The Internet of Things 2012 - New Horizon

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"I am neither an optimist nor pessimist, but a possibilist."
Max Lerner

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published in Halifax, UK
2012©
The
Internet of
Things
2012
New Horizons
Edited by:
Ian G Smith
Technical Editors:
Ovidiu Vermesan Peter Friess Anthony Furness
Reasonable efforts have been made to publish reliable data and
information but the authors and the publishers cannot assume
responsibility for the validity of all materials. Neither the authors
nor the publishers nor anyone else associated with this
publication shall be liable for any loss, damage or liability
directly or indirectly caused or alleged to be caused by this book.
ISBN hard cover: 978 - 0 - 9553707 - 9 - 3
Design and layout: Martin Pitts
studio@smartidentification.org
Printed by Platinum www.platinumprint.com

IERC - Internet of Things
European Research Cluster
3rd edition of the Cluster Book
This year’s Cluster Book is a landmark achievement for scientists and
engineers working to carry forward the development of knowledge in
the domain of the Internet of Things. It is the place where
internationally renowned experts join together to celebrate a
breathtaking record of achievement and to call for action from
industry, academia, government, and civil society to create and sustain
a culture of responsible innovation and social responsibility for the
people of the world.
There are multiple dimensions to this Cluster Book: it is about the
complex interrelationship between objects and networks – how we
interact with objects, how the Internet influences the way we 'sense'
reality, and how technology both helps and hinders us from knowing
ourselves; it is about power and knowledge, insight and inspiration,
culture and experience, physics and metaphysics.
The Cluster is assuming its responsibilities in contributing to wider
public policy and innovation issues by having a permanent seat in the
Commission’s IoT Expert Group, backing the work of bi-lateral
international expert groups and national advisory boards while linking
to European Technology Platforms and providing input in the context
of preparations for the Horizon 2020 Programme on European
Research and Innovation.
The book is published in partnership with the EU FP7 CASAGRAS2
project which concludes its activities this year.
www.internet-of-things-research.eu
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Partners: Smart Identification Ltd. UK
Praxis Consultants UK
Stiftelsen SINTEF Norway
FEIG Electronic GmBH Germany
China Electronics
Standardization Institute China (People’s Republic of)
Sitronics Labs Russia
Fundacio de Apoio as
Universidade de Sao Paulo Brazil
Custommedia Sdn Bhd Malaysia
High Tech Aid USA USA
Global ICT Standardisation
Forum for India India
Electronics And
Telecommunications
Research Institute Korea (Republic of)
Yokusuka Telecom
Research Park Kabu
Shiki Gaisha Japan
European
Telecommunications
Standards Institute France
Birkbeck College -
University of London UK
University of Bradford UK
Co-ordinator: Ian Smith Smart Identification, UK
Email:ian@smartidentification.org
www.iot-casagras.org
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contents
Ethical implications of tomorrow’s digital society 7
Foreword Towards Connectobjectome 8
Chapter One Towards Dynamism and Self-sustainability 12
Chapter Two Europe’s IoT Strategic Research Agenda 2012 22
Chapter Three Introduction to the CASAGRAS2 Inclusive Model 118
The Technological Fabric of the Internet of Things 123
Chapter Four From Identification to Discovery 132
Privacy Concerns and Acceptance of IoT Services 176
Chapter Five Towards a Framework of IoT Standards 188
Chapter Six Foundations for IoT Governance 204
Chapter Seven IoT – Where is it going? A Global Overview 249
Africa 250
Asia 255
Australia 274
Europe 277
India 285
Russia 287
South America 291
USA 302
Multi-National Commercial Reports 304
IoT applications of strategic interest 330
Chapter Eight Japan-Europe cooperation
on ucode technologies 340
National Value Creation Networks 352

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"The two words information and communication are often
used interchangeably, but they signify quite different things.
Information is giving out; communication is getting through."
Sydney Harris
The world as we have created it is a process of our thinking.
It cannot be changed without changing our thinking."
Albert Einstein

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Ethical implications
of tomorrow’s digital society
By Neelie Kroes
The ethical implications of tomorrow's internet are complex, and require
broad public debate, with an active role of all stakeholders including public
policy makers, business and civil society. While ICT offers opportunities like
a platform for freedom of speech, social contact and enhanced democratic
accountability, there are also ethical problems online: for example
important questions like privacy and data protection. As ICT becomes ever
more important, pervasive and useful, we need to raise and discuss these
ethical questions.
The European Group on Ethics in Science and Technology (EGE) have
presented a very useful reflection on the ethics of the digital economy and
it's impacts on society. I'm glad that in particular they looked at the ethical
implications of the ‘Internet of Things’: in no other area are the implications
of the future of the Internet quite so vivid.
The Internet of Things promises to bring smart devices everywhere, from
the fridge in your home, to sensors in your car; even in your body. Those
applications offer significant benefits: helping users save energy, enhance
comfort, get better healthcare and increased independence: in short
meaning happier, healthier lives. But they also collect huge amounts of data,
raising privacy and identity issues. That's why our Horizon 2020 programme
proposes to invest in research for education and research into the ethical,
legal, social and environmental areas of ICT.
For the Internet of Things to take off people need to feel a degree of comfort
and control, and business needs stability and predictability to invest. That
is why the issue of ethics and understanding needs, concerns and desires
of people and businesses is so important. I hope we will make progress
together in building a conducive environment for the Internet of Things and
the future Internet.
Neelie Kroes,
Vice President of the European Commission
and Commissioner Digital Agenda Europe
The digital society raises questions not just technological or
political – but philosophical, social, legal, ethical and
psychological.

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Foreword
This year's Cluster Book is a landmark achievement for scientists and
engineers working to carry forward the development of knowledge
in the domain of the Internet of Things. It is the place where
internationally renowned experts join together to celebrate a
breathtaking record of achievement and to call for action from
industry, academia, government, and civil society to create and
sustain a culture of responsible innovation and social responsibility
for the people of the world.
Towards Connectobjectome:
The age when the totality
of all objects become connected
By Gérald Santucci
Yes, the challenge of the next decade is to see that the benefits of the
Internet of Things revolution are shared by all the citizens of the world,
not just those fortunate enough to live in the most developed and emerging
economies. This is why the European Commission has been consulting
widely through a structured process with key stakeholders, since 2010,
to devise a regulatory framework which puts in place the conditions to
maximise the use of IoT potential whilst minimising risks. At the heart
of the new framework is the vision of an Internet of Things that enables
not only large corporations to thrive in ever-competitive environments,
but also users, citizens, ordinary people without money and without power,
to start up platforms, products, open source soft- and hardware, to develop
good practices of sharing 'things', and to reap the full benefits of social
networks, including micro- and supermicro-size social networks, as these
networks get closer to the objects through, for instance, smartphone apps.
History will judge us.
We can either continue down the perilous path of considering the Internet
of Things as the mere application of current core technologies, in particular
Radio Frequency Identification, or insist on a new direction. If we don't

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Foreword
change course, if we look to the challenges ahead with the concepts of
today, if we let ourselves be dominated by selfishness or easiness, or pulled
into turf battles, we know what lies ahead – less economic growth, less
sustainability, less jobs, and a society fragmented along sectarian,
irreconcilable lines. We must be beyond ideological debates – the outer
ends of privacy upholders and 'I-have-nothing-to-hide' defenders will never
meet in a harmonious way, and hence, in the complex era of the Internet
of Things, the only constructive approach requires the establishment of a
new "social contract" whereby as many stakeholders as possible cooperate
to define shared values and whereby acceptance is a process.
The wrong way to respond to the challenge of the Internet of Things
is through a race to the bottom, where nations and organisations
compete to see who can provide IoT applications, platforms and services
with the lowest protection for citizens and the cheapest costs. The right
way is through an ambitious global strategy, pursued with commitment
and energy over several years. This strategy should recognise the
important benefits of the Internet of Things for society as a whole,
such as in smart transportation systems, smart cities, pollution control,
natural hazards monitoring, and sustainable consumption, and it should
foster public-private partnerships to invest in ethics-, privacy- and security-
by-design IoT systems that enhance innovation, entrepreneurship,
and user empowerment.
"May you live in interesting times."
There's an old blessing that I love to quote – "May you live in interesting
times." We certainly find ourselves in difficult, complex, and, yes, interesting
times today, with the many IoT challenges facing Europe. None of these
challenges is beyond our capacity to solve. To take only one example, we
start to understand that the public debate on the Internet of Things should
not be framed in the context of today's discussions regarding identification
technologies where human agency is still possible (match-on-card
biometrics, RFID tag deactivation on retail goods, 'silence of the chips',
privacy impact assessments, 'right to be forgotten', etc.), but should take
the full measure of objects taking decisions autonomously without any user
intervention, without possible user awareness, and "on user behalf".
Such an approach opens a promising possibility for a collective reflection
on challenging ethical values like the sense of identity, user consent,
fairness and equity.

Foreword
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The awesome task then is not simply to innovate – and that is challenging
enough – but to innovate in ways that reconcile the complex nodes
of technology and society around new ethics.
Now, by itself, the simple recognition that we are all in this together won't
usher in a new era of cooperation. What comes of this moment is up to us;
it will be determined not by whether we can write and publish papers
together today, but whether we can work together tomorrow. After four
years of work within the IoT European Research Cluster, I believe we can.
And of course I believe we must. That's what the people who will read this
Cluster Book expect of us.
The world has changed
The world has changed, and for many in Europe, the change has been,
and still is, painful, especially since the 2008 financial crisis caused by
widespread failures in government regulation, corporate mismanagement
and heedless risk-taking by stock exchanges. We see it in the shuttered
windows of once booming factories, and the vacant storefronts of once
busy streets. We see it in the frustrations of citizens who have lost their
jobs or seen their pay slips dwindle – people who feel like the rules have
been changed in the middle of the game. They're right, the rules have
changed. ICT revolutions since the invention of the first single-chip
microprocessor in 1971 have transformed the way we live, work and do
business. By giving autonomy to objects, and by blurring the line between
bits and atoms, the Internet of Things will produce another quantum leap
forward on both the technological and societal levels by erasing boundaries
between information entities and moving the reality across traditional legal,
business, social and cultural concepts towards a single environment.
The scale of the challenge is unprecedented and Europe's response must
match the aspirations of people across territories, lifestyles and social
classes. The first step in winning the future is enhancing technological
innovation. The second step is taking social innovation to scale, i.e.
providing leeway for the renewal of services (commercial or public)
and of the main socio-economic forces that drive our societies.
The third step is fostering global standards, and in particular to achieve
full interoperability of networks and services.
There are multiple dimensions to this Cluster Book: it is about the complex
interrelationship between objects and networks – how we interact with

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Foreword
objects, how the Internet influences the way we 'sense' reality, and how
technology both helps and hinders us from knowing ourselves; it is about
power and knowledge, insight and inspiration, culture and experience,
physics and metaphysics.
I commend the Editors for convening such an impressive group of authors
to address the challenging topic of the Internet of Things and also the
Authors for their detailed, balanced, and thoughtful approach to the issues.
Gérald Santucci
The book sets the European and global scene of the Internet of
Things, explains what Europe is doing on key issues like addressing,
identification and resolution, architecture and standards, presents
a model of IoT Governance, describes the Cluster's Strategic
Research Roadmap, and provides a bunch of interesting updates
on business developments. It takes us forward to the time when all
the objects on Earth become connected to the Internet - welcome
at connectobjectome!

Towards Dynamism
and Self-Sustainability
By Dr. Peter Friess
“For people working in the field of the Internet of Things,
the future is the present”
Opportunities and challenges
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Chapter One
Fig. 1: Being connected is the future
(Source: cultureandcommunication.org 2012)
The Internet of Things (IoT), is a concept which has its roots in
various network, sensing and information processing approaches.
It is seriously gathering momentum and taking up speed. Today it
is irrelevant whether stakeholders and opportunists adopt the IoT
term or similar ones like Sensor Networks, Sensor Clouds or
infinitively large concepts like Smart Planet. What does matter is
that an increasing number of researchers, business evangelists and
governmental decision makers feel the potential of stronger
context-aware systems including lower or higher forms of
decentralised reasoning.

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It is also critical that at this very same moment early-adopters and smart
followers, in their individual and collective analyses, are sharp enough
to embrace on one hand the advantages of new ways of sensing and
reasoning, and on the other hand be realistic and convinced about the
necessary accompanying measures. The latter will need to ensure safety,
trust and liability. At a higher abstract level, smart people must be able to
cope with future complexity and new ways of living.
It is certainly not by accident that numerous fields of small and large
applications nurture themselves from Internet of Things principles.
Two reasons stand out: an increasing push for reduced energy consumption
and increased safety in several fields of intervention (energy and
construction, transport, catastrophe prevention etc.), the fact that many
individuals both in their professional and private spheres are increasingly
using multiple electronic personal devices.
The latter is also true for corporate and political executives.
Decision making processes have resulted in a stronger push for a new
era of connected devices and applications with all possible variations.
Fig. 2: Dominance of the “Any” paradigm (Source: SINTEF 2011)
In this context the research and development challenges to create a smart
world, where physical, digital and virtual worlds would rather converge
than diverge, are enormous.
Chapter One
“Connected Any-time, Any-place, with Any-thing and Any-one Ideally
using Any-path/network and Any-service”

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Chapter One
Not only the technical complexity impacts significantly on drawing concise
and coherent development lines, it is also the factor of exponential
connectivity and thus complexity increase which leads to unnecessary sub-
optima solutions and spaces of chaos. In addition, as sincere researchers,
leaders and policy makers tend to be concerned with various aspects of
social responsibility, research and development efforts need to go hand in
hand with communication, exchange, innovation stimulus, self-regulation
and regulation.
Fig. 3: Europe’s Internet of Things action plan (Source: EC 2011)
The following list of aspects provides a wide but certainly not exhaustive
compilation of the current Internet of Things issues at stake:
Architecture: development and refinement of structural reference
frameworks for the arrangement of physical and logical hard - and
software components, including questions of object identification,
virtualisation and decentralisation; also ensuring interoperability
across application sectors.
Security and Trust issues: development of mechanisms and
frameworks (by design) for ensuring that all users in business

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Chapter One
and private contexts trust the applications and maintain a certain
power of control on their data across the full data and information
life cycle.
Software and middleware platforms: support for analysis and
processing of data flows from sensing devices and a high quantity
of object instances, complemented with event filtering and
management capabilities and including complexity management
considerations.
Interfaces: integration of multi-modal interface approaches for
enriching all kinds of man-machine interaction for both changing
the user experience and coping with the information density.
Smart sensors: integration of sensing and reasoning capabilities
into networked and energy-harvesting devices.
Testing and Standardisation: current IoT dispositions are still on-
going and effects on mass deployments need to be much better
understood. Testing and large-scale pilots are absolutely crucial and
should also lead subsequently to standardisation for ensuring
interoperability and reducing complexity.
Business models: a sound exploitation of the IoT business potential
is still missing and new business models for the existing incumbents
but also new and innovative players need to be developed.
Societal and ethical implications: the Internet of Things has already
started to change our lives virtually but questions about the
physical and logical usage coupled with considerations of needs for
privacy, inclusiveness of the society and evolution of social
behaviour remain very valid and only partly addressed.
IoT Governance: often misunderstood, IoT Governance is, in
particular about the governance of the Things and their context of
usage rather than Internet aspects. New models, mechanisms and
frameworks covering legal aspects too are necessary for
guaranteeing proper trust, identity and liability management.
International Cooperation: the Internet of Things is a truly global
subject which shows interesting application cases in different parts
of the world. Moreover, as it will only work if a certain level of

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Chapter One
Finally it should be mentioned that IoT connects largely to other fields of
activities like Cloud approaches, Future Internet, Big data, Smart Cities, and
specific European Member State initiatives such as Cyber-Physical Systems.
Fig. 4: The Internet of Things innovation arena (Source: IERC 2011)
The Cluster’s reply
In this dynamic environment, a few years ago the European Commission
created the IERC - Internet of Things European Research Cluster,
which today comprises around 40 projects. The role of the Cluster,
which has established an excellent reputation, is to provide a light-weight
portfolio management approach for overcoming isolated, redundant
research and knowledge barriers.
The latter often result due to structural and organization boundaries
where the actors are confronted with disperse competencies and conﬂicting
interests. It can be recognized that with the overarching vision of a future
interoperability is maintained, a common understanding among
the different nations involved is pivotal.
Integration of results from other disciplines: basic ICT, robotics,
nanotechnology, biomedicine and cognitive sciences provide a rich
source of inspiration and applications for developing the Internet
of things further on.

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Chapter One
Internet of Things and the present research and policy community, the IERC
could take a significant step forward in this regard.
A further vehicle proposed by the IoT European Research Cluster is to link
its activities with value creation networks or clusters and innovation/
research incubators to be established in every European Member State
of the European Union and associated states. This form of co-research
and innovation with the IERC will allow a better coordination of knowledge-
producing projects in the area of IoT at the national level with inter-linkages
among different countries and cooperation at the European level.
This is expected to generate more cooperation and new business networks,
innovative projects by SMEs with universities and technology centres,
as well as funding of innovation, investments, venture capital, start-ups
and spin-offs.
In the past months the IoT European Research Cluster has maintained
its dedication to act as a hub between researchers, business creators,
standardization bodies, public authorities and international representatives.
Membership is relatively open for interested partners who are willing
to engage in the Cluster’s activity chains and to provide further linkage for
common goals which will enable the IoT vision to happen, establish
common research strategic agendas, create ﬁnal market demand, etc.
Fig. 5: IoT European Research Cluster working structure (Source: IERC 2012)

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Chapter One
The working structure of the Cluster is organised around 14 activity chains
(ACs) to favour integration in various dimensions. Although this concept
has already been presented it is important to say that the structure is
reviewed on a yearly basis with the activity chains being confirmed,
modified or discarded. The present work structure comprises the following
modules:
AC01-Architecture approaches and models: collection and
exchange of requirements, creation and implementation of an
architecture reference model
AC02-Naming, addressing, search, discovery: analysis and
documentation of the (main) naming, addressing and discovery
schemes used in the scope of IoT applications and services
AC03-Governance issues and models: development support of
an IoT Governance model which respects peculiarities on an
international level
AC04-Service openness and interoperability: identification of
issues to ensure service openness and to improve semantic and
overall IoT technologies’ interoperability
AC05-Privacy and security issues: identification of privacy and
security issues and corresponding requirements for different IoT
applications
AC06-Pre-normative and/or pre-regulatory (research): definition
of a standardisation strategy for IoT technology and applications,
gap analysis
AC07-Cluster support: adaption of the Strategic Research Agenda,
cluster communication (newsletter, IERC blog, websites, overall
communication and organisation)
AC08-Link to Future Internet initiatives: liaison with the Future
Internet Public Private Partnership (FI-PPP) initiative and the Future
Internet Assembly (FIA)
AC09-National Cluster Liaison: contact to and follow-up of IoT
Initiatives in the 27 EU Member States and associated
European states
AC10-International cooperation: International cooperation and
bilateral IoT working groups and initiatives (China, Japan, South
Korea, US and more)

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Chapter One
In addition the IoT European Research Cluster collaborates strongly with
the recently established Global IoT Forum, an initiative receiving start-up
support from the European Commission. The IoT International Forum is a
one-stop shop, a not-for-profit organisation for actors to come together
from both the global IoT community and from domains which could benefit
from IoT.
Fig. 6: Workgroups (WG) of the recently established Global IoT Forum
(Source: IOT Forum website 2012)
AC11-Application scenarios and Pilots: definition of application
scenarios for IoT technology, identification of industry needs for IoT
applications
AC12-Dissemination activities: support of IoT dissemination
activities with focus on the research community in order to enable
knowledge sharing
AC13-IoT Enabling technologies: monitoring of present and
future enabling technologies to be used in the context of the
Internet of Things
AC14-Cognitive Technologies for IoT: identification of
opportunities and challenges, definition of cognitive management
functionalities and building blocks for the IoT

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Chapter One
Among the established working groups addressing Economics, Technology,
Legislation and Governance issues, major attention will be paid to the
Societal work group which provides a forum for the exchange of trends,
challenges and barriers relating to societal matters around the Internet of
Things.
The future
The Internet of Things is a real vision which has passed its conceptual stage.
Although it is being built today it still remains vague as to what will
happen when things, homes and cities become smart. In terms of
penetration, the Internet of Things could permeate the whole economy
and society if the public concerns that generally impede technological
change (in particular privacy and security) are addressed and warranted
in such a way that trust and enthusiasm are reflected in a strong market
demand. Otherwise, should these demand signals not materialise, the
Internet of Things would remain limited to a few niche areas (e.g., health
care, logistics, manufacturing, security, transportation).
In this book you will find many answers to the questions which are being
asked today -
After considering the content of this book the reader might well ask
what will come next.
What is happening on a world-wide scale in the domain of the
Internet of Things?
What are the results and achievements so far in Europe on several
dedicated aspects like architecture but also on identification and
standardisation issues?
What should be understood by IoT Governance and what ideas exist
for a potential model?
What are the future research challenges and road-mapping
building blocks?
How are current Internet of Things business perspectives perceived
by regional and international players?

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Chapter One
The concept of the Internet of Things has been barely understood or served
as an appropriate frame for discussion before it has started to get diluted
and lose its trendiness. But this could be considered a good sign for the
way forward. New players are coming on board. The ideas of the IoT filter
into many different application areas and business concepts.
What is important is that in the end the underlying ideas and concepts
should serve the present and future society.
Fig. 7: Mood board future society
(Image source: http://wallpaper-s.org 2012)
This article expresses the personal views of the author and in no way
constitutes a formal or official position of the European Commission.
Peter Friess is Scientific and Policy Officer, EC-Coordinator IERC (Internet
of Things European Research Cluster), European Commission
Directorate General Information Society and Media

Chapter Two
EUROPE’S IoT STRATEGIC
RESEARCH AGENDA 2012
... Dr. Peter Friess, Dr. Gunter Woysch, Patrick Guillemin,
Sergio Gusmeroli, Harald Sundmaeker,
Dr. Alessandro Bassi, Dr. Markus Eisenhauer, Dr. Klaus Moessner
1 Internet of Things - The Vision
The concept goal of the Internet of Things is to enable things to be
connected anytime, anyplace, with anything and anyone ideally using
any path/ network and any service. Internet of Things is a new
revolution of the Internet. Objects make themselves recognizable and
they obtain intelligence thanks to the fact that they can communicate
information about themselves and they can access information that
has been aggregated by other things. For example - alarm clocks will
go off early if there’s traffic; plants will communicate to the sprinkler
system when it’s time for them to be watered; running shoes
communicate time, speed and distance so that the wearer can compete
in real time with people on the other side of the world; medicine
containers tell your family members if you forget to take the medicine.
All objects can play an active role thanks to their connection to the
Internet.
22
By Dr. Ovidiu Vermesan and...
Internet of Things (IoT) enables the objects in our environment to
become active participants, i.e., they share information with other
members of the network or with any other stakeholder and they
are capable of recognizing events and changes in their
surroundings and of acting and reacting autonomously in an
appropriate manner. In this context the research and development
challenges to create a smart world are enormous. A world where
the real, digital and the virtual are converging to create smart
environments that make energy, transport, cities and many other
areas more intelligent.

23
Chapter Two
Figure 1 2012+ Enabling Information Technologies Radar
1
The enabling technologies for Internet of Things such as sensor networks,
RFID, M2M, mobile Internet, semantic data integration, semantic search,
IPv6, etc. are considered in . The overview raises awareness of the emerging
trends, business needs and technologies that will drive innovation. Each
trend has been analysed from three perspectives: potential size of impact
on your business; likely time to impact your business and maturity. The radar
diagram provides a pictorial view of the report's findings, allowing us to
quickly understand how disruptive each trend is likely to be and the actions
that should be considered.
Communication between computers started with the Electronic Data
Interchange that made direct dialogue possible between two PCs. All the
computers connected to the Internet can talk to each other and with the
connection of mobile phones it has now become mobile . With Internet
of Things the communication is extended via Internet to all the things that
1
1
104
1

24
Chapter Two
surround us. The Internet of Things is much more than M2M communication,
wireless sensor networks, M2M, 2G/3G/4G, RFID, etc. These are considered
the enabling technologies that make "Internet of Things" applications
possible. A vision of the evolution of Internet of Things is illustrated in .
1.1 Internet of Things Common Definition
The idea of an Internet of Things started many years ago. Nikola Tesla in an
interview with Colliers magazine in 1926 stated : "When wireless is perfectly
applied the whole earth will be converted into a huge brain, which in fact it
is, all things being particles of a real and rhythmic whole.........and the
instruments through which we shall be able to do this will be amazingly
simple compared with our present telephone. A man will be able to carry one
in his vest pocket."
Mark Weiser's Scientific American article on ubiquitous computing ‘The
Computer for the 21st Century’, discuss about the fact that “The most
profound technologies are those that disappear. They weave themselves into
the fabric of everyday life until they are indistinguishable from it” .
Kevin Ashton in an article in RFID Journal declared that: "I could be wrong,
but I'm fairly sure the phrase "Internet of Things" started life as the title of a
presentation I made at Procter & Gamble (P&G) in 1999" .
Neil Gershenfeld published his book "When Things Start to Think" and stated
“in retrospect it looks like the rapid growth of the World Wide Web may have
been just the trigger charge that is now setting off the real explosion, as
Figure 2 Internet
of Things Integration
102
4
104
55
61

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Chapter Two
things start to use the Net.” . In another article on "The Internet of Things"
the authors stated "The principles that gave rise to the Internet are now
leading to a new kind of network of everyday devices, an "Internet-0"
Distribution, transportation, logistics, reverse logistics, field service etc. are
areas where the coupling of information and "things" may create highly
efficient and profitable business processes.
The Internet of Things offer provides solutions based on integration
of information systems and Enterprise Resource Planning (ERP) with
enabling technologies such as RFID tags, sensor networks, positioning
systems, route planning, Enterprise Application Integration (EAI)
middleware as illustrated in .
Figure 3 ITU-T Internet of Things (Source:
ITU, adopted from Nomura Research Institute)
In this context it is not easy to coin a definition of the "Internet of Things".
This has been the experience during the last few years of the IERC-European
Research Cluster on the Internet of Things in working to provide a definition
that would cover the many facets of this concept/idea/paradigm.
Internet of Things is a "global concept" and requires a global effort to find
a common definition. ITU-T, Internet of Things Global Standards Initiative
is working to find a definition that is a "compromise" among many different
views. This highlights the difficulty of defining a concept that is evolving.
This process, however, has contributed greatly to an understanding of the
Any TIME
connection
Any PLACE
connection
Any THING
connection
On the move
Outdoors
and Indoors
Night
Daytime
On the move
Outdoors
Indoors (away from the pPC)
At the PC
Between PCs
Human to human (H2H), not using a PC
Human to thing (H2T), using generic equipment
Thing to thing (T2T)
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30
30
54

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Chapter Two
different perspectives proposed by different schools of thoughts and has
helped to harmonize them.
IERC is actively involved in ITU-T and has been part of the team which has
formulated the following proposed definition: “In a broad perspective,
the IoT can be perceived as a vision with technological and societal
implications. From the perspective of technical standardization, IoT can
be viewed as a global infrastructure for the information society,
enabling advanced services by interconnecting (physical and virtual)
things based on, existing and evolving, interoperable information and
communication technologies. Through the exploitation of
identification, data capture, processing and communication
capabilities, the IoT makes full use of things to offer services to all kinds
of applications, whilst maintaining the required privacy.”
The IERC definition states that IoT is "A dynamic global network
infrastructure with self-configuring capabilities based on standard and
interoperable communication protocols where physical and virtual
“things” have identities, physical attributes, and virtual personalities
and use intelligent interfaces, and are seamlessly integrated into the
information network."
The word dynamic is used to describe the fact that the network is evolving,
changing, adapting, scaling, and reconfiguring. The ITU-T formulation "for
the information society, enabling advanced services" is maybe
incomplete. A better formulation would be "for the knowledge society,
enabling advanced applications and services".
The words with self-configuring capabilities introduce the notions of self-
organizing, self-healing, auto and self-management, autonomic,
autonomous, scaling, content/context aware, network aware - attributes
that are important in IoT applications.
The IERC definition describes the fact that the "things" are identifiable and
have physical attributes that allow them to sense, actuate, identify, interact,
interface and communicate.
The ITU-T definition includes the elements identification, data capture,
processing and communication, which suggest a static system and does
not capture the fact that the things can actuate and interact, making the
IoT concept dynamic and interactive with the environment.
The term "virtual personalities" considers that the "persona" of the thing
may change as the thing travels through space and time.
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The ITU-T definition states that IoT makes full use of things to offer
services to all kinds of applications. The value in the future applications
is in the interconnections among things. As mentioned earlier , the IoT will
generate applications and based on these applications, services. Maybe
this formulation of words does not capture the point.
Adding whilst maintaining the required privacy in the proposed ITU-T
definition is beneficial and the formulation can be improved by including
"to all kinds of secure, safe and trustworthy applications".
The IERC definition refers to "use intelligent interfaces, and are
seamlessly integrated into the information network". The use of the
terms seamlessly integrated are needed in the definition of IoT since this is
part of the whole IoT concept of what Mark Weiser wrote in 1991 “The
most profound technologies are those that disappear. They weave
themselves into the fabric of everyday life until they are
indistinguishable from it”.
2 IoT Strategic Research Directions
The development of enabling technologies such as nanoelectronics,
communications, sensors, smart phones, embedded systems, cloud
computing and software will be essential to provide to things the capability
to be connected all the time everywhere, and to support important future
IoT product innovations affecting many different industrial sectors.
Today many European projects and initiatives address Internet of Things
technologies and knowledge. Given the fact that these topics can be highly
diverse and specialized, there is a strong need for integration of the
individual results. Knowledge integration, in this context is conceptualized
as the process through which disparate, specialized knowledge located in
multiple projects across Europe is combined, applied and assimilated.
IERC Strategic Research Agenda covers the important issues and challenges
for the Internet of Things technology. It provides the vision and the
roadmap for coordinating and rationalizing current and future research and
development efforts in this field, by addressing the different enabling
technologies covered by the Internet of Things concept and paradigm.
The Strategic Research Agenda is developed with the support of a
European-led community of interrelated projects and their stakeholders,
dedicated to the innovation, creation, development and use of the Internet
of Things technology.
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Figure 4 Internet of Things –- Enabling Technologies
Since the release of the first version of the Strategic Research Agenda, we
have witnessed active research on several IoT topics. On the one hand this
research filled several of the gaps originally identified in the Strategic
Research Agenda, whilst on the other it created new challenges and
research questions. Furthermore, recent advances in pertinent areas such
as cloud computing, autonomic computing, and social networks have
changed the scope of the Internet of Thing's convergence even more so.
The Cluster has a goal to provide an updated document each year that
records the relevant changes and illustrates emerging challenges. The
updated release of this Strategic Research Agenda builds incrementally on
previous versions [90] and highlights the main research topics that are
associated with the development of IoT enabling technologies,
infrastructures and applications with an outlook towards 2020 .
The research items introduced will pave the way for innovative applications
and services that address the major economic and societal challenges
underlined in the EU 2020 Digital Agenda .
In addition to boosting the development of emerging architectures and
services, the directions of the Strategic Research Agenda will collectively
enable the formation of ecosystems for open innovation based on Internet
of Things technologies.
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Figure 5 Internet of Things - Smart Environments and Smart Spaces Creation
The timeline of the Internet of Things Strategic Research Agenda covers the
current decade with respect to research and the following years with
respect to implementation of the research results. Of course, as the Internet
and its current key applications show, we anticipate unexpected trends will
emerge leading to unforeseen and unexpected development paths.
Alan Curtis Kay the renowned computer scientist (object-oriented
programming and windowing graphical user interface design) once said:
"The best way to predict the future is to invent it". Following this strategy
the Cluster has involved experts working in industry, research and academia
to provide their vision on IoT research challenges, enabling technologies
and the key applications, which are expected to arise from the current vision
of the Internet of Things.
The IoT Strategic Research Agenda covers in a logical manner the vision,
the technological trends, the applications, the technology enablers, the
research agenda, timelines, priorities, and finally summarises in two tables
the future technological developments and research needs.
Advances in embedded sensors, processing and wireless connectivity are
bringing the power of the digital world to objects and places in the physical
world. IoT Strategic Research Agenda is aligned with the findings of the
2011 Hype Cycle developed by Gartner , which includes the broad trend
of the Internet of Things (called the "real-world Web" in earlier Gartner
research.
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Figure 6 Hype Cycle developed by Gartner

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This chapter builds on and introduces the latest developments and
challenges. It considers that the field of the Internet of Things is based on
the paradigm of supporting the IP protocol to all edges of the Internet and
on the fact that at the edge of the network many (very) small devices are
still unable to support IP protocol stacks. This means that solutions centred
on minimum Internet of Things devices are considered as an additional
Internet of Things paradigm without IP to all access edges, due to their
importance for the development of the field.
2.1 Applications and Scenarios of Relevance
The IERC vision is that "the major objectives for IoT are the creation of smart
environments/spaces and self-aware things (for example: smart transport,
products, cities, buildings, rural areas, energy, health, living, etc.) for
climate, food, energy, mobility, digital society and health applications" ,
see Figure 7.
Figure 7 Internet of Things in the context of Smart Environments
and Applications
The outlook for the future is the emerging of a network of interconnected
uniquely identifiable objects and their virtual representations in an Internet
alike structure that is positioned over a network of interconnected
computers allowing for the creation of a new platform for economic
growth.
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In this context the new concept of Internet of Energy requires web based
architectures to readily guarantee information delivery on demand and to
change the traditional power system into a networked Smart Grid that is
largely automated, by applying greater intelligence to operate, enforce
policies, monitor and self-heal when necessary. This requires the integration
and interfacing of the power grid to the network of data represented by
the Internet, embracing energy generation, transmission, delivery,
substations, distribution control, metering and billing, diagnostics, and
information systems to work seamlessly and consistently.
This concept would enable the ability to produce, store and efficiently use
energy, while balancing the supply/demand by using a cognitive Internet of
Energy that harmonizes the energy grid by processing the data, information
and knowledge via the Internet. In fact, as seen in Figure 8 , the Internet
of Energy will leverage on the information highway provided by the Internet
to link computers, devices and services with the distributed smart energy
grid that is the freight highway for renewable energy resources allowing
stakeholders to invest in green technologies and sell excess energy back to
the utility.
Figure 8 Internet of Things embedded in Internet of Energy applications
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The Internet of Energy applications are connected through the Future
Internet and “Internet of Things” enabling seamless and secure interactions
and cooperation of intelligent embedded systems over heterogeneous
communication infrastructures .
It is expected that this "development of smart entities will encourage
development of the novel technologies needed to address the emerging
challenges of public health, aging population, environmental protection
and climate change, conservation of energy and scarce materials,
enhancements to safety and security and the continuation and growth of
economic prosperity." The IoT applications are further linked with Green
ICT, as the IoT will drive energy-efficient applications such as smart grid,
connected electric cars, energy-efficient buildings, thus eventually helping
in building green intelligent cities.
2.2 IoT Functional View
The Internet of Things concept refers to uniquely identifiable things with
their virtual representations in an Internet-like structure and IoT solutions
comprising a number of components such as:
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Module for interaction with local IoT devices (for example
embedded in a mobile phone or located in the immediate vicinity
of the user and thus contactable via a short range wireless
interface). This module is responsible for acquisition of observations
and their forwarding to remote servers for analysis and permanent
storage.
Module for local analysis and processing of observations acquired
by IoT devices.
Module for interaction with remote IoT devices, directly over the
Internet or more likely via a proxy. This module is responsible for
acquisition of observations and their forwarding to remote servers
for analysis and permanent storage.
Module for application specific data analysis and processing. This
module is running on an application server serving all clients. It is
taking requests from mobile and web clients and relevant IoT
observations as input, executes appropriate data processing
algorithms and generates output in terms of knowledge that is later
presented to users.

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It is important to highlight that one of the crucial factors for the success of
IoT is stepping away from vertically-oriented, closed systems towards open
systems, based on open APIs and standardized protocols at various system
levels.
A large number of applications made available through application markets
have significantly helped the success of the smart phone industry. The
development of such a huge number of smart phone applications is
primarily due to involvement of the developers’ community at large.
Developers leveraged smart phone open platforms and the corresponding
development tools, to create a variety of applications and to easily offer
them to a growing number of users through the application markets.
Similarly, an IoT ecosystem has to be established, defining open APIs for
developers and offering appropriate channels for delivery of new
applications. Such open APIs are of particular importance on the level of
the module for application specific data analysis and processing, thus
allowing application developers to leverage the underlying communication
infrastructure and use and combine information generated by various IoT
devices to produce new, added value.
Although this might be the most obvious level at which it is important to
have open APIs, it is equally important to aim towards having such APIs
defined on all levels in the system. At the same time one should have in
mind the heterogeneity and diversity of the IoT application space. This will
truly support the development of an IoT ecosystem that encourages
development of new applications and new business models.
The complete system will have to include supporting tools providing security
and business mechanisms to enable interaction between a numbers of
different business entities that might exist .86
Module for integration of IoT-generated information into the
business processes of an enterprise. This module will be gaining
importance with the increased use of IoT data by enterprises as one
of the important factors in day-to-day business or business strategy
definition.
User interface (web or mobile): visual representation of
measurements in a given context (for example on a map) and
interaction with the user, i.e. definition of user queries.

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Research challenges:
Design of open APIs on all levels of the IoT ecosystem
2.3 Application Areas
Potential applications of the IoT are numerous and diverse, permeating into
practically all areas of every-day life of individuals, enterprises, and society
as a whole. The 2010 Internet of Things Strategic Research Agenda (SRA)
has identified and described the main Internet of Things applications, which
span numerous application domains: smart energy, smart health, smart
buildings, smart transport, smart living and smart cities.
According to the survey that the IoT-I project ran during 2010 65 IoT
application scenarios were identified, grouped in 14 domains:
Transportation, Smart Home, Smart City, Lifestyle, Retail, Agriculture, Smart
Factory, Supply chain, Emergency, Health care, User interaction, Culture and
tourism, Environment and Energy. The survey was based on 270 responses
from 31 countries and the scenarios attracting the most interest were:
smart home, smart city, transportation and health care.
These domains are in line with the application domains identified in SRA
2010, which was more or less expected, as most of the FP7 projects
providing scenarios for the survey were running at the time when SRA 2010
was being produced.
One of the weaknesses of the survey is its European-centric approach, both
from the definition of the scenarios included in the survey and from the
distribution of the survey participants. For Europe to excel in the IoT
domain, a more global view of the potential IoT applications is required
including understanding of how developing countries can benefit from the
IoT technology as these regions represent large potential markets. Their
needs, due to different economic, political and environmental conditions,
might (and most probably will) be completely different from the needs of
an average European citizen.
Libelium has released the document “50 Sensor Applications for a Smarter
World. Get Inspired!” , covering the most disruptive sensor and Internet
of Things applications.
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Design of standardized formats for description of data generated
by IoT devices to allow mashups of data coming from different
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The list presented below, includes the trendiest scenarios, and is grouped
in 12 different verticals, showing how the Internet of Things is becoming
the next technological revolution.
Smart Cities
Smart Parking: Monitoring of parking spaces availability in the city.
Structural health: Monitoring of vibrations and material conditions in
buildings, bridges and historical monuments.
Noise Urban Maps: Sound monitoring in bar areas and centric zones in
real time.
Traffic Congestion: Monitoring of vehicles and pedestrian levels to
optimize driving and walking routes.
Smart Lightning: Intelligent and weather adaptive lighting in street lights.
Waste Management: Detection of rubbish levels in containers to optimize
the trash collection routes.
Intelligent Transportation Systems: Smart Roads and Intelligent
Highways with warning messages and diversions according to climate
conditions and unexpected events like accidents or traffic jams.
Smart Environment
Forest Fire Detection: Monitoring of combustion gases and preemptive
fire conditions to define alert zones.
Air Pollution: Control of CO2 emissions of factories, pollution emitted by
cars and toxic gases generated in farms.
Landslide and Avalanche Prevention: Monitoring of soil moisture,
vibrations and earth density to detect dangerous patterns in land
conditions.
Earthquake Early Detection: Distributed control in specific places of
tremors.
Smart Water
Water Quality: Study of water suitability in rivers and the sea for fauna
and eligibility for drinkable use.
Water Leakages: Detection of liquid presence outside tanks and pressure
variations along pipes.

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River Floods: Monitoring of water level variations in rivers, dams and
reservoirs.
Smart Metering
Smart Grid: Energy consumption monitoring and management.
Tank level: Monitoring of water, oil and gas levels in storage tanks
and cisterns.
Photovoltaic Installations: Monitoring and optimization of performance
in solar energy plants.
Water Flow: Measurement of water pressure in water transportation
systems.
Silos Stock Calculation: Measurement of emptiness level and weight
of the goods.
Security & Emergencies
Perimeter Access Control: Access control to restricted areas and
detection of people in non-authorized areas.
Liquid Presence: Liquid detection in data centers, warehouses and
sensitive building grounds to prevent break downs and corrosion.
Radiation Levels: Distributed measurement of radiation levels in nuclear
power stations surroundings to generate leakage alerts.
Explosive and Hazardous Gases: Detection of gas levels and leakages
in industrial environments, surroundings of chemical factories and inside
mines.
Retail
Supply Chain Control: Monitoring of storage conditions along the supply
chain and product tracking for traceability purposes.
NFC Payment: Payment processing based in location or activity duration
for public transport, gyms, theme parks, etc.
Intelligent Shopping Applications: Getting advice at the point of sale
according to customer habits, preferences, presence of allergic components
for them or expiring dates.
Smart Product Management: Control of rotation of products in shelves
and warehouses to automate restocking processes.

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Logistics
Quality of Shipment Conditions: Monitoring of vibrations, strokes,
container openings or cold chain maintenance for insurance purposes.
Item Location: Search of individual items in big surfaces like warehouses
or harbours.
Storage Incompatibility Detection: Warning emission on containers
storing inflammable goods closed to others containing explosive material.
Fleet Tracking: Control of routes followed for delicate goods like medical
drugs, jewels or dangerous merchandises.
Industrial Control
M2M Applications: Machine auto-diagnosis and assets control.
Indoor Air Quality: Monitoring of toxic gas and oxygen levels inside
chemical plants to ensure workers and goods safety.
Temperature Monitoring: Control of temperature inside industrial and
medical fridges with sensitive merchandise.
Ozone Presence: Monitoring of ozone levels during the drying meat
process in food factories.
Indoor Location: Asset indoor location by using active (ZigBee) and
passive tags (RFID/NFC).
Vehicle Auto-diagnosis: Information collection from CanBus to send real
time alarms to emergencies or provide advice to drivers.
Smart Agriculture
Wine Quality Enhancing: Monitoring soil moisture and trunk diameter
in vineyards to control the amount of sugar in grapes and grapevine health.
Green Houses: Control micro-climate conditions to maximize the
production of fruits and vegetables and its quality.
Golf Courses: Selective irrigation in dry zones to reduce the water
resources required in the green.
Meteorological Station Network: Study of weather conditions in fields
to forecast ice formation, rain, drought, snow or wind changes.
Compost: Control of humidity and temperature levels in alfalfa, hay, straw,
etc. to prevent fungus and other microbial contaminants.

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Smart Animal Farming
Offspring Care: Control of growing conditions of the offspring in animal
farms to ensure its survival and health.
Animal Tracking: Location and identification of animals grazing in open
pastures or location in big stables.
Toxic Gas Levels: Study of ventilation and air quality in farms and
detection of harmful gases from excrements.
Domotic & Home Automation
Energy and Water Use: Energy and water supply consumption
monitoring to obtain advice on how to save cost and resources.
Remote Control Appliances: Switching on and off remotely appliances
to avoid accidents and save energy.
Intrusion Detection Systems: Detection of window and door openings
and violations to prevent intruders.
Art and Goods Preservation: Monitoring of conditions inside museums
and art warehouses.
eHealth
Fall Detection: Assistance for elderly or disabled people living
independent.
Medical Fridges: Control of conditions inside freezers storing vaccines,
medicines and organic elements.
Sportsmen Care: Vital signs monitoring in high performance centers and
fields.
Patients Surveillance: Monitoring of conditions of patients inside
hospitals and in old people's home.
Ultraviolet Radiation: Measurement of UV sun rays to warn people not
to be exposed in certain hours.

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The IoT application space is very diverse and IoT applications serve different
users. Different user categories have different driving needs. From the IoT
perspective there are three important user categories:
Examples of the individual citizens/human users' needs for the IoT
applications are as follows:
The society as a user has different drivers. It is concerned with issues of
importance for the whole community, often related to medium to longer
term challenges.
Some of the needs driving the society as a potential user of IoT are the
following:
The individual citizens,
Community of citizens (citizens of a city, a region, country or society
as a whole), and
The enterprises.
To increase their safety or the safety of their family members -
forexample remotely controlled alarm systems, or activity detection
for elderly people;
To make it possible to execute certain activities in a more convenient
manner - for example: a personal inventory reminder;
To generally improve life-style - for example monitoring health
parameters during a workout and obtaining expert's advice based
on the findings, or getting support during shopping;
To decrease the cost of living - for example building automation
that will reduce energy consumption and thus the overall cost.
To ensure public safety - in the light of various recent disasters such
as the nuclear catastrophe in Japan, the tsunami in the Indian
Ocean, earthquakes, terrorist attacks, etc. One of the crucial
concerns of the society is to be able to predict such events as far
ahead as possible and to make rescue missions and recovery as
efficient as possible. One good example of an application of IoT
technology was during the Japan nuclear catastrophe, when
numerous Geiger counters owned by individuals were connected
to the Internet to provide a detailed view of radiation levels across
Japan.

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To protect the environment
To create new jobs and ensure existing ones are sustainable - these are
important issues required to maintain a high level quality of living.
Enterprises, as the third category of IoT users have different needs and
different drivers that can potentially push the introduction of IoT-based
solutions.
Examples of the needs are as follows:
The explanations of the needs of each of these three categories are given
from a European perspective. To gain full understanding of these issues, it
is important to capture and analyse how these needs are changing across
the world. With such a complete picture, we will be able to drive IoT
developments in the right direction.
Requirements for reduction of carbon emissions have been included
in various legislations and agreements aimed at reducing the
impact on the planet and making sustainable development
possible.
Monitoring of various pollutants in the environment, in particular
in the air and in the water.
Waste management, not just general waste, but also electrical
devices and various dangerous goods are important and
challenging topics in every society.
Efficient utilization of various energy and natural resources are
important for the development of a country and the protection of
its resources.
Increased productivity - this is at the core of most enterprises and
affects the success and profitability of the enterprise;
Market differentiation - in a market saturated with similar products
and solutions, it is important to differentiate, and IoT is one of the
possible differentiators;
Cost efficiency - reducing the cost of running a business is a
"mantra" for most of the CEOs. Better utilization of resources, better
information used in the decision process or reduced downtime are
some of the possible ways to achieve this.

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Another important topic which needs to be understood is the business
rationale behind each application. In other words, understanding the value
an application creates.
Important research questions are: who takes the cost of creating that value;
what are the revenue models and incentives for participating, using or
contributing to an application? Again due to the diversity of the IoT
application domain and different driving forces behind different
applications, it will not be possible to define a universal business model. For
example, in the case of applications used by individuals, it can be as
straightforward as charging a fee for a service, which will improve their
quality of life. On the other hand, community services are more difficult as
they are fulfilling needs of a larger community. While it is possible that the
community as a whole will be willing to pay (through municipal budgets),
we have to recognise the limitations in public budgets, and other possible
ways of deploying and running such services have to be investigated.
3 IoT Applications
It is impossible to envisage all potential IoT applications having in mind the
development of technology and the diverse needs of potential users. In the
following sections, we identified several applications, which in our opinion
are of the highest importance, and that were not addressed in the SRA
2010. These applications are described, and the research challenges are
identified.
The list should not be considered as exhaustive - it can and should be
expanded. However, it provides a good indication of the research
challenges. While the applications themselves might be different, the
research challenges are often the same or similar.
3.1 Smart cities
More than 50% of the world population lives in cities today. Cities represent
a complex, dynamic environment, catering for a large number of citizens
and businesses (“users of city services”). The number of services that each
city has to provide or enable is huge, ranging from utility services and public
transport to security of citizens and infrastructure, thus integrating the main
application domains that proved to be of interest to the IOT-i survey
participants. Each of these services deals with events taking place in the real
world and they have to adapt, often in real time, to the dynamics of the

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city. The challenges and opportunities have increased with the introduction
of the so called megacities. In China, there are already city clusters with
close to 100 million citizens.
The role of the cities governments will be crucial for IoT deployment.
Running of the day-to-day city operations and creation of city development
strategies will drive the use of the IoT. Therefore, cities and their services
represent an almost ideal platform for IoT research, taking into account city
requirements and transferring them to solutions enabled by IoT technology.
A number of living labs across Europe are active today, providing platforms
for introduction and evaluation of a plethora of smart services (not
necessarily IoT focused). Today, the largest smart city initiatives completely
focused on IoT is undertaken by the FP7 SmartSantander project . This
project aims at deploying an IoT infrastructure comprising thousands of IoT
devices spread across several cities (Santander, Guildford, Luebeck and
Belgrade). This will enable simultaneous development and evaluation of
services and execution of various research experiments, thus facilitating the
creation of a smart city environment.
Similarly, the OUTSMART project, one of the FI PPP projects, is focusing
on utilities and environment in the cities and addressing the role of IoT in
waste and water management, public lighting and transport systems as
well as environment monitoring.
There are numerous important research challenges:
Overcoming traditional silo based organization of the cities, with
each utility responsible for their own closed world. Although not
technological this is one of the main barriers
Creating algorithms and schemes to describe information created
by sensors in different applications to enable useful exchange of
information between different city services
Mechanisms for cost efficient deployment and even more
important maintenance of such installations, including energy
scavenging
Ensuring reliable readings from a plethora of sensors and efficient
calibration of a large number of sensors deployed everywhere from
lampposts to waste bins
Low energy protocols and algorithms
Algorithms for analysis and processing of data acquired in the city
and making “sense” out of it.

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3.2 Participatory sensing
People live in communities and rely on each other in everyday activities.
Recommendations for a good restaurant, car mechanic, movie, phone plan
etc. were and still are some of the things where community knowledge
helps us in determining our actions.
Figure 9 Internet of Things and Smart Home Concept (Source: Intel)

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While in the past this community wisdom was difficult to access and often
based on inputs from a handful of people, with the proliferation of the web
and more recently social networks, the community knowledge has become
readily available - just a click away.
Today, the community wisdom is based on conscious input from people,
primarily based on opinions of individuals. With the development of IoT
technology and ICT in general, it is becoming interesting to expand the
concept of community knowledge to automated observation of events in
the real world.
Smart phones are already equipped with a number of sensors and
actuators: camera, microphone, accelerometers, temperature gauge,
speakers, displays etc. A range of other portable sensing products that
people will carry in their pockets will soon become available as well.
Furthermore, our cars are equipped with a range of sensors capturing
information about the car itself, and also about the road and traffic
conditions.
Low cost smart chips added to every device to give them an IP address and
everything in one's life can become part of a private secure network to be
monitored, controlled and smart via a smartphone, tablet or PC. NXP
Semiconductors announced its GreenChip, which enables every light bulb
to have its own wireless IP address. NXP has announced it is to make its
JenNet-IP, ultra-low-power, IEEE 802.15.4-based, wireless network layer
software available under an Open Source license.
Figure 10 Internet of Things and open source, ultra-low-power JenNet-IP

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Participatory sensing applications aim at utilizing each person, mobile
phone, and car and associated sensors as automatic sensory stations taking
a multi-sensor snapshot of the immediate environment. By combining these
individual snapshots in an intelligent manner it is possible to create a clear
picture of the physical world that can be shared and for example used as
an input to the smart city services decision processes.
However, participatory sensing applications come with a number of
challenges that need to be solved:
3.3 Social networks and IoT
From a user perspective, abstract connectedness and real-world
interdependencies are not easily captured mentally. What users however
easily relate to is the social connectedness of family and friends. The user
engagement in IoT awareness could build on the Social Network paradigm,
e.g. as described in and , where the users interact with the real world
entities of interest via the social network paradigm. This combination leads
to interesting and popular applications (such as ), which will become more
sophisticated and innovative.
Future research directions in IoT applications should consider the social
dimension, based on integration with social networks which can be seen as
another bundle of information streams. Note also that social networks are
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Design of algorithms for normalization of observations taking into
account the conditions under which the observations were taken.
For example temperature measurements will be different if taken
by a mobile phone in a pocket or a mobile phone lying on a table;
Design of robust mechanisms for analysis and processing of
collected observations in real time (complex event processing) and
generation of “community wisdom” that can be reliably used as an
input to decision taking;
Reliability and trustworthiness of observed data, i.e. design of
mechanisms that will ensure that observations were not tampered
with and/or detection of such unreliable measurements and
consequent exclusion from further processing;
Ensuring privacy of individuals providing observations
Efficient mechanisms for sharing and distribution of “community
wisdom”.

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characterized by the massive participation of human users. Hence, the wave
of social IoT applications is likely to be built over successful paradigms of
participatory sensing applications (e.g., , , ), which will be extending
on the basis of an increased number of autonomous interacting Internet-
connected devices. The use of the social networks metaphor for the
interactions between Internet-connected objects has been recently
proposed and it could enable novel forms of M2M, interactions and
related applications.
3.4 Smart Energy and the Smart Grid
There is increasing public awareness about the changing paradigm of our
policy in energy supply, consumption and infrastructure. For several reasons
our future energy supply should no longer be based on fossil resources.
Neither is nuclear energy a future proof option. In consequence future
energy supply needs to be based largely on various renewable resources.
Increasingly focus must be directed to our energy consumption behaviour.
Because of its volatile nature such supply demands an intelligent and
flexible electrical grid which is able to react to power fluctuations by
controlling electrical energy sources (generation, storage) and sinks (load,
storage) and by suitable reconfiguration. Such functions will be based on
networked intelligent devices (appliances, micro-generation equipment,
infrastructure, consumer products) and grid infrastructure elements, largely
based on IoT concepts. Although this ideally requires insight into the
instantaneous energy consumption of individual loads (e.g. devices,
appliances or industrial equipment) information about energy usage on a
per-customer level is a suitable first approach.
Future energy grids are characterized by a high number of distributed small
and medium sized energy sources and power plants which may be
combined virtually ad hoc to virtual power plants; moreover in the case of
energy outages or disasters certain areas may be isolated from the grid and
supplied from within by internal energy sources such as photovoltaics on
the roofs, block heat and power plants or energy storages of a residential
area (“islanding”).
The developing Smart Grid is expected to implement a new concept of
transmission network which is able to efficiently route the energy which is
produced from both concentrated and distributed plants to the final user
with high security and quality of supply standards. Therefore the Smart Grid
is expected to be the implementation of a kind of “Internet” in which the
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energy packet is managed similarly to the data packet - across routers and
gateways which autonomously can decide the best pathway for the packet
to reach its destination with the best integrity levels. In this respect the
“Internet of Energy” concept is defined as a network infrastructure based
on standard and interoperable communication transceivers, gateways and
protocols that will allow a real time balance between the local and the
global generation and storage capability with the energy demand. This will
also allow a high level of consumer awareness and involvement.
The Internet of Energy (IoE) provides an innovative concept for power
distribution, energy storage, grid monitoring and communication as
presented in Figure 11. It will allow units of energy to be transferred when
and where it is needed. Power consumption monitoring will be performed
on all levels, from local individual devices up to national and international
level .
Figure 11 Internet of Energy Concept
Saving energy based on an improved user awareness of momentary energy
consumption is another pillar of future energy management concepts.
Smart meters can give information about the instantaneous energy
consumption to the user, thus allowing for identification and elimination
of energy wasting devices and for providing hints for optimizing individual
energy consumption. In a smart grid scenario energy consumption will be
manipulated by a volatile energy price which again is based on the
momentary demand (acquired by smart meters) and the available amount
of energy and renewable energy production. In a virtual energy marketplace
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software agents may negotiate energy prices and place energy orders to
energy companies. It is already recognised that these decisions need to
consider environmental information such as weather forecasts, local and
seasonal conditions. These must be to a much finer time scale and spatial
resolution.
In the long run electro mobility will become another important element of
smart power grids. Electric vehicles (EVs) might act as a power load as well
as moveable energy storage linked as IoT elements to the energy
information grid (smart grid). IoT enabled smart grid control may need to
consider energy demand and offerings in the residential areas and along
the major roads based on traffic forecast. EVs will be able to act as sink or
source of energy based on their charge status, usage schedule and energy
price which again may depend on abundance of (renewable) energy in the
grid. This is the touch point from where the following telematic IoT
scenarios will merge with smart grid IoT.
This scenario is based on the existence of an IoT network of a vast multitude
of intelligent sensors and actuators which are able to communicate safely
and reliably. Latencies are critical when talking about electrical control loops.
Even though not being a critical feature, low energy dissipation should be
mandatory. In order to facilitate interaction between different vendors’
products the technology should be based on a standardized communication
protocol stack. When dealing with a critical part of the public infrastructure,
data security is of the highest importance. In order to satisfy the extremely
high requirements on reliability of energy grids, the components as well as
their interaction must feature the highest reliability performance.
Figure 12 Electric Mobility Ecosystem (Source: Continental)

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New organizational and learning strategies for sensor networks will be
needed in order to cope with the shortcomings of classical hierarchical
control concepts. The intelligence of smart systems does not necessarily
need to be built into the devices at the systems’ edges. Depending on
connectivity, cloud-based IoT concepts might be advantageous when
considering energy dissipation and hardware effort.
Sophisticated and flexible data filtering, data mining and processing
procedures and systems will become necessary in order to handle the high
amount of raw data provided by billions of data sources. System and data
models need to support the design of flexible systems which guarantee a
reliable and secure real-time operation.
Some Research Challenges:
3.5 Smart Mobility
The connection of vehicles to the Internet gives rise to a wealth of new
possibilities and applications which bring new functionalities to the
individuals and/or the making of transport easier and safer. At the same
time creating new mobile ecosystems based on trust, security and
convenience to mobile/contactless services and transportation applications
will ensure security, mobility and convenience to consumer-centric
transactions and services.
Absolutely safe and secure communication with elements at the
network edge
Energy saving robust and reliable smart sensors/actuators
Technologies for data anonymity addressing privacy concerns
Dealing with critical latencies, e.g. in control loops
System partitioning (local/cloud based intelligence)
Mass data processing, filtering and mining; avoid flooding of
communication network
Real-time Models and design methods describing reliable
interworking of heterogeneous systems (e.g. technical / economical
/ social / environmental systems).
Identifying and monitoring critical system elements
Detecting critical overall system states in due time
System concepts which support self-healing and containment of
damage; strategies for failure contingency management
Technologies supporting self-organisation and dynamic formation
of structures / re-structuring

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Figure 13 Standalone Energy Ecosystem (Source: Renault Nissan)
When talking about IoT in the context of automotive and telematics, we
may refer to the following application scenarios:
IoT as an inherent part of the vehicle control and management
system: Already today certain technical functions of the vehicles’ on-board
systems can be monitored on line by the service centre or garage to allow
for preventative maintenance, remote diagnostics, instantaneous support
and timely availability of spare parts. For this purpose data from on-board
sensors are collected by a smart on-board unit and communicated via the
Internet to the service centre.
IoT enabling traffic management and control: Cars should be able to
organise themselves in order to avoid traffic jams and to optimise drive
energy usage. This may be done in coordination and cooperation with the
infrastructure of a smart city’s traffic control and management system.
Additionally dynamic road pricing and parking tax can be important
elements of such a system. Further mutual communications between the
vehicles and with the infrastructure enable new methods for considerably
increasing traffic safety, thus contributing to the reduction in the number
of traffic accidents.
IoT enabling new transport scenarios (multi-modal transport): In
such scenarios, e.g. automotive OEMs see themselves as mobility providers
rather than manufacturers of vehicles. The user will be offered an optimal
solution for transportation from A to B, based on all available and suitable
transport means. Thus, based on the momentary traffic situation an ideal
solution may be a mix of individual vehicles, vehicle sharing, railway, and
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availability of these elements (including parking space), availability needs
to be verified and guaranteed by online reservation and online booking,
ideally in interplay with the above mentioned smart city traffic management
systems.
These scenarios are, not independent from each other and show their full
potential when combined and used for different applications.
Figure 14 Communication Ecosystem (Source: Qualcomm)
Technical elements of such systems are smart phones and smart vehicle on-
board units which acquire information from the user (e.g. position,
destination and schedule) and from on board systems (e.g. vehicle status,
position, energy usage profile, driving profile). They interact with external
systems (e.g. traffic control systems, parking management, vehicle sharing
managements, electric vehicle charging infrastructure). Moreover they need
to initiate and perform the related payment procedures.
Smart sensors in the road and traffic control infrastructures need to collect
information about road and traffic status, weather conditions, etc. This
requires robust sensors (and actuators) which are able to reliably deliver
information to the systems mentioned above. Such reliable communication
needs to be based on M2M communication protocols which consider the
timing, safety, and security constraints. The expected high amount of data
will require sophisticated data mining strategies. Overall optimisation of
traffic flow and energy usage may be achieved by collective organisation
among the individual vehicles. First steps could be the gradual extension of
DATEX-II by IoT related technologies and information.

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The (international) standardisation of protocol stacks and interfaces is of
utmost importance to enable economic competition and guarantee smooth
interaction of different vendor products.
When dealing with information related to individuals’ positions,
destinations, schedules, and user habits, privacy concerns gain highest
priority. They even might become road blockers for such technologies.
Consequently not only secure communication paths but also procedures
which guarantee anonymity and de-personalization of sensible data are of
interest.
Some Research Challenges:
3.6 Food and water tracking and security
Food and fresh water are the most important natural resources in the world.
Organic food produced without addition of certain chemical substances and
according to strict rules, or food produced in certain geographical areas will
be particularly valued. Similarly, fresh water from mountain springs is
already highly valued. In the future it will be very important to bottle and
distribute water adequately. This will inevitably lead to attempts to forge
Absolutely safe and secure communication with elements at the
network edge, inter-vehicle communication, and vehicle
to infrastructure communication
Energy saving robust and reliable smart sensors and actuators
in vehicles and infrastructure
Technologies for data anonymity addressing privacy concerns
Dealing with critical latencies, e.g. in control loops
System partitioning (local/cloud based intelligence)
Mass data processing, Filtering and mining; avoid flooding
of communication network
Real-time Models and design methods describing reliable
interworking of heterogeneous systems (e.g. technical/economical
/social/environmental systems).
Identifying and monitoring critical system elements.
Detecting critical overall system states in due time
Technologies supporting self-organisation and dynamic formation
of structures / re-structuring

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the origin or the production process. Using IoT in such scenarios to secure
tracking of food or water from the production place to the consumer is one
of the important topics.
This has already been introduced to some extent in regard to beef meat.
After the "mad cow disease" outbreak in the late 20th century, some beef
manufacturers together with large supermarket chains in Ireland are
offering "from pasture to plate" traceability of each package of beef meat
in an attempt to assure consumers that the meat is safe for consumption.
However, this is limited to certain types of food and enables tracing back to
the origin of the food only, without information on the production process.
The research challenges are:
4 Internet of Things
and related Future Internet technologies
4.1 Cloud Computing
Since the publication of the 2010 SRA, cloud computing has been
established as one of the major building blocks of the Future Internet. New
technology enablers have progressively fostered virtualisation at different
levels and have allowed the various paradigms known as “Applications as a
Service”, “Platforms as a Service” and “Infrastructure and Networks as a
Service”. Such trends have greatly helped to reduce cost of ownership and
management of associated virtualised resources, lowering the market entry
threshold to new players and enabling provisioning of new services. With
the virtualisation of objects being the next natural step in this trend, the
convergence of cloud computing and Internet of Things will enable
unprecedented opportunities in the IoT services arena .
As part of this convergence, IoT applications (such as sensor-based services)
will be delivered on-demand through a cloud environment .
Design of secure, tamper-proof and cost-efficient mechanisms for
tracking food and water from production to consumers
Secure way of monitoring production processes, providing
sufficient information and confidence to consumers. At the same
time details of the production processes which might be considered
as intellectual property, should not be revealed.
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This extends beyond the need to virtualize sensor data stores in a scalable
fashion. It asks for virtualization of Internet-connected objects and their
ability to become orchestrated into on-demand services (such as Sensing-
as-a-Service).
Moreover, generalising the serving scope of an Internet-connected object
beyond the "sensing service", it is not hard to imagine virtual objects that
will be integrated into the fabric of future IoT services and shared and
reused in different contexts, projecting an “Object as a Service” paradigm
aimed as in other virtualised resource domains) at minimising costs of
ownership and maintenance of objects, and fostering the creation of
innovative IoT services.
Relevant topics for the research agenda will therefore include:
4.2 IoT and semantic technologies
The 2010 SRA has identified the importance of semantic technologies
towards discovering devices, as well as towards achieving semantic
interoperability. During the past years, semantic web technologies have also
proven their ability to link related data (web-of-data concept) , while
relevant tools and techniques have just emerged . Future research on IoT
is likely to embrace the concept of Linked Open Data. This could build on
the earlier integration of ontologies (e.g., sensor ontologies) into IoT
infrastructures and applications.
Semantic technologies will also have a key role in enabling sharing and re-
use of virtual objects as a service through the cloud, as illustrated in the
The description of requests for services to a cloud/IoT infrastructure,
The virtualization of objects,
Tools and techniques for optimization of cloud infrastructures
subject to utility and SLA criteria,
The investigation of
utility metrics and
(reinforcement) learning techniques that could be used for gauging
on-demand IoT services in a cloud environment,
Techniques for real-time interaction of Internet-connected objects
within a cloud environment through the implementation of
lightweight interactions and the adaptation of real-time operating
systems.
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previous paragraph. The semantic enrichment of virtual object descriptions
will realise for IoT what semantic annotation of web pages has enabled in
the Semantic Web. Associated semantic-based reasoning will assist IoT users
to more independently find the relevant proven virtual objects to improve
the performance or the effectiveness of the IoT applications they intend to
use.
4.3 Autonomy
Spectacular advances in technology have introduced increasingly complex
and large scale computer and communication systems. Autonomic
computing [44], inspired by biological systems, has been proposed as a
grand challenge that will allow the systems to self-manage this complexity,
using high-level objectives and policies defined by humans. The objective is
to provide some self-x properties to the system, where x can be adaptation,
organization, optimization, configuration, protection, healing, discovery,
description, etc.
The Internet of Things will exponentially increase the scale and the
complexity of existing computing and communication systems. Autonomy
is thus an imperative property for IoT systems to have. However, there is still
a lack of research on how to adapt and tailor existing research on autonomic
computing to the specific characteristics of IoT, such as high dynamicity and
distribution, real-time nature, resource constraints, and lossy environments.
4.3.1 Properties of autonomic IoT systems
The following properties are particularly important for IoT systems and need
further research:
Self-adaptation
In the very dynamic context of the IoT, from the physical to the application
layer, self-adaptation is an essential property that allows the communicating
nodes, as well as services using them, to react in a timely manner to the
continuously changing context in accordance with, for instance, business
policies or performance objectives that are defined by humans. IoT systems
should be able to reason autonomously and give self-adapting decisions.
Cognitive radios at physical and link layers, self-organising network
protocols, automatic service discovery and (re-)bindings at the application
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Self-organization
In IoT systems – and especially in WS&ANs - it is very common to have nodes
that join and leave the network spontaneously. The network should
therefore be able to re-organize itself against this evolving topology. Self-
organizing, energy efficient routing protocols have a considerable
importance in the IoT applications in order to provide seamless data
exchange throughout the highly heterogeneous networks
Self-optimisation
Optimal usage of the constrained resources (such as memory, bandwidth,
processor, and most importantly, power) of IoT devices is necessary for
sustainable and long-living IoT deployments. Given some high-level
optimisation goals in terms of performance, energy consumption or quality
of service, the system itself should perform necessary actions to attain its
objectives.
Self-configuration
IoT systems are potentially made of thousands of nodes and devices such
as sensors and actuators. Configuration of the system is therefore very
complex and difficult to handle by hand. The IoT system should provide
remote configuration facilities so that self-management applications
automatically configure necessary parameters based on the needs of the
applications and users. It consists of configuring for instance device and
network parameters, installing/uninstalling/upgrading software, or tuning
performance parameters.
Self-protection
Due to its wireless and ubiquitous nature, IoT will be vulnerable to
numerous malicious attacks. As IoT is closely related to the physical world,
the attacks will for instance aim at controlling the physical environments
or obtaining private data. The IoT should autonomously tune itself to
different levels of security and privacy, while not affecting the quality of
service and quality of experience.
Self-healing
The objective of this property is to detect and diagnose problems as they
occur and to immediately attempt to fix them in an autonomous way. IoT
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detect whenever they behave differently than expected. It can then perform
actions to fix the problems encountered. Encounters could include re-
configuration parameters or installing a software update.
Self-description
Things and resources (sensors and actuators) should be able to describe
their characteristics and capabilities in an expressive manner in order to
allow other communicating objects to interact with them. Adequate device
and service description formats and languages should be defined, possibly
at the semantic level. The existing languages should be re-adapted in order
to find a trade-off between the expressiveness, the conformity and the size
of the descriptions. Self-description is a fundamental property for
implementing plug ’n play resources and devices.
Self-discovery
Together with the self-description, the self-discovery feature plays an
essential role for successful IoT deployments. IoT devices/services should be
dynamically discovered and used by the others in a seamless and
transparent way. Only powerful and expressive device and service discovery
protocols (together with description protocols) would allow an IoT system
to be fully dynamic (topology-wise).
Self-matchmaking
To fully unlock the IoT potential, virtual objects will have to:
Be reusable outside the context for which they were originally
deployed and
Be reliable in the service they provide.
On the one hand, IoT services will be able to exploit enriched availability of
underlying objects. They will also have to cope with their unreliable nature
and be able to find suitable "equivalent object" alternatives in case of failure,
unreachability etc. Such envisaged dynamic service-enhancement
environments will require self-matchmaking features (between services and
objects and vice versa) that will prevent users of IoT future services from
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Self-energy-supplying
And finally, self-energy-supplying is a tremendously important (and very IoT
specific) feature to realize and deploy sustainable IoT solutions.
Energy harvesting techniques (solar, thermal, vibration, etc.) should be
preferred as a main power supply, rather than batteries that need to be
replaced regularly, and that have a negative effect on the environment.
4.3.2 Research directions for self-manageable IoT systems
Given the above mentioned challenges, we propose the following
research directions to progress towards self-manageable IoT
systems:
Already existing fundamental research results from domains
including artificial intelligence, biological systems, control theory,
embedded systems and software engineering are necessary to build
scientifically-proven, solid, robust and reliable solutions. It may be
necessary to tailor existing research to the IoT context. In addition,
multidisciplinary conferences and workshops should be organised
to foster the interaction level between experts in those domains.
Novel methodologies, architectures, algorithms, technologies, and
protocols should be developed taking into account IoT-specific
characteristics such as resource constraints, dynamic, un-predictive,
error prone and lossy environments, distributed and real-time data
handling and decision-making requirements, etc. Characterisation
of self-x properties in IoT context should be done based on real-life
cross-domain use cases.
Autonomic issues should be considered from the very early phases
of IoT system implementations, from conception to deployment of
devices, infrastructures and services. The self-awareness property
should be included to any software module, however separated
from the functional code. Hardware should be designed to be
reconfigurable.
Devices should either be able to provide management data to
autonomic managers, or to have embedded intelligence to reason
and act locally. Automated tools for development, deployment, and
supervision of IoT devices and services should be developed.
Prototypes should be developed at early stages in order to validate
the theoretical results by measuring the overhead that autonomy
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IoT is expected to be composed of very heterogeneous networks,
thus standard interfaces should be defined for interoperability.
Specific working groups on self-management issues should be
created in standardisation organisations, industrial alliances and
fora on IoT. A self-organising network (SON) for LTE of 3GPP is a
good initiative that should be followed by other next generation
network standards.
Model-driven approaches are solid ways to provide correctness,
robustness, reliability, and dependability properties, and they have
already proven their importance for the conception and
development of embedded systems. In the context of IoT, they
should be extended to obtain these properties not only during
design and development but also at deployment and run-time for
self-adaptation.
New modes of interaction with autonomic IoT systems that would
increase the quality and experience of users are necessary, e.g.,
user assistance with intuitive multimodal interfaces: to monitor and
control autonomic systems, to define rules and policies, and to
receive important feedback in real-time.
Various stakeholders (users, manufacturers, integrators, service
providers, telecom operators, etc.) will be dynamically and
concurrently involved in IoT systems; particular attention should
thus be paid for resource sharing and policy conflict resolution
between different actors. In addition to many existing concepts
from the distributed systems domain, fundamentals of economics
can also be applied to resolve these issues.
New programming paradigms should be proposed for creating self-
aware applications with the ability of self-adaption on-the-fly. The
flexibility, dynamicity, modularity of the service-oriented approach
(SOA) is particularly interesting. An integration of SOA with new
device-oriented approaches can be useful for programming cyber-
physical environments.
Security and privacy issues should be considered very seriously since
IoT deals not only with huge amounts of sensitive data (personal
data, business data, etc.) but also has the power of influencing the
physical environment with its control abilities. Cyber-physical
environments must thus be protected from any kind of malicious
attacks.

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In order to make the smart objects paradigm come true (objects
with perception capabilities, embedded intelligence and high level
of autonomy and communication) much research is needed in
order to fit sensors/actuators, CPU, memory, energy, etc. into tiny
chips. The challenge is quite high, assuming that autonomy requires
complex algorithms which themselves require high CPU power and
therefore also a comfortable amount of available energy.
5 Infrastructure
The Internet of Things will become part of the fabric of everyday life. It will
become part of our overall infrastructure just like water, electricity,
telephone, TV and most recently the Internet. Whereas the current Internet
typically connects full-scale computers, the Internet of Things (as part of the
Future Internet) will connect everyday objects with a strong integration into
the physical world.
5.1 Plug & Play integration
If we look at IoT-related technology available today, there is a huge
heterogeneity. It is typically deployed for very specific purposes and the
configuration requires significant technical knowledge and may be
cumbersome. To achieve a true Internet of Things we need to move away
from such small-scale, vertical application silos, towards a horizontal
infrastructure on which a variety of applications can run simultaneously.
This is only possible if connecting a thing to the Internet of Things becomes
as simple as plugging it in and switching it on. Such plug and play
functionality requires an infrastructure that supports it, starting from the
networking level and going beyond it to the application level. This is closely
related to the aspects discussed in the section on autonomy. On the
networking level, the plug & play functionality has to enable the
communication. Suitable infrastructure components have then to be
discovered to enable the integration into the Internet of Things. This
includes announcing the functionalities provided, such as what can be
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5.2 Infrastructure functionality
The infrastructure needs to support applications in finding the things
required. An application may run anywhere, including on the things
themselves. Finding things is not limited to the start-up time of an
application. Automatic adaptation is needed whenever relevant new things
become available, things become unavailable or the status of things
changes. The infrastructure has to support the monitoring of such changes
and the adaptation that is required as a result of the changes.
5.3 Semantic modelling of things
To reach the full potential of the Internet of Things, semantic information
regarding the things, the information they can provide or the actuations
they can perform need to be available. It is not sufficient to know that there
is a temperature sensor or an electric motor, but it is important to know
which temperature the sensor measures: the indoor temperature of a room
or the temperature of the fridge, and that the electric motor can open or
close the blinds or move something to a different location. As it may not be
possible to provide such semantic information by simply switching on the
thing, the infrastructure should make adding it easy for users. Also, it may
be possible to derive semantic information, given some basic information
and additional knowledge, e.g. deriving information about a room, based
on the information that a certain sensor is located in the room. This should
be enabled by the infrastructure.
5.4 Physical location and position
As the Internet of Things is strongly rooted in the physical world, the notion
of physical location and position are very important, especially for finding
things, but also for deriving knowledge. Therefore, the infrastructure has
to support finding things according to location. Taking mobility into
account, localization technologies will play an important role for the
Internet of Things and may become embedded into the infrastructure of
the Internet of Things.
5.5 Security and privacy
In addition, an infrastructure needs to provide support functionality. This
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authorization. Here the heterogeneity and the resource limitations of IoT
technologies have to be taken into account. Interoperability between
different basic approaches will be an important aspect.
5.6 Infrastructure-related research questions
Based on the description above of what an infrastructure for the Internet
of Things should look like, we see the following challenges and research
questions:
6 Networks and Communication
Present communication technologies span the globe in wireless and wired
networks and support global communication by globally-accepted
communication standards. The Internet of Things Strategic Research
Agenda intends to lay the foundations for the Internet of Things to be
developed by research through to the end of this decade and for
subsequent innovations to be realised even after this research period.
How can the plug & play functionality be achieved taking into
account the heterogeneity of the underlying technology?
How should the resolution and discovery infrastructure look to
enable finding things efficiently?
How can monitoring and automatic adaptation be supported by
the infrastructure?
How can semantic information be easily added and utilized within
the infrastructure?
How can new semantic information be derived from existing
semantic information based on additional knowledge about the
world, and how can this be supported by the infrastructure?
How can the notion of physical location be best reflected in the
infrastructure to support the required functionalities mentioned
above?
How should the infrastructure support for security and privacy
look?
How can the infrastructure support accounting and charging as the
basis for different IoT business models?

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Within this timeframe the number of connected devices, their features, their
distribution and implied communication requirements will develop; as will
the communication infrastructure and the networks being used. Everything
will change significantly. Internet of Things devices will be contributing to
and strongly driving this development.
Changes will first be embedded in given communication standards and
networks and subsequently in the communication and network structures
defined by these standards.
6.1 Networking technology
The evolution and pervasiveness of present communication technologies
has the potential to grow to unprecedented levels in the near future by
including the world of things into the developing Internet of Things.
Network users will be humans, machines, things and groups of them.
6.1.1 Complexity of the networks of the future
A key research topic will be to understand the complexity of these future
networks and the expected growth of complexity due to the growth of
Internet of Things. The research results of this topic will give guidelines and
timelines for defining the requirements for network functions, for network
management, for network growth and network composition and variability.
Wireless networks cannot grow without such side effects as interference.
6.1.2 Growth of wireless networks
Wireless networks especially will grow largely by adding vast amounts of
small Internet of Things devices with minimum hardware, software and
intelligence, limiting their resilience to any imperfections in all their
functions.
Based on the research of the growing network complexity, caused by the
Internet of Things, predictions of traffic and load models will have to guide
further research on unfolding the predicted complexity to real networks,
their standards and on going implementations.
Mankind is the maximum user group for the mobile phone system, which
is the most prominent distributed system worldwide besides the fixed
telephone system and the Internet. Obviously the number of body area
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networks , , , and of networks integrated into clothes and further
personal area networks – all based on Internet of Things devices - will be of
the order of the current human population. They are still not unfolding into
reality. In a second stage cross network cooperative applications are likely
to develop, which are not yet envisioned.
6.1.3 Mobile networks
Applications such as body area networks may develop into an autonomous
world of small, mobile networks being attached to their bearers and being
connected to the Internet by using a common point of contact. The mobile
phone of the future could provide this function.
Analysing worldwide industrial processes will be required to find limiting
set sizes for the number of machines and all things being implied or used
within their range in order to develop an understanding of the evolution
steps to the Internet of Things in industrial environments.
6.1.4 Expanding current networks to future networks
Generalizing the examples given above, the trend may be to expand current
end user network nodes into networks of their own or even a hierarchy of
networks. In this way networks will grow on their current access side by
unfolding these outermost nodes into even smaller, attached networks,
spanning the Internet of Things in the future. In this context networks or
even networks of networks will be mobile by themselves.
6.1.5 Overlay networks
Even if network construction principles should best be unified for the
worldwide Internet of Things and the networks bearing it, there will not be
one unified network, but several. In some locations even multiple networks
overlaying one another physically and logically.
The Internet and the Internet of Things will have access to large parts of
these networks. Further sections may be only represented by a top access
node or may not be visible at all globally. Some networks will by intention
be shielded against external access and secured against any intrusion on
multiple levels.
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6.1.6 Network self-organization
Wireless networks being built for the Internet of Things will show a large
degree of ad-hoc growth, structure, organization, and significant change
in time, including mobility. These constituent features will have to be
reflected in setting them up and during their operation .
Self-organization principles will be applied to configuration by context
sensing, especially concerning autonomous negotiation of interference
management and possibly cognitive spectrum usage, by optimization of
network structure and traffic and load distribution in the network, and in
self-healing of networks. All will be done in heterogeneous environments,
without interaction by users or operators.
6.1.7 Green networking technology
Network technology has traditionally developed along the line of
predictable progress of implementation technologies in all their facets.
Given the enormous expected growth of network usage and the number of
user nodes in the future, driven by the Internet of Things, there is a real
need to minimize the resources for implementing all network elements and
the energy being used for their operation .
Disruptive developments are to be expected by analysing the energy
requirements of current solutions and by going back to principles of
communication in wired, optical and wireless information transfer. Research
done by Bell Labs , in recent years shows that networks can achieve an
energy efficiency increase of a factor of 1,000 compared to current
technologies .
The results of the research done by the GreenTouch consortium should
be integrated into the development of the network technologies of the
future. These network technologies have to be appropriate to realise the
Internet of Things and the Future Internet in their most expanded state to
be anticipated by the imagination of the experts..
6.2 Communication technology
6.2.1 Unfolding the potential of communication
technologies
The research aimed at communication technology to be undertaken in the
coming decade will have to develop and unfold all potential communication
profiles of Internet of Things devices, from bit-level communication to
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continuous data streams, from sporadic connections to connections being
always on, from standard services to emergency modes, from open
communication to fully secured communication, spanning applications from
local to global, based on single devices to globally-distributed sets of
devices.
Based on this research the anticipated bottlenecks in communications and
in networks and services will have to be quantified using appropriate
theoretical methods and simulation approaches.
Communications technologies for the Future Internet and the Internet of
Things will have to avoid such bottlenecks by construction not only for a
given status of development, but for the whole path to fully developed and
still growing nets.
6.2.2 Correctness of construction
Correctness of construction [34] of the whole system is a systematic process
that starts from the small systems running on the devices up to network
and distributed applications. Methods to prove the correctness of structures
and of transformations of structures will be required, including protocols
of communication between all levels of communication stacks used in the
Internet of Things and the Future Internet.
These methods will be essential for the Internet of Things devices and
systems, as the smallest devices will be implemented in hardware and many
types will not be programmable. Interoperability within the Internet of
Things will be a challenge even if such proof methods are used
systematically.
6.2.3 An unified theoretical framework for
communication
Communication between processes running within an operating system
on a single or multicore processor, communication between processes
running in a distributed computer system , and the communication
between devices and structures in the Internet of Things and the Future
Internet using wired and wireless channels shall be merged into a unified
minimum theoretical framework covering and including formalized
communication within protocols. In this way minimum overhead, optimum
use of communication channels and best handling of communication errors
should be achievable. Secure communication could be embedded efficiently
and naturally as a basic service.
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6.2.4 Energy-limited Internet of Things devices and
their communication
Many types of Internet of Things devices will be connected to the energy
grid all the time; on the other hand a significant subset of Internet of Things
devices will have to rely on their own limited energy resources or energy
harvesting throughout their lifetime.
Given this spread of possible implementations and the expected importance
of minimum-energy Internet of Things devices and applications, an
important topic of research will have to be the search for minimum energy,
minimum computation, slim and lightweight solutions through all layers of
Internet of Things communication and applications.
6.2.5 Challenge the trend to complexity
The inherent trend to higher complexity of solutions on all levels will be
seriously questioned – at least with regard to minimum energy Internet of
Things devices and services, but not limited to them.
.. for energy limited Internet of Things devices and their
communication
As mobile, energy limited Internet of Things devices will be highly common,
their transmit and receive path architectures and all further processing tasks
related to their specific application have necessarily to be included into the
search for minimum realizations.
Their communication with the access edges of the Internet of Things
network shall be optimized cross domain with their implementation space
and it shall be compatible with the correctness of the construction
approach.
6.2.6 Disruptive approaches
Given these special restrictions, non-standard, but already existing ideas
should be carefully checked again and be integrated into existing solutions,
and disruptive approaches shall be searched and researched with high
priority. This very special domain of the Internet of Things may well develop
into its most challenging and most rewarding domain – from a research
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7 Processes
The deployment of IoT technologies will significantly impact and change
the way enterprises do business as well as interactions between different
parts of the society, affecting many processes. To be able to reap the many
potential benefits that have been postulated for the IoT, several challenges
regarding the modelling and execution of such processes need to be solved
in order to see wider and in particular commercial deployments of IoT [36].
The special characteristics of IoT services and processes have to be taken
into account and it is likely that existing business process modelling and
execution languages as well as service description languages such as USDL
[99], will need to be extended.
7.1 Adaptive and event-driven processes
One of the main benefits of IoT integration is that processes become more
adaptive to what is actually happening in the real world. Inherently, this is
based on events that are either detected directly or by real-time analysis of
sensor data. Such events can occur at any time in the process. For some of
the events, the occurrence probability is very low: one knows that they
might occur, but not when or if at all. Modelling such events into a process
is cumbersome, as they would have to be included into all possible activities,
leading to additional complexity and making it more difficult to understand
the modelled process, in particular the main flow of the process (the 80%
case). Secondly, how to react to a single event can depend on the context,
i.e. the set of events that have been detected previously.
7.2 Processes dealing with unreliable data
When dealing with events coming from the physical world (e.g., via sensors
or signal processing algorithms), a degree of unreliability and uncertainty
is introduced into the processes. If decisions in a business process are to be
taken based on events that have some uncertainty attached, it makes sense
to associate each of these events with some value for the quality of
information (QoI). In simple cases, this allows the process modeller to define
thresholds: e.g., if the degree of certainty is more than 90%, then it is
assumed that the event really happened. If it is between 50% and 90%,
some other activities will be triggered to determine if the event occurred or
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multiple events are involved: e.g., one event with 95% certainty, one with
73%, and another with 52%. The underlying services that fire the original
events have to be programmed to attach such QoI values to the events.
From a BPM perspective, it is essential that such information can be
captured, processed and expressed in the modelling notation language, e.g.
BPMN. Secondly, the syntax and semantics of such QoI values need to be
standardized.
7.3 Processes dealing with unreliable resources
Not only is the data from resources inherently unreliable, but also the
resources providing the data themselves, e.g., due to the failure of the
hosting device. Processes relying on such resources need to be able to adapt
to such situations. The first issue is to detect such a failure. In the case that
a process is calling a resource directly, this detection is trivial. When we’re
talking about resources that might generate an event at one point in time
(e.g., the resource that monitors the temperature condition within the truck
and sends an alert if it has become too hot), it is more difficult. Not having
received any event can be because of resource failure, but also because there
was nothing to report. Likewise, the quality of the generated reports should
be regularly audited for correctness. Among the research challenges is the
synchronization of monitoring processes with run-time actuating processes,
given that management planes (e.g., monitoring software) tend to operate
at different time scales from IoT processes (e.g., automation and control
systems in manufacturing).
7.4 Highly distributed processes
When interaction with real-world objects and devices is required, it can
make sense to execute a process in a decentralized fashion. As stated in ,
the decomposition and decentralization of existing business processes
increases scalability and performance, allows better decision making and
could even lead to new business models and revenue streams through
entitlement management of software products deployed on smart items.
For example, in environmental monitoring or supply chain tracking
applications, no messages need to be sent to the central system as long as
everything is within the defined limits. Only if there is a deviation, an alert
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the overall process. From a business process modelling perspective though,
it should be possible to define the process centrally, including the fact that
some activities (i.e., the monitoring) will be done remotely. Once the
complete process is modelled, it should then be possible to deploy the
related services to where they have to be executed, and then run and
monitor the complete process.
Relevant research issues include tools and techniques for the synthesis, the
verification and the adaptation of distributed processes, in the scope of a
volatile environment (i.e. changing contexts, mobility, internet connected
objects/devices that join or leave).
8 Data Management
Data management is a crucial aspect in the Internet of Things. When
considering a world of objects interconnected and constantly exchanging
all types of information, the volume of the generated data and the processes
involved in the handling of those data become critical. More than 60 million
M2M devices are currently connected to networks around the globe.
Multiple industry analysts are predicting 30-50% year-on-year growth,
forecasting connectivity of more than 2 billion M2M devices by the year
2020. The forecasted number of connected devices by 2020 is shown in
Figure 15.
There are many technologies and factors involved in the “data
management” within the IoT context.
Some of the most relevant concepts which enable us to understand the
challenges and opportunities of data management are:
Data Collection and Analysis
Big data
Semantic Sensor Networking
Virtual Sensors
Complex Event Processing.

Figure 15: Commercial and consumer M2M device connections by
industry sector, worldwide, 2020
8.1 Data collection and analysis (DCA)
Data Collection and Analysis modules or capabilities are the essential
components of any IoT platform or system, and they are constantly evolving
in order to support more features and provide more capacity to external
components (either higher layer applications leveraging on the data stored
by the DCA module or other external systems exchanging information for
analysis or processing).
The DCA module is part of the core layer of any IoT platform. Some of the
main functions of a DCA module are:
User/customer data storing:
Provides storage of the customer's information collected by sensors
User data & operation modelling:
Allows the customer to create new sensor data models to accommodate
collected information and the modelling of the supported operations
On demand data access:
Provides APIs to access the collected data
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Device event publish/subscribe/forwarding/notification:
Provides APIs to access the collected data in real time conditions
Customer rules/filtering:
Allows the customer to establish its own filters and rules to correlate events
Customer task automation:
Provides the customer with the ability to manage his automatic processes.
Example: scheduled platform originated data collection, …
Customer workflows:
Allows the customer to create his own workflow to process the incoming
events from a device
Multitenant structure:
Provides the structure to support multiple organizations and reseller
schemes.
In the coming years, the main research efforts should be targeted to some
features that should be included in any Data Collection and Analysis
platform:
Multi-protocol. DCA platforms should be capable of handling or
understanding different input (and output) protocols and formats.
Different standards and wrappings for the submission of
observations should be supported
De-centralisation. Sensors and measurements/observations
captured by them should be stored in systems that can be de-
centralised from a single platform. It is essential that different
components, geographically distributed in different locations may
cooperate and exchange data. Related with this concept, federation
among different systems will make possible the global integration
of IoT architectures.
Security. DCA platforms should increase the level of data protection
and security, from the transmission of messages from devices
(sensors, actuators, etc.) to the data stored in the platform.
Data mining features. Ideally, DCA systems should also integrate
capacities for the processing of the stored info, making it easier to
extract useful data from the huge amount of contents that may be
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8.2 Big data
Big data is about the processing and analysis of large data repositories, so
disproportionately large that it is impossible to treat them with the
conventional tools of analytical databases. Some statements suggest that
we are entering the “Industrial Revolution of Data,” , where the majority
of data will be stamped out by machines. These machines generate data a
lot faster than people can, and their production rates will grow
exponentially with Moore’s Law. Storing this data is cheap, and it can be
mined for valuable information. Examples of this tendency include:
Big data requires exceptional technologies to efficiently process large
quantities of data within a tolerable amount of time. Technologies being
applied to big data include massively parallel processing (MPP) databases,
data-mining grids, distributed file systems, distributed databases, cloud
computing platforms, the Internet, and scalable storage systems.
The biggest challenge of the Petabyte Age will not be storing all that data,
it will be figuring out how to make sense of it. Big data deals with
unconventional, unstructured databases, which can reach petabytes,
Web logs;
RFID;
Sensor networks;
Social networks;
Social data (due to the Social data revolution),
Internet text and documents;
Internet search indexing;
Call detail records;
Astronomy, atmospheric science, genomics, biogeochemical,
biological, and other complex and/or interdisciplinary scientific
research;
Military surveillance;
Medical records;
Photography archives;
Video archives;
Large scale eCommerce.
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exabytes or zettabytes, and require specific treatments for their needs, either
in terms of storage or processing/display.
Companies focused on the big data topic, such as Google, Yahoo!, Facebook
or some specialised start-ups, currently do not use Oracle tools to process
their big data repositories, and they opt instead for an approach based on
distributed, cloud and open source systems. An extremely popular example
is Hadoop, an Open Source framework in this field that allows applications
to work with huge repositories of data and thousands of nodes. These have
been inspired by Google tools such as the MapReduce and Google File
system, or NoSQL systems, that in many cases do not comply with the ACID
(atomicity, consistency, isolation, durability) characteristics of conventional
databases.
In future, it is expected a huge increase in adoption, and many, many
questions that must be addressed. Among the imminent research targets
in this field are:
8.3 Semantic sensor networks and semantic
annotation of data
The information collected from the physical world in combination with the
existing resources and services on the Web facilitate enhanced methods to
obtain business intelligence, enabling the construction of new types of
front-end application and services which could revolutionise the way
organisations and people use Internet services and applications in their daily
activities. Annotating and interpreting the data, and also the network
resources, enables management of the e large scale distributed networks
that are often resource and energy constrained, and provides means that
allow software agents and intelligent mechanisms to process and reason
the acquired data.
Privacy. Big data systems must avoid any suggestion that users and
citizens in general perceive that their privacy is being invaded.
Integration of both relational and NoSQL systems.
More efficient indexing, search and processing algorithms, allowing
the extraction of results in reduced time and, ideally, near to “real
time” scenarios.
Optimised storage of data. Given the amount of information that
the new IoT world may generate, it is essential to avoid that the
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There are currently on-going efforts to define ontologies and to create
frameworks to apply semantic Web technologies to sensor networks. The
Semantic Sensor Web (SSW) proposes annotating sensor data with spatial,
temporal, and thematic semantic metadata . This approach uses the
current OGC and SWE specifications and attempts to extend them with
semantic web technologies to provide enhanced descriptions to facilitate
access to sensor data. W3C Semantic Sensor Networks Incubator Group is
also working on developing an ontology for describing sensors. Effective
description of sensor, observation and measurement data and utilising
semantic Web technologies for this purpose, are fundamental steps to the
construction of semantic sensor networks.
However, associating this data to the existing concepts on the Web and
reasoning the data is also an important task to make this information widely
available for different applications, front-end services and data consumers.
Semantics allow machines to interpret links and relations between different
attributes of a sensor description and also other resources. Utilising and
reasoning this information enables the integration of the data as networked
knowledge . On a large scale this machine interpretable information (i.e.
semantics) is a key enabler and necessity for the semantic sensor networks.
Emergence of sensor data as linked-data enables sensor network providers
and data consumers to connect sensor descriptions to potentially endless
data existing on the Web. By relating sensor data attributes such as location,
type, observation and measurement features to other resources on the Web
of data, users will be able to integrate physical world data and the logical
world data to draw conclusions, create business intelligence, enable smart
environments, and support automated decision making systems among
many other applications.
The linked-sensor-data can also be queried, accessed and reasoned based
on the same principles that apply to linked-data. The principles of using
linked data to describe sensor network resources and data in an
implementation of an open platform to publish and consume interoperable
sensor data is described in .
In general, associating sensor and sensor network data with other concepts
(on the Web) and reasoning makes the data information widely available
for different applications, front-end services and data consumers. The
semantic description allow machines to interpret links and relations
between the different attributes of a sensor description and also other data
existing on the Web or provided by other applications and resources.
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8.4 Virtual sensors
A virtual sensor can be considered as a product of spatial, temporal and/or
thematic transformation of raw or other virtual sensor producing data with
necessary provenance information attached to this transformation. Virtual
sensors and actuators are a programming abstraction simplifying the
development of decentralized WSN applications . The data acquired by a
set of sensors can be collected, processed according to an application-
provided aggregation function, and then perceived as the reading of a
single virtual sensor. Dually, a virtual actuator provides a single entry point
for distributing commands to a set of real actuator nodes. We follow that
statement with this definition:
Figure 16 Flow of information between real devices and virtual
sensors or actuators
The virtualization of sensors can be considered at different levels as
presented in Figure 17. At the lowest level are those related with the more
local processing of several simple measurements (for example in a sensing
node), and at the highest level, the abstract combination of different
sensors at the application level (including user-generated virtual sensors).
A virtual sensor behaves just like a real sensor, emitting time-series
data from a specified geographic region with newly defined
thematic concepts or observations which the real sensors may not
have.
A virtual sensor may not have any real sensor’s physical properties
such as manufacturer or battery power information, but does have
other properties, such as: who created it; what methods are used,
and what original sensors it is based on.
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Figure 17 Different levels for sensor virtualization
In that sense the development of virtual sensors could be approached
following two different degrees of complexity:
Furthermore it is also important to consider that due to the temporal
dimension of sensor data most of the processing required to develop virtual
sensors is tightly related to the event concept as defined in ISO 19136 "an
action that occurs at an instant or over an interval of time", as well as to
Event Processing as “creating, deleting, reading and editing of as well as
reacting to events and their representations” .
An event, as a message indicating that something of interest happens, is
usually specified through an event type as a structure of attribute-value
tuples. An important attribute is the event occurrence time or its valid time
interval. Timing is generally described using timestamps but its proper
management presents important challenges in geographically dispersed
distributed systems.
The complexity of deriving virtual information from a large number of
sensor data as depicted in Figure 18, demands the use of proper methods,
techniques and tools for processing events while they occur, i.e., in a
continuous and timely fashion. Deriving valuable higher-level knowledge
from lower-level events has been approached using different technologies
The combination of a limited number of related sensors or
measurements to derive new virtual data (usually done at the
sensor node or gateway level).
The complex process of deriving virtual information from a huge
space of sensed data (generally at the application level).
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from many independent research fields (such as, discrete event simulation,
active databases, network management, or temporal reasoning), and in
different application fields (as business activity monitoring, market data
analysis, sensor networks, etc.). Only in recent years has the term Complex
Event Processing, CEP, emerged as a discipline of its own and as an
important trend in industry applications where it is necessary to detect
situations (specified as complex events) that result from a number of
correlated (simple) events. CEP concept will be described in depth hereafter.
More specifically, as represented in Figure 18, considering that sensor data
is generally delivered as a stream, a sub-form of CEP known as Event Stream
Processing (ESP) can be used for searching different patterns in
continuous streams of sensor data events.
Figure 18 Complex Event Processing (CPE) and Event Stream Processing (ESP)
In the near future, some of the main challenges to be solved in the context
of Virtual Sensors are:
Seamless integration and interoperability of “real” and “virtual”
sensors. This means that virtual sensors should be indistinguishable
from real ones for the external or high level applications, but also
for other sensors or system modules if necessary. This way, virtual
sensors could be fed as input sensors for new virtual ones, making
the flexibility and power of this approach almost unlimited.
Support of (input) sensors and measurements heterogeneity. A
virtual sensor should, ideally, be capable of handling input sensors
of a very different nature. This results in a very powerful mechanism
for implementing complex logics, also linking with CEP concepts.
The integration of sensors capturing different phenomena may help
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the implementation of heuristics or artificial intelligence-based
decision modules, capable of handling aspects that are not
homogeneous (not mere statistics functions over homogeneous
figures). This also includes the automatic handling or conversion of
different units or scales for input sensors measuring a same aspect.
Definition of virtual sensors based on semantic rules. A first
approach for defining virtual sensors is by implementing the
programmatic logic or processes associated with the “operation”
to be performed by the sensor. But a much richer and more
powerful scheme can be obtained if sensors can be defined by
“high level” semantic rules (only describing the general behaviour
or expected results) and implementation steps are automatically
generated (from the rules) or hidden to external users.
8.5 Complex event processing
A concept linked with the notion and appearance of “Virtual Sensors” is the
Complex Event Processing, in the sense that Virtual Sensors can be used to
implement “single sensors” from complex and multiple (actual) sensors or
various data sources, thus providing a seamless integration and processing
of complex events in a sensor (or Data Collection and Analysis) platform or
system.
Complex event processing (CEP) is an emerging network technology that
creates actionable, situational knowledge from distributed message-based
systems, databases and applications in real time or near real time. CEP can
provide an organization with the capability to define, manage and predict
events, situations, exceptional conditions, opportunities and threats in
complex, heterogeneous networks. Many have said that advancements in
CEP will help advance the state-of-the-art in end-to-end visibility for
operational situational awareness in many business scenarios (TheCEPBlog).
These scenarios range from network management to business optimization,
resulting in enhanced situational knowledge, increased business agility, and
the ability to more accurately (and rapidly) sense, detect and respond to
business events and situations.
CEP is a technology for extracting higher level knowledge from situational
information abstracted from processing sensory information and for low-
latency filtering, correlating, aggregating, and computing on real-world
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event data. It is an emerging network technology that creates actionable,
situational knowledge from distributed message-based systems, databases
and applications in real-time or near real-time.
8.5.1 Types
Most CEP solutions and concepts can be classified into two main categories:
Some of the research topics for the immediate future in the context of CEP
are:
Computation-oriented CEP: Focused on executing on-line
algorithms as a response to event data entering the system. A
simple example is to continuously calculate an average based on
data from the inbound events
Detection-oriented CEP: Focused on detecting combinations of
events called event patterns or situations. A simple example of
detecting a situation is to look for a specific sequence of events
Distributed CEP: Since CEP core engines usually require powerful
hardware and complex input data to consider, it is not easy to
design and implement distributed systems capable of taking
consistent decisions from non-centralised resources.
Definition of standardised interfaces: Currently, most of the CEP
solutions are totally proprietary and not compliant with any type
of standard format or interface. In addition, it is not easy to
integrate these processes in other systems in an automated way. It
is essential to standardise input and output interfaces in order to
make CEP systems interoperable among themselves (thus enabling
exchanging of input events and results) and to ease integration of
CEP in other systems, just as any other step in the transformation
or processing of data.
Improved security and privacy policies: CEP systems often imply the
handling of “private” data that are incorporated to decision taking
or elaboration of more complex data. It is necessary that all
processes and synthetic data can be limited by well-defined rules
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9 Security, Privacy & Trust
The Internet of Things presents security-related challenges that are identified
in the IERC 2010 Strategic Research Roadmap but some elaboration is useful
as there are further aspects that need to be addressed by the research
community. While there are a number of specific security, privacy and trust
challenges in the IoT, they all share a number of transverse non-functional
requirements:
Solutions will need to address federation/administrative co-operation
Heterogeneity and multiplicity of devices and platforms
Intuitively usable solutions, seamlessly integrated into the real world
9.1 Trust for IoT
As IoT-scale applications and services will scale over multiple administrative
domains and involve multiple ownership regimes, there is a need for a trust
framework to enable the users of the system to have confidence that the
information and services being exchanged can indeed be relied upon. The
trust framework needs to be able to deal with humans and machines as
users, i.e. it needs to convey trust to humans and needs to be robust enough
to be used by machines without denial of service. The development of trust
frameworks that address this requirement will require advances in areas
such as:
Lightweight and symmetric solutions, Support for resource
constrained devices
Scalable to billions of devices/transactions
Lightweight Public Key Infrastructures (PKI) as a basis for trust
management. Advances are expected in hierarchical and cross
certification concepts to enable solutions to address the scalability
requirements.
Lightweight key management systems to enable trust relationships
to be established and the distribution of encryption materials using
minimum communications and processing resources, as is
consistent with the resource constrained nature of many IoT
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Quality of Information is a requirement for many IoT-based systems
where metadata can be used to provide an assessment of the
reliability of IoT data.
Decentralised and self-configuring systems as alternatives to PKI for
establishing trust e.g. identity federation, peer to peer.
Novel methods for assessing trust in people, devices and data,
beyond reputation systems.
Assurance methods for trusted platforms including hardware,
software, protocols, etc.
9.2 Security for IoT
As the IoT becomes a key element of the Future Internet and a critical
national/international infrastructure, the need to provide adequate security
for the IoT infrastructure becomes ever more important. Large-scale
applications and services based on the IoT are increasingly vulnerable to
disruption from attack or information theft. Advances are required in several
areas to make the IoT secure from those with malicious intent, including
DoS/DDOS attacks are already well understood for the current
Internet, but the IoT is also susceptible to such attacks and will
require specific techniques and mechanisms to ensure that
transport, energy, city infrastructures cannot be disabled or
subverted.
General attack detection and recovery/resilience to cope with IoT-
specific threats, such as compromised nodes, malicious code
hacking attacks.
Cyber situation awareness tools/techniques will need to be
developed to enable IoT-based infrastructures to be monitored.
Advances are required to enable operators to adapt the protection
of the IoT during the lifecycle of the system and assist operators to
take the most appropriate protective action during attacks.
The IoT requires a variety of access control and associated
accounting schemes to support the various authorisation and usage
models that are required by users. The heterogeneity and diversity
of the devices/gateways that require access control will require new
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The IoT needs to handle virtually all modes of operation by itself
without relying on human control. New techniques and
approaches e.g. from machine learning, are required to lead to a
self-managed IoT.
9.3 Privacy for IoT
As much of the information in an IoT system may be personal data, there is
a requirement to support anonymity and restrictive handling of personal
information.
There are a number of areas where advances are required:
There are a number of privacy implications arising from the ubiquity and
pervasiveness of IoT devices where further research is required, including
Cryptographic techniques that enable protected data to be stored,
processed and shared, without the information content being
accessible to other parties. Technologies such as homomorphic and
searchable encryption are potential candidates for developing such
approaches.
Techniques to support Privacy by Design concepts, including data
minimisation, identification, authentication and anonymity.
Fine-grain and self-configuring access control mechanism
emulating the real world
Preserving location privacy, where location can be inferred from
things associated with people.
Prevention of personal information inference, that individuals
would wish to keep private, through the observation of IoT-related
exchanges.
Keeping information as local as possible using decentralised
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10 Device Level Energy Issues
One of the essential challenges in IoT is how to interconnect “things” in an
interoperable way while taking into account the energy constraints,
knowing that the communication is the most energy consuming task on
devices. RF solutions for a wide field of applications in the Internet of Things
have been released over the last decade, led by a need for integration and
low power consumption.
10.1 Low power communication
Several low power communication technologies have been proposed from
different standardisation bodies. The most common ones are:
Nevertheless, front-end architectures have remained traditional and there
is now a demand for innovation. Regarding the ultra-low consumption
target, super-regeneratives have proven to be very energetically efficient
architectures used for Wake-Up receivers. It remains active permanently at
very low power consumption, and can trigger a signal to wake up a
complete/standard receiver , . In this field, standardization is required,
as today only proprietary solutions exist, for an actual gain in the overall
market to be significant.
IEEE 802.15.4 has developed a low-cost, low-power consumption,
low complexity, low to medium range communication standard at
the link and the physical layers for resource constrained devices.
Bluetooth low energy (Bluetooth LE, ) is the ultra-low power
version of the Bluetooth technology that is up to 15 times more
efficient than Bluetooth.
Ultra-Wide Bandwidth (UWB) Technology is an emerging
technology in the IoT domain that transmits signals across a much
larger frequency range than conventional systems. UWB, in addition
to its communication capabilities, it can allow for high precision
ranging of devices in IoT applications.
RFID/NFC proposes a variety of standards to offer contactless
solutions. Proximity cards can only be read from less than 10 cm
and follows the ISO 14443 standard and is also the basis of the
NFC standard. RFID tags or vicinity tags dedicated to identification
of objects have a reading distance which can reach 7 to 8 meters.
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On the other hand, power consumption reduction of an RF full-receiver can
be envisioned, with a target well below 5mW to enable very small form
factor and long life-time battery. Indeed, targeting below 1mW would then
enable support from energy harvesting systems enabling energy
autonomous RF communications. In addition to this improvement, lighter
communication protocols should also be envisioned as the frequent
synchronization requirement makes frequent activation of the RF link
mandatory, thereby overhead in the power consumption.
It must also be considered that recent advances in the area of CMOS
technology beyond 90 nm, even 65 nm nodes, leads to new paradigms in
the field of RF communication. Applications which require RF connectivity
are growing as fast as the Internet of Things, and it is now economically
viable to propose this connectivity solution as a feature of a wider solution.
It is already the case for the micro-controller which can now easily embed
a ZigBee or Bluetooth RF link, and this will expand to meet other large
volume applications sensors.
Progressively, portable RF architectures are making it easy to add the RF
feature to existing devices. This will lead to RF heavily exploiting digital
blocks and limiting analogue ones, like passive / inductor silicon consuming
elements, as these are rarely easy to port from one technology to another.
Nevertheless, the same performance will be required so receiver
architectures will have to efficiently digitalize the signal in the receiver or
transmitter chain . In this direction, Band-Pass Sampling solutions are
promising as the signal is quantized at a much lower frequency than the
Nyquist one, related to deep under-sampling ratio . Consumption is
therefore greatly reduced compared to more traditional early-stage
sampling processes, where the sampling frequency is much lower.
Continuous-Time quantization has also been regarded as a solution for
high-integration and easy portability. It is an early-stage quantization as
well, but without sampling . Therefore, there is no added consumption
due to the clock, only a signal level which is considered. These two solutions
are clear evolutions to pave the way to further digital and portable RF
solutions.
Cable-powered devices are not expected to be a viable option for IoT devices
as they are difficult and costly to deploy. Battery replacements in devices
are either impractical or very costly in many IoT deployment scenarios. As a
consequence, for large scale and autonomous IoT, alternative energy
sourcing using ambient energy should be considered.
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10.2 Energy harvesting
Four main ambient energy sources are present in our environment:
mechanical energy (vibrations, deformations), thermal energy (temperature
gradients or variations), radiant energy (sun, infrared, RF) and chemical
energy (chemistry, biochemistry). These sources are characterized by
different power densities (Figure 19).
Figure 19 Ambient sources' power densities before conversion (Source:
CEA-Leti)
Energy harvesting (EH) must be chosen according to the local environment.
For outside or luminous indoor environments, solar energy harvesting is the
most appropriate solution. In a closed environment (inside a machine, in a
car …) there is no (or not enough) light and consequently thermal or
mechanical energy may be a better alternative. Actually, it is mainly the
primary energy source power density in the considered environment that
defines the electrical output power that can be harvested and not the
transducer itself, provided that this one is sufficiently well designed to
extract this primary energy (15 to 30% efficiency for solar converters, 10 %
of Carnot efficiency for thermo-electrical converters and around 50 % for
mechanical converters). The figure also shows that, excluding “sun –
outside”, 10-100 µW is a fair order of magnitude for 1cm² or 1cm³-EH
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Low power devices are expected to require 50mW in transmission mode
and less in standby or sleep modes. EH devices cannot supply this amount
of energy in a continuous active mode. Due to the ultra-low power
consumption sleep mode, intermittent operation mode can be used in EH-
powered devices.
The sensor node’s average power consumption corresponds to the total
amount of energy needed for one measurement cycle multiplied by the
frequency of the operation Figure 20.
Figure 20 Power, Energy and Frequency diagram (Source: CEA-Leti)
By using log-log scales, with energy in abscissa and measurement frequency
in ordinate, average power consumption is represented by straight lines of
slope -1. Power sources are also represented in this diagram, and discrete
sources (batteries, lithium, wood…) are compared with ambient energy
sources (e.g. 100 µW is represented by the green line). For example,
harvesting 100 µW during 1 year corresponds to a total amount of energy
equivalent to 1 g of lithium.
Considering this approach of looking at energy consumption for one
measurement instead of average power consumption, it results that, today:
Sending 100 bits of data consumes about 5 µJ,
Measuring acceleration consumes about 50 µJ,
Making a complete measurement: measure + conversion
+ emission consume 250-500 µJ.

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Therefore, with 100 µW harvested continuously, it is possible to perform a
complete measurement every 1-10 seconds (0.1-1Hz). This duty cycle can
be sufficient for many applications (predictive maintenance); for the other
applications, basic functions’ power consumptions are expected to be
reduced by 10 to 100 within 10 years; this will enable continuous running
mode of EH-powered IoT devices.
Even though many developments have been performed overe the last 10
years, energy harvesting – except PV cells – is still an emerging technology
that has not yet been adopted by industry. Nevertheless, many
improvements of present technologies – currently under investigation –
should enable the needs of IoT to be met.
10.3 Future Trends and recommendations
In the future, the number and types of IoT devices will increase, therefore
inter-operability between devices will be essential. More computation and
yet less power and lower cost requirements will have to be met. Technology
integration will be an enabler along with the development of even lower
power technology and improvement of battery efficiency. The power
consumption of computers over the last 60 years was analysed in and
the authors concluded that electrical efficiency of computation has doubled
roughly every year and a half. A similar trend can be expected for embedded
computing using similar technology over the next 10 years. This would lead
to a reduction of 100 in power consumption at same level of computation.
Allowing for a 10 fold increase in IoT computation, power consumption
should still be reduced by an order of 10.
On the other hand, energy harvesting techniques have been explored to
respond to the energy consumption requirements of the IoT domain. For
vibration energy harvesters, the most important focal area of research is
probably the increase of the working frequency bandwidth that is still a
technological bottleneck preventing this technology from being a viable and
versatile supply source. A roadmap of vibration energy harvesters is provided
in Figure 21.
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Figure 21 Roadmap for vibration energy harvesters (Source: CEA-Leti)
In fact, we expect vibration energy harvesters to have higher power densities
in the future (from 10 µW/g to 30 µW/g) and to work on a wider frequency
bandwidth. Actually, the goal of vibration energy harvesters’ researchers is
to develop Plug and Play (PnP) devices, able to work in any vibrating
environment, within 10 years. In the same time, we expect basic functions’
energy consumption to decrease by at least a factor of 10. All these
progresses will allow vibration energy harvesters to attract new markets,
from industry to healthcare or defence.
For thermoelectricity, the main challenge is not to increase the power
density capability of thermoelectric materials as current materials are already
able to convert large amount of powers (higher than 10 W/cm² for few 10’s
°C of thermal gradients). Yet, to produce 10 W of electrical power with a
thermal gradient of 10°C, a thermal power flow of 3000 W is needed; this
is very far from ambient thermal flows (around few mW).
Therefore, the main challenge for thermoelectric solutions is to increase
thermoelectric materials’ intrinsic efficiency, in order to convert a higher
part of the few mW of thermal energy available. This efficiency improvement
will be mainly performed by using micro and nanotechnologies (such as
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For solar energy harvesting, photovoltaic cells are probably the most
advanced and robust solution. They are already used in many applications
and for most of them, today’s solutions are sufficient. Yet, for IoT devices,
it could be interesting to improve the photovoltaic cells efficiency to
decrease photovoltaic cells’ sizes and to harvest energy even in darker
places.
11 IoT Related Standardization
The IoT SRA 2010 briefly addresses the topic of standardization and is
focused on the actual needs of producing specific standards. This chapter
examines further standardization considerations.
11.1 The role of standardization activities
Standards are needed for interoperability both within and between
domains. Within a domain, standards can provide cost efficient realizations
of solutions, and a domain here can mean even a specific organization or
enterprise realizing an IoT. Between domains, the interoperability ensures
cooperation between the engaged domains, and is more oriented towards
a proper “Internet of Things”. There is a need to consider the life-cycle
process in which standardization is one activity. Significant attention is given
to the “pre-selection” of standards through collaborative research, but focus
should also be given to regulation, legislation, interoperability and
certification as other activities in the same life-cycle. For IoT, this is of
particular importance.
A complexity with IoT comes from the fact that IoT intends to support a
number of different applications covering a wide array of disciplines that
are not part of the ICT domain. Requirements in these different disciplines
can often come from legislation or regulatory activities. As a result, such
policy making can have a direct requirement for supporting IoT standards
to be developed. It would therefore be beneficial to develop a wider
approach to standardization and include anticipation of emerging or on
going policy making in target application areas, and thus be prepared for
its potential impact on IoT-related standardization.
A typical example is the standardization of vehicle emergency call services
called eCall driven from the EC . Based on the objective of increased road
safety, directives were established that led to the standardization of
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solutions for services and communication by e.g. ETSI, and subsequently
3GPP. Another example is the Smart Grid standardization mandate M/490
from the EC towards the European Standards Organisations (ESOs), and
primarily ETSI, CEN and CENELEC.
The conclusion is that any IoT related standardization must pay attention
to how regulatory measures in a particular applied sector will eventually
drive the need for standardized efforts in the IoT domain.
Agreed standards do not necessarily mean that the objective of
interoperability is achieved. The mobile communications industry has been
successful not only because of its global standards, but also because
interoperability can be assured via the certification of mobile devices and
organizations such as the Global Certification Forum which is a joint
partnership between mobile network operators, mobile handset
manufacturers and test equipment manufacturers. Current corresponding
M2M efforts are very domain specific and fragmented. The emerging IoT
and M2M dependant industries should also benefit from ensuring
interoperability of devices via activities such as conformance testing and
certification on a broader scale.
To achieve this very important objective of a “certification” or validation
programme, we also need non ambiguous test specifications which are also
standards. This represents a critical step and an economic issue as this
activity is resource consuming. As for any complex technology,
implementation of test specifications into cost-effective test tools should
also to be considered. A good example is the complete approach of ETSI
using a methodology (e.g. based on TTCN-3) considering all the needs for
successful certification programmes.
The conclusion therefore is that just as the applied sector can benefit from
standards supporting their particular regulated or mandated needs, equally,
these sectors can benefit from conforming and certified solutions, protocols
and devices. This is certain to help the IoT- supporting industrial players to
succeed.
It is worth noting that setting standards for the purpose of interoperability
is not only driven by proper SDOs, but for many industries and applied
sectors it can also be driven by Special Interest Groups, Alliances and the
Open Source communities. It is of equal importance from an IoT perspective
to consider these different organizations when addressing the issue of
standardization.
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From the point of view of standardisation IoT is a global concept, and is
based on the idea that anything can be connected at any time from any
place to any network, by preserving the security, privacy and safety. The
concept of connecting any object to the Internet could be one of the biggest
standardization challenges and the success of the IoT is dependant on the
development of interoperable global standards. In this context the IERC
position is very clear. Global standards are needed to achieve economy of
scale and interworking. Wireless sensor networks, RFID, M2M are evolving
to intelligent devices which need networking capabilities for a large number
of applications and these technologies are "edge" drivers towards the
“Internet of Things”, while the network identifiable devices will have an
impact on telecommunications networks. IERC is focussed to identify the
requirements and specifications from industry and the needs of IoT
standards in different domains and to harmonize the efforts, avoid the
duplication of efforts and identify the standardization areas that need focus
in the future.
To achieve these goals it is necessary to overview the international IoT
standardization items and associated roadmap; to propose a harmonized
European IoT standardisation roadmap; work to provide a global
harmonization of IoT standardization activities; and develop a basic
framework of standards (e.g., concept, terms, definition, relation with
similar technologies).
11.2 Current situation
The current M2M related standards and technologies landscape is highly
fragmented. The fragmentation can be seen across different applied
domains where there is very little or no re-use of technologies beyond basic
communications or networking standards. Even within a particular applied
sector, a number of competing standards and technologies are used and
promoted. The entire ecosystem of solution providers and users would
greatly benefit from less fragmentation and should strive towards the use
of a common set of basic tools. This would provide faster time to market,
economy of scale and reduce overall costs.
Another view is standards targeting protocols vs. systems. Much emphasis
has been put on communications and protocol standards, but very little
effort has previously been invested in standardizing system functions or
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plentiful for specific deployments in various domains. One such example is
in building automation and control with (competing) standards like BACnet
and KNX. However, system standards on the larger deployment and global
scale are not in place. The on going work in ETSI M2M TC is one such
approach, but is currently limited to providing basic application enablement
on top of different networks. It should also be noted that ETSI represent
one industry – the telecommunications industry. The IoT stakeholders are
represented by a number of different industries and sectors reaching far
beyond telecommunications.
11.3 Areas for additional consideration
The technology fragmentation mentioned above is particularly evident on
the IoT device side. To drive further standardization of device technologies
in the direction of standard Internet protocols and Web technologies, and
towards the application level, would mitigate the impacts of fragmentation
and strive towards true interoperability. Embedded web services, as driven
by the IETF and IPSO Alliance, will ensure a seamless integration of IoT
devices with the Internet. It will also need to include semantic
representation of IoT device hosted services and capabilities.
The service layer infrastructure will require standardization of necessary
capabilities like interfaces to information and sensor data repositories,
discovery and directory services and other mechanisms that have already
been identified in projects like SENSEI and IoT-A . Current efforts in
ETSI M2M TC do not address these aspects.
The IoT will require federated environments where producers and
consumers of services and information can collaborate across both
administrative and application domains. This will require standardized
interfaces on discovery capabilities as well as the appropriate semantic
annotation to ensure that information becomes interoperable across
sectors. Furthermore, mechanisms for authentication and authorization as
well as provenance of information, ownership and “market mechanisms”
for information become particularly important in a federated environment.
Appropriate SLAs will be required for standardization. F-ONS is one
example activity in the direction of federation by GS1. Similar approaches
will be needed in general for IoT including standardized cross-domain
interfaces of sensor based services.
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A number of IoT applications will be coming from the public sector. The
Directive on Public Sector Information requires open access to data.
Integration of data coming from various application domains is not an easy
task as data and information does not adhere to any standardized formats
including their semantics. Even within a single domain, data and
information is not easily integrated or shared. Consideration of IoT data
and information integration and sharing within domains as well as between
them, also needs to be considered at the international level.
Instrumental in a number of IoT applications is the spatial dimension.
Standardization efforts that provide necessary harmonization and
interoperability with spatial information services like INSPIRE [48] will be
the key.
IoT with its envisioned billions of devices producing information of very
different characteristics will place additional requirements on the underlying
communications and networking strata. Efforts are needed to ensure that
the networks can accommodate not only the number of devices but also
the very different traffic requirements including delay tolerance, latency and
reliability. This is of particular importance for wireless access networks which
traditionally have been optimized based on a different set of characteristics.
3GPP, as an example, has acknowledged this and has started to address the
short term needs, but the long term needs still require identification and
standardization.
12 Recommendations on Research Topics
12.1 Applications
Applications of IoT are numerous, permeating into almost all domains of
everyday life and activities of individuals and organizations. The challenges
are numerous, varied and often related to a particular domain or the
context in which an application is used. Abstracting those context specific
challenges, the following are considered to be crucial for the successful
development and adoption of IoT applications:
Efficient and simple mechanisms for interaction with “things”
Design of simple methods (and their standardization) that will enable
application developers to include appropriate sensors, actuators and other
“things” regardless of who designed and deployed them into applications
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These should include not only communication methods, but also
normalization of observations taking into account the conditions under
which the observations were taken.
Reliable and trustworthy participatory sensing
Inclusion of humans in the loop and leveraging their mobility and the
mobility of their personal communication devices to capture “snapshots”
of the physical world on a global scale and create a “community wisdom”
view of the physical world.
Creating knowledge and making it available
Creation and provision of services capable of processing and analysing
massive data generated by communicating things (“making sense out of
sensed data”) with open interfaces that allow their simple integration into
various applications.
Set up interdisciplinary projects for smart energy, grid and
mobility
Smart grid and smart mobility topics each merge know how from very
different disciplines (e.g. traffic management, urban management,
automotive, communication). Specialists in the fields are “speaking different
languages” and need to come to a mutual understanding. Ideally projects
should go along with show cases which could act as seeds for the new
infrastructure. We need to address the challenges via a number of projects
which are run by interdisciplinary consortia.
Foster Standardisation for smart energy, grid and mobility
Foster and promote international standardization activities in order to allow
for coherent infrastructures and to open the market for competition.
Support Public Awareness
Some aspects of the technologies discussed are critical with respect to
privacy and they will have social implications because, e.g., they deal with
private information or they might affect urban planning. Accompanying
studies could help us to understand social consequences and to identify
eventual show stoppers by time. Critical issues should be put for public
discussion in an early phase in order to avoid later acceptance problems.
Seamless integration of social and sensor networks
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sensor networks, moving towards social IoT services that take into account
the end-user's social preferences and interactions.
Infrastructures for social interactions between Internet-connected
objects,
Infrastructure, which could enable new forms of M2M interactions along
with associated opportunities for innovative applications and services.
Research could build upon existing semantic interactions and M2M APIs.
Utility metrics and utility driven techniques for “Clouds of Things”
Specification of utility metrics and utility driven techniques in the scope of
"Clouds of Things".
12.2 Recommendations for autonomic
and self-aware IoT
Self-awareness from the design to deployment
The IoT will exponentially increase the scale and the complexity of existing
computing and communication systems. Autonomy is thus an imperative
property for the IoT systems to have. It should be considered from the very
early phases of IoT systems implementations, from conception to
deployment of devices, infrastructures and services. Self-awareness property
should be injected to any software module, however separated from the
functional code. Specific working groups on self-management issues should
be created in standardisation organisations, industrial alliances and fora on
IoT. A self organising network (SON) for LTE of 3GPP is a good initiative that
should be followed by other next generation network standards.
Real-life use cases
Characterisation of self-x properties in IoT context should be done based
on real-life cross-domain use cases. Prototypes should be developed at early
stages in order to validate the theoretical results by measuring the overhead
that autonomy can bring to IoT systems. Novel methodologies,
architectures, algorithms, technologies, protocols and programming
paradigms should be developed taking into account IoT specific
characteristics such as resource constraints, dynamic, un-predictive, error
prone and lossy environments, distributed and real-time data handling and
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Exploiting existing research
Existing fundamental research results from domains including artificial
intelligence, biological systems, control theory, embedded systems and
software engineering are necessary to build scientifically proven solid,
robust and reliable solutions. Existing research may need to be tailored to
the IoT context. In addition, multidisciplinary conferences and workshops
should be organised to foster the interaction level between experts in those
domains.
Security and privacy
Security and privacy issues should be considered very seriously since IoT
deals not only with huge amount of sensitive data (personal data, business
data, etc.) but also has the power of influencing the physical environment
with its control abilities. Cyber-physical environments must thus be
protected from any kind of malicious attacks. The IoT should autonomously
tune itself to different levels of security and privacy, while not affecting the
quality of service and quality of experience.
12.3 Infrastructure
IoT infrastructure as general infrastructure
More and more applications and services will rely on being directly
connected to the physical world, i.e. for getting real-time information about
the state of the real world or even for executing actuation tasks that directly
influence the real world. Therefore, the IoT infrastructure needs to become
a horizontal application-inde¬pendent infrastructure like electricity, water
or communications infrastructures today. This requires a strong research
focus on the infrastructure itself, which takes requirements from the large
variety of IoT-related application areas, but is not specific to any one of
them.
Easy connection and extension of infrastructure
It has to be made easy to add IoT devices to the IoT infrastructure based on
plug-and-play type functionality, making additional configuration like
semantic annota¬tion easy for the user. This will require more
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Core infrastructure services for supporting resolution, discovery,
monitoring and adaptation
The infrastructure has to support the findings of relevant things and related
services, enabling the connection to these services and facilitate the
monitoring and adapta¬tion of applications and services as a result of
changes in the IoT infrastructure, i.e., with respect to the availability of IoT
and related services.
12.4 Networks, Communications
12.4.1 Networks
Research on mobile networks and mobile networks of networks
A widespread introduction of Internet of Things devices will cause mobile
devices at the access fringe of the mobile communication network to evolve
into their own mobile networks and even networks of networks. This
predictable transition of the network structure has to become the topic of
adequate research.
Research on load modelling of future IoT aware networks
In the emerging area of big data, related applications and widespread
devices, sensors and actuators, predictive load modelling for the networks
of the future will be essential for network optimization and pricing of
network traffic, and it will influence the construction especially of such big
data applications. The concurrent and synchronized development of all
these fields is a field of challenging research.
Research on symbiosis of networking and IoT related distributed
data processing
Large or global area applications will lead to a symbiosis of networking and
distributed data processing. Generic architectures for this symbiosis,
independent of specific applications, shall be researched, supporting data
processing at the data sources, near to them or distributed randomly over
the network.
12.4.2 Communications
Adapting the IP Protocol Paradigm
It is a paradigm that the IP protocol defines the Internet. Recent advances
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However, the constraints of very small IoT devices may be so limiting that
optimised non-IP protocols may have to be used to communicate with
them. Thus, it remains a research challenge to develop communications
architectures that enable resource constrained devices to participate in the
IoT while preserving the benefits of IP-based communications and
application development.
Open communication architectures
Currently wireless communication standards are constructed to support the
mobility of user devices. They use frame sizes of some milliseconds, implying
a significant processing capacity at the user entities. Many classes of IoT
devices neither use nor need this support, and they don't possess the
required processing power. Methods to construct wireless mobile
communications standards, open not only to constrained devices, but to all
possible general communication modes in parallel at one time, shall be
researched.
Communication architectures for (highly) constrained devices
Constrained and highly constrained devices in the context of the IoT promise
to open new applications with significant market relevance. Due to their
importance the air interfaces of these devices and their communication
architecture should be researched starting from the constraints of these
devices and they should be especially optimized for such (highly)
constrained devices over all relevant communication layers.
Formal construction and proof methods in communications
Formal construction and proof methods in communications promise to lay
a foundation for formally verifiable and formally verified communication
architectures including interoperability up to the networks of networks
structure of the Future Internet including the IoT. Such formal methods
combined with semantic processing shall be topics in research aiming at
their adoption for the construction and design of the Future Internet and
the IoT.
Real-time lightweight protocols and platforms
Lightweight protocols and platforms for the real-time interaction with
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12.5 Processes
The ability to model IoT-aware business processes, with all the peculiarities
of such processes, and the availability of related process execution engines
will be a key for further adoption of IoT technologies in the enterprise and
business world. Research targeting the convergence of IoT with BPM and
the necessary tooling needs to be strengthened. In particular it is
recommended to address the following topics:
Modelling of IoT-aware processes
Existing (business) process modelling languages need to be extended and
standardized in a way to support the highly event-driven nature of IoT
processes, to explicitly integrate the notion of physical entities and devices,
to add parameters for quality of information, trust, and reliability, and to
enable the (sometimes ad hoc) distribution of sub-processes.
Inherent unreliability of IoT-aware processes
As the data coming from IoT devices such as sensors cannot always be
guaranteed to be accurate and the devices and related services can suddenly
fail, it is important that data quality and quality of service parameters can
be modelled in order to build “reliable-enough” systems.
Execution of IoT-aware processes
Modelled processes as described above need to be executed both on
centralized process execution engines, but often also on small, constrained
devices. This holds true particularly for sub-processes responsible for the
behaviour of a set of IoT devices. To support such operations, very
lightweight and efficient process execution engines are needed.
Large-scale distribution of process logic
IoT processes are widely distributed in nature; certain parts of the business
logic are often executed on local devices. This ranges from simple filtering
and aggregation to the execution of business rules or even completely
autonomous behaviour of individual devices. The methods and frameworks
need to be developed to manage such distributions of software, to decide
what (sub-) process is executed where, to monitor the systems, and to
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12.6 Data Information Management
In the context of Data Management, and the related and base technologies,
there are some challenges and recommendations that should be considered
as key elements to include in the Strategic Research Agenda for the near
future. Some of the topics with room for improvement or unresolved issues
are:
Standardisation and Interoperability
Different technologies and components involved in data processing still use
proprietary or ad-hoc protocols or data formats, making the exchange of
data among different systems or the interconnection of components for a
combined processing of the information (for instance, connecting a Data
Collection and Analysis platform with a Data Mining solution) impossible
or very complex. It is essential that data representation, interfaces and
protocols are standardised or open, allowing a true “protocol
independence” and interoperability.
Distribution, Federation and De-centralisation
Currently, most of the systems and platforms devised for acquisition,
storage or processing of data are centralised and operated by a single
administrator managing physical resources allocated in a very precise
geographical location. No interconnection or distribution of data is
permitted, thus limiting the possibilities for parallel or concurrent processing
of data and also limiting the scope and domain of data that can be collected
by the system. In the future, systems should have the capacity to be
deployed and distributed geographically. A distributed system avoids or
reduces the risk of failures and minimises the existence of bottlenecks in
certain parts or features of the system. Federation policies, with reliable trust
mechanisms, must be established to ensure that data can be accessed or
exchanged remotely without compromising the integrity or security of
involved data.
Data protection, Privacy and Security
When addressing data management, coming from very various sources and
containing information on many different aspects, data security and privacy
aspects are critical. Different access levels, control policies, and mechanisms
to guarantee that no identification of personal data is possible by
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In addition, and depending on the use case or scenario, “opt-in” paradigms
(in which users must voluntarily express and confirm their awareness and
willingness to share personal data) should be incorporated as much as
possible.
Improved semantics and Data Mining
Currently, the volume of data susceptible of being collected and
automatically stored in information systems is huge. Often, the main
problem is how to “understand” the information captured by the sensors
or stored in the databases. The lack of “data interpretation” impedes the
efficient processing of the information when searching for results or trying
to extract useful information from the source data. A lot of effort must be
devoted to the definition and implementation of semantics and rules
making it easier to process the information. Data representation (within
databases) and search/processing algorithms should be capable of handling
higher levels of abstraction, closer to human interpretation and
manipulation of information, and allowing the (automatic) generation or
extraction of relationships among data components (making possible the
definition of complex inference rules). In this sense, definition and
processing of Complex Events (the whole CEP concept) is a field yet to be
explored.
Data sharing and optimization techniques
Novel data sharing and optimization techniques for cloud-based IoT
environments.
Publishing techniques for sensor data and from interconnected
objects
Techniques for the publishing of data stemming from sensors and Internet-
connected objects as Linked Data, including techniques for the integration
of IoT with the Linked Open Data Cloud (LOD).
12.7 Security
Improved frameworks and mechanisms for trust relationships
Further research is required to develop improved frameworks and
mechanisms to enable trust relationships to be established, maintained and
assessed. In IoT-centric scenarios, trust relationships are required between
people, devices and data. Decentralised, self-configuring approaches are
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Security against infrastructure disruption
As IoT becomes incorporated into national and critical infrastructure, there
is a requirement to provide security against infrastructure disruption.
Research is required into attack detection and recovery/resilience for IoT-
specific threats, as well as management support such as situational
awareness tools/techniques and decision making.
Privacy protection mechanisms
As much of the IoT involves personal information, privacy mechanisms must
be developed that enable individuals to control the handling of personal
information. Research is required to develop privacy protection mechanisms
that enable data to be stored/processed without the content being
accessible to others and to prevent information being inferred about
individuals from IoT exchanges.
12.8 Device Level Energy Issues
Low power communication
Power consumption reduction of RF full-receiver should have a target much
below 5 mW to enable very small form factor and long life-time battery.
Targeting below 1 mW would then enable support from energy harvesting
systems enabling energy autonomous RF communications.
Ultra-wideband
Ultra-wideband is not to be forgotten in the Internet of Things domain, as
it provides a feature of great interest in addition to the communication
itself, which is the ranging or indoor localization one . Here,
standardization is also expected to arise and market development to come.
Mature solutions are now available, and waiting for market deployment and
public acceptance.
Solar and thermal energy harvesting
Thermoelectric materials’ intrinsic efficiency should be improved in order to
convert a higher part of the few mW of thermal energy available. This
efficiency improvement will be mainly performed by using micro and
nanotechnologies (such as superlattices or quantum dots). Similarly,
photovoltaic cells should be efficiency improved to decrease photovoltaic
cells’ sizes and to harvest energy even in darker places for IoT devices.
71

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Chapter Two
Vibration energy harvesting
Vibration energy harvesters will have higher power densities in the future
(from 10 µW/g to 30 µW/g) and work on a wider frequency bandwidth. We
expect that vibration energy harvesting devices to be Plug and Play (PnP)
and to be able to work in any vibrating environment, within 10 years.
12.9 Standardization
Life-cycle approach towards standardization
Standardization should be viewed as only one activity in a life-cycle process
that also includes preparatory regulatory and legislative activities, as well
as post-standardization activities towards certification and validation.
Special care should be taken for understanding pre-standardization impacts
coming from the various applied sectors.
Increased influence from applied Internet of Things sector
As the Internet of Things represents a set of technologies and tools to
support a number of different applied sectors with varying needs,
standardization efforts increasingly need to connect to those applied
sectors and cannot be done in isolation as a self-contained topic. In
particular, attention should not only be paid to proper SDOs, but also to
Special Interest Groups, various Industry Alliances, but also open
communities which also drive technology development and set “de facto”
standards in their particular applied domain.
Reduce technology fragmentation
Technology fragmentation is a feature of the Internet of Things, particularly
on the device side. There is a need to drive further standardization of device
technologies in the direction of using standard Internet protocols and
Embedded Web technologies including Internet of Things data semantics,
with the purpose to achieve true interoperability and horizontalization.
More attention need also be taken towards standardized and open tools
for development of Internet of Things devices.

106
Chapter Two
Open system for integration of Internet of Things data
It is necessary to ensure the efficient integration of Internet of Things data
from devices in an open environment. This will require standardization of
Internet of Things data formats and semantics. Furthermore, tools and
technologies are required to achieve sharing of Internet of Things data
across applied domains, and standardization should be considered as a
means to ensure the open and secure availability of Internet of Things data
and information.
Transparent interaction with third-party IoT infrastructures
Tools and techniques for transparently interacting with third-party IoT infra-
structures (including standards-based architectures (OGC/SWE) and Internet
of Things platforms (such as Pachube.com)).
12.10 Societal, Economic and Legal Issues
Accessibility
The complexity of user requirements resulting from personal characteristics
and preferences, together with the variety of devices they might use, poses
a problem of systems being non-inclusive for individual users that have non-
mainstream needs. Accessibility of future IoT technologies will be a
challenge that needs to be addressed.
Trust and Privacy
Users’ privacy concerns about the accessibility and use of information
captured by IoT devices and sensors is an important challenge, and users
need to be assured that the future Orwellian Big Brother nightmare isn’t
becoming a reality. They must be enabled to understand and manage and
control the exposure of their private and sensitive data. This also includes
legislation ensuring individual privacy rights with respect to what kind of
surveillance and information the authorities can employ and access.

107
Chapter Two
Development
Identification
Technology
Internet of
Things
Architecture
Technology
Internet of
Things
Infrastructure
Internet of
Things
Applications
Communication
Technology
Network
Technology
Software and
algorithms
Hardware
2012-2015
• Unified frameworkfor unique
identifiers
• Open framework for the IoT
• URIs
• IoT architecture developments
• IoT architecture in the FI
• Network of networks
architectures
• F-O-T platforms interoperability
• Special purpose IoT infrastructures
• Application specific deployment
• Operator specific deployment
• Participatory sensing
• Cheap, configurable IoT devices
• Ultra low power chip sets
• On chip antennas
• Millimeter wave single chips
• Ultra low power single chip radios
• Ultra low power system on chip
• Self aware and self organizing
networks
• Sensor network location
transparency
• Delay tolerant networks
• Storage networks and power
networks
• Hybrid networking technologies
• Large scale, open semantic
software modules
• Composable algorithms
• Next generation IoT-based social
software
• Next generation IoT-based
enterprise applications
• IoT-aware process modelling
languages and corresponding
tools
• Multi protocol, multi standards
readers
• More sensors and actuators
• Secure, low-cost tags
(e.g. Silent Tags)
• NFC in mobile phones
• Sensor integration with NFC
• Home printable RFID tags
2016-2020
• Identity
management
• Semantics
• Privacy awareness
• Adaptive, context
based
architectures
• Self-* properties
• Integrated IoT
infrastructures
• Multi application
infrastructures
• Multi provider
infrastructures
• IoT in food/water
production and
tracing
• Wide spectrum
and spectrum
aware protocols
• Network context
awareness
• Goal oriented
software
• Distributed
intelligence,
problem solving
• Things-to-Things
collaboration
environments
• Smart sensors
(bio-chemical)
• More sensors and
actuators (tiny
sensors)
Beyond 2020
• “Thing DNA”
identifier
• Cognitive
architectures
• Experimental
architectures
• Global,
general
purpose IoT
infrastructures
• IoT
information
open market
• Unified
protocol over
wide spectrum
• Network
cognition
• Self-learning,
self repairing
networks
• User oriented
software
• The invisible
IoT
• Easy-to-deploy
IoT sw
• Things-to
Humans
collaboration
• IoT 4 All
• Nano
technology
and new
materials

108
Chapter Two
Data and Signal
Processing
Technology
Discovery and
Search Engine
Technologies
Power and
Energy Storage
Technologies
Security, Privacy
& Trust
Technologies
Material
Technology
Standardisation
• Energy, frequency spectrum
aware data processing
• Data processing context
adaptable
• Distributed registries, search and
discovery mechanisms
• Semantic discovery of sensors and
sensor data
• Energy harvesting (energy
conversion, photovoltaic)
• Printed batteries
• Long range wireless power
• User centric context-aware privacy
and privacy policies
• Privacy aware data processing
• Virtualization and anonymisation
• Scalable PKI based on hierarchical
and Cross certification approaches
• Lightweight key management for
establishing trust relationships
• Privacy by Design techniques,
including data minimisation,
identification, authentication and
anonymisation
• SiC, GaN
• Silicon
• Improved/new semiconductor
manufacturing
processes/technologies for higher
temperature ranges
• IoT standardization
• M2M standardization
• Interoperability profiles
• Application independent sensor
and actuator semantics and
profiles
• Context aware
data processing
and data
responses
• Automatic route
tagging and
identification
management
centres
• Energy harvesting
(biological,
chemical,
induction)
• Power generation
in harsh
environments
• Energy recycling
• Wireless power
• Security and
privacy profiles
selection based
on security and
privacy needs
• Privacy needs
automatic
evaluation
• Context centric
security
• Homomorphic
Encryption
• Searchable
Encryption
• Protection
mechanisms for
IoT DoS/DdoS
attacks
• Diamond
• Standards for
cross
interoperability
with
heterogeneous
networks
• IoT data and
information
sharing
• Cognitive
processing
and
optimisation
• Cognitive
search engines
• Autonomous
search engines
• Biodegradable
batteries
• Nano-power
processing
unit
• Self adaptive
security
mechanisms
and protocols
• Self-managed
secure IoT
• Graphen
• Standards for
autonomic
communication
protocols
Development 2012-2015 2016-2020 Beyond 2020

109
Chapter Two
Research
Needs
Identification
Technology
IoT
Architecture
Internet of
Things
Infrastructure
Internet of
Things
Applications
SOA
Software
Services
for IoT
Internet of
Things
Architecture
Technology
Communi
- cation
Technology
Network
Technology
2012-2015
• Convergence of IP and IDs and
addressing schem
• Unique ID
• Multiple IDs for specific cases
• Extend the ID concept
(more than ID number)
• Electro Magnetic Identification - EMID
• Extranet (Extranet of Things) (partner
to partner applications, basic
interoperability, billions-of- things)
• Application domain-independent
abstractions & functionality
• Cross-domain integration
• Incentives and trust issues in
participatory sensing applications
• Linked open data for IoT
• Standardization of APIs
• Composed IoT services (IoT Services
composed of other Services, single
domain, single administrative entity)
• Modelling and execution of IoT aware
(business) processes
• Quality of Information and IoT
service reliability
• Adaptation of symmetric encryption
and public key algorithms from active
tags into passive tags
• Universal authentication ofobjects
• Graceful recovery of tags following
power loss
• More memory
• Less energy consumption
• 3-D real time location/position
embedded systems
• IoT Governance scheme
• Longer range (higher frequencies
– tenths of GHz)
• Protocols for interoperability
• Protocols that make tags resilient to
power interruption and fault induction
• Collision-resistant algorithms
• Grid/Cloud network
• Hybrid networks
• Ad hoc network formation
• Self organising wireless mesh networks
• Multi authentication
• Sensor RFID-based systems
• Networked RFID-based systems
interface with other networks –
hybrid systems / networks
2016-2020
• Beyond EMID
• Internet (Internet of
Things) (global scale
applications, global
interoperability,
many trillions of things)
• Cross-domain
integration and
management
• Large-scale deployment
of infrastructure
• Context-aware
adaptation of
operation
• IoT information
open market
• Highly distributed
IoT processes
• Semi-automatic
process analysis
and distribution
• Code in tags to be
executed in the tag or in
trusted readers
• Global applications
• Adaptive coverage
• Object intelligence
• Context awareness
• On chip networks and
multi standard RF
architectures
• Plug and play tags
• Self repairing tags
• Service basednetwork
• Integrated/universal
authentication
• Brokering of data
through market
mechanisms
Beyond 2020
• Multi methods
– one ID
• Self
management
and configuration
• Building and
deployment of
public IoT
infrastructure with
open APIs and
underlying business
models
• Fully autonomous
IoT devices
• Intelligent and
collaborative
functions
• Self configuring,
protocol seamless
networks
• Need based network
• Internet of
Everything
• Robust security
based on a
combination of ID
metrics
• Autonomous
systems for non
stop information
technology service

110
Chapter Two
Software and
algorithms
Hardware
Devices
Hardware
Systems,
Circuits and
Architectures
Data and
Signal
Processing
Technology
Discovery
and Search
Engine
Technologies
Power and
Energy
Storage
Technologies
• Self management and control
• Micro operating systems
• Context aware business event
generation
• Interoperable ontologies of business
events
• Scalable autonomous software
• Software for coordinated emergence
• (Enhanced) Probabilistic and non-
probabilistic track and trace
algorithms, run directly by individual
“things”
• Software and data distribution systems
• Paper thin electronic display with RFID
• Ultra low power EPROM/FRAM
• NEMS
• Polymer electronic tags
• Antennas on chip
• Coil on chip
• Ultra low power circuits
• Electronic paper
• Devices capable of tolerating harsh
environments (extreme temperature
variation, vibration and shock
conditions and contact with different
chemical substances)
• Nano power processing units
• Silent Tags
• Biodegradable antennae
• Multi protocol front ends
• Multi standard mobile readers
• Extended range of tags and readers
• Transmission speed
• Distributed control and databases
• Multi-band, multi-mode wireless
sensor architectures
• Smart systems on tags with sensing
and actuating capabilities
(temperature, pressure, humidity,
display, keypads, actuators, etc.)
• Ultra low power chip sets to increase
operational range (passive tags) and
increased energy life (semi passive,
active tags)
• Ultra low cost chips with security
• Collision free air to air protocol
• Minimum energy protocols
• Common sensor ontologies
(cross domain)
• Distributed energy efficient data
processing
• Scalable Discovery services for
connecting things with services while
respecting security, privacy and
confidentiality
• “Search Engine” for Things
• IoT Browser
• Multiple identities per object
• Printed batteries
• Photovoltaic cells
• Super capacitors
• Energy conversion devices
• Grid power generation
• Multiple power sources
• Evolving software
• Self reusable software
• Autonomous things:
o Self configurable
o Self healing
o Self management
• Platform for object
intelligence
• Polymer based memory
• Molecular sensors
• Autonomous circuits
• Transparent displays
• Interacting tags
• Collaborative tags
• Heterogeneous
integration
• Self powering sensors
• Low cost modular
devices
• Adaptive architectures
• Reconfigurable wireless
systems
• Changing and adapting
functionalities to the
environments
• Micro readers with
multi standard
protocols for reading
sensor and actuator
data
• Distributed memory and
processing
• Low cost modular
devices
• Protocols correct by
construction
• Autonomous
computing
• Tera scale computing
• On demand service
discovery/integration
• Universal authentication
• Paper based batteries
• Wireless power
everywhere, anytime
• Power generation for
harsh environments
• Self generating
“molecular”
software
• Context aware
software
• Biodegradable
antennas
• Autonomous “bee”
type devices
• Heterogeneous
architectures
• “Fluid” systems,
continuously
changing and
adapting
• Cognitive
computing
• Cognitive registries
• Biodegradable
batteries
Research
Needs
2012-2015 2016-2020 Beyond 2020

111
Chapter Two
Security,
Privacy &
Trust
Technologies
Societal
responsibility
Governance
(legal
aspects)
Economic
Material
Technology
• Adaptation of symmetric encryption
and public key algorithms from active
tags into passive tags
• Low cost, secure and high
performance identification/
authentication devices
• Quality of Information to enable
reliable data processing
• Assurance methods for trusted
platforms
• Access control and accounting
schemes for IoT
• General attack detection and
recovery/resilience for IoT
• Cyber Security Situation Awareness for
IoT
• Fine-grained self configuring access
control to IoT
• Ensuring end users that they are in
control of their sensitive and private
data
• Impact of IoT on environment, labour
market, education, society at large
• IoT also for underprivileged people
• Allocation and management of IPv6
addresses + RFID tags
• Identifier uniqueness
• Business cases and value chains for IoT
• Carbon
• Conducting Polymers and
semiconducting polymers and
molecules
• Conductive ink
• Flexible substrates
• Modular manufacturing techniques
• Context based security
activation algorithms
• Service triggered
security
• Context-aware devices
• Object intelligence
• Decentralised self
configuring methods for
trust establishment
• Novel methods to assess
trust in people, devices
and data
• Location privacy
preservation
• Personal information
protection from
inference and
observation
• Smart assistance by IoT
in daily live
• Legal framework for
transparency of IoT
bodies and
organizations
• Carbon nanotube
• Cognitive security
systems
• Self-managed
secure IoT
• Decentralised
approaches to
privacy by
information
localisation
• Graphen
Research
Needs
2012-2015 2016-2020 Beyond 2020
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Acknowledgments
The IoT European Research Cluster - European Research Cluster on the Internet of Things (IERC) maintains
its Strategic Research Agenda (SRA), taking into account its experiences and the results from the on going
exchange among European and international experts. The present document builds on the 2009 and
2010 Strategic Research Agendas and presents the research fields and an updated roadmap on future
R&D until 2015 and beyond 2020.
The IoT European Research Cluster SRA is part of a continuous IoT community dialogue initiated by the
European Commission (EC) DG INFSO-D4 Unit for the European and international IoT stakeholders. The
result is a lively document that is updated every year with expert feedback from on going and future
projects within the FP7 Framework Program on Research and Development in Europe.
Many colleagues have assisted over the last few years with their views on the Internet of Things strategic
research agenda document. Their contributions are gratefully acknowledged.
List of Contributors
Abdur Rahim Biswas, IT, create-net, iCore
Ali Rezafard, IE, Afilias, EPCglobal Data Discovery JRG
Amine Houyou, DE, SIEMENS, IoT@Work
Andras Vilmos, HU, Safepay, StoLPaN
Anthony Furness, UK, AIDC Global Ltd & AIM UK, CASAGRAS, RACE networkRFID
Antonio Manzalini, IT, Telecom Italia, CASCADAS
Carlo Maria Medaglia, IT, University of Rome ‘Sapienza’, IoT-A
César Viho, FR, Probe-IT
Claudio Pastrone, IT, ISMB, Pervasive Technologies Research Area, ebbits
Daniel Thiemert, UK, University of Reading, HYDRA
David Simplot-Ryl, FR, INRIA/ERCIM, ASPIRE
Dimitris Kiritsis, CH, EPFL, IMS2020
Eric Mercier, FR, CEA-Leti
Erik Berg, NO, Telenor, IoT-I
Florent Frederix, EU, EC, EC
Franck Le Gall, FR, Inno, WALTER
François Carrez, GB, IoT-I
Frederic Thiesse, CH, University of St. Gallen, Auto-ID Lab
Giuseppe Abreu, IT, Butler

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Chapter Two
Ghislain Despesse, FR, CEA-Leti
Harald Vogt, DE, SAP, SToP
Harald Sundmaeker, DE, SmartAgriFood, ATB GmbH, CuteLoop
Humberto Moran, UK, Friendly Technologies, PEARS Feasibility
Ian Smith, UK, CASAGRAS2
Jan Höller, EAB
Jens-Matthias Bohli, DE, NEC
John Soldatos, GR, Athens Information Technology, ASPIRE, OpenIoT
Jose-Antonio, Jimenez Holgado, ES, TID
Karel Wouters, BE, K.U. Leuven, PrimeLife
Klaus Moessner, UK, UNIS, IoT.est
Kostas Kalaboukas, GR, SingularLogic, EURIDICE
Levent Gürgen, FR, CEA-Leti
Mario Hoffmann, DE, Fraunhofer-Institute SIT, HYDRA
Mark Harrison, UK, University of Cambridge, Auto-ID Lab, BRIDGE
Markus Eisenhauer, DE, Fraunhofer-FIT, HYDRA, ebbits
Markus Gruber, DE, ALUD
Martin Bauer, DE, NEC, IoT-A
Maurizio Spirito, IT, Istituto Superiore Mario Boella, Pervasive Technologies
Research Area, ebbits
Maurizio Tomasella, UK, University of Cambridge, Auto-ID Lab, SMART, BRIDGE, Auto-ID Lab
Mirko Presser, DK, Alexandra Institute, IoT-I
Neeli Prasad, DK, CTIF, University of Aalborg, ASPIRE
Paolo Paganelli, IT, Insiel, EURIDICE
Payam Barnaghi, UK, UNIS, IoT.est
Philippe Cousin, FR, easy global market, PROBE-IT, Walter, Myfire, Mosquito, EU-China IoT
Raffaele Giaffreda, IT, create-net, iCore
Richard Egan, UK, TRT
Rolf Weber, CH, UZH
Sébastien Boissseau, FR, CEA-Leti
Stephan Haller, CH, SAP, CoBIS
Srdjan Krco, RS, Ericsson, IoT-I
Sönke Nommensen, DE, UZL, SmartSantander
Trevor Peirce, BE, CASAGRAS2
Vincent Berg, FR, CEA-Leti
Vlasios Tsiatsis, SE, EAB
Wang Wenfeng, CN, CESI/MIIT, CASAGRAS
W. König, DE, ALUD
W. Templ, DE, ALUD
Zsolt Kemeny, HU, Hungarian Academy of Sciences, TraSer
Contributing Projects and Initiatives
ASPIRE, BRIDGE, CASCADAS, CONFIDENCE, CuteLoop, DACAR, ebbits, ARTEMIS, ENIAC, EPoSS, EU-IFM,
EURIDICE, GRIFS, HYDRA, IMS2020, Indisputable Key, iSURF, LEAPFROG, PEARS Feasibility, PrimeLife, RACE
networkRFID, SMART, StoLPaN, SToP, TraSer, WALTER, IoT-A, IoT@Work, ELLIOT, SPRINT, NEFFICS, IoT-I,
CASAGRAS2, eDiana, OpenIoT, IoT6, iCore PROBE-IT, Butler, IoT-est, SmartAgriFood.

118
Chapter Three
Introduction to the
CASAGRAS Inclusive Model
By Professor Anthony Furness
While the inclusive model is more demanding in its outlook and realisation
it is a vision that can be approached in a migratory, progressive, standards-
supported manner. The framework presented by the CASAGRAS inclusive
model distinguishes the various layers of structure and connectivity that can
be seen to exist between the real world objects and their virtual
counterparts, information management structures and networks, including
the existing and evolving Internet. The essential elements are presented
opposite.
The structure comprises:
Physical layers – in which the physical objects or ‘things’ are identified and
rendered functional components of the IoT through the use of object-
connected data carrier technologies, including RFID. The objects so
identified may also be grouped or networked to fulfil particular application
needs. Devices with additional functionality, in the form of sensory, location,
global positioning and local communications capabilities, may be used to
achieve network structures as well as single-device operation. Processing
capability is an important distinguishing feature in the devices constituting
nodes within the IoT. With developments in processing power and
reductions in cost and size an increasing percentage of object-based
applications may be expected to exploit embedded or attached processing
nodes. The range and flexibility of these devices and networks will clearly
have an important bearing on the range of applications.
While models for the Internet of Things (IoT) have been suggested
that are simply based upon radio frequency identification (RFID)
and other radio-based edge technologies, a more inclusive model
is necessary to accommodate and exploit the extreme potential for
interfacing and interacting with the physical world. It is also
important as a vehicle for accommodating the inevitable vagaries
in networks and connectivity that are likely to arise in realising
practical, scalable systems.

119
The European Commission (2006) report, ‘From RFID to the Internet of
Things – Pervasive Networked Systems,’ identified the following network-
supporting communication devices that parallel the object-connected
technology depiction for the physical layer:
Chapter Three
1
Sensory data
carriers
Networked
data carriers
Physical
interface zone
ID +
Additional
Item-
attendant
data
Interrogator/
Gateway
device
Interrogator/
Gateway
device
Interrogator/
Gateway
device
Host
Information
Management
System
Host
Information
Management
System
Host
Information
Management
System
Actuators
Actuators
Actuators
Further layers of Data Capture Technology
Wider area
communications
and Networks
Internet+
Schematic summary of the CASAGRAS Inclusive Model
Note: Sensor-RFID structures may be distinguished that (1) allow communication
simply with host readers and (2) between sensor devices (dotted lines).
Purely passive devices (RFID) that yield fixed data output when
queried
Devices with moderate processing power to format carrier
messages, with the capability to vary content with respect to time
and place
Sensing devices that are capable of generating and communicating
information about environment or item status when queried
Devices with enhanced processing capability that facilitate decisions
to communicate between devices without human intervention –
introducing a degree of intelligence into networked systems

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Chapter Three
These categories of technology clearly present implications with respect to
the physical zone interfacing and networking requirements. They also have
ramifications with respect to other parts of the data transfer and processing
chain and data structuring needs. The ISO/IEC Standards-developing
communities have, and are continuing to develop international standards
to meet these needs. The following illustrates the ISO/IEC developments
with respect to various interfaces and functions, including sensors for RFID.
Also important within the physical layers are the structures, such as electro
and electro-mechanical devices (phones, displays, printers, and access
barriers ), for achieving activation (depicted as actuators in the schematic)
and other feedback functions - an integral part of many real-world
applications.
Interrogator-Gateway Layer – providing effectively the interfaces
between the object-connected devices and between the interrogator and
the information management systems. Fixed, broadband and mobility
communication technologies that will yield the connectivity required for the
IoT. Networking of interrogators and gateway devices may also be seen as
an important infrastructural feature in this layer and an important
contributory feature within the IoT. Interfacing with respect to actuation
and control devices within real-world applications is a further important
feature of this layer.
Information Management, Application and Enterprise Layer –
Interfacing with the interrogator-gateway layer, the information
management layer provides the functional platform for supporting
applications and services. Networking and the facility to provide intelligent
capability (in accordance with state-of-the-art developments) constitutes
further important features in realising an IoT.
Wider communications and Internet Layer – Providing the interface
with other structures and networks including the Internet.
While interfaces are distinguished between each layer, interfacing may also
bypass layers, adding still further flexibility and options for object-connected
applications and services.
Net-borne, as well as those requiring gateway support, can thus be
distinguished. Moreover, the developments in ubiquitous computing and
networking, with integral communication capability, provides the key

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technological foundation for an Internet of Things infrastructure and its
integration within the existing and evolving Internet.
While the Internet is taken as an imperative for IoT development, what
emerges from the consideration of the Internet together with the
imperative for physical world interfacing and interaction, is a prospect for
both Internet and Internet-independent (or IP-independent) IoT
developments. It has also raised the prospect of what may be described as
Latent IoT developments, developments that initially have no link with
Internet or IP-independent network of network structures, but could well
be linked in some way at a future date. Many automatic identification and
data capture (AIDC) applications fit into this category of structure, including
prospective Internet protocol (IP) and IP-independent supervisory control
and data acquisition (SCADA) systems.
The schematic below represents the holistic tri-state structure proposed
through CASAGRAS2 for the IoT.
In terms of the original CASAGRAS1 inclusive model the CASAGRAS2
extension can be effectively viewed as layered structures that access and
exploit either the Internet (IP-based) or IP-independent structures, or both.
Future Structures
Heterogeneous &
Homogeneous Networks
Artificial Intelligence towards
technological singularity
Web 2.0
Sematic Web
IP-Independant Internet Connected
Physical object-defined World
Human
Link
Internet-connected
end-computer nodes
(100 billion by 2014)
Human
Link
Non-IP Private
Computer
Networks
Non-IP-connected
embedded computer
and systems nodes
Object-connected
technologies with or without
embedded computers

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Chapter Three
Both aspects of the model are generic in nature and present scope for the
development of the IoT concept.
Further delineation of layers and structures can be effected to achieve more
detail of consideration, including functionality and application specific
factors.
Delineation of layers
In considering further the delineation of layers it is possible, in a systematic
manner, to distinguish the various areas of enabling technologies and
associated standards, including gaps in relation to standards and
regulations. Still further delineation can take it to the levels of layering
exemplified, but not constrained by the Open Systems Interconnection (OSI)
standard, for all the enabling technologies, including the physical edge,
object-connected technologies. Together with associated data and
communication protocols this constitutes a framework for design and
systems development. In this respect it is also important within such a
framework to provide a guide to standards interpretation and use.
The design perspective extends to applications and services and the
prospective structures for supporting such developments.
A further dimension to delineation relates to governance and the needs to
address both directly and indirectly details relating to the overarching
framework. Many of these aspects of delineation, including those relating
to governance can be found in this book. The nature and complexity of the
IoT development point to still more delineation and roadmaps for both
research and development.
Reference
1. European Commission (2006) From RFID to the Internet of Things
– Pervasive networked systems ISBN: 92-79-01941.
Professor Furness is the Technical Coordinator of CASAGRAS2
anthony.furness@btconnect.com

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Chapter Three
The Technological Fabric
of the Internet of Things
By Alessandro Bassi
Architecture
Considering, for the sake of brevity, that IoT is built by “interconnected
smart objects'', we can orientate our interest more towards communication
technologies, developing the way this connection is established, or else
consider the "smart object" perspective, in which for instance, developments
related to energy harvesting and conservation, as well as the miniaturisation
of printed circuits, and inclusion of transistors into commonly used materials
such as plastic, wood or metals are of central importance.
Foundation
Starting at the service level and moving through to the devices, we find
today a wide range of technologies which claim to use the “IoT” label.
Regarding architectures, several public funded projects, especially in the EU,
have attempted to set common reference models and/or architectures. The
EU project IoT-A has produced a publicly available deliverable highlighting
in details the IoT state of the art (IoT-A, 2011).
In general, for IoT Architecture we mean an integration of heterogeneous
wireless sensor and actuator networks (WS&AN) into a common framework
of global scale and made available to services and applications via universal
service interfaces. The EU project SENSEI aims to create an open, business
driven architecture addressing the scalability problems for a large number
of globally distributed WS&AN devices.
The technological domain of the Internet of Things (IoT) embraces
several developments, which are generally disjointed, as they
belong to totally different environments. Being completely
separated, they do not necessarily converge. Furthermore, as the
definition of IoT itself is still under heavy discussion, it is quite
difficult, if not impossible, to set precise boundaries in order to
determine clearly which technologies are within the IoT range, and
which are clearly excluded.

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Chapter Three
To enable RFID and EPCGlobal standard solutions in practice, technical,
social and educational constraints - particularly in the area of security must
be overcome. BRIDGE (Building Radio Frequency Identification solutions for
the Global Environment) addresses these problems by extending the EPC
network architecture (Bridge, 2011). This is done by researching, developing
and implementing tools that will enable the deployment of EPCGlobal
applications in Europe. The enablement is mostly in the development of
security apparatus, both in hardware, software and business practices.
The Cross Ubiquitous Platform (CUBIQ) project aims to develop a common
platform that facilitates the development of context-aware applications
(CUBIQ 2010). The idea is to provide an integrated platform that offers
unified data access, processing and service federation on top of existing,
heterogeneous ubiquitous services.
The CUBIQ architecture consists of three layers:
a data resource layer,
an intra-context processing layer and
an inter-context processing layer.
The data resource layer provides transparent data access and handles
mobility, migration, replication, concurrency, faults and persistency. The
intra-context layer provides data processing services. The inter-context
processing layer is responsible for service composition. The CUBIQ
architecture provides interfaces for each layer. (Dempo, 2010)
Beside the results coming from these research efforts, there are several
architectures currently used in a number of commercial products. Zigbee
developed by the Zigbee Alliance is probably the most popular one. It is a
simpler, more scalable alternative to Bluetooth. (Ashton, 2009)
WirelessHART, an extension of the popular HART (Highway Addressable
Remote Transducer) communication technology, provides several features
such as security and robustness, but provides no interoperability with other
communication technologies because of its single-purpose philosophy
(Mindtech, 2009; Song, 2008).
Sun SPOTs are a platform from Sun Microsystems for the development of
sensor networks and embedded systems. Sun SPOT is an acronym that
stands for Sun Small Programmable Object Technology (Sunspot, 2010).
Representational state transfer (REST) is a coordinated set of
architectural constraints that attempt to minimize latency and network

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Chapter Three
communications, while at the same time maximizing the independence and
scalability of component implementations. This is achieved by placing
constraints on connector semantics, where other styles have focused on
component semantics (Fielding, 2000). REST enables the caching and re-use
of interactions, dynamic substitutability of components, and processing of
actions by intermediaries, in order to meet the needs of an Internet-scale
distributed hypermedia system. REST elaborates only those portions of the
architecture that are considered essential for Internet-scale distributed
hypermedia interaction.
Communication protocols
Regarding communication protocols, several solutions have been developed
to overcome the limitations of current network technologies. Stream Control
Transmission Protocol (SCTP) is an IETF proposed standard protocol for the
transport layer. It is designed to eventually replace TCP and perhaps also
UDP (Stewart, 2000). Like TCP, SCTP is reliable but offers new features such
as multi-streaming and multi-homing. In particular, the multi-homing
feature of SCTP enables it to be used for mobility support, without any
special router agents in the network. Other features included in SCTP are
error-free and non-duplicated data transfer, network-level fault tolerance
through supporting of multi-homing, and resistance to flooding or
masquerade attacks.
The Host Identity Protocol (HIP) is a solution that locates the mobility
between the network and transport layers (Moskowitz, 2006). HIP
introduces a new Host Identity layer (layer 3.5) between the IP layer (layer
3) and the upper layers. The reason for this is to avoid the situation where
binding sockets to IP addresses forces the address into a dual role of
endpoint and forwarding identifier. In HIP, upper layer sockets are bound
to Host Identities (HI, identifiers) instead of IP addresses. In addition, the
binding of these host identities to IP addresses (the locators) is done
dynamically. The purpose of HI is to support trust between systems, enhance
mobility, and greatly reduce the Denial-of-Service (DoS) attacks.
The Mobile IP protocol is an IETF proposed standard that provides a
network layer solution to node mobility across IPv4 (Mobile IPv4, Perkins,
2002) and IPv6 networks (Mobile IPv6, Johnson, 2004). Mobile IP allows a
node to change its point of attachment to the Internet without needing to
change its IP address.

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This is not simply a configuration simplification, but can facilitate
continuous application-level connectivity as the node moves from point to
point.
Using Mobile IP, it is possible to move a single IP device from point to point
on the Internet without losing higher level connections. However, with the
proliferation of IP and the desire to always remain connected to the
Internet, we are seeing entire networks of IP devices moving together from
one place to another. It is possible to enable mobility for all of these devices
using standard Mobile IP; however, this would require all devices to be
capable of Mobile IP and generate excess overhead as every device would
have to perform Mobile IP functions.
Another solution to the problem is Network Mobility (NEMO) that works
by moving the mobility functionality from Mobile IP mobile nodes to a
moving network's router (Devarapalli, 2005). The router is able to change
its attachment point to the Internet in a manner that is transparent to
attached nodes. NEMO is an extension of Mobile IP that enables an entire
network to change its attachment point to the Internet.
IoT domain
In the IoT domain, smart objects and services exploiting them are
distributed globally. Thus, there must be some kind of identification and
resolution infrastructure to discover and lookup the services that allow
accessing information about smart objects as well as controlling them.
Resource Identification can essentially encompass both the naming and
addressing of a resource, or either of them. In the Web, the identification
of a resource that represents some form of information has been achieved
by the development of the “Universal Resource Identifier” (URI) [W3, 2004],
which is a global agreement on the identification of a particular resource
based on specified schemes. In IoT, similar to the Internet and the Web,
objects and resources need to have common naming and addressing
schemes and also discovery services to enable global reference and access
to them.
In SENSEI the resource ID is formed through a concatenation of several
parameters; the domain of resource's provider, the type of device, a name
representative of the resource's function, and a unique identifier that
differentiates the resource from others of the same device type (Much-
Ellingsen, 2011). In the Ubiquitous ID (uID) framework identification is

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represented by the “ucode”, which is a unique identifier for either physical
or logical entities. The ucode itself is a 128-bit number that has no
relationship to what it represents, but rather the relationship is retrieved
from dedicated database servers. The structure of the uCode is formed in a
manner to support its management (uID, 2011).
In the field of RFIDs, EPCglobal have promoted the adoption and
standardization of Electronic Product Code (EPC), which has been used as a
means of uniquely identifying RFID tags (EPCglobal, 2005). It is based on
the URI model. ID@URI developed by the DIALOG research project and is
another identification model that takes the same properties of the EPC/ONS
standard but can also be manifested in barcodes as well (Dialog, 2011).
The Internet in the Internet of Things
Whatever the perspective, however, there is a need for substantial progress
in research achievements in several fields. Firstly, today there is no single
way of identifying an object in the internet of things: there are several
standards, such as 2-D bar codes, GS1, uID, IPv6 addresses, but they are
non-compatible. Moreover, reference architectures which can lead the way
to any kind of real-life system implementation must be identified and
standardised. In addition, security mechanisms should ensure reasonable
safety and privacy properties. Communication protocols, from physical layer
to interfaces with services and applications, need substantial advances in
order to leverage any future IoT vision. These are just a few examples of
areas of research that need substantial development in the coming five to
10 years.
Within the “interne” side of IoT, which is dealing with communication
between objects, there is a need to develop a convergence between
different communication means. Today, several communication
mechanisms, as shown in the table opposite, are deployed in current
applications, and any novel technologies will need to guarantee
interoperability between different protocols.
We must also consider that the lifetime of network technologies might be
much shorter than the one of the physical objects connected to it, and
where that same technology is applied. In the “common” internet, the
interoperability between low-layer technology and services is assured by the

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UWB
Sensor network
busses (CAN,
profibus, ...)
Serial
USB
DeviceNet
ControlNet
Ethernet/IP
Power line (KNX,
LonWorks)
Wireless
Fixed
fixed
fixed, wireless
fixed
fixed
fixed
fixed
Baseband/LinkManag
er/L2CAP (non-IP)
up to data link
up to data link
up to data link
DeviceNet network
and transport
ControlNet network
and transport
IP-TCP/UDP
Network/transport
layers according Net-
work layer/Transport
to KNX and Lon-
Works specifications
Network
Transport
upper
data link
data link
data link
Network
Transport
upper
Network
Transport
upper
Network
Transport
upper
Network/Transport
use of the Internet Protocol (IP). Usually, the network technologies are
represented in an hourglass shape, with the IP layer in the middle, and this
is commonly referred as 'the narrow waist' of internet. The questions of
what shape the IoT 'narrow waist' will have - and even if such a thing will
exist considering the heterogeneity of IoT technologies - are of primary
importance, and future research should clearly focus on them.
Here is an example of the complexity we face. If we describe the
communication layers in the classic way, we could imagine a 'thin layer',
just below the service and application layers and above all the different
technologies used to transfer information, as the glue of different solutions
Physical
Communication
Interface Type
802.15.X series
(Zigbee,Bluetooth,
RFID, etc)
WIFI
Communication Type
Wireless
Wireless
Wireless
Protocols
NWK/APS/API
defined by each
standardisation
body (all non-IP)
IP-TCP/UDP
OSI Layers
Network
Transport
upper
Network
Transport
upper

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Chapter Three
developed for a specific target using very specific technologies. However,
such a solution is clearly simplistic, as we would then need high-level
gateways between different technology silos, and this would not make any
sense not only from the technological point of view, but first and foremost
from the economical point of view.
Security issues
Regarding security issues of communicating objects, a significant research
effort has been undertaken on cryptography tailored for low-cost, low-
throughput, and resource-cons-traint devices. This domain has been
referred to as “light-weight cryptography”, and has produced a number of
new protocols that have been proposed for small devices, such as RFID tags
(Internet Security Group, 2011). In spite of the large number of available
methods, there are very few which have been examined enough to be
considered safe.
In the past years, a few light cryptography algorithms that have been widely
deployed were proven vulnerable such as, for instance, the well known case
of MiFare Crypto-1 [Garcia, 2008]. The development of light cryptography
standards is paramount for the wide-spread adoption of IoT technologies.
In addition, the combination of lightweight cryptography protocols for use
with light duty devices and a regular cryptography framework such as Public
Key Infrastructure (PKI) for back-end infrastructures should be analyzed. A
very important consideration in this is key management: such a holistic
framework should identify the actors generating the encryption keys, in case
of private/public keys schemes, how these will be distributed and who
(which agencies/companies/authorities) will eventually be given access to
such keys when necessary.
Breaking the Unbreakable:
The End-to-End Principle
The internet as we know it today is based on a few, very simple and very
meaningful principles. One of these is the "end-to-end" principle: keeping
the technologies in the network very simple and dealing with complexity at
the end points only, allowing the Internet architecture to be very scalable
(Carpenter, 1996).
With regards to the IoT domain, there might be a different point of view. It
has to be considered up to what extent IP technology will be used. While
many technologists believe that IP will finally be on each and every smart
device there are two particular cases which show the likeliness that different

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Chapter Three
solutions are necessary. Firstly, real-time devices, such as the braking
systems in cars, which cannot be based on the best-effort, connectionless,
unreliable protocol (as the IP is, by definition) (Ipso, 2011). Secondly, tiny,
extremely cheap devices, (such as passive RFID tags) which may be stateless,
and therefore cannot use complex protocols such as IP.
Moreover, it is questionable if the end-to-end principle can (and will) be
used in the IoT domain. As the end points of IoT can be extremely simple
(as a temperature sensor), even if they will be able to use the IP protocol it
is unlikely that they will be able to deal with complexity. Moreover, smart
devices do not necessarily need to speak the same language: a medical
device such as a Nano robot used to fight cancer cells in the human body
has totally different needs than those of a smart fabric needing to
communicate its characteristics to a washing machine. Therefore, it is likely
that, at some layer, there will be bridges between systems; and these
bridges (or gateways) might be considered the end-to-end points between
communicating entities. In other words, between two different objects
communicating, the communication path may be broken into different
sections (object-to-gateway, gateway-to-gateway, and gateway-to-object).
As this is considered a "curse" in today's internet, and is likely to be a highly
controversial topic, there is a strong need to further investigate this matter,
and to come up with a commonly accepted set of founding principles.
The things in the Internet of Things
With regard to smart objects, there seem to be a few main research axes to
be developed: energy harvesting and conservation, integration of smart
components into materials, and the combination and integration of
different subsystems into more complex and complete systems (also called
more-than-moore).
So far as energy is concerned, in all its phases of harvesting, conservation
and consumption, there is a need to develop solutions with the objective
of developing a level of entropy as close as possible to zero. In other words,
all ambient energy should be gathered, should be stored without any loss,
and should be used as efficiently as possible.
Common objects, such as mobile phones, should be able to harvest the
energy they need, whether by photo-voltaic cells, transforming the
vibrations and motion into electric energy, or suing differences in
temperature and humidity. Current technology development is inadequate
in this respect and existing processing power and energy capacity is too low

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to cope with future needs. The development of new and more efficient and
compact energy storage sources such as batteries, fuel cells, and
printed/polymer batteries, as well as new energy generation devices
coupling energy transmission methods or energy harvesting using energy
conversion, will be the key factors for the roll out of autonomous wireless
smart systems, which will be the backbone of any conceivable IoT
architecture.
Second direction developments
The second direction of technological development in the area of smart
objects, however, is one step further. The integration of chips and antennas
into non-standard substrates, such as textiles and paper, will become
mainstream technologies in the coming years. Metal laminates and new
substrates based on polymer with conducting paths and bonding materials,
better adapted to harsh environments and environmentally friendly disposal
will become as commonplace as silicon is today. RFID inlays will be used to
connect the integrated circuit chip and antenna in order to produce a variety
of shapes and sizes of labels, instead of direct mounting.
Inductive or capacitive coupling of specifically designed strap-like antennas
will avoid galvanic interconnection and thus increase reliability and allow
even faster production processes. The target must be to physically integrate
the RFID structure with the material of the object to be identified, in such a
way as to enable the object to physically act as the antenna.
Looking back a few years there was a huge hype in polymer RFID
prototyping, with companies such as PolyIC [PolyIC, 2004]and Philips
[Philips, 2006] demonstrating fully polymer RFID tags. In parallel, silicon
ultra-thin structures, such as the Hitachi mu-chip [Hitachi, 2007] need to be
developed, with regards not only to further miniaturisation, but especially
to resistance to harsh environments and packaging, in order to be included
in commonly used objects.
Furthermore, the integration of different capabilities in the same chipset
will provide subsystems able to provide not only basic information, but also
process that information and provide ambient knowledge to higher-level
services. Subsystems able to sense the environment using the observation
of physical properties are under study [Nikitin, 2009], and can provide very
interesting results. As well, the miniaturisation of accelerometers,
magnetometers and temperature sensors can provide any smart object the
possibility of understanding its own movements and its position.

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Chapter Four
From Identification
to Discovery
By Paul Chartier and George Roussos
Abstract
This section of our book provides a status report, as of mid-2012, of the
current position.
A lot of material has been published about the Internet of Things,
ranging from high level and generally abstract architecture models
to a view of future applications. As the CAGAGRAS2 project comes
to an end after two years, it has been able to build on the previous
two years in the initial CASAGRAS project. Also as co-ordination
projects, there is a basic requirement to focus on what "is" and then
consider developments and extrapolations from existing points.
The two CASAGRAS projects have always considered that support
for legacy identification systems is critical for the rapid adoption of
the IoT.
Section 1 provides some background into two main classes of
Things for the IoT: things, effectively devices, that have processing
capability and things that require some form of more automated
identification.
In Section 2 we describe the objectives of CASAGRAS2 Work
Package 3 UII and Data Capture Protocols.
Section 3 describes the current perspective of the IERC Activity
Chain "AC02-Naming, addressing, search, discovery". While we
use this perspective as a reference,
in Section 4 we propose that the communication layers need to be
sub-divided, and propose nine layers.
Section 5 shows the outcome of our work on a framework model
for edge data capture technologies linking to the Internet of Things.
Section 6 considers in some detail four identifier schemes using the
9-layer model as a common structure (but skipping some obvious
layers).
We show our conclusions in Section 7.

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Chapter Four
1. Introduction
Our goal is to provide an overview of the work carried out in the
CASAGRAS2 project under Work Package 3 UII and Data Capture Protocols.
The work builds on previous work undertaken in the first CASAGRAS project,
but as that was mainly focused on Radio Frequency Identification (RFID)
technologies, the current work expands to other edge data carrier
technologies.
There is a need to distinguish between two main classes of Things for the
Internet of Things:
Smart things that have some on-board processing, generally
considered as associated with M2M, sensor networks, ubiquitous
computing and so forth. Some experts view that this, and only this,
is the Internet of Things.
Things, potentially including humans, that have to achieve their
connectivity by some means of data carrier such as an RFID tag, 2-
dimensional symbol, or other data carriers.
The CASAGRAS2 perspective is that both classes are important and essential
to a comprehensive appreciation of the potential of the Internet of Things.
This chapter will focus on data carriers and the IoT, because that is the main
scope of the Work Package. However, both are important. Here is an
abstract from the opening paragraph of a European Commission Your Voice
survey undertaken in 2012:
Whereas many of these examples are in the class of smart devices, the fridge
will have no knowledge of its content unless it has some means of data
capture of its contents and they have some means of identification and
The next evolution will make it possible to access information
related to our physical environment, through a generalised
connectivity of everyday objects. A car may be able to report the
status of its various subsystems using communicating embedded
sensors for remote diagnosis and maintenance; home information
about the status of the doors, shutters, and content of the fridge
may be delivered to distant smart phones; personal devices may
deliver to a central location the latest status of healthcare
information of remotely cared patients; environmental data may
be collected and processed globally for real time decision making.1

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translation into a humanly understandable context. The same applies to
product distribution, use, consumption, and recalls.
An on-board sensor might detect a problem in a vehicle but unless the
problem is self-healing there will be a requirement for some form of physical
maintenance ensuring that the right part is fitted using the correct
procedures. In today’s robot-dominated automobile assembly lines, piece
parts require the use of identification technologies that are 40 years old.
Even the latest developments of aircraft construction and maintenance are
being established based on RFID technology with some due consideration
of the Internet of Things.
So a key objective is to enable all the things that are currently identified for
purposes and applications that were established prior to the Internet of
Things to be in a ready state for the IoT. CASAGRAS2 considers these `as
IoT-latent applications. The most obvious example (but far from only
one) is the GS1 bar code system, evolving into the GS1 EPC RFID system,
which already has structures suitable for the Internet of Things.
An often-quoted prediction is that there will be 50 billion things on the
Internet by 2020. But put this in perspective with more basic things. A few
years ago GS1 claimed that there were 6 billion beeps (i.e. scans) a day.
This was mainly based on retail point-of-sale. Add to this all the automatic
data capture of all types of items in industrial, commercial, service, and
government operations.
Billions of events every day!
Based on various applications and general market share data, we estimate
that this results in a total of around 20 to 25 billion automatic data
capture events a day. This might even be a conservative value. Not all
will be part of the Internet of Things, but a significant minority will be. The
legacy of automatic identification and data capture (AIDC) technologies,
therefore, has a significant potential for the Internet of Things and cannot
be ignored.
An example of the rapidly changing technological, commercial and social
factors can be seen in the changes in the use of QR Code. It is a two-
dimensional (2D) bar code symbology, originally developed by Denso Wave,
for industrial applications including the automotive sector in Japan. QR
stands for Quick Response, another name for just-in-time production
techniques.
2
3
4
5

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QR codes have been used as a data carrier for ucode (see Section 6.5).
A real explosion has taken place for the use of this symbology for
promotional purposes in newspapers, magazines and billboards and apps
on mobile phones are able to read the symbol and link to the Internet.
In turn, this raises two other developments that we will cover later:
The use of bar codes as edge data capture technologies for the
Internet of Things.
The use of internet-enabled mobile devices.
2. Initial Objectives
As with all projects, the CASAGRAS2 Work Package had to begin with a key
objective, as shown here:
To establish a heterogeneous framework model at the data capture edge
covering:
Initially this was seen as a layered model, effectively based on these four
bullet points, but as the project developed, greater layers of complexity
emerged, challenging details of every aspect except the need for the
fundamental need for a heterogeneous framework. This was a conclusion
from the first CASAGRAS project, and what has been identified in the
current project is even greater diversity, not less.
Implicated in this framework under "the application communications
protocol from the data capture device to other systems" is the requirement
to communicate with the Internet.
unique item identifier (UII) structures,
the UII encoding in various data carriers, from within the set of
standardised RFID tags, linear and 2D bar code symbologies, real-
time location systems (RTLS), sensor networks, and other
standardised data carriers.
the data capture protocol that might be used between the data
carrier and the data capture device,
the application communications protocol from the data capture
device to other systems.

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Chapter Four
The final report of the initial CASAGRAS project contained a SWOT analysis
of the way that the various identifier schemes were capable of being used
for the Internet of Things.
A second objective was:
A key point to understand with a heterogeneous framework is the
fundamental fact that there will be differences. Our view is that these are
best expressed upon the foundation of an established, or developing, object
naming scheme. This is because the object naming scheme will have at least
one of the following characteristics essential for the rapid introduction of
the Internet of Things:
Another objective was:
In subsequent sections we explore a set of major object naming schemes,
updating as necessary the analysis carried out and reported in the first
CASAGRAS project. We show various models, first at a high level, and then
in more detail for each of the object naming schemes. We also extend and
update the SWOT analysis to provide a current status of developments.
6
To catalogue and analyse the current and emerging proposals for
object naming schemes, using the results of the first CASAGRAS
project as a base, to produce each object naming scheme's specific
model within the data capture edge framework
one or more established IoT-latent applications that will extend
existing functionality to adopt services that will evolve with the
introduction of the Internet of Things
an object naming scheme that has a structure suitable for being
resolved in the classic manner of a URL
a potential service associated with the Internet of Things
To analyse:
The capabilities of emerging proposals against the comprehensive
four-layer framework model described
Identify various strengths and weaknesses

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Chapter Four
3. IERC Activity Chain "AC02 - Naming,
addressing,search, discovery" Perspective
The lead project responsible for delivering the Activity Chain is OPENIOT.
The projects Involved in the Activity Chain are:
With the exception of CASAGRAS2, which ends in June 2012, the other
projects extend to 2013 and even 2014. This means that the cluster can
take a longer-term perspective than CASAGRAS2 in reaching its conclusions.
In addition, some of the other projects have a different brief from
CASAGRAS2, with more of a focus on M2M and less on physical things with
attached data carriers that make them IoT-latent technologies and
applications.
This is an abridged abstract of the scope and objective of the activity chain:
OpenIoT
IOT-A
EBBITS
IoT@Work
SPRINT
CASAGRAS2
Open Source Solution for the Internet of Things
into the Cloud
Internet of Things Architecture
Enabling the Business-Based Internet of Things and
Services
Internet of Things at Work
Software Platform For Integration Of Engineering
And Things
Coordination and Support Action for Global RFID-
related Activities and Standardisation – 2
The main objective of the activity chain (AC2) of the IERC is to
explore naming and addressing schemes, which will be used in the
scope of open loop multi-domain highly distributed and massively
scaleable applications involving internet-connected objects. Along
with these schemes, AC2 will provide accompanying search and
discovery mechanisms for resolving internet-connected objects,
including services for discovering their capabilities.
The main challenge for the AC2 stems from the number, dynamism
and heterogeneity of the devices, services and application domains
that comprise an internet-of-things environment.

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Because the W3C semantic sensor network, and directory services, and
service discovery are typically associated with M2M systems, they are not
covered in this chapter. Instead, we focus on the naming technologies,
some of the addressing technologies, and the resolution technologies
associated with particular naming technologies. In Section 4, we use names
for functions that are more familiar with the types of application that are
associated with object naming or identification schemes and their potential
resolution over the internet and Internet of Things.
4.The CASAGRAS2 Communication Layers
Using the IERC AC2 functions, but extending these downwards to data
carriers and encoded UIIs, it is possible to identify nine layers associated
with the communication from the identifier to its associated discovery
services. This is illustrated in Figure 1.
Not all the layers are necessary for each of the identifier and object naming
schemes we have studied. Also, some that are considered necessary for
providing IoT services based on a particular item identifier scheme are not
yet in place.
In other words, these are areas that need to be addressed to make the
identifier schemes part of the Internet of Things.
These devices and services come with a number of readily available
(and in most cases mature) addressing schemes and search/
discovery mechanisms, which are not however always compatible
and interoperable. As a result, AC2 will have to deal with:
multiple addressing technologies
naming technologies
naming/addressing resolution technologies
directory services
service discovery
Furthermore, a number of semantic schemes (e.g., based on the
W3C SSN ontologies) should be also studied.

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Chapter Four
Figure 1: The Identifier to IoT Communication Layers
Figure 1 shows examples for each of the layers in the schemes that we
explore in Section 6. The descriptions for functions at each of the layers,
starting from the lowest level, are as follows:
Discovery Service
Information Service
Resolution process
Addressing protocol
Session identifier
Data capture device
Data carrier protocol
Data carrier
Identification & object
naming scheme
Function Examples
None identified for the example identifiers
EPC Information Service, DOI, ucode
ONS, Handle, ucode,
IPv4, IPv6, ucode, URL
GS1 and ISO device interface standards,
probably the ucode
RFID reader, Bar code scanner, Mobile phone,
Ubiquitous Communicator
RFID = ISO/IEC 18000
Bar code symbology standards
RFID, 2-D bar code, linear bar code
GS1 EPC, ISO RFID OID, DOI, uCode,
Short-OID
Identification and object naming scheme - this refers to any
of the established identifier schemes that either have very large-
scale implementations and/or a structure that is already suitable for
resolving.
Data carrier – this applies to any technology that has the
capability of encoding an identifier, which is used in a recognised
manner to identify the object (or thing) to which it is attached.
Data carrier protocol – the means of communication between
the data capture device and the data carrier

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Chapter Four
5. The Framework models
5.1 Basic and generic model
Bearing in mind that the research in Work Package 3 of CASAGRAS2 is
focussed on things that are made identifiable by attaching a data carrier to
them, then Figure 2 represents a generally acceptable framework for
processing such an object.
In this framework there can be various combinations of encoded unique
item identifier (UII) and data carrier. However not all UIIs are capable of
being encoded in a particular data carrier. This can be constrained by the
rules and procedures associated with a particular application domain.
Data capture device – a device with processing capabilities that
is used to control and communicate with the data carrier and also
communicate with higher layers.
Session identifier – an identifier of a packet or message,
containing the basic identifier plus additional attribute data or
sensor data, for communicating to upper layers within the
enterprise or internet.
Addressing protocol – the addressing mechanism used by the
data capture device over its network (e.g. an IP address).
Resolution process – the process of converting the identifier to
establish a URI where more information can be located about the
specific identifier that is submitted.
Information service – a repository of additional data associated
with a specific item identifier. The information service does not
need to contain all the information relating to a specific ID and,
insome cases, different information services are context related.
Discovery service – a process, or protocol, to link different
information services to create a more comprehensive
knowledgebase about an object. This could be different attributes
based on the context, or based on a time line for track and trace.
(Note: not to be confused with service discovery, generally applied
to wireless devices when identifying basic functionality when a
communication is established.)

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Figure 2: The Basic and Generic Framework
For example, UIIs based on the GS1 EPC standards may only be encoded in
two types of RFID data carrier, and this was only extended from one data
carrier within the past year. Another constraint can be imposed by a
combination of application and data carrier technology. An example that
illustrates this case is that of Near Field Communication (NFC), where
particular encoding rules and a specified data capture technology protocol
have to be used, which in turn restricts the choice of data carrier.
5.2 Data Carrier Issues
The relationship between the data carrier, data capture device, and
technology protocol varies based on the technology being used. As
examples, we consider two major technologies with respect to the lower
two blocks in the framework: RFID and bar code.
For RFID, what is known as the air interface protocol is standardised and
the data carrier and data capture device are built to comply with the
standardised protocol. A mandatory feature of an air interface protocol is
the frequency at which it operates. However each air interface protocol
has a number of optional features, and even permits custom features. Thus,
the variety of "compliant" data carrier products and data capture devices
can be quite extensive. The rapid growth of the technology – still way
behind bar code in market penetration – has also resulted in a number of
editions of the air interface protocols over a very few years. The impact of
product manufacturers choosing to include or exclude some optional
features, plus the fact that products may comply to earlier and recent
Domain or Enterprise UII Structure
Enterprise
System
Internet
(of Things)
Middleware protocols Resolver protocol
Data Capture
Device
Data Carrier with
Encoded UII
Resolver protocol
Data Capture technology protocol

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Chapter Four
editions of a protocol standard can result in available features not being
used in some sector applications and certainly in individual implementations
of the technology. An example of this is the memory capacity for the UII
for the GS1 EPC applications . The standard has always supported a fairly
large UII, but because the original EPC code was predicated on a 96-bit
value, the vast majority of tags can only support that length of UII string.
Other applications, even within the GS1 EPC domain require UII values up
to 202 bits in length . The evolutionary changes to the ISO/IEC 18000-6
Type C air interface protocol standard also mean that the memory assigned
for the encoded UII can signal different functionality supported by the RFID
tag. An example of this is that there are now tags on the market that
support sensor functions, which can be identified when the UII is read.
As RFID has now developed to a point where the vast majority of the
technology on the market is read-write, the data capture device also acts
as an encoder. Interestingly, the air interface protocols are only concerned
with encoded bits and the semantics of the UII have to be specified in other
standards like the GS1 EPC Tag Data Standard or ISO/IEC 15962.
RFID is perceived by some as the precursor to the Internet of Things, where
things are physical entities. This is an abstract from the introduction to an
early MIT-AUTOID Center paper :
Bar code technology was once considered as legacy or 'old technology' and
not even suitable for consideration as a data carrier for the Internet of
Things. CASAGRAS2 takes a different view, given that the implementation
of the technology is far more ubiquitous and is a much less expensive data
carrier. Another early MIT-AUTOID Center paper was entitled "Towards the
5 cent Tag" , for which the world still awaits. Adding a 5-cent tag to a $1
dollar (ex-factory) price adds 5% to the cost of that item. The cost-benefit
equation needs some significant benefits to justify RFID as a source-encoded
data carrier.
7
8
9
10
Our vision is to create a “Smart World,” that is, an intelligent
infrastructure linking objects, information and people through the
computer network. This new infrastructure will allow universal
coordination of physical resources through remote monitoring and
control by humans and machines. Our objective is to create open
standards, protocols and languages to facilitate worldwide
adoption of this network – forming the basis for a new “Internet
of Things.”

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Bar codes can be source marked, as part of the packaging, for a tiny fraction
of a cent per product. Dismissing bar code from the Internet of Things will
constrain the take-up of services, or restrict the IoT to those physical things
where it is cost effective to apply RFID tags. We will come back to discuss
bar code applications and the Internet of Things in later sections.
The vast majority of bar code technology is read only, so that the encoder
(typically a printer) and data capture device are separate entities. Bar code
technologies are specified by symbology standards, such as ISO/IEC 15438
for the PDF417 symbology. A symbology standard specifies the encoding
rules and a reference decode algorithm. The encoding rules do impose
constraints on what data can be encoded in a particular symbology,
particularly those that can only support numeric data. The reference decode
algorithm is generally only used for implementation in products that are
used for conformance testing. Products that are used for day-to-day
scanning can include features that enhance performance or produce a
probabilistic decode based on some quite clever software implementations.
Scan stitching
An example is scan stitching, where a set of partial but overlapping scans
of a symbol are used to reconstruct, with a high probability of success, a
valid decode. Apart from many product innovations that impact on
performance, the rules defined in a symbology specification are generally
mandatory. Where there is an option (e.g. a choice of error correction level),
the scanner is expected to support all variants. This has resulted in any
given symbology remaining unchanged over a long period of time. The
standards are revised, but usually to improve clarification of complex points,
and not to change the fundamentals of the symbology.
Many symbologies are independent of their application. In this case, there
is a risk of symbols containing what is known as "other people's data" being
accidentally read in a particular domain. This will be discussed in more
detail in Section 6. Some symbologies, for example that used by GS1 for
retail products are intended to be used exclusively for a defined
application. But even this symbology has been used for the sortation of fur
pelts, for entry tickets to amusement parks, and even for cheating in the
early public marathons that used bar codes for identifiers. Some
symbologies have mechanisms that enable applications to be declared. But
the risk of "other people's data" cannot be eliminated given the ubiquitous
nature of the symbologies and availability of encoding devices.
11
12

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The nature of applying data carrier technology to physical things is that the
source encoder for RFID and the source marking for bar code is generally
achieved in a physically different location from subsequent decoding. This
is illustrated in Figure 3.
Figure 3: The Separation of the Encoding and Decoding Process
Effectively, such data carriers can be considered as relays. Not only is it the
general case that the physical location for encoding and decoding are
separate, but there is an ongoing space/time continuum. Data capture is
either along a single continuum such as tracking a product through supply
chain, or repeated cycles for returnable items such as library books or
returnable plastic containers. For the Internet of Things, this means that in
addition to the identifier two other attributes might need to be considered:
space and time.
For bar code technology, the encoding and data capture devices are
fundamentally different but the encoder still needs to correctly encode an
identifier so that it can be recognised by any bar code scanner.
The permanent nature of the encoding brings with it advantages and
disadvantages. The main advantage is the avoidance of accidental or
deliberate changes to the encoding, and damage can be compensated in
two-dimensional symbols by the use of error correcting techniques.
With RFID, the same type of device can be used for encoding and decoding,
but there is still the compliance issue because there is no certainty that
subsequent data capture will use the same device as used for encoding.
UII Structure UII Structure
Data Encoding
Device
Data Capture
Device
Data Carrier with Encoded UII
Decoding rules
Data carrier
technology protocol
Encoding rules

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Because RFID tags are generally read/write, the data on the tag can change
(again accidentally or deliberately), unless a process is invoked that makes
part or all of the tag read-only (for example by locking memory). Many
RFID technologies permit selected locking of data so that certain data
elements can be permanently locked to protect the integrity of the
associated thing to which it is attached, but leaving other data elements in
a read/write state. This enables additional and up-to-date data to be
encoded on the RFID tag at subsequent data capture points beyond the
original encoding point. While this does not normally change the UII,
having relevant and recent attribute data at the next data capture point is
a means of distributing "downwards to the edge" aspects of the Internet of
Things.
With RFID technology, it is also possible to add sensors to their basic
functionality. A sensor attached to an RFID tag can continually monitor the
environmental characteristics that it is designed for, and write appropriate
data to memory. So at the next data capture point, environmental changes
that have had an impact on the object can be captured. This adds a
different analytical challenge in processing the data because the timing of
sensory events and associated observations can be captured without
necessarily having any information about the location at which the sensor
event was captured. RFID sensor tags are obviously more expensive, and
so rules are generally applied to allow the sensor to be re-configured for
subsequent cycles (or missions or trips). Some tag manufacturers have
already undertaken development on a disposable (one-trip) RFID sensor tag
that can continue its monitoring process through the supply chain and even
to the consumer.
5.3 The Middleware and the Enterprise Route
to the internet (of Things)
Figure 2 shows two routes to the Internet of Things. Here we discuss the
route via the enterprise. This route is a key component of the GS1 EPC
system, and it is also highly relevant for many other applications and types
of objects (things). Most enterprises capture information about things on
input through a facility such as a factory, warehouse, store or office. This
has a long business tradition of dealing with an event such as a change of
state or change of ownership of the object. As examples: a pallet of goods
being received into a warehouse, baggage arriving at an airport, a library

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book being returned, or a tax return being received by a government
department.
If the object is known or has some reference that makes it known, then
subsequent procedures are based on the internal business operations of the
enterprise. However, the object is not always known. Consider a new
product, or an item of airline baggage arriving at the wrong airport. Then
there is often no, or at least incomplete, data about such objects. There is
a need to look up the missing relevant data so that the enterprise or industry
sector processes can be applied. Although in the minority, such instances
are commonplace and will account for a significant volume of IoT traffic,
given our estimate of 20 to 25 billion daily transactions. Transferring EDI
and XML messages (usually faster than the physical objects) between source
and destination supports the vast majority of enterprise processing, giving
advanced warning of the arrival of things. This everyday procedure by
various types of enterprise provides a significant filtering process, reducing
the need for the Internet of Things on every occasion. A more radical view
is to consider such transactions as essential to the Internet of Things,
pushing data to future points of use.
Not all businesses or operations can justify the expense of an enterprise-
wide system, particularly if SMEs are to become able to implement and
benefit from the Internet of Things. In future, the SME might employ the
Internet of Things in some novel manners:
5.4 Resolving from the Data Capture Device
There is no reason to assume that the scale of operation for using the
Internet of Things cannot be extended to the micro business and even the
individual. As we mentioned in the Introduction, the fridge reporting its
contents to a distant smart phone held by an individual implies two
different, and somewhat opposing, scale effects.
As with looking up web pages currently, the SME could keep an
information system that previously accessed the Internet of Things
on a local cache.
If the SME uses out-sourced data storage on the "cloud", then any
resolving functions for the IoT might be transferred so that the
cloud-based system actually invokes the resolving process for the
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Delivering information to an individual smart phone requires the entire
service to be scaled right down so that George receives the message instead
of Paul. Simultaneously, it means that smart phone apps that enable such
a service to be delivered will result in a large volume of data being processed
from effectively random point to random point, and at random times. This
is a fundamentally different concept for a manufacturer of an FMCG
product providing prior notice of a delivery to a major retail warehouse
using an XML message. The subject that we now discuss is the impact of
data capture and accessing the Internet of Things from handheld and
therefore mobile devices.
Data from the UK
Recent data for the United Kingdom shows that smartphone ownership
has grown from 38% of the adult population in January 2010 to 51% by
January 2012. Of these owners, 54% are using their smartphones to access
the Internet, with 38% having completed at least one online purchase from
their phone. Statistics from another source provide some global statistics:
This data is compiled from a number of sources and with slightly different
time references so, rather than take the data in absolute terms, we just
present it as a significant trend. At the start of the first CASAGRAS project
four years ago, we were aware of the novel use of mobile phones – not
necessarily smart phones – to scan two-dimensional symbols in Japan. Since
then, there has been an explosion in the use of mobile phones use with 2D
symbologies as a means of both data capture (because of the camera on a
phone) and as a means of "printing" by using the display area to show the
bar code (see Figure 4).
13
14
There are 5.9 billion mobile subscribers globally
Feature phone sales in 2011 outnumbered smartphone sales 2:1
There are 1.2 billion mobile web users worldwide
By 2011, 85% of new handsets were web-enabled (i.e. this is not
just smartphones)
Over 300,000 mobile apps have been developed in 3 years, with
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Figure 4: Mobile Phones used to Display and Capture Bar Codes
Organisations such as IATA have encouraged the use of 2D symbologies for
electronic boarding passes, with different airlines choosing to use a
particular bar code symbology. There has been a very significant growth in
QR Code being used as a promotional mechanism in newspapers,
magazines and billboards. In fact, there has been such a rapid
implementation of bar code symbologies used with mobile phones that
there is concern about the quality of some of the symbols being displayed.
This has led to ISO currently developing a standard to address the topic.
In another Work Package in CASAGRAS2, an interesting set of applications
has been identified which presents two technological challenges:
15
The first challenges whether RFID is essential for the Internet of
Things because this example makes use of linear bar code
technology.
The second point challenges the need for unique serialisation as
this uses a generic product code.

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The applications are about providing consumers and citizens with
information about ingredients of food products that should be avoided by
people with food allergies. The basic principle of operation is built upon
the fact that mobile phones have an in-built capability to scan bar codes so
that consumers have the opportunity to use this facility to look up
information about a specific product and its implications for those with
specific food allergies. Various charitable organisations that focus on
particular allergies have expressed an interest to make use of this
technology. There are also commercial organisations that see multiple sales
of low cost phone apps as a means of earning revenue. In addition, some
major food companies and other organisations are also working towards
providing this type of information.
There are two basic operational models:
Examples of some of the schemes identified are: Foodwiz, IsItInIt (by an
organisation called Food Angel – although there are some doubts as to
whether this still exists), Nutrisleuth, and Scanavert. Each of these
organisations has a commercial interest in selling the smart phone app, but
has the cost implications of maintaining the database irrespective of the
two operating models discussed above.
Another prototype application is being developed jointly by GS1 Australia,
Deakin University, and Nestlé. The advantage of this approach is that
multinational food suppliers can provide relevant information as part of the
GS1 pooled data system.
In addition to food allergies, this type of application can also apply where
particular foods might not be suitable for a particular health condition, for
example hypertension. Similarly, the application can be applied to foods
where their ingredients and processes are relevant to cultural and religious
constraints.
One model stores an entire product/allergy database on the mobile
phone, leaving the user to update at a frequency of their choice.
The cited advantage of this model is that the database is accessible,
irrespective of the strength of the mobile phone signal and/or
access that the mobile phone has to the Internet.
The other model works in real time, providing a smaller footprint
on the mobile phone, with real time access being necessary to
obtain the information and with the addition of a call charge.

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The following components are part of the system:
The potential benefits of this type of application, particularly if it is
customised to specific allergies or health conditions, is that it could
contribute to the well-being of a population at a very low cost. Given that
there are over 9 million products listed on the GS1 Global Data
Synchronisation Network (GDSN) and the mobile phones with cameras
and web access will exceed 5 billion this year, this seems like a fairly
straightforward way to accelerate the Internet of Things at a very low cost.
The infrastructure of data carriers exists (even more than the current GDSN
data), the data capture devices with access to the Internet exist in their
billions, the GDSN forms the basis of the information system.
One of the challenges that might exist is matching the skill sets and
knowledge base of particular allergy charities, self-help groups, and medical
organisations with knowledge of the health condition or allergy, with access
to a repository of the bar code product information.
6. Global Identifier Systems
and Associated Resolver Schemes
6.1 Overview
Here we discuss various identifier systems and how they can connect to the
Internet or the Internet of Things. Figure 5 illustrates a generic schematic
that combines elements of the physical architecture in the flows.
16
Unique Item Identifier: The GS1 EAN-13 or UPC-A code, which is
only unique to the product level.
Edge data carrier: The various GS1 retail bar code symbologies seen
on products: EAN-13, EAN-8, UPC-A, UPC-E.
Data capture: Conventional bar code scanning into a phone with a
camera, or key entry of the product code.
Internet access: Depending on the operation mode, using the
browser associated with the mobile phone app to look up
individual results in real time, or to periodically update the
database.
The repository: The repository is either a commercially held
database or, in the case of the GS1 Australia example, the nationally
held GS1 held product database.

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Not all the identifier systems follow exactly the same schematic or have all
the components yet in place. Differences will be highlighted for the
systems.
Figure 5: Schematic of a Resolution Process
If we assume that there is a unique item identifier (UII) encoded on an RFID
tag, and this is associated either with a triggered event or an observed
event, we can follow the process steps through the system. Although we
refer to the UII being encoded on an RFID tag, this could be almost any
edge-based data carrier or associated technology. Also, as we have seen in
the example of using existing GS1 linear bar codes, the concept of
uniqueness is context related. A triggered event could be one where an
observer decides to read a particular RFID tag, say, from a poster or from a
tag that might have encoded data such as a destination code or a particular
batch number. An observed event in contrast could simply be the
declaration of the presence of a tag as it passes along a conveyor system
or, in a more sophisticated example, it declares that the sensor is in an alarm
state.
Resolver Process
4
3
DISCOVERY
SERVICE
2
5
6
7
Resolver Response
with sources
e.g. IP Address(es)
Detailed enquiry on service
Detailed response from
dicovery service
Namespace
Query
using UII
1 Event

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Working through the steps:
In the remainder of this section, we will look at a number of the unique
code structures that have been proposed in association with RFID, bar code
and other data carrier technologies. A number of them are implemented
on a reasonable scale. We shall consider features such as the process and
the potential scope of such a namespace system and identify some potential
constraints of the system. All of these points will be discussed at a high
overview level, because a detailed analysis of each of these systems could
justify a single report in its own right.
1. The relevant UII is read from the RFID tag into the computer
system. This is obviously an over-simplified description of the
process that assumes all the processing from the interrogator
through to an application that is involved with business decisions.
2. A namespace query based on the UII code is sent to a resolving
system, using appropriate syntax.
3. For simplicity, in this illustration the "database" could be a
network of servers that might be used in the system.
4. The resultant process could be recursive or iterative, depending
on the rules of the system, but the objective is to identify a list of
source addresses where the query data might be found.
5. Using appropriate syntax, the response is sent back to the
enquiring device with the relevant source information. For
reference, in the case of a DNS enquiry this is one or more IP
addresses where the relevant data can be found.
6. Once the decision is made of which source to use, the specific
detailed enquiry is placed on the information service, or discovery
service (if this exists). Again, using a DNS analogy, this is requesting
the specific page of the website; because it is only the website
address that is identified by the resolving service.
7. Information on the response is sent back to the enquirer. In the
case of a web browser, this is the image of the web page appearing
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6.2 The GS1 EPC System
This was previously known as EPCglobal, but is now subsumed within the
parent GS1 system. The EPC code is a recognised URN namespace on the
Internet, as defined in RFC 5134. This IETF document not only describes the
structure of the URN, but also outlines the resolving mechanism. The entire
architecture is shown in Figure 6.
Figure 6: GS1 EPC Architecture
6.2.1 Item coding
The GS1 EPC system supports a number of code structures for unique item
identifiers. A few have been specified to comply with pre-existing GS1
serialised codes, or to add serialisation to other such codes. In addition,
some generic code structures are specified such as the General Identifier
(GID-96) with a number of other code structures to be reserved.
Architecture Framework
PedigreeCertificate Profile
Discovery Services
Object Name Service (ONS)
EPC information Services (EPCIS) Core Business Vocabulary (CBV)
Application Level Events (ALE)
Discovery Configuration & Initialisation (DCI) Reader Management (RM)
Low Level Reader Protocol (LLRP)
Tag Protocol - EPC UHF Gen 2 Tag protocol - EPC HF
Tag Data Translation (TDT)Tag Data Standard (TDS)
Exchange
Capture
Identify
Data Standards Interface Standards Standards in development

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The most common code structure is likely to be the Serialised Global Trade
Identification Number (SGTIN), and the URN structure for this is shown
below:
urn:epc:id:sgtin:900100.0003456.1234567
The three components of the numeric string represent: the company code
under the GS1 system, the product code assigned by the manufacturer, and
finally the serialised code. It is this code that would be presented for a
resolving system.
The encoding on the RFID tag is somewhat different. The three numeric
components are each encoded separately as binary values of fixed or
variable length. The variable length components of the SGTIN are preceded
by 14 bits. These comprise: an 8-bit header that identifies the type of EPC
code (e.g. SGTIN-96), the code for logistic purposes that identifies the level
of packaging, and the code which determines the relative size of the variable
length components in the remainder of the code.
Conversion from the encoded 96 bits on the RFID tag, or other length (as
specified by the EPC header) is dealt with by the interrogator or higher level
decoding software.
The current GS1 EPC standard defines the structure of 10 different codes:
Serialized Global Trade Item Number (SGTIN)
Serial Shipping Container Code (SSCC)
Global Location Number With or Without Extension (SGLN)
Global Returnable Asset Identifier (GRAI)
Global Individual Asset Identifier (GIAI)
Global Service Relation Number (GSRN)
Global Document Type Identifier (GDTI)
General Identifier (GID)
US Department of Defense Identifier (DOD)
Aerospace and Defense Identifier (ADI)
The inclusion of the GDTI suggests that documents are within the scope of
the Internet of Things, a fact strongly endorsed by another scheme, the
Digital Object Identifier (see Section 6.4).
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The SSCC is also an interesting code structure, because it is identical
whether encoded in an RFID tag or a bar code. However, we are not aware
of IoT implementations that use the SSCC from bar code data capture.
6.2.2 Data Capture Protocol
Although the claim is that the GS1 EPC identifiers can be applied to any
data capture technology, the reality is that all the focus is on RFID. Explicitly
this is the RFID air interface protocol defined in ISO/IEC 18000-6 Type C,
which is a UHF technology operating at 860 to 960 MHz. In September
2011, the choice of technology was extended to include ISO/IEC 18000-3
Mode 3, which operates at 13.56 MHz, a high frequency technology. No
clear advice is provided about the specific use of each technology. Chip
manufacturers that only produce UHF products have been arguing for years
of the merits of their technology. The future is uncertain given that the
physics of HF and UHF RFID are fundamentally different, in other words
interoperability is not easy or inexpensive.
6.2.3 Session Identifier
The Low Level Reader Protocol (LLRP) and the equivalent and expanded
ISO/IEC 24791-5 defines the interface from the RFID data capture device to
the enterprise. Each message transfer has an identifier and time stamp. This
function is subsumed in what are considered to be smart devices, where
the device can directly access the Internet for the resolving process.
6.2.4 Addressing Protocol
There is no standardised addressing protocol for the system, but
conventionally within the enterprise IP address is the use for identifying
devices.
6.2.5 Resolving Process
Although RFC 5134 mentions the resolving process, this is more fully
specified in the EPCglobal Object Name Service (ONS) standard. Resolving
is undertaken over the company and product code information, but not the
serialised component. The intention is to provide a service similar to that
of the website DNS, in providing sources where further information may be
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STRENGThS
The system has a potential base of all the
GS1 bar code implementations
An end-to-end code to discovery service
system architecture
WEAkNESSES
Probably restricted to the GS1 domain.
Limited and uncertain RFID data carrier
options at the item level, because of the
introduction of RFID tags operating at 13.56
MHz
OPPORTUNITIES
Potential rapid deployment if driven by
major retailers, which has only recently
begun with item-level coding of clothing
ThREATS
The cost of source marking an entire batch
when there are few retailers using the
system
Privacy issues could delay take-up and
render post sale IoT features redundant
6.2.6 Information Service
To quote directly from the EPCIS standard:
As such, it provides a fundamental interface, but other components
required for an Internet of Things have still to be developed. These include
the GS1 EPC discovery service and some form of subscriber authentication.
GS1 EPC is developing standards for both of these functions and their
associated interface standards. The embryonic systems that are running at
present have been built by various commercial organisations interested in
providing a service to the marketplace. They will probably need to be
adapted to ensure interoperability on a global basis once the GS1 EPC
standards are in place.
6.2.7 SWOT Analysis
6.3 ISO RFID Object Identifiers
We need to qualify what we mean by the title of this section. Object
Identifiers are defined in ISO/IEC 9834-1, and within this definition can apply
to a physical or logical entity that complies with the basic definition. Here,
we are specifically focussing on a sub-set where the Object Identifiers
comply but are registered under the ISO/IEC 15961-2 Registration Authority
The EPCIS specification specifies only a standard data sharing
interface between applications that capture EPC-related data
andthose that need access to it. It does not specify how the service
operations or databases themselves should be implemented.

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rules for encoding on an RFID tag. This means that the Object Identifiers
can be encoded and processed through the communication chain of a series
of ISO RFID standards and can support many applications that, for various
reasons, do not comply with the GS1 EPC rules. Typical applications include:
6.3.1 Item coding
The procedure developed for encoding unique item identifiers in RFID tags
is to create a {object identifier + data} pair. The registration requires the
data to be unique within the domain, and the object identifier defines that
domain and the particular class of UII within the domain. As an example:
urn:oid:1.0.15961.12.1 = IATA Baggage Identification Number (BIN)
00176367789 = Unique BIN for a flight hkG – DBX - LGW
The encoding of the OID and the unique data needs to comply with one of
the encoding rules of ISO/IEC 15962.
By concatenating the unique data value to the OID (effectively adding
another arc to the OID structure) the {OID + data} pair becomes a code
that is unique among all the ISO RFID registered domains. In addition to
the IATA example cited above, a number of other domains have been pre-
registered, including that for ISO traceability (ISO/IEC 15459), the library
community and other pre-existing ISO OID schemes. Other domains are in
the process of registering, and there is significant scope for using existing
Registration Authority code structures as and when RFID is adopted.
The ISO/IEC 15459 series of standards that provide unique identifiers for
traceability offers the prospect of encompassing a number of long-
established encoding schemes used in the automotive, chemical, electronics
and transport sectors among others.
ANSI data formats (a long established code structure used by
industry similar in scope the the GS1 system)
Industrial traceability codes such as ISO/IEC 15459 and the ISO
1736x series
IATA baggage handling, library codes defined in ISO 28560
ISBT codes (for blood, tissue, organ and cellular therapy products)
Mobile phone data capture
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The encoding of ISO RFID object identifiers is potentially far more extensive
to that of the GS1 EPC system. Effectively, any of the ISO/IEC 18000 series
air interface protocols may be used because of the way the encoding rules
have been specified.
In a separate role, the co-authors of this paper have been involved with a
UK-based research project that has explored the feasibility of extending the
ISO RFID object identifier structures to bar code symbologies. This would
be based on making the 2D symbologies a read-only emulation of an RFID
tag using ISO/IEC 15962 encoding rules. This would enable the higher levels
of the protocol stack to be used irrespective of whether the data was
encoded in an RFID tag or a 2D symbol. A less sophisticated means of
integration is one adopted by IATA, where the Baggage Identification
Number can be captured irrespective of the data capture technology, and
then this in itself can used as the UII of an OID structure.
The difference between the two options is that the bar code emulation of
RFID encoding provides an IoT-ready OID structure, whereas the second
option might be better for integrating RFID in an existing application where
there is still a high proportion of bar code data capture.
ISO/IEC 24791-5 defines the interface from the RFID data capture device to
the enterprise. Currently the standard only supports the ISO/IEC 18000-6
Type C protocol, but is easily extendable to ISO/IEC 18000-3 Mode 3. The
European standards committee CEN TC225 has a work item to create a
device interface to support ISO/IEC 18000-3 Modes 1 and 3.
There is no standardised addressing protocol for the system, but
conventionally within the enterprise IP address is the use for identifying
devices.
.
The IETF RFC 3061 document clearly defines that a resolver system has yet
to be defined. There is a particular challenge with respect to the URN for
the ISO RFID object identifiers. If the basic Internet DNS principles are
followed, eventually the route for the tree either becomes ISO, ITU or ISO/ITU

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combined. This was the status as reported at the end of the initial
CASAGRAS report two years ago. Since then, there have been two
developments:
Extending beyond the UK research project (mentioned above) details of a
scaleable ID/locator resolution for the IoT were published for the 2011 IEEE
international conferences on the Internet of Things, and cyber, physical and
social computing. In that paper, we discussed the weaknesses of what
we considered to be in the DNS-based approach and suggested a robust
alternative based on the Handle System (see Section 6.4) and demonstrated
the feasibility of this in that paper. Effectively, we proposed a three-step
process:
Step 1:
Step 2:
Step 3:
18
The first is that ITU has unilaterally (despite using the ISO/ITU
combined route) developed a resolver solution for the short OID
scheme.
Developments have taken place, initially led by the authors of this
paper, for a completely different approach that links the domain as
defined by the ISO/IEC 15961-2 register with the information
services of that domain. We discuss this point below.
An OID for the UII under the ISO/IEC 15961-2 register
which has appended to it a unique item identifier. Using
the example in Section 6.3.1, this would result in an OID
that is resolvable down to the UII as follows:
1.0.15961.12.1.00176367789
Next the Handle system is used, with the generic structure
as follows:
<Handle> ::= <Handle Prefix> "/"<Handle Suffix>
During our experimentation, we used the Handle prefix
10673, with the suffix 1, thus resulting in the
concatenated Handle and OID of:
10673/1.1.0.15961.12.1.1234567890
This is now in a structure suitable for resolving via a
Handle browser or equivalent process.

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The Handle 10673/1 is the one we used for experimentation. If this
approach was to be implemented, the Handle prefix could either be generic
and associated with the ISO/IEC 15961-2 register, or could be specific to
individual registrations, for example, with different prefixes assigned to IATA
and the library community. The advantage of this approach is that the
ID/locator for the information service and discovery services could be specific
to a particular domain. We see further flexibility in using the Handle prefix
and suffix. For example, sub-domains could be created within an IATA
structure that separates information services by airlines; in the automotive
sector using ISO/IEC 15459 the sub-division could be to a major
manufacturer. Already, the ISO/IEC 15961-2 register is in a machine-
readable format so that it can be continually updated on RFID readers. All
that would be necessary would be to have an expanded machine-readable
table with relevant Handle prefixes and suffixes to enable a common
platform for a wide variety of domains using RFID to access the Internet of
Things.
One challenge that remains are claims from ITU-T that this OID structure,
combined with the Handle system, cannot be used.
There are syntactical challenges in some of the legacy item identifier
structures. For example the ISO/IEC 15459 traceability codes have a
hierarchical structure while the IATA Baggage Identification Number has one
digit position which defines attribute data. To enable these unique item
identifiers to be fully resolvable, CEN TC225 has received a proposed work
item to address the conversion of each of the registered legacy structures
into a resolvable OID format. If this work is approved by European
standards bodies the relevant specification should be available some time
in 2013. Because of the "political" issues associated with the ITU-T, no
resolution process will be included within the European Technical
Specification.
Although the Information Service does not exist, we are of the view that
the proposals in our IEEE paper Scaleable ID/Locator Resolution for the IoT
can form the basis for a common core resolving process to link to domain-
specific information services. We claim that another advantage of this
approach is that besides requiring a very small platform on the edge data
capture device linking the UII directly to a common resolving process, the

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information services can be very specific to a particular domain or even sub-
domain. The advantage of this approach is that the very nature of the
different things, as identified in the existing and expanding ISO/IEC 15961-
2 register, naturally calls for different attributes to be relevant. For example,
the bibliographic information associated with a library book is
fundamentally different from the track-and-trace attributes of airline
baggage that is, in turn, fundamentally different from attributes of blood
donation products. Linking the edge data carrier identifier to a specific type
of information service using a common backbone could be essential to
make the Internet of Things a means of supporting heterogeneous types of
thing.
6.3.7 SWOT Analysis
6.4 Digital Object Identifiers
The Digital Object Identifier (DOI) system provides a digital identifier for any
object. It is not "Identifier of a Digital Object", because the object can be
any entity (thing: physical, digital, or abstract). Its main and traditional use
has been applied to electronic versions of technical papers and reports. The
DOI is, in fact, a naming authority within the Handle system, which provides
a resolving method for accessing the location(s) of the objects. This is why
we considered it a suitable basis for a resolver for ISO RFID Object
Identifiers, as discussed in Section 6.3.5.
STRENGThS
An established code structure that can
accommodate legacy systems that differ from
GS1, potentially addressing significantly more
objects
WEAkNESSES
There is no resolver system to address the
different OID structures, although we have
proposed a solution
Very low level PR – there is no marketing
budget for an ISO standard
OPPORTUNITIES
Has the potential to address any type of
application by accepting the domains code
structure of the ISO/IEC 15961-2 registration,
becoming more accepted for RFID applications
ThREATS
Without concerted policy decisions, all these
applications will function in a perfectly
interoperable manner at the data capture
level, by fail to expand to the Internet of
Things

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Some facts of the system are:
In fact ISO 26324:2012 Information and documentation -- Digital object
identifier system was published in April 2012, and its associated ISO
Registration Authority also established.
The number of DOI records far exceeds the number on the GS1 EPC ONS
system, now and in the near future. It also probably has a significantly larger
installed base of resolver software than will be used for the GS1 EPC system
during the next few years. On this basis, it at least provides another model
for comparison purposes.
6.4.1 Item coding
The DOI system has grown to be the predominant method for identifying
digital media, particularly electronically available reports and papers.
A typical DOI is:
10.1000/123456
The structure is as follows. The "/" separates the prefix from the suffix code.
The Handle resolving process uses the prefix, whereas the suffix is used to
access the content details (i.e. the information service). The prefix for the
DOI is sub-divided into at least two parts: the numeric code before the
19
20
21
Foundation launched to develop system in 1998. First applications
launched 2000
Currently used by well over 5,000 naming authorities (assigners)
e.g., publishers, science data centres, movie studios, etc.
Over 55 million DOI names assigned to date
Over 210,000 DOI name prefixes (naming authorities within the DOI
System)
Around 100 million DOI resolutions per month
DOI names have been assigned by 12 RAs (past and current)
Initial applications are simple redirection — a persistent identifier
More sophisticated functionality available, e.g., multiple resolution,
data typing
International Standard

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first "." identifies the particular Handle application (10 identifies DOI), and
the part(s) after the "." identify the registration.
Some of the other Handle applications cover sensitive defence material, and
the assumption that we are making is that the Handle prefix separates
applications to which different security features can be applied. In addition,
the Handle system operates with proxy servers (see below) which can
support resolutions for authorised users of the application.
The DOI does not specify any particular data capture protocol.
Because there is no explicitly defined data capture protocol, there is no
associated session identifier.
Addressing the resolver is based on the Handle.
The Handle system operates a completely independent server system to the
DNS system, although the DNS is used for subsequent processing. At the
top level of the Handle system is a Global Handle Registry, which is currently
supported by multiple server sites.
As we understand the system, these sites only hold the resolution of the
prefix or "naming authority Handle". So, in the example above, the global
registry will identify the server holding the "10.1000" information associated
with that particular registry on the DOI system.
The next level down is the local Handle server, for example for the DOI
system, or specifically for any of the other Handle applications. This domain
separation enables the resolver system to be scaled based on the
requirements of the Handle application and for specific features such as
security and specific enquiries to be domain specific.
Figure 7 shows the process for accessing a Handle identifier from a
computer.

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3
Handle System
1
service 2
service 1
service n...
hANDLE TYPED DATA
123/456 http://www.bell.edu/doc/pdf
http://www.bell.edu/music.mp3
<xml>
<auth>].Doe</auth>
<date>050211</date>
<...>
</xml>
010010101101011011010101001
123/457 http://library.edu/doc.html
...... ......
Figure 7: Handle Resolution
Here is the process, slightly simplified :
1
2
3
22
A client such as a web browser encounters a handle, e.g. 123/456,
typically as a hyperlink or other kind of reference.
The client sends the handle to the Handle System for resolution.
The Handle System consists of a collection of local handle services.
Each service consists of at least one primary site and any number
of secondary sites, with each site containing any number of handle
servers. Each identifier can be associated with one or more pieces
of typed data.
In this example, the handle 123/456 is associated with, and so
resolves to two URLs (it would also be possible to associate
multiple instances of the same data type), and also XML and binary
data.

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One of the key advantages cited for the Handle system, and carried through
into digital object identifiers, is that the information services can be
structured according to the needs of the domain defined by the Handle
prefix. In the case of the DOI, this would be controlled by the sub-divided
parts of the prefix (see Section 6.4.1).
An interesting application is the use of the DOI for what is known as the
"actionable ISBN" (or ISBN-A).
The ISBN-A is a DOI name derived from an existing ISBN, by including the
ISBN in the syntax string of the DOI. The ISBN-A and the ISBN are used in
different systems for different purposes:
The purpose of creating the ISBN-A is to make an existing ISBN useful in a
DOI application, for example as an information service. The ISBN-A can
resolve to a managed web page service providing descriptive detail about
the book e.g. publisher, title, author, subject and product description, cover
image, cataloguing data. Publishers can further customise their pages with
hyperlinks they control.
The International Standard Book Number was
established in 1968 as a 10-digit code, derived from the
previous British Standard Book Number of 9 digits. In
1981, the first ISBN/EAN bar code appeared, but the
two code structures remained separate, but
interoperable. In January 2007, the ISBN formally
converted to a 13-digit code (effectively a sub-set of the
GS1 system). As such, there are now mechanisms to
make it possible for the ISBN to be encoded in an RFID
tag compliant with the GS1 EPC system.
23
In particular, current supply chain ordering procedures use only the
ISBN or ISBN-derived bar code.
An ISBN on its own cannot be resolved in the DOI System. It must
be expressed and registered as an ISBN-A.

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The ISBN-A is constructed by incorporating an ISBN into the allowed DOI
syntax:
Example: 10.978.12345/99990
The syntax specification, reading from left to right, is:
The relevance of this example is that it clearly illustrates how physical things
can be made part of the Internet of Things with a simple extension to an
established resolver system. The scale of the potential for the ISBN-A linking
physical things to the Internet of Things should not be underestimated.
Based on UNESCO data , 8 countries in the world have more than 1 million
book titles in print. WorldCat, a bibliographic database used by libraries,
currently has over 264 million individual bibliographic records making up
1.8 billion individual holdings . Although not directly linked to ISBN-A, the
WorldCat statistics show the extensive size of existing repositories for an
information system.
6.4.7 SWOT Analysis
STRENGThS
Well established system supporting an
increasing number of domains.
Supported by both ISO and IETF standards
WEAkNESSES
Has no direct links to data carriers, but can
be applied as an additional layer
OPPORTUNITIES
A cross-over to physical products, as with
ISBN-A, has the potential for an instant IoT
set of services
ThREATS
Considered (probably wrongly) as having a
narrow focus
24
25
Handle System DOI name prefix = "10."
ISBN (GS1) prefix for books = "978." or "979."
ISBN registration group element and publisher prefix = variable
length numeric string of 2 to 8 digits (in the example '12345')
Prefix/suffix divider = "/"
ISBN Title enumerator and check digit = maximum 6 digit title
enumerator and 1 digit check digit(in the example '99990')

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6.5 Ubiquitous Code (ucode)
The Ubiquitous Code, or ucode, offers an end-to-end system that is capable
of linking objects with the Internet of Things. Most of the development
work has taken place in Japan and the Far East under the umbrella of the
T-Engine Forum and, more specifically, the Ubiquitous ID Center. The T-
Engine is the name for an architecture, which is arguably one of the most
advanced platforms for ubiquitous computing to be found anywhere in the
world. It has evolved from an open computing and communications
architecture (TRON project) developed in the 1980’s by Professor Ken
Sakamura.
The system has some fundamental differences from some of the other
means of linking objects to the Internet of Things. Firstly, in addition to the
basic ucode uniquely identifying objects, other ucodes identify space
(locations) and even concepts and relationships (e.g. name, materials,
producer). Thus, to access particular information, it is necessary to use a
relational database of the different ucodes. There are other differences that
are described in detail below.
6.5.1 Item coding
The basic ucode consists of 128-bit code structure with the possibility of
being extended to a longer code in the future. The basic structure
comprises of five components:
4 bits = version control
16 bits = Top Level Domain Identification Number Code (TLDc)
4 bits = Class Code, which is syntax to define the boundary point
between the next two components
m bits (8 to 88) = Low Level Identification Number Code (SLDc)
n bits 96 to 16) = Individual Identification Number Code
A ucode may be applied to physical objects or locations. Unlike the GS1
system, there is no spefic key code such as the GTIN (for products) and GLN
(for locations) to distinguish between these functions. An argument put
forward by the Ubiquitous ID Center is that a product (e.g. a lamppost)
becomes a location when installed in a street. This philosophical view is
not shared in all domains.

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The Ubiquitous ID Center claims, and has demonstrated the use of ucode
with many different AIDC technologies, so can rightly claim to be agnostic
with respect to the data capture technology being used, and there are
examples of the ucode in 2D symbols and encoded in an RFID tag.
In the development of the GS1 EPC system and the ISO RFID system, great
care was taken to ensure that that data encoding according to the rules of
one system did not clash with the other. This was effectively achieved by
the ISO RFID system using a mechanism known as data constructs (and
registered in the rules of ISO/IEC 15962, and the GS1 EPC system not using
these but applying a header code. Neither of these mechanisms was built
into the ucode system when using data carriers adopted by other domains.
The implication is that there is the potential of a system clash because of
the overlapping nature of bits encoded in an RFID tag. A very recent
development (February 2012) by the Ubiquitous ID Center seems to be
addressing this point, at least for future encoding. A draft Japanese
language specification for a Standard memory format of ISO/IEC 18000-
based ucode tag seems to make use of an encoding mechanism defined
in ISO/IEC 15961-3 that can preserve domain separation using the same
RFID technology as other naming authorities.
There are also claims that ucode can, for example, support the encoding of
GS1 EPC codes, but this arrangement is not supported by the GS1
organisation.
Criticism levelled at ucode about the encoding of data in the bar code
symbology, known as QR Code, needs closer examination. At present there
are very few mechanisms that have been invoked to distinguish data from
one domain and another – although they exist for most 2D symbologies .
So to cite ucode as being wrong is unfair because most domains do not use
the distinguishing features that could be invoked. The ucode encoding rules
for QR Code offer two variants:
26
27
28
The standard format, which has an explicit character string 12
characters long. Our assessment, based on the printable
characterset of ISO/IEC 8859-1 is that the probability of a systems
clash between a ucode and another identifier 1:192^12, so the
risk of a clash with QR Code being used in an industrial application
is fairly low. A long established unique string is in ISO/IEC 15434

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Although ucodes can be encoded using many different data carrier
technologies, there is no clear indication on whether general-purpose data
capture devices can be used or whether this depends on the use of the so
called Ubiquitous Communicator device. If general-purpose devices are
used, then there would be a requirement for specific software or device
interfaces to be used.
Most of the examples of the applications of ucode suggest a one-to-one
relationship between data capture and look-up via the resolver system, not
dissimilar to entering a single website address into a browser and receiving
a single response. In such cases the ucode can double as the session
identifier.
Addressing the resolver is based on the ucode for the standard format and
the url for the gateway format.
The resolving process follows similar conceptual approaches to other
models, but there are some differences that are worth exploring. There are
three different resolver protocols:
ucode resolution protocol
ucode resolution gateway
simplified ucode resolution protocol
messages using the sting "])>Rs", which has nearly a 1 in two trillion
chance of a clash with non-15434 messages. The risks of a clash
by ucode is trillions of times less.
The gateway format uses the "http://" prefix, which is prevalent in a
lot of modern day applications for QR Code in magazines and
billboards that is resolvable using DNS. The ucode gateway format
has a string that is 43 characters long, so the risk of a clash with
QR Code being used in another browser application is virtually
impossible.

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Figure 8 illustrates how the simplified ucode resolution protocol works.
Figure 8: Ubiquitous Code Resolver
If we follow the flows of requests and responses in Figure 8:
1
2
3
From this process, it can be seen that there are some similarities in the
architecture used for the Ubiquitous Network and ucode with the Handle
system and the DOI.
Requires all the relevant ucode to be captured, possibly even from
different data carrier technologies into the Ubiquitous
Communicator.
Requires the relevant relational ucode to access the resolver servers.
Based on the context of the enquiry, the link address to the
information server is then returned to the Ubiquitous
Communicator.
The Ubiquitous Communicator sends the ucode and the address of
the information service. For example this can be an IPv4
address,IPv6 address, URL, e-mail address, or telephone number.

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STRENGThS
Well established, particularly in Japan
Has established resolver processes supporting
different types of ucode
WEAkNESSES
Until recently had no signal in the data
carrier to signal that the encoding is
compliant with ucode
OPPORTUNITIES
Uncertain because ucode has not been
aligned with any major application domain.
ThREATS
EPCglobal and ISO RFID
Also the conception that ucode is seen as a
code structure that clashes with long
established codes
The information service can be based on whatever address type is returned
from the resolver. This includes specific data directly associated with the
ucode.
6.5.7 SWOT Analysis
7 Conclusions
7.1 Overview
Having examined some very different examples of identifier schemes from
fast moving goods to virtual things, the most significant conclusion that we
reach is that the Internet of Things based on edge data capture technologies
has to be considered as a heterogeneous system. The fundamental
difference between the identifier schemes, their resolver systems and
information services implies that unless such an approach is supported, the
implementation of the Internet of Things will be delayed for such physical
and virtual things.
7.2 Bar code and the Internet of Things
There are strong arguments for extending edge data capture for the Internet
of Things to include bar code technology. This is clearly illustrated by the
flexibility of applications employed by ucode. Including bar code technology
as part of the Internet of Things may also be useful for existing and potential
RFID applications in the ISO and GS1 EPC domains.

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Most of such applications have an historic implementation base using bar
code technology. Not only will this afford a means of accelerating the take-
up of the IoT because of interoperability (as illustrated by the integration of
RFID and bar code for IATA baggage handling) but also the low cost of entry
will increase the scale. It might even result in some possible novel
applications services because experimentation using bar code is a very low
cost given the basic nature of mobile phones as data capture devices.
7.3 Data on the Tag versus Discovery Services
In Section 4, we showed that the development of Discovery Services
standards had not progressed as originally expected. Three of the four
examples that we have explored show little, or scant, development of such
standards. The main exception is the Digital Object Identifier system and
the way it works under the Handle system.
Although not discussed in the article, RFID tags and two-dimensional
symbols have an increasing memory capacity that enables them to encode
all sorts of attribute data that had been encoded at a previous event point.
The use of sensors attached to RFID tags also provides a dynamic dimension
to the updating of environmental data captured by the sensor. There are
separate developments in place for different records to be encoded on the
same RFID tag (also possible with 2D bar codes) and eventually for RFID tags
to have separate securely accessible files.
All of this raises the question of whether an interim, or parallel, solution to
the challenge of implementing Discovery Services is to consider some
aspects being provided by encoded data on the data carrier itself. We are
not suggesting that this bottom-up approach is necessarily a permanent
solution, but it might be a novel way to accelerate some developments.
7.4 GS1 EPC
The GS1 EPC framework architecture shows a clear understanding of how
elements link together from the edge to the Internet of Things. A risk is
that because of the relative cost of RFID to bar code technology, migration
to RFID will only be considered when it is cost-effective. Even then, it might
be seen as being more applicable to particular sectors (we cite the recent
accelerated growth of RFID in the clothing sector) before it becomes more
widespread. Such economic consideration, and some constraints on the
lifespan of encoding on an RFID tag, imposed by concerns about privacy,
might restrict applications on an end-to-end basis.

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Given that the original EPC system is considered, by some, to be the
foundation of the Internet of Things, some of these constraints might result
in it being just a better enterprise-based data carrier technology than a
major force for the Internet of Things.
7.5 ISO RFID Object Identifiers
Although the basis of the ISO RFID data and software standards is to make
use of object identifiers, the missing piece is a resolver mechanism.
A resolver mechanism based on ITU-T standards and proposals presents a
challenge.
As authors of a separate approach, we have argued differently but are not
in a position to control the eventual outcome. The approach that we prefer
is for a closer link between the edge data capture achieved by the ISO RFID
registration process and information systems that are domain-specific. Until
a technical and political solution can be found, then the vast majority of
applications will be excluded from the Internet of Things.
Another major issue is the fact that in the specific domains using ISO
standards, the concept of the Internet of Things is often not considered as
being relevant to the sector. This is unusual given that for bar code and
RFID, such domains are able to look sideways at the GS1 and GS1 EPC
systems and draw comparisons. When it comes to the Internet of Things,
there seems to be a lack of understanding. The majority of applications
that make use of bar code and RFID have significant implementations in
Europe. So there is certainly scope for a major education programme to
make various sectors aware of the potential of the Internet of Things using
bar code and RFID as edge data capture technologies.
7.6 DOI and the Handle System
Although the number of Handle transactions dealt with on a daily basis is
probably low compared with the eventual Internet of Things, the number
of Digital Object Identifiers is already significant. It follows that there must
also be sufficient servers to support resolving the DOIs, probably
significantly more than for any other currently deployed object naming
system. The DOI as an identifier, or a new identifier based on concatenating
the ISO RFID Object Identifer with a Handle prefix (as discussed in Section
6) needs further serious research. The upper layers of the Handle system
for resolving and supporting domain specific Information Services provides

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a viable benchmark for comparisons with the more conventional URN
approach. It has obviously been proven to be scaleable in terms of the
number of items, but what needs to be explored is its scalability with respect
to a volume of traffic for an Internet of (physical) Things.
7.7 Ubiquitous Code (ucode)
The SWOT analysis (Section 6.5.7) for ucode is a clear indication of the issues
concerning this system. On the very positive side, the ucode system has
many components that make it suitable for the Internet of Things.
Unfortunately, over the years, it has achieved negative publicity – sometimes
self-publicity – because of its claims to support other identifier schemes. An
example of this is the claim to support GS1 EPC codes – an action that is
not sanctioned by that organisation.
In our analysis of ucode, we have made it clear that it can be clearly
distinguished from other identifier schemes, so that risk of system clash is
small. This is a view that we have reached after significant analysis.
However, it is not necessarily the view held by experts in the ISO standards-
making fields.
Effectively there is a need for ucode to indicate how it can offer a significant
contribution to many applications. If this is not achieved, probably within
the next year, then the opportunity to be the basis of IoT data capture in
many industrial and commercial domains might be limited.
7.8 Next steps
In this chapter, we have only covered four major identifier schemes. From
our work in CASAGRAS2 and the initial CASAGRAS project, we are aware of
other naming schemes that have a potential function within the Internet of
Things. The scope of this feature has not even considered M2M applications
– a major topic in its own right.
One thing that is clear with the edge technologies is that there are gaps in
component parts and in standards. There is certainly a lack of understanding
of the potential of the Internet of Things being associated with edge data
capture technologies. The only way this can be overcome is by an ongoing
education and awareness programme combined with focused
developments for implementation solutions and standards.
So, our final conclusion is that significantly more work needs to be done
for conventional edge data capture technologies to be a reasonable
foundation to achieve the Internet of Things.

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References
1. http://ec.europa.eu/yourvoice/ipm/forms/dispatch?form=IoTGovernance
2. http://www.spec2000.com/index.html
3. oxforddictionaries.com/definition/latent: Lying dormant or hidden until circumstances are
suitable for development or manifestation
4. http://www.readwriteweb.com/archives/cisco_50_billion_things_on_the_internet_by_
2020.php#more
5. http://www.gs1uk.org/what-we-do/sector-solutions/food/Pages/default.aspx
6. http://en.wikipedia.org/wiki/SWOT_analysis
7. ISO/IEC 18000-6 Type C and ISO/IEC 18000-63 (as yet unpublished)
8. GS1 EPC Tag Data Standard 1.6
9. MIT-AUTOID-WH-002 "The Electronic Product Code (EPC) - A Naming Scheme for Physical
Objects"
10. MIT-AUTOID-WH-006
11. US Patent 5457308: Bar code scan stitching
12. ISO/IEC 15420: EAN/UPC bar code symbology specification
13. http://www.edigitalresearch.com/news/item/nid/476207430
14. http://mobithinking.com/mobile-marketing-tools/latest-mobile-stats
15. ISO/IEC 16480 Information technology -- Automatic identification and data capture
techniques -- Reading and display of ORM by mobile devices (in development)
16. http://www.gs1.org/sites/default/files/docs/gdsn/stats/gdsn_adoption.pdf
17. GS1 EPC Tag Data Standard 1.6
18. Scalable ID/Locator Resolution for the IoT (DOI 10.1109/iThings/CPSCom.2011.66)
19. http://www.doi.org/factsheets/DOIKeyFacts.html
20. http://www.iso.org/iso/standards_development/maintenance_agencies.htm
21. Note that in our experimenting with the Handle system, we were able to use a single
structured Handle prefix '10673'.
22. Source for Figure 7 and the associated procedure:
http://www.handle.net/overviews/system_fundamentals.html#resolution
23. http://www.doi.org/factsheets/ISBN-A.html
24. http://en.wikipedia.org/wiki/Books_published_per_country_per_year
25. http://www.oclc.org/worldcat/statistics/default.htm
26. http://www.uidcenter.org/wp-content/themes/wp.vicuna/pdf/UID-00045-01.A0.10.pdf
27. Extended Channel Interpretations (ECI) see
http://www.aimglobal.org/standards/symbinfo/eci.asp
28. http://www.uidcenter.org/wp-content/themes/wp.vicuna/pdf/UID-00025-01.A0.00_en.pdf
Paul Chartier [paul.chartier@praxisconsultants.co.uk]
George Roussos [g.roussos@dcs.bbk.ac.uk]

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Chapter Four
Privacy Concerns and
Acceptance of IoT Services
By Tobias Kowatsch and Wolfgang Maass
Abstract
Internet of Things (IoT) services provide new privacy challenges in our
everyday life. Although privacy research has been addressed to a great
extent in the Information Systems discipline, there still exists no robust
instrument for the evaluation of IoT services. The contribution of this
chapter is therefore to propose and test such an instrument in order to
provide policy makers, IT developers and IS researchers with
recommendations on how to design privacy-aware IoT services. The current
research is based on utility maximization theory and integrates theoretical
constructs from the Extended Privacy Calculus Model and the Technology
Acceptance Model. An empirical study with 92 subjects is conducted to test
this instrument. Results indicate that the acceptance of IoT services is
influenced by various contradicting factors such as perceived privacy risks
and personal interests. It is further assumed that legislation, data security
and transparency of information influences the adoption behaviour. Further
research will focus on these factors to enable the development of useful
and secure IoT services in the very near future.
1. Introduction
With the increasing amount of Internet of Things (IoT) services, i.e. sensor-
based IS services facilitated by identification technologies such as barcode,
radio frequency, IPv6 or global satellite communication, people face new
security and privacy challenges in their private and business life (Weber,
2010). For example, mobile applications such as Foursquare, Facebook
Places, Google Places or Groupon track the location of their users to provide
an added value by the underlying contract: give up a little of your privacy,
and you get worthwhile information. In these examples, the tracking of
location-based information becomes obvious to a user, as he/she is aware
of it by intentionally using them. However, sometimes it is not obvious
This chapter summarizes the Internet of Things - Initiative (IoT-I)
deliverable of Kowatsch and Maass (2012)

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Chapter Four
which kind of information gets tracked at which time, e.g., when those
services are running in the background or when the user forgets to
terminate them.
Serious consequences can arise when, for example, that information is
linked to Twitter or Facebook and is then used to commit crimes such as
breaking into an empty home. Nevertheless, there also exist situations in
which personal information is being intentionally tracked in the
background. For example, a healthcare monitoring service must track
constantly critical health parameters of an individual without notifying her
about it all the time.
However, no empirical IS instrument has been developed and tested for the
class of IoT services that reveals significant predictors of IoT service usage.
IoT services differ particularly from other IT-related applications in traditional
office or home office situations due to their ubiquitous and embedded
characteristics that pervade our everyday life. Thus, privacy concerns due to
unobtrusive data collection methods are more critical for this class of
applications and appropriate evaluation instruments are required.
From a theoretical point of view, we ground the current work on utility
maximization theory and the Extended Privacy Calculus Model (EPCM, Dinev
and Hart, 2006). We suggest that as long as IoT services are perceived as
being useful and the higher the individual or organizational interest in using
them, the lower are the privacy concerns; and low privacy concerns are
assumed to be related to high adoption rates of IoT services. This chapter
aims to present results of an empirical study on privacy concerns, rationales
and potential ways of overcoming the privacy fears of IoT services that are
currently discussed in the European IoT community. For that purpose, a
research model was proposed and empirically tested with 92 subjects. It
comprised critical factors that predict usage intentions of IoT services and
the individuals’ willingness to provide personal information in order to use
them.
In this regard, it is therefore of the utmost importance to
better understand usage patterns and perceptions from an
end-user perspective so that IoT services can be designed
with appropriate privacy and security standards in mind.
Accordingly, the relevance of these topics has been
addressed by prior Information Systems (IS) research (e.g.
Bélanger and Crossler, 2011).

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Chapter Four
2. Research Model and Hypotheses
The research model and hypotheses of the current study are depicted in
Figure 1. The theoretical constructs and their relationships are primarily
derived from EPCM. EPCM has been successfully tested in the domain of
electronic commerce and proposes four constructs that influence the
willingness to provide personal information for Internet transactions:
perceived Internet privacy risk, Internet privacy concerns, Internet trust and
personal Internet interest.
Additionally, two constructs from the Technology Acceptance Model (TAM,
Davis, 1989) are considered in the current work. That is, perceived
usefulness and the intention to use IT. Having its roots in the Information
Systems discipline, TAM describes determinants of technology adoption and
is rooted in the theory of planned behaviour (Ajzen, 1991), which states
that individuals’ beliefs influence behavioural intentions that, in turn, have
an effect on actual behaviour. The target behaviour of interest in the IS
community is then the adoption of IS artifacts.
Both EPCM and TAM have been incorporated in the current research in
order to address critical privacy and technology constructs that are relevant
for the acceptance of IoT services. The following construct definitions are
adapted from Dinev and Hart (2006, p.64, Table 1), Davis (1989, p. 320ff)
and Kamis et al. (2008) such that they apply to the concept of IoT services:
Perceived IoT service privacy risk reflects perceived risk of
opportunistic behaviour related to the disclosure of personal
information of IoT service users in general.
Privacy concerns against IoT service are concerns about
opportunistic behaviour related to the personal information
transferred to the IoT service by the individual respondent in
particular.
Trust in an organization providing the IoT service summarizes trust
beliefs reflecting confidence that personal information
transferredto the IoT service organization will be handled
competently, reliably, and safely.

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Chapter Four
The following two constructs are adapted from TAM research whereby
perceived usefulness was reworded as expected usefulness due to the
prospective character of the current study:
Two modifications were made in order to combine EPCM and TAM for the
current study. First, intention to use was included as a construct that
mediates the impact on the willingness to provide personal information for
using an IoT service. The rationale for this relationship lies in the assumption
that individuals would not provide her personal information without
intending to use that service. Second, expected usefulness of an IoT service
was added as a construct that influences the behavioural intention to use
that service. That is, IoT services are more likely to be adopted when they
are perceived useful.
In summary, the eight hypotheses as depicted in Figure 1 are derived from
EPCM, TAM and the assumptions discussed above. In addition to these
hypotheses, we have been able to investigate how three contextual factors,
i.e. legislation, data security and transparency of information use, may also
influence the acceptance of IoT services.
Personal interest in an IoT service reflects the cognitive attraction
to an IoT service while overriding privacy concerns.
Willingness to provide personal information for an IoT service
reflects the degree to which individuals are likely to provide
personal information such as location-based information or
financial information required to complete transactions of a
particular IoT service.
Expected Usefulness of an IoT service is defined as the degree to
which a person believes that using that service would enhance his
or her overall performance in every day situations
Intention to use an IoT service reflects behavioural expectations of
individuals that predict their future use of that service.

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Chapter Four
Expected
usefulness of
IoT service
Privacy concerns
against IoT
service
Trust in IoT
service
organisation
Personal
interest in IoT
service
Intention
to use IoT
service
Willingness to
provide
personal
information for
IoT service
Perceived IoT
service privacy
risk
H1 (-)
H2 (+)
H5 (-)
H3 (-)
H6 (+)
H8 (+)
H4 (+)
H7 (+)
Contextual Factors
(1) Legislation, (2) Data Security and (3) Transparency of information use
Figure 1. Research model. Note: Constructs are hypothesized to have either a
positive (+) or negative (–) relationship
3. Method
In order to test the research model, an online survey was developed. For
this reason, four relevant IoT services embedded in two business situations
and two private situations were identified from a pool of 57 applications
(Presser and Krco, 2011). The rationale behind this evaluation lies in the
Situational Design Method for IS (Janzen et al., 2010).
Here, situational descriptions are one of the first steps towards the design
of IT artifacts. The resulting IoT services are presented in Table 1.
The questionnaire items of the theoretical constructs have been adapted
from prior research (Davis, 1989; Dinev and Hart, 2006; Kamis et al., 2008;
Moore and Benbasat, 1991). Furthermore, items on legislation, data security
and transparency of information use have been developed separately.
Finally, variables such as technology affinity, age, gender and country have
been incorporated into the questionnaire to account for technological and

socio-demographic biases. The exact wording of all items and details on
the IoT service selection process can be found in the public IoT-I project
(http://iot-i.eu) deliverable D2.4 (Kowatsch and Maass, 2012).
The sampling of subjects was conducted online through various media
channels of the IoT-I partner organizations in March and April 2012. Thus,
invitations to participate in the online survey were communicated via the
project websites of IoT-I and IoT-A, Twitter, IoT LinkedIn groups or the
Internet of Things Council. Each participant was randomly assigned to one
IoT service from Table 1 and had to first read through the narrative of the
IoT service and was then asked to evaluate this service.
Table 1. IoT services, situational description and focus of evaluation
No
1
2
IOT service
Public Transport
Payment Service
Navigation
Service
Situational description
You are taking the bus to work and receive a message
from the public transport company via your mobile
phone. They offer you a payment service that charges
you once you get off the bus based on the number of
zones you cross. The information also displays the
cost per zone. After your authorisation payment is
performed automatically via your mobile phone.
You leave your home for a business trip and receive
detailed information about traffic conditions including
traffic accidents, traffic jams, weather conditions and
parking possibilities directly integrated into your
personal navigation service. It routs you, including
driving, walking, public transport and car pooling, in
the most efficient way and as close as possible to your
destination. Persons (incl. you), cars and public
transport share their location information together
with other personal data relevant for the navigation
service in the Internet cloud.
Focus
Business
situation
3
4
Smart Energy
Service
Healthcare
Monitoring
Service
You live in a modern house and the Smart Energy
Service manages your energy consumption. It
combines data from outdoor and indoor temperature,
weather forecast from the Internet, and user
preferences. It also recognizes which appliances (e.g.,
washing machine, dish washer, water heater, heating
system) are turned on at a given time and synchronises
them to ensure the best energy efficiency taking into
account pricing structure of the utility companies.
Recently the doctors have diagnosed that your health
condition is taking a turn for the worse. As a result,
you have upgraded the current health monitoring
solution with sensor applications that enable the
monitoring of your location, posture and general
health condition at home and in the neighbourhood.
As a result, you retain your private and social life,
which is very important for coping with your condition
and happiness.
Private
situation
181
Chapter Four

182
Chapter Four
4. Results
Overall, 69 male and 23 female subjects participated in the online survey.
The age of the subjects ranged from 24 to 62 with a mean value of 35.4
(Std. Dev. = 8.87). The majority of subjects live in Germany and thus, results
of the current study are biased in this regard. Furthermore, subjects can be
characterized as technically savvy, because with 6.11 the mean value of the
technology affinity construct lies significantly above the neutral scale value
of 4 on a 7-point Likert scale.
Table 2. Descriptive statistics. Note: n=23 for each service, 7-point Likert scales were used
ranging from very low risk / not at all concerned / strongly disagree (1) to very high risk /
very concerned / strongly agree (7)
Perceived IoT service privacy risk (5 items)
Cronbach’s Alpha .819 .774 .920 .760
Mean 4.99 5.43 4.93 4.64
St. Dev. 1.12 1.00 1.49 1.16
Privacy concerns against IoT service (4 items)
Cronbach’s Alpha .914 .867 .947 .913
Mean 4.96 5.49 5.05 5.10
St. Dev. 1.34 .91 1.60 1.46
Trust in organizations providing the IoT service (3 items)
Cronbach’s Alpha .832 .645 .904 .782
Mean 4.83 4.23 4.96 4.46
St. Dev. 1.22 1.06 1.42 1.20
Expected usefulness of IoT service (4 items)
Cronbach’s Alpha .915 .859 .865 .943
Mean 5.78 5.57 5.48 5.91
St. Dev. 1.25 .84 .89 1.29
Personal interest in IoT service (3 items)
Cronbach’s Alpha .862 .861 .782 .645
Mean 4.20 4.04 4.32 4.49
St. Dev. 1.63 1.35 1.29 1.33
Intention to use IoT service (2 items)
Cronbach’s Alpha .937 .798 .871 .938
Mean 5.09 5.02 5.28 5.41
St. Dev. 1.64 1.07 1.10 1.28
Willingness to Provide Personal Information (2 items)
Cronbach’s Alpha .729 .615 .772 .682
Mean 3.87 3.76 4.27 4.52
St. Dev. 1.42 1.55 1.72 1.70
Statistic
Public Transport
Payment Service
Navigation
Service
Smart
Energy
Service
Healthcare
Monitoring
Service

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Chapter Four
Descriptive statistics of the theoretical constructs are listed in Table 2.
Cronbach’s Alpha lies over the recommended threshold of .70 (Nunnally,
1967) for all constructs with four exceptions, where the value lies between
.615 and .682. However, to be consistent with prior research (Dinev and
Hart, 2006), the corresponding items were not dropped from further
analysis. Accordingly, aggregated values were calculated.
Pearson correlation coefficients with two-tailed tests of significance have
been calculated to test the eight hypotheses. The resulting coefficients that
are shown in Table 3 indicate that three hypotheses are fully supported by
the empirical data, i.e. five for all four evaluated IoT services (H2, H4 and
H7) whereas the other hypotheses are partly supported by at least one of
the four IoT services.
Finally, statistics related to the questionnaire items on legislation and data
security are presented in Figure 2. Results on the preferred level of detail
and frequency of notifications on personal information use are depicted in
Figure 3 and Figure 4, respectively.
Table 3. Pearson correlation coefficients for the eight hypotheses.
Note: n=23 for each service, * = p < .05 / ** = p < .01 / *** = p <
.001, n.s. = not significant
Hypothesis
Public Transport
Payment Service
Navigation
Service
Smart Energy
Service
Healthcare
Monitoring
Service
H1: PR * IU –.511*** –.504*** –.269 –.426** Partly accepted
H2: PR * PC .815*** .626*** .826*** .793*** Accepted
H3: PC * IU –.498*** –.169 –.375 –.398 Partly accepted
H4: TO * IU .567*** .578*** .523*** .588** Accepted
H5: PR * TO –.383 –.351 –.443*** –.065 Partly accepted
H6: EU * IU .714*** .239 .592*** .327 Partly accepted
H7: PI * IU .785*** .621*** .415*** .546*** Accepted
H8: IU * WPI .474*** –.045 .111 .726*** Partly accepted
Results
n.s.
n.s. n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.
n.s.

184
Chapter Four
100%
80%
60%
40%
20%
0%
Public Transport
Payment Service
Navigation
Service
Smart Energy
Service
Healthcare
Monitoring Service
82.6%
By International law,
which is probably
more practical, but
may take longer in
developing
By soft law, i.e.
regulations are
established by
private organisations
By technical means
such as encrypted
communication
channels and data
stores
43.5%
87%
95.7%
26.1%
78.3% 78.3%
21.7%
56.5%
69.6%
30.4%
65.2%
How would you like your personal information to be protected regarding this service?
100%
80%
60%
40%
20%
0%
Public Transport
Payment Service
Navigation
Service
Smart Energy
Service
Healthcare
Monitoring Service
39.1%
General indication without any details Specific and detailed indication
65.2%
17.4%
78.3%
21.7%
69.6% 69.9%
26.1%
How would you like to be informed that your personal information will be used by this service?
Figure 2. Legislation and data security (n=23 for each service)
Figure 3. Preferred level of detail of notifications (n=23 for each service)
5 Discussion
Overall, the results of the IoT survey on critical privacy factors show that the
empirical data of the 92 subjects support the proposed research model and
corresponding hypotheses. A detailed discussion of the results is presented
in the following.

185
Chapter Four
80%
60%
40%
20%
0%
Public Transport
Payment Service
Navigation
Service
Smart Energy
Service
Healthcare
Monitoring Service
34.8%
Only the first time personal
information is used
Everytime when personal
information is used
On my own
request
52.2%
39.1%
17.4%
69.6%
26.1% 30.4%
60.9%
30.4% 28.3%
58.7%
29.3%
When would you like to be informed that your personal information will be used by this service?
5.1 General implications
The current study has adapted the extended privacy calculus model (Dinev
and Hart, 2006) to the IoT domain with a focus on IoT services. This model
describes critical privacy factors. It was further extended with two
constructs from the Technology Acceptance Model (Davis, 1989). All in all,
the proposed research model was tested successfully. That is, all hypotheses
are supported by the empirical data either completely – by all IoT services
(H2, H4 and H7) – or at least by one IoT service (H1, H3, H5-6 and H8). It
can also be stated that there are no obvious differences between the IoT
services used in business situations or private situations. In particular, it
could be shown that perceived privacy risk and privacy concerns have a
positive relationship at the .001 level of significance. However, these
constructs do not consistently predict the intention to use IoT services. By
contrast, the intention to use IoT services is significantly influenced by trust
in service providing organizations and personal interest at least at the .05
level of significance.
Thus, it can be concluded that trust and personal interest are more
important factors for end users than privacy risks and privacy concerns.
Accordingly, organizations should primarily address trust and personal
interests in the development process and marketing activities of their IoT
services such that the acceptance in the society can be increased.
Figure 4. Preferred frequency of notification (n=23 for each service)

186
Chapter Four
Results on legislation and data security (Figure 2) as well as the preferred
level of detail and frequency of notification of personal information use
(Figure 3 and Figure 4) provide clear guidelines for the design and
implementation of IoT services. Accordingly, approximately 82% of the
subjects expect that their personal information should be protected by
international law. In addition to these legislative aspects, personal
information should be also protected by technical means as indicated by
72% of the subjects (cf. Figure 2).
Thus, state of the art encryption and security standards should be
incorporated and advertised together with the pure functionality of IoT ser-
vices. Additionally, 71% of the subjects made a point of requesting specific
and detailed statements with regard to personal information use. Thus, brief
and more general statements should be avoided when an IoT service is
deployed (cf. Figure 3). Furthermore, the majority of subjects (approx. 60%)
stated that they want to be informed every time when personal information
is used by an IoT service (cf. Figure 4). Even though the default option
should be a trigger that informs users of an IoT service every time personal
information is forwarded to a third-party organization, this only makes
sense for IoT services that are used rather infrequently, i.e. once or less a
month. It is thus recommended to provide an option that allows changing
the trigger of notification individually and to decide on the default option
based on the frequency of average IoT service usage.
Finally, we recommend IoT service providers to conduct a privacy impact
assessment as proposed in prior work for applications that use radio-
frequency identification technology (RFID) (European Commission, 2011;
Oetzel et al., 2011).
5.2 Limitations
The current study has three general limitations. First, results are biased in
the sense that primarily male and technology-savvy persons have
participated. Although these individuals may adopt innovative IoT services
first, support from a more equally distributed sample would increase
external validity of the findings. Second, results are also biased towards the
origin of the subjects, i.e. almost 60% live in Germany. In addition to that,
external validity of the results is restricted with regard to the textual
descriptions of the IoT situations compared to, for example, drawings, video
clips, lab experiments or field experiments that would all increase subjects’
understanding of the IoT services and thus the quality of evaluations.

187
Chapter Four
6 Conclusion and Outlook
The extended privacy calculus model (Dinev and Hart, 2006) has been
combined with the Technology Acceptance Model (Davis, 1989) and was
successfully tested in the IoT domain by conducting an online survey with
92 subjects. As a result, critical factors have been identified that influence
the adoption of IoT services and thus, are critical for their design and
implementation. Furthermore, several practical implications have been
discussed with regard to legislation, data security and notification of
personal information use.
Future work should test the current results with a wider data basis by
conducting further studies. The overall objective should be then to cross-
check the current findings by adding external validity and thus, to increase
the quality of implications. Nevertheless, organizations should generally
perform privacy impact assessments (European Commission, 2011; Oetzel
et al., 2011) such that their IoT services are not only useful but also address
the privacy concerns of their potential users.
References
Ajzen, I. (1991). The theory of planned behavior. Organizational Behavior and Human Decision Processes, 50
(2), 179-211.
Bélanger, F. and Crossler, R.E. (2011). Privacy in the Digital Age: A Review of Information Privacy Research in
Information Systems. MIS Quarterly, 35 (4), 1017-1041.
Davis, F.D. (1989). Perceived Usefulness, Perceived Ease of Use, and User Acceptance of Information Technology.
MIS Quarterly, 13 (3), 319-339.
Dinev, T. and Hart, P. (2006). An Extended Privacy Calculus Model for E-Commerce Transactions. Information
Systems Research, 17 (1), 61-80.
European Commission (2011). Privacy and Data Protection Impact Assessment Framework for RFID Applications.
Janzen, S., Kowatsch, T. and Maass, W. "A Methodology for Content-Centered Design of Ambient
Environments," in: Global Perspectives on Design Science Research, 5th International Conference, DESRIST 2010,
St. Gallen, Switzerland, June 4-5, 2010 Proceedings, R. Winter, J.L. Zhao and S. Aier (eds.), Springer, Berlin,
Germany, 2010, pp. 210-225.
Kamis, A., Koufaris, M. and Stern, T. (2008). Using an Attribute-Based Decision Support System for User-
Customized Products Online: An Experimental Investigation. MIS Quarterly, 32 (1), 159-177.
Kowatsch, T. and Maass, W. (2012). The Internet of Things Initiative (IOT-I) Deliverable 2.4 Social Acceptance
and Impact Evaluation, FP7 ICT project, contract number: 257565
Moore, G.C. and Benbasat, I. (1991). Development of an instrument to measure the perceptions of adopting
an information technology innovation. Information Systems Research, 2 (3), 192-222.
Nunnally, J.C. (1967). Psychometric Theory McGraw-Hill, New York.
Oetzel, M.C., Spiekermann, S., Grüning, I., Kelter, H. and Mull, S. (2011). Privacy Impact Assessment Guideline
for RFID Applications, Bundesamt für Sicherheit in der Informationstechnik.
Presser, M. and Krco, S. (2011). The Internet of Things Initiative (IOT-I) Deliverable 2.1: Initial report on IoT
applications of strategic interest, FP7 ICT project, contract number: 257565
Weber, R. (2010). Internet of Things - New security and privacy challenges. Computer Law & Security Review,
26, 23-30.
Tobias Kowatsch [tobias.kowatsch@unisg.ch]

188
Chapter Five
Towards a Framework
of IoT Standards
By Paul Chartier
1. Introduction
In preparing this chapter, it was important to consider whether it is possible
in 2012 to have a definitive framework of standards for the Internet of
Things. A review of articles in previous IERC Cluster books suggests that
there is still some uncertainty about a definitive framework for the Internet
of Things. There are also very different views on the relevance of particular
standards. It therefore seemed sensible to be modest and add the 'Towards
a' as part of the title. This will allow the reader to agree or disagree and to
consider alternatives. However, because this chapter is based on work that
is being undertaken in Work Package 6 Standards and Regulations of the
CASAGRAS2 project it is also possible to be realistic. Here the focus is on a
specific task, which is also the main deliverable of the Work Package:
The key point here is the focus on building on what already had been
identified, and addressing standards that exist or are in development.
2. The Original GRIFS Database
One of the deliverables of the GRIFS project was to deliver a report on
Task 6.2 : Standards and Regulatory Support Repository
This task will build upon the outputs of CASAGRAS1 and GRIFS in
establishing a repository of information on existing standards and
regulations and those under development, that can be used for IOT
projects support and as a platform for accommodating further
information on standards and regulations arising within the project.
"an inventory/state of the art on the development and
implementation of RFID standards, on a global scale, identifying
the standards bodies, the geographical and technical scope of the
work, opportunities and risks of collaboration, including
gap/overlap analysis."

189
Chapter Five
The GRIFS project overlapped with the initial CASAGRAS project, and a
Memorandum of Understanding was established between the two projects,
which also had an overlap of experts.
At the end of the first year a significant report was produced, but even in a
downloaded format it was becoming out-of-date on a weekly basis. To
overcome this, the GRIFS project produced an online repository for the final
project delivery. The online database had details of 127 published standards
and 48 that were being developed. These covered 18 subject areas from
the RFID air interface protocol at the edge to relevant Internet standards,
plus health and safety standards and emerging privacy regulations. It made
sense to have this broad coverage, because of the fact that GS1 EPC
(previously called EPCglobal) standards already had component standards
directly relevant to the Internet of Things. Although there were gaps in the
ISO RFID standards these too, had structures intended to be used with the
IoT.
The categories that were covered, with the number of standards in ( ),
were:
Air interface standards (14)
Application standards (10)
Conformance and performance standards (21)
Data encoding and protocol standards
(often called middleware) (12)
Data exchange standards and protocols (12)
Data protection and privacy regulations (6)
Data standards (3)
Device interface standards (8)
Environmental regulations (e.g. WEEE, packaging waste) (3)
Frequency regulations (28)
Health and Safety regulations (9)
Internet Standards (25)
Mobile RFID (5)
Real time location standards (6)
Security standards for data and networks (2)

190
Chapter Five
Sensor standards (2)
The European Harmonisation procedure (3)
Wireless Network Communications (6)
There was some recognition that other standards would have an impact on
the continued development of RFID implementations and developments.
These topics, some of which were covered by the database, are shown in
Figure 1.
Figure1: Network of influencing developments
This figure is taken from the final GRIFS report, which is still available . The
point to draw from the figure is that the topics linked to the circle 'RFID
Data Capture' are either alternative technologies or strong influences. The
topics linked to the circle 'RFID Data Processing' are more associated with
the data once captured.
Having established a publicly accessible on line database, it was a resource
not to be wasted, even though one of the objectives of the GRIFS project
was to involve many organisations in its on-going maintenance. The
creation of the CASAGRAS2 project with its specific task to continue
developing the repository provided the means to extend and update the
database.
RFID Data
Process
RFID Data
Capture
Near Field
Communication
Other Mobile
Phone Capture
Bar Code
Real Time
Location
Sensors other
than RFID
RFID
Applications
Smart Card
Security
Emerging
Technologies
Impacting EU
Directives
Data Protection
& Privacy
RFID
Applications
Bar Code
Applications
RFID enabling
Directives
Internet
of Things
Internet & IETF
Object Naming
Schemes
Network
security
1

191
Chapter Five
3. The IoT Standards Database
This is still work-in-progress. The current main screen is shown in Figure 2.
Figure 2: Home Page of the IoT Standards Database
The database is undergoing some minor redesign but the main function
will remain the same.
The broader scope has resulted in some standardisation topics (shown in
bold text), with the original categories with modified names shown in italic
text:
AIDC application standards
Bar code conformance standards
Bar code standards – linear symbologies
Bar code standards – 2D & multi-row symbologies
Data and identifier standards
Data exchange standards and protocols
Data protection and privacy regulations
Environmental regulations
Frequency regulations
Health and Safety regulations & standards
Information services and discovery service standards
2

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Chapter Five
Internet standards – not otherwise covered
M2M (Machine-to-Machine)
Mobile RFID standards
Near field communication standards
Resolver specifications & standards
RF-based identity card standards (inc Smartcards)
RFID air interface standards
RFID conformance and performance standards
RFID data encoding and protocol standards
RFID device interface standards
RTLS (Real time location systems) standards
Security standards for data and networks
Sensor standards
The European Harmonisation procedure
Wireless network communication
Each standardisation topic can be identified from this url:
http://www.iotstandards.org/?q=taxonomy/term/30
There are links to a descriptive page on the topic. The taxonomy has a
flexible structure. This has been done deliberately to enable new
standardisation topics to be added, some to be sub-divided, and most
importantly for the list of standards to be assigned to the most relevant
prevailing topic. If aspects of the Internet of Things are still unclear, then all
that the database has as a certain solid foundation is that a relevant set of
standards has been published or are in development. Where they belong
in the grand scheme of the Internet of Things might be the subject of heated
discussion. At any point in time, the standards associated with a given topic
can be accessed by links on the website, such as this one for the RFID air
interface standards:
http://www.iotstandards.org/?q=facet/results/taxonomy%3A15
Each standard is listed, with a link to a more detailed page for every entry.
Superseded standards are retained on the database when they are
associated, for example, with a standard to which hardware needs to

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Chapter Five
conform. This is to address the reality that when a new edition of a
standard is published not all manufacturers will cease producing products
conformant to the previous version. Certainly users cannot be expected to
discard devices every time a new standardised feature is added. The
database covers the known publication span of such standards, so that
applications that depend on open systems can be aware of the different
functionality.
Within the given standardisation topic, not all the candidate standards are
included. This is generally based on consensus view of the experts working
to compile the database. As an example, IETF defines a number of URNs.
Some have been excluded because the purpose is unlikely to be associated
with the Internet of Things. Others, such as the URN for the ISBN might at
first appear suitable for the Internet of Things. The author, having worked
with the International ISBN Agency, is aware that there are virtually no
implementations of this URN. Furthermore, now that the ISBN is a properly
constituted code within the GS1 system, its resolution from edge data
capture is more likely to be based on the URN for EPCglobal.
4. Specific Framework Models
If a comprehensive IoT framework model is to be proposed, it makes sense
to explore what others have proposed. A comprehensive literature search
could be – and was – undertaken, but in most cases the emphasis was on
a framework of technologies and is sometimes based on a given perspective
concept of the Internet of Things.
As the objective is to try to define a framework of IoT standards, it is more
logical to consider frameworks or architectures that have already been
developed with this point in mind. In the next two sub-sections, we analyse
two different approaches from two different organisations:
The GS1 EPC architecture model has been in place for a number of
years with all but very minor modifications. The only significant
changes year by year have been associated with the publication of
a new component that was already defined in the architecture. The
particular architecture is also relevant, because it shows an end-to-
end approach for the IoT based on edge data capture.
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4

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4.1 The GS1 EPC Architecture Framework
Figure 3: The GS1 EPC Architecture Framework
Figure 3 shows all the layers from the encoded data (the Tag Data Standard)
through upper layers that define:
Architecture Framework
PedigreeCertificate Profile
Discovery Services
Object Name Service (ONS)
EPC information Services (EPCIS) Core Business Vocabulary (CBV)
Application Level Events (ALE)
Discovery Configuration & Initialisation (DCI) Reader Management (RM)
Low Level Reader Protocol (LLRP)
Tag Protocol - EPC UHF Gen 2 Tag protocol - EPC HF
Tag Data Translation (TDT)Tag Data Standard (TDS)
Exchange
Capture
Identify
Data Standards Interface Standards Standards in development
How RFID readers are specified to function when reading and
writing with RFID tags, here shown as the tag protocol, but more
correctly defined by the ISO term air interface protocol.
How readers communicate with upper layers, here shown as the
Low Level Reader Protocol
Functions that configure the reader network (Discovery,
Configuration & Initialization) and control this continually (Reader
Management)
How to control the flow of data (Application Level Events)
The other model that we use is based on the ETSI M2M
specifications work programme. This has the advantage of
focusing on a different perspective of the Internet of Things, one
that does not depend on RFID tags or bar codes being attached to
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Although the framework is now stable, some of the original components
from the MIT AutoID Center, such as Savant, have disappeared without
being developed or implemented.
4.2 The ETSI M2M Specification Framework
Figure 4: ETSI M2M Specification Framework
This is a model for work items, some of which have been completed,
particularly the core Technical Specifications:
TS 102 689 M2M Service requirements
TR 102 732
eHealth
TR 102 857
Connected
consumer
TR 102 898
Automotive
TR 102 897
City
automotion
TR 102 691
Smart
Metering
TR 102 966
Interworking
with M2M
Area Networks
TS 101 404
OMA DM
compatible
Management
Objects
TR 102 935
Smart Grid
impacts
on M2M
TR 101 531
re-use of 3GPP
nodes by
M2MSC layer
TS 101 405
BBF TR-069
compatible
Management
Objects
TR 102 725
M2M
Definitions
TR 102 167
threat analysis
& counter
measures to
M2M service
layer
TR 101 584
semantic
support for
M2M Data
TS 102 689
M2M Service
requirements
TS 102 690
M2M Functional
Architecture
TS 102 921
M2M
communication;
mla, dla and mld
interface
Stage 1
Stage 2
Stage 3
Use Cases (Stage 0)
The domain specific information system (EPC Information Services)
and supporting attribute data (Core Business Vocabulary)
Note: In the GS1 EPC architecture the information service can reside
below the resolver (i.e. cached within the enterprise) and externally
accessed via the Internet
The resolving system (Object Name Service)
The discovery services, the standard of which has still to be
developed.
The uppermost layers, Certificate Profile and Pedigree support
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TS 102 690 M2M Functional Architecture
TS 102 921 M2M Communications: mla, dla and mld interfaces
It is also clear that whereas there is a Technical Report for Smart Grid Impacts
on M2M (TR 102 935), there are as yet no equivalents for eHealth,
connected consumer, automotive, and city automation. Only time will tell
whether these are potential gaps in the standardisation programme, or that
an explicit standard is not required. This example highlights the fact that a
framework might evolve as we learn more about a particular
standardisation topic.
4.3 The RFID M436 Mandate on RFID Privacy
February 2012 saw the kick-start of work on the second phase of this EU
funded mandate, covering ten standardisation activities:
Task A on Signage and Emblem (PT A)
Task A.2.1 CEN Technical Specification (TS): Notification of RFID: The
information sign to be displayed in areas where RFID interrogators
are deployed.
Task A.2.2 CEN Technical Report (TR): Notification of RFID:
Additional information to be provided by operators
Task A.2 European Standard (EN): Notification of RFID: The
information sign and additional information to be provided by
operators of RFID data capture applications
Task B on RFID Device Privacy (PT B) 1
Task B.2 CEN Technical Report (TR): Privacy capability features of
current RFID technologies.
Task C on Privacy Impact Assessment (PT C)
Tasks C.3 and C.4 CEN Technical Report (TR): RFID PIA analysis for
specific sectors.
Task C.2 CEN Technical Report (TR): Analysis of PIA methodologies
relevant to RFID.
Task C.1 European Standard (EN): RFID Privacy Impact Assessment
(PIA) process.
Task D on RFID Penetration Testing (PT D)
Task D.2.2 CEN Technical Report (TR): RFID threat and vulnerability
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Task E on Extended RFID device security capability (PT E)
Task E.3 CEN Technical Report (TR): Authorisation of mobile phones
when used as RFID interrogators.
Task E.4 CEN Technical Specification (TS): Device interface to support
ISO/IEC 18000-3 Mode 1 and Mode 3 tags
These have been included for three reasons:
5. Standards Framework Based on Logical Links
Figure 5 shows a mindmap based on the standardisation topics listed in
Section 3. This is shown on the next page. The intention is to show all the
standardisation topics in relation to the others. A constraint of this
approach is that relationships are shown in a hierarchical structure. To
create this, some headings (shown in green boxes) had to be created as
parents of topics that are known to be required. This hierarchical structure
has some advantages and some disadvantages:
First, although there was a perceived need to address the topic of
RFID privacy, the details of the work items were not established
until mid-2011, and were the consensus view of experts on the
European standards committee, CEN TC 225.
Secondly, there was no certainty that the European Commission
would share the proposals put forward by CEN TC 225. In fact, not
only were the work items supported, but the Commission extended
the scope to cover non-contact payments using smart cards. Non-
contact cards had been included within the scope for some time,
even though this standardisation topic is outside the scope of CEN
TC225; it is within the scope of CEN TC224 requiring increased
collaboration in the development of the documents.
Finally as these standards are developed, they will serve as
benchmarks for other gaps in the standardisation process with the
RFID arena and beyond. Will the PIA standard be a model for a PIA
for the Internet of Things? Time will tell.
The topic RF frequency regulations appears above NFC, RF-based
personal cards, RFID and RTLS. While this is true, references to
these regulations are generally in the conformance standards.
A disadvantage of such a hierarchical structure can be shown in
many areas of the mindmap, but here are two examples. The direct

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Sensors
RFID data encoding &
protocols
RFID device interface
RFID Conformance &
Performance
RFID air interface
RF Frequency regulations
Near Field
Communication
Personal ID Cards
RTLS
2D & multi-row bar code
Mobile RFID
Linear barcode
Bar code conformance
Data Capture
Technologies
Terminology
Data and Identifiers
Health and Safety
Data protection and
privacy
Data exchange
Figure 5: A Mindmap
of IoT Standards
link from the AIDC data capture technologies to the IoT via resolvers
is not clear. The topic Sensors is shown on the top line alongside
RFID, but the standards that are covered under this topic can apply
equally to RTLS technolgy. This category of sensor is very different
from the type of sensor associated with M2M applications.
Putting aside the issue that a tool like a mindmap does not expose
more complex relationships, an advantage is that it has the
potential to compare hierarchies, hence some of the grey boxes,
which identify potentially additional standardisation topics for the
on-line database.

Chapter Five
Security
Discovery
services
Information
services
Resolvers
URN schemes
5
AIDC
applications
EU
Harmonisation
Personal
protection
Environmental
regulations
IoT Standards
Internet
M2M
applications
Sensors &
interfaces
Device
addressing
data
exchange
Network
management
Security
QoS
Attributes
Data
& Identifiers
Service
discovery
Terminolgy
For this type of framework model to be really useful, the inter-
relationships between topics needs to be shown. Such a framework
model might be produced using the CMAP tool, with which we are
currently experimenting in CASAGRAS 2 Work Package 6. If the tool
proves to be useful, then a working example of it will appear on the
IoT standards website.
IEEE wireless

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6. Layered Framework Model
This framework model ( Figure 6) uses a layered approach, as used in the GS1
EPC architecture framework as discussed earlier, working from the
applications (at the bottom) through to the Internet of Things.
Figure 6: An IoT Standards Layered Framework Model
Because the CASAGRAS 2 project sees a distinct difference between some
aspects of the Internet of Things based on edge data carrier technology and
those of M2M applications, this framework model shows a horizontal split
between these two major approaches. In each of them, a layer can not only
be used to represent a number of standards, but it can also represent a
number of standardisation categories. As with the GS1 EPC model, the layers
follow the same relationship from the edge through to the internet.
Discovery
services
Information
services
Data
repository
Data
repository
Data
repository
Resolver
Business
Process
Data
protocols
Device
interface
Device
Data carrier
protocol
Data carrier
Identifier &
data
Applications
Business
Process
Device
addressing
Device
interface
Device
Mobile
Devices
Data carrier
Health & Safety
Regulations
Conformance &
performance
Service
discovery
Quality of
service
Security
Automated
M2M
Data
exchange
Enterprise
Intranet
Edge Data Carrier Machine to Machine
Identifier &
data
Applications

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One difference is that applications are placed at the bottom, not because
this is their logical layer in any of the generally referenced models such as
the ISO OSI 7-layer model, but because the specific application determines
what identifiers and data are involved with the data capture process. As
the Internet of Things is based on edge data carriers, specific application
standards determine not only the identifier and data to be used, but also
call out which data carriers are permitted to be used to achieve
interoperability.
Layered elements
Some of the layered elements in the layer are shown in green to indicate
that while these are key components in the structure, they are generally not
defined by standards. One such layer is the data carrier. For the edge
technologies this could be any of the bar code symbologies, NFC, RF-based
identification cards, RFID, and RTLS. This shows that for this structure to
be aligned with the mind map, it really needs to be presented in three
dimensions.
The data carrier protocol standards also include all the data carriers and
their associated reading devices. In this particular structure, the number of
standards topics are shown to the left as those have varying degrees of
influence on how the data carrier protocol can be implemented. Not all
might be relevant to a particular data carrier protocol. For example, the
equivalent of the air interface for bar code technology is not subject to any
form of regulatory standard.
The device interface standard again varies by technology. The intention here
is to show that they are the standardised means for data capture devices to
communicate with higher levels and achieve interoperability. The arrow for
mobile devices going straight to the resolver is because devices such as
mobile phones and tablets have their own means of independently
accessing the Internet (of Things).
The data protocol layer is relevant, particularly within the enterprise, for
interpreting, processing and filtering this more complex data on the data
carrier. Such an example is the EPC ALE standard. Another is the ISO
standard for processing data from a sensor attached to an RFID tag.
Business processes, even those that might be standardised, are effectively
considered to be out of scope in this framework of Internet of Things

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standards. From here , there are two pathways to higher layers.
One is to the data exchange, which is either for internal organisation
processes or for using more traditional B2B communications such as EDI
and XML messages. The other branch assumes a flow through a resolver,
which is the doorway to the Internet of Things.
M2M path
In contrast, the machine to machine path whilst having similar components
does avoid some of the layers. Although we have shown the device layer
as outside the standardisation process but requiring a device interface
communication protocol standard, this might vary by technology. In others
the device might be the component that is specified and the interface being
an API.
Because devices on the M2M architecture are in some form of network,
standards for addressing different types of devices are more relevant and
probably need to support multiple types of device.
The device topics and addressing protocols are also influenced by another
set of standards (shown on the extreme right) covering topics such as
service discovery, quality of service and security.
There are two pathways to the resolver. One might be from the business
process but, in a true M2M environment, this could be based on direct
communication between the device and its associated resolving process.
The common vertical sequence from the resolver upwards, while appearing
to be similar, obviously represents some quite fundamental differences in
detail. We see the conventional approach of the resolver linking to an
information service that, in turn, accesses specific data repositories using
standardised information services.
For a fully functional Internet of Things, individual information services need
to be logically connected so that the data repositories associated with them
can be addressed using discovery services. It seems that standardising this
particular topic is proving to be a challenge with edge data carrier
applications or M2M applications. However, later in this Chapter under the
heading “From Identification to Discovery” we discuss some activity taking
place in what might not be considered to be conventional IoT areas such
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7. Conclusion
At the outset of this article, there was a clear indication that it would be
difficult to be prescriptive about producing a definitive framework for IoT
standardisation. Until there is a clear, unequivocal, understanding of what
is meant by the Internet of Things, developing such a standardisation
framework might be like walking on an ice flow. However, taking into
consideration some existing, more narrowly focused models, it is possible
to at least identify the component elements of a framework.
Two models have been considered, each with its limitations. The mindmap
model (in Figure 5) makes it extremely difficult to show more complex
relationships between the standardisation topics. The hierarchical structure
imposed by mindmap tools places some components at a logical distance
too far away from where they should be placed. The layered model (in
Figure 6) might be a better way to represent the framework, but it too has
limitations. It certainly hides entire topics within a layered component,
suggesting that there is a requirement either for a 3-dimensional framework
or a generic framework being qualified by subsidiary frameworks dealing
either with particular technologies or applications.
There is scope for significantly more detailed work to develop a more
sophisticated framework. In the meantime, the IoT standards database
(http://www.iotstandards.org/) still remains as a repository of standards that
are considered to be relevant to the Internet of Things. The taxonomy of
that database is such that it can be flexibly re-designed periodically as we
develop a better understanding of the Internet of Things and the
standardisation requirements.
References
1.http://www.iotstandards.org/sites/default/files/GRIFS%20D1.5%20RFID%20Standardisation%
20State%20of%20the%20art_revision%203.pdf
2. http://www.iotstandards.org/
3. RFC 3187: Using International Standard Book Numbers as Uniform Resource Names
4. RFC 5134: A Uniform Resource Name Namespace for the EPCglobal Electronic Product Code
(EPC) and Related Standards
5. http://cmap.ihmc.us/
Paul Chartier [paul.chartier@praxisconsultants.co.uk]

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Foundations for IoT Governance
By Prof. Anthony Furness
Introduction
In proposing and developing a framework for governance of the
Internet of Things (IoT) it is expedient to consider the nature of
governance in general terms. UNESCO defines governance as “the
exercise of political, economical and administrative authority in the
management of a country’s affairs, including citizens’ articulation
of their interests and exercise of their legal rights and obligations.”
Because of the global and societal nature of the IoT it is important to
accommodate the elements of general definition for governance in framing
a structure for IoT governance. Clearly there is a need to manage
appropriate governance affairs, over and above country or state needs, with
political, economic and legal underpinning and with appropriate attention
to the views and rights of citizens. At a global level the need can be seen
for inter-governmental cooperation to accommodate such rights and needs
in relation to individual nations and where possible seek harmonisation.
Not surprisingly, privacy, security and ethics, and public consultation,
assume significant dimensions within the remit for governance of this kind.
That said, there are many aspects of governance structure and capability
that are necessary to handle additional content in relation to IoT
development and delivery.
An important precursor to specifying a framework for IoT governance is to
understand the purpose and structure of the IoT. This has been one of the
foci for CASAGRAS2 and its framework provides the basis for establishing
an international foundation for Governance and associated legal
underpinning.
Foundational Imperatives
Two unequivocal imperatives present themselves as the basis for the Internet
of Things (IoT):
1. Integration within the existing and future Internet

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2. Interfacing and interaction with the physical world through
object- connected technologies and electronically accessible
identifiers
They underpin the purpose of the IoT and the framework criteria for
distinguishing IoT Applications and Services.
Purpose of Internet of Things - Given the foundational imperatives
stated above, the purpose of the IoT may be considered to be ‘The
exploitation of the existing and future capabilities to interface and interact
with physical objects of any kind, animate or inanimate, through automatic
identification and object-connected technologies and, through Internet
and other computer, communications and network developments, derive
and apply applications and services that serve the international economic
community, knowledge and wealth creation, and the increased welfare and
well being of human kind’.
The generalised nature of the statement allows for future influences of
technological change and response to developments that may change the
detailed nature of supporting structures and protocols, whilst retaining a
cohesive conceptual framework that embodies the vision of an object-
focused and responsible use of object-connectivity.
Underpinning for a Statement of Structure - The statement of
structure for the IoT, given the above imperatives and statement of purpose,
has to be based upon a detailed review of the imperatives, and the
implications and opportunities they present. With the Internet being viewed
as the core of the IoT development it is clearly important to view the
capabilities it presents for linking with the second imperative of interfacing
and interacting with the physical world.
In performing such a review it is also important to consider how the second
imperative may also relate to new and parallel dimensions in network-of-
network developments that could, in principle at least, lead to a bifurcated
or multi-faceted Internet-independent or IP-independent structures for the
IoT.
The Internet as a vehicle for the IoT – The Internet is generally viewed
as a large, heterogeneous collection of interconnected systems that can be
used for communication between connected entities , comprising:
Core Internet – Internet Service Provider (ISP) networks
Edge Internet – Corporate and private networks, often connected
via Firewalls, application layer gateways and similar devices
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Conventionally, the connected entities within the Internet are computers
with human-computer interfacing and, in increasing numbers, computer
supported entities such as portable data terminals and embedded data
capture and sensor terminals. The former can be seen as a human-to-human
platform for IoT distinguished applications and services and the latter to
object-to-object and object-to-human platforms for IoT applications and
services. Thus, the Internet can be seen to provide an existing platform for
IoT development based upon the imperative of interfacing and interacting
with the physical world. In order to extend and distinguish the IoT beyond
being simply part of the existing Internet it is necessary to determine:
The extent to which the Internet capability can embrace further
computer-based nodes that interface and interact with the physical
world.
The extent and the implications of interfacing further with physical
objects of all kinds through object-connected
technologies and as a basis for supporting Internet-enabled
The extent to which the Internet application layer components,
such as the world wide web, can be exploited and extended to
accommodate IoT applications and services.
The extent to which legacy automatic identification coding can be
resolved to link with Internet Protocol (IP) addressing and discovery
services.
The extent to which the existing and future Internet capabilities can
support the growth and diversity in IoT communication and
transfer needs, commensurate too with needs in performance.
The extent to which structures will serve activation and control
needs within the physical world and accommodate important
legacy systems, such as the supervisory control and data acquisition
(SCADA) and distributed control systems (DCS) that
have served, and continue to serve industry and the needs for
automation.
The extent to which physical identifiers will relate to virtual
identifiers and virtual entities.
The extent to which security, privacy and consumer needs will need
to be enhanced to serve new and automatic systems for IoT
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Clearly, the development of the IoT will need to progress through
appropriate collaboration with Internet developers and the associated
facilities for Governance. The expectation is that the number of nodes
comprising the Internet will grow to well over 100 billion within a short
period of time and by 2014 will be supporting some 42 Exabytes (10 )
per month of consumer Internet traffic .
Non-Internet (IP-independent) Connected Structures in the IoT
Independent, not connected to the Internet, are computer and sensor
networks, private and public, that may or may not resort to Internet support
or may exist and develop as Internet-independent or IP-independent
structures. These structures may also interface and interact with the physical
world and so relax the Internet imperative as the only network-of-network
requirement for the IoT. The prospect is thus presented for an integrated
IP/IP-independent structure for the IoT and even the development of a
new network-of-networks comparable with that of the Internet itself and
governed by an extended set of principles, possibly more geared to
industrial and business needs.
To what extent commercial developments relating to the Smart Cities and
other Smart initiatives will influence both IP and IP-independent IoT
progression is yet to be seen, but there is clear potential for progression
either way.
Non-Internet
-connected embedded
computer nodes
Internet-connected
end-computer nodes
Private Computer
Networks
Internet-dependant Internet Connected
Prospects for further
Internet connections-
end-computer,
other terminals and
embedded nodes
3
4
18

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Such a concept may be further supported in considering the object-
connected technologies applied to physical objects that facilitate
identification and connection with the Internet and non-Internet network
structures through intermediary readers or read-write interrogators offering
two-way data transfers. These may be technologies without embedded
computers but capable of carrying machine-readable identification codes
and offering various levels of functionality dependent upon type. Bar code,
two-dimensional code and radio frequency identification (RFID)
technologies are representative in this respect.
Adding the object-connected layers and the associated interfacing and
interacting with the physical world, and the role of human linkage in
structures, a view emerges of a prospective IoT structure that comprises IP
and IP-independent components together with physical world intranet
structures that have the prospect of linking with either of these
components. The facility to accommodate future developments is also seen
as a necessity in seeking a statement of IoT structure.
Important areas of legacy
Important areas of object-connected legacy that must be considered in IoT
development are the supervisory and data acquisition (SCADA) systems and
distributed control systems (DCS). In general terms SCADA systems usually
refer to centralised structures which monitor and supervise the control of
entire sites, often spread out over large areas, ranging from industrial sites
to national support structures.
SCADA solutions often incorporate distributed control system (DCS)
components and the use of the standardised control programming
language, IEC 61131-3 (a suite of 5 programming languages including
Function Block, Ladder, Structured Text, Sequence Function Charts and
Instruction List), to create programs which run on remote terminal units
(RTUs) and programmable logic controllers (PLCs).
The Internet and wireless communications have clearly had an impact upon
SCADA developments, with first generation monolithic systems giving way
to second generation distributed systems and now the impact of a third
generation of network systems predicated upon the use of IP and TCP based
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Application specific SCADA systems, hosted on remote platforms over the
Internet, are now being offered to end users, and thin clients web portals,
and web-based products are gaining popularity as a consequence of
Internet attributes for easing end-user installation and commissioning
requirements. However, there remain concerns over Internet security
provisions, reliability of Internet connectivity and latency.
While efforts will be clearly made to accommodate such concerns through
Internet development per se other options residing in IP-independent
structures may also be developed.
Framework for IoT Structure - While the Internet is taken as an imperative
for IoT development, what emerges from the consideration of the Internet
together with the imperative for physical world interfacing and interaction,
is a prospect for both Internet and Internet-independent (or IP-independent)
IoT developments. It has also raised the prospect of what may be described
as Latent IoT developments, developments that initially have no link with
Internet of IP-independent network of network structures but could well
be linked in some way at a future date. Many automatic identification and
data capture (AIDC) applications fit into this category of structure. Examples
may also be seen to be arising from European IoT projects.
This schematic is an attempt to represent the holistic tri-state structure
being here proposed for the IoT.
Future Structures
Heterogeneous &
Homogeneous Networks
Artificial Intelligence towards
technological singularity
Web 2.0
Sematic Web
IP-Independant Internet Connected
Physical object-defined World
Human
Link
Internet-connected
end-computer nodes
Non-IP Private
Computer
Networks
Non-IP-connected
embedded computer
and systems nodes
Object-connected
technologies with or without
embedded computers
Latent IoT Developments
Human
Link

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Overlap of ellipses in the above graphic signifies a combination of features,
such as Internet connected computers linked to object-connected technologies
on the right and private networks linked to embedded systems and object-
connected technologies by overlaps on the left. Given appropriate quantitative
data these ellipses and their overlaps could represent numbers of
corresponding nodes. As indicated, without quantification, they simply signify,
qualitatively the nature of such nodes.
Characterising Applications and Services - With prospective IoT
structures partitioned into Internet, IP-independent and Latent IoT sectors of
development, the prospect may also be seen for characterising applications
and services in accordance with these sectors and subsequently into sub-
sectors determined by the architectures and capabilities of the sector
components. In the case of Internet structures this includes the capabilities
offered by the networking and communication structures, generic top level
domains and the Internet protocol stack (see below - Exploiting the Internet
Component for IoT Applications and Services).
Statement of Structure for the Internet of Things - Based upon the
consideration of imperatives so far, and the view that emerges, a statement
of structure can be proposed that takes the following form:
As with the statement of Purpose this too is a generalised statement directed
at providing a flexible and extendable frame of reference to allow for change
and technological developments. In contrast to definitions (although the
differences may be slight) the platform for statement allows for further
description and explanation of terms. For example object-connected
technologies, may be described as those technologies that are intrinsic to,
embedded-in, attached-to, accompany or are associated with tangible physical
‘‘An integrated, internationally agreed and standards-
supported network, communications, interface and actuation
structure that exploits the existing and future Internet, existing
and future, fixed and mobile telecommunications systems,
existing and future object-connected technologies, coupled
prospectively with non-IP private networks and associated
communication, interface and actuation structures, organised
to facilitate development of application and service layers
specific to physical world, object-oriented needs and
opportunities relating to the identified purpose for the Internet
of Things’.

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entities of any kind and facilitate identification of the objects concerned
together with other data capture and actuation functionality as appropriate
for interfacing and interaction with the objects and as appropriate the
environment in which they are situated. Automatic data capture, sensing,
positioning and communication technologies are representative in this
respect.
The platform for statement also allows for international input and
consensus.
While the consideration of imperatives may be viewed as somewhat
simplistic it does point to the clear prospect of a partitioning of contributory
elements to the Internet of Things and a platform for considering
application area layering with attendant consideration of area needs.
Exploiting the Internet Component for IoT Applications and
Services – The Internet provides a protocol stack, on top of which is a
‘generic’ application layer. The world wide web (www or Web) is generally
considered the most prominent of applications presented in this layer, with
e-mail and messaging constituting further applications at this level.
Applications and services that interface and interact further with the
physical world can be expected to exploit these facilities and the associated
Internet protocol stack and the Internet Protocol (IP) addressing (IPv4 and
IPv6).
While different combinations of protocols from this stack and the generic
application layer may be selected to support different domain level
applications the prospect may be seen for other protocols and domain level
Email - Web - Instant
-SMTP - HTTP - IMAP
- TCP - UDP -
- CSMA - async
- Wire - Fibre - Radio
Ethernet - PPP
IP
Use URL (URI) Universal
Resource Locator
through Internet
Service Provider to
link with website
through Internet
Hyper Text Mark-up
language (HTML) name
with URL (URI) Universal
Resource Locator to
serve up page to
Internet as web page
Domain name server
(DNS) look-up for
IP Addresses
Network access

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applications specifically developed for IoT purposes, including for example
generic top-level domains for IoT. Layered application areas may be
considered in this way to accommodate new Internet concepts such as
those being proposed for Internet of People, Energy, Services and so forth;
not as separate Internets but layered upon the Internet of Things and
facilitated in part through developments in interfacing and interactions with
the physical world. The question therefore arises as to whether the existing
Internet structure can accommodate such developments both in terms of
functionality and performance. By exploiting the generic domain principle
the differing architectural needs could conceivably be accommodated
through the domain providers and the responsibilities they would have in
maintaining such domains. The question then arises as to the economic
feasibility for such structures.
Along with these prospective developments may be seen the prospect for
additional network types and associated access. Irrespectively, all such
prospects will clearly require the cooperation of the Internet developers,
such as the Internet Engineering Task Force (IETF) and the associated
Governance bodies.
Resolving identifiers across the Internet – More than a prospect is the
need to accommodate legacy numbering and identification systems, such
as the GS1 numbering systems, electronic product code (EPC) and uCode
and the various object identifiers (OIDs) and associated unique item
identifiers (UIIs) within the IoT. This is because they are specifically concerned
with identifying physical entities.
Email - Web - Instant
-SMTP - HTTP - IMAP
- TCP - UDP -
- CSMA - async
- Wire - Fibre - Radio
Ethernet - PPP
IP
Use URL (URI)
Universal Resource
Locator through
Internet Service
Provider to
link with website
through Internet
Hyper Text
Mark-up
language
(HTML) name
with URL (URI)
Universal
Resource Locator
to serve up page
to Internet as
web page
Domain name server
(DNS) look-up for
IP Addresses
Network access
Internetofpeople
Internetofenergy
InernetofServices
New Domains
New Types of Network
New Layering prospects
for the Internet to
support IoT

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In many ways the GS1 and EPC constitute a special case being essentially
proprietary codes for which GS1 and EPCGlobal have developed their own
products and protocols and contributed to international standards to
handle Internet-based applications. Other identifiers and their resolution
requirements are part of the on-going CASAGRAS2 resolver developments.
Data carrier and transfer principles – The interfacing and interaction
features of the IoT will exploit the object-connected technologies and the
identification and carrier principles characterised by the body of knowledge
and experience collectively known as automatic identification ad data
capture (AIDC). This very important, extensive and growing body of
knowledge has never been effectively introduced into main stream
information and communications technology (ICT) curricula, yet constitutes
a foundational underpinning for physical world interfacing and interaction.
It can also be seen as a foundational underpinning for the IoT applications
and services design and should be developed accordingly.
Very significant in this underpinning are the principles of identifying,
carrying, caching and transferring data or information to meet particular
application needs in a more flexible manner. Too often assumptions are
made that the IoT will simply identify objects by numbers and through these
numbers deliver data or link to information stored elsewhere and accessed
via the Internet. AIDC and the broader base of object-connected ICT offers
other options to practical data carrier, transfer, processing and storage that
can enrich the capabilities of application solutions and ease the inevitable
problems associated with connectivity and Internet traffic. So too with
applications requiring response and actuation wherein an Internet
connection may not be a necessity, and may even constitute a hazard where
safety and business-critical issues are concerned.
Communication Networks – The whole issue of Internet traffic is being
brought into sharp focus by the growth in video streaming largely
generated by social networking, content-rich sites such as YouTube and the
on-demand services providing TV entertainment. From an IoT standpoint
the situation may be further exacerbated by the edge-defined data streams
and cloud-based developments. To what extent such developments will
compare with video traffic is yet to be seen. However, the need can be seen
for pre-empting capacity, latency and other network needs with respect to
other data-intensive developments.
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The success of cloud-based initiatives would appear to hinge on the use of
public wide area networks (WANs), but with attendant concerns over
entrusting data to external agencies, associated privacy and security, and
growing demands on public network bandwidth. In addressing these
concerns attention is being directed at contracting issues and trust,
enhanced security, and performance enhancement opportunities such as
WAN optimisation and effective use of caching in relation to Web servers,
browsers and edge-defined functionality of networks.
The issue of ‘private clouds’ has also been muted where a shared private
network infrastructure is advocated as a means of resolving some of the
security issues through single firewall control. While such an approach may
be considered fine in theory the practical challenge of providing a cost and
beneficially effective solution may point to a hybrid or virtual solution where
there is further consideration of security needs, shared resources and
automation.
Such issues are illustrative of the networking considerations to be addressed
in developing the IoT, and prospective partitioning of Internet and IP-
independent areas of development.
Underpinning principles of Object-connected ICT and IoT
applications and services design - In parallel with any development in
the IoT must be a parallel positioning and development of object-connected
ICT within mainstream ICT curricula.
While statements of purpose and structure may be derived in this way, the
global nature of the IoT demands that they be considered, and as necessary
modified to accommodate perspectives derived through international
cooperation and collaboration, as points of reference in deriving a
framework for IoT Governance.
Having considered the nature of purpose and structure for the IoT it is
important to consider the nature and role of Internet governance, followed
by the considerations of governance that go beyond those currently being
accommodated by Internet governance. This is also required to facilitate a
contribution to Internet development per se and to structure an appropriate
strategy for collaboration with Internet governance bodies.
It is therefore important to review the aspects of governance for the Internet
and the critical resources that underpin the success and continued success
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Internet Governance and Critical
resources for Future Internet and IoT
A significant foundation for the review of Internet governance is the report
prepared by the Council of Europe Secretariat entitled, “Internet governance
and critical internet resources” .
Based upon this report three important areas of consideration can be
distinguished, which in turn may form the framework for a more in-depth
study of the respective issues and how they may relate to the international
framework for structure and governance of the IoT:
1.Evolutionary considerations
2.Critical Infrastructure
3.Protection in international law
In each case there is a need to consider the implications of IoT development
in relation to the Internet and Internet-independent networks and with
respect to the object-technology base that will facilitate the very important
functions of interfacing and interacting with the physical world as well as
providing foundational components for applications and services in their
own rights, seen as independent or latent IoT. Critical infrastructure
constitutes a substantially expanded area of consideration when viewed in
relation to the object-connected, object-associated technologies that
comprise the foundational components for interfacing and interacting with
the physical world.
Evolutionary considerations - The Internet is essentially viewed as a large,
heterogeneous collection of interconnected systems that can be used for
communication between connected entities . It has evolved over a period
of some years to the point where its ubiquity and facility to impact
beneficially upon all aspects of business and domestic life is imposing a
critical reliance upon Internet resources and their sustainability. Stability,
security and on-going functionality depend upon these resources and how
effectively they are managed. Currently these resources, including root
name servers, the Domain Name System (DNS), backbone structures and
Internet Protocols, are managed by separate agencies and without any
apparent overall approach to governance.
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However, the need for governance is well recognised and a number of
Internet-related agencies, although specific in their individual remits,
contribute to governance activity. These agencies include :
Additional to this list is the Internet Commerce Association (ICA) which, in
recent months, has been active in criticising the US Department of
Commerce (DOC) over a letter to ICANN’s Government Advisory Committee
(GAC) regarding provisions concerning new generic top level domains
(gTLDs). The nature of the DOC disagreements concerning the gTLD
provisions has raised an important issue over the future of gTLDs. “If
ICANN’s Board were to acquiesce to the positions advanced by the DOC it
would not only mark the end of a new gTLD program that envisions an
unlimited number of applications and approvals, but the practical end of
ICANN as a private sector-led entity in which policy is developed through a
bottom-up consensus process” . It would seem that the US government is
proposing to convert ICANN into an organisation in which the GAC (which
exercises oversight over the ICANN process for developing new gTLD rules)
would move from advisory role to a supervisory role with the power of
exercising ultimate veto over any new policies being considered by ICANN .
This clearly has implications for the Internet development and the
development of an Internet-dependent IoT, not only in respect of domains
but also in respect of international governance.
8
9
10
Internet Engineering Task Force (IETF) – Protocol engineering &
development
Internet Architecture Board (IAB) – Overall architecture and advisory
body
Internet Engineering Steering Group ((IESG) – Technical
management of IETF and Internet standards process
Internet Society (ISOC) - Non-government, international
professional membership body – standards, education and policy
Internet Corporation for Assigned Names and Numbers (ICANN) –
Responsibility for IP address space allocation, protocol parameter
assignment, domain name system management and root server
system management functions
Internet Research Task Force (IRTF) – Promote Internet
researchWorld Wide Web Consortium (W3C) – To develop common
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Hinging upon an appropriate domain structuring and governance are a
number of primary and burgeoning evolutionary constructs:
As the Internet evolves still further, with the expectation of escalating
growth in connectivity, complexity in structures, technological
developments and attendant risks in respect of privacy, security and safety,
the need is being seen for more formalised governance, with protection of
Internet values and standards on democracy, law and human rights viewed
as a priority .11
1. Internet of Things (IoT) – for which this framework proposal
is a strategic component in helping to identify a coherent structure
for IoT development.
2. Social Networks and the manifestation of an Internet of
Services – exploiting developments towards an increasingly
participative Web (Web 2.0), enhanced automation and the
Semantic Web. Each of these developments, particularly
automation and the Semantic Web, may be seen to have relevance
and positioning with respect to the IoT.
3. Technological and Media Convergence onto the Internet
– wherein telephone, television and video technologies are
converging onto the Internet, at content level developments in
respect of video-on-demand and television over Internet Protocol
networks (IPTV) and at the business and service level integration of
Internet, television and telephone services. relevance can be seen
in each of these areas with respect to the IoT.
4. Mobile access technologies – exploiting the increasing range
of portable Internet access-supported devices, such as mobile
telephones, portable televisions, personal digital assistants (PDAs),
portable computers, GPS-supported devices and gaming consoles.
Such devices may be considered an integral part of the object-
connected or associated edge technologies for supporting IoT
5. Data Transfer Technologies – responding to the predicted
increase in demand in Internet services and associated needs in
respect of speed, volume and reliability of data traffic over the net,
recognising the potential impact that convergence, mobility and
the IoT will have in relation to data traffic and associated
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Critical Infrastructure
As far as the Internet is concerned there are a number of critical resources
that define the existing infrastructure and areas of consideration for its
development. They comprise : 12
Root servers – essential part of the architecture for providing a
stable and secure globally operable Internet, wherein 12 operators
running 13 root servers service the underlying domain name
system, provide an authoritative directory for ensuring Internet
services, answering well over 100,000 queries per second, and take
responsibility to maintain adequate hardware, software, network
and other associated resources. Presently, the root server operations
are performed without any formal relationship with any authority.
They have no clearly defined responsibilities and accountability,
especially in relation to stability and secure functioning of the
Internet. The current geographical distribution of root servers is
uneven which in consequence raises issues of significant degraded
performance within the area concerned should one of them fail.
Backbone structures – comprising the many different large
network structures that are interconnected and serviced by
backbone providers, often by individual Internet Service Providers
(ISPs). These providers generally supply and handle connection
facilities in many cities and are themselves connected to other
backbone providers through Internet Exchange Points (IXPs). Only
79 countries around the world have operational IXPs, yet their
importance will grow as critical infrastructure as Internet data
traffic increases and traditionally-based analogue services are
digitised. The IXPs are essentially governed through a mutually-
owned membership organisation.
Broadband access – is seen as an important communications
enabling technology of international significance in supporting the
growth of Internet connections and in promoting developments
towards faster access and lower costs of access, both fixed and
mobile. Presently there are substantial differences in broadband
access among different countries with many factors influencing the
take-up and use of broadband which if sustained will create a
greater digital divide and prospective information exclusion
through lack of access facility. For the future Internet and associated
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As the Internet develops to accommodate the IoT requirements there will
be a need to accommodate legacy numbering and identification systems,
such as the GS1 numbering systems, electronic product code (EPC) and
uCode and the various object identifiers (OIDs) and associated unique item
identifiers (UIIs).
Manifest as the Internet these infrastructural components need to be
protected in order to ensure security, stability and effective exploitation as
a global resource comparable with other global resources such as water
and energy . As with other resources the Internet is subject to accidents
and incidents that compromise capability and must therefore be protected
against such accidents and incidents, and appropriate to user needs and
human rights. Similarly, the IoT will reveal other infrastructural components
that will also require protection, particularly in respect to autonomous and
self-functionality, such as self-diagnosis, self-repair and self-defence against
infrastructural attacks.
Protection in international law
In recognising the Internet as a critical resource there is an intrinsic need
to protect the resource in much the same way that other critical resources
may be protected. Being an international resource it also follows that it
requires an international cooperative approach to protection using
13
requiring governments around the world to strengthen still further
their programmes for high-speed broadband network proliferation.
Network neutrality – with a move towards bundling of television
and Internet services with fixed and mobile telephony, concerns are
arising over preserving neutrality as it evolves. With associated
developments in traffic management techniques there are concerns
over anti-competitive practices predicated upon unfairly slowing,
prioritising traffic flows and even blocking data flows. Currently,
few countries around the world have in place regulations to ensure
that access providers exercise a duty to provide neutrality.
Internet system for names and numbering – constitutes a
critical resource in respect of Internet Protocol address space
allocation, protocol identifier assignment, country code and generic
Top Level Domain (ccTLD & gTLD) name system management and
root server functions. The resource is effectively governed by
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international law. The protection is in part grounded in accountability which
in turn requires a legal framework for providing regulations and sanctions
to handle non-compliance with accountability requirements.
The nature of the entities for protection that is required relate to:
Technical risks, to both accidental and intentional incidents
resulting in damage to the infrastructure of the Internet or
detrimental trans-boundary effects upon the Internet.
Cyber attacks, characterised by deliberate attempts to disrupt or
damage Internet functions, services and applications.
Inter-state conflict, characterised by issues arising during times
of crisis in terms of stability and security within a country relating
to important resources. While protection can be seen as a
requirement under such circumstances it is likely that this will not
be ensured through international law. Consequently, other
measures are almost certainly required to facilitate protection in
those situations in which conflict cannot be resolved through
process of law.
These issues are not mutually exclusive and each have a bearing upon the
stability, security and safety of the IoT as well as the Internet per se,
potentially to the extent that additional protection measures may be
required.
In all these areas concerning the Internet and Internet governance and their
relevance to IoT there is a need to delve more deeply into their nature and
possible impact upon the governance of the IoT. The critical resources that
characterise the Internet must be borne in mind in pursuing the proposed
staged approach to structuring a framework for IoT Structure and
Governance.
Moving beyond the bounds
of today's Internet Governance
Because of the IoT imperative for interfacing and interacting with the
physical world there will be aspects of critical infrastructure that arguably
go beyond the bounds of what is considered Internet governance,
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Implementation, maintenance and development of the IoT physical
world infrastructure (Internet linked or Internet-independent)
characterised by object-connected and other edge-technologies
that are used to interface and interact with physical world
entitiesand systems, including wireless sensor networks and control
systems.
Environmental disruption and impact associated with deployment
and maintenance of fixed position IoT object-connected devices,
systems and networks, and the end-of-life recycling or disposal of
devices, systems and networks; exacerbated by an expected
exponential growth in use of object-connected and other edge-
technology devices.
Environmental and societal impact of mobile devices and fixed in-
mobile devices and networks such as in-car engine and other
management systems.
Attendant implications of extensive populations of object-
connected and integrated system devices and networks with
respect to functionality, reliability, safety and responsible
deployment and use of such devices and networks.
Energy and materials conservation including the control and
recycling of object-connected and other physical edge-technology
e-waste.
Privacy (including corporate privacy) and security associated with
object-connected data or information contained in object-
connected and other edge-technology devices, additional to those
characterised by radio frequency identification (RFID) and including
optical-based data carriers, smart card devices, mobile phones,
tablet media devices and so forth.
Privacy (including corporate privacy) and security of
communications between object-connected and other edge-
technology devices and data transfer systems.
Security of infrastructure, applications and services, particularly in
relation to autonomous systems communications and functionality
where current Internet capabilities may be viewed as inadequate.
Functionality and performance demands in relation to physical
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Ethical and issues of responsible usage of resources will also need to be
addressed in the governance arena. The often promoted notion of every
object being connected to the IoT is not only ludicrous but irresponsible in
principle. Only objects that need to be connected should be connected and
ostensibly only when required to be connected. Unnecessary object
connectivity must clearly be seen as a drain on material resources and
energy, particularly if numbers are of an astronomical scale.
Legal Perspectives on the Internet of Things - addresses a number
of the legal aspects relating to the IoT and provides a set of foundational
considerations for Governance of the Internet of Things. A general approach
to the legal framework suggests a self-regulating structure using soft law
and a model for social protection controls and an international legal
framework based upon global and regional legislator representation and
substantive international principles. Strong attention to privacy and security
is advocated within this legal framework.
A structure is proposed in the publication for governance of the IoT with
attention to establishing a Governance Structure, together with
considerations for legitimacy and inclusion of stakeholders, transparency,
accountability and allocation of critical resources. However, it is referenced
to a model of the IoT that is largely predicated upon RFID and EPC with the
Global Legislator, EPCglobal, ICANN and the International
Telecommunications Union being identified as the only bodies subject to
governing principles. By recasting the model to a more inclusive one the
principles can be readily applied to define a more inclusive Governing
Structure.
14
Internet support, particularly where critical safety and critical
business functions may be put at risk and where latencies, delays,
loss of synchronisation and issues of temporal decomposition may
impose problems.
Accommodation of Internet-independent network and
communication structures and prospects of new infrastructural
developments that are IP-independent and exploiting the physical
world interfacing and interaction capabilities of object-connected
and other edge-technologies.
Standards and regulatory recognition and developments to
accommodate the broader based vision of the IoT and its significant
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As far as the content for governance is concerned there is the need to
consider what is significant for IoT in relation to technical, policy, economic,
institutional and legal matters, and with initial reference to the
recommendations from CASAGRAS1.
Drawing upon the recommendations of CASAGRAS1 - The Internet
itself continues to need the guidance and direction of the IGF and through
its deliberations will impact the conceptual approach that governments will
take concerning the evolution of the Internet. Governments will invariably
draw upon the IGF concepts in developing policy, law and controls within
their jurisdiction. It is therefore reasonable that they will also draw upon
such concepts in seeking a governance platform for the Internet of Things.
This may be considered even more so when viewing the Internet of Things
as integration with the existing and evolving Internet. The global nature of
the exercise demands an international, IGF-linked, platform structuring
governance platform for the IoT.
A range of issues will need to be accommodated in realising such a
platform. The European Commission consultation process on RFID
revealed that 86% of respondents supported the need for a
“governance model that is built on transparent, fair and non-
discriminatory international principles, free of commercial interest”.
While the core of the Internet, the governance structure, has not been
subject to legislation, countries around the world, and within Europe, have
introduced laws to ensure that Internet usage does not conflict with
national laws and international rights and conforms to the norms and
values of societies in general.
Issues of legislation will undoubtedly arise with respect to the IoT,
particularly where concerns arise that are of a privacy and security nature.
With respect to RFID, concerns have been expressed over openness and
neutrality of database structure that are used to hold unique identifiers.
This is also of direct relevance to the IoT and global coding. Ethical and
secure systems management is required with processes that are
interoperable and non-discriminatory .
These considerations provide lessons for considering the governance
requirements for the IoT.
With the scale that data traffic is being proposed for the IoT and the
associated prospect of an emerging federated service infrastructure that
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could possibly emulate the growth potential of the world wide web, public
policy issues are likely to present significant governance considerations for
which no one country could be seen to have authority. Social and economic
dependence points to the need for a regional based approach .
Benhamou views the IoT as an emergent critical resource and advocates
the need for different countries and regions to progress work on different
options to meet the governance needs.
In view of the latent requirement for integrating the IoT with that of the
Internet it is important that proposals for governance and other issues are
considered in cooperation with relevant authorities and organisations
involved with parallel developments of the Internet. Within Europe the
European Future Internet Assembly is an example of such an organisation
in which one of its aims is to develop the tools and approaches harnessing
the potential of the IoT.
A further aspect of governance requiring attention is the need to consider
whether a registration authority is required for identifiers and the
management of a global scheme for resolving them.
All this begs the question as to whether the IoT should be governed
separately from the Internet or as part of the Internet governance. The logic
and the existing Internet Governance framework suggest that it should be
an integral part of Internet governance. However, the needs for governance
and how they may differ from the issues for the Internet demand further
research and consideration.
Given the nature and status of these disparate considerations the obvious
recommendations in respect of governance for the IoT, as far as the
recommendations of CASAGRAS 1 are concerned, are:
To establish an international IoT Development and Governance
Forum that can influence Internet Governance and undertake rapid
research into the issues for ensuring and agreeing appropriate and
effective governance, including the revenue and registration
schemes that will be needed and the political framework that will
be necessary to facilitate appropriate international collaboration.
Agree an initial federated structure for the IoT and initiate an
international programme of application and services development.
In view of the multi-dimensional nature of the governance issues the need
may be seen for an overarching programme of research and development
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geared to accommodating all the necessary socio-economic, business and
technical dimensions, including the protection of such a network against
attack and abuse.
Scope and Tools for IoT Governance
The global nature of IoT naturally prescribes an international scope to the
reach of IoT governance, but with the provision to influence governance
matters with respect to global, trans-national, state, regional and even
down to city governance levels. The broader physical and socio-economic
implications of IoT over existing Internet interaction with physical systems
point to this need.
A basic model provided by MacLean , and subsequently modified through
the CASAGRAS2/IERC workshop on IoT Governance, effectively covers broad
to narrow scope of international governance, as depicted in the schematic
presented here. It also presents the range of tools that can be effectively
used in governance, ranging from cooperation soft tools, to hard regulatory
and legal tools. It is also useful for positioning organisations in respect of
these two dimensions. The model may be used as part of a methodology
for management of governance issues.
Co-operation
Policy
Co-ordination
Standards
Regulations
Law
Governance
Topic:
Description of
Governance issue
to be considered
Governance
Tools
City Regional State
Trans-
national Global
Scope of
Governance
Domain: Area of IoT Activity
Mapping Space: For Identifying
and position organisations in relation
to governance capability and scope
of coverage
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As a template for considering and planning the management of governance
issues the model allows an issue (Titled in the Domain box) to be defined
(Governance Topic box) and supported by linked information gathered and
retained in associated databases. Participants in dealing with the issue
identified are declared in the Mapping Space along with their coverage of
scope and tools, along with links to appropriate information. By taking this
harmonised approach governance issues may be handled, recorded and
used to assist in on-going governance through appropriate comparisons
and shared attributes.
Clearly, as far as the IoT is concerned the required tools for governance must
embrace the needs in respect of cooperation, policy, coordination, standards
and laws and regulations. So too in respect of scope and the need to
embrace exchange of services and products, use of common resources,
development of technologies, networks and services, and applications for
equitable, sustainable global development. Ideally, for a global legislator
for IoT, the organisation concerned should fill the mapping space. In the
absence of such an organisation the prospect may be seen for strong linkage
with the IETF and possibly with the WTO. These are essentially matters to
be decided by an IoT governance task force with appropriate international
representation.
Global Issues, IoT and Governance
Despite the considerable investments that have already been made in
Europe, there is still a significant degree of fussiness and fragmentation
associated with developments that are being viewed as ‘Internet of Things’
(IoT). Presently, there seems to be more emphasis on islands of application
and value propositions which may exhibit technological innovation and
demonstrate economic benefit but do little to contribute to a coherent
framework for standards and governance supported development of the
IoT. One worry is that disparate incidental developments of this kind could
also precipitate problems of interoperability and contention that could also
compromise the potential for contributory developments and lead to market
driven monopolies with unintended negative political, economic,
commercial and social effects (Santucci G 2011) . Governance may be
viewed as a vehicle for avoiding or mediating such problems, particularly
where specific areas of application have global significance.
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In considering the dimensions for supporting IoT governance in terms of
tools and coverage or scope it is useful to address the model presented by
MacLean in respect of legal quality of regulations (soft to hard law) and
the scope of international governance (narrow to broad) as depicted in the
following schematic. It is also useful for positioning organisations in respect
of these dimensions.
As a precursor for formalised IoT governance it is possible to consider
cooperation in relation to the full scope of governance. This should
commence by addressing issues of cooperation with respect to global
developments and with the aim of not only influencing organisations
depicted in the model but seeking to identify and influence other
organisations that will have impact upon IoT development and governance,
including the European Commission.
It is envisaged that future workshops on governance will see a move to
other aspects of scope, including:
Development of technology, networks, services in all countries
Use of common resources
Exchange of services & products between sovereign nations
Applications for equitable, sustainable global development
The ‘mapping’ space on this schematic simply depicts three organisations
and their relative coverage of the dimensional elements, with the World
Trade Organisation covering most of the governance tools in relation to
Co-operation
Policy
Co-ordination
Standards
Regulations
Law
Governance
Topic:
Description of
Governance issue
to be considered
Tool of
Governance
City Regional State
Trans-
national Global
Scope of
Governance
Governance Domain: Global issues - World Trade
World Trade
Organisation
(WTO)
Internet Engineering
Task Force (IETF)
ICANN
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exchange of services and products between sovereign states, whereas the
IETF covers policy coordination and standards with respect to broader
aspects of governance.
Viewed in respect to its most inclusive interaction with the physical world,
Internet and associated networked structures, the IoT can be seen to offer
significant opportunities for supporting a range of global developments, in
which governance can also be seen to have a strategic role to play. Notably
these areas of development include:
Securing Sustainable Food
Securing Sustainable Water Supplies
Healthcare, Nutrition and Wellbeing
Social Mediation, Capital and Persuasion
Energy Conservation, Production and Distribution
Sustainable Economy and Management of Resources
Sustainable Agriculture and Precision Integrated Farming
Climate Change and Environmental Protection
Disaster Prediction, Management and Prevention
Global Trade and Anti-counterfeiting
Law and Order and Forensics
Standards and Regulations
Data Protection and Privacy
The list is not exhaustive and while such topics may be viewed as potential
content for IoT Governance, with actual content to be determined by the
appropriate governing body, the argument may be levelled for
consideration and debate as a precursor to the realisation of IoT Governance
in practice and a useful source of opinion for a practicing Governance body
to address.
With this prospect in mind a series of area-specific workshops is proposed
that could bring together experts in the areas of application or issues
identified with experts in dealing with the principles and practice of
governance. While Standards and Regulations are seen as topics in this
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Consequently, it is seen as important that standardisation bodies are
appropriately represented in these workshops.
The aims of these workshops are:
Such groups may also constitute a group for stimulating research in areas
concerned and for contributing to annual events, such as conferences, on
IoT development and with particular reference to governance and, very
importantly contributing to the identification standardisation needs and
on-going development of standards.
Each workshop will be high profile, appropriately focused and supported
by informed documentation and leadership support in delivering target
outcomes in accordance with declared objectives.
Each workshop would require an incisive foundational document to be
drafted that distinguishes the importance of the subject or issue concerned,
the role that IoT is having or is expected to have and the role that
governance would play in strengthening its impact as a globally relevant
development.
Taking Food Security as an example the following summary provides insight
into the importance of food provision and distribution from a global
perspective, the importance of IoT and precision farming in addressing
these requirements, whilst also attending to the needs of energy
conservation, environmental protection and climate change.
To identify and bring into sharp relief issues of global significance
in which the IoT can be seen to offer a profound foundation for
development and in relation to which governance can also be seen
to have a strategic and highly beneficial role to play.
To deliver initial face-to-face workshops in which experts in IoT
development, governance and the subject or issue concerned are
brought together to facilitate a subject-specific platform for
supporting IoT governance needs and IoT development.
To deliver a workshop report that summarises the key elements and
recommendations in relation to IoT prospective governance in areas
concerned.
To establish through the workshop delivery a voluntary,
international group for ongoing considerations within the area
concerned and as a basis to advising an IoT Governance body on
governance issues once it is formed.

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Illustrative example of approach
IoT Governance in Securing Future
Food Production and Distribution
The world population is increasing rapidly. The Food and Agriculture
Organisation of the United Nations estimate that by 2050 the population
will have increased by 35% to a staggering 9.1 billion, compared with 6.7
billion in 2008 . The demands for food, including food proteins in the form
of meat , will rise accordingly. These increases in population and demands
for food pose major challenges for securing future food production. Added
to these challenges are challenges for considering environmental and global
climate change in relation to food production needs and issues of nutrition.
A recent study claims that:
The outcome of this study has formed the basis for a five-step global plan
that could double food production by 2050 while greatly reducing
environmental damage. The five steps presented in this global plan are:
1. Controlling the agricultural footprint
2. Improving the yields of existing farmland
3. More effective and efficient use of resources
4. Shifting diets away from meat
5. Reduction in food wastage
Improvements in conventional farming are required to reduce adverse
impact on the local and global environment, to achieve better efficiencies
per unit input of resource, to achieve better ecological (holistic)
21
22
23
24
“Increasing population and consumption are placing
unprecedented demands on agriculture and natural resources.
Today, approximately a billion people are chronically
malnourished while our agricultural systems are concurrently
degrading land, water, biodiversity and climate on a global
scale. To meet the world’s future food security and
sustainability needs, food production must grow substantially
while, at the same time, agriculture’s environmental footprint
must shrink dramatically .”

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management, and to find a better correspondence between food demands
and supply, both locally and globally. The advancement of precision farming
(PF) as a discipline for developing physical science-based tools and practices
that provide interventions to improve farm productivity is fundamental to
tackling these challenges.
Equally significant is the role that the Internet of Things (IoT) and
governance could play in meeting these challenges on a global basis,
particularly in respect of the five step approach, with perhaps a sixth dealing
with issues of distribution.
An international workshop would, in each case, place particular emphasis
on how the IoT could assist in meeting the challenges, the role that
governance could take in realising effective implementation and the need
for national and international standards in such developments:
Linking IoT Governance
to Smart City developments
An important manifestation of IoT development will be in the realisation
of ‘Smart’ cities. Such developments are inevitable, with growth in city
populations (with the tipping point in urbanisation being reached in 2009)
and developments already being seen through the roll out of broadband
to the community and applications exploiting mobile communications. To
exploit the digital capability to the full, bearing in mind too the continuingly
changing landscape for digital products and innovation, it is important to
take a strategic approach to the design and realization of smart city
infrastructure. It is also important to align such an inclusive model and
‘smart’ developments with a well-founded socio-economic and governance
paradigm for city development. Such a paradigm is to be found in the Hazel
model .
The Hazel report, which focused upon the infrastructure of megacities –
cities that account for a disproportionately high share of national economic
growth and generate a significant percentage of global gross domestic
product (GDP), was based upon a survey of 525 city leaders (politicians and
decision makers). It yielded a theory of city governance predicated upon
three commanding considerations; quality of life, economic prosperity, and
environmental protection.
25
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City Governance, through the Hazel report, was seen as the means of
balancing these three functional goals. Such a model has significant links
to infrastructural developments that exploit technology for achieving socio-
economic goals. Such a model may also be argued to have significance with
respect to smaller city complexes and city regions in providing a governing
oversight with respect to technological intervention with respect to
infrastructure, and its potential with respect to economic power, interlinking
with the global economy and attraction for investment. Technology can and
will impact on all aspects of city infrastructure and with outcomes
determined by the governance model.
In the drive towards smart digital cities there will be an inevitable social
backlash, pointing to the limitations and detrimental impact that such
change can engender. Where personal identification and data is concerned
there is often fear of the unknown. Appropriate design and protection
measures, derived under appropriate governance, can allay such fears.
Without such protection measures we would not now be exploiting the
ubiquity of smart cards and other carriers of personal identity and activities
such as on-line financial transactions; protection that will be enhanced as
further technological measures are introduced to combat identity theft.
Economic
Prosperity
Environmental
Protection
Quality of Life
Governance
Economic
Prosperity
Environmental
Protection
Quality of Life
Governance
Technology
and the
Infrastructure
Technology
and the
Infrastructure
Technology
and the
Infrastructure

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Putting aside for the moment the social issues, the concept for an inclusive
model for digital cities can be summarised in a framework that:
This ten point framework, along with a governance model, can form the
basis for positioning and considering open innovation proposals for future
IoT-enabled services in “smart” cities.
Distinguishes the various components of the physical city
infrastructure (buildings, roads, underground facilities and so forth)
on or in which digital technologies can be exploited to serve the
city complex and its organisational and social support components
of the infrastructure.
Distinguishes the communications and physical resourcing and
utility structures that support city life that can benefit from digital
intervention and innovation.
Distinguishes the infrastructure for security, surveillance and
emergency services.
Distinguishes communications infrastructure and public support
hubs, and very significantly the role and impact of Internet-enabled
services.
Distinguishes the various components of mobility within and
between city infrastructures that can benefit from digital
intervention and innovation.
Distinguishes the various components of city functionality and city
services that can benefit from digital intervention and innovation
Distinguishes the various dimensions of digital intervention for
identification, data and information exchange, location and
positioning, timing, sensing, actuation and control.
Distinguishes an extendable framework of technology drivers for
implementing digital developments.
Distinguishes a standardisation framework for facilitating the needs
for interoperability and scalability in city developments and inter-
city integration and communications.
Distinguishes a progressive strategic agenda for determining city
needs that could benefit from digital intervention and innovation,
including those of a socio-economic nature.

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The governance model seeks to assure that applications and services, be
they Internet-based, IoT-based or other provision, contribute to the
prosperity, protection and quality of life. By applying the model to the
considerations of Internet- or IoT-enabled services, confidence may be
gained in their relevance to city requirements and city acceptance, the
rationale being how a proposed service or services relate to the three areas
of governance concerned.
The Smart City governance framework seen below links to IoT governance
through national IoT governance supporting bodies.
To accommodate the wide ranging needs associated with an international
framework for governance that contrast and yet integrates with Internet
governance requires a careful staged approach to its formation. This staged
approach proposal, and the associated requirements for completing each
stage, are summarised as follows, together with the liaison and work
requirements to be undertaken to realise the objectives for each stage.
Economic
Prosperity
Environmental
Protection
Quality of Life
Governance
Technology
and the
Infrastructure
Technology
and the
Infrastructure
Technology
and the
Infrastructure
Cities IoT Governance Support Bodies (Embracing the Mega-City / Smart City Models)
National IoT Governance Support Bodies
International IoT Governance Body (Linking with Internet Governance)
Staged Approach to An International
Governance framework

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Preparation of IoT Statement of Purpose and Structure - These
statements are seen as forming an initial reference document for developing
international framework for IoT Governance, wherein the statements are
appropriately qualified to explain scope and meaning of any potentially
ambiguous terms that may be used.
Identification of an international IoT Governance Stakeholder
Group - Appropriate identification and representation of stakeholders are
important requirements for realising both an effective governance body
and a body to liaise with the Internet governing bodies. In terms of sector
representation the Working Group for Internet Governance (WGIG) identify
three stakeholder sectors:
The World Summit of the Information Society (WSIS) has indicated a slightly
different sector identification (implied in Article 49 of the WSIS declaration),
with the addition of a fourth sector embracing international organisations.
Here the sectors are recognized as:
Government - geared towards creating an environment for
encouraging developments in ICT and development, as appropriate,
of laws, regulations and standards, to foster the exchange of best
practices and engage in oversight functions.
Private sector – geared to promoting industry self-regulation and
the exchange of best practices, developing policy proposals,
guidelines and tools for policy makers and participation in national
law making and fostering of innovation through its own research
and development.
Civil society – geared to mobilizing and engaging in democratic and
policy processes, network building and consideration of other
views.
States - as agents for policy authority for Internet-related public
policy issues (including international aspects).
Private sector – geared to the development of the Internet, both
the technical and economic fields.
Civil society – geared to dealing with Internet matters, especially at
community level, intergovernmental organisations and the
coordination of Internet-related public policy issues.
International organisations – geared to the development of the
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For the purposes of IoT governance the four sector model, coupled with the
gearing identified in the WGIG delineation of stakeholders, may be
considered more appropriate, particularly if the scope of IoT development
embraces both Internet and Internet independent components as suggested
in a CASAGRAS2 discussion paper. The prospect may also be seen for
reformatting specific roles within these sectors. With significant corporate
developments being seen in large international organisations with respect
to ‘smart cities’, ‘smart planet’ and other smart-based developments there
are significant prospects for an Internet-parallel network-of-networks as part
of the IoT vision. This being so the role of the private sector and
international organisations will assume even greater prominence in IoT
governance.
Within the four-layer model for stakeholders the States and Civil Society
representatives will undoubtedly assume increasing importance in dealing
with physical world infrastructural matters and associated matters,
addressed earlier, concerning:
Implementation, maintenance and development of the IoT physical
world infrastructure.
Environmental disruption and impact associated with deployment
and maintenance of fixed position IoT object-connected devices,
systems and networks, and the end-of-life recycling or disposal of
devices, systems and networks; exacerbated by an expected
exponential growth in use of object-connected and other edge-
technology devices.
Environmental and societal impact of mobile devices and fixed in-
mobile devices and networks in transport structures.
Attendant implications of extensive populations of object-
connected and integrated system devices and networks with
respect to functionality, reliability, safety and responsible
deployment and use of such devices and networks.
Energy and materials conservation including the control and
recycling of object-connected e-waste.
Privacy (including corporate privacy) and security associated with
object-connected data or information contained in object-
connected devices and communications between object-connected
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As part of the requirements for identifying any of the stakeholders there is
a need to determine the responsibilities and accountability of stakeholders.
There are clearly some important issues concerning structure, roles,
responsibilities and accountabilities to be considered in formulating the
stakeholder group for IoT governance that need to be addressed within the
IERC Activity Chain and the international forum to be set up by IoT-i in
collaboration with CASAGRAS2. The physical world infrastructural matters
and associated matters listed above will not only require consideration from
a stakeholder standpoint, but also consideration as components of content
within the governance agenda.
Identification and recruitment of an International (or Global)
Legislator and Regional Legislators and the Governing Body -
While the term legislator has intrinsic legal implications, the prospective
roles of international and regional legislators may be proposed to have a
broader meaning in relation to governance and regulation. However, it must
be seen as an important component in establishing an international legal
framework. For an international development of the size envisaged for the
IoT the international legislative role will need to be an organisation that is
knowledgeable of IoT developments and Internet governance. This would
suggest an existing organisation rather than a new organisation, albeit that
the form and function of the IoT is not as yet completely defined.
Suggestions being proposed for the role of International Legislator
include the World Trade Organisation (WTO) and the Organisation for
Economic Co-operation and Development (OECD).
27
Security of infrastructure, applications and services, particularly in
relation to autonomous systems communications and functionality.
Functionality and performance demands in relation to physical
world interaction.
Standards and regulatory recognition and developments to
accommodate the broader based vision of the IoT.
Accommodation of Internet-independent network and
communication structures and prospects of new IP-independent
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However, the need can be seen for further research and consideration of
the International Legislative role, eligibility requirements and prospective
contenders. Similarly, the Regional Legislators, with consideration as to what
would constitute a regional entity, for example continental or by country.
In specifying the need for an International Legislator the question arises as
to its relation to the Governing Body. It seems logical that the organisation
providing the international legislative role should feature significantly in the
Governance process, along with regional legislators and Stakeholders. It
also raises questions of costs and funding formula for such a body.
The issues concerned here for international and regional legislators are such
that it requires informed expert attention to define roles and eligibility
requirements. Ideally it requires expertise that spans the technical,
governance and legal issues relating to the IoT. From a technical and
international standpoint the need can be seen for considering IERC Activity
Chain input to the derivation of roles and suggestions for fulfilling the
international and regional Legislator requirements. Suggestions may also
be presented for the formation of the Governing Body and the funding
strategy required to support its formation, functionality and sustainability.
Legislator/Stakeholder agreement on Regulatory approach - The
regulatory approach to IoT governance is seen as a matter for Legislator and
stakeholder agreement. However, in drawing upon collective wisdom on
governance, suggestions may be made for such an approach. Self-regulation
with subsidiarity (central authority or trans-governmental network having
subsidiary function in handling tasks or issues that cannot be handled by
the self-regulatory authority) is perhaps seen as a logical choice. A possible
alternative would be by international agreement, but would probably be
rejected in preference for self-regulation, because of the often protracted
nature and long time intervals for achieving and applying such agreements.
While the regulatory approach is a matter for agreement at the
Legislator/Stakeholder level suggestions may be provided to assist in this
process, Together the Legislators and Stakeholders, or representatives there
of, will form the principal part of the Governing Body for the IoT and as
such will implement the regulatory processes and procedures. The IERC
Activity Chain may assist in suggesting a regulatory approach, processes
and procedures along these lines and in so doing inject the necessary
expertise in IoT developmental matters.

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Rules for Governance - In looking at the rules for governance it is useful
to delineate:
Rules in this context are viewed as regulations or principles governing
conduct or procedure within a particular area of activity. In both cases the
specification of actual rules are seen as the responsibility of the governing
body. However, in considering the scope of such rules it is useful to consider
the model described above under tools for governance, based on that of
MacLean in respect of legal quality of regulations (soft to hard law) and
the scope of international governance. It is also useful for positioning
organisations in respect of these two determining dimensions.
Clearly, as far as the IoT is concerned the required tools for governance
must embrace the needs in respect of cooperation, policy, coordination,
standards and laws and regulations. So too in respect of scope and the
need to embrace exchange of services and products, use of common
resources, development of technologies, networks and services, and
applications for equitable, sustainable global development. Ideally, for a
global legislator for IoT, the organisation concerned should fill the mapping
space. In the absence of such an organisation the prospect may be seen for
strong linkage with the IETF and possibly with the WTO. These are
essentially matters to be decided by an IoT governance task force with
appropriate international representation.
Legislator/Stakeholder review and agreement on IoT Statement
of Structure and Purpose - With a Governing Body in place it will be
necessary to establish a frame of reference for IoT through the statements
of Purpose and Structure. It is therefore essential that these statements are
well founded, clearly and unambiguously stated and present the overall
vision of the IoT. They must also have a precision that assist the
development of an associated legal framework for underpinning
governance.
28
Those required for effecting governance within the governance
body and its affiliated links, in the case of IoT extending to grass-
roots national and city governance.
Those that relate to content and in particular to operational aspects
of governance and relating to structural matters.

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The IERC Activity Chain has a role in developing these statements as a
foundation for IoT governance. It may also be seen to require a multi-
disciplinary input to the development to ensure an appropriate balance of
technical and societal reach.
Legislator/Stakeholder agreement on an international legal
framework - There are many aspects to defining an international legal
framework for the IoT, including the basis upon which various governance
instruments are formulated. Parallels may be drawn with the legal aspects
of Internet Governance wherein attention may be directed to:
Soft Law may be seen as a useful vehicle for deriving instruments for
governance. While it refers to quasi-legal instruments, which are not legally
29
Legal issues per se, including cybercrime, intellectual property
rights, data protection, privacy rights, and consumer rights;
Legal mechanisms for addressing Internet governance issues,
including self-regulation, international treatise, and jurisdiction”
Cyberlaw vs Real Law – WSIS/WGIG discussions emphasise the need
to use existing national and international legal mechanisms for
regulating the Internet.
Global regulation – while desirable in many aspects, national and
regional regulations are assuming greater relevance.
Variable geometry approach to governance – recognising it as a
method of differentiated integration which acknowledges
differences within the integration structure and separation between
integration units.
Differences between International Public Law and International
Private law – recognising the significance of public law in the
context of Internet governance.
Harmonisation of National Laws – supporting the need for global
regulation, resulting in one set of equivalent rules at global level
Elements of International Public Law – that could be effectively
applied to Internet and IoT governance, including:
Treaties and conventions
Customary law
Soft law – frequently encountered in governance debate

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binding or otherwise somewhat "weaker" than the binding force of
traditional law, soft law is generally associated with international law and
used to assist in deriving:
Resolutions and Declarations
Statements, principles, codes of conduct, codes of practice often
found as part of framework treaties;
Action plans
Non-treaty obligations
Soft Law would also appear to have some additional benefits in formulating
international contributions to legal framework proposals, including:
Not legally binding – cannot be enforced through international
courts or other dispute resolution mechanisms
Contain principles and norms rather than specific rules – usually
found in international documents such as declarations, guidelines
and model laws
Used for building mutual confidence, stimulating progress,
introducing new legal and governmental mechanisms
Less formal approach, not requiring official commitment of states,
reducing potential policy risks
Flexible, enough to facilitate the testing of new approaches and
adjustment to rapid developments
Greater opportunity for multi-stakeholder approach than does an
international legal approach restricted to states and international
organisations
While these features may give some direction towards formulating an
international legal framework for IoT it has to be recognised that it is a
specialist legal task to complete such a framework. Ideally it requires
expertise that spans the technical, governance and legal issues relating to
the IoT. From a technical and international standpoint the need can be seen
for considering IERC Activity Chain input to the derivation of the legal
framework.
Legislator/Stakeholder Identification and positioning of trans-
governmental networks for IoT Governance and liaison with
Internet Governance Developers - In developing the IoT the prospect
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with dealing with IoT matters and promotion at the governmental level,
including input into governance. A role may therefore be seen for Legislators
and Stakeholders (or more formally the IoT Governing Body) identifying and
positioning trans-governmental networks for IoT in the strategy for IoT
governance.
The IERC Activity Chain may assist in helping to define the role and
networking capability of these trans-governmental networks.
Legislator/Stakeholder development and agreement on
governance content requirements - In considering the requirements
for IoT Governance and how it differs or could differ from Internet
governance, content is clearly a critical distinguishing factor requiring
careful attention to what is required. While it may be considered that
governance is more about the operation and usage of the network than its
structure, aspects of structure will naturally have a bearing upon governance
issues. Structural and operation issues are therefore important aspects of
governance content and may be usefully considered in relation to technical,
economic, institutional, policy and legal perspectives . The items of content
viewed in relation to technical, economic, institutional, policy and legal
perspectives provide the basis for a matrix approach to presenting and
considering content for governance. It is also dynamic in the sense that
content can be added and considered as appropriate to IoT developments.
Aspects of governance relating to structure will draw upon the items listed
above in respect of stakeholder considerations and include:
Physical world object-connected infrastructure for IoT, and
associated policy and provisions
Security policy and provisions
Safety policy and provisions
Energy conservation policy and provisions
Regulatory policy and provisions
Standardisation policy and provisions
Aspects of governance relating to operational and usage will include:
Physical world deployment, maintenance and usage of object-
connected technologies and associated policy and provisions
Accommodation of object-connected e-waste and recycling and
associated resource management
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Environmental disruption, impact and management policy and
provisions
Global Numbering issues and Resolver schemes for identification
and discovery
Social Capital, Privacy, Security and Identity management policy and
provisions
Ethical and user protection policy and provisions
Cyber-crime protection policy and provisions
Intellectual Property protection policy
Performance Indicators, rules and norms for IoT operation
Developmental policy
The matrix approach may be considered a useful tool for assisting
Legislators and Stakeholders in identifying and considering content for
governance and the IERC Activity Chain may assist in structuring an initial
matrix of content viewed in relation to technical, economic, institutional,
policy and legal perspectives.
Legislator/Stakeholder agreement on foundational substantive
principles for governance and governance procedures - In
determining the foundational substantive principles for IoT governance and
governance procedures it is clearly sensible to consider those being applied
for Internet governance. This aligns with the need identified above for
collaboration with Internet Governance developers. However, it is also
important to consider particular needs in relation to IoT structure and
functionality, and the very important issues concerning physical world
infrastructure for the IoT.
In recognising the importance of Internet governance in respect of principles
and procedures it is important from an IoT perspective to list, describe and
consider their significance in relation to IoT development and governance
requirements. This is a precursory activity that could be fulfilled within the
IERC Activity Chain to assist Legislators and Stakeholders in pursuing their
roles in governance.
Legislator/Stakeholder agreement on infrastructural requirements
and policy for on-going consideration - IoT infrastructure and
associated policy for on-going consideration of IoT infrastructural
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address robustness, availability, reliability, interoperability, transparency and
accountability. The technical nature of these requirements demands
appropriate technical support.
This is a further precursory activity that could be fulfilled within the IERC
Activity Chain to assist Legislators and Stakeholders in pursuing their roles
in governance.
Legislator/Stakeholder agreement on access to governance
procedures and liaison with Internet governance developers - In
recognising the Internet as one of the foundational imperatives for the IoT
it is essential that any Governing Body for the IoT liaises effectively with
organisations influencing Internet Governance. A number of such
organisations exist, with varying responsibilities for Internet development
and associated governance, including:
Internet Engineering Task Force (IETF)
Internet Architecture Board (IAB)
Internet Engineering Steering Group ((IESG)
Internet Society (ISOC)
Internet Corporation for Assigned Names and Numbers (ICANN)
Internet Research Task Force (IRTF)
Internet Commerce Association (ICA)
World Wide Web Consortium (W3C)
While not an exhaustive list it is representative of the significant effort and
areas of influence upon Internet governance.
The need may be seen for deriving a strategy and hierarchical approach to
implementing collaboration and cooperation for governance purposes. An
incisive study may be required to best determine the role of each of these
influential bodies and the best way to effect the collaborative role, ideally
in a synergistic way. The multi-disciplinary nature of these Internet groups
suggests the need for trans-project considerations within and across the
IERC Activity Chains.
Legislator/Stakeholder agreement and pursuance of governance
and legal agenda on governance requirements - The manner in which
governance is pursued and in which collaboration is achieved with Internet
governance bodies is an important consideration for which a strategic

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agenda is required. Each must be well founded from a legal perspective and
agreed from an international stakeholder standpoint. Again the need can
be seen for considering the approach that is adopted in pursuing Internet
governance. As far as the legal agenda is concerned that must be seen as a
specialist legal activity requiring appropriate legal expertise.
Deriving an account of Internet governance procedures may be considered
a further precursory activity that could be fulfilled within the IERC Activity
Chain to assist Legislators and Stakeholders in pursuing their roles in
governance.
Moving Forward with IoT Governance
While a framework has been specified for IoT governance this is only a
precursor to fully defining the role of IoT governance, its relation to Internet
governance and a roadmap to achieving a globally acceptable IoT. This
framework is to be supported with information to be derived from a
CASAGRAS2/IERC international survey on IoT Governance which will be
reported later in 2012.
The global nature and scope of IoT governance suggests the need for an
electronic or e-platform for supporting IoT governance. The European
Commission has promoted the use of e-governance as “basically the
application of Information and Communication Technology to the processes
of Government functioning in order to bring about ‘Simple, Moral,
Accountable, Responsive and Transparent (SMART) governance.” It is also
seen as a means of achieving “wider participation and deeper involvement
of citizens, institutions, civil society groups and the private sector in the
decision-making process of governance.
E-governance - Notable benefits of using e-governance include:
Ease of accommodating wide ranging issues of global significance
where the IoT has relevance and governance is required.
Ease of collaboration in respect of Internet governance.
Wide-ranging access to information and quality services for citizens,
including public consultation, bearing in mind the issues of digital
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Ease of achieving simplicity, efficiency and accountability in and
between governments and with respect to IoT stakeholders at large.
Ease of positioning citizens in IoT developments and associated
governance issues.
International Forum and Roadmap to IoT Governance
Establish international forum for IoT Governance
Facilitate an international survey on IoT Governance
Establish e-governance network
Implement the framework for IoT Governance and collaboration
with Internet Governance
Institute a programme on international workshops dealing with
global IoT-related issues and associated governance requirements.
Institute an international platform for Public Consultation.
Governance conclusion
Governance must be regarded as perhaps the most important international
collaborative requirement for the development and management of the IoT
if it is to realise its full potential and tackle many of the social and economic
vagaries and problems that are associated with the existing Internet and
those envisaged for the evolving IoT, including:
Many aspects of cyber crime and invasions of privacy and security
Many implications of physical interaction on the scales envisaged
for the IoT and in respect of issues such as environmental impact,
energy conservation and exploitation of natural resources
Many aspects of corporate and governmental impact upon IoT
development
Many aspects of social impact through smart objects, applications
and services
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Much of this relates to content for governance and its reach with respect
to global, interstate, national, regional, city, industry and even domestic
issues. The many aspects of physical interaction take the governance
requirements for the IoT well beyond those of the existing Internet, and are
truly dynamic in terms of the IoT deployment and accommodation of
change.
While much of the structure and rules for governance are well defined for
other areas of governance the need can be seen for further development of
tools to accommodate the dynamics of content and change relating to
physical world interaction, virtual world exploitation and the myriad of
issues concerning social interaction and enterprise.
The CASAGRAS2 initiative has touched upon these requirements and tools
to assist the governance processes in respect of content and change. It has
possibly gone as far as its brief and duration allows. The need is now seen
for the setting-up of an international body, linked to the Internet
governance bodies, which can move forward in a much more authoritative
manner to achieve an effective governance facility.
References
1. Object-connected technologies are those technologies that are embedded-in, attached-to,
accompany or interact to derive data or information concerning the object itself (image
capture, speech recognition and natural features, such as fibre patterns, for example), the
objects being tangible physical entities of any kind.
2. Internet Engineering Task Force (IETF – Mission statement – RFC3935, 2004)
3. FIArch Draft Document (2011) Fundamental Limitations of Current Internet and the path
to Future Internet.
4. Note: by referring to IP/IP-independent rather than Internet/Internet-independent
structure, structures and protocols, particularly at the physical edge (such as Ethernets), may
be considered that can form commonality between the two.
5. Cisco annual Visual Networking Index (VNI) suggests that Internet traffic will quadruple to
767 Exabytes (767 x 1018 bytes) by 2014.
6. Council of Europe (2009) Internet governance and critical internet resources, Media and
Information Society Division, Directorate General of Human Rights and Legal Affairs, Council
of Europe, April 2009.
7. Internet Engineering Task Force (IETF – Mission statement – RFC3935, 2004)
8. Rappa, M (2010) Managing the Digital Divide -
http://digitalenterprise.org/government/gov_text.html
9. Corwin, P (2011) – on behalf of the Internet Commerce Association, “The ICA Blasts The
Department of Commerce Letter to ICANN Committee: “May Mean the End of New gTLDs””
http://www.thedomains.com/2011/02/02/the-ica-blasts-the-department-of-commerce-letter-
to-icann-committee-may-mean-the-end-of-new-gtlds/
10. Ibid

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14. Weber, R H & Weber, R (2010), Internet of Things – Legal Perspectives, Springer
15. Wolfram, G et al, (2008) “The RFID Roadmap: The Next Steps for Europe”, Springer.
16. Ibid
17. Benhamou, B (2007) A European Governance Perspective on the Object Naming Service,
Proceedings of the Portuguese EU Presidency conference on RFID: The next step to The
Internet of Things.
18. Cited in Weber, R (2009), Shaping Internet Governance: Regulatory Challenges, Springer.
19. Santucci G 2011 – the Internet of Things; the way ahead in ‘Internet of Things – global
technological and societal trends’ (editors Ovidiu Vermasan and Peter Friess – River
Publishers).
21. Food and Agriculture Organisation of the United Nations – FAOSTAT – FAO Statistical
Database
22. ter Beck, V (2009) Optimising production efficiency is the key, Pig Progress vol 25,9, -6
23. Foley. J A et al., (2011) Solutions for a cultivated planet, Nature, 478, 337-342, Oct 2011
24. Foley, J A (2011) “Can we Feed the World and Sustain the Planet – A five-step global plan
could double food production by 2050 while greatly reducing environmental damage”,
Scientific American, November 2011.
25. United Nations report (2009)
26. Prof George Hazel report entitled “Megacity Challenges”, MRC McLean Hazel
Consultancy.
27. Weber, R H (2011, Accountability in the Internet of Things, Computer Law & Security
Review, (2011) 133-138.
29. Kurbalija, J Internet Governance and International Law in Reforming Internet
Governance: Perspectives from WGIG, 106-115
30. Kurbalija, J Internet Governance and International Law in Reforming Internet
Governance: Perspectives from WGIG, 106-115
Acknowledgements
Professor Furness wishes to acknowledge the many CASAGRAS2 and IERC discussions and
workshops that have contributed to the content presented in this chapter
Professor Furness is the Technical Coordinator of CASAGRAS2
anthony.furness@btconnect.com

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CASAGRAS2, a co-ordination and support action for global activities and
standardisation has been one of the key conduits for taking the EU
aspirations to the next steps in International collaboration. This project
identified a broad base for International co-operation with partners in Brazil,
India, China, Japan, Korea, Malaysia, Russia and the USA along with
Europeans and other IoT experts from various parts of the world.
CASAGRAS carried out fact-finding missions across Asia, South and North
America, Europe and into Africa and the Middle East. They organised
conferences and supported workshops, seminars and academic symposiums
from Medellin in Colombia to Wuxi in China and collected many snapshots
of IoT perceptions along the way.
We also asked a number of major multi-National commercial companies to
outline their own strategic agendas for the developing Internet of Things
including future prospects and challenges. You can read their views later in
this chapter
The one very clear outcome of our two year journey is that the Internet of
Things is definitely ‘on the move’ across the world!
‘The Internet of Things – Where is it Going?’
A GLOBAL OVERVIEW
This chapter focuses on brief reports from around the world. You
will read of different interpretations. Different challenges. The
differing views confirm the decision of the European Commission
to take a lead in supporting and developing a significant global
harmonisation programme through the ongoing activities of the
European IoT Research Cluster, the newly established International
IoT Forum and the European IoT Alliance.
The European Commission is playing a major role in addressing the
key issues relating to the development of the IoT. It has recognised
the need for authoritative, ongoing International co-operation in
respect of its agenda for taking the concept to reality.

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The rapid improvements in communication networks all over the world,
together with the explosion of ubiquitous devices, have paved the way to
the emergence of a novel paradigm that is the Internet of Things (IoT).
The basic idea of this concept is to enable new forms of interaction between
people and things, and between things themselves to reach common goals.
Various application domains ranging from Green-IT and energy efficiency
to logistics are already starting to benefit from IoT concept
(Coetzee & Eksteen).
This paper shows how far Africa is in the uptake of IoT Technologies.
If we look at the whole region, we might say that Africa is likely to be
slow in the uptake of IoT technology compared with European and other
developed countries, but if we scrutinize African countries separately
we find interesting success stories from Africa that show Government
awareness of the benefit of IoT to society, economy and environment.
The Tunisian Government, for example, has recently showed its strong
commitment to institutionalize a national Research-Development-
Innovation (RDI) program that responds to the evolving needs of ICT market
with respect of Tunisian context. The underlying program stresses three
priorities in terms of technologies and infrastructures: future network,
Internet of Things and Internet content and recommend the Smart City,
among four application domains. South Africa, also, has quickly recognized
the importance of IoT and demonstrated how IoT applications could impact
on energy conservation and load optimization, environmental control and
inclusion, information dissemination to society, etc.
In addition, various small-scale IoT initiatives across the African continent
have been proposed to respond to specific needs of African people.
For instance a Tanzanian logistics firm is currently employing an
RFID-based system to help assure the distribution of oil products to its
proper customers in East and Central Africa.
Africa
By Fahmi Chelly
AFRICA

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Nigeria has recently launched a product verification initiative, via RFID, in
an effort to secure the integrity of the drug supply chain and reduce the
counterfeiting of drugs.
It is expected that RFID adoption will be increased in the coming years and
supply chain management is expected, among the sectors, to increase
Africa’s demand for RFID applications. Additionally, wireless sensor
technologies have also brought effective solutions to healthcare, natural
disasters, and environment control – which are the major problems faced
in Africa.
For example, in Ethiopia a health application was developed to monitor
antiretroviral drug therapies for AIDS. A research group in Kenya developed
an application based on heat sensors to detect a fire and automatically
relays the information to a forest station through mobile phone technology
to limit fire disasters. A system to monitor water quality in Malawi is under
development at the Royal Institute of Technology in Sweden.
Although existing initiatives show that IoT offers green field opportunities
to Africa’s needs across all sectors (supply chain management, healthcare,
environment monitoring, etc.), the adoption of IoT technologies remains
very slow. Investigations on the barriers that hinder the adoption of IoT are
needed and the way to leverage from successful experiences should be also
considered.
Fahmi Chelly (Fahmi.Chelly@cert.mincom.tn)
www.cert.tn

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South Africa is entering an exciting period for
Internet of Things (IoT) activities.
Current State
Commercial vertical solutions without broader integration are being
planned and implemented. These include the Gauteng highway e-tag tolling
based on RFID, and planned initiatives with multi-nationals to ‘smart’
retrofit major South African cities.
Eskom, South Africa's public electricity utility, is developing technology
known as the ‘Utility Load Manager’, a residential load management system
that allows the utility to limit residential loads and to integrate end-use
consumption data with back-end systems.
Existing technology research in South Africa is providing important enabling
building blocks for IoT. These include: the South African Nano Technology
initiative and the associated National Centre for Nano-structured Materials;
the Sensor Science and Technology Group in the CSIR Materials Science
& Manufacturing unit, conducts research in smart structures and materials,
electro-optic sensing and imaging, and ultrasonics. The CSIR Meraka
Institute's Advanced Sensor Networks Group, with the University of Pretoria,
conducts research in wireless sensor network architectures and protocols.
The CSIR Meraka Institute's Earth Observation Science and Information
Technology Group has developed capability associated with Sensor Web
Enablement of Earth Observation Data Resources.
Recognition of the national importance of IoT led to a strategic intervention:
the formation of the Internet of Things Engineering Group (IoTEG) at the
CSIR Meraka Institute. IoTEG is positioned to leverage the mentioned
enabling building blocks with the aim of building a national IoT
competence.
IoTEG is researching middleware needed for large-scale IoT solutions.
The group has created an event-driven protocol-agnostic framework
(Beachcomber) that connects the physical world, and people, to cyberspace.
In this connected world, services make sense of received data and initiate
actions. Beachcomber has been applied in the natural environment (linking
South Africa
By Dr. Louis Coetzee
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carbon observation sensors to social media), built environment (creating
cyber presences for dams) as well as other demonstrators, including a smart
enabled office and a smart domestic environment aimed at improved
energy efficiency.
Local Drivers
IoT's uptake is driven by a national need to improve service delivery, increase
quality of life, and enable sustained economic growth. These needs were
highlighted by the South African Department of Science and Technology’s
National ICT RD&I Roadmap initiative. This roadmap has, amongst others,
identified ‘smart infrastructure’ (such as sensor and network technology)
as a mechanism for addressing environmental and resource sustainability
as well as asset management challenges.
National research capacity has been enhanced by two National Research
Foundation funded Sensor Networks research chairs being awarded to the
University of Pretoria.
The continued roll-out of broadband and enhanced mobile, and wireless
communications capability is creating a rich environment for IoT. Tertiary
education institutions are offering research topics associated with the IoT.
Local Inhibitors
Despite these activities inhibitors remain to the creation of an environment
conducive to IoT uptake. No national policies, nor governance models, exist
yet for the broad-based uptake of IoT. This, linked to constraints in data
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The costs associated with connectivity and technology, in general, are
significant inhibitors. Most significant though is the limited number of
skilled and experienced researchers and the lack of a well-defined human
capital development pipeline. Significant vertical solutions are planned or
being rolled out (e.g. the Gauteng RFID e-tag initiative), but no plans are in
place to utilise the investment by integrating these vertical solutions.
Prospects
Several prospects for large-scale IoT research, development and innovation
exist. South Africa is bidding to host the Square Kilometre Array (SKA),
the world's most powerful radio telescope. Through the SKA, large-scale
data science and associated skills in large databases and Cloud computing
will be main-streamed. This will have a positive knock-on effect for IoT
and IoT-related skills. The CSIR, through its drive to create more impact,
has embarked on national flagship initiatives in Health, Water and Safety
domains. These flagships are positioned as public-private-partnerships.
IoT has a significant role to play if these domains are approached from a
‘smart’ (instrumented, sense-making and controlled) perspective.
IoT in South Africa is in its infancy, but the potential is clear. Significant
existing capabilities, combined with a conducive and enabling context,
is positioning South Africa to be a major IoT role player in Africa
and beyond.
Beachcomber controls a kitchen environment to equalize energy load 4.
Total Current: 0.00 Average: 574.39 Max: 3.09
ID0 Fridge Current: 0.00 Average: 78.67 Max: 221.00
ID1 Geyser Current: 0.00 Average: 348.35 Max: 1.23
ID2 Coffee Current: 0.00 Average: 0.00 Max: 0.00
ID3 Microwave Current: 0.00 Average: 0.00 Max: 0.00
ID4 Kettle Current: 0.00 Average: 147.37 Max: 1.89
3.0 k
2.0 k
1.0 k
0.0
10:50 10:55 11:00 11:05 11:10 11:15
From 2012/01/30 10:43:53 To 2012/01/30 11:18:53
Floor 2 - electricity usage
Dr. Louis Coetzee (lcoetze1@csir.co.za)

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The Internet of Things (IoT) has become the important driving engine
of economic development in China. It is considered one of the emerging
industries and for three successive years it has been selected as one
of the top 10 key ICT words in China.
In 2011, China carried out a series of successful pilot and demonstration
applications in areas such as smart grid, intelligent transportation system,
food safety, and M2M.
Smart Grid. Intelligent power distribution networks are under construction
in 23 cities of China. Some 58 million intelligent electric meters have
been installed, and 38 million kw. wind power and 450 thousand kw.
solar power have been connected to the national Grid.
Smart Grid Application Scenario - Based on Fiber and PLC
Intelligent Transportation Systems. IoT was firstly used in the railway
system, and now begins to be used for applications in city transportation,
highways and water carriages. By the end of 2011, about 2,500 ETC
stations had been opened in 22 provinces, covering 80% of the length
of the express highways, with more than 2.2million ETC users. City
intelligent transportation has also become a key point of development
of ITS.
China
By Shirley Zhang
ASIA

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Food Safety. The Ministry of Commerce and Ministry of Finance invested
￥4 billion for a food tracing system covering 36 cities in 2011, to plan and
construct a central, provincial and city level tracing and management
platform.
M2M. There are about 16 million M2M terminals in China.
The Smart City has become an important opportunity for the
deployments of IoT applications in China. By the end of May 2011, eighteen
first-tier cities in China had formulated their detailed smart city plans, and
over 80% of the second-tier cities clearly stated their objective to develop
smart cities. Local Governments’ target, as a result of the smart city plan,
is to increase the sense of happiness of their citizens, by promoting IoT
applications in economic, civil life, government management, infrastructure
and cultural environments.
To support IoT development, the Chinese government has been paying
increasing attention to the IoT since 2009. National funding has been
available to support R&D of IoT via national programs such as the National
High-Tech Research and Development Program (863 Program), the National
Basic Research Program (973 Program), National Natural Science
Foundation of China, Science and Technology Mega Projects, etc.
Since 2011, the IoT Development Special Fund has been set up to support
IoT development, which includes technology R&D and industrialization,
standards research and formulation, application demo and popularization,
and a common service platform.

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Technology R&D and Industrialisation
67%
Application Demonstration
and Promotion
20%
Standard Research and Establishment
4%
Public Service
Platform
9%
In 2011, ￥500 million was made available. 67% of this funding was used
to support technology R&D and industrialization.
Distribution of Special Fundas in Project Categories
The standardisation of the IoT has been universally recognised as an
important subject in China. Chinese research bodies and enterprises are
actively engaged in the international standardisation process with various
bodies including ITU-T, ISO/IEC, 3GPP and ETSI. The national IoT
standardisation programmes are being driven by the China Communications
Standards Association (CCSA) TC10, China Standardization Working Group
on Sensor Networks (WGSN), and the RFID Standardization Working Group.
Industry sectors including power and transportation are cooperating with
relevant SDOs to develop IoT standards appropriate to their Industry needs.
To support long term development of IoT, the Ministry of Industry and
Information Technology (MIIT) has released China’s 12th Five-Year (2011-
2015) Plan for IoT at a national level. This will enhance the capability of core
technologies R&D, study and formulate key standards, set up and complete
the industry chain, and support nine major applications, which are
Intelligent Industry, Intelligent Agriculture, Intelligent Logistics, Intelligent
Transportation, Smart Grid, Intelligent Environmental Protection, Intelligent
Security, Intelligent Medical Treatment, Intelligent Home.
Shirley Zhang
zhangxueli@catr.cn

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The R&D of the IoT in
Japan: 2011 Perspective
By Chiaki Ishikawa
ASIA
Japan has led a number of the IoT experiments with both existing and
prototype systems. Some were reported in the 2011 IERC book. This article
focuses on subsequent developments including:
EIoTA MOU Signing
Comeback of RFID
Interest in Healthcare
ICT to Cope with Disaster: Great East Japan Earthquake
EIoTA MOU Signing
European IoT Alliance. A group of European organizations has signed an
agreement with Japan's YRP Ubiquitous Networking Laboratory (YRP UNL)
to promote technologies developed in Japan for the IoT such as
uID architecture
T-Kernel
The signing took place during the annual TRONSHOW in Tokyo. It was the
achievement of the year in the field of IoT R&D planning for the future and
you can read about the vision in Chapter 8.
Comeback of RFID
After the hyped expectations in the early 2000's, and the general lack of
visible progress in areas where people had predicted deployment, the
interest in RFID has surged back in the general business community.
The main reasons are
longer reading distance
smaller size
lower cost

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For example, at the 3rd T-Engine Forum Symposium "What Has Become of
RFID?" on 21 June, 2011 (http://www.t-engine.org/blog/2011/20110621-
sympo.html), Fujitsu reported four times longer reading distance, 30%
smaller size, and cost reductions of 75% between 2006 and 2010.
Such significant improvements of RFID tags, coupled with new tags that
can be washed and read off metallic surfaces, etc. have brought about new
applications. Another favorable factor is the maturity of backend devices
and support software and middleware.
Such interest has also raised interest in uID architecture that helps users to
use different types of tags across various applications.
Healthcare
Healthcare has attracted a lot of attention lately. Industry consortium such
as Continua has become very active in promoting healthcare devices at
home and elsewhere.
There is a movement of collecting and analyzing the data from these small
sensor devices in the cloud servers.
One issue is to identify each data coming from such devices. uID
architecture that assigns a unique code to objects and places has also
attracted attention from the implementers in the field.
Applications
Coping with Disaster
After the Great East Japan Earthquake on 11 March, 2011, the interest in
using ICT to cope with issues of relief and recovery during and after the
disasters has reached a hitherto unparalleled level in Japan.
YRP UNL had already undertaken its share of R&D in this field with its
industrial and academic partners.
Securing Communication Path after an Earthquake
Securing a communication path during and after a disaster when the
ground-based communication lines are all blacked out is very important in
the age of the IoT. No matter how many sensors you may have, if you can

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not read the sensor values, they are useless. Also, victims in the affected
areas want to obtain information quickly, and send out their whereabouts
to their loved ones. Hospital staff need to advise their requirements to the
outside world as quickly as possible.
Securing a communication path using a communication satellite and a very
small communication unit that you can plug into a mobile terminal called
Ubiquitous Communicator, has been tried and shown to work well.
Figure 1 - (left) Ubiquitous Communicator with satellite communication
unit, (right) Japan’s KIKU (ETS-VIII) satellite.
Although the experiment
had been formally
completed, the satellite
communication unit
aboard KIKU (ETS-VIII)
satellite was turned on
again after the
earthquake, and a
ground communication
unit was installed at the
city office of Ofunato to
establish the Internet
access until the ground-
based communication
was restored. It offered
valuable services. Japan
is now exploring wider
application possibilities. Figure 2 Usage Scenario in case of disasters

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Privacy and Security Issues during Emergency
Prototyping systems to use an IC-based security card for identification and
reporting of locations of the victims had been considered before the
earthquake.
Emergency situations pose a very interesting issue of "Privacy vs Needs to
Know."
Figure 3 - (left) People’s ID and whereabouts were recorded during an
evacuation exercise. (right) A manual input is possible on Ubiquitous
Communicator. Date shown, 1 September (9月1日) is a memorial day
of the Great Kanto Earthquake of 1923 that killed more than 100,000
people in Tokyo and Yokohama area. An evacuation drill is exercised
all over Japan on this day.
Usually people want to hide their identity and whereabouts from the
probing network. However, immediately after an emergency such as a big
earthquake, people may want to leave their identity and whereabouts to a
public database (with proper access control). This enables their family and
loved ones to learn the safety status more easily.
Figure 4 - (left) Shelter is identified by tags., (right) Collected data can be
monitored by make-shift relief desk in the field. (These photos are from
evacuation exercises)

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Checking the Structures along Expressway
Japan has performed UWB-based remote sensoring of large structures along
the expressway for structural stability. Quick assessment of such structural
stability will be very useful after an earthquake.
Figure 5 - Monitoring of structures along the expressway
using UWB tags and sensors
Smart Grid / Smart Metering
The earthquake shut down many electric power generating plants. Planned
rolling blackouts occurred as a result to avoid a large-scale unexpected
blackout. Electric power utility companies chose areas one by one and cut
off electricity supply to the area so that the overall grid would not be
overloaded.
This caused great problems for medical professionals: patients in many small
hospitals, and individuals who were resting at their homes using respirators
and other medical devices that rely on electricity, were put into danger.
In the long term, we may want to see more intelligent control of the power
grid. For example, by monitoring the electricity usage at device level, giving
priorities to the devices such as medical ones, and only shutting down non-
prioritized devices to avoid overloading the power grid in case of
emergency.

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In order to do so, we need to monitor the device level usage, collect such
data and make intelligent decisions. A Smart Meter concept will be useful.
We have been experimenting with such a set up in Japan for some time
now. The photo and the diagram shown are taken from a prototype in
Matsuyama.
Figure 6 - (left) Monitoring of electricity usage at home,
(right) Smart Meters in a room
Systems Used Daily
Aside from the R&D activities, especially the ones promoted for coping with
disasters, there are other systems which are used daily that are based on
the IoT. In our approach, we try to build an infrastructure that can be used
for both daily use and usage during and after a disaster. Most of the
location information systems explained below can be used to offer route
guidance to emergency shelters in case of fires and earthquakes.
Ueno Zoo Sightseeing Guidance System
At Ueno Zoo, visitors can monitor the unseen behaviour of animals, birds
and fish, and much more background information using a hand-held
terminal while they stroll inside. The service has proved very popular among
young visitors.

Figure 7 - A guide terminal at Ueno Zoo
Hama-rikyu Gardens Sightseeing Guide
A large Japanese garden in downtown Tokyo facing Tokyo Bay is an
interesting sightseeing spot for a visitor to Tokyo. A hand-held terminal will
guide you along the paths and explain the history of what you see in the
garden.
The use of radio markers and hand-held terminals has lessened the needs
of big billboards which would destroy the tranquil atmosphere of the
garden.
Figure 8 - Guidance in Hama-rikyū Gardens
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Chapter Seven
Observatory of the Tokyo Metropolitan
Government Building
The Tokyo Metropolitan Government has promoted the Tokyo Ubiquitous
Technology Project for the last several years, and uses the IoT for offering
sightseeing guidance on the observatory.
Figure 9 - Scenery from the observatory and the guide terminal
Tokyo Midtown Ubiquitous Art Tour
Tokyo Midtown, a large business-residential complex in Tokyo, has 500
ubiquitous markers on its premises and uses these to offer a guided tour
to objects of art placed inside and outside the buildings. The guide offers
the background of the objects of art, the movie of the objects being
created, and the interviews with the artists.
Figure 10 - Photo: Midtown Ubiquitous Art Tour

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Figure 12 - Smoke detectors are scanned to record
the installation place and date
Tokyo Ubiquitous Technology Project in Ginza
Ginza street has been tagged with radio markers, passive tags, etc. to offer
sightseeing guidance and guidance for people in wheelchairs.
Figure 11 - (left) Tag along Ginza street, (right) Reading it with a mobile
phone with NFC tag reader
Traceability Systems
There are many traceability systems in use today.
The photo shown is one from the Center for Better Living. They have issued
certification seals that are used to tag housing components that meet some
standards. For example, some smoke detector units used in homes now
carry such seals with an RFID tag inside so that the installer can easily record
the position and installation date. The service company can send the notice
of battery replacement if requested by the home owners.

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Figure 13 - Tracking drug bottles by RFID tags on the bottom
A pharmaceutical company has started tagging bottles of one of its drugs.
This has helped them in tracing the drug bottles for safety and production
quality monitoring.
Conclusion
The progress of the IoT research in Japan has been steady. A highlight has
been the signing of EIoTA MOU with UNL at the end of 2011. We hope this
paves the way for greater cooperation between EU and Japan in the field
of the IoT.
However, the sheer size and impact of the Great East Japan Earthquake on
11 March, 2011 did not leave the R&D of the IoT alone, and thus more
requests for the use of ICT, especially the IoT, for coping with the relief and
recovery during and after the disaster have been voiced and seriously
evaluated. The impact of the earthquake on the R&D atmosphere will be
felt for years to come.
References
For more examples and background, readers are encouraged to read the
last year’s IERC book [IERC2011], and the materials from uID Center,
especially the documents called Ubiquitous ID Technologies 2009 and
Ubiquitous ID Technologies 2011, both available from uID Center web site:
http://www.uidcenter.org/. (Click the lower-right yellow rectangle "More on
Ubiquitous ID Technology.")
ishikawa [chiaki.ishikawa@ubin.jp]

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Two Korean ministries have been involved in the promotion and deployment
of IoT visions, R/D activities and use cases in terms of RFID, USN (Ubiquitous
Sensor Network) and M2M (Machine-to-Machine) which are recognised
globally as the enabling technologies for IoT. Korea shares those views and
visions domestically. Thus every IoT-related development and deployment
in Korea has been carried out in terms of RFID, USN and M2M so far. The
new IoT keywords however, seem to be “ IoT for the future direction.”
[Vision of a Korean ministry for RFID/USN]
One of the two ministries is responsible for the manufacturing industries in
Korea. The visionary goal is to make RFID/USN penetrate everyday life of
people to deliver a better quality of living. Large demand areas of RFID were
identified: alcohol/liquor, medicine, food, apparel, home appliances, parcel
delivery, and car. Smart phones may be a ubiquitous terminal for reading
Korea
By Yong-Woon KIM
ASIA

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RFID tags everywhere. Regulations will be adjusted for a wider deployment
of RFID.
Even though sensors and corresponding automatic controls are popular and
their industry can live in a profitable eco system, USN services have become
more complicated and sophisticated by integrating various stakeholders and
the existing social infrastructure which have been established in public
domains and their industry feels it will take more time for its eco system to
become sustainable, resulting in a strategic issue.
In order to achieve those strategic goals, about twenty deployment projects
have been carried out via promotion associations: RFID-based production
and supply chain management in the car industry and medical industries;
RFID-based solar panel logistics system; hybrid-sensing based parcel delivery;
alcohol/liquor logistics system; RFID built-in cell phone-based consumer
information service zone; remote power transformer monitoring and control
system; distributed smart farming; smart ticket system for EXPO 2012
YEOSU KOREA; steel supply chain management.
[Vision of a Korean ministry for IoT/M2M]
NOTE – “IoT” in the vision diagram was made by translating Korean
keywords. “M2M” is used instead as English keywords.
Since the price of the RFID tag is critical to wide deployment,
this technical challenge will be tackled with a target price
of 0.03 US dollar in 2014.

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The second ministry is responsible for the telecommunication infrastructure
and relevant service provisioning. It may be said that the two ministries
have different views: bottom-up and top-down where some overlaps are
inevitable and negotiations and collaborations have been established.
The ministry has four goals:
Smart Korea;
Safe Korea;
Competitive Korea
Sustainable Korea.
Those visions have promoted various deployment projects exploited from
the following perspectives: Smart Korea via sensing and situational
intelligence; Safe Korea via sensing, personal security and care and disaster
management; and Sustainable Korea via sensing and environment
monitoring and management. The Competitive Korea vision will be realized
by technology innovations of relevant stakeholders such as manufacturers,
solution vendors, and service providers.
Example deployment projects are monitoring and maintaining public
facilities like water supply; urban information services such as local weather,
air quality, car traffic, public bus information, and nearby geographic
information; nation-wide meteorological observations; secure zone services
for children and women; and healthcare.
An application view of M2M-based healthcare
qkimqkim@gmail.com

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South East Asia
By Amir Sidek
ASIA
amir@custommedia.com.my
South East Asia is an increasingly integrated trade area of 600 million
people. ASEAN is the association of South East Asian Nations comprising
Brunei Darussalam, Cambodia, Indonesia, Laos, Malaysia, Myanmar (Burma),
Philippines, Singapore, Thailand and Vietnam. CASAGRAS2 partners were
guest speakers at the fourth co-operation forum on the Internet of Things
co-ordinated by the SEACOOP EU project in Vietnam last year. Participants
from across ASEAN agreed that the IoT goal for the region should be:-
‘IoT to stimulate new value-chains to achieve societal
and economical benefits in the Asean region’
It was felt that this goal should address all stake holders – business, citizens
and Government, for sustainable growth.
In terms of exploitation the following use cases were identified:
The ASEAN group were anxious to collaborate with the EU and hoped for
more regular visits from EU experts; improved e-communication on the
Internet of Things; accessibility to the IERC; and harmonisation of policies,
governance etc in the Global IoT domain.
Improving healthcare services e.g. patient pathway in Malaysia, IP-
based medical devices in Thailand, SMART workplace in Singapore
Disaster early warning and management – e.g. tsunami, flood
warning (dam monitoring) in Thailand, landslide warning (or slope
management) in Philippines and Malaysia.
Environmental control – CO2 emission, pollution control in schools,
pollution controls during de-forestation season.
SMART (or advanced) Agriculture – precision agriculture in
Malaysia, greenhouse monitoring in Thailand, environmental
monitoring in Brunei.
Capacity building due to IoT – Asean as a region for outsourcing
from EU (or the Rest of the World) as IoT evolves and becomes
ready for commercialisation.
ASEAN as an R & D partner – offering itself as a test-bed for the EU.

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Taiwan
Taiwan is well known globally for its ICT industry and manufactures more
than 50% of the world’s ICT products, including notebook computers,
motherboards, LCD monitors, PDAs, mobile phones, servers, tablets and
many others.
Since 2002, the Taiwan government has launched a series of ICT initiatives,
including e-Taiwan (digital Taiwan) and m-Taiwan (mobile Taiwan), which
has laid a good foundation.
Between 2006 and 2010, Taiwan launched a series of RFID pilot projects
under the u-Taiwan (u stands for ubiquitous) initiative to raise the interest
of various industries to venture into this fast growing area. These initiatives
were jointly supported by Taiwan’s device manufacturers, and the academic
and research organizations. The awareness of the potential values and
related research capacity were developed along the way.
In 2011, Taiwan's government launched another series of science and
technology projects under the i-Taiwan (intelligent Taiwan) initiative,
focusing on intelligent living. The key infrastructure and core technologies
of intelligent living are exactly the same as the Internet of Things.
In addition to the ICT industry, six emerging industries have been
highlighted —bio-tech, medical tourism, medical care, green energy and
refined agriculture—each has a strong relationship with IoT.
The two main practical government research arms, Institute for Information
Industry (III) and the Industrial Technology Research Institute (ITRI), for
software/services and hardware, respectively, have placed significant focus
on the IoT development. III has a number of projects focusing on Smart IOT
applications in Healthcare, care of the elderly, Medical Tourism, Smart Micro-
Grids, Smart Green Buildings, AMI, etc.
It is also implementing a common platform, called Smart System Services,
for building Smart IOT solutions based on the integration of big data
analytics, BPM, system engineering, cloud computing, sensor networks, etc.
By Ko-Yang Wang, Grace Lin & Shuo-Yan Chou
ASIA

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Since IoT implementation requires a much broader
scope of technologies from the industry side, Taiwan’s
hardware and software companies have formed several
alliances to collaboratively develop IoT solutions.
Broader but small-scaled adoptions of IoT solutions
have been increasing steadily in Taiwan. It is recognized,
however, that the mass adoption of IoT products and
solutions needs to be realized in a larger economic
entity such as China, EU, US or the global market. Some
Taiwanese companies are working with Chinese
partners to find a model to support further deployment
of IoT solutions in China. With the maturity of the
infrastructure and great local supply of hardware
products, Taiwan is well positioned to serve as a test
bed for many advanced IoT scenarios, for China as well
as for the EU.
Taiwan's academic community has been active in IoT
research. Integrated development projects for
intelligent living supported by the government can be
found in three universities. Other technical and business
scenario research can be found in various research
centers in universities. Major international firms such as
Intel and IBM have also established key research
cooperation with academic institutions in Taiwan.
sychou2@me.com

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Utilising IoT as a platform for creating a Smart Environment, the University
of Melbourne leads two new projects in collaboration with Arup, City of
Melbourne, University of South Australia, Queensland University of
Technology, Deakin University and others for a smart city testbed facility
spread across Melbourne, Adelaide and Brisbane, modelling the conditions
of a city-wide distribution of sensors and data collection applications. It
joins WSN expertise of the Intelligent Sensors, Sensor Networks and
Information Processing (ISSNIP) research network, and the cloud computing
of the CLOUDS Lab to deliver smart new ways of urban monitoring using
ubiquitous sensing and data analysis for city management and
sustainability, through the development of energy-efficient sensing, cloud
computing for sensor networks and high level analytics to detect and
interpret events.
Target applications include: noise and environmental monitoring; intelligent
transportation; and structural health monitoring. This integrates
participatory sensing, complementing work at the University of New South
Wales. The program links the Australian Urban Research Infrastructure
Network (AURIN) that supplies aggregated datasets and information
services for real time information sharing, as well as the UniMelb MUtopia
project, a GIS based visualisation platform for urban modelling.
Australian involvement in EU IoT initiatives includes the UniMelb-ISSNIP
team in the SmartSantander and IoT-i projects, as well as the
Commonwealth Scientific and Industrial Research Organisation (CSIRO) in
the OpenIoT project.
Australia
By Dr Slaven Marusic
AUSTRALIA
The realisation of IoT in Australia is gaining momentum with
initiatives across multiple domains providing platforms for
fundamental research; testbed and real world deployments;
industry participation; support infrastructure and consumer
uptake of emerging technologies.

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Infrastructure for enabling Internet of Things
With over 60% of Australians owning smart phones, the associated
telecommunications infrastructure is being enhanced with the rollout of 4G
LTE networks. Importantly, the infrastructure to underpin the IoT is being
rolled out as the government funded National Broadband Network (NBN)
to deliver high speed broadband to 100% of Australian premises (93% at
one gigabit per second). The Smart Grid-Smart City Initiative is establishing
a commercial scale NBN enabled smart grid demonstrator.
WSN Deployments
Australian IoT work continues from a strong platform of WSN research and
deployments from across Australia. Significant WSN deployments over the
past few years, undertaken primarily by Government entities and
Universities include:
Marine: The Australia wide Integrated Marine Observing System (IMOS)
with WSN deployments in the Great Barrier Reef Ocean Observing System
(GBROOS) is delivering real time scientific marine data to understand and
protect this critical ecological environment. The Smart Environmental
Monitoring and Analysis Technologies (SEMAT) project is investigating new
architectures for building and operating the marine sensor networks
including under water communication.
The system was deployed in Moreton Bay to measure the impacts of the
2010 Queensland floods.

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Rainforest: Similar WSN systems were deployed in the far north in
Queensland’s Daintree Rainforest as well as a hydrological observation
network in the Mitchell River catchment by James Cook University
researchers. The CSIRO has also deployed a WSN in Mt Springbrook to
monitor rainforest regeneration in addition to a deployment in the South
Esk River catchment in the north-east of Tasmania, in collaboration with the
Bureau of Meteorology and others.
Water management and agriculture: CSIRO and Seqwater developed
an integrated intelligent wireless sensor network to monitor Lake Wivenhoe
and its catchment that supplies the majority of south-east Queensland’s
drinking water. Efficient water management through sensor networks is also
being developed by UniMelb, Rubicon, National ICT Australia (NICTA) and
Uniwater for water information networks and irrigation control. At the same
time companies such as Observant are actively supplying WSN technology
to the agriculture sector for: irrigation, soil moisture and weather
monitoring for crop management; water management for livestock; urban
water usage metering; and managing environmental flows.
Urban Deployments: Urban IoT related deployments include WSN parking
meter systems, NFC payment systems in the retail sector, while public
transport systems are incorporating advanced functionality through
electronic ticketing systems, real-time scheduling and time-of-arrival
updates. Highway electronic tolling systems together with traffic monitoring
systems and congestion maps are forming the early instances of IoT enabled
intelligent transportation systems (ITS). The proliferation of consumer
products and household appliances such as Smart TVs (broadband enabled)
provide another medium for information access.
The State of Victoria is rolling out Zigbee enabled smart electricity meters
to all premises allowing remote metering, control, flexible tariffs and energy
usage feedback for consumers.
slaven@unimelb.edu.au

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Finland
By Prof. Heikki Ailisto
EUROPE
Finland is actively embracing the possibilities of the Internet
of Things. The strong competence in mobile and wireless
communication technology is seen as a valuable asset.
Current State
Finland has a strong technological background in wireless communication
technology due to the Nokia cluster and related academic research. This is
seen as a great advantage when entering the IoT age. Other strengths
include high competence in smart industrial machines and the energy sector,
which will both benefit from the applications of IoT.
The most significant commercial deployment of IoT technology in Finland
is the smart electricity metering project. All households and other consumers
will have remote readable meters by 2014. Already, a major number of
consumers have smart meters up and running. Other deployments are
related to intelligent traffic systems (ITS), such as roadside cameras and
weather monitoring. Future plans include an ITS corridor between Helsinki
and St Petersburg in Russia. Home security packages including surveillance
cameras and fire alarms with M2M capability are also selling well.
The Finnish R&D community has reacted to the rising importance of the IoT.
The national funding organisation launched a seven-year program on
ubiquitous computing and communications (Ubicom) in 2007. The program
created readiness also for M2M and IoT topics.
VTT Technical Research Center sees the IoT as an important research area
with significant impact and has favoured IoT related work for some time.
As a consequence VTT has taken an active role in building co-operation with
leading Japanese actors, such as UNL in the University of Tokyo. VTT is also
a founding member in the European IoT Alliance, which fosters co-operation
and advances such IoT technologies as uCode based unique identification
of objects and T-Kernel embedded OS.
Recently, national Public Private Partnership organisation Tivit, with the
support of Tekes, launched a four year IoT programme with an estimated
budget of ca. 60 M€. The program is driven by multinational companies

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Ericsson, Nokia, Renesas and Metso alongside a number of SMEs and
research partners. VTT is the largest research partner involved, others
include the University of Oulu, Aalto University and TUT. The program
includes work packages for business and applications research.
Future Prospects
The IoT will have a strong impact in various industries and society. What
exactly these impacts will be and which industries will change first is not
yet known, but some forecasting can be done. Since the deployment of the
IoT is driven by telcos and mobile communication equipment
manufacturing companies, it is likely that the first wave of IoT relies on
(mobile) telecommunication technology including M2M solutions using SIM
cards for identification and security and GSM, GPRS, 3G and 4G
technologies for communication infra. The telcos will have a significant role
in opening the market due to their large customer base and ability to
manage complicated billing systems. Major deployments are expected in
such fields as remote metering, security and safety applications, intelligent
traffic systems, retail and logistics, remote management of buildings and
facilities as well as intelligent machines. Helping the elderly to live
independently is seen as an important application area for the future.
Experience and competences in communication technology as well as a
strong base with certain industries gives the Finnish industry good position
in entering the IoT business.
The Finnish research community is active in national and European arenas.
VTT is not only a major partner in the national IoT program, but also very
active in the European IoT Alliance, the ARTEMIS PPP initiative, EU joint
research projects as well as in co-operation with Asian and American
partners.
Structural Health Monitoring Unit Energy efficient sensor module - VTT node
heikki.ailisto@vtt.fi

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Germany
By Eldor Walk
EUROPE
There are various German research activities regarding the Internet of Things
(IoT). Universities, research organizations, enterprises and public authorities
participate in projects elaborating the future use of IoT. These projects are
sponsored by federal ministries, industry organizations and even labour
unions.
Application orientation characterizes German IoT research activities.
Research projects especially focus on the development of scenarios, pilot
applications and first practice implementations, rather than on global and
more general questions, such as addressing schemes, inter-operability and
standardisation issues. Notably, applications in the field of production,
logistics and transport and the development of modelling and simulation
techniques and tools are the center of interest. However, as part of pan-
European IoT research teams German researchers also work on rather
general IoT questions, such as architecture and modelling approaches. For
example, there are six German partners participating in the IoT flagship
project IoT-Architecture and four German organizations working in the
European project IoT-Initiative.
There are four main categories of IoT activities in Germany:
1 Architecture approaches and models,
2 Application scenarios and pilots,
3 IoT enabling technologies and
4 Governance issues.
Architecture approaches and models
There are only a limited number of German activities in the field of
architecture and model development for the IoT. For instance, the University
of Bremen promotes the topic in cooperation with other European research
institutes. This year an edited book on ‘Architecting the Internet of Things’,

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was cooperatively published by the University of Bremen, the ETH Zurich
and the University of Cambridge. It provides a general concept for a future
architecture of the IoT. Definitions and frameworks are presented, research
demand is identified and practical guidance for researchers and
practitioners is derived.
The part project SmartOR (part of the superior AUTONOMICS project),
founded by the Federal Ministry of Economics and Technology (BMWi)) aims
at the development of communication and network architectures for
modularised and integrated operating theatres of the future. Here 14
partners work on the development of a demonstration platform for the
evaluation of technologies planned for 2013.
Application scenarios and pilots
Application-oriented research characterizes German IoT activities. Research
institutes and universities as well as companies and associations aim at the
development of business models, tools and strategies for future products
and services enabled by the IoT.
Within the scope of the AUTONOMICS project the BMWi funds the
development of a new generation of smart tools and systems that are able
to network via Internet, identify situations, adapt to changing operating
conditions and interact with users on their own.
With this initiative, the Ministry wants to promote research and
development activities to speed up the development and broader use of
ICT-based technologies and services along the whole supply chain to
enhance the autonomy of user systems. Sub-projects, such as AGILITA,
DyCoNet and AutoBauLog, are three examples for application-oriented
research activities funded in the scope of AUTONOMICS: AGILITA aims at
the development of a flexible and efficient materials flow system for use in
production in small and medium-sized enterprises (SMEs) The research aim
is to respond quickly to rapidly changing market situations and shrinking
product lifecycles by means of flexible production capacities. DyCoNet aims
at the development of new solutions to improve the general availability of
logistics data in dynamically changing and international supply networks.
The project aims to utilize technologies, such as GSM/UMTS and GPS, for
the transboundary networking of logistic objects. This allows the energy of
self-sufficient logisitic objects, such as containers, packages and documents

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to autonomously communicate with each other to create an autonomous
material flow. AutoBauLog aims at integrating building machines in large
civil engineering construction projects. The building machines are equipped
with sensors, communication devices and intelligent software to cooperate
with other ‘machine team members’ and to autonomously proceed to the
machine-based construction processes. As a result enabling
self-organisation allows building machines to respond to their current
situation, improves the machines’ utilization and thus, accelerates
construction projects.
Next to research activities German companies autonomously explore the
IoT. Companies build up the necessary knowhow and develop intelligent
products based on IoT usage. For many companies this means, that they
have to enter new markets and fields of activities. One example for German
corporate activities in the field of IoT is the German automotive supplier
Bosch. Bosch have invested more than ten million Euro in a software
company and currently seek other suitable ventures. Fostering the software
development for intelligent products was announced as the goal of these
activities. In future, Bosch plans to connect not only cars, but household
items, such as fridges to the internet. Bosch wants to do the programming
for these future products independently from other actors.
There are other companies that prepare their products for use in the IoT.
SAP in cooperation with the Deutsche Post; BMW with a freight container
that documents and communicates the inside temperature; Siemens is
exploring the development of machines, that autonomously create
maintenance orders.
IoT enabling technologies
Several German companies work on technologies that enable the vision of
IoT. In Germany there are several hardware providers offering RFID
technology (such as Feig Electronic, Phg, Reiner SCT), satellite technique
(such as OHB Systems AG) and sensors (such as Balluf, Siemens, Sick, Pepperl
+ Fuchs) with relevant market positions. Many of these companies
participate in or support other research projects.

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Governance Issues
Governance of the IoT is a topic that receives much attention. In Germany.
The BMWi as well as the Federal Ministry of Education and Research (BMBF)
have been working intensively on the topic for several years.
The ministries fund research projects and foster the industrialisation to
generate economic growth. The German ministries held several events with
a focus on the IoT, such as the regular cross-functional RFID-dialogue. In
2007, during the German EU Council Presidency, the conference ‘Internet
of Things’ was hosted. Here a paper on the ‘European Policy Outlook RFID’
was developed. This was the first time that a framework for European policy
for the IoT was defined.
In Germany, the Association for Automatic Identification, Data Gathering
and Mobile Data Communication (AIM) fosters the activities in the field of
IoT. Furthermore, the Informationsforum RFID (organization of German
RFID users and technology providers), BITKOM (Federal Association for
Information Technology, Telecommunications and New Media) and BITMI
(Federal Association for IT in medium sized companies) promote IoT issues
by providing information to industry, science and public institutions by
means of internet, events and publications.
The IoT was the main topic at the annual meeting of AIM in 2011 in Wildau.
The meaning of IoT for the future control of energy supply and the rising
meaning of data security were discussed by experts from industry, science
and policy. Further activities of AIM, member workshops on specific topics
are planned.
eldor.walk@feig.de

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The funded projects cover a wide range of topics including:
The MyHealthTrainer project will develop a business case for the
provision of free e-health and a fitness web/mobile application to
improve wellbeing.
IoT Enabled Converged and Open Services for Transport and
Logistics – demonstrating how the Internet of Things will enable
the Transport and Logistics sector to become increasingly smart.
Cross Domain IoT Interchange Broker. This brings together
stakeholders from the Telemedicine, Transport, Environmental
Monitoring and Energy sectors and examines as a case study how
data they hold individually can be securely shared to minimise
theeffects of a ‘severe weather episode’ on individuals, the utilities,
transport and wider UK economy.
Intelligent City Transportation – Infrastructure. The project will
undertake a preparatory study into issues relating to an Internet of
Things demonstrator in the area of Metropolitan Transport and
Traffic data.
United Kingdom
By Ian Smith
EUROPE
The Internet of Things is creating a great deal of discussion and
interest in the UK. The Government’s Technology Strategy Board
(TSB) is investing £500,000 in preparatory studies to develop
strategies for moving towards a converged and open application
and services market place in the Internet of Things. Following these
preparatory studies the TSB will invest up to £4 million in a
competition for a demonstrator which will address collaboratively
the convergence challenges and encourage the emergence of a
market place for applications and services in the UK.

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The TSB have also established a British Internet of Things Special Interest
Group which aims to provide a forum for the promotion of business ideas
and opportunities.
The SMART Identification Association is another active IoT player in the
UK. They have been the co-ordinators of both the CASAGRAS1 and
CASAGRAS2 EU FP7 projects and are founder members of the European
IoT Alliance. In September they will stage the ‘SMART IoT Summit’ at
Manchester United’s Old Trafford Conference Centre, a high profile
leading edge forum for researchers, PhD students, engineers and
practitioners from around the world to present state of the art
advances and innovations in the theoretical foundations, systems,
infrastructures, tools and applications for the IoT as well as identifying
emerging research topics which will help define its future.
(www.smart-iot.org)
Many leading British Academic Institutions and commercial organisations
are also playing an active part in a range of European projects.
ian@smartidentification.org
How Can SMART Home Data and Systems improve assisted living
services – exploring how the future internet will facilitate
convergence between home energy management, home security
and telecare and lifestyle monitoring services.
The SMART Streets project will explore in detail the potential for
connecting highway assets such as street furniture, road surfaces
and gullies to the Internet of Things.
Consumer Convergent Retail – exploring the convergence scenarios
with retail environments, stores and shopping centres.
Value Chain Analysis of the Internet of Things for the brewing
industry. Loss of empty containers is an annual £50 million problem
for the UK brewing industry with a lack of knowledge on where the
casks are and who are their rightful owners. To address this
problem a convergence of technological solutions and human
involvement is seeking to tag, track and recover casks.

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India
By Rajeev Prasad
& Balamuralidhar Purushothaman
Applications
Service Platforms
Gateway
Sensor/Devices
I3
I1
I2
Core Network
INDIA
The Global ICT Standardisation Forum for India (GISFI) has been set
up with a vision to be an ICT standards forum in India. It plans to
develop standards to meet the Indian requirements, as well as
contributing to the evolution of global standards. The Internet of
Things (IoT) is one of the many themes of focus for standardisation
in GISFI.
Focus
Internet of Things is an integrated part of the future Internet and envisaged
to provide a dynamic global network infrastructure with self-configuring
capabilities linking physical and virtual objects through the exploitation of
data capture and standard and inter-operable communication protocols.
The development of an IoT framework based on a reference architecture
(c.f. Figure 1) to enable systematic capture of requirements, identification
of gaps and a focussed proposal development for standardisation is in
progress. The reference architecture specifies the IoT architecture and its
associated interfaces aiming at an efficient end-to-end delivery of IoT
services. It is aimed to identify and specify key architectural components
and interfaces so that multiple stakeholders providing products and services
at different layers of the stack will be able to integrate and operate together.
Figure 1: IoT Reference Architecture

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rajeev.prasad@gisfi.org
The major focus is to develop reference architectures and specifications for
protocols & APIs for enabling IoT services which have potential for mass
deployment and impact in the country. Some of the use cases being
considered include personal health monitoring, agriculture, food supply
chain, smart metering, public safety, and transportation.
Challenges
There are several challenges arising out of India’s specific requirements
including (i) supporting scalable cost-effective IoT services to cater for the
geographical, cultural and socio economic diversity of India, (ii) supporting
non-uniform, unreliable infrastructure networks for IoT backhaul
connectivity, and (iii) supporting the large number of devices and
applications which have different capabilities and sophistication level (iv)
robustness against impact of high device density and dynamics on the
network infrastructure.
From a technology perspective related challenges include robust end-to-
end data transport, flexible but efficient data exchange protocols, energy
efficient communications, negotiable security and privacy and self
configuration.
Future Prospects
The formulation of the IoT framework based on the reference architecture
including a requirement and gap analysis with respect to specific vertical
applications is in progress. Furthermore the work plan is to progress
towards developing specific proposals and subsequently specifications for
addressing those gaps. A reference implementation of the defined IoT
framework is also part of our future plan.

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Russia
By Georgij Serebryakov
RUSSIA
1
2
Internet of Things in Russia
IoT is more a subject for “Items of News” and discussions in Russia
rather than part of the reality. Actually there are no projects
currently in Russia where smart tags interact with each other via
preset interfaces. However at same time since the RFID technology
is one of the basements of Internet of Things (IoT), and the RFID
technology is in use for many popular applications in Russia, then,
it can be concluded that IoT in Russia is establishing unavoidable
progress.
These applications of RFID in Russia are the usage of RFID chips for civil
passports, transportation tickets, medical cards, animal marks, vehicle
logistics, libraries, post offices etc. Some current projects can be classified
as a prototyping of elements of the future IoT. For example developing
systems for monitoring automobiles using satellites; developing store chains
having goods tagged with RFID.
At present there are three independent RFID manufacturers in Russia:
The first one is Galileo Nanotech established in partnership with the
Italian company Galileo Vacuum Systems SPA (a total project
cost: 43 mln. euro.), the share of Rusnano - 21 mln. euro. The
expected volume of manufacturing from this venture is expected to
be more than 1 billion tags a year.
The second project - RST-Invent has been established in
St.-Petersburg together with the Systematica Group of Companies.
The budget of the project will be 15 mln euro, including
investments from Rusnano in volume of 5 mln euro. It is expected

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that a new manufacturing plant will be placed in St.-Petersburg.
In 2015 its production capacity on labels PatchTag will be above
1.3 million pieces a year, and on labels iNano – nearby 160 million
pieces. Also the state corporation creates in St.-Petersburg a batch
production of devices and systems on the basis of acoustoelectric
and chemisorption assembles, including gauges of pressure and
deformation, assembling of radio-frequency identification (RFID),
high-frequency strip filters and gas alarms. The output of the
project on planned targets is expected in 2015.
JSC "Micron", located in Zelenograd near Moscow, is the
largest manufacturer of RFID-tickets and smart-cards in Russia
today. it is known under brand Sitronics and makes cards for the
Moscow underground on the basis of Mifare ICs.
RFID projects related to IoT
1. “Future Store” Ltd.
Rusnano, Sitronics and X5 Retail Group signed a partnership agreement for
a "Future Store" project in the middle of June 2011. The partners will invest
$13.5 mln during two years. Rusnano share will be $4 mln. The store will
be launched in 2014-2015. The project will take into account features of
radio frequency identification, such as the effect of radio waves
transmission through products containing liquids and metal surfaces or
materials. The problem raises the possibility of losing key benefits of RFID
technology in comparison to a bar code, such as the ability of group reading
(identification of all buyer's goods in the cart) and the ability to read the
product without the need for line of sight (when one covers the packaging
of another item). There are also difficulties with tags attached to the
packages. The group expect the technology of chipless tags, which is
currently being actively developed will provide the solution in the coming
years. Kovio recently received $15 million to develop new technology. Using
these tags, it will be possible to attach them to the package by a special
printer, and it can be done on a normal production line without the use of
expensive equipment
3

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Photos show President Dmitry Medvedev when he was buying goods
with RFID tag using the robotic cashier (RFID readers inside corps).
President Medvedev said that this was a very promising development
but it may have difficulties in the beginning because people trusted
live cashiesr more than the robotic ones.
2. Rusnano's project launches manufacturing
of new generation RFID tags
RUSNANO's project company "PCT-Invent" has launched its RFID tags (Radio
Frequency Identification). At the first stage, the company launched a family
of labels, tags, iNano, which includes BiblioTag, LogTag and DrugTag.
DrugTag is ideal for labeling of drugs in glass containers.
The BiblioTag is intended to delivery the tagging into library collections and
archives. This label, as well as LogTag, can also be used for tagging of items
in logistics and supply chain management. Because of the original designs
of antennas with high gain, these tags can read and write information over
long distances. By the end of this year, "PCT-Invent" plans to ship 10 million
RFID tags of iNano,'s family and by the end of 2013 to double
manufacturing capacity. The main applications of new tags of the project
company will remain warehouse and transportation logistics, retail, tagging
of libraries and archival collections, supply chain management.
The Russian origin of the chips has also significantly simplified their use in
the public sector, including law enforcement agencies. According to
specialists of the company, the development, launch and production of
domestic new-generation chips will enable "PCT-Invent" within the next 3-
5 years to take a significant share of the domestic market because of their

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high performance and lower cost to the domestic market. The total project
budget is 15 mln euros, including investment by RUSNANO in the amount
of 190 million rubles. In addition to the iNano's family of RFID tags, the
company also produces a versatile passive PatchTag RFID tags, which are
among the leaders in the range of registration.
3. R&D Projects for universal UWB RFID tags using
different types of modulation.
In our opinion, the existing RFID tags (UHF RFID Gen1, Gen2) cannot be
applied to implement the IoT idea because of the physical limitations and
weak power efficiency. So we have work under development for RFID
techniques using the advanced communication technologies. The new RFID
tags should have the following features:
Very low error probability
Multi frequencies performance
Excellent noise resistance
Extra low cost
Low power consumption.
To meet these requirements Research Institute Sitronics Labs has launched
a research project entitled “Development of new advanced RFID
technology” where OFDM and dynamically chaotic signals approaches to
RFID design are examined.
GSerebryakov@sitronics.com

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Brazil
By Jose Amazonas
SOUTH AMERICA
Introduction
Architecture approaches and models
Most of the applications in Brazil cannot be classified as typical IoT
applications. They are applications that use RFID for AIDC but don't access
the Internet to produce any action on the object or the environment. More
properly they should be called IoT-latent applications. The Brazilian market
is completely dominated by GS1 and its architecture is the most used. There
is a clear need to introduce the Brazilian market to alternatives by means of
workshops, courses and dissemination activities.
Naming and addressing schemes
Naming and addressing schemes are those defined by GS1. For military
applications it has been realised that GS1 naming schemes are insufficient
because there is a need to comply with NATO specifications.
As we are dealing with IoT-latent and islands of applications there is no
need to employ search and discovery mechanisms.
Since June 2010, when the CASAGRAS2 project was launched,
important changes have occurred in the Brazilian scenario. Many
of these changes have been driven by CASAGRAS2 with a number
of awareness raising activities around Brazil and beyond.
In this report we have included reports from a number of Brazilian
institutions. We invited researchers from Argentina, Colombia,
Chile, Peru, Venezuela, Panama and Mexico. We were only
successful with two contributions from Argentina. This is perhaps
indicative that whilst IoT is becoming more known in Brazil it is not
as widely known or adopted in these other countries.

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Governance issues and models
The University of São Paulo (USP) has launched the Innovation Olympic
Games and Prof. Maristela Basso has proposed the development of the
project Modelo De Reulamentação Jurídica e Gestão da internet das coisas
(IoT) - Model for IoT Juridic Regulation and Governance.
The document states in English
It is exactly at this point that Juridical and Social Sciences may provide their
contribution. Our intent is to offer a product that allows for the integration
of the technological advance with minimal ethical patterns of social
coexistence and, in addition to respect a citizen’s guarantees and
fundamental rights, in a concentrated or diffused way.
We may say that, in this case, Brazil is taking the lead because such a project
is very practical leaving behind empty discussions and moving towards the
development of a real framework of governance.
It is important to emphasize that CASAGRAS2 has been the driving engine
of the project that says:
Also for this reason we have associated to the CASAGRAS2 work that, in
Brazil, is coordinated by Prof. José Amazonas and Escola Politécnica of USP,
providing juridical consultancy and advice.
Inter-operability issues
The company Perception is a partner in the Probe-IT FP7 project. One of the
tasks assigned to this company is to prepare an IoT interoperability event
in Brazil in the beginning of 2013. It is also worth noting that HP has a RFID
laboratory that is used in certification processes and CPqD-Telebras has a
RFID conformance test laboratory.
Privacy and security issues
This is a topic that provokes great interest and concern in Brazil. A
conference on Data Privacy and Security was organized in October 2011 by
the CGI (Comitê Gestor da Internet - Internet Steering Committee) to deal

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with the theme. The Science and Technology Commission of OAB-SP
(Organização dos Advogados do Brasil - Lawyers Organization of Brazil) is
establishing a study group to lead the discussions. It is expected that this
group will be coordinated by CASAGRAS2.
Application scenarios and pilots
The 2nd Brazilian Conference on RFID and IoT was held in October 2011
attracting around 200 participants. Most recent developments were
presented (see www.congressorfid.com.br). All applications are IoT-latent
and no real IoT application has been developed so far. Those presented
included:
Standardisation/pre-regulatory research
It is recognized as an important topic but the participation in regulatory
bodies is seen as very expensive. So the companies adopt a position of long
distance watchers. I am not aware of any standardisation and pre-regulatory
research being done in Brazil besides the GS1 activities.
1. control of clothes for the fashion industry;
2. control of the Aeronautic uniforms sold at their own stores;
3. parachutes life cycle control;
4. insertion of intelligence in the medical procedures;
5. national system of vehicle identification;
6. insertion of intelligence in industrial fixers that are used in oil
extraction platforms;
7. intelligent Abadá as a tool for marketing, access control and
means of micro-payments. Abadá is the garment used by people
during the carnival in Salvador-Bahia.
8. trace and tracking in forests;
9. inventory control in hospitals;
10. control of juridical documents;
11. RFID identification and management of children in schools;
12. automatic identification and control of athletes in outdoor
competitions

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1. identification of barriers that prevent a faster adoption of the
IoT technology in Brazil;
2. definition of concrete measures that should be taken to leverage
the development of IoT applications and services;
3. IoT dissemination and education.
4.The main platform of the forum is its website:
www.iotbrasil.com.br.
IoT enabling technologies
CEITEC, the state owned semiconductor company in Brazil, has developed
a first RFID chip that will go into commercial production in the coming
months.
Cognitive technologies for IoT
There is a new project about IoT based energy efficiency for public buildings
that is being submitted for funding that will use cognitive technologies.
Brazilian Competitiveness in IoT Forum
On April 9th, 2012 the Brazilian Competitiveness in IoT Forum was
launched. It includes participants from different segments: private
companies, academia, funding agencies and government. Main objectives:
Contributions from other institutions
Mr. Paulo Jarbas Junior has more than 10 years experience in RFID-
related applications development and deployment. Presently he is
an independent consultant and owner of the company
"Relacionamento Professional".
In general the Internet of Things is the extension of the Internet to the
physical world in which it becomes possible to interact between objects
and autonomous communication. There is great interest due to the
potential that this concept can be applied in building new business models.
It is revolution technological that represents the future of computing and
communications, whose development depends on the technical innovation
of wireless sensors and nanotechnology. Advances related to
miniaturization and nanotechnology mean that small objects will have the

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ability to interact and connect. Our country awakens to issues related to
developments in science and technology initiatives especially in
nanotechnology field.
The benefits of integrated information between industrial products and
objects are possible from sensors that detect physical changes. These
transform static objects to dynamic, combining the intelligence environment
and stimulating innovations products and new services. RFID technology is
one of the most promising in this regard. In the Brazilian market, these
systems are being used in several projects. The main market segments that
are using RFID technology in Brazil, with our solutions are:
Industry - focus on productivity solutions,
Logistics - focus on track, trace and mobility,
Professional Services - focus on quality assurance to solution
provider customer services,
Entertainment - focus on innovation and integrated
consumer experiences,
Consumer goods - traditional use of RFID technology in the
supply chain,
There are initiatives highlighted in the health, education and security,
combining other technologies to special projects with high added value.
The main challenges are related to infrastructure, security, applications and
services, particularly in relation to communications autonomous systems
where the current Internet resources are inadequate.
The social impact of the use of mobile devices connected to networks,
integrated systems management suggest new challenges related to issues
addressed by the semantic web from the responsible use of resources and
knowledge about the Internet of Things. Reflections on ethics and
sustainability can give legitimacy and bring the concepts being developed
by IoT to reality.
Electrical Engineering Department of the Catholic University – PUCRS – Porto
Alegre –Brazil. The research group is coordinated by Dr. Rubem Dutra
Ribeiro Fagundes. This research group is a reference in Brazil for the
development of e-health pervasive computing applications.

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MOSAIC (Modular Event-based System for
Pervasive Computing in HealthCare Environments).
Focus - MOSAIC is an R&D project whose goal is the development of a
modular event-based system for pervasive computing in healthcare
environments. The project is a fusion of Information and Communication
Technology (ICT) research areas, working from middleware systems and
software frameworks (to process complex event data in RFID applications)
to autonomous models and platforms (HW/SW) for data integration and
device management in pervasive and heterogeneous environments. This
technological fusion is based on two computational model approaches that
determine different levels of abstraction in the structure of the system
architecture.
Challenges - The emergence of new computing niches and market trends
(IoT, WoT and Next Generation Internet) and advances in the maturity of
related technologies and business processes in pervasive environments are
issues that influence the motivation of this project.
The challenges are addressed to the following functional requirements:
Mitigate existing gaps in the specification standards of the
EPCglobal for both middleware systems specifications and services
specifications for data sharing between different business
organizations;
Adaptive system support for dynamic configuration of system
modules (e.g. data management and integration capabilities)
according to application business rules;
Collaborative support for system scalability in terms of complex
event processing and business events integration;
Pervasive system platforms (HW/SW) able to integrate and manage
healthcare devices as well as to provide pervasive networked
services;
Pervasive services for a better integration of business processes
between hospitals, health stations, houses and ambulances;
Pervasive services for different levels of data enrichment ensuring
each system abstraction layer aggregates some kind of information
used to trigger specific rules in the diffused logic.

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Future Prospects
The research directions cover the following topics:
Present research describes a model for the process of replenishment of HP
Ink Cartridge integrated with internet of things
Future supply chains will need an element to serve as a connection between
the physical parts of this process, and virtual entities to improve agility in
supply chains. In other words, the structure of supply chains in general must
evolve in order to improve the participation of each stakeholder. Stevens
already expected in 1989 that a transition from traditional to integrated
supply chains is necessary (Figure 1).
Flextronics Institute of Technology and HP do Brasil - The
Flextronics Institute of Technology and HP do Brasil have a very close
relationship. They run the RFID Center of Excellence (COE). The
contribution has been sent by Samuel Bloch da Silva in the format
of a case study about Integrated HP Supply Chain Model in the
Internet of Things.
Fusion of RFID, WSN and ubiquitous/pervasive middleware systems
to handle pervasive application requirements;
Fusion of Semantic Web for device integration (e.g. pattern of
services and resources) and extensions of EPCIS standards based on
SSN/WC3 and Domain Ontologies for information
contextualization;
Complex Event Processing (CEP) techniques for systems integration
in event-based systems (e.g. Stream Processing Engines or Rule-
based Engines);
Internet of Things (IoT) and Web of Things (WoT) approaches
aiming at devices interconnectivity (IPv4/IPv6) through real-time
and lightweight embedded approaches (e.g. RESTful principles,
smart gateways, server push and notification technologies, WS-*
and Web standards;
Use of embedded systems virtualization techniques to improve
both complex functionality in real-time and resource constrained
devices, privacy and security as well as heterogeneity of
connectivity.

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2
3
As shown in Figure 1, Stevens suggests a
vision where improved information
sharing eliminates unnecessary
intermediate stocks. This present case
study proposes a model to improve the
level of integration in a supply chain
scenario for HP Ink Cartridge, where the
products are identified by RFID
technology and information sharing
through internet.
1 Statement of the Problem
Based on the design of traditional supply chains suggested by Stevens in
Figure 1, we created a generic model to characterize the current HP supply
chain process (Figure 2):
1.2 Fig. 2. - Traditional Replenishment Process in the HP Supply Chain
The model shown in Figure 2, characterizes the problem to be analysed,
especially in regard to costs of the low efficacy presented by traditional
models.
Christopher also suggests that supply chains of the future will need to be
"orchestrated" in a network that creates value to end customers. This means
that systems and processes need to be developed to consider the perception
of consumers for products. In the same way Uckelmann et al believes “the
automatic identification of things and improved data handling capabilities
allow individual product identification where we have previously been
limited to types of products or batch identification”. On the other hand,
we’ll need different human interfaces to release the full potential in the
forefront to exploit the business opportunities. In this case, Ink Cartridges
will be worked over the “internet of things” to run the replenishment
process over the HP supply chain . This will mean that thousands of points
1
1.1 Fig. 1. Traditional vs. Integrated
Supply Chains (adapted from
1

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4
Fig. 3 – Replenishment Model for HP Ink
Cartridge (adapted from )
of sale will be able to automatically send replenishment orders. In this case
ink cartridges will bridge the gap between information technology and
objects thus information transparency.
2 Proposed Solution
The goal is to propose a model for automatic replenishment of HP Ink
Cartridge at the point of sale (Supply Agent), shown in the Figure 3:
In this model, RFID technology on the ink cartridge can confer behavior to
increase interconnectedness of electronic devices using a common
information infrastructure. In addition, the proposed solution provides
feedback to the high-level systems about adjustments necessary by the
realities of more detailed operations. This new model is the inspiration for
uncovering new ways to improve the operations on this manufacturer.
References
1. Stevens, G. C.: Integrating the Supply Chain. Int J Phys Distrib, 19(8), 3--8 (1989)
2. CHRISTOPHER, M. Logística e Gerenciamento da Cadeia de Suprimentos – Criando Redes que Agregam
Valor. Ed Cengace Learning, 2009.
3. UCKELMANN,D. , HARRISON, M. , MICHAHELLES, F. . Architecting the Internet of Things. Springer. 2011
4. SILVA, S. B.; SILVA, I. B. ; VILLAR, R. S. G. . Desenvolvimento de um Modelo Teórico de Ressuprimento
baseado em Agentes de Suprimentos, RFID e Lean Manufacturing Estudo de Caso: Cartuchos de Tintas HP.
X Simpósio Brasileiro de Automação Inteligente. São João del Rey. MG. 2011
joserobertoamazonas@gmail.com

Argentina
Universidad Nacional de La Plata (UNLP)
SOUTH AMERICA
Eduardo Sosa's PhD thesis in Informatic Sciences at the Informatic School
of the Universidad Nacional de Plata entitled "Contribution to the
establishment of a global network of interconnected wireless sensors" is
presented. It has been supervised by Stefan Luebeck and co-supervised by
Javier Díaz. It was presented in June 2011 and got a grade 10/10.
RELATED PROJECTS
The project "Towards a global network of interconnected sensors. An
Argentine-German experimental test", within the realm of the Scientific-
Technologic Cooperation Program between the Ministry of Science,
Technology and Productive Innovation of Republic of Argentina (MINCYT)
and the Bundesministerium für Bildung und Forschung (BMBF) of Germany.
Plans are underway to organize an IoT event in the university this year and
to build a sensor testbed to enable experimentation and integration with
existing testbeds in Europe.
As far as RFID technology developments are concerned we are evaluating
alternatives to provide technological consulting services requested by the
government of the Buenos Aires province.
In respect of the integration of mobile systems, GPS, SMS, Internet, with
sensors (in the future) and information systems we are starting to develop
an information system for the city of La Plata.
Finally we are joining a project of SOLAR energy generation, and its
integration with the electrical energy distribution network. We are
evaluating how it could be possible to integrate it with the information and
monitoring system.
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The Universidad Nacional de La Plata has experience in ad-hoc and
wireless sensor networks and is working in several IoT-related
activities. The information has been provided by Prof. Javier Díaz.
The contribution was received in Spanish and has been translated
into English

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Universidad Tecnológica Nacional (UTN), Argentina. The research group at
UTN since 2004 focus on data networks and embedded systems. The
information has been provided by Prof. Gustavo Mercado, the Research
Coordinator.
The gridTICs (Grupo de I&D en Tecnologías de la Información y las
Comunicaciones - Information and Communications Technologies R&D
Group) is a group approved by the UTN (Universidad Tecnológica Nacional).
Since 2004, our topics of interest are Data Networks, Embedded Systems
and Software Quality. We are seven researchers and teachers, five
researchers, four postgraduate students and several fellows’ students. The
group is located in the FRM (Facultad Regional Mendoza - Mendoza
Regional School) of the UTN, in Mendoza Argentina.
RESEARCH AND DEVELOPMENT PROJECTS
LIVRES Analysis and evaluation of relevant features of wireless sensor
networks applied to the management and sensing of precision agriculture
SIPIA Net: Wireless Sensor Network for Agronomical Research Involved
Institutions: gridTICS UTN FRM
Optimization of irrigation systems using wireless sensor networks
Involved Institutions: INTA Mendoza – gridTICS UTN FRM
Integration of photovoltaic generation in the distribution system of
electricity within the city of Mendoza. Involved Institutions: Departments of
Electronics and Electromechanical Engineering UTN-FRM, CLIOPE and
GridTics
Doctoral work in progress:
"Design of machine learning techniques applied to environmental
characterization of the Andean Basin" Involved Institutions: IANIGLA
Conicet Mendoza - GridTICS – UTN FRM National University of
Technology
“Analysis and design of algorithms in low power networks applied
to extreme conditions in the Patagonian Andes Mountain”
Involved Institutions: IANIGLA Conicet Mendoza
- GridTICS–UTN FRM

U.S.A
By Steve Halliday
NORTH AMERICA
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The Internet of Things is gathering momentum all over the world,
and the United States of America is no different. Unlike other
countries, there has been no government intervention with the
availability of funds or incentives to get companies involved in the
technologies that are involved. This has not prevented the
increased involvement in the IoT, especially by the larger companies.
As an example of the companies and their efforts in the IoT we can
look at:
Cisco Cisco is known by many people as the connectivity company that
provides their computer networking capabilities. This insight into the
networking of computers seems to have led Cisco to see the IoT as a natural
progression. Their blog at http://blogs.cisco.com/tag/iot/ talks about some
of the issues that they see in the connected world. The white paper on how
the next evolution of the Internet is changing everything
(http://www.cisco.com /web/about/ac79/iot/index.html) talks about the need
for a “network of networks” and the evolution of the use of the internet
into something more than just an email and research. They suggest that the
IoT is the first real evolution of the internet. The Cisco view of the IoT is at
http://blogs.cisco.com/news/the-internet-of-things-infographic/ .The blog
entry at http://blogs.cisco.com/sp/moving-beyond-the-internet-of-things-in-
2012/ shows the areas of involvement that Cisco has.
IBM The computer giant has been involved with the IoT longer than
most. They have an openly stated goal to produce a completely new world-
wide web, one comprised of the messages that digitally empowered devices
would send to one another. The video shown at http://www.youtube.com
/watch?v=sfEbMV295Kk details the IBM thoughts on the IoT and the
growth of the IoT. Many are familiar with the IBM Smarter Planet catch
phrase and the Smart Home and Smart Grid projects that IBM are involved
with. In January 2010 IBM CEO Sam Palmisano gave a speech in London
where he stated that IBM had already developed 1,200 “smarter solutions”
(http://www.ibm.com/smarterplanet/us/en/events/sustainable_develop
men/12jan2010/).

HP Another computer giant Hewlett Packard is investigating
sensor networks and how they can be brought together in networks to
enable the IoT. The CeNSE (Central Nervous System for the Earth) project
has been a key factor in understanding how we can look at the world in
different ways – explained here (http://h20621.www2.hp.com/video-
gallery/us/en/corporate/environmental-sustainability/1283818680001/
cense-sustainable-brands-keynote/ video/ ?jumpid=reg_r1002_usen). HP
have partnered with Shell to look at the applications of sensors to the
petroleum industry.
Google The internet search giant operated PowerMeter, an
online tool that allows users to view and manage their electricity usage
(http://www.google.com /powermeter/about/). Although this was closed
down in late 2011, the results from the work showed the importance of
access to energy data. Today Google X is the location of many Google
projects that are based around the IoT (http://www.washingtonpost.com
/business/technology/what-is-google-x/2011/11/14/gIQAfR06KN_ story.
html).
IPSO Alliance Based in Colorado Springs CO, USA the Alliance’s mission
is to establish the Internet Protocol as the network for the connection of
Smart Objects by providing coordinated marketing efforts available to the
general public (http://www.ipso-alliance.org/). Currently with over 50
members from around the world, this organization is looking for ways to
promote IoT.
USNAP Alliance Another US based organization, the USNAP Alliance
(Universal Smart Network Access Port), is looking at ways to create
connectivity standards for the Home Area Networking to link with smart
meters (http://www.usnap.org). With 40 members (including Google and
GE), this organization has created a specification which supports many
communication technologies.The above list is just a brief snapshot of the
work underway in the USA regarding the IoT. While the US may not have
received the governmental grants and press coverage that other countries
have seen, the impetus is no slower and work is progressing towards the
ultimate connected goal.
steve@hightechaid.com
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Overview of current IoT work and
toward the Future IoT
By Ryo Imura, PhD, Hitachi Systems, Ltd.
Furthermore IoT has a huge impact upon the daily lives of people and will
be expected to bring about many applications in various service & business
domains such as Energy, Transportation, Industries, Building, Home &
Consumer, Retail SCM, Healthcare and Security/Safety etc.
The most essential point of IoT deployment will be how smart and how
beneficial such systems would be for the People and Society. So we should
make a great effort to show how IoT Smart Systems can be beneficial for
both people and society through the focused pilot projects.
Based on such background, several ventures and Business Divisions have
been established in the HITACHI group for the realization of a Ubiquitous
IoT society from as early as 2001. The typical example is our Security &
Traceability Division, where the major targets seek to accomplish secure
identification & authentication systems by using Radio Frequency
Identification (RFID) and Biometric technology to demonstrate Food
Traceability, Document Management and Secure Entrance Control in the
hospital.
Currently these activities have been expanded to accommodate the basic
business concept of “uVALUE” in our IT system company, Hitachi, Ltd.,
which creates a new value for the customers in the next generation network
The origin of “IoT” proposed by Kevin Ashton could be traced to
the concept of “Computers Everywhere” (by Ken Sakamura) and
also “Ubiquitous cComputing” (by Mark Weiser), and it has
introduced a drastic change from the Electronic Society to a
Ubiquitous Society where the communication revolution would be
extended to object-to-object. IoT performs an essential part of
Smart Systems and can realize an Innovation of traceability
products to keep tracking and tracing the data such as “when”,
“where” and “what”. Giving a digital identity to the objects by
using an electronic coding such as “ucode” could be one of the
keys for the Ubiquitous IoT Network.

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system and also contributes to the variety of secure ubiquitous access to
bridge the real world and ICT systems. The Hitachi group has taken part in
many national projects on IoT and the Ubiquitous Initiative from the earliest
stage. Those early activities also lead to new business strategies in our Smart
City and the major Social Innovation Business.
Another key point of IoT deployment would be International co-operation
with several partners such as the EU CASAGRAS 2 Project
to exchange ideas and learn about different research approaches
for achieving a public acceptance of new technology,
to exchange the best practice and share the results of each project
to expand the practical application and create the various services
with sharing know-how & experience.
Through the focused projects and also the international co-operation, the
most important common elements such as agreeing a basic architecture for
IoT and global standardization will be capable of developing and
accelerating the creation of a Sustainable Society, and we believe an
“Internet of Everything” could be realized in the relatively near future.
Vice President and Executive Officer, Hitachi Systems, Ltd.
ryo.imura.wo@hitachi-systems.com
1
2
3

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IoT - Propelling the
Networked Society
By Jan Höller & Jari Arkko
Ericsson
The Networked Society
Ericsson is known for having a vision of 50B connected devices. This
builds on the proposition that anything that can benefit from being
connected will be connected, and this is the foundation for the
Networked Society. Today 50B seems perhaps even a conservative
prediction.
The Networked Society embraces all stakeholders: people, businesses and
society in general. The different stakeholders have different interests and
drivers for adopting ICT solutions. For people, it is more about lifestyle, fun
and ”wants” rather than ”needs”. Enterprises are exposed to an ever
increasing competitive business environment requiring cost reduction,
branding and differentiation. From a society perspective, saving energy,
sustainability, efficiency and safety are important drivers.
Figure: Drivers and foundation for the Networked Society

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The underlying fundamental enabler that makes this happen is the
technology evolution. The key enabling technologies are ubiquitous
connectivity, smart devices, and the ability to integrate smart objects in
different applications. We are now at the meeting point in time where
viable technologies are available at the same time as the concrete needs
from the different stakeholders have emerged.
Pushing the Limits of M2M and the
Intranet of Things
The networked society builds on personal communications as well as
communication embedded in real world objects or things, i.e. both M2M
and the Internet of Things, the latter representing the bulk of future
deployed devices. The things we are interested in are very diverse and range
from industrial machines to vehicles, appliances, lights, and buildings. The
things are not limited to tangible objects; smart places and environmental
observations are very important for many applications.
The application space is very wide. Improvements in traffic safety and traffic
management is one. Transforming the electricity grid to a smart grid, driven
by new requirements like energy efficiency, microgeneration, electrical
vehicles, and consumer energy awareness is another. Agriculture, water
management and environmental monitoring are other less technology
intensive usage areas.
These applications are already being deployed today, but the focus is on
single applications and most of the time characterized by “one device - one
application”. In some cases, even special networks are being built for single
applications. We do not believe this will lead to sustainable business in the
end.
How can we benefit from the ongoing development, yet allow a richer,
more open architecture to emerge? Can we reuse what we are deploying?
In order to do this we have to open up or even break the current application
silos.
The Internet of Things
Instead of deploying devices with a single purpose or application in mind,
we should allow devices to serve multiple applications, and applications to
employ multiple devices. We should also open up and reduce application

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development costs and time to market by moving away from proprietary
and legacy technologies and solutions.
The proposition is to move to a horizontal system with a focus on reuse of
common enablers, and a true transformation to using the benefits of IP and
Web technologies all the way, even in the tiniest device. Connectivity, access
to data, data representation, and processing and storage elements are
important common capabilities in such a system.
This will allow a truly open market to develop and deploy the different
solution components, allow commodity components to be used, and enable
easier interconnection with existing applications and Internet services.
Figure: Moving from silos to an Internet of Things
Solutions for the Internet of Things
Needless to say, devices are instrumental for the Internet of Things. We are
already witnessing the deployment of a range of different devices. However,
this development is only at its beginning, and to get to a true mass market,
several technical and commercial challenges have to be solved. Costs for
developing and manufacturing the devices needs to be further reduced. The
availability and compatibility of the devices to different environments needs
to improve. The ease at which the devices can be deployed has to improve.
These challenges relate in part to ongoing technology development (such
as advances in microelectronics and sensors), agreements on standards,
reaching economy of scale, and business ecosystems to produce the right
equipment at the right price. But one key issue is that the market is currently
quite fragmented. Each industry vertical has developed its own technical
solutions without much regard to reuse and commonality. In particular, for
many industries (such as building automation), the current solutions inherit

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much from past legacy networks whereas off-the-shelf Internet
technologies would in many cases have provided a much more flexible and
inexpensive platform. In addition, even in a single industry sector the
number of alternative solutions is large. For instance, in building control
and automation, there is KNX, LonWorks, X.10, BACnet and ZigBee to name
a few.
What is needed
From a commercial standpoint, it is also important to build on link layer
communications that support multiple applications. Deployment of new
IoT devices on existing networking infrastructures is a natural requirement.
Furthermore, we should turn to widely accepted development tools. Today,
development is often done with proprietary tools. Going mainstream means
that we can make use of the thousands of developers out there. To this end,
open APIs are also important, and the prospect of AppStores for IoT devices
is attractive.
A key concept is that of embedded web services. Embedded web services
is the means to get the valuable data in and out of the devices, using a well
established technology that is widely used by many developers. It will also
ease the integration to existing Internet services and Enterprise systems.
Variants of the Web Services model suitable for the tiniest devices have
already been defined. For instance, Constrained Application Part (CoAP)
employs the REST paradigm but employs a more lightweight solution than
HTTP.
It is also necessary to make simple profiles of the sensor data and there are
efforts in this direction from both the research community and in
standardization. CoRE link formats combined with SenML is one
example. Examples of more heavy profiles that are dedicated include ZigBee
Smart Energy Profile 2.0 , which basically is a vertical application profile
1
2,5
3 4
6
What is needed is an architecture that is based on IP, a common set of
application tools, and a reasonable set of link layer solutions. We belive
that we should start by putting IP into even the smallest devices. Today,
IP can run in very constrained devices and also in very constrained
environments. The industry is already on this track as demonstrated by
momentum in product releases, standards, and industry alliances such
as the IPSO Alliance.

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Figure: The Embedded IP Toolbox.
that does not differentiate between the data and the application in which
it is intended to be used.
Appropriate cloud-based application enablement services is required to ease
integration of IoT resources in applications. These include managed
connectivity services, IoT device management and IoT resource
management. IoT resource management includes discovery and directory
services, data capture and integration as well as IoT data and event
processing like storage and stream processing. It is important that
applications can expose their information to others, discover what other
resources exist, and control how their own information is distributed further
and federated.
Figure: Capabilities of application integration of IoT resources
Moving towards an Ecosystem for the IoT
Our vision of the Networked Society is not just about technology. It is
equally important to create an ecosystem of device vendors, application
innovators, network operators, infrastructure vendors, cloud service
providers, and others to create a feasible business model that does not
require application builders to excel in every area.
Ericsson takes a holistic view on the Internet of Things by driving the vision,
the mentioned technology evolution as well as engaging and driving the

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Jan Höller, Ericsson, jan.holler@ericsson.com
Jari Arkko, Ericsson, jari.arkko@ericsson.com
necessary ecosystem formation. We also provide key enabling solutions to
make the Internet of Things happen, like managed connectivity services for
IoT devices via our Device Connection Platform and turn-key systems
integration activities towards different industry sector applications. The
Ericsson approach is to ensure that all the necessary parts exist for the
stakeholders and user to benefit from the Internet of Things.
References
1. ”Interconnecting Smart Objects with IP”, A. Dunkels and JP Vasseur, Morgan
Kaufmann/Elsevier 2010, ISBN 978-0-12-375165-2
2. ”Constrained Application Protocol (CoAP)” , Z. Shelby, K. Hartke, C. Bormann, B. Frank.
Internet Draft draft-ietf-core-coap (Work In Progress), IETF, March 2012.
3. ”CoRE Link Format”, Z. Shelby. Internet Draft draft-ietf-core-link-format (Work In Progress),
IETF, January 2012.
4. ”Media Types for Sensor Markup Language (SENML)”, C. Jennings, Z. Shelby, and J. Arkko.
Internet Draft draft-jennings-senml (Work In Progress), IETF; January 2012.
5. ”Constrained RESTful Environments (CoRE) WG”, http://tools.ietf.org/wg/core.
6. ”ZigBee Smart Energy Profile Specification”, Version 2.0, ZigBee Alliance, to be published

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KT has been looking at opportunities for convergence of business among
various industries. The convergence between IT and agriculture is one of
them. Background to the strategy is as follows:
Korea has been seriously influenced by climate change that could
amplify the range of weather fluctuation. As a result, the price of
crops becomes unstable. Since the average difference of air
temperature between winter and summer in Korea is about
29℃min to 37℃max, Korean farmers should pay more energy
cost. Therefore a year-around plant production system which is
independent of weather or climate change is required.
Although causes differ, most nations are faced with employment
problems. In Korea, the baby boomer generation - babies born
between 1955 to 1964 - has created severe employment
problems. Population ageing and urban-rural differences in Korea
have given rise to the desolation of the rural community. Despite
efforts to solve these issues, the government has not found a
good solution. KT thought that the smart farm could provide an
opportunity to solve these issues.
Although facility-based horticulture such as the ‘Plant Factory’
has many good properties, it also has some weak points. In
nature plants generate more O than CO , but in the artificial
farming system, more CO is generated than O . Since the Plant
Remote Control and Monitoring
with IoT in Korea
By Byeong-Sook Bae
KT, the leading Telecommunication and Internet company in Korea,
defines a smart farm as a cultivation system that can save the cost
of production and enforce the quantity and quality of crops by
turning data into knowledge and elaborating ‘remote control and
monitoring’ with IoT.
2 2
2 2

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Factory has many facilities such as cooler, boiler, lighter, fan and
pump, they consume much energy. Therefore, the energy efficient
farming system offers a promising business opportunity.
Figure 1 – A layout of our solution
Figure 1 – B Control on Smart Devices
KT, developed a remote control and monitoring solution for the smart farm
in 2011. The solution can monitor and control plant factory on mobile app
as well as the web. Figure 1-A shows the layout of the solution. Figure 1-B
shows a promotional material prepared for the world IT show held in Seoul,
Korea, in May 2011. The main features include:
Monitoring and Control for growth environment: Temperature
(air, water), Humidity, CO2, nutriment(pH, EC), Light Intensity,
door on/off state, rainfall
Spreading growth beds in a row in the greenhouse, and piling
them up in small houses during the cold nights. With a smaller
surface area, the solution can reduce heating/cooling energy to
1/10 compared with the normal plastic film greenhouse.
CCTV monitoring
Control and monitoring by web over PC and app on smart devices
The solution has two distinct benefits. Firstly, most of computer-added
cultivation solutions can control and monitor the environment
automatically, but those are locally operated. On the contrary, the KT

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solution remotely controls and monitors the environmental condition of
plants. Furthermore, it has been designed to collect sensing data from many
factories across Korea at the same time. In order to have that property, KT
standardized the protocol and data format between server and gateway.
This led them to derive the optimum growing conditions from DB very
quickly.
Secondly, our solution is scalable and extendable. In order to have scalability
and extendibility, they adopted Lonworks (ANSI/CEA-709.1) which is a
networking platform specifically created to address the needs of control
applications. Lonworks protocol is one of several data link/physical layers of
the BACnet ASHRAE/ANSI standard for building automation. KT have a plan
to upgrade the solution as in figure 2. In that scheme, the smart farm will
be controlled by real time information including price, customer order and
cost effectiveness.
Figure 2 – the schematic diagram of the smart farm
operated by management
Byeong-Sook BAE (bs.bae@kt.com, kt)
Environment
measurement
sub system
Growth
measurement
sub system
Environment
Analysis & Growth
Modelling
Light Control
Temp. & Humid
control
CO control2
nutiment (pH, EC)
control
Inter-plant
adjustment
Inter-plant
adjustment
Inter-plant
adjustment
Plant factory
RemoteMonitoring&
ControlSystem
EnvironmentControlSystem
Labor-saving, Automation System
Plant
Factory
Management
System
Price Info
Order Info
Cost info

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Chapter Seven
SKT M2M Activity in Korea
By Sangho CHOI
History
Focus Market and status
SKT started M2M Service on the CDMA network in 2006. Currently, SKT is
positioning itself as a total M2M service provider. The business scope
includes consulting, project management, network/platform provider and
collaborative ecosystem enabler. The main categories of SKT's M2M business
are utility, vehicle/fleet, and asset management, LBS/healthcare,
environmental monitoring, finance service and so on. In 2011, the total
number of M2M terminals being served by SKT network were more than
650,000. Among these, the leading application is the payment service
which has about 200,000 subscriber lines. The second is a tracking service,
with about 170,000 lines. The total revenue of M2M service in 2011 is 83
billion KRW. It is expected that the revenue will grow to 520 billion KRW by
2015, with more than four million M2M terminals on site.
M2M Biz
Category
Utility
Mgmt
Vehicle/Fleet
Mgmt
Assest
Mgmt
LBS/
Healthcare
Environment
SoC
Finance
Electricity,
Gas, Water,
Enerygy,
AMR
Bus, Taxi,
Enterprise
Vehicles
Equipment,
Machine,
Building,
Store Security
Healthcare,
Safety,
Welfare
Traffic
Mgmt., Fire
Protection,
Smart Grid
Mobile
Payment,
ATM
As the most innovative mobile service provider in Korea, SK
Telecom is creating the future of mobile and delivering cutting-
edge, converged wireless technologies for the global market. The
company is a pioneer in the mobile industry, having been the first
to launch and commercialize CDMA among other mobile services,
and is now leading the way in 4G and beyond. In Korea, SK
Telecom is the leading wireless communications operator, serving
more than 26 million subscribers, which is over 50% of the local
mobile market.

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M2M Platform
In 2009, SKT launched the first M2M Platform for a managed M2M service.
It provides many functions which are not available without the platform,
such as QoS control, reliable triggering, location and data store/forward.
The applications carried on the M2M Platform are meteorological
observations, senior citizen care services, location tracking services and so
forth. But, only a few of the M2M services are being served with the support
of M2M platform.
Recently, SKT has implemented a new Open M2M Platform based on ETSI
M2M Specification Release 1. Using this platform, any M2M service
developer can easily attach their application server to the SKT M2M Platform
through ETSI mIa interface. The M2M Server Platform is connected to SKT's
infrastructure which makes remote upgrade and device management easier.
The purpose of the open M2M platform is to boost the M2M ecosystem in
Korea by collaborating with device manufacturers, application developers
and service providers.
SKT also implemented an M2M WEB portal, on which M2M Service Providers
can monitor and control M2M terminals. Developers can test and validate
their application on this WEB portal, checking whether APIs are interworking
well. By utilizing SKT's M2M platform, it is expected to save development
costs by 30%. The new platform is planned to open in mid- 2012.

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One of the typical M2M services is an elder-care service. A Zigbee gateway
collects data (i.e. activity, fire and gas detection) from sensors and
automatic reports are sent to welfare offices for regular checkups and to
assist senior citizens on-time. The M2M platform plays the role for delivering
collected data to the care center with high security and reliability.
In the remote meteorological observatory service, sensors measure
meteorological data such as wind speed, temperature etc. Those collected
data are sent to remote meteorological centers through the M2M platform
and used in weather forecasts

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However, the development of one commonly used standardized M2M
service platform is very challenging work because M2M/IoT has an
enormous number of vertical markets and each vertical market has its own
distinctive requirements.
In order to make it possible several SDOs have started standardization
activities and ETSI is the first runner for the standardization of M2M service
platforms. In accordance with this trend, Modacom has launched a two-
year M2M platform development project named M-pid with 600 million US
dollar investment. M-pid is a portmanteau of M2M and Cupid and it means
the lover of M2M!
The main purpose of the project is to develop a standardized middleware
platform especially for M2M terminal devices in order to provide application
developers with a Software Development Kit (SDK) having open APIs for fast
and cost-effective development of M2M applications. The other purpose of
the project is to provide M2M device developers with a Reference Design
Kit(RDK) and M2M communication modules for easy trial and developments
of M2M device hardware and communication functions. Furthermore, it
includes the development of an M2M service platform for M2M servers and
setup of M2M service test-bed so as to verify its outputs and to test a
feasibility of new M2M services and applications. The design and
development of the M2M platform has been done alongside international
and local standardization activities.
M-pid Project
for Open M2M Platform
By Yong-Jin KIM
M2M (Machine-to-machine) communications and IoT(Internet of
Things) are creating a new blue ocean in the ICT market and quickly
penetrating into our daily lives. M2M/IoT is essential for the
convergence of ICT and other vertical markets. In order to boost
the M2M market and promote M2M service applications, a
standardized M2M service platform is urgently required. It is the
most important technical issue for the establishment of a sound
M2M eco-system and is mandatory for an easy, fast and cost-
effective development of several M2M applications.

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Specification of the work scope
The main work scope of the project includes the followings:
M2M Middleware platform for M2M devices, as a form of SDK
RDK for M2M device hardware development
Standardized M2M communication module especially
for WiMax and LTE
Advanced M2M technologies especially for low power
consumption, QoS, and M2M gateway
M2M server platform
Test-bed for trial of new M2M services and applications
Finding New M2M service models
Participating organizations
In order to fulfill the project successfully, four organizations which have
appropriate technologies and rich experiences for M2M device, server,
gateway, and standardization are actively involved. Modacom, as the
leading company of the project has been in charge of M2M device
technologies including SDK, RDK, and communication modules for M2M
device developers. It also established the M2M test-bed. KT, as the biggest
network and IT service provider in Korea has been involved for the
development of the M2M service platform. PicosNet and Ajou University
have joined for the M2M gateway and standardization. In addition, Korea’s
major mobile network/service providers such as SKT and LG U+ have joined
an advisory committee to review of the direction and design of the project.
The specification of the work and the role of each participating
organizations for the project is shown in Figure 1.
Outputs of the project
As outputs of the project, an SDK which includes an M2M middleware
platform and an RDK, 4G mobile communication modules, M2M gateway
and M2M service platforms were produced. Also, an M2M service test-bed
to verify the project results and to test the feasibility of new services and
applications is another ouput. The development of new M2M services and
applications and their trials for e-Health, automotive, and video surveillance
are other results of the project.

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Figure 1 Project work scope and the role of participating organizations
Figure 2. Architecture view of M2M Device platform

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SDK for M2M Device Middleware
M2M middleware for device was developed based on ETSI M2M standards,
in which M2M service capabilities were modularized. It can be executed in
the form of mobile phone’s application. It is communication technology-
agnostic and it is operational on several types of the operating system
including Android, Linux, Windows, and iOS. Figure 2 shows the overall
view of functional architecture of the M2M Device middleware. The SDK
also includes debugging tools, documents and examples of applications.
Communication modules for M2M Device
M2M communication modules developed in this project support 4G mobile
communications including WiMAX and LTE. The form factors are connected
B2B(Board-to-board) type and PCI express mini card type. Local
standardization has been done in parallel and the standardization scope
includes mechanical, electrical specifications of the modules. WiMAX
module supports WiMAX-16e and WiMAX-16m and LTE module support
TDD-LTE, FDD-LTE functionalities.
<LTE M2M modules> <WiMAX M2M modules>
RDK for M2M Device
RDK for M2M devices supports test environments in which the M2M device
vendor can develop the M2M device hardware, communication module,
service middleware and applications, It also provides wireless
communication interfaces such as 6LoWPAN, ZigBee, Bluetooth, WiFi in
order to be connected to M2M area networks in which various sensor
nodes or terminal devices exist. Figure 3 shows an image of RDK and its
functional block diagram.

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Figure 3. RDK for M2M Device and its functional block diagram
Standardization efforts for M2M platform
Modacom has been actively involved in International and local
standardizations bodies. International standardization activities are mainly
concentrating on ETSI TC-M2M for M2M middleware platform specification
and ETSI ISG-SMT for M2M module standardization. It also has been
participating in oneM2M activities from its initiation. In particular Modacom
leads sensor network standardization in JTC 1 as the convener for JTC 1/WG
7(Working Group for sensor networks) and M2M domestic standardizations
activities through participation in TTA and theM2M Forum in Korea.
Applications of Outputs and Future plan
The outcomes of this project such as SDK, RDK for M2M devices and M2M
service test-bed are expected to be released to all M2M eco-system players
including M2M service/network providers, M2M application developers,
M2M platform vendors and M2M device vendors so that they make use of
these outcomes to make their works easier. In order to verify the
interoperability of the M2M platform globally and to demonstrate the M2M
service models developed during the project, Modacom has a plan to
participate in ETSI Plug Test for M2M on October 2012. Modacom has also
provided the outputs to the M2M Support Center(MSC) in Korea, where
many domestic M2M industrial bodies use the outputs for testing their
products.
Modacom has already demonstrated the M2M service model named as
“DIY-M2M, or Do-It-Yourself M2M” with KT in the Mobile World
Congress(MWC) 2012 held in Barcelona and it also plans to participate in
MWC 2013 with an updated model next year. Modacom plans to
continuously update its outcomes and support M2M-related vendors for
customizing their products and solutions

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IoT – Going horizontal
to win in verticals!
By Harish Viswanathan, Mary Lenney, Gunter Woysch
Alcatel-Lucent
Although a fundamentally different approach is needed, service providers
are in the best position to take advantage of the future Internet of Things
opportunity by leveraging their network assets and expertise.
Introduction
The vision of the Internet of Things is currently being developed into a broad
set of interrelated research projects by the European Commission.
The Internet of Things has to be founded on a well defined architecture with
precise interfaces between all its levels in order to guarantee interoperability
between devices, services and applications to be used by world-wide
distributed operators.
The Internet of Things will partly make use of the existing infrastructure
already developed for M2M communications and for globally standardized
communication networks. We will discuss several aspects of the future of
the Internet of Things from a telecommunication company’s point of view.
The ever-expanding “Internet of Things”
With the number of connected devices to grow to many billions in the near
future, service providers are intending to take an active role in the Internet
of Things as in machine-to-machine (M2M) communications.
The Internet of Things is a promising long term future market that
service providers can exploit. By deploying horizontal platforms that
support vertical market solutions to be created by third-party
application providers and their own teams or even by the service
providers themselves. Service providers can define and possibly
enlarge their prospective position in the IoT value chain.

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The Internet of Things and M2M communications refer to the idea that
things – especially everyday objects – are readable, recognizable, locatable,
addressable and controllable through the Internet. The Internet of Things
is expected to add autonomous objects and cooperating systems of
autonomous objects for new kinds of intelligent services to the current
offers.
The growth of Internet of Things communications will be pushed by
Near-universal wireless network availability
Reduced communication costs
IP networks that simplify solution development
Industry regulations that demand automated remote monitoring.
In the future this market will extend to applications connecting the
interactions of (intelligent) devices with social networking and crowd
intelligence approaches, while addressing concerns such as privacy, security
and even ethical constraints.
Capitalizing on billions of connections
In the past service providers were limited to selling wholesale bandwidth
to value-added resellers and mobile virtual network operators (MVNOs).
Now, with the forecasted growth in connected devices and the revenue
potential associated with that growth, service providers are looking to
capitalize even on the future Internet of Things traffic.
Service providers are
Investing into new business groups, centres of excellence, joint
ventures and developer programs,
Expanding existing business-to-business (B2B) service groups,
Service providers have a role to play in device communications. They can
increase their relevance by using their expertise in device management,
billing, provisioning, data storage, security and other related services.
Providing additional services will allow them to attract more enterprise
customers with long-term M2M and later IoT contracts and will help them
to enhance their revenue opportunities through increased loyalty.
Creating in-house service platforms now at least for M2M and most
probably later for Internet of Things communications too.

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Service providers may offer applications and services directly to end users,
but most often they will deliver them indirectly through third-party or
enterprise application providers. These are being challenged to establish
themselves in these expanding markets.
Service provider challenges
A complex and fragmented value chain
The Internet of Things value chain is expected to be complex and
fragmented into various niche applications, devices, modules, vertical
markets and services. It will include product, system and content providers
and solution integrators. Because no single company can provide all
components of a complete solution, it is not clear who will play what role.
Partnership can help.
Network requirements
Network challenges result from increasing network traffic, caused by an
extremely high number of short messages with high signalling overhead:
Availability: Connectivity will be required in locations not yet
considered in current networks.
Reliability: If networks are critical parts of the business, they must
be as reliable as any other critical equipment.
Scaleability: Service providers must manage the significant
additional traffic load of the Internet of Things and ensure that
each application’s (voice, video, data, IoT) communication
requirements and service level agreements are met.
Flexibility: With the varied needs of different applications,
enterprises will demand flexible pricing schemes that match their
network utilization needs.
Security: Lack of security could derail Internet of Things
applications. Devices provide access to a network with
applicationsand data; all of them including the communication
have to be secured.
Response time: Service providers need the ability to define
flexible priorities for services with different response times, ranging
from real-time responses to uncritical long delays.

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Business model dilemmas
Finding the right business model is important, as the opening Internet of
Things market will be comprised of multiple vertical markets, such as smart
cities, buildings, transport, energy, living and smart health.
Service providers must understand how to address different markets, their
unique ecosystems and specific requirements.
For example:
Should they create separate organizations and network
infrastructures for each vertical market?
Can they create meaningful horizontal platforms satisfying multiple
vertical markets?
To what extent should they try to provide specific vertical market
services themselves versus relying on third-party providers?
Given the expected market complexity and service providers’ unique needs,
there is no simple answer of one-solution-fits-all approach to these
dilemmas.
IoT application provider challenges
Internet of Things application providers also face some hurdles before
deploying such services:
Device and application certification are required before
deployment to ensure that networks are not disrupted by these
deployments. Device distribution, installation, provisioning and
activation are all logistical challenges.
Device management technology must be used to remotely and
automatically configure, diagnose, deactivate and upgrade
firmware in field programmable devices.
Communication management The application software must
be able to securely communicate and scale to support a large
number of devices.
Billing and customer care Internet of Things application
providers must deploy billing and customer care solutions for their
customers.

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Appl. 1 Appl. 2 ..... Appl. N
Service Provider IoT Platform
IoT Open API
IoT Service Delivery
IoT Device Lifecycle Management
Intelligent IoT Network
Core RAN
Managed
Device
Managed
Gateway
..... Autonomous
Device
ProfessionalServicesforIoT
Addressing IoT market challenges
Service providers will be able to leverage their infrastructure assets for
Internet of Things solutions in three key areas:
Network
Application enablement
Customer experience.
Addressing the broad scope of different solution requirements from this
horizontal perspective allows flexible targeted solution development.
Vertical Market Solutions
(Smart Cities, Buildings, Transport, Energy, Living, Health)
Application-specific quality of service (QoS)
Future intelligent networks will provide basic transport for all applications
and ensures delivery with the appropriate QoS. Network elements within
these future networks can also prioritize packet forwarding to ensure QoS
for certain flows.

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High reliability
Deploying geo-redundant data centers and cloud infrastructures will help
service providers to guarantee high reliability. Network monitoring tools
will measure key network performance indicators to prevent or correct
network malfunctions in order to meet Service Level Agreements.
Distributed overload protection mechanisms can prevent flawed
applications from abusing the network.
Simplified development and operations
Service providers can selectively and securely expose a number of enablers
through easy-to-use application programming interfaces (API) to the
developer communities, both in large enterprises and in small application
providers.
Fig. 2: Service providers can offer Internet of Things enablers
Providing these functionalities will create the service delivery and
application enablement platform. Network protection will be covered by
enforcing policies for network usage.
Bridging &
Protocol
Translation
Unicast &
Multicast
Messaging
Addressing
Device
Configuration
Device
Diagnostics
Fraud
Detection
IoT Application Enablers
Communications
Management
DataContext
Presence
Status
Location
Unicast &
Multicast
Messaging
Billing
Analysis
Aggregation
Storage
Communication over heterogeneous
networks and protocols
Name to IP Address
Group Addressing
Device Activation/ Suspension
Key Bootstrapping
Remote Operator Change
Flexible
billing
Group
billing
Battery Life
Connectivity
issues
Connectivity
parameters
setting
Behavioral
anomaly
detection

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Harish Viswanathan,
Alcatel-Lucent, Bell Labs Chief Technology Office, Murray Hill, NJ, USA
Mary Lenney,
Alcatel-Lucent USA, Corporate Marketing, Murray Hill, NJ, USA
Gunter Woysch,
Alcatel-Lucent Deutschland AG, Bell Labs Germany, Stuttgart, Germany
Device management
Service providers can also offer device management services for the
enterprise devices deployed in their networks via appropriate application
program interfaces.
Network diagnostic tools will give customers visibility into the operational
behaviour of their devices.
Summary
The future Internet of Things will develop into a huge opportunity for
infrastructure and service providers and for application developers.
Its size and complexity will pose significant challenges on all system levels
to academia and industry.
Smart and autonomous systems will lead to new and sometimes disruptive
user experiences in an intelligently connected world.
Appropriate business models will be needed for complex and fragmented
value chains, taking care of Internet of Things market challenges.

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Chapter Seven
IoT applications of
strategic interest
Presser, M. (AI), Krco, S. (EYU)
Initial report from IOT-I (The Internet of Things Initiative)
Introduction
In particular, we were interested to find out which scenarios people
considered the most important from the societal and business aspect as
well as how mature the scenarios were (from the market and technology
points of view).
The scenarios were collected from eight FP6 and FP7 projects by directly
contacting representatives of the projects and using contact networks of
the IoT-i partners. These scenarios were then analyzed, grouped and
aggregated to make the analysis and evaluation more efficient.
IoT Survey Introduction
The aim of the survey was to analyse a large set of application scenarios
addressing different application sectors that use IoT technology at their
core. Application scenarios were defined as a user centric story illustrating
the technology itself, software or user interface using IoT technology or a
user action that is impacted by IoT technology.
The analysis then focussed on discerning the impact of the application
scenario on society and its business value. In total 150 application scenarios
were collected from the following projects:
ICT SmartSantander
ICT SENSEI
IST e-SENSE
The range and diversity of IoT applications is huge, permeating
through practically all aspects of every day life. This report
presents the results of the IoT-i’s initial efforts to systematically
organise IoT scenarios designed, proposed and analyzed by
several research projects (FP6 and FP7) and then to collect
feedback from a variety of communities about the scenarios.

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The analysis resulted in 57 application scenarios from the original total of 150.
ICT EXALTED
ICT FLORENCE
ICT PROSENSE
ICT LOLA
IST MIMOSA
All 150 scenarios were analysed in terms of categories and similarities.
A total of 14 categories were agreed upon, containing from two to eight
application scenarios each:
Transport (7 application scenarios)
Smart Home (3)
Smart City (5)
Smart Factory (3)
Supply Chain (3)
Emergency (5)
Health Care (7)
Lifestyle (6)
Retail (3)
Agriculture (2)
Culture and Tourism (4)
User Interaction (3)
Environment (4)
Energy (2)
Applications of Strategic Interest
In this chapter we feature the top five scenarios for Business and Societal
Impact. It is interesting to note that there are three scenarios that are
common to both lists, two from Health Care and one from Emergency.
We also provide a snapshot of those scenarios that are perceived to be most
mature from a market and a technology perspective. In general, the survey
responses indicate an optimistic view of the maturity of many IoT- based
services and technologies with several expected to appear in a 2-3 year
timescale.

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The perceived maturity of the Top 5 Business and Societal Impact indicates
that all of these scenarios are expected to be realisable within 4-5 years.
Top 5 Business Impact
1. Continuous Care (Health Care)
2. Remote Factory Management (Smart Factory)
3. Smart Product Management (Retail)
4. Smart Events (Emergency)
5. Aging population – Alzheimer’s disease (Health Care)
Top 5 Societal Impact
1. Smart Events (Emergency)
2. Continuous Care (Health Care)
3. Aging population – Alzheimer’s disease (Health Care)
4. Mine Sensor Chat (Smart Factory)
5. Sustainable Urban Planning (Environment)
Top 5 Market maturity (shortest time to market)
1. Product Interaction (User Interactions)
3. Smart Tags (User Interactions)
4. Mobile Fitness Application (Life Style)
5. Remote Factory Management (Smart Factory)
Top 5 Technology maturity (nearest achievable development)
1. Smart Tags (User Interactions)
2. Product Interaction (User Interactions)
3. Smart Pallet Loading (Supply Chain)
4. Cultural Information (Smart City)
You can find details of all 57 application scenarios at:
www.iot-i.eu/public

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Chapter Seven
Top Application Scenarios: Business Impact
Continuous Care: Health Care
In continuous care the concept enables patients with chronic diseases or
elderly people with health impairments to stay in their own home despite
their health constraint, to reduce cumbersome visits to the doctor and to
avoid premature relocation to a nursing home. David’s mother Charlotte
comes to visit the family and complains about her many consultations at
the doctor’s surgery just for routine checkups for her low blood pressure
and impairments due to age. She feels that she is spending a great amount
of time waiting at the doctors and loses her freedom. She knows that she
is getting older and her state of health is worsening, but she wants to keep
her independence and freedom as long as possible. David shows her the
application that he is currently using for the recovery from his heart attack
and tells her that he is feeling very comfortable with it. Back in her home-
town Charlotte asks her doctor about a similar application and he/she
agrees that such a system will be suitable for Charlotte, too. A special device
for her home will help her to monitor her blood-pressure, blood-sugar, etc
and also in case she falls will transmit an alert. She feels relieved and can
now spend more time with her friends doing activities she enjoys.
Business Impact rank 1
Societal impact rank 2
Market Maturity 2-3 years
Technology Maturity 1-2 years
Adapted from FP6 e-SENSE and FP6 MIMOSA
Remote Factory Management: Smart Factory
Wireless communication networks are a cost efficient way for remotely
controlling industrial facilities and infrastructures: Pressure sensors are
located along gas/oil pipelines. Abrupt change of pressure provokes
automatic closing of lines. Sensors are placed on each section, depending
on the architecture and risk assessment.
Adapted from LOLA

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Smart Product Management: Retail
Tom is working in a supermarket. He is in charge of the management of a
beverages department. Thanks to RFID and sensors he is able to monitor
information about the products: typevariety, state, condition of the storage,
expire date, quantitystock in the line, the changes in the products’ location,
time of moves, location, position... and the consumers: profile, time spent
in the area or in front of a product, products they are interested in, etc. He
infers: the flow of the goods in the section, the efficiency of his marketing
strategy in the department, and he learns about the behavioursatisfaction
of the consumers according to the supply. In real time, he observes the way
the products impact the consumers’ behaviour.
Adapted from FP6 e-SENSE
Smart Events: Emergency
During the Olympic Games, a smoke sensor within the stadium is triggered,
and the data is soon confirmed by another sensor in the same area. As soon
as the incident location is known, an evacuation of the area is prepared. To
do so, the games’ central command needs to immediately modify the
transportation routes throughout the area to both avoid the incident area
and to free up capacity to absorb the sudden surge in load on the network
(pedestrian, road, underground, rail), if the evacuation is carried out. The
central command centre invokes the appropriate emergency plan to enforce
these changes (evacuation of major venues are pre-planned), and requests
data feeds from the relevant sensor networks to be made available to
monitor the effects of the plan in real time, in order to assist with decisions
around timing and method, should evacuation be required.
Adapted from FP7 SENSEI

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Illustrations by Mikael

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Market Maturity 4 years
Adapted from FP7 SENSEI

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Top Application Scenarios: Societal Impact
The top 3 scenarios for Societal Impact: Smart Events (Emergency),
Continuous Care (Health Care) and Aging population – Alzheimer’s disease
(Health Care)) is described opposite.
Mine Sensor Chat: Smart Factory
Mine Sensor Chat (MSC), is a simple application but with a lot of benefits
for miners’ health and safety. The system prevents dangerous accidents in
the mine areas and provides more security for the miners in their working
environment. Sensor nodes detect dangerous substances in the mines (CO
as the most hazardous), in order to secure miners’ activity. Miners carry
sensor nodes as additional part of their equipment.
Adapted from FP7 PROSENSE
Sustainable Urban Planning: Environment
Sensors are placed all over the city. A city official from the urban planning
department is able to log on to the system and see historical data regarding
different substances in the air and meteorological parameters, including
noise levels, in all areas of the city. This information helps the city planner
to make decisions such as where to plan new residential areas, more green
areas (parks), industrial zones, etc. If the city planner notices elevated level
of harmful substances in certain districts, a notification can be sent to the
city’s Inspection Department to check the source of the pollution.
Market Maturity 5 years
Source Adapted from FP7 SmartSantander

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Illustrations
To progress the scenario communication, a set of illustrations has been
developed. We are grateful to Mikael for permission to reproduce some of
his illustrations.

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Chapter Seven

Japan-Europe Cooperation
on ucode technologies
By Ken Sakamura and Gérald Santucci
We believe that the Internet of Things (IoT) will rapidly emerge
as a powerful candidate for Japan-Europe cooperation in ICT.
More than one year has elapsed since the world witnessed the dreadful
devastation caused by the Big Earthquake and Tsunami on 11 March 2011,
the largest natural disaster to strike Japan in over 1,000 years. All Europeans
felt compassion and solidarity towards the Japanese people during these
challenging months, and many were moved by the courage shown by the
Japanese people during and after the earthquake. The Earthquake and
Tsunami have not changed the Japanese vision of the future Ubiquitous
Computing and Internet of Things applications. In the coming months
experts will increasingly come to the view that these applications are
needed more today than ever before.
After visiting the annual TRONSHOW in Tokyo on a number of occasions,
one of the authors, Gérald Santucci from EC’s Directorate-General
Information Society and Media, saw that this was a place where visitors
could get a glimpse of Ubiquitous Computing environments in which
computers are embedded in various objects and locations, and networked;
a place where Ubiquitous Computing and Internet of Things are explained
from the different yet complimentary perspectives of technology solutions,
application development, standardisation, and international deployment.
At TRONSHOW2011, he proposed to work out a detailed and applicable
cooperation strategy, involving a partnership between the Yokosuka
Research Park’s Ubiquitous Networking Laboratory (YRP UNL) and the
European IoT community.
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Cooperation in science and technology between Japan and Europe
has developed steadily in the wake of the Science and Technology
Cooperation Agreement between the Government of Japan and the
European Union, signed on 30 November 2009. Two coordinated
calls have already been organised, respectively on superconductivity
materials and photovoltaics, and a new one is expected to be
launched in the field of ICT.

341
One year later, on 14th December 2011, during the TRONSHOW 2012,
YRP UNL and a non-profit European multi-stakeholder interest group
named ‘the European Internet of Things Alliance’ (EIoTA) signed a
Memorandum of Understanding establishing close cooperation in the field
of Ubiquitous Computing and the Internet of Things. TRONSHOW2012 was,
in this respect, a defining moment for Japan and for Europe - a point in
time when decisions moved from concepts to reality.
EC’s Directorate-General Information Society and Media foresees that in
the coming months, further European organisations, in particular from
industry, will join this IoT Alliance, thus extending the opportunities for
sharing ideas and talents and for working cooperatively in research,
innovation and take-up projects.
To get there, several meetings have taken place between members of the
fledgling EIoTA, Professor Ken Sakamura (professor at the University of
Tokyo and director of UNL), and UNL. These followed the first ‘IoT Week’ in
Barcelona, Spain, in June 2011, in Lille (at the ‘International RFID Congress’),
in Barcelona (at the EPoSS Annual Forum), in Helsinki (at the ARTEMIS and
ITEA2 Co-summit) in October, and finally in London (with CASAGRAS2
leaders in November).
The European IoT Alliance aims “to initiate, support and organise activities
that promote the beneficial use and further development of ucode,
T-Engine and similar IoT-related technologies within the European Union
and abroad”.
Chapter Eight
Prof. Sakamura (left) greets European partners
to the MOU signing ceremony in Tokyo

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Let us elaborate on the two key words, “ucode” and “T-Engine”.
ucode
ucode is part of the uID architecture that sits behind many advanced IoT
applications developed and deployed in Japan today. ucode is the name
given to a code system developed and promoted by the uID center, an NPO
(non-profit organization), headquartered in Tokyo and chaired by one of the
authors (Ken Sakamura). The uID center manages the allocation of ucode
to application builders and users. URL: http://www.uidcenter.org/
ucode is used during the process of acquisition of context-awareness, i.e.,
the information about the surrounding environment. Basic information of
context-awareness includes what objects are around the computer systems,
or where the computer systems are located in the first place. ucode can be
assigned to objects and places to help the computer systems to attain
context-awareness efficiently.
The features of ucode and uID architecture can be summarized as follows.
ucode is a 128 bits number;
It is a unique identifier that can be associated with objects (real,
virtual) and places;
Its unique assignment is managed by the uID center,
Tag-agnostic: ucode can be stored in any data carrier device for
which a publicized specification for its R/W (reader/writer) interface
exist (uID center lists so called certified ucode tags so that users can
choose from them if they are not sure.);
It is not semantic code, i.e., no special field for classification such
as company code is pre-defined;
All the relevant information associated with an object or a place to
which a code is assigned is stored in so called information servers;
The process to retrieve the associated information from the ucode
is called “resolution process”

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Figure 1: uID Architecture
ucode is read from a tag and data associated with an object or a place
can be retrieved from an information server after “resolution” process.
Unlike many other code systems proposed in the last 10 years or so, ucode
is not tied to a particular tag (i.e., data carrier device). Inexpensive QRcodes
can be used as well as NFC tags, other RFID tags, optical codes, and there
are even devices that can embed ucode in light beams, or sound emanating
from a sound source.
Many prototypes of advanced IoT applications have been developed using
uID architecture as its major component. Major categories are applications
for objects and applications for places.
Applications for objects include:
Food traceability systems
Drug traceability systems, and others

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Figure 2: An Example of a Food Traceability System
A shopper can easily learn who prepared the food package, when, and where
Food traceability attracted attention following the BSE scare back at the
turn of the century. Ever since, the interest in food traceability has been
strong all over the world. The release of radio-active material from the
Fukushima nuclear power station in 2011 after the big earthquake has
heightened the interest in food traceability to the next level in Japan.
Applications for places are so called location-based information services.
Such services can be used for
Sight-seeing guidance;
Promotion of local shopping streets;
Helping the aged and the physically-challenged to walk around
the town, and other purposes.
These services are offered during normal times. However, during and after
a disaster such as a big earthquake, the same infrastructure can be used
to disseminate relief information such as where to find shelters,
the operational status of transportation systems, etc.
ucode has been stored in QRcodes, NFC tags, infrared beam markers, radio
beacon markers and placed along the street of Ginza, a famous shopping
street in Tokyo. People can obtain sight-seeing guides there, and the
physically-challenged can obtain route guidance to non-barrier toilets, etc.

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Figure 3: Tags used in Ginza Street
NFC tags can offer tourist information during normal times,
relief and information following a disaster. Active tags embedded
in the street helps guide the visually-challenged.
YRP UNL has pioneered many such applications and is actively working with
government, industry and academia to move ahead with new research and
development activity on IoT applications and on fundamental technologies
to make context-awareness possible.

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T-Engine
Now back to the other keyword, “T-Engine”. YRP UNL and many of its
partners are members of T-Engine Forum (TEF - also the name of the
hardware), another NPO under which uID center operates. T-Engine
Forum is instrumental in bringing the R&D results of T-Kernel, a real-time
OS kernel, and uID architecture to the masses by involving the commercial
sector in the application development utilizing the technologies.
T-Kernel is an important software component operating in parallel to
T-Engine and considered a key engineering element from Japan in EIoTA's
initial objective. While T-Engine is the name of the hardware component
of embedded systems which TEF has promoted, TEF has also been
promoting T-Kernel, a small and efficient real-time operating system
kernel that is suitable for building a smart node in a sensor network that
plays an important role in the IoT.
T-Kernel runs on many types of CPUs as well as on the original T-Engine
board. TEF has published the specification of T-Kernel (now version 2.0)
and its source code for free from its web site: www.t-engine.org
Anyone can build an embedded computer system using T-Kernel without
paying royalties. T-Kernel is an attractive platform to build an intelligent
node in the IoT environment. From a Japan-Europe perspective, it has to
be noted that the T-Engine/T-Kernel technology has been a subject of
specific co-operation under projects of the ARTEMIS Joint Technology
Initiative (JTI). For instance, the SOFIA project has developed an environment
enabling information sharing across devices, platforms and applications
on top of T-Kernel technology.
Open Architecture
For the future technological infrastructure, an open architecture with easily
available specification is very important. An accessible sample
implementation is also important. TEF provides T-Kernel for the future
developers of IoT applications free of charge.
It is hoped that many European researchers and developers will take
advantage of T-Kernel through the technology transfer via EIoTA.

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Built in 2004, this house uses many sensors, actuators
and computers. During the total black out of the electric grid,
it can obtain electricity from Toyota’s hybrid car, Prius.
Global and Future Applications of IoT
The applications of the IoT are still being developed in many new
fields. For example the IoT can be used for eco-friendly environments,
contributing to the slow-down of global warming.
TRON Smart House, an advanced example of the IoT application,
is equipped with solar panels, solar cell walls, and a power station that
helps the residents keep tabs on the usage of electricity by visualizing the
usage. PAPI, a TRON Smart House, could obtain electricity from the hybrid
car in case of power grid blackout.
Figure 4: TRON Smart House, PAPI

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Today, the application of IoT goes beyond a single smart house to the larger
target: urban landscape. A major Japanese focus is on the application of
IoT on Smart Grid and Smart Metering. Such applications at society level
will help us conserve energy at the town or wider level as well as at the
house level in the long run. And such smart control of the power-grid
involving the active participation of individual smart houses and small
businesses may be a decisive “killer” application to avoid the total blackout
of a large area after the supply of electricity is cut short due to a disaster
like a big earthquake. Many districts in Tokyo and elsewhere suffered from
such wide-area rolling or planned blackouts immediately after the big
earthquake in 2011, and people’s expectations for this type of application
are high.
The usage of ICT in coping with disasters has gained much attraction after
the big earthquake in 2011 in Japan. There had been research activities in
this direction even before the earthquake, but the application needs are felt
very strongly today. So the researchers are working with government offices
to see how ICT can help the needs of regional government offices. Use of
satellites for communication when the ground-based communication is cut,
or using ID tags for recording the whereabouts of disaster victims, are two
important applications.
Global Application Framework
Back to uID architecture. It should be stressed that the basic uID architecture
is meant to be universal, so it can be used across national borders, not to
speak of industry or organizational boundaries.
ucode has a built-in distribution allocation management. This means the
allocation of ucode can be done locally at national level and at a lower
-level efficiently. But once the objects flow across national borders, the
information about these objects can be found using the resolution process
from a remote server that may sit on the other side of the earth.
ucode allocation management is done in a distributed hierarchical manner
to facilitate such distributed allocation.
Finland’s VTT has already installed and is running both the top level
and second level uID servers. Top level servers are meant for
countries, cities, etc. whereas second level servers (companies,
organisations) handle (or resolve) directly the ucode queries.

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All queries are eventually resolved by the server hierarchy. The current
implementation is only for experimental purposes. Both servers, running on
PCs, are accessible outside VTT and can be used for small pilots and
experiments. VTT has the ability to grant ucode spaces and all the
management capabilities for linking ucodes with information and services.
The initial setup was assisted by a Japanese researcher who visited VTT for
one month; such visits are expected to continue and gain more importance
in the context of the UNL-EIoTA MoU. The objective of VTT is to integrate
uID ecosystem with smart spaces and environments through their own
semantic interoperability techniques.
Building on VTT’s experience, EIoTA will seek to establish some research
teams or lablets (certainly in Finland, but also in Italy, Germany, France,
Spain, etc.) concentrating on the development, application and exploitation
of IoT technologies, an EIoTA Communication Office, with the responsibility
of relations to industry and business, public authorities, and Japanese
partners, and a few Business Showcases to promote awareness of the
possibilities of IoT applications in various domains. During 2012, EIoTA will
finalise its business plan (research lab, show room, liaison office, new
venture) and define the first locations in Europe. It will also clarify its
organisation in terms of legal status, human resources, funding,
responsibilities and rights, management structure, and contract issues.
For its part throughout the discussions between UNL and EIoTA, the
European Commission stressed three points:
1 Openness. The European Internet of Things Alliance is not a sort
of ‘European tribe’ willing to cooperate with the YRP Ubiquitous
Networking Laboratory to fight against other organisations here
and there. On the contrary, it is an initiative that aims at fostering
dialogue and cooperation among all countries and organisations
on the timing, conditions, and circumstances for the deployment
of Ubiquitous Computing and Internet of Things.
Universities, research centres and companies in Europe are willing
to improve or enhance the T-Engine Forum solutions in order to
design and build innovative applications that are well adapted to
local needs. This begins with an approach of openness,
transparency, mutual respect, acceptance, trust, and accountability
that welcomes potential partners from all countries as well as other
technical solutions insofar as the same general objectives are
shared.

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2
3
Interoperability. The Ubiquitous ID Center, which operates within
T-Engine Forum, has recently taken some initiatives to establish the
ucode within the standardisation community on a more formal
basis. In particular, the UID Center is seeking formal registration
under ISO for a set of RFID data constructs and having the ucode
as a unique item identifier in ISO. These initiatives deserve to be
hailed as important developments to ensure interoperability among
established systems, but yet the risk exists that the ucode fails to
meet the fundamental requirements of the unique item identifier.
In this context, Japan-Europe collaboration under the
Memorandum of Understanding offers a glimmer of hope to
resolve this situation in an efficient and effective way.
Connectivity and scalability. The evolution of Ubiquitous
Computing and the Internet of Things can be a powerful vector for
having a Future Internet that is worthy of society's trust. We must
acknowledge the practical constraints such as the speed of light,
or limitations on computation, memory, and bandwidth resources.
We must also acknowledge the design requirements for goals like
efficiency, security, privacy, reliability, performance, ease of
management, and so on. Nevertheless, we should wonder whether
it is possible to achieve scalability without relying on hierarchical
addressing, route traffic directly on the name of a service rather
than the address of an object, or have notions of identity that
cannot be forged. The Memorandum of Understanding can
promote collaborative research and experiments that provide
helpful insight into these matters.

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Conclusion
TRON Project, a computer architecture project for embedded systems led
by one of the authors (Ken Sakamura) has been on-going since 1984.
In it, the vision of Ubiquitous Computing, which is today’s IoT in essence,
was described from the start. Thanks to advances in microelectronics,
RFID and other advanced ICT, ubiquitous computer networks today
make the applications of IoT using ucode possible. But this is only a start.
Feedback now needs to be collected to build more interesting applications
in the future.
IoT applications that use ucode can be built for many application fields:
Tourism
Commercial promotion
Support for physically-challenged people
Helping victims in times of natural disasters, etc.
Applications have already been prototyped and put into use in several
countries including Japan and Finland.
The approach taken by uID architecture is open to everybody so it can create
synergy with other similar technologies and hence better address
the growing global and societal challenges.
Cooperation between EIoTA and Japan's UNL is a model of global alliance
that has the potential to bring ICT to every organisation and every individual
for improved efficiency and better quality of life.
It is hoped we are demonstrating the right direction for the future adoption
of IoT with this global alliance between EU and Japan, and with future
partners from other regions.
Readers' participation will be welcome!

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National Value
Creation Networks
By Ovidiu Vermesan & Peter Friess
Innovation in the area of IoT is the successful exploitation of new ideas
generated. It is considered the key factor for fostering the use of IoT
technology in new applications resulting in economic growth and
supporting industry competitiveness in the global market, by bringing new
knowledge into business, developing new applications, high value‐added
products and services. IERC see open innovation as a mechanism to support
the positioning of existing European research and development assets in
the face of rapid IoT technological and market change. The cluster is actively
involved in the process of knowledge creation, knowledge diffusion, and
knowledge sharing.
Evolutions in the global environment and evolutions in national, science and
technology and industrial/enterprise policy are converging on the objective
of supporting these linkages at a national level. One of the vehicles
proposed by the IoT Cluster in order to achieve a real pan European
coordination and cooperation is to support a national cluster liaison in every
Pan European Cross Fertilisation and Integration
of IoT Programmes and Initiatives Through
National Value Creation Networks
In the area of the Internet of Things (IoT), Europe is addressing the
competitiveness in the context of globalisation. The technological
specialisations built up over decades are rapidly transforming. In
the area of IoT the IERC (IoT European Research Cluster) is focusing
on increasing the network of projects, companies, organizations,
people and knowledge at the European level as a way of making
projects more innovative and competitive. The strategic
relationships in the European IoT cluster involve national and
international linkages that support knowledge investments.

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Figure 1 Internet of Things - Connectivity
European country with “national value creation networks/clusters,
innovation/research incubators”- concentrations of projects and supporting
actors financed by the national public authorities.
This process will be very important in regard to innovation considering that
strong international competition and rapid technological development in
the area of IoT will require companies to produce new products, new
applications, new services, develop new processes and access new markets.
Cooperation is one of the first priorities for action in Europe to prepare for
the new knowledge-based economy where IoT technology and applications
will play a significant role. This is needed based on the nature of global
competition and on an estimate of the types of jobs that will be demanded
by the market in the future.
The creation of national clusters enables the projects and the
organisations involved to become more flexible to grasp business
opportunities, to react quickly, and to engage in partnerships with
complementary strengths and capabilities.

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Figure 2 Bridging European and national research programmes on IoT
IERC strategy includes the provision of a policy framework for interactive
learning between projects that involve industry, public bodies and research
and education organisations. The development phases of the IERC are
described in the table overleaf.
This new approach is visible across a number of different policy fields
implemented by the IoT Cluster. One of them is the creation of common
activity chains (ACs) to favour close cooperation between the IoT Cluster
projects and to form an arena for exchange of ideas and open dialog on
important research challenges.
In the context of global competition the Member States in Europe
are forced to organize the brainpower to capture the growth in the
area of IoT by closer cooperation.
Participation in these new IoT networks enables the European
projects and organisations to concentrate on core capabilities, and
provide access to resources including specific know-how,
technology, financial means, products, applications, services,
markets etc., in other projects and organisations.

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IERC Development
Process Stages
Idea started with
the need to
cluster the
activities related
to IoT technology.
The result is the
establishment of
this stakeholder
community based
on common
technological
interests, trust
and confidence
Creating and
formalising
strategic linkages
with other
programs and
organisations at
the European and
global level.
Vision, strategy
development and
creation of
common activity
chains
Implementation
Evaluation and
sustainability
Goals
Create the basis for
cooperation, build a strong
community, develop the
common vision, strategic
research agenda and
sustain trust and
confidence
Build institutional bridges,
institutionalise collective
routines
Determine strategy,
produce strategic research
agendas and roadmaps for
IoT technology and
applications, action plans,
continuous evaluation (fine
tuned visions).
Improve IERC dynamics by
promoting the IoT enabling
technologies and
applications, stimulate
clustering among projects
at European and national
level, secure common
resources and participation
of common events, and
invest in a Cluster Web site
and web space.
Continuous policy
improvement with EU
support; provide resources
to the cluster, set up
procedures to rapidly adapt
to changing contexts, and
needs.
Needs
Technological leadership,
cooperation among projects,
liaisons with global community,
confidence building, willing to
challenge the current situation,
delegate the responsibility of
common activities to individual
projects and companies. Identify
relational and communicational
skills. Cluster building requires
patience, commitment, resilience
and in-depth knowledge of the
projects.
Excellent regional knowledge
and vision. Integrity, managerial
and analytical skills. Brokerage,
mediation, conflict resolution
and communication skills.
Market and national knowledge,
awareness and vision. Consensus
building among projects
including the use of external
expertise to support the process.
Select activity chains responsible
with relational and analytical
skills able to secure resources
and organise common events
while having technical skills in
the area of IoT and related
enabling technologies.
Strategic leadership, ability to
see the global view and
significant change processes and
re-assess integrity.
Implementation
Projects identity building, a
cluster foundation and
strategy.
Setting up activity chains,
and national value creation
networks. Obtain a clear
understanding of the
European and global IoT
activities and the
stakeholders involved by
involving the projects in
common activities mapping
national and international
activities and knowledge
sharing.
Develop the annual strategic
research agenda, publish the
Cluster book with focus on
European and Global IoT
research and development
trends.
Organise relevant IERC
meetings, common activity
chain workshops, create an
annual IoT week, develop
R&D activities and stimulate
joint projects. Set up
national IoT value creation
networks/clusters,
innovation/research
Consensus based and open
discussions with the projects
involved.

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The activity chains are defined as work streams that group together partners
or specific participants from partners around well-defined technical
activities that will result in at least one output or delivery that will be used
in addressing the IERC objectives
Figure 3 Internet of Things: Research-Innovation-Deployment
The creation of national IoT value creation networks/clusters,
innovation/research incubators linked with the IERC allows a better
coordination of knowledge-producing projects in the area of IoT at the
national level with inter-linkages among different countries and cooperation
at the European level through the integration with the IERC.
This liaison concept helps strengthen and replicate the success factors that
are or will be achieved by specific projects in the area of IoT and will be an
instrument that can help promote exchange of ideas, solutions, results and
validation of these among different projects at national and European level.
In the new global environment with increased competition and scarce
financial resources this approach is a convenient and pragmatic organising
principle at the European and national level by which to focus resources
and build cooperation, partnerships and avoid duplication of effort.

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IoT is considered in the global context and in order to compete globally,
Europe has to use the enormous potential existing in the synergies among
national science and technology programmes, and the European
programmes, by favouring a multi-sector approach towards policies that
push for co-operative, multi-projects and often integration of national-
based and European activities in order to achieve the ultimate goal of
improving competitiveness and innovation capacity in the area of IoT.
This approach provides a more transparent, inclusive and competitive
framework for efforts to strengthen European IoT research efforts and
Entrepreneurship and Innovation Programmes and allows easier
involvement of SMEs who are participants in the national programmes.
Instruments for Pan-European Coordination of IoT Activities
The instruments used to create and integrate the national projects into a
common European framework cover five distinct areas:
The knowledge is created through innovative processes, and
research/innovation is a critical input into those processes and through an
increased pan-European coordination in the area of IoT allows the
promotion and preservation of future national and European corporate
competitiveness.
The IERC promotes in this way the integration of technological, structural,
national systems of innovation under one framework where the active
participants in the system are European and national companies,
Engagement of national public funding authorities and the national
actors actively involved in the area of IoT,
Creation of national value creation networks/clusters,
innovation/research incubators (concentrations of projects and
supporting actors financed by the national public authorities) in
different European countries,
Integration and liaison of the national activities with the IERC
Common/collective exchange of ideas through the IERC activity
chains including the European strategic research agenda for IoT
Creation of larger-scale collaborative research and innovation
initiatives in specific selected areas that require a certain critical
mass in order to be successful.

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universities, academic research institutions, private and public-sector
educational facilities involved in projects addressing the IoT technology.
It builds on the ideas put forward by the Cluster Strategic Research Agenda
and extensive discussions among the Cluster projects on overall priorities
for Horizon 2020 – the Framework Programme for Research and Innovation
and shows how the framework programme could support the research and
innovation objectives of the Europe 2020 strategy and the Framework
Programme for Research and Innovation and connects/coordinates the new
framework programme with national initiatives.
Internet of Things Research and Innovation Implementation
IoT research and innovation activities should be interlinked and integrated
across Horizon 2020 Framework Programme for Research and Innovation.
These innovation activities must address important IoT advancements such
as infrastructure development, standardisation, education programmes and
measures to support important industrial sectors or innovation-conducive
environments such as smart cities or regions.
Figure 4 Integration and liaison of the national activities with the
European initiatives

359
Chapter Eight
The integration and coordination between the European programmes and
national initiatives in the area of IoT offers the needed innovation-oriented,
industry-driven approach as an integral part of the Horizon 2020
Framework Programme for Research and Innovation where the involvement
of SMEs as drivers of innovation is ensured.
This facilitates dissemination of the IoT knowledge and technology transfer
including applications that address social and societal challenges.
Internet of Things Research and Innovation Expected Results
The common framework and integration concept for IoT activities at
national and European level generates programmes for innovative actions
with a view to developing international networks and providing support
for national programmes on knowledge and technological innovation.
The common framework and integration concept for IoT activities at
national and European level is expected to:
Diversify and strengthen IoT research and innovation at the
European level in partnership with national programmes by
improving the innovation systems.
Improve IERC capability for drawing up and cooperating with
national innovation strategies.
Build and sustain new partnerships with member states.
Improve the quality of IERC partners’ programmes.
Assist EU, and national policies with new examples of good
practices.
Develop a new framework for SMEs and IoT technology cluster.
Creation of new transnational links among enterprises working
in the area of IoT.

360
Chapter Eight
The common framework and integration concept for IoT activities
at national and European level is considered to be a source of
innovation and creativity since this is facilitating the development
of common visions and thus contributing to achievement of
common goals in the area of IoT technology, applications and
services by enhancing the competitiveness of participating projects
and companies/organisations through the rapid diffusion of
knowledge and expertise.
In the actual economical context, common framework and
integration concept for IoT activities at the national and the
European level represents an efficient instrument that acts as a
bridge in promoting inter‐national and pan-European collaboration
and in networking research, industry and services for innovation in
the area of IoT.
Exchange of good IoT applications and technology
developments practices for business networks.
Transfer of IoT technology between scientific institutions and
SMEs.
New measures through venture capital for financial support for
start-ups and spin-offs for new IoT developments.
Testing of innovative IoT pilot measures.
www.internet-of-things-research.eu
"The future has already arrived.
It's just not evenly distributed yet."
William Gibson

The Internet of Things 2012 - New Horizon

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