2. Project Management Process Groups
Project management is an integrative endeavor where actions in one
area affect others, requiring active management of these interactions.
The project triple constraint: scope, cost, and time serves as a
framework for evaluating competing demands and making necessary
tradeoffs.
Projects consist of processes performed by people, falling into two
categories:
project management processes, which organize the work, and
product-oriented processes, which create the project's product.
These processes overlap and interact throughout the project lifecycle.
For example, the scope of the project cannot be defined in the absence of
some basic understanding of how to create the product.
3. Process Groups
Initiating
Authorizing the project or phase, setting
the stage for what's to come.
Planning
Defining objectives and selecting the
best course of action to achieve them.
Executing
Coordinating resources to carry out the
project plan effectively.
Controlling
Monitoring progress and taking
corrective action to meet objectives.
Closing
Formalizing acceptance of the project or
phase and bringing it to an orderly end.
4. Process Groups
The process groups are interconnected,
with the output of one often serving as
input to another.
Planning informs execution with a
documented project plan, which is then
updated as the project progresses.
These groups are not discrete events
but overlapping activities throughout
each phase.
Closing one phase provides input to
initiating the next.
For example, customer acceptance of a
design document in the closing phase
defines the product description for the
subsequent implementation phase.
6. Process Interactions
Initiating Processes
Initiating processes are the first phase
of project management where a project
is formally defined, authorized, and
approved.
These processes ensure that the project
has a clear purpose, objectives, and
stakeholder alignment before moving
forward.
Purpose:
Define why the project is needed.
Identify key stakeholders.
Secure approval and funding.
Ensure the project aligns with
business goals.
7. The planning process is a
crucial phase where project
goals, scope, deliverables,
timelines, resources, and risks
are defined and structured.
It ensures that all aspects of the
project are well-organized
before execution.
Core Processes (Primary Planning Processes)
Core processes are the essential planning
activities that directly define the project's
scope, objectives, schedule, and resources.
They create the foundation for project
execution.
Facilitating Processes (Supportive Planning
Processes)
Facilitating processes support and enhance the
core processes by ensuring smooth execution.
They do not directly define the project but help
manage aspects like communication, quality,
and procurement.
Planning processes are divided
into core processes and
facilitating processes.
Planning Processes
8. Core Planning processes
Risk Management Planning
Planning risk approach.
Resource Planning
Identifying required resources and their
quantities for project activities.
Cost Estimating
Estimating resource costs for project
activities.
Cost Budgeting
allocating the overall cost estimate to
individual work packages.
Project Plan Development
Consolidating planning results into a
coherent document.
Scope Planning
Developing a written scope statement.
Scope Definition
Subdividing major deliverables.
Activity Definition
Identifying specific activities.
Activity Sequencing
Documenting dependencies.
Activity Duration Estimating
Estimating required work periods for
activity completion.
Schedule Development
Analyzing sequences and durations.
9. Scope planning
Outlines how the scope will be defined,
validated, and controlled
Process of managing scope
The output is scope management plan
Scope Definition
Clearly defines what is included and
excluded in the project
Detailed description of project
deliverables
The output is Project Scope Statement
Activity definition
Identifying and listing all the specific
tasks (activities) required to complete
project deliverables.
Gather system requirements
Design database schema
Develop authentication module
Create course enrollment feature
Test system functionality
Activity sequencing
Determining the logical order in which activities
should be performed and identifying dependencies
(what must happen before or after another task).
Activity Duration Estimating
Determining how long each activity will
take, based on resources, complexity, and
potential risks.
10. Schedule Development
• Schedule Development is the process of
analyzing activity sequences, durations,
resource availability, and constraints to
create a realistic project schedule.
Determine Resource Availability :
Identify team members, tools, and
materials needed.
Steps in Schedule Development
Define Activities: Identify all tasks
required to complete the project
Sequence Activities: Identify all tasks
required to complete the project
Estimate Activity Durations:
Determine how long each task will take
Develop the Schedule: Use scheduling
techniques like Critical Path Method
(CPM), Program Evaluation and Review
Technique (PERT), or Gantt Charts
Adjust and Optimize: Identify time
constraints, resource limitations, and make
necessary adjustments.
Baseline and Approve: Finalize the
schedule as a project baseline for tracking
progress.
11. Risk Management Planning
The process of identifying, analyzing, and planning responses to potential risks that could
impact the success of a project.
It helps ensure that uncertainties are managed proactively rather than reactively.
Plan Risk Responses: Develop strategies to mitigate, transfer, accept, or avoid risks.
Monitor & Control Risks: Track risks throughout the project and update response plans
as needed.
Steps in Risk Management Planning
Identify Risks: List potential risks that could affect the project.
Analyze Risks: Assess the probability and impact of each risk.
Prioritize Risks: Rank risks based on severity using qualitative or quantitative methods
12. Resource Planning
Involves identifying, allocating, and managing the resources needed to complete a project
efficiently.
These resources include human resources, equipment, materials, budget, and time.
Key Steps in Resource Planning
Identify Resources
Estimate Resource Requirements
Allocate Resources
Develop a Resource Schedule
Monitor and Control Resources
Optimize Resource Utilization
13. Cost Estimating
The process of predicting the costs
associated with various project activities,
including resources, labor, materials
(equipment) and overhead
To develop an approximation of the
financial resources required to complete the
project.
Key techniques
Analogous Estimating: using past projects as
references.
Parametric Estimating: using statistical
relationships.
Bottom-up Estimating: Estimating at the task
level and rolling up.
Three-Point Estimating: Optimistic,
Pessimistic, Most Likely
Cost Budgeting
The process of aggregating the estimated
costs of individual activities or work
packages to establish an overall project
budget
To allocate costs across the project
lifecycle and ensure financial resources are
available resources are available when
needed.
Key Techniques
Cost Aggregation: rolling up estimates
to create the budget
Reserve Analysis: adding contingency
reserves for uncertainties
Funding limit Reconciliation: ensuring
budget aligns with available funds
14. Facilitating Planning Processes
Quality Planning
Identifying relevant standards.
Organizational Planning
Assigning project roles.
Staff Acquisition
Getting the human resources needed
assigned to and working on the project
Communications Planning
Determining information needs.
Risk Identification
Determining which risks are likely to affect
the project and documenting the
characteristics of each.
Qualitative Risk Analysis
Qualitatively analyzing and prioritizing
risks
Quantitative Risk Analysis
Measuring risk probability, impact, and
project implications.
Risk Response Planning
Developing strategies to maximize
opportunities and mitigate threats.
Procurement Planning
determining what to procure, how much to
procure, and when
Solicitation Planning
documenting product requirements and
identifying potential sources
16. Executing Processes
Executing Process Group in project
management is where the actual work
of the project happens.
This phase involves coordinating
people, resources, and activities to
accomplish the project objectives
according to the project management
plan.
Key Characteristics of the Executing Process
Group
Focuses on carrying out project tasks and
delivering outputs.
Requires team coordination, communication,
and resource allocation.
Ensures adherence to quality standards,
stakeholder expectations, and project scope.
May involve handling changes, managing
conflicts, and optimizing performance.
17. Project Plan Execution
Carrying out the project plan.
Quality Assurance
Evaluating project performance.
Team Development
Enhancing team skills.
Information Distribution
Providing project stakeholders with timely
essential information.
Solicitation
obtaining quotations, bids, offers, or
proposals as appropriate
Source Selection
choosing from among potential
sellers
Contract Administration
managing the relationship with the
seller.
19. Controlling Processes
Controlling processes generally
refers to monitoring, measuring,
and correcting activities to
ensure that an organization,
project, or system meets its
objectives.
Integrated change control
Coordinating changes across the
entire project
Scope verification
Formalizing acceptance of the
project scope
Scope change control
Controlling changes to project
scope
20. Schedule Control
Controlling changes to the
project schedule
Cost Control
Controlling changes to the
project budget
Quality Control
Ensure project results meet
quality standards and address
performance gaps.
Performance reporting
Gathering and sharing performance
data, including status, progress, and
forecasts
Risk monitoring and control
Tracking identified risks, monitoring
residual and new risks, ensuring risk
plan execution, and evaluating
effectiveness.
22. Contract Closeout
Finalizing the contract and
resolving outstanding items.
Administrative Closure
Documenting project completion,
Evaluating performance, and
Compiling lessons learned for future
planning
Closing processes: is the process
Finalize deliverables
Administrative closure
Lessons learned
Stakeholder sign-off
Resource release
Closing Processes
23. Closing Processes
Finalizing Deliverables: Ensuring all
project work is completed and
approved.
Administrative Closure: Completing
contracts, documentation, and legal
formalities.
Lessons Learned: Documenting
successes, failures, and
improvements for future projects.
Stakeholder Sign-Off: Obtaining
formal acceptance from clients or
stakeholders.
Resource Release: Releasing team
members, materials, and budget
allocations.