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RECORDS MANAGEMENT
Judith Read and Mary Lea Ginn
Chapter 3
Alphabetic Indexing
Rules 5-8
Copyright 2011 South-Western, Cengage Learning
Rule 5: Titles and Suffixes
• Personal names
– A title, seniority suffix, or professional suffix is the last
unit
– Numeric suffixes are placed before alphabetic suffixes
– Single names with royal or religious titles are filed as
written
2
Rule 5: Titles and Suffixes
3
Rule 5: Titles and Suffixes
• Business names
– Titles and suffixes are indexed as written
– “The” is the last unit
4
Rule 6: Articles and Particles
• Business and personal names
– An article or particle is combined with the name
following it
– Spaces are disregarded
5
Rule 7: Numbers in Names
• Business names
– Numbers spelled out are filed alphabetically
– Numbers written in digits are filed in ascending order
before words
– Arabic numbers are filed before Roman numbers
– For inclusive numbers, only the first digits are used
– Ordinals (st, d, th) are disregarded
– A number linked to a letter or word is a single unit
6
Rule 7: Numbers in Names
7
Rule 8: Organizations & Institutions
• Filed according to the name written on the
letterhead
• Examples
– Banks and other financial institutions
– Schools, colleges, and universities
– Hospitals, hotels, and clubs
8
Rule 8: Organizations & Institutions
9
Cross-Reference Examples
• Popular and coined names
– File records under the official name
– Cross-reference the popular name
10
Cross-Reference Examples
• Hyphenated names
– File records under the official name
– Cross-reference each surname combination
11
Cross-Reference Examples
• Divisions and subsidiaries
– File records under the division or branch name
– Cross-reference the parent company name
12
Cross-Reference Examples
• Changed names
– File records under the new name
– Cross-reference the former name
13
Cross-Reference Examples
• Similar names
– A SEE ALSO cross-reference indicates similar names
– Only the similar part of the name is cross-referenced
14
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Ch03 records management

  • 1. RECORDS MANAGEMENT Judith Read and Mary Lea Ginn Chapter 3 Alphabetic Indexing Rules 5-8 Copyright 2011 South-Western, Cengage Learning
  • 2. Rule 5: Titles and Suffixes • Personal names – A title, seniority suffix, or professional suffix is the last unit – Numeric suffixes are placed before alphabetic suffixes – Single names with royal or religious titles are filed as written 2
  • 3. Rule 5: Titles and Suffixes 3
  • 4. Rule 5: Titles and Suffixes • Business names – Titles and suffixes are indexed as written – “The” is the last unit 4
  • 5. Rule 6: Articles and Particles • Business and personal names – An article or particle is combined with the name following it – Spaces are disregarded 5
  • 6. Rule 7: Numbers in Names • Business names – Numbers spelled out are filed alphabetically – Numbers written in digits are filed in ascending order before words – Arabic numbers are filed before Roman numbers – For inclusive numbers, only the first digits are used – Ordinals (st, d, th) are disregarded – A number linked to a letter or word is a single unit 6
  • 7. Rule 7: Numbers in Names 7
  • 8. Rule 8: Organizations & Institutions • Filed according to the name written on the letterhead • Examples – Banks and other financial institutions – Schools, colleges, and universities – Hospitals, hotels, and clubs 8
  • 9. Rule 8: Organizations & Institutions 9
  • 10. Cross-Reference Examples • Popular and coined names – File records under the official name – Cross-reference the popular name 10
  • 11. Cross-Reference Examples • Hyphenated names – File records under the official name – Cross-reference each surname combination 11
  • 12. Cross-Reference Examples • Divisions and subsidiaries – File records under the division or branch name – Cross-reference the parent company name 12
  • 13. Cross-Reference Examples • Changed names – File records under the new name – Cross-reference the former name 13
  • 14. Cross-Reference Examples • Similar names – A SEE ALSO cross-reference indicates similar names – Only the similar part of the name is cross-referenced 14