content of Western intellectual history. He
was the author of a philosophical and scientific system that through the
centuries became the support and vehicle for both medieval Christian and
Islamic scholastic thought: until the end of the 17th century, Western culture
was Aristotelian. Even after the intellectual revolutions of centuries to follow,
Aristotelian concepts and ideas remained embedded in Western thinking.
Aristotle’s Poetics: On the Theory
of Genres, Mimesis and Catharsis
In Writing Poetics, Aristotle sought to achieve three objectives:
1. To give advice on writing tragedy to contemporary poets;
2. To answer the objections of dramatic poetry expressed by his teacher Plato
in the “Republic”
3. To explain why effective poetry has stayed with audiences for so long.
On Art and the Genres
In Poetics Aristotle's analysis of poetry provides for careful isolation of the specific character of poetry. In
comparing poetry to history, he states that poetry is more philosophic than history and thus of greater
intrinsic worth. The difference is attributable not to form—history written in metre is still history—but to
the fact that the historian deals with singulars (i.e., with specific events and specific personages). The poet,
on the other hand, creates types and situations that, while imitating nature, are, nonetheless, akin to
universals; that is, the poet describes what is possible as though it were both likely and necessary. Yet
Aristotle also permits the analogy of poetry to oratory as well as the consideration of the moral, political,
and educational effects of both. Tragedy, however, which is the only kind of poetry analysed in the extant
portions of Aristotle's work, is defined in terms of its form, not in terms of its purpose, as a kind of
imitation rather than as a mode of persuasion or excitation. Thus, in the famous definition of the sixth
chapter, it imitates a serious action of great magnitude in a dramatic form and accomplishes the
purification (catharsis) of the “tragic” emotions of pity and fear.
Using this definition as the basis for the discussion of poetry, Aristotle considered poetic art in terms of the
characteristics and interrelations of the six parts, or components, of tragedy: plot, character, and thought
(the objects of imitation); diction and melody (the means of imitation); and spectacle (the manner of
imitation).
MIMESIS
It is the basic theoretical principle in the creation of art. The word
is Greek and means “imitation” (though in the sense of “re-
presentation” rather than of “copying”). Plato and Aristotle spoke
of mimesis as the re-presentation of nature. According to Plato, all
artistic creation is a form of imitation: that which really exists (in
the “world of ideas”) is a type created by God; the concrete things
man perceives in his existence are shadowy representations of this
ideal type. Therefore, the painter, the tragedian, and the musician
are imitators of an imitation, twice removed from the truth.
Aristotle, speaking of tragedy, stressed the point that it was an
“imitation of an action”—that of a man falling from a higher to a
lower estate. Shakespeare, in Hamlet's speech to the actors, referred
to the purpose of playing as being “. . . to hold, as it were, the mirror
up to nature.” Thus, an artist, by skilfully selecting and presenting
his material, may purposefully seek to “imitate” the action of life.
CATHARSIS
It is the purification or purgation of the emotions (especially pity and
fear) primarily through art. In criticism, catharsis is a metaphor used by
Aristotle in the Poetics to describe the effects of true tragedy on the
spectator. The use is derived from the medical term katharsis (Greek:
“purgation” or “purification”). Aristotle states that the purpose of
tragedy is to arouse “terror and pity” and thereby effect the catharsis of
these emotions. His exact meaning has been the subject of critical debate
over the centuries. The German dramatist and literary critic Gotthold
Lessing (1729–1781) held that catharsis converts excess emotions into
virtuous dispositions. Other critics see tragedy as a moral lesson in which
the fear and pity excited by the tragic hero's fate (his downfall due to a
tragic flaw “hamartia”) serve to warn the spectator not to similarly tempt
providence. The interpretation generally accepted is that through
experiencing fear vicariously in a controlled situation, the spectator's own
anxieties are directed outward, and, through sympathetic identification
with the tragic protagonist, his insight and outlook are enlarged. Tragedy
then has a healthful and humanizing effect on the spectator or reader.
Plato judges poetry from the educational, the
philosophical and the ethical standpoints, not in terms of
its own objectives, and its own criteria of merit.
Aristotle stands in defence of the theory of art which Plato
condemns on epistemological and ethical grounds. We cannot
fairly maintain that music is bad because it does not paint,
or that painting is bad because it does not sing. Similarly,
we cannot say that poetry is bad because it does not teach
philosophy or ethics. If poetry, philosophy and ethics had
identical functions, how could they be different subjects?
Plato VS Aristotle
PLATO: ARISTOTLE:
Poetry presents a copy Poetry may imitate
of nature as it is. Poetry men as they are, or
better or worse.
is twice removed from
Poetry gives us an
reality --it is a ‘shadow
idealized version of
of shadows’.
reality.
Philosophy as wisdom Poetry could be
is superior to poetry as superior when turned
mimicry or a servile into a creative
copy of nature. process.
Poetry is compared to Aristotle compared it
painting. to music.
DEFINING THE CONCEPT OF CLASSICISM
In ancient Rome, the citizens of the first rank were called classici. When
Aulus Gellius contrasted a scriptor classicus with a scriptor proletarius, the
description carried an implication of quality which is still current: we speak
of a work being a 'classic' in the sense that it is a model which deserves to
be followed. The French were using classique in this manner in the
sixteenth century but it was not until the eighteenth century in England
and France that the term 'the classics' came to mean precisely the
masterpieces of Greek and Latin literature. Since at that time a classical
education was acknowledged as the only correct training for civilized life,
such an extension of meaning is not surprising. In the history of art as in
the history of literature, classicism is an approach to the medium founded
on the imitation of Antiquity, and on the assumption of a set of values
attributed to the ancients. The continuing importance of ancient culture in
many disciplines, such as law and administration or epigraphy and poetry,
is shown in the fusing of the two senses of the word 'classic' in the term
classical tradition, which denotes the retention of, and elaboration upon,
classical values in the art of succeeding generations.
Classicism has certain basic features in art as in literature. Its
concern is always with the ideal, in form as well as in content.
Classical artists looked back to the ideal of Antiquity as well
as to its varied styles. They were sure that art is governed by
rules which are determined by reason. Beauty, which is one
form of truth, must depend on some system of measurement
and proportion; artists working from classical models made
it their business to rediscover such a system in the works of
art and buildings of Antiquity. For the Renaissance artist,
Man, within the circle of God, is the measure of all things,
and he rules himself and his affairs by the application of
reason. Antique art, centered on the depiction of a noble
human mind in an ideal body, provides convincing models
for imitation.
GENERAL CHARACTERISTICS
OF CLASSICISM
1. Reason
7. decorum
An Apology for
Poetry
Four arguments against poetry:
1) poetry is a waste of time;
2) poetry is the "mother of lies";
3) poetry is the "nurse of abuse, infecting us with many pestilent desires";
and for all that
4) poetry was therefore banished from Plato's imaginary republic, so it
must be dangerous.
Four responses:
1) How can poetry be a waste of time if learning leads to virtue and
poetry is the best way to learning?
2) Poetry is outside of the realm of truth and falsehood: "for the poet,
he nothing affirms, and therefore never lieth." Since the poet never
claims that he is presenting absolute truth in the first place, the
accusation of falsehood leveled at poetry is merely irrelevant.
3) The abuse of any art (or thing) should not condemn that art: poetry
is not to blame for the abuses committed against it by bad poets.
4) Plato banished "the abuse, not the thing," and by being wary of
poetry's power, Plato honored rather than condemned poetry.
More counter-arguments to restore to poetry its privileged
status:
1. Only the poet [...] up with the vigour of his own invention,
doth grow, in effect, into another nature; in making things
either better than nature bringeth forth, or quite anew; forms
such as never were in nature, as the heroes, demi-gods,
Cyclops, chimeras, furies, and such like; so he goeth hand in
hand with Nature, not enclosed within the narrow warrant of
her gifts, but freely ranging within the zodiac of his own wit.
2. Nature never set forth the earth in so rich tapestry as
divers poets have done; neither with so pleasant rivers,
fruitful trees, sweet-smelling flowers, not whatsoever else
may make the too-much-loved earth more lovely; her world is
brazen, the poets only deliver a golden.
3. Poesy, therefore, is an art of imitation; for so Aristotle
termeth it in the word mimesis; that is to say, a representing,
counterfeiting, or figuring forth: to speak metaphorically, a
speaking picture, with this end, to teach and delight.
4. Of all writers under the sun, the poet is the least liar; and
though he would, as a poet, can scarcely be a liar [...] For the
poet, he nothing affirmeth, and therefore never lieth.
5. So, then, the best of the historian is subject to the poet; for
whatsoever action or faction, whatsoever counsel, policy, or
war-stratagem the historian is bound to recite, that may the
poet, if he list, with his imitation make his own, beautifying
it both for further teaching and more delighting, as it
pleaseth him; having all, from Dante’s Heaven to his Hell,
under the authority of his pen.
Alexander Pope