Discrete

Mathematics
Chapter 10
Trees
大葉大學 資訊工程系 黃鈴玲 (Lingling Huang)
Outline
 10.1 Introduction to Trees
 10.2 Applications of Trees
 10.3 Tree Traversal
 10.4 Spanning Trees
 10.5 Minimal Spanning Trees

Ch10-2
10.1 Introduction to Trees
Def 1 A tree is a connected undirected graph with no
simple circuits.
Example 1. Which of the graphs are trees?

Sol: G1, G2
Note. 若拿掉 connected 的條件，就變成 forest
Ch10-3
Thm 1. Any undirected graph is a tree if and only if
there is a unique simple path between any two of
its vertices.
Def 2. A rooted tree is a tree in which one vertex has
been designed as the root and every edge is
directed away from the root. ( 箭頭可消掉 )
Example

Ch10-4
Def: a is the parent of b, b is the child of a,
a c, d, e are siblings,
a, b, d are ancestors of f
b c, d, e, f, g are descendants of b
c, e, f, g are leaves of the tree (deg=1)
c d e a, b, d are internal vertices of the tree
g
(at least one child)
f
subtree with d as its root: d

f g

Ch10-5
 Def 3 A rooted tree is called an m-ary tree if every
internal vetex has no more than m children. The tree
is called a full m-ary tree if every internal vertex has
exactly m children. An m-ary tree with m=2 is called
a binary tree.
Example 3

full binary tree full 3-ary tree full 5-ary tree not full 3-ary tree

Ch10-6
Def:
a
b
c
left child of a

d e f
right child of c
left subtree of a

right subtree of a

Ch10-7
Properties of Trees
Thm 2. A tree with n vertices has n1 edges.
Pf. (by induction on n)
n = 1 : K1 is the only tree of order 1, |E(K1)| = 0. ok!
Assume the result is true for every trees of order n = k.
Let T be a tree of order n = k+1, v be a leaf of T,
and w be the parent of v.
Let T ’ be the tree T{v}.
∴|V(T ’)| = k, and |E(T ’)| = k1 by the induction
hypothesis.
 |E(T)| = k
By induction, the result is true for all trees. #
Ch10-8
 Thm 3. A full m-ary tree with i internal vertices
contains n mi  vertices.
Pf. Every vertex, except the root, is the child of an internal vertex.
Each internal vertex has m children.
 there are mi +1 vertices in the tree

Exercise: 19

Cor. A full m-ary tree with n vertices contains

(nm internal vertices, and hence
n (nm = ((mnm leaves.

Ch10-9
Def: The level of a vertex v in a rooted tree is the
length of the unique path from the root to this vertex.
The level of the root is defined to be zero.
The height of a rooted tree is the maximum of the
levels of vertices.
Example 10. level
0

1
height = 4
2
3

Ch10-10
Def: A rooted m-ary tree of height h is balanced if all
leaves are at levels h or h1.

Example 11 Which of the rooted trees shown below

are balanced?

Sol. T1, T3

Thm 5. There are at most mh leaves in an m-ary tree

of height h.
Ch10-11
Def: A complete m-ary tree is a full m-ary tree,
where every leaf is at the same level.

Ex 28 How many vertices and how many leaves does

a complete m-ary tree of height h have?
Sol.
# of vertices = 1+m+m2+…+mh = (mh+11)/(m1)

# of leaves = mh

Ch10-12
10.2 Applications of Trees
Binary Search Trees
Goal: Implement a searching algorithm that finds
items efficiently when the items are totally ordered.
Binary Search Tree: Binary tree + each child of a
vertex is designed as a right or left child, and each
vertex v is labeled with a key label(v), which is one of
the items.
Note: label(v) > label(w) if w is in the left subtree of v
and label(v) < label(w) if w is in the right subtree of v

Ch10-13
Example 1 Form a binary search tree for the words
mathematics, physics, geography, zoology, meteorology,
geology, psychology, and chemistry (using alphabetical
order).
Sol.

Ch10-14
 Algorithm 1 (Locating and Adding Items to a Binary Search
Tree.)
Procedure insertion(T: binary search tree, x: item)
v := root of T
{a vertex not present in T has the value null}
while v  null and label(v)  x
begin
if x < label(v) then
if left child of v  null then v:=left child of v
else add new vertex as a left child of v and set v := null
else
if right child of v  null then v:= right child of v
else add new vertex as a right child of v and set v := null
end
if root of T = null then add a vertex v to the tree and label it with x
else if v is null or label(v)  x then label new vertex with x and
let v be this new vertex
{v = location of x}
Ch10-15
Example 2 Use Algorithm 1 to insert the word
oceanography into the binary search tree in Example 1.
Sol. label(v) = mathematics < oceanography
mathematics label(v) = physics > oceanography
v
label(v) = meteorology < oceanography
geography physics

meteorology
zoology
chemistry geology

oceanography psychology

Exercise: 1,3
Ch10-16
 Decision Trees
A rooted tree in which each internal vertex corresponds
to a decision, with a subtree at these vertices for each
possible outcome of the decision, is called a decision
tree.
Example 3 Suppose there are seven coins, all with the
same weight, and a counterfeit ( 偽造 ) coin that weights less
than the others. How many weighings ( 秤重 ) are necessary
using a balance scale ( 秤 ) to determine which of the eight
coins is the counterfeit one? Give an algorithm for finding
this counterfeit coin.

Ch10-17
Sol. 秤重時，可能左重、右重或平衡  3-ary tree
Need 8 leaves  至少需秤重兩次

Exercise: 7
Ch10-18
Example 4 A decision tree that orders the elements of the
list a, b, c.
Sol.

Ch10-19
Prefix Codes
Problem: Using bit strings to encode the letter of the
English alphabet ( 不分大小寫 )
 each letter needs a bit string of length 5 ( 因 24 < 26 < 25)
 Is it possible to find a coding scheme of these letter
such that when data are coded, fewer bits are used?
 Encode letters using varying numbers of bits.
 Some methods must be used to determine where the
bits for each character start and end.
 Prefix codes: Codes with the property that the bit string
for a letter never occurs as the first part of the bit string
for another letter.

Ch10-20
Example: (not prefix code)
e : 0, a : 1, t : 01
The string 0101 could correspond to eat, tea, eaea, or tt.
Example: (prefix code)
e : 0, a : 10, t : 11
The string 10110 is the encoding of ate.

Ch10-21
A prefix code can be represented using a binary tree.
character: the label of the leaf
edge label: left child  0, right child  1
The bit string used to encode a character is the sequence
of labels of the edges in the unique path from the root to
the leaf that has this character as its label.
Example: 從 root 走起，到 leaf 為止，重複
encode decode
e:0 11111011100
a : 10 s a n e
t : 110
n : 1110  sane
s : 1111
Exercise: 22
Ch10-22
Huffman Coding (data compression 重要工具 )
Input the frequencies of symbols in a string and output
a prefix code that encodes the string using the fewest
possible bits, among all possible binary prefix codes for
these symbols.

一開始有很多孤立點， label 就是各個 symbol ，

將最少使用的兩個 symbol 結合成一個 subtree ，
重複此一概念，
將最少使用的兩個 subtree 結合成一個 subtree ，…

Ch10-23
 Algorithm 2 (Huffman Coding)
Procedure Huffman(C: symbols ai with frequencies wi, i = 1, …, n)
F := forest of n rooted trees, each consisting of the single vertex ai
and assigned weighted wi
while F is not a tree
begin
Replace the rooted trees T and T’ of least weights from F with
w(T)  w(T’) with a tree having a new root that has T as its
left subtree and T’ as its right subtree. Label the new edge to T
with 0 and the new edge to T’ with 1.
Assign w(T)+w(T’) as the weight of the new tree.
end

Ch10-24
Example 5 Use Huffman coding to encode the following
symbols with the frequencies listed:
A: 0.08, B: 0.10, C: 0.12, D: 0.15, E: 0.20, F: 0.35.
What is the average number of bits used to encode a
character?
Sol:
1. 下頁圖
2. The average number of bits is:
每個 symbol 長度 頻率 的加總
= 30.08+ 30.10+ 30.12+ 30.15+20.20+20.35
=2.45

Exercise : 23
Ch10-25
Ch10-26
 10.3 Tree Traversal
We need procedures for visiting each vertex of an ordered
rooted tree to access data.
Universal Address Systems
Label vertices:
1.root  0, its k children  1, 2, …, k (from left to right)
2.For each vertex v at level n with label A,
its r children  A.1, A.2, …, A.r (from left to right).
We can totally order the vertices using the lexicographic
ordering of their labels in the universal address system.
x1.x2…..xn < y1.y2…..ym
if there is an i, 0  i  n, with x1=y1, x2=y2, …, xi-1=yi-1, and xi<yi;
or if n<m and xi=yi for i=1, 2, …, n.
Ch10-27
Example 1

The lexicographic ordering is:

0 < 1<1.1 < 1.2 < 1.3 < 2 < 3 < 3.1 < 3.1.1 < 3.1.2 < 3.1.2.1 < 3.1.2.2 < 3.1.2.3 <
3.1.2.4 < 3.1.3 < 3.2 < 4 < 4.1 < 5 < 5.1 < 5.1.1 < 5.2 < 5.3
Exercise : 2 Ch10-28
Traversal Algorithms

Preorder traversal ( 前序 )

Ch10-29
Example 2. In which order does a preorder traversal visit
the vertices in the ordered rooted tree T shown below?
Sol:

Ch10-30
 Algorithm 1 (Preorder Traversal)
Procedure preorder(T: ordered rooted tree)
r := root of T
list r
for each child c of r from left to right
begin
T(c) := subtree with c as its root
preorder(T(c))
end

Exercise : 8
Ch10-31
Inorder traversal( 中序 )

Ch10-32
Example 3. In which order does a preorder traversal visit
the vertices in the ordered rooted tree T shown below?
Sol:

Ch10-33
 Algorithm 2 (Inorder Traversal)
Procedure inorder(T: ordered rooted tree)
r := root of T
If r is a leaf then list r
else
begin
l := first child of r from left to right
T(l) := subtree with l as its root
inorder(T(l))
list r
for each child c of r except for l from left to right
T(c) := subtree with c as its root
inorder(T(c))
end

Ch10-34
Postorder traversal( 後序 )

Ch10-35
Example 4. In which order does a preorder traversal visit
the vertices in the ordered rooted tree T shown below?
Sol:

Ch10-36
 Algorithm 3 (Postorder Traversal)
Procedure postorder(T: ordered rooted tree)
r := root of T
for each child c of r from left to right
begin
T(c) := subtree with c as its root
postorder(T(c))
end
list r

Ch10-37
比較容易的表示法：依紅線的走法拜訪節點
Preorder: curve 第一次通過該點時就 list 該節點
Inorder: curve 第一次通過一個 leaf 時就 list 它，第二次通過一個 internal 節點
時就 list 它
Postorder: curve 最後一次通過該點時就 list 該節點

Preorder:
a, b, d, h, e, i, j, c, f, g, k

Inorder:
h, d, b, i, e, j, a, f, c, k, g

Postorder:
h, d, i, j, e, b, f, k, g, c, a

Ch10-38
 Infix, Prefix, and Postfix Notation
We can represent complicated expressions, such as compound
propositions, combinations of sets, and arithmetic expressions
using ordered rooted trees.
Example 1 Find the ordered rooted tree for
((x+y)2)+((x4)/3). ( 表示次方 )
Sol.
leaf:
variable
internal vertex:

operation on
its left and right
subtrees

Ch10-39
The following binary trees represent the expressions:
(x+y)/(x+3), (x+(y/x))+3, x+(y/(x+3)).
All their inorder traversals lead to x+y/x+3  ambiguous
 need parentheses

Infix form: An expression obtained when we traverse its

rooted tree with inorder.
Prefix form: … … by preorder. (also named Polish
notation)
Ch10-40
Example 6 What is the prefix form for ((x+y)2)+((x4)/3)?
Sol.
+  + x y 2 / x 4 3

Example 8 What is the postfix form of the expression

((x+y)2)+((x4)/3)?
Sol.
x y + 2  x 4 3 / +

Note. An expression in prefix form or postfix form is

unambiguous, so no parentheses are needed.
Ch10-41
Example 7 What is the value of the prefix expression
+  * 2 3 5 /  2 3 4?
Sol.
由右到左運算，將第一個出現的
運算記號 ( 如 ) 右邊的兩個數字
做此運算，運算結果取代原先位置，
依此類推。

Ch10-42
Example 9 What is the value of the postfix expression
7 2 3 *  4  9 3 / +?
Sol.
由左到右運算，將第一個出現的
運算記號 ( 如 *) 左邊的兩個數字
做此運算，運算結果取代原先位
置，依此類推。

Ch10-43
 Example 10 Find the ordered rooted tree representing the
compound proposition ((pq))  (pq). Then use this
rooted tree to find the prefix, postfix, and infix forms of this
expression.
Sol.

prefix:    p q   p  q infix: ((pq))  ((p)(q))

postfix: p q   p  q    Exercise : 17, 23, 24
Ch10-44
10.4 Spanning Trees
Introduction
Def. Let G be a simple graph. A spanning tree of G is a
subgraph of G that is a tree containing every vertex of G.
Example 1 Find a spanning tree of G.
Sol.
Remove an edge from any circuit.
(repeat until no circuit exists)

Ch10-45
 Four spanning trees of G:

Exercise : 1, 8, 11

Thm 1 A simple graph is connected if and only if it has

a spanning tree.
Exercise : 24, 25
Ch10-46
Depth-First Search (DFS)
Example 3 Use depth-first
search to find a spanning tree
for the graph.

Sol. (arbitrarily start with the vertex f)

Ch10-47
The edges selected by DFS of a graph are called tree
edges. All other edges of the graph must connect a vertex
to an ancestor or descendant of this vertex in the tree.
These edges are called back edges.
Example 4 ( 承上題 )

The tree edges (red)

and back edges (black)
Ch10-48
Algorithm 1 (Depth-First Search)
Procedure DFS(G: connected graph with vertices v1, v2, …, vn)
T := tree consisting only of the vertex v1
visit(v1)
procedure visit(v: vertex of G)
for each vertex w adjacent to v and not yet in T
begin
add vertex w and edge {v, w} to T
visit(w)
end

Exercise : 13

Ch10-49
 Breadth-First Search (BFS)
Example 5 Use breadth-first search
to find a spanning tree
for the graph.

Sol. (arbitrarily start with the vertex e)

Ch10-50
 Algorithm 2 (Breadth-First Search)
Procedure BFS(G: connected graph with vertices v1, v2, …, vn)
T := tree consisting only of vertex v1
L := empty list
put v1 in the list L of unprocessed vertices
while L is not empty
begin
remove the first vertex v from L
for each neighbor w of v
if w is not in L and not in T then
begin
add w to the end of the list L
add w and edge {v, w} to T
end Exercise : 16
end
Ch10-51
Backtracking Applications
There are problems that can be solved only by performing an
exhaustive ( 徹底的 ) search of all possible solutions.
Decision tree: each internal vertex represents a decision, and
each leaf is a possible solution.

To find a solution via backtracking: 在 decision tree 上由 root 做

一連串的 decision 走到 leaf ，若 leaf 不是 solution ，或整個子樹
檢查完未找到解，則退到上層 parent ，改找另一個子樹。

Ch10-52
Example 6 (Graph Colorings) How can backtracking be
used to decide whether the following graph can be colored
using 3 colors?
Sol.

Ch10-53
Example 7 Sol. 以 n=4 為例
(The n-Queens Problem)
The n-queens problem asks how
n queens can be placed on an nn
chessboard so that no two queens
can attack on another. How can
backtracking be used to solve the
n-queens problem.

3rd column 不能放

Ch10-54
Example 8 (Sum of Subsets)
Give a set S of positive integers x1, x2, …, xn, find a subset
of S that has M as its sum. How can backtracking be used to
solve this problem.
Sol.
S = {31, 27, 15, 11, 7, 5}
M = 39

Exercise : 30
Ch10-55
Depth-First Search in Directed Graphs
Example 9 What is the output of DFS given the graph G?

Sol.

Ch10-56
10.5 Minimum Spanning Trees
G: connected weighted graph (each edge has an weight  0)
Def. minimum spanning tree of G: a spanning tree of G
with smallest sum of weights of its edges.
Algorithms for Minimum Spanning Trees
Algorithm 1 (Prim’s Algorithm)
Procedure Prim(G: connected weighted undirected graph with n vertices)
T := a minimum-weight edge
for i := 1 to n2
begin
e := an edge of minimum weight incident to a vertex in T and not
forming a simple circuit in T if added to T
T := T with e added
end {T is a minimum spanning tree of G}
Ch10-57
Example 2 Use Prim’s
algorithm to find a minimum
spanning tree of G.

Sol.

( 過程中維持只有一個 tree)

Exercise: 3 Ch10-58
 Algorithm 2 (Kruskal Algorithm)
Procedure Kruskal(G: connected weighted undirected graph with n vertices)
T := empty graph
for i := 1 to n1
begin
e := any edge in G with smallest weight that does not form a simple
circuit when added to T
T := T with e added
end {T is a minimum spanning tree of G}

Ch10-59
Example 3 Use Kruskal
algorithm to find a minimum
spanning tree of G.

Sol.

( 過程中 tree 通常會有好幾個 )

Exercise: 7 Ch10-60