Aerosol Science and Technology
Aerosol Science and Technology
The delivery of the drug through the respiratory tract is called pulmonary drug delivery. The main
purpose of this drug delivery route is the inhalation of drug formulation through mouth and the further
deposition of inhaled pharmacological agent in lower airways.
Pulmonary drug delivery is primarily used to treat conditions of the airways, delivering locally acting
drugs directly to their site of action. Delivery of anti-asthmatic and other locally acting drugs directly to
their site of action reduces the dose needed to produce a pharmacological effect, while the low
concentrations in the systemic circulation may also reduce side-effects.
2
Anatomy of respiratory system
3
Particle deposition in respiratory system
4
Mechanism of particle deposition in respiratory system
5
1. Inertial impaction
This is the dominant deposition mechanism for particles >1 µm in the upper tracheobronchial
regions. A particle with a large momentum (the product of mass and velocity) may be unable to
follow the changing direction of the inspired air as it passes the bifurcations and as a result will
collide with the airway walls. Impaction therefore usually occurs near the bifurcations.
The probability of inertial impaction will be dependent upon particle momentum, thus particles with
larger diameters or higher densities and those traveling in airstreams of higher velocity will show
greater impaction.
6
2. Gravitational sedimentation
7
3. Brownian diffusion
This is of little significance for particles >1 µm. Particles below this size are displaced by a random
bombardment of gas molecules, which results in particle collision with the airway walls. The
probability of particle deposition by diffusion increases as the particle size decreases. Brownian
diffusion is also more prevalent in regions where airflow is very low or absent, e.g. in the alveoli.
8
Parameters affecting particle deposition
9
Advantages & disadvantages of pulmonary drug delivery
Locally acting drugs
Advantages
The dose needed to produce a pharmacological effect can be reduced.
Low concentrations in the systemic circulation are associated with reduced systemic side effects.
Rapid onset of action.
Avoidance of gastrointestinal upset.
Avoidance of intestinal and hepatic first-pass metabolism.
Disadvantages
Oropharyngeal deposition may give local side-effects.
Patients may have difficulty using the delivery devices correctly.
Drug absorption may be limited by the physical barriers, e.g. mucus layer.
Mucociliary clearance reduces the retention time of drugs within the lungs. 10
Advantages & disadvantages of pulmonary drug delivery
Systemic drugs
Advantages:
The lungs offer a very large surface area for drug absorption.
The permeability of the lung membranes towards many compounds is higher than that of the small
intestine and other mucosal routes.
The highly vascular surface of the AV region promotes rapid absorption and onset of action.
Disadvantages:
Various factors affect the reproducibility of drug delivery (lack of drug uniformity)
Complex delivery devices are required which may be inefficient and difficult to use
Drug absorption may be limited by the physical barriers, e.g. mucus layer.
Mucociliary clearance reduces the retention time of drugs within the lungs.
11
Aerosol dosage form
Definition
Aerosol is a pressurized dosage forms containing one or more therapeutic active ingredients
which upon actuation emit a fine dispersion of liquid and/or solid materials in a gaseous
medium.
12
Types of Aerosol dosage form
1. Space spray: These are finely divided sprays having particle size upto 50 µ. e.g. insecticides,
disinfectants and room deodorizers.
2. Surface coating spray: These are also sprays but disperse particles are coarse with size upto
200 µ. They produce a wet coat when sprayed on a surface. e.g. hair sprays, personal
deodorant, powder sprays and topical medicament sprays.
3. Foam: These are produced by rapid expansion of propellants through an emulsion. Hence, the
product comes out in the form of a foam or froth. e.g. shaving cream and vaginal product
13
Advantages of aerosol delivery system
14
Disadvantages of aerosol delivery system
Costly.
Allergic in some cases.
Explosive.
Some formulation is difficult.
Difficult disposal of empty aerosol containers.
It is difficult to prepare aerosols dosage form of insoluble drug.
If long term used of propellant it is produced toxic effect.
Some time its contaminate drugs by its trace metal that presence in container
15
Types of inhaler devices
16
Pressurized metered-dose inhaler (pMDI)
17
Pressurized metered-dose inhaler (pMDI) Cont….
Advantages of MDI:
a) It delivers specified amount of dose.
b) Portable and compact.
c) Quick to use, no contamination of product.
d) Dose reproducibility is high.
Disadvantages of MDI:
e) Low lung deposition; high pharyngeal deposition
Pressurized metered-dose inhaler f) Coordination of MDI actuation and patient inhalation is
needed.
18
How does an pMDI work?
The product is dissolved or suspended in a liquid solvent. A liquid gas is
usually used as a propellant.
In a typical aerosol, some of the propellant exists as a gas under pressure above
the product. This gas pushes down on the liquid, forcing it up through the dip
tube and out the valve when it is opened. The liquid is a mixture of product and
liquefied propellant. As it is released, the gas evaporates from the liquid in the
container gas.
When the liquid mixture is released from the aerosol, the liquid propellant
becomes a gas and helps break up the product into a fine mist. In foams like
shaving cream, the liquid gas forms bubbles, making the product expand as it
is released from the aerosol.
19
Components of an Aerosol
20
1. Propellant
Propellants are responsible for developing proper pressure within the container and providing the driving
force to expel the product from the container.
21
1. Propellant Cont…
A. Liquefied gas propellants: Liquefied gas propellants are exits as liquids under pressure but when valve is opened
they convert into gas. It is divided into two sub types –
1. Chlorofluorohydrocarbon: It is mainly used for oral and inhalation 2. Hydrocarbons: It can be used for water
preparation. Examples are trichloromonofluoromethan (Propellant aerosols and topical use. Example propane
11), dichlorodifluoromethane (propellant 12), (propellant A-108), Butane (propellant A-
dichlorotetrafluoromethane (propellant 114). 17).
Advantages: Advantages:
• Chemical inertness • Inexpensive
Disadvantages Disadvantages:
23
2. Container
Container provides optimal conditions to store the product to be sprayed. Containers must be able to
withstand pressures as high as 140 to 180 psig (pounds per sq. inch gauge) at 130°F.
Containers may be made of –
A. Glass container
1. Uncoated glass
2. Plastic coated glass
B. Plastic container
C. Metals container
1. Tinplated steel
2. Aluminum
3. Stainless steel
24
2. Container Cont…
A. Glass container: These types of container are used when low pressure and low amount of propellant are
used. In this type of container no corrosion problem are seen. This type of container is used in topical &
MDIs aerosols. It is also sub divided into Coated & Uncoated.
B. Plastic container: It is highly permeable to vapor so may be chance of oxidative degradation in
formulation.
C. Metal container: This types of container are subdivided into three types
1. Tin plated steel: It consist of a sheet of steel plate, this sheet is coated with tin by electrolytic
process.
Tin are coated by electrolytic process.
Three pieces of sheet
Joined by soldering.
Use of vinyl or epoxy coating to prevent of reaction due to soldering.
25
Use for topical aerosols
2. Container Cont…
C. Metal container: Continued…
2. Stainless steel
No coating required
Highly inactive
Vinyl resins are not used in inside coating because of heat sterilized so epoxy is widely used.
It is very costly it is only its disadvantage.
It is used for mainly inhalation aerosols.
3. Aluminium
It is very light weight.
The combination of ethanol and propellant 11 in an aluminium container produces hydrogen,
acetyl chloride, aluminium chloride, propellant 21 and other corrosive products.
It is used both types of aerosols MDIs & topical aerosols.
26
3. Valve and Actuator Cont…
Valve: Valve assists to release the product from the container in the
desired form when it is opened. There are two forms of valves
1. Conventional or continuous spray valve: Continuously expels the
product as long as the valve is opened. It is used mainly tropical
aerosols.
2. Metered-dose valve: Delivers a predetermined quantity of the
product when the valve is opened. Metered-dose valve has a
specially designed chamber in the valve housing which holds a
certain volume of the product concentrate for releasing outside
ensuring delivery of a definite dose. These are used in metered dose
inhalers.
27
3. Valve and Actuator Cont…
28
3. Valve and Actuator Cont…
Functions of the parts of a valve assembly
29
3. Valve and Actuator Cont…
Mechanism of aerosol valve action
30
3. Valve and Actuator Cont…
Actuator
An actuator is a device attached to an aerosol valve stem,
which when depressed or moved, opens the valve and
directs the spray containing the drug preparation to the
desired area.
33
4. Product Concentrate Cont….
Types of aerosol product concentrate systems
34
4. Product Concentrate Cont….
A. Homogenous Aerosol Systems (Solution aerosol system): In this system API is dissolved in pure
propellant or mixture of propellant and solvents. These are relatively easy to formulate provided the
ingredients are soluble. The commonly used solvents are ethyl alcohol, polyethylene glycol, di-propyl
glycol, ethyl acetate, hexylene glycol, acetone, glycol ether, etc. The particle of spray can be 5 to 10
μm for inhalation aerosol, whereas 50 to 100 μm for topical aerosol.
35
4. Product Concentrate Cont….
Manufacturing of pMDIs
Manufacturing of aerosols are intimately connected with filling and packaging. The industrial
manufacturing processes of aerosols involve semiautomatic or automatic machines.
Manufacturing of aerosols can be divided into two stages –
Stage 1: Preparing the product concentrate (solution, suspension, emulsion etc.) which is conducted
following standard procedures for manufacturing of various dosage dorms.
Stage 2: Addition of propellant or propellant blends with the product concentrate with subsequent filling
and sealing of the container. This can be done following two methods:
a. Pressure filling method
b. Cold filling method
38
Manufacturing of pMDIs Cont…
40
Manufacturing of pMDIs Cont…
41
Manufacturing of pMDIs Cont…
42
Manufacturing of pMDIs Cont…
43
Manufacturing of pMDIs Cont…
Comparison between the different steps of pressure filling method and cold filling method of aerosol
manufacturing
44
Manufacturing of pMDIs Cont…
46
Manufacturing of pMDIs Cont…
47
Manufacturing of pMDIs Cont…
48
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
49
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
2. Containers, Valves, Actuators and Dip Tubes: Acceptability and performance tested by visual inspection or by adopting suitable
test method. The objective of this test is to determine magnitude of valve delivery & degree of uniformity between individual
50
valves.
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
51
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
52
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
2. Physiochemical characteristics:
• Vapor pressure: Pressure within the container should be determined since excessive pressure variation indicates
presence of air in the headspace. It is determined by pressure gauge or can-puncturing device.
53
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
54
Quality control test/Quality Evaluation of MDI (aerosols) Cont…
4. Biologic Characteristics:
• Therapeutic activity: To ensure that the drug is clinically active when inhaled or applied topically.
• Toxicity: To ensure the safety of the formulation ingredients including propellants (irritability,
chilling effects etc.)
56
Dry powder inhaler (DPI)
In dry powder inhaler (DPI) systems, drug is inhaled as a cloud of fine particles. The drug is either
preloaded in an inhalation device or filled into hard gelatin capsules or foil blister discs which are loaded
into a device prior to use.
57
Formulating dry powder inhalers
To produce particles of a suitable size preferably less than 5 μm, drug powders are usually micronized.
Alternatives are spray drying, spray freeze drying and supercritical fluid technology. The high-energy
powders produced by micronization have poor flow properties because of their static, cohesive and
adhesive nature. To improve their flow properties, drug particles are generally mixed with larger ‘carrier’
particles usually of 30–150 μm size of an inert excipient, usually α-lactose monohydrate. Drug and carrier
particles are mixed to produce an ordered mix in which the small drug particles attach to the surface of the
larger carrier particles.
58
Types of DPI device
1. Unit dose devices with drug in hard gelatin capsules: In this device, each dose contained in a hard
gelatin capsule, was placed individually into the device, in a loose- fitting rotor. When patient push the
button, capsule is broken by external force by the action of installed twist or pins. Powder is released
and inhaled by patient. Example includes Spinhaler, HandiHaler, Aerolizer, Cyclohaler etc.
59
Types of DPI device Cont….
2. Multidose devices with drug in foil blisters: The blister based DPIs have a ring of aluminum blister
inside the DPI device. Each blister contains the dose of powder drug. Dose is indicated by a dose
counter installed in DPI. When the blister is burst by applying external force then the drug powder is
inhaled by air stream when patient takes the breath. Example includes Diskhaler, Accuhaler, Diskus etc.
60
Types of DPI device Cont….
3. Multidose devices with drug in a reservoir: In this device a dose is accurately measured and
delivered from a drug reservoir. For example, in Clickhaler, DPI a drug–lactose blend is stored in a
reservoir. Metering cups are filled by gravity from this reservoir and delivered to an inhalation passage,
from which the dose is inhaled. The device is shaken before use. The device is capable of holding up to
200 doses and incorporates a dose counter which indicates the number of metered doses. After the final
dose has been dispensed, the push button locks to prevent further use.
61
How to use a dry-powder inhaler
62
Overview of some Inhalers Currently available on the Market
Sl. No. DPI DPI type Formulation storage Reusable Company
1 Spinhaler Single dose Capsule Yes Aventis
2 Rotahaler/DPhaler Single dose Capsule Yes GSK/Cipla
3 Cyclohaler/Aerolizer Single dose Capsule Yes Pharmachemie/Novartis
4 Handihaler Single dose Capsule Yes Boehringer-Ingelheim
5 Aerohaler Single dose Capsule Yes Boehringer-Ingelheim
6 Turbospin Single dose Capsule Yes PH&T
7 Diskhaler Multi-unit dose Blister pack Yes GSK
8 Diskus Multi-unit dose Blister strip No GSK
9 Novolizer Multidose Cartridge Yes MEDA
10 MAGhaler/Jethaler Multidose Ring tablet No Ratiopharm
11 Turbuhaler Multidose Reservoir No Astra Zeneca
12 Easyhaler Multidose Reservoir No Orion
13 Pulvinal Multidose Reservoir No Chiesi
14 Taifun Multidose Reservoir No LAB Pharma
15 Clickhaler Multidose Reservoir No Recipharm
16 Flexhaler Multidose Reservoir No AstraZeneca
17 Twisthaler Multidose Reservoir No Merck
63
Nebulizer
64
Advantage of Nebulizer over pMDI and DPI
Nebulizers deliver relatively large volumes of drug solutions and suspensions and are frequently used for
drugs that cannot be conveniently formulated into pMDIs or DPIs, or where the therapeutic dose is too
large for delivery with these alternative systems. Nebulizers also have the advantage over pMDI and DPI
systems in that drug may be inhaled during normal tidal breathing through a mouthpiece or facemask,
and thus they are useful for patients such as children, the elderly and patients with arthritis, who
experience difculties with pMDIs.
65
Types of nebulizer
67
Types of nebulizer Cont…
68
Types of nebulizer Cont…
70