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What is an Algorithm?
(And how do we analyze one?)
COMP 550, Fall 2019
Intro - 2 Comp 122,
Algorithms
 Informally,
 A tool for solving a well-specified computational
problem.
 Example: sorting
input: A sequence of numbers.
output: An ordered permutation of the input.
issues: correctness, efficiency, storage, etc.
Algorithm
Input Output
Intro - 3 Comp 122,
Strengthening the Informal Definiton
 An algorithm is a finite sequence of
unambiguous instructions for solving a well-
specified computational problem.
 Important Features:
 Finiteness.
 Definiteness.
 Input.
 Output.
 Effectiveness.
Intro - 4 Comp 122,
Algorithm – In Formal Terms…
 In terms of mathematical models of computational
platforms (general-purpose computers).
 One definition – Turing Machine that always halts.
 Other definitions are possible (e.g. Lambda Calculus.)
 Mathematical basis is necessary to answer questions
such as:
 Is a problem solvable? (Does an algorithm exist?)
 Complexity classes of problems. (Is an efficient algorithm
possible?)
 Interested in learning more?
 Take COMP 181 and/or David Harel’s book Algorithmics.
Intro - 5 Comp 122,
Algorithm Analysis
 Determining performance characteristics.
(Predicting the resource requirements.)
 Time, memory, communication bandwidth etc.
 Computation time (running time) is of primary
concern.
 Why analyze algorithms?
 Choose the most efficient of several possible
algorithms for the same problem.
 Is the best possible running time for a problem
reasonably finite for practical purposes?
 Is the algorithm optimal (best in some sense)? – Is
something better possible?
Intro - 6 Comp 122,
Running Time
 Run time expression should be machine-
independent.
 Use a model of computation or “hypothetical”
computer.
 Our choice – RAM model (most commonly-used).
 Model should be
 Simple.
 Applicable.
Intro - 7 Comp 122,
RAM Model
 Generic single-processor model.
 Supports simple constant-time instructions found in
real computers.
 Arithmetic (+, –, *, /, %, floor, ceiling).
 Data Movement (load, store, copy).
 Control (branch, subroutine call).
 Run time (cost) is uniform (1 time unit) for all simple
instructions.
 Memory is unlimited.
 Flat memory model – no hierarchy.
 Access to a word of memory takes 1 time unit.
 Sequential execution – no concurrent operations.
Intro - 8 Comp 122,
Model of Computation
 Should be simple, or even simplistic.
 Assign uniform cost for all simple operations and
memory accesses. (Not true in practice.)
 Question: Is this OK?
 Should be widely applicable.
 Can’t assume the model to support complex
operations. Ex: No SORT instruction.
 Size of a word of data is finite.
 Why?
Intro - 9 Comp 122,
Running Time – Definition
 Call each simple instruction and access to a
word of memory a “primitive operation” or
“step.”
 Running time of an algorithm for a given input
is
 The number of steps executed by the algorithm on
that input.
 Often referred to as the complexity of the
algorithm.
Intro - 10 Comp 122,
Complexity and Input
 Complexity of an algorithm generally depends
on
 Size of input.
• Input size depends on the problem.
– Examples: No. of items to be sorted.
– No. of vertices and edges in a graph.
 Other characteristics of the input data.
• Are the items already sorted?
• Are there cycles in the graph?
Intro - 11 Comp 122,
Worst, Average, and Best-case Complexity
 Worst-case Complexity
 Maximum steps the algorithm takes for any
possible input.
 Most tractable measure.
 Average-case Complexity
 Average of the running times of all possible inputs.
 Demands a definition of probability of each input,
which is usually difficult to provide and to analyze.
 Best-case Complexity
 Minimum number of steps for any possible input.
 Not a useful measure. Why?
Intro - 12 Comp 122,
Pseudo-code Conventions
 Read about pseudo-code in the text. pp 19 – 20.
 Indentation (for block structure).
 Value of loop counter variable upon loop termination.
 Conventions for compound data. Differs from syntax in
common programming languages.
 Call by value not reference.
 Local variables.
 Error handling is omitted.
 Concerns of software engineering ignored.
 …
Intro - 13 Comp 122,
A Simple Example – Linear Search
INPUT: a sequence of n numbers, key to search for.
OUTPUT: true if key occurs in the sequence, false otherwise.

n
i 2
1
LinearSearch(A, key) cost times
1 i  1 c1 1
2 while i ≤ n and A[i] != key c2 x
3 do i++ c3 x-1
4 if i  n c4 1
5 then return true c5 1
6 else return false c6 1
x ranges between 1 and n+1.
So, the running time ranges between
c1+ c2+ c4 + c5 – best case
and
c1+ c2(n+1)+ c3n + c4 + c6 – worst case
Intro - 14 Comp 122,
A Simple Example – Linear Search
INPUT: a sequence of n numbers, key to search for.
OUTPUT: true if key occurs in the sequence, false otherwise.

n
i 2
1
Assign a cost of 1 to all statement executions.
Now, the running time ranges between
1+ 1+ 1 + 1 = 4 – best case
and
1+ (n+1)+ n + 1 + 1 = 2n+4 – worst case
LinearSearch(A, key) cost times
1 i  1 1 1
2 while i ≤ n and A[i] != key 1 x
3 do i++ 1 x-1
4 if i  n 1 1
5 then return true 1 1
6 else return false 1 1
Intro - 15 Comp 122,
A Simple Example – Linear Search
INPUT: a sequence of n numbers, key to search for.
OUTPUT: true if key occurs in the sequence, false otherwise.

n
i 2
1
If we assume that we search for a random item in the list,
on an average, Statements 2 and 3 will be executed n/2 times.
Running times of other statements are independent of input.
Hence, average-case complexity is
1+ n/2+ n/2 + 1 + 1 = n+3
LinearSearch(A, key) cost times
1 i  1 1 1
2 while i ≤ n and A[i] != key 1 x
3 do i++ 1 x-1
4 if i  n 1 1
5 then return true 1 1
6 else return false 1 1
Intro - 16 Comp 122,
Order of growth
 Principal interest is to determine
 how running time grows with input size – Order of growth.
 the running time for large inputs – Asymptotic complexity.
 In determining the above,
 Lower-order terms and coefficient of the highest-order term are
insignificant.
 Ex: In 7n5+6n3+n+10, which term dominates the running time for
very large n?
 Complexity of an algorithm is denoted by the highest-order term
in the expression for running time.
 Ex: Ο(n), Θ(1), Ω(n2), etc.
 Constant complexity when running time is independent of the input size –
denoted Ο(1).
 Linear Search: Best case Θ(1), Worst and Average cases: Θ(n).
 More on Ο, Θ, and Ω in next class. Use Θ for the present.
Intro - 17 Comp 122,
Comparison of Algorithms
 Complexity function can be used to compare the
performance of algorithms.
 Algorithm A is more efficient than Algorithm B
for solving a problem, if the complexity
function of A is of lower order than that of B.
 Examples:
 Linear Search – (n) vs. Binary Search – (lg n)
 Insertion Sort – (n2) vs. Quick Sort – (n lg n)
Intro - 18 Comp 122,
Comparisons of Algorithms
 Multiplication
 classical technique: O(nm)
 divide-and-conquer: O(nmln1.5) ~ O(nm0.59)
For operands of size 1000, takes 40 & 15 seconds
respectively on a Cyber 835.
 Sorting
 insertion sort: (n2)
 merge sort: (n lg n)
For 106 numbers, it took 5.56 hrs on a
supercomputer using machine language and 16.67
min on a PC using C/C++.
Intro - 19 Comp 122,
Why Order of Growth Matters?
 Computer speeds double every two years,
so why worry about algorithm speed?
 When speed doubles, what happens to the
amount of work you can do?
 What about the demands of applications?
Intro - 20 Comp 122,
Effect of Faster Machines
• Higher gain with faster hardware for more efficient algorithm.
• Results are more dramatic for more higher speeds.
No. of items sorted
Ο(n2)
H/W Speed
Comp. of Alg.
1 M*
2 M Gain
1000 1414 1.414
O(n lgn) 62700 118600 1.9
* Million operations per second.
Intro - 21 Comp 122,
Correctness Proofs
 Proving (beyond “any” doubt) that an
algorithm is correct.
 Prove that the algorithm produces correct output
when it terminates. Partial Correctness.
 Prove that the algorithm will necessarily terminate.
Total Correctness.
 Techniques
 Proof by Construction.
 Proof by Induction.
 Proof by Contradiction.
Intro - 22 Comp 122,
Loop Invariant
 Logical expression with the following properties.
 Holds true before the first iteration of the loop –
Initialization.
 If it is true before an iteration of the loop, it remains true
before the next iteration – Maintenance.
 When the loop terminates, the invariant ― along with the
fact that the loop terminated ― gives a useful property that
helps show that the loop is correct – Termination.
 Similar to mathematical induction.
 Are there differences?
Intro - 23 Comp 122,
Correctness Proof of Linear Search
 Use Loop Invariant for the while loop:
 At the start of each iteration of the while loop, the
search key is not in the subarray A[1..i-1].
LinearSearch(A, key)
1 i  1
2 while i ≤ n and A[i] != key
3 do i++
4 if i  n
5 then return true
6 else return false
If the algm. terminates,
then it produces correct
result.
Initialization.
Maintenance.
Termination.
Argue that it terminates.
Intro - 24 Comp 122,
 Go through correctness proof of insertion sort in
the text.

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01-algo.ppt

  • 1. What is an Algorithm? (And how do we analyze one?) COMP 550, Fall 2019
  • 2. Intro - 2 Comp 122, Algorithms  Informally,  A tool for solving a well-specified computational problem.  Example: sorting input: A sequence of numbers. output: An ordered permutation of the input. issues: correctness, efficiency, storage, etc. Algorithm Input Output
  • 3. Intro - 3 Comp 122, Strengthening the Informal Definiton  An algorithm is a finite sequence of unambiguous instructions for solving a well- specified computational problem.  Important Features:  Finiteness.  Definiteness.  Input.  Output.  Effectiveness.
  • 4. Intro - 4 Comp 122, Algorithm – In Formal Terms…  In terms of mathematical models of computational platforms (general-purpose computers).  One definition – Turing Machine that always halts.  Other definitions are possible (e.g. Lambda Calculus.)  Mathematical basis is necessary to answer questions such as:  Is a problem solvable? (Does an algorithm exist?)  Complexity classes of problems. (Is an efficient algorithm possible?)  Interested in learning more?  Take COMP 181 and/or David Harel’s book Algorithmics.
  • 5. Intro - 5 Comp 122, Algorithm Analysis  Determining performance characteristics. (Predicting the resource requirements.)  Time, memory, communication bandwidth etc.  Computation time (running time) is of primary concern.  Why analyze algorithms?  Choose the most efficient of several possible algorithms for the same problem.  Is the best possible running time for a problem reasonably finite for practical purposes?  Is the algorithm optimal (best in some sense)? – Is something better possible?
  • 6. Intro - 6 Comp 122, Running Time  Run time expression should be machine- independent.  Use a model of computation or “hypothetical” computer.  Our choice – RAM model (most commonly-used).  Model should be  Simple.  Applicable.
  • 7. Intro - 7 Comp 122, RAM Model  Generic single-processor model.  Supports simple constant-time instructions found in real computers.  Arithmetic (+, –, *, /, %, floor, ceiling).  Data Movement (load, store, copy).  Control (branch, subroutine call).  Run time (cost) is uniform (1 time unit) for all simple instructions.  Memory is unlimited.  Flat memory model – no hierarchy.  Access to a word of memory takes 1 time unit.  Sequential execution – no concurrent operations.
  • 8. Intro - 8 Comp 122, Model of Computation  Should be simple, or even simplistic.  Assign uniform cost for all simple operations and memory accesses. (Not true in practice.)  Question: Is this OK?  Should be widely applicable.  Can’t assume the model to support complex operations. Ex: No SORT instruction.  Size of a word of data is finite.  Why?
  • 9. Intro - 9 Comp 122, Running Time – Definition  Call each simple instruction and access to a word of memory a “primitive operation” or “step.”  Running time of an algorithm for a given input is  The number of steps executed by the algorithm on that input.  Often referred to as the complexity of the algorithm.
  • 10. Intro - 10 Comp 122, Complexity and Input  Complexity of an algorithm generally depends on  Size of input. • Input size depends on the problem. – Examples: No. of items to be sorted. – No. of vertices and edges in a graph.  Other characteristics of the input data. • Are the items already sorted? • Are there cycles in the graph?
  • 11. Intro - 11 Comp 122, Worst, Average, and Best-case Complexity  Worst-case Complexity  Maximum steps the algorithm takes for any possible input.  Most tractable measure.  Average-case Complexity  Average of the running times of all possible inputs.  Demands a definition of probability of each input, which is usually difficult to provide and to analyze.  Best-case Complexity  Minimum number of steps for any possible input.  Not a useful measure. Why?
  • 12. Intro - 12 Comp 122, Pseudo-code Conventions  Read about pseudo-code in the text. pp 19 – 20.  Indentation (for block structure).  Value of loop counter variable upon loop termination.  Conventions for compound data. Differs from syntax in common programming languages.  Call by value not reference.  Local variables.  Error handling is omitted.  Concerns of software engineering ignored.  …
  • 13. Intro - 13 Comp 122, A Simple Example – Linear Search INPUT: a sequence of n numbers, key to search for. OUTPUT: true if key occurs in the sequence, false otherwise.  n i 2 1 LinearSearch(A, key) cost times 1 i  1 c1 1 2 while i ≤ n and A[i] != key c2 x 3 do i++ c3 x-1 4 if i  n c4 1 5 then return true c5 1 6 else return false c6 1 x ranges between 1 and n+1. So, the running time ranges between c1+ c2+ c4 + c5 – best case and c1+ c2(n+1)+ c3n + c4 + c6 – worst case
  • 14. Intro - 14 Comp 122, A Simple Example – Linear Search INPUT: a sequence of n numbers, key to search for. OUTPUT: true if key occurs in the sequence, false otherwise.  n i 2 1 Assign a cost of 1 to all statement executions. Now, the running time ranges between 1+ 1+ 1 + 1 = 4 – best case and 1+ (n+1)+ n + 1 + 1 = 2n+4 – worst case LinearSearch(A, key) cost times 1 i  1 1 1 2 while i ≤ n and A[i] != key 1 x 3 do i++ 1 x-1 4 if i  n 1 1 5 then return true 1 1 6 else return false 1 1
  • 15. Intro - 15 Comp 122, A Simple Example – Linear Search INPUT: a sequence of n numbers, key to search for. OUTPUT: true if key occurs in the sequence, false otherwise.  n i 2 1 If we assume that we search for a random item in the list, on an average, Statements 2 and 3 will be executed n/2 times. Running times of other statements are independent of input. Hence, average-case complexity is 1+ n/2+ n/2 + 1 + 1 = n+3 LinearSearch(A, key) cost times 1 i  1 1 1 2 while i ≤ n and A[i] != key 1 x 3 do i++ 1 x-1 4 if i  n 1 1 5 then return true 1 1 6 else return false 1 1
  • 16. Intro - 16 Comp 122, Order of growth  Principal interest is to determine  how running time grows with input size – Order of growth.  the running time for large inputs – Asymptotic complexity.  In determining the above,  Lower-order terms and coefficient of the highest-order term are insignificant.  Ex: In 7n5+6n3+n+10, which term dominates the running time for very large n?  Complexity of an algorithm is denoted by the highest-order term in the expression for running time.  Ex: Ο(n), Θ(1), Ω(n2), etc.  Constant complexity when running time is independent of the input size – denoted Ο(1).  Linear Search: Best case Θ(1), Worst and Average cases: Θ(n).  More on Ο, Θ, and Ω in next class. Use Θ for the present.
  • 17. Intro - 17 Comp 122, Comparison of Algorithms  Complexity function can be used to compare the performance of algorithms.  Algorithm A is more efficient than Algorithm B for solving a problem, if the complexity function of A is of lower order than that of B.  Examples:  Linear Search – (n) vs. Binary Search – (lg n)  Insertion Sort – (n2) vs. Quick Sort – (n lg n)
  • 18. Intro - 18 Comp 122, Comparisons of Algorithms  Multiplication  classical technique: O(nm)  divide-and-conquer: O(nmln1.5) ~ O(nm0.59) For operands of size 1000, takes 40 & 15 seconds respectively on a Cyber 835.  Sorting  insertion sort: (n2)  merge sort: (n lg n) For 106 numbers, it took 5.56 hrs on a supercomputer using machine language and 16.67 min on a PC using C/C++.
  • 19. Intro - 19 Comp 122, Why Order of Growth Matters?  Computer speeds double every two years, so why worry about algorithm speed?  When speed doubles, what happens to the amount of work you can do?  What about the demands of applications?
  • 20. Intro - 20 Comp 122, Effect of Faster Machines • Higher gain with faster hardware for more efficient algorithm. • Results are more dramatic for more higher speeds. No. of items sorted Ο(n2) H/W Speed Comp. of Alg. 1 M* 2 M Gain 1000 1414 1.414 O(n lgn) 62700 118600 1.9 * Million operations per second.
  • 21. Intro - 21 Comp 122, Correctness Proofs  Proving (beyond “any” doubt) that an algorithm is correct.  Prove that the algorithm produces correct output when it terminates. Partial Correctness.  Prove that the algorithm will necessarily terminate. Total Correctness.  Techniques  Proof by Construction.  Proof by Induction.  Proof by Contradiction.
  • 22. Intro - 22 Comp 122, Loop Invariant  Logical expression with the following properties.  Holds true before the first iteration of the loop – Initialization.  If it is true before an iteration of the loop, it remains true before the next iteration – Maintenance.  When the loop terminates, the invariant ― along with the fact that the loop terminated ― gives a useful property that helps show that the loop is correct – Termination.  Similar to mathematical induction.  Are there differences?
  • 23. Intro - 23 Comp 122, Correctness Proof of Linear Search  Use Loop Invariant for the while loop:  At the start of each iteration of the while loop, the search key is not in the subarray A[1..i-1]. LinearSearch(A, key) 1 i  1 2 while i ≤ n and A[i] != key 3 do i++ 4 if i  n 5 then return true 6 else return false If the algm. terminates, then it produces correct result. Initialization. Maintenance. Termination. Argue that it terminates.
  • 24. Intro - 24 Comp 122,  Go through correctness proof of insertion sort in the text.