Governments are Decentralizing
            Responsibility for Forest
       Management in Africa, but Are Rural
       People Able to Take on their Rights?


               Edmund Barrow, Isilda Nhantumbo,
             Kamugisha-Ruhombe Jones, Rene Oyono
                     & Savadogo Moumini

International Union for the Conservation of Nature   1
I will argue that:
       • Tenure & secure rights to land are
         important, but not enough to improve
         livelihoods & sustainably manage forests
       • Rural people need:
              – Greater sharing of power (equity, gender);
              – Ability to organize, have rules, & sanction;
              – Ability to negotiate as “equals”;
              – Ability to process & value add; and the
              – Ability to competively enter the market.

International Union for the Conservation of Nature             2
This Presentation

       • Summarizes some findings of 4 regional
         studies on “Who Owns Africa’s Forests”
         (RRI partners); &
       • Will look at tenure & decentralization
         conditions needed for rural communities to
         take on their rightful role in forest
         management


International Union for the Conservation of Nature     3
History: Waves of Change in Forest
                  Tenure in Africa
       • Early indigenous (forest dwellers) communal forest tenure
         disrupted & dislocated by migrations (to appx 1900);
       • State as master of land & forest (colonial & post colonial,
         1900 – 1990’s); and
       • Post 1990’s Forest reforms & decentralization (both to
         trees on farm, and in the forest).



        Created complexity of tenure & decentralization regimes
           – with overlaps (customary-statutory), & conflicts –
            over 35 countries in Africa now have “community
                          forestry” on “books”

International Union for the Conservation of Nature                     4
Forest Tenure – Where are we in Africa?
       • Most of “forest” – State owned even if increased
         emphasis on community
       • Of 9 most forested countries – Sudan, Tanzania,
         Cameroon, Congo & Zambia show increasing
         community ownership (approx Ha 6 million)
       • In W. Africa – increases in forest land for local
         communities in Burkina Faso, Chad, Mali, Niger
         and Gambia – but data incomplete (approx Ha
         3.6 Mill)
       (Source: RRI, 2008)


International Union for the Conservation of Nature           5
Various forms of decentralized forests
       • Community & decentralized forests in some
         West African countries (Mali, Burkina Faso,
         Senegal) – “terroire villegois”, & village forests in
         Tanzania
       • Decentralized to Area Councils (Gambia, Niger,
         Sudan)
       • Joint (or Collaborative) forest management
         promoted between Government and
         communities (Tanzania, Uganda, Kenya,
         Cameroon)


International Union for the Conservation of Nature               6
Policy & Law changes – But has
                Anything Changed???

          We have lots of good laws/policies – but are we
                really implementing them? & has this
           translated into a greater ability of rural people
              to both better manage & benefit from the
                               forest?

            In general – rights to less valuable forests &/or
                 products devolved, not high value forest
               products (except trials in Ghana, Tanzania);
                 varying levels of planning & restrictions
                                  imposed
International Union for the Conservation of Nature              7
Tanzania – an example
  Forest type                                        Area
  Central Forest Reserves (managed                   12.3 mill Ha (36.5%)
  by central gov.)
  Local Authority Forest Reserves                    1.6 mill Ha (4.8%)
  (managed by Districts
  Village forest reserves (managed by                2 mill Ha (5.9%) (4.1 mill Ha under or
  village), area increasing with                     in process of being transferred to
  registration                                       villages in over 2,300 villages)
  Private forests (private sector)                   61,000 Ha (0.18%)
  Forests on general lands (non-                     17.7 mill Ha (52.6%)
  reserved, de facto community)
  Sacred, traditional forests (ones                  370 Ha
  “formally known”)
  Totals                                             33,661,370 Ha
       Source: Blomley et. al. 2008
International Union for the Conservation of Nature                                            8
But are we really making progress in
      decentralized forest Tenure in Africa??
  Forest:       % in Africa % in Latin America % in Asia
  Administered     98%             33%           66%
  by Government
  Use by local      1%              8%            3%
  communities
  Owned by local                          less than   25%                 25%
  communities                                1%
  Owned by                                less than   34%                     6%
  individual                                 1%

       Source: RRI, 2008 (based on Statutory data sets of FAO & governments


International Union for the Conservation of Nature                                 9
What does this mean? - Get beyond policy &
             legal words so as to
       • Encourage ownership rights not just “use” rights
       • As ownership is stronger (incentives, exclusion,
         reduced conflicts)
       • Basis for investment & livelihoods, & can benefit
         all (forest goods & services)
       • Get beyond commercial timber forestry to forests
         for people (community based forestry)
       • Will reduce forest conflict, & be a strong platform
         for managing for “climate change”


International Union for the Conservation of Nature             10
For Rural People - Forests for What?

       • Non-Timber Forest Products (fruits,
         medicines, gums, resins, oils etc.)
       • Grazing & browsing (pastoralists)
       • Building materials
       • Cultural/spiritual values
       • And Yes – timber & environmental
         services (but not the main focus)


International Union for the Conservation of Nature   11
Are rights secure?
       • In decentralized forest management –
         extent & scale to which Government can
         withdraw rights undermines
         decentralization (e.g. Central Africa)
       • If communities have ownership – can they
         make best use of their rights? – to
         manage, process, value add? (plans,
         permits, taxes, rules)
       • Attainment of rights often delayed (even if
         conditions met) by “lack of willingness”
International Union for the Conservation of Nature     12
Equity & Gender
       • Its much more than “community”! – whose rights
         & responsibilities within a group/village
       • Women often “de facto” providers at farm level,
         yet with little power to manage
       • Legislating not enough without implementation
         (which may result in power struggles & conflict)
       • Effects of culture & tradition on gender & rights
         of different groups (excuse to hold onto power!)
       • Elite capture (from within or external) – esp. If
         resources increase in value

International Union for the Conservation of Nature           13
Do devolved rights reduce poverty?
       • Poverty & forests often go hand in hand in
         a “vicious cycle”
       • Contribution of forests to GDP, National
         accounts negligible, as data not captured
         even if very important at local level
       • Inability to add value & market (beyond
         subsistence) mean real value of rights
         reduced


International Union for the Conservation of Nature    14
But the Forests are Hugely Valuable!!

   Country          Forests & GDP                    Econ Value                   Other values

   Sudan            10%                              $650 mill p.a.; Gum Arabic   66% pop involved with
                                                     $80 mill p.a.                forestry. 70% depend
                                                                                  on fuel wood
   Tanzania 3.3% (& 10% of                           2.8% value of agric. Sector; 92% depend on fuel
            exports)                                 In Shinyanga $14 p.p. p.m. wood
                                                     for 2.25 million people
                                                     (800+ villages)
   South            2% or 1.7% (FAO)                 $4,674 mill p.a. – 55% of    Over 325,000
   Africa                                            which NTFP                   employed

   Namibia          6%                               Devils claw worth $10 mill   89% rural use fuel
                                                     p.a.                         wood (20% urban)
   Uganda           2% (Min finance)                 Forest business worth        90% fuel wood, &
                    or 6% (Forest                    $165 mill p.a.               90% herbal remedies
                    sector)

International Union for the Conservation of Nature                                                        15
Key Opportunities
       • Tenure rights – important but ability to negotiate,
         defend & benefit from
       • Equity & Gender in context of elite capture & male
         conservatism, but can create space for democratization
       • Minor or high value products – Moves to higher value
         forest products (e.g. Ghana, Tanzania)?
       • Shift from Government to Private sector – can create
         opportunities for partnerships with communities
       • Role of JFM/CM – community stake in reserved estate –
         but high transaction & planning costs
       • Climate change may enhance importance of sector &
         need for enhanced community rights

International Union for the Conservation of Nature                16
Some Threats
     • If decentralized – Is there adequate support (technical,
       financial, management) for communities to use
       opportunities in policy & law?
     • Often very high transaction costs (time, plans, rules,
       regulations, permits, taxes, delays, corruption)
     • Role of customary rights (recognized?) – evictions,
       contested rights, encroachment – forest dwellers,
       pastoralists – its an ethical issue as well
     • Forests low on agenda – therefore less focus in PRSPs
       (Governments, donors) – though climate change is
       changing that!
     • Population pressures & displaced peoples


International Union for the Conservation of Nature                17
Some Conclusions
  • Official data not reflect policy rhetoric of community
    forestry – with exceptions, nor the richness of community
    forests
  • Emphasis & accelerate changes from State to Community
    Owned
  • Improved forest tenure not yet result in improved
    livelihoods – nature of resources devolved, community
    support mechanisms in place
  • Forest sector not really in national accounts -
    undervalues its importance
  • Forest projects short term, yet forest management long
    term (investment, management, support, markets)
  • Civil society role in facilitating change & translating
    rhetoric to action – key to future success
International Union for the Conservation of Nature              18
So:
       • Its more than devolved rights, more than communities
         managing forests, its more than ownership (all of which
         are critical);
       • Its more than “small” (but important) subsistence
         benefits;
       • Lies in ability of rural communities to invest & enter the
         market; and
       • Requires longer term investment & removal of perverse
         (negative) incentives.



                 Goes beyond tenure & management plans to
                 Sustainable Forest Management as business for
                                  communities
International Union for the Conservation of Nature                    19
Challenges for us, even with increased
       community ownership:
    • How can we demonstrate the REAL ($, cultural,
      environmental, land use) value of forests (& trees)
      to rural livelihoods & livelihood improvement?
    • How can these values be integrated in national
      accounting?
    • How can local/customary institutions and
      knowledge systems be better integrated into more
      formal knowledge & institutional systems??
    • What will it take for rural communities to be able to
      negotiate on a EQUAL level with others (Gov,
      Private sector, NGOs etc.)
International Union for the Conservation of Nature            20

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Edmund Barrow, et al.:Governments are Decentralizing Responsibility for Forest Management in Africa, but Are Rural People Able to Take on Their Rights?

  • 1. Governments are Decentralizing Responsibility for Forest Management in Africa, but Are Rural People Able to Take on their Rights? Edmund Barrow, Isilda Nhantumbo, Kamugisha-Ruhombe Jones, Rene Oyono & Savadogo Moumini International Union for the Conservation of Nature 1
  • 2. I will argue that: • Tenure & secure rights to land are important, but not enough to improve livelihoods & sustainably manage forests • Rural people need: – Greater sharing of power (equity, gender); – Ability to organize, have rules, & sanction; – Ability to negotiate as “equals”; – Ability to process & value add; and the – Ability to competively enter the market. International Union for the Conservation of Nature 2
  • 3. This Presentation • Summarizes some findings of 4 regional studies on “Who Owns Africa’s Forests” (RRI partners); & • Will look at tenure & decentralization conditions needed for rural communities to take on their rightful role in forest management International Union for the Conservation of Nature 3
  • 4. History: Waves of Change in Forest Tenure in Africa • Early indigenous (forest dwellers) communal forest tenure disrupted & dislocated by migrations (to appx 1900); • State as master of land & forest (colonial & post colonial, 1900 – 1990’s); and • Post 1990’s Forest reforms & decentralization (both to trees on farm, and in the forest). Created complexity of tenure & decentralization regimes – with overlaps (customary-statutory), & conflicts – over 35 countries in Africa now have “community forestry” on “books” International Union for the Conservation of Nature 4
  • 5. Forest Tenure – Where are we in Africa? • Most of “forest” – State owned even if increased emphasis on community • Of 9 most forested countries – Sudan, Tanzania, Cameroon, Congo & Zambia show increasing community ownership (approx Ha 6 million) • In W. Africa – increases in forest land for local communities in Burkina Faso, Chad, Mali, Niger and Gambia – but data incomplete (approx Ha 3.6 Mill) (Source: RRI, 2008) International Union for the Conservation of Nature 5
  • 6. Various forms of decentralized forests • Community & decentralized forests in some West African countries (Mali, Burkina Faso, Senegal) – “terroire villegois”, & village forests in Tanzania • Decentralized to Area Councils (Gambia, Niger, Sudan) • Joint (or Collaborative) forest management promoted between Government and communities (Tanzania, Uganda, Kenya, Cameroon) International Union for the Conservation of Nature 6
  • 7. Policy & Law changes – But has Anything Changed??? We have lots of good laws/policies – but are we really implementing them? & has this translated into a greater ability of rural people to both better manage & benefit from the forest? In general – rights to less valuable forests &/or products devolved, not high value forest products (except trials in Ghana, Tanzania); varying levels of planning & restrictions imposed International Union for the Conservation of Nature 7
  • 8. Tanzania – an example Forest type Area Central Forest Reserves (managed 12.3 mill Ha (36.5%) by central gov.) Local Authority Forest Reserves 1.6 mill Ha (4.8%) (managed by Districts Village forest reserves (managed by 2 mill Ha (5.9%) (4.1 mill Ha under or village), area increasing with in process of being transferred to registration villages in over 2,300 villages) Private forests (private sector) 61,000 Ha (0.18%) Forests on general lands (non- 17.7 mill Ha (52.6%) reserved, de facto community) Sacred, traditional forests (ones 370 Ha “formally known”) Totals 33,661,370 Ha Source: Blomley et. al. 2008 International Union for the Conservation of Nature 8
  • 9. But are we really making progress in decentralized forest Tenure in Africa?? Forest: % in Africa % in Latin America % in Asia Administered 98% 33% 66% by Government Use by local 1% 8% 3% communities Owned by local less than 25% 25% communities 1% Owned by less than 34% 6% individual 1% Source: RRI, 2008 (based on Statutory data sets of FAO & governments International Union for the Conservation of Nature 9
  • 10. What does this mean? - Get beyond policy & legal words so as to • Encourage ownership rights not just “use” rights • As ownership is stronger (incentives, exclusion, reduced conflicts) • Basis for investment & livelihoods, & can benefit all (forest goods & services) • Get beyond commercial timber forestry to forests for people (community based forestry) • Will reduce forest conflict, & be a strong platform for managing for “climate change” International Union for the Conservation of Nature 10
  • 11. For Rural People - Forests for What? • Non-Timber Forest Products (fruits, medicines, gums, resins, oils etc.) • Grazing & browsing (pastoralists) • Building materials • Cultural/spiritual values • And Yes – timber & environmental services (but not the main focus) International Union for the Conservation of Nature 11
  • 12. Are rights secure? • In decentralized forest management – extent & scale to which Government can withdraw rights undermines decentralization (e.g. Central Africa) • If communities have ownership – can they make best use of their rights? – to manage, process, value add? (plans, permits, taxes, rules) • Attainment of rights often delayed (even if conditions met) by “lack of willingness” International Union for the Conservation of Nature 12
  • 13. Equity & Gender • Its much more than “community”! – whose rights & responsibilities within a group/village • Women often “de facto” providers at farm level, yet with little power to manage • Legislating not enough without implementation (which may result in power struggles & conflict) • Effects of culture & tradition on gender & rights of different groups (excuse to hold onto power!) • Elite capture (from within or external) – esp. If resources increase in value International Union for the Conservation of Nature 13
  • 14. Do devolved rights reduce poverty? • Poverty & forests often go hand in hand in a “vicious cycle” • Contribution of forests to GDP, National accounts negligible, as data not captured even if very important at local level • Inability to add value & market (beyond subsistence) mean real value of rights reduced International Union for the Conservation of Nature 14
  • 15. But the Forests are Hugely Valuable!! Country Forests & GDP Econ Value Other values Sudan 10% $650 mill p.a.; Gum Arabic 66% pop involved with $80 mill p.a. forestry. 70% depend on fuel wood Tanzania 3.3% (& 10% of 2.8% value of agric. Sector; 92% depend on fuel exports) In Shinyanga $14 p.p. p.m. wood for 2.25 million people (800+ villages) South 2% or 1.7% (FAO) $4,674 mill p.a. – 55% of Over 325,000 Africa which NTFP employed Namibia 6% Devils claw worth $10 mill 89% rural use fuel p.a. wood (20% urban) Uganda 2% (Min finance) Forest business worth 90% fuel wood, & or 6% (Forest $165 mill p.a. 90% herbal remedies sector) International Union for the Conservation of Nature 15
  • 16. Key Opportunities • Tenure rights – important but ability to negotiate, defend & benefit from • Equity & Gender in context of elite capture & male conservatism, but can create space for democratization • Minor or high value products – Moves to higher value forest products (e.g. Ghana, Tanzania)? • Shift from Government to Private sector – can create opportunities for partnerships with communities • Role of JFM/CM – community stake in reserved estate – but high transaction & planning costs • Climate change may enhance importance of sector & need for enhanced community rights International Union for the Conservation of Nature 16
  • 17. Some Threats • If decentralized – Is there adequate support (technical, financial, management) for communities to use opportunities in policy & law? • Often very high transaction costs (time, plans, rules, regulations, permits, taxes, delays, corruption) • Role of customary rights (recognized?) – evictions, contested rights, encroachment – forest dwellers, pastoralists – its an ethical issue as well • Forests low on agenda – therefore less focus in PRSPs (Governments, donors) – though climate change is changing that! • Population pressures & displaced peoples International Union for the Conservation of Nature 17
  • 18. Some Conclusions • Official data not reflect policy rhetoric of community forestry – with exceptions, nor the richness of community forests • Emphasis & accelerate changes from State to Community Owned • Improved forest tenure not yet result in improved livelihoods – nature of resources devolved, community support mechanisms in place • Forest sector not really in national accounts - undervalues its importance • Forest projects short term, yet forest management long term (investment, management, support, markets) • Civil society role in facilitating change & translating rhetoric to action – key to future success International Union for the Conservation of Nature 18
  • 19. So: • Its more than devolved rights, more than communities managing forests, its more than ownership (all of which are critical); • Its more than “small” (but important) subsistence benefits; • Lies in ability of rural communities to invest & enter the market; and • Requires longer term investment & removal of perverse (negative) incentives. Goes beyond tenure & management plans to Sustainable Forest Management as business for communities International Union for the Conservation of Nature 19
  • 20. Challenges for us, even with increased community ownership: • How can we demonstrate the REAL ($, cultural, environmental, land use) value of forests (& trees) to rural livelihoods & livelihood improvement? • How can these values be integrated in national accounting? • How can local/customary institutions and knowledge systems be better integrated into more formal knowledge & institutional systems?? • What will it take for rural communities to be able to negotiate on a EQUAL level with others (Gov, Private sector, NGOs etc.) International Union for the Conservation of Nature 20