Proposed Supplier Qualification Policy

Proposed Supplier Qualification Policy
Program for Qualification of
Active Pharmaceutical Ingredients (APIs)
&
Good Inspection Practices
Roohi B. Obaid
Civil Service Officer/Deputy Director
At Drug Regulatory Authority of Pakistan
April 2017
Disclaimer:
It is written and judged in the best of author's professional knowledge, experience and education.
It has nothing to do with the organization or societies to which author is associated, so there is
no obligation to the author's organization or societies on the document. It represents current
thinking of the author on the subject. Within the boundary of good science, critical thinking and
comment with reference will always be respected
Narrowing the Confusions and Promoting Discussions based on Science

Proposed Supplier Qualification Policy: Program for Qualification of APIs & Good Inspection Practices
Page 2 of 15 Roohi B. Obaid April 2017
Table of Contents
S. No Title Page No.
A Preamble 3
B Objective 3
C Purpose 3
D Program will affect on 4
E Program will NOT affect on 4
F Responsibility 4
G Authority to Check 4
H Procedure 4
1) Pre audit assessment 4
2) Site Inspection Process 5
3) Post audit assessment 14
I Proposed Waiver Program based on Precautionary Principle 14
J Reference Documents 15
K Personal Note 15

A. Preamble:
Quality of API, its impacting attributes, manufacturing process and standards are major areas of
interest to predict sustainability of product with its quality attributes throughout the studied shelf
life. Upon ignoring any part of it, the finished dosage form may go out of specification and lose
its controls, responsible to ensure safe delivery of therapeutic promise. These concerns may not
only become the reason of non-availability of product but have potential to damage the credibility
of manufacturer of finished dosage form.
Historically, batches of millions of capsules manufactured by one of the multinational company
of Pakistan were found hard and resist to disintegrate after month of its manufacturing and by the
time it was identified by the regulatory agency, hundreds of batches of millions of capsules were
consumed and there is no reason that public or consumer were not able to get benefit of
therapeutic response for which they paid. The story ended up with ignorance of multinational
company upon change of supplier of material i.e. gelatin. Change of source was not the issue but
compatibility with the formulation was not sufficiently studied before the decision of change and
became the reason of victimization of consumer.
Prevailing regulations emphasize on supplier qualification but not enforced in spirit due to
capacity, presence of unclear policies and lack of continuous training both at regulatory arm and
the industry arm.
Below the line, presence of sale purchase market of raw materials and their racket is one of the
swift weapons to influence and challenge the quality system of manufacturer and thus pose risk
on ultimate quality of drug product and safety of consumer too. Keeping in view, it is necessary
to formulate a guidance policy on the subject to complete the journey of enforcing as regulation
with the passage of considerable but not flexible timeline.
B. Objective:
To give a clear risk-based guidance program of supplier qualification and its vigilance to maintain
continuity of quality in order to avoid unreasonable risk of any scale on finished drug product
quality and safety of consumer.
C. Purpose:
• To provide a clear procedure for qualification of supplier
• To provide a clear procedure for surveillance and verification of standards used in synthesis
or manufacturing and supply of APIs
• To provide a procedure to assess the impact of change before commencing commercial
manufacturing
• To provide clear expectations of science and regulations for supplier qualification change
program, its review process and continuous improvement program to resist in non-
compliance.

D. Program will affect on:
• Manufacturers
• Regulators (Registration & Compliance Directorates)
E. Program will NOT affect on:
• Importers of Finished goods dosage forms
• Regulators (Licensing, Medical Devices, Alternative Medicine & Pharmacy Services
Directorates)
Black Box Note: The Program will not apply on biological products.
F. Responsibility:
It is a shared responsibility of DRAP and Manufacturers; however, ultimate responsibility goes to
manufacturers of finished dosage forms to ensure efficient and effective Supplier Qualification Program
in line with the Program given.
G. Authority to Check:
Compliance office of both Manufacturers and Regulators, Pharmaceutical Evaluation and
Registration Division of DRAP.
H. Procedure:
The procedure will comprise of three stages i.e. Independent Pre audit assessment, Site
Inspection and Post audit assessment.
1) Pre audit assessment: In order to determine the deficiencies and assess the strength, the following
information will be asked from the supplier:
• Flow diagram(s) of manufacturing processes
• Manufacturer(s)
• Quality management
• Personnel
• Building and facilities site/ building map
• Process equipment
• Documentation and records
• Materials management
• Production and in-process controls
• Packaging and identification labeling of ingredients and intermediates
• Storage and distribution
• Laboratory controls
• Validation

• Change control
• Rejection and re-use of materials
• Complaints and recalls
• Contract manufacturers and laboratories
• Agents, brokers, traders, distributors, repackers, and relabelers
If supplier does not have a formally established program for its quality system, then supplier
is required to provide description of their process to ensure quality with proposed time
indicating program complying the standards described in ICH documents.
Standards, tools and approach will be used to assess the above information to conclude
qualification of supplier and product. A risk based assessment tool to determine safety,
efficacy and quality may be used for the purpose or alternative approach fulfilling the desired
spirit of science may equally be acceptable, if justified and authorized by the finished good
manufacturer.
2) Site Inspection Process:
Timetable: There should be a programme for the inspection and this should include a draft
timetable. While every visit will be different in the detail, there will be some standard approaches:
• All visits should start with an entry briefing meeting (opening meeting) to ensure
that the objectives of the visit are explained and understood. Arrangements
should have been made to provide any help one may need for the inspection,
including the provision of technical persons to accompany during the visit if
required.
• It is useful to have an orientation tour of the plant, particularly if it is the first
time that the plant is being visited. Remember that this is an initial walk-
through only – it may not be taken a point of detailed discussions at this stage.
Then it is time to start the main activity of the inspection – the fact-finding approach to assess
compliance with GMP. At some point in the inspection, it will be necessary to review the
programme and see whether it needs to be revised in the light of the information that has been
obtained so far, and the progress made. (For a review of two or more days, this will be necessary
at the end of each day). The inspection then continues using the revised plan. Make sure that the
persons involved in the inspection are aware of any changes, so that they can amend their plans
accordingly.
There needs to be some time at the end of the visit to review the findings. This is particularly so
when inspection as a team of two or more is carried out, each individual visiting different parts of
the site at the same time. Decide what will be reported on during the exit meeting. The last activity
at the company is an exit meeting with the management team. To tie it all together, the inspection
report is issued to the company with recommendations for action.
Getting Started: An inspection visit is for a certain length of time and it is important that one get
as much out of it as possible. Here are a few recommendations for making sure that everything
goes according to plan and the inspection starts promptly. For announced inspections, agree in
advance the time that the inspector or inspection team will arrive. Make sure that one knows the
exact location of the company and how to get there. Get there in good time. Remember who the
contact persons are.

An inspection usually begins with a meeting between the inspectors, representatives of the
company or plant management and those responsible for the areas to be inspected. The
inspectors should introduce and identify themselves and present their credentials. Explain the
purpose of the inspection.
The company usually appoints at least one escort for the inspector(s). These escorts should know
the quality system and be involved in self-inspection programme of the company.
Please Remember: There are number of things that one needs to remember about an inspection:
First of all, inspection is a systematic approach. As GMP will be assessed, it is recommended that
systematic approach would be helpful to assist in remembering all the aspects that need to be
inspected.
One needs to have good interpersonal skills in order to get the best out of the people talking to. An
inspection should identify deficiencies … and that means looking at what is wrong, or what went
wrong.
An inspection requires participation from both parties – there isn’t much point in asking lots of
questions if they are not going to be answered. An inspector must also listen to the answers and
evaluate them carefully. There is no point in asking a question and then not listening to the
response. Frequently, the response will lead to the next question.
Expect the company to know more about its equipment, facilities and processes than the inspector.
The inspector should ask relevant questions in all the areas about the processes, procedures,
systems and equipment.
Method of Fact Findings: There are three main methods for fact-finding that an inspector can
use in an inspection.
To “trace forward” is the method followed, by starting the inspection with the receiving of
starting materials and then following the production flow through the factory to the dispatch
warehouse at the end. This will tend to be a general exercise that concentrates on the physical
systems and is normally followed by most inspectors.
To “trace backward” is the method where the inspector review the history of a specific batch of a
product through the process and system. This will be a fact-based exercise that concentrates on
the processes, procedures and activities of that specific batch of product.
The “random” approach is where the inspector starts from points around the factory that appears
to be significant. The inspector will then inspect any area at random and will not necessarily
follow the logical flow of material or manufacturing process. This approach is to be discouraged
for an inexperienced inspector.
The choice of method is based on a combination of the purpose of the inspection and the previous
history of the company with regard to inspections with the personal choice of the inspector.
Questions: Although the inspector will be able to get some of the information one needs, from his/
her own observations and from documents but much of it will come from the questions that the
inspector will ask. It is important to ask “open” questions that result in information being given in
the answer. Refrain from asking “closed” questions that can be answered with "yes" or "no”.

Examples of “open” questions are:
• Could you describe what happens then?
• Why do you do that?
• When is this carried out?
• How do you do that?
• Where is that done?
• Who is responsible for doing it?
Finally, if the inspector feels that there is more information that needs to come out — try silence.
Silence can be very powerful and it makes people uncomfortable. People often tend to try to find
something to fill it.
Good Listening: Apart from asking questions, it should be remembered that the purpose of
questions is to get information. The inspector must therefore be a good listener. Here are few
rules of good listening:
• Stop talking: The inspector should wait for an answer after putting the question.
If the inspector will try to do all the talking, the other person will allow the
inspector – but this won’t get the information needed.
• The inspector should facilitate the responder or the speaker to feel free to talk
but know the time constraint and soft way to switch.
• The inspector should be open to the responses and try to appear approachable.
• The inspector should always be expressible of his listening ability to the speaker
in a professional manner of subject interest. The inspector should concentrate
and keep looking at them, nod, and smile. He/she should not ask the question
and then lose interest, or look around at everything else whilst the answer is
being given.
• Remove distractions: If the questions are detailed or likely to take time, then the
inspector should try to go somewhere quiet where Inspector and Inspectee can
both concentrate on what is being said.
• The inspector should try to understand the speaker’s point of view. Even if
he/she disagrees with the answer, it should be ensured that why it has been
given and the background to it. The impact on the quality of the drug substance
should be assessed.
• Be patient: It should be remembered by the inspector that the person may not be
used to answering questions and may need time to frame the answers. The
inspector should not rush the operator for an answer.
• Hold your temper: The inspector should not get crossed, whatever the
provocation. He/ She need to remain calm at all times in order to get all the
information that is available. It could happen that the company personnel want
to argue issues – but the inspector should not lose temper.
• The inspector should try not to say things that can be taken as a personal
criticism by the person he/ she is talking to. The inspector should ensure to

address the issue (what went wrong) and should not blame or appear to blame
the person.
• Keep on asking relevant questions: If the first answer does not give the
inspector all the information needed, then supplementary ones should be asked.
• It is important to realise, that the inspector have to stop, look and listen. It is
important to be observant– take time to look around. If just questions are asked
while moving through the manufacturing areas, the inspector will not see how
operators work, how they perform in process controls, or handle materials and
products. This is critical in assessing compliance with GMP.
Taking Notes: One of the important skills needed for a successful inspection is that of taking
notes. There is nothing worse than walking away from a discussion and finding that the inspector
has forgotten to record the important points. In many cases, the inspector will be inspecting on
his/ her own and will need to ask questions, evaluate the answers, observe the facts and take
notes. Here are some ways on how to take notes:
• Detail and facts – The inspector needs to concentrate on obtaining relevant facts at a
detailed level. Specifics such as room numbers, equipment numbers, document numbers,
batch numbers, names etc should be noted. It is important that the inspector verify the
responses given to his/ her questions as facts, no matter how much the inspector trusts
the person giving the information. If the operator says that he has cleaned the reactor
and recorded the information in a record, the record should be looked at and verified.
The inspector should never make assumptions and never be satisfied with assurances. He
/ she should record specific information, not general impressions, e.g. ampicillin, batch
number X123 was stored in bulk store number 3 where there is no temperature control,
monitoring or recording. (It should not just be noted that ampicillin was stored in a bulk
store where the temperature is not monitored).
• Record the detail as you saw it. The inspector needs a record of what he/ she sees, not
what he/ she is told that he/ she should see. If the area is dirty and there is a lot of dust
evident, it should be recorded as such, even if the inspectee says that is isn’t really dust
because they had just cleaned the area.
• Ensure accuracy – inaccurate statements and observations undermine credibility and
authority of the inspector if he/ she is proved wrong in his/ her facts (particularly with
senior management).
• Be open – The results of the inspection will be the subject of a report after the inspector
have left, so there is nothing to be gained by hiding what the inspector is recording.
What to Record: There are a few specific things that the inspector needs to record wherever they
are appropriate:
• The persons being interviewed – their names and job titles and/or responsibilities. (The
inspector may also want to evaluate the SOP for training and training records of
personnel. It will be helpful if he/she has recorded names of operators during the
inspection, when the training records are assessed later. The inspector can then verify
that an operator had been receiving continued training).

• The reference number of any document that is reviewed – both the issue number and
specific batch number if applicable (e.g. SOP numbers).
• The reference number of any equipment that the inspector was looking at and that will be
the subject of a comment in his/her report. The inspector could also select a piece or
pieces of equipment to evaluate compliance with the planned preventative maintenance
program later during the inspection.
• Any other relevant reference numbers, for example room numbers or instrument codes
should be recorded.
If documentation is being reviewed, it is useful to record some of the names of the recipients.
Then the inspector can discuss the same documents from his/her point of view when he/she meets
with them. An example is the SOP for sampling. The inspector could discuss the SOP with the
sampler when assessing the sampling process. The inspector should also scrutinise the
documentation such as master formulae, specifications and batch records.
The condition of the environment is critical – not just temperature and humidity but also general
housekeeping. The findings such as the presence of dust in manufacturing areas, paint flaking,
holes in walls, floors or ceilings, and so on should be assessed and recorded. It should be ensured
that these aspects are controlled, monitored and recorded in compliance with a written SOP.
Significant changes in facilities, equipment and senior personnel since the last inspection should
be noted. Changes that represent possible areas of weakness, for example changes in equipment
could result in changes to the manufacturing method, validation and training.
It is useful to record the layout of the building or factory. The inspector may have been provided
with drawings by the company, but he/ she might need to make detailed sketches in some cases to
illustrate his/ her notes. It will also be of help when writing the report, to remind of the specifics of
the areas inspected. An inspection will cover not just the main production areas but also goods
receipt, warehousing, laboratories, utilities areas and workshops.
Any obvious non-conformity should be recorded even if it is put right straight away and will not be
mentioned in the final report. The number of such instances during the inspection will give an
overall view of the way that GMP is being complied with - or do they quickly correct aspects
during the inspection as a means of trying to comply.
How to Record: There are a number of ways in which records and notes can be made during the
inspection. The one that the inspector chooses will depend on what is most appropriate at the
time, company policy and his/ her personal choice. The following are just some suggestions:
• Checklists are a detailed, but structured way of taking notes.
• Flow-charts can be a good way of making sure that the inspector understand an
operation and how it fits into the overall system. The flow-chart approach can
also be useful for understanding the process of manufacturing itself.
• Use of symbols may make notes easier to interpret when they are read back.
For example, the inspector could make use of a square drawn round items for
the report; or a star to indicate items for follow-up and checking at a later stage
during the inspection.

Each inspector has his/her own way of making sure that everything asked for during the
inspection is shown, or presented or followed up before the end of the inspection. These
observations can be recorded on a separate page (marked “checks”) or the observations can be
marked with an asterisk on the far right of the page. These can then be ticked off when followed
up or presented. Whichever system the inspector uses, it should be made sure that documents,
results and other things asked for during the inspection are presented to the inspector before he/
she finalises the inspection. If these are not presented to the inspector, they may not exist, or the
company had forgotten to show them. However, the inspector cannot assume, and can then not
report on the matters.
Another useful approach is to record everything as it is given, and then to review the notes
afterwards. The inspector can then use a highlighter pen to emphasize the key points. This helps
the inspector to organize the notes for later report preparation.
Some people prefer to think about their notes later, and just make short notes at the time of the
inspection, for writing up later in the report. This method relies on a good memory and the time to
write up the same day whilst the facts are still fresh in your memory.
A tape recorder is also used by some inspectors. However, this may be off-putting for those being
interviewed as it makes some operators nervous. The inspector could also seem to be more
remote.
A video camera is useful for recording information about the plant and premises, but will be of
little use in obtaining information, as it will prevent people from relaxing and answering questions
sensibly.
A still camera may also be useful for taking photos of areas, equipment or storage of materials.
It should be noted that the inspector may need to obtain permission from the company before
using a tape recorder or still or video cameras.
Use of Checklist: It can be said that checklists have their uses in certain situations, but not in
others. Keeping the following aspects in mind, the inspector should decide whether to use
checklists or not. This may assist the inspector in using them effectively:
• First of all, do not allow the inspectee to dictate the way that an inspection
proceeds. The inspector should be prepared to be flexible and go beyond the
scope of the checklist where necessary.
• The checklists may be used to help in preparation for the inspection.
• They may be used to record the information collected during the inspection,
review notes of inspector and chart progress during the inspection.
• They may be used in preparation for the briefing during the exit meeting
• They may be used to write the report after the inspection accordingly.
Aide- Memoire: Aide memoire could be defined as an “aid to your memory” or a document to
remind the inspector to do or check certain aspects during the inspection. It is thus an
abbreviated list of specific actions that the inspector wishes to work on during this inspection.
This list is prepared during the preparation phase of the inspection where the inspector will list

specific aspects that he/ she wants to evaluate during the inspection. It will be individually
tailored to suit the specific inspection. It will probably be not more than 1-2 pages long.
Inspectors can work with a checklist and/or an aide-mémoire depending on the type of inspection
to be done.
Objective of Exit Meeting: The inspector should always finish the inspection with an exit or
closing meeting. This meeting is held before leaving the factory and it has two objectives:
• It is an opportunity for the management team to be informed of the findings of
the inspection. Companies often widen the audience for these meetings to more
than the immediate technical team as it can be a learning experience for
personnel.
• It also ensures that there will be no surprises when the final report is submitted.
The observations, non-compliances and compliances, should be reviewed and
clarified during the closing meeting.
The inspector should present a summary of his/ her observations to the company during the
closing meeting. If only a summary is given, it should be ensured that the company is informed
that a full report will be sent to the company.
Preparation of Exit Meeting: Assuming that there is more than one inspector involved, the first
step is to group non-compliances so that the whole team has the same set of information. The non-
compliances should then be categorised into critical, major, and minor non-compliances, or a
similar grading system.
Depending on the number of non-compliances identified, the inspector may not want to cover all
of them in the exit meeting. In which case, it is worth ranking them in order of priority so that at
least the key ones are discussed. It is important to anticipate what questions might be raised in the
meeting and have answers ready; this is particularly true for any contentious issues.
Assuming there is a team of inspectors involved, the team leader will normally be the
spokesperson; alternatively, the whole team may take part in the presentation, each covering
his/her own areas of expertise or areas inspected. It is important that someone from the team is
responsible for taking notes during the meeting.
Participants of Exit Meeting: The participants at the exit meeting will often depend on company
culture and practice. The inspectors who participated in the inspection will obviously attend.
A senior management representative is essential – often the technical director or other board
member – since he/she will be responsible for agreeing any actions that incur significant
investment.
The managers and supervisors whose areas have been inspected should also be present (although
on occasion, they will have a separate meeting with the inspectors prior to the senior management
meeting).
As discussed previously, the company may widen the attendees as a training exercise for other
members of the management team.
Holding Exit Meeting: Here are a number of tips for making the meeting as effective as possible:

• It is important that the inspector leads the meeting and control the agenda so
that all the pertinent points are raised.
• The inspector should list any unsatisfactory findings and outline the
irregularities and other observations. The inspector’s presentation should be
made in one go, without any discussion. If the inspector is interrupted during the
reporting session, he/ she could indicate to the members at the meeting that the
opportunity to discuss points comes later in the meeting.
• If at all possible, the meeting should be started by mentioning the good points
that have been observed during the inspection. It is important that these are
recognized. If the inspector mentions them up front, it will create a better
atmosphere in which to review problems. It should be remembered to thank
them also for their hospitality.
• The inspector should realise that the people whose departments are being
criticized may feel vulnerable, particularly in front of senior managers. Hence,
the inspector should be prepared for some challenges and deal with them calmly
and politely – this should defuse the situation.
• Any points of contention should be discussed and resolved before the meeting
ends.
• It is possible that there could be occasions where the inspector has
misunderstood what he/ she has been told or made a mistake in his/ her
observations. When this does happen, the inspector should admit it and agree
the amended recommendation or action.
• However, if the inspector is convinced that he/ she is right, he/ she should not
back down. The role of the inspector is to make observations on compliance with
GMP and recommendations on improvements. He/ she should not be
intimidated by arguments that he/ she does not agree with.
Writing Inspection Report: If there is an inspection team, each team member writes the part that
he/she has inspected and is responsible for. The team leader has the overall responsibility for the
final report. He/she must remove inconsistencies between the various parts, and ensure that the
sequence of the various parts is logical and the conclusions drawn are valid and founded on facts.
Report Content: The report should mainly be divided into 4 parts as per recommended format
General information about the company can be taken directly from the information provided by
the company itself, provided it is annotated as such and verified during the inspection.
The second part should describe the progress of the inspection, listing all the parts of the factory,
warehouse, laboratory etc that have been inspected.
The third part is devoted to observations, either negative or positive, including any major changes
(improvements and deterioration) that have taken place since the previous visit. Negative
observations should differentiate between poor systems and failure to comply with the system. An
example is lack of cleaning in a particular area. Is it due to an inadequate SOP, or lack of
compliance with an SOP that covers all aspects of cleaning?

Positive observations should be recorded. A description of the process that is carried out
particularly well would be considered as examples of good manufacturing practice.
The final part consists of the inspectors’ summary and conclusion, including corrective actions
and recommendations. The inspector could also add any supplementary documentation as
annexes to the report. (It is advised that the inspector discusses the contents of part three and four
with the company during the exit meeting, where possible).
Do not include in Report: There are some aspects that should not be included in the report,
although they may be discussed at the exit meeting if appropriate:
• The inspector’s subjective opinions as opposed to fact.
• Information that is not relevant to the inspection.
• Ambiguous statements that cannot be supported.
• Antagonistic statements that do not contribute to the inspection.
Style of Report: Inspection report requires consistent style that is used by everyone (using a
standard format). Here are a few suggestions on making the report readable and effective:
Use the past tense: “It was observed…” or “It was noted that…”
Keep it simple and based on fact – it is not necessary to complicate the report. There is no room
for opinion or ambiguities - remember the specifics that are discussed earlier when referring to
documents, products or equipment.
Provide a summary – covering general impression of the company and assessment of whether they
achieve compliance with GMP. In particular, the inspector should refer to specific incidents of
non-compliance.
Challenges in Inspection: In most cases, people answer questions truthfully. Deliberate lying is
rare during an inspection. However, there are many ways in which the company being inspected
can make things difficult for the inspector. The inspector needs to be aware of these tricks and
have his/ her own remedies to get around them:
Time-wasting (by long meetings, people not being available or even special lunches) can be
defused by threatening to extend the time scale for the inspection until the whole programme is
complete.
Avoid being side-tracked (another time-wasting device) by having a clear programme from the
start and sticking to it.
Provocation has already been discussed– do not let it upset and on no account lose temper. If the
inspector does, he/ she lose control of the situation– and reduce his/ her credibility as well.
If the excuse for a problem is that “this is a special case and does not normally happen” – the
inspector should take note of the circumstances and keep looking. In other words, the inspector
should establish whether there is a trend. If it is indicative of a problem, there will be more
evidence during the inspection. If it really is a special case, there will be no more examples. If the
inspector gets into a circular argument, it is unlikely to get anywhere and the inspector should
move on.

If one of the people being inspected tries to turn the situation into a trial of strength, don’t be
pulled into the game. Ensure that you have your facts straight and remain calm.
If the response the inspector receives is an obviously insincere response from the person being
interviewed – it should be ignored; it won’t affect how the inspector carries out the inspection or
his/ her observations.
If someone tries to make the inspector to pity him or her, by telling that how hard work is done by
him/her or how difficult the job is – the inspector should sympathize and then move on. The
inspector should not let it affect the objective judgement of how that person operates within the
company.
If the person the inspector needs to see is unobtainable for some reason – the inspector shouldn’t
let it upset his/ her schedule. The deputy should be called and the inspector should keep insisting
until someone is found who can answer his/ her questions.
Finally, the inspector should be prepared for sudden outbreaks of amnesia – it is amazing how
many times people promise to provide something and then forget. If that happens, the inspector
should go back to the department in question and ask for the item him/ herself.
3) Post audit assessment: an independent pre audit assessment report and findings of
inspection will be assessed as per defined decision tree to qualify the supplier with post approval
surveillance program (that may include complete testing, stability, change assessment, site
verification and follow up site inspections).
I. Proposed Waiver Program based on Precautionary Principle:
In order to respect and trust science based procedures of quality system of others, following in
proportionality order may be considered waiver for inspection, assessment and its scope, if
summary of assessment report and certificate of inspection is valid for the desired period.
1. Any manufacturing facility of drug substance for a particular API, qualified by the finished
drug product manufacturer and subsequently endorsed by the DRAP in writing cross-referred
to final assessment report of that finished drug product manufacturer.
2. Qualified by regulatory authority of ICH countries for a particular drug substance.
3. Qualified by manufacturers supplying finished drug product for the particular drug substances
to the ICH countries.
4. Qualified by the manufacturers supplying finished drug products for the same therapeutic
class or drug substance to ICH countries.
5. Qualified by the regulatory authority of ICH countries for any drug substance manufactured
in same facility.
6. Any other scientific justification that provides desired level of knowledge for the particular
drug substance and rational to conclude the waiver but not in any case without prior approval
of the regulatory authority on the assessment report.

J. Reference Documents:
• USP Pharmaceutical Ingredient Supplier Qualification Program
• ICH Q6, Q7, Q8, Q9, Q10, Q11, Q12
• Schedule B-II of Drugs Act, 1976, DRAP Act, 2012
• Several Technical Guidance Documents and Presentations of WHO
K. Personal Note:
A policy has been drafted to invite intellectual input of stakeholders, interested parties,
and subject matter experts to make it practically applicable instead of theory and
consistent with international standards prevailing around.

Proposed Supplier Qualification Policy

More Related Content

What's hot (20)

Similar to Proposed Supplier Qualification Policy (20)

More from Obaid Ali / Roohi B. Obaid (20)

Recently uploaded (20)

Proposed Supplier Qualification Policy